9.5.5 RI Reporting (with CSI processes)
36.521-13GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Part 1: Conformance testingRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification
9.5.5.1_F FDD RI Reporting with CSI processes for CoMP
9.5.5.1_F.1 FDD RI Reporting with Single CSI process for CoMP
9.5.5.1_F.1.1 Test purpose
To verify that the reported rank indicator accurately represents the channel rank with one CSI process configured.
9.5.5.1_F.1.2 Test applicability
This test applies to all types of E-UTRA FDD category ≥2 UEs release 11 and forward, supporting Maximum CSI processes of One on a component carrier within a band with PDSCH transmission mode 10.
Note: This test also applies to UE supporting 4Rx antenna ports
9.5.5.1_F.1.3 Minimum conformance requirements
Each CSI process is associated with a CSI-RS resource and a CSI-IM resource as shown in Table 9.5.5.1_F.1.3-1. For UE supports one CSI process CSI process 0 is configured for Test 1 and Test 2, but CSI process 1 is not configured for Test 2. The corresponding γ requirements for Test 1 and Test 2 shall be fulfilled. The requirement on reported RI for CSI process 1 in Test 2 is not applicable.
For UE supports multiple CSI processes, CSI process 0 is configured for Test 1 and CSI processes 0 and 1 are configured for Test 2. The corresponding requirements for Test 1 and Test 2 shall be fulfilled, and also the requirement on reported RI for CSI process 1 in Test 2.
The minimum performance requirement in Table 9.5.5.1_F.1.3-2 is defined as:
a) The ratio of the throughput obtained when transmitting based on UE reported RI and that obtained when transmitting with fixed rank 1 shall be ≥ γ1.
b) The ratio of the throughput obtained when transmitting based on UE reported RI and that obtained when transmitting with fixed rank 2 shall be ≥ ;
c) For Test 2, the RI reported for CSI process 1 shall be the same as the most recent RI reported for CSI process 0 if UE is configured with multiple CSI processes.
For the parameters specified in Table 9.5.5.1_F.1.3-2, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.5.5.1_F.1.3-3.
Table 9.5.5.1_F.1.3-1: Configuration of CSI processes
|
CSI process 0 |
CSI process 1 |
|
|
CSI-RS resource |
CSI-RS signal 0 |
CSI-RS signal 1 |
|
CSI-IM resource |
CSI-IM resource 0 |
CSI-IM resource 1 |
Table 9.5.5.1_F.1.3-2: Test Parameters for RI Reporting with Single CSI process for CoMP (FDD)
|
Parameter |
Unit |
Test 1 |
Test 2 |
|||
|
TP1 |
TP2 |
TP1 |
TP2 |
|||
|
Bandwidth |
MHz |
10 MHz |
10 MHz |
|||
|
Transmission mode |
10 |
10 |
10 |
10 |
||
|
Downlink power allocation |
|
dB |
0 |
0 |
||
|
|
dB |
0 |
0 |
|||
|
|
dB |
0 |
0 |
0 |
0 |
|
|
σ |
dB |
0 |
0 |
|||
|
SNR |
dB |
0 |
0 |
20 |
20 |
|
|
|
dB[mW/15kHz] |
-98 |
-98 |
-78 |
-78 |
|
|
|
dB[mW/15kHz] |
-98 |
-98 |
|||
|
Propagation channel |
EPA 5 Low |
EPA 5 Low |
EPA 5 Low |
EPA 5 High |
||
|
Antenna configuration |
2×2 |
2×2 |
2×2 |
2×2 |
||
|
Beamforming Model |
As specified in Section B.4.3 |
As specified in Section B.4.3 |
||||
|
Timing offset between TPs |
us |
0 |
0 |
|||
|
Frequency offset between TPs |
Hz |
0 |
0 |
|||
|
Cell-specific reference signals |
Antenna ports 0 |
Antenna ports 0 |
||||
|
CSI-RS signal 0 |
Antenna ports 15,16 |
N/A |
Antenna ports 15,16 |
N/A |
||
|
CSI-RS 0 periodicity and subframe offset TCSI-RS / ∆CSI-RS |
5/1 |
N/A |
5/1 |
N/A |
||
|
CSI-RS 0 configuration |
0 |
N/A |
0 |
N/A |
||
|
CSI-RS signal 1 |
N/A |
Antenna ports 15,16 |
N/A |
Antenna ports 15,16 |
||
|
CSI-RS 1 periodicity and subframe offset TCSI-RS / ∆CSI-RS |
N/A |
5/1 |
N/A |
5/1 |
||
|
CSI-RS 1 configuration |
N/A |
3 |
N/A |
3 |
||
|
Zero-power CSI-RS 0 configuration ICSI-RS / ZeroPowerCSI-RS bitmap |
N/A |
1 / 1000001000000000 |
N/A |
1 / 1000001000000000 |
||
|
Zero-power CSI-RS 1 configuration ICSI-RS / ZeroPowerCSI-RS bitmap |
1 / 0011000000000000 |
N/A |
1 / 0011000000000000 |
N/A |
||
|
CSI-IM 0 periodicity and subframe offset TCSI-RS / ∆CSI-RS |
5/1 |
N/A |
5/1 |
N/A |
||
|
CSI-IM 0 configuration |
2 |
N/A |
2 |
N/A |
||
|
CSI-IM 1 periodicity and subframe offset TCSI-RS / ∆CSI-RS |
N/A |
5/1 |
N/A |
5/1 |
||
|
CSI-IM 1 configuration |
N/A |
6 |
N/A |
6 |
||
|
RI configuration |
Fixed RI=2 and follow RI |
N/A |
Fixed RI=1 and follow RI |
N/A |
||
|
Physical channel for CQI/PMI reporting |
PUSCH (Note 6) |
N/A |
PUSCH (Note 6) |
PUSCH (Note 6) |
||
|
PUCCH Report Type for CQI/PMI |
2 |
N/A |
2 |
2 |
||
|
Physical channel for RI reporting |
PUCCH Format 2 |
N/A |
PUCCH Format 2 |
PUCCH Format 2 |
||
|
PUCCH Report Type for RI |
3 |
N/A |
3 |
3 |
||
|
CSI process 0 (Note 7) |
CSI-RS |
CSI-RS 0 |
N/A |
CSI-RS 0 |
N/A |
|
|
CSI-IM |
CSI-IM 0 |
N/A |
CSI-IM 0 |
N/A |
||
|
Reporting mode |
PUCCH 1-1 |
N/A |
PUCCH 1-1 |
N/A |
||
|
Reporting periodicity |
ms |
Npd = 5 |
N/A |
Npd = 5 |
N/A |
|
|
CQI delay |
ms |
8 |
N/A |
10 |
N/A |
|
|
cqi-pmi-ConfigurationIndex |
6 |
N/A |
6 |
N/A |
||
|
ri-ConfigIndex |
1 |
N/A |
1 |
N/A |
||
|
CSI process 1 (Note 7, Note 9) |
CSI-RS |
N/A |
N/A |
N/A |
CSI-RS 1 |
|
|
CSI-IM |
N/A |
N/A |
N/A |
CSI-IM 1 |
||
|
Reporting mode |
N/A |
N/A |
N/A |
PUCCH 1-1 |
||
|
Reporting periodicity |
ms |
N/A |
N/A |
N/A |
Npd = 5 |
|
|
CQI delay |
ms |
N/A |
N/A |
N/A |
10 |
|
|
cqi-pmi-ConfigurationIndex |
N/A |
N/A |
N/A |
4 |
||
|
ri-ConfigIndex |
N/A |
N/A |
N/A |
1 |
||
|
CSI process for PDSCH scheduling |
CSI process 0 |
CSI process 0 |
||||
|
Cell ID |
0 |
6 |
0 |
6 |
||
|
Quasi-co-located CSI-RS |
CSI-RS 0 |
CSI-RS 1 |
CSI-RS 0 |
CSI-RS 1 |
||
|
Quasi-co-located CRS |
Same Cell ID as Cell 1 |
Same Cell ID as Cell 2 |
Same Cell ID as Cell 1 |
Same Cell ID as Cell 2 |
||
|
PMI for subframe 2, 3, 4, 7, 8 and 9 |
010000 for fixed RI = 2 010011 for UE reported RI |
100000 |
000011 for fixed RI = 1 010011 for UE reported RI |
N/A |
||
|
PMI for subframe 1 and 6 |
100000 |
100000 |
100000 |
N/A |
||
|
Max number of HARQ transmissions |
1 |
N/A |
1 |
N/A |
||
|
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4). Note 2: 3 symbols allocated to PDCCH. Note 3: Reference measurement channel RC.13 FDD according to Table A.4-1. PDSCH transmission is scheduled on subframe 2, 3, 4, 7, 8 and 9 from TP1. Note 4: TM10 OCNG is transmitted as specified in A.5.1.8 is transmitted on subframe 1 and 6 from TP1. Note 5: TM10 OCNG is transmitted as specified in A.5.1.8 is transmitted on subframe 1, 2, 3, 4, 6, 7, 8 and 9 from TP2 for Test 1; TP2 is blanked for Test 2. Note 6: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#1 and #6 to allow periodic CQI/PMI to multiplex with the HARQ-ACK on PUSCH in uplink SF#0 and #5. Note 7: If UE supports multiple CSI processes, CSI process 0 is configured as ‘RI-reference CSI process’ for CSI process 1. Note 8: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#1 and #6 to allow aperiodic CQI/PMI/RI to be transmitted in uplink SF#0 and #5. Note 9: If UE supports one CSI process, CSI process 1 is not configured in Test 2. |
||||||
Table 9.5.5.1_F.1.3-3: Minimum requirements for RI Reporting with Single CSI process for CoMP (FDD)
|
Test 1 |
Test 2 |
|
|
1 |
N/A |
1.0 |
|
2 |
1.0 |
N/A |
|
UE Category |
≥2 |
≥2 |
The normative reference for this requirement is TS 36.101 [2] clause 9.5.5.1.
9.5.5.1_F.1.4 Test description
9.5.5.1_F.1.4.1 Initial conditions
Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.
Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.
Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.
Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.
Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1.
1. Connect the SS, faders and AWGN noise source to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.40 for antenna configuration 2×2 for UE with 2Rx RF band and Annex A, Figure A.40a for 4Rx capable UE without any 2Rx RF bands.
2. The parameter settings for the cell are set up according to Table 9.5.5.1_F.1.3-2.
3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.
4. Propagation conditions are set according to Annex B.0.
5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.5.5.1_F.1.4.3.
9.5.5.1_F.1.4.2 Test procedure
1. Set the parameters of bandwidth, reference channel, propagation condition, antenna configuration, antenna correlation, CodeBookSubsetRestriction, PMI for subframe for fixed Rank and the SNR according to Table 9.5.5.1_F.1.3-2 and C.3.2-1 of Annex C.3.2 as appropriate.
2. The SS shall send PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to the UE reported CQI (wideband CQI), PMI and fixed RI as defined in Table 9.5.5.1_F.1.3-2. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #0 and #5 (Table A.4.1-1).
3. Measure the 
(fixed Rank 1 or fixed Rank 2) according to annex G.5.3.
4. Propagation conditions are set according to Annex B.1.
5. The SS sends uplink scheduling information via PDCCH DCI format 0 to schedule UL RMC in every subframe (Table A.4.1-1).
6. The SS shall transmit an RRC Connection Reconfiguration message to set codebookSubsetRestriction as for UE reported RI according to Table 9.5.5.1_F.1.5-2.
7. The UE shall transmit RRC Connection Reconfiguration Complete message.
8. Propagation conditions are set according to Table 9.5.5.1_F.1.5-2.
9. The SS shall send PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to the UE reported CQI (wideband CQI), PMI and RI. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #0 and #5 (Table A.4.1-1).
10. Measure
according to Annex G.5.3
If the ratio ( / 
) satisfies the requirement in Table 9.5.5.1_F.1.5-1, then pass the UE for this test and go to step 11. Otherwise, fail the UE.
11. If all tests have not been done, then repeat the same procedure (steps 1 to 10) with test conditions according to the Table 9.5.5.1_F.1.3-1 for the other Tests as appropriate. Otherwise pass the UE.
9.5.5.1_F.1.4.3 Message contents
Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:
Table 9.5.5.1_F.1.4.3-1: PhysicalConfigDedicated-DEFAULT
|
Derivation Path: 36.508 clause 4.6.3 |
||||
|
Information Element |
Value/remark |
Comment |
Condition |
|
|
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE { |
||||
|
antennaInfo |
Not present |
|||
|
antennaInfo-r10 CHOICE { |
||||
|
explicitValue-r10 |
AntennaInfoDedicated-r10 |
|||
|
} |
||||
|
csi-RS-ConfigZPToAddModList-r11 |
CSI-RS-ConfigZP-r11-DEFAULT |
|||
|
cqi-ReportConfig-v1130 |
CQI-ReportConfig-v1130-DEFAULT |
|||
|
} |
||||
Table 9.5.5.1_F.1.4.3-2: PDSCH-ConfigDedicated-DEFAULT
|
Derivation Path:36.508 clause 4.6.3 |
|||
|
Information Element |
Value/remark |
Comment |
Condition |
|
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE { |
|||
|
p-a |
dB0 |
||
|
} |
|||
Table 9.5.5.1_F.1.4.3-3: AntennaInfoDedicated-r10
|
Derivation Path: 36.331 clause 6.3.2 |
||||
|
Information Element |
Value/remark |
Comment |
Condition |
|
|
AntennaInfoDedicated-r10 ::= SEQUENCE { |
||||
|
transmissionMode-r10 |
tm10-v1130 |
|||
|
codebookSubsetRestriction-r10 |
Not present |
|||
|
ue-TransmitAntennaSelection CHOICE { |
||||
|
release |
NULL |
|||
|
} |
||||
|
} |
||||
Table 9.5.5.1_F.1.4.3-4: CQI-ReportConfig-v1130-DEFAULT
|
Derivation Path: 36.508 clause 4.6.3 |
|||
|
Information Element |
Value/remark |
Comment |
Condition |
|
CQI-ReportConfig-v1130 ::= SEQUENCE { |
|||
|
cqi-ReportPeriodic-v1130 SEQUENCE { |
|||
|
cqi-ReportPeriodicProcExtToAddModList-r11 SEQUENCE (SIZE (1..maxCQI-ProcExt-r11)) OF SEQUENCE { |
1 entry |
||
|
cqi-ReportPeriodicProcExtId-r11[1] SEQUENCE { |
|||
|
cqi-ReportPeriodicProcExtId-r11 |
1 |
||
|
cqi-pmi-ConfigIndex-r11 |
6 |
CSI process 0 |
|
|
cqi-FormatIndicatorPeriodic-r11 CHOICE { |
|||
|
widebandCQI-r11 SEQUENCE { |
|||
|
csi-ReportMode-r11 |
Not present |
||
|
} |
|||
|
} |
|||
|
ri-ConfigIndex-r11 |
1 |
CSI process 0 |
|
|
csi-ConfigIndex-r11 |
Not present |
||
|
} |
|||
|
} |
|||
|
} |
|||
|
} |
|||
|
cqi-ReportBoth-r11 SEQUENCE { |
|||
|
csi-ProcessToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-Proc-r11)) OF SEQUENCE { |
1 entry |
||
|
p-C-AndCBSRList-r11[1] SEQUENCE (SIZE (1..2)) OF SEQUENCE { |
1 entry |
||
|
p-C-r11[1] |
0 |
||
|
codebookSubsetRestriction-r11[1] |
According to each test |
010000 for fixed RI = 2, 000011 for fixed RI = 1, 010011 for UE reported RI |
|
|
} |
|||
|
cqi-ReportBothProc-r11[1] SEQUENCE { |
|||
|
pmi-RI-Report-r11 |
setup |
||
|
} |
|||
|
} |
|||
|
} |
|||
|
} |
|||
Table 9.5.5.1_F.1.4.3-5: CSI-RS-ConfigZP-r11-DEFAULT
|
Derivation Path: 36.508 clause 4.6.3 |
|||
|
Information Element |
Value/remark |
Comment |
Condition |
|
CSI-RS-ConfigZP-r11 ::= SEQUENCE { |
|||
|
csi-RS-ConfigZPId-r11 |
1 |
||
|
resourceConfigList-r11 |
For Zero-power CSI-RS 0 = 0011000000000000 For Zero-power CSI-RS 1 configuration = 1000001000000000 |
Parameter: ZeroPowerCSI-RS |
|
|
subframeConfig-r11 |
1 |
|
|
|
} |
|||
= 
when CSI-RS SubframeConfig is from 0-4; Parameter: 
9.5.5.1_F.1.5 Test requirement
Table 9.5.5.1_F.1.5-1: Test requirements for RI Reporting with Single CSI process for CoMP (FDD)
|
Test 1 |
Test 2 |
|
|
1 |
N/A |
0.99 |
|
2 |
0.99 |
N/A |
|
UE Category |
≥2 |
≥2 |
Table 9.5.5.1_F.1.5-2: Test Parameters for RI Reporting with Single CSI process for CoMP (FDD)
|
Parameter |
Unit |
Test 1 |
Test 2 |
|||
|
TP1 |
TP2 |
TP1 |
TP2 |
|||
|
Bandwidth |
MHz |
10 MHz |
10 MHz |
|||
|
Transmission mode |
10 |
10 |
10 |
10 |
||
|
Downlink power allocation |
|
dB |
0 |
0 |
||
|
|
dB |
0 |
0 |
|||
|
|
dB |
0 |
0 |
0 |
0 |
|
|
σ |
dB |
0 |
0 |
|||
|
SNR for UE with 2Rx RF band |
dB |
0 |
0 |
20 |
20 |
|
|
SNR for 4Rx UE without 2Rx RF band |
dB |
-3 |
-3 |
17 |
17 |
|
|
|
dB[mW/15kHz] |
-98 |
-98 |
-78 |
-78 |
|
|
|
dB[mW/15kHz] |
-98 |
-98 |
|||
|
Propagation channel |
EPA 5 Low |
EPA 5 Low |
EPA 5 Low |
EPA 5 High |
||
|
Antenna configuration |
2×2 |
2×2 |
2×2 |
2×2 |
||
|
Beamforming Model |
As specified in Section B.4.3 |
As specified in Section B.4.3 |
||||
|
Timing offset between TPs |
us |
0 |
0 |
|||
|
Frequency offset between TPs |
Hz |
0 |
0 |
|||
|
Cell-specific reference signals |
Antenna ports 0 |
Antenna ports 0 |
||||
|
CSI-RS signal 0 |
Antenna ports 15,16 |
N/A |
Antenna ports 15,16 |
N/A |
||
|
CSI-RS 0 periodicity and subframe offset TCSI-RS / ∆CSI-RS |
5/1 |
N/A |
5/1 |
N/A |
||
|
CSI-RS 0 configuration |
0 |
N/A |
0 |
N/A |
||
|
CSI-RS signal 1 |
N/A |
Antenna ports 15,16 |
N/A |
Antenna ports 15,16 |
||
|
CSI-RS 1 periodicity and subframe offset TCSI-RS / ∆CSI-RS |
N/A |
5/1 |
N/A |
5/1 |
||
|
CSI-RS 1 configuration |
N/A |
3 |
N/A |
3 |
||
|
Zero-power CSI-RS 0 configuration ICSI-RS / ZeroPowerCSI-RS bitmap |
N/A |
1 / 1000001000000000 |
N/A |
1 / 1000001000000000 |
||
|
Zero-power CSI-RS 1 configuration ICSI-RS / ZeroPowerCSI-RS bitmap |
1 / 0011000000000000 |
N/A |
1 / 0011000000000000 |
N/A |
||
|
CSI-IM 0 periodicity and subframe offset TCSI-RS / ∆CSI-RS |
5/1 |
N/A |
5/1 |
N/A |
||
|
CSI-IM 0 configuration |
2 |
N/A |
2 |
N/A |
||
|
CSI-IM 1 periodicity and subframe offset TCSI-RS / ∆CSI-RS |
N/A |
5/1 |
N/A |
5/1 |
||
|
CSI-IM 1 configuration |
N/A |
6 |
N/A |
6 |
||
|
RI configuration |
Fixed RI=2 and follow RI |
N/A |
Fixed RI=1 and follow RI |
N/A |
||
|
Physical channel for CQI/PMI reporting |
PUSCH (Note 6) |
N/A |
PUSCH (Note 6) |
PUSCH (Note 6) |
||
|
PUCCH Report Type for CQI/PMI |
2 |
N/A |
2 |
2 |
||
|
Physical channel for RI reporting |
PUCCH Format 2 |
N/A |
PUCCH Format 2 |
PUCCH Format 2 |
||
|
PUCCH Report Type for RI |
3 |
N/A |
3 |
3 |
||
|
CSI process 0 (Note 7) |
CSI-RS |
CSI-RS 0 |
N/A |
CSI-RS 0 |
N/A |
|
|
CSI-IM |
CSI-IM 0 |
N/A |
CSI-IM 0 |
N/A |
||
|
Reporting mode |
PUCCH 1-1 |
N/A |
PUCCH 1-1 |
N/A |
||
|
Reporting periodicity |
ms |
Npd = 5 |
N/A |
Npd = 5 |
N/A |
|
|
CQI delay |
ms |
8 |
N/A |
10 |
N/A |
|
|
cqi-pmi-ConfigurationIndex |
6 |
N/A |
6 |
N/A |
||
|
ri-ConfigIndex |
1 |
N/A |
1 |
N/A |
||
|
CSI process 1 (Note 7, Note 9) |
CSI-RS |
N/A |
N/A |
N/A |
CSI-RS 1 |
|
|
CSI-IM |
N/A |
N/A |
N/A |
CSI-IM 1 |
||
|
Reporting mode |
N/A |
N/A |
N/A |
PUCCH 1-1 |
||
|
Reporting periodicity |
ms |
N/A |
N/A |
N/A |
Npd = 5 |
|
|
CQI delay |
ms |
N/A |
N/A |
N/A |
10 |
|
|
cqi-pmi-ConfigurationIndex |
N/A |
N/A |
N/A |
4 |
||
|
ri-ConfigIndex |
N/A |
N/A |
N/A |
1 |
||
|
CSI process for PDSCH scheduling |
CSI process 0 |
CSI process 0 |
||||
|
Cell ID |
0 |
6 |
0 |
6 |
||
|
Quasi-co-located CSI-RS |
CSI-RS 0 |
CSI-RS 1 |
CSI-RS 0 |
CSI-RS 1 |
||
|
Quasi-co-located CRS |
Same Cell ID as Cell 1 |
Same Cell ID as Cell 2 |
Same Cell ID as Cell 1 |
Same Cell ID as Cell 2 |
||
|
PMI for subframe 2, 3, 4, 7, 8 and 9 |
010000 for fixed RI = 2 010011 for UE reported RI |
100000 |
000011 for fixed RI = 1 010011 for UE reported RI |
N/A |
||
|
PMI for subframe 1 and 6 |
100000 |
100000 |
100000 |
N/A |
||
|
Max number of HARQ transmissions |
1 |
N/A |
1 |
N/A |
||
|
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4). Note 2: 3 symbols allocated to PDCCH. Note 3: Reference measurement channel RC.13 FDD according to Table A.4-1. PDSCH transmission is scheduled on subframe 2, 3, 4, 7, 8 and 9 from TP1. Note 4: TM10 OCNG is transmitted as specified in A.5.1.8 is transmitted on subframe 1 and 6 from TP1. Note 5: TM10 OCNG is transmitted as specified in A.5.1.8 is transmitted on subframe 1, 2, 3, 4, 6, 7, 8 and 9 from TP2 for Test 1; TP2 is blanked for Test 2. Note 6: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#1 and #6 to allow periodic CQI/PMI to multiplex with the HARQ-ACK on PUSCH in uplink SF#0 and #5. Note 7: If UE supports multiple CSI processes, CSI process 0 is configured as ‘RI-reference CSI process’ for CSI process 1. Note 8: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#1 and #6 to allow aperiodic CQI/PMI/RI to be transmitted in uplink SF#0 and #5. Note 9: If UE supports one CSI process, CSI process 1 is not configured in Test 2. Note 10: The SNR requirement for 4Rx capable UEs is as specified in 9.1.1.4.1. For 4Rx UE without 2Rx RF bands SNR requirement is reduced by [3] dB |
||||||
9.5.5.1_F.2 FDD RI Reporting with Multiple CSI processes for CoMP
Editor’s Note: The test procedure to test the reported RI requirement for CSI process 1 in Test 2 for multiple CSI process is TBD
9.5.5.1_F.2.1 Test purpose
To verify that the reported rank indicator accurately represents the channel rank with multiple CSI process configured.
9.5.5.1_F.2.2 Test applicability
This test applies to all types of E-UTRA FDD category≥ 2 UEs release 11 and forward, supporting Maximum CSI processes of Three or Four on a component carrier within a band with PDSCH transmission mode 10.
Note: This test also applies to UE supporting 4Rx antenna ports
9.5.5.1_F.2.3 Minimum conformance requirements
Same minimum conformance requirements as in clause 9.5.5.1_F.1.3
9.5.5.1_F.2.4 Test description
9.5.5.1_F.2.4.1 Initial conditions
Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.
Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.
Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.
Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.
Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1.
1. Connect the SS, faders and AWGN noise source to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.40 for antenna configuration 2×2 for UE with 2Rx RF band and Annex A, Figure A.40a for 4Rx capable UE without any 2Rx RF bands.
2. The parameter settings for the cell are set up according to Table 9.5.5.1_F.2.3-2.
3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.
4. Propagation conditions are set according to Annex B.0.
5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.5.5.1_F.2.4.3.
9.5.5.1_F.2.4.2 Test procedure
1. Set the parameters of bandwidth, reference channel, propagation condition, antenna configuration, antenna correlation, CodeBookSubsetRestriction, PMI for subframe for fixed Rank and the SNR according to Table 9.5.5.1_F.1.3-2 and C.3.2-1 of Annex C.3.2 as appropriate.
2. The SS shall send PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to the UE reported CQI (wideband CQI), PMI and fixed RI. The SS sends downlink MAC padding bits on the DL RMC. The transport format to be used is defined in Annex A.4 Table A.4-1. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #0 and #5 (Table A.4.1-1).
3. Measure the 
(fixed Rank 1 or fixed Rank 2) according to annex G.5.3.
4. Propagation conditions are set according to Annex B.1.
5. The SS sends uplink scheduling information via PDCCH DCI format 0 to schedule UL RMC in every subframe (Table A.4.1-1).
6. The SS shall transmit an RRC Connection Reconfiguration message to set codebookSubsetRestriction as for UE reported RI according to Table 9.5.5.1_F.1.5-2.
7. The UE shall transmit RRC Connection Reconfiguration Complete message.
8. Propagation conditions are set according to Table 9.5.5.1_F.1.5-2.
9. The SS shall send PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to the UE reported CQI (wideband CQI), PMI and RI. The SS sends downlink MAC padding bits on the DL RMC. The transport format to be used is defined in Annex A.4 Table A.4-1. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #0 and #5 (Table A.4.1-1).
10. Measure
according to Annex G.5.3
If the ratio (
/ 
) satisfies the requirement in Table 9.5.5.1_F.2.5-1, then pass the UE for this test and go to step 11. Otherwise, fail the UE.
11. If all tests have not been done, then repeat the same procedure (steps 1 to 10) with test conditions according to the Table 9.5.5.1_F.1.3-2 for the other Tests as appropriate. Otherwise pass the UE.
9.5.5.1_F.2.4.3 Message contents
Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:
Table 9.5.5.1_F.2.4.3-1: PhysicalConfigDedicated-DEFAULT
|
Derivation Path: 36.508 clause 4.8.2 |
||||
|
Information Element |
Value/remark |
Comment |
Condition |
|
|
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE { |
||||
|
antennaInfo |
Not present |
|||
|
antennaInfo-r10 CHOICE { |
||||
|
explicitValue-r10 |
AntennaInfoDedicated-r10 |
|||
|
} |
||||
|
csi-RS-ConfigNZPToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-RS-NZP-r11)) OF { |
2 entry |
|||
|
CSI-RS-ConfigNZP-r11 |
CSI-RS-ConfigNZP-r11-DEFAULT |
|||
|
} |
||||
|
csi-RS-ConfigZPToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-RS-ZP-r11)) OF { |
2 entry |
|||
|
CSI-RS-ConfigZP-r11 |
CSI-RS-ConfigZP-r11-DEFAULT |
|||
|
} |
||||
|
} |
||||
Table 9.5.5.1_F.2.4.3-2: PDSCH-ConfigDedicated-DEFAULT
|
Derivation Path: 36.331 clause 6.3.2 |
|||
|
Information Element |
Value/remark |
Comment |
Condition |
|
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE { |
|||
|
p-a |
dB0 |
||
|
} |
|||
Table 9.5.5.1_F.2.4.3-3: AntennaInfoDedicated-r10
|
Derivation Path: 36.331 clause 6.3.2 |
||||
|
Information Element |
Value/remark |
Comment |
Condition |
|
|
AntennaInfoDedicated-r10 ::= SEQUENCE { |
||||
|
transmissionMode-r10 |
tm10-v1130 |
|||
|
codebookSubsetRestriction-r10 |
Not present |
|||
|
ue-TransmitAntennaSelection CHOICE { |
||||
|
release |
NULL |
|||
|
} |
||||
|
} |
||||
Table 9.5.5.1_F.2.4.3-4: CQI-ReportConfig- v1130-DEFAULT
|
Derivation Path: 36.508 clause 4.6.3 |
|||
|
Information Element |
Value/remark |
Comment |
Condition |
|
CQI-ReportConfig-v1130 ::= SEQUENCE { |
|||
|
cqi-ReportPeriodic-v1130 SEQUENCE { |
|||
|
cqi-ReportPeriodicProcExtToAddModList-r11 SEQUENCE (SIZE (1..maxCQI-ProcExt-r11)) OF SEQUENCE { |
2 entry |
||
|
cqi-ReportPeriodicProcExtId-r11[1] SEQUENCE { |
|||
|
cqi-ReportPeriodicProcExtId-r11 |
For CSI process 0 = 1 For CSI process 1 = 2 |
||
|
cqi-pmi-ConfigIndex-r11 |
For CSI process 0 = 6 For CSI process 1 = 4 |
||
|
cqi-FormatIndicatorPeriodic-r11 CHOICE { |
|||
|
widebandCQI-r11 SEQUENCE { |
|||
|
csi-ReportMode-r11 |
Not present |
||
|
} |
|||
|
} |
|||
|
ri-ConfigIndex-r11 |
1 |
||
|
csi-ConfigIndex-r11 |
Not present |
||
|
} |
|||
|
} |
|||
|
} |
|||
|
} |
|||
|
cqi-ReportBoth-r11 SEQUENCE { |
|||
|
csi-IM-ConfigToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-IM-r11)) OF SEQUENCE { |
2 entry |
||
|
csi-IM-ConfigId-r11 |
For CSI-IM 0 = 1 For CSI-IM 1 = 2 |
||
|
resourceConfig-r11 |
For CSI-IM 0 = 2 For CSI-IM 1 = 6 |
||
|
subframeConfig-r11 |
1 |
||
|
} |
|||
|
csi-ProcessToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-Proc-r11)) OF SEQUENCE { |
2 entry |
||
|
p-C-AndCBSRList-r11[1] SEQUENCE (SIZE (1..2)) OF SEQUENCE { |
1 entry |
||
|
p-C-r11 |
0 |
||
|
codebookSubsetRestriction-r11 |
According to each test |
010000 for fixed RI = 2, 000011 for fixed RI = 1, 010011 for UE reported RI |
|
|
} |
|||
|
cqi-ReportBothProc-r11[1] SEQUENCE { |
|||
|
ri-Ref-CSI-ProcessId-r11 |
1 |
||
|
pmi-RI-Report-r11 |
setup |
||
|
} |
|||
|
cqi-ReportPeriodicProcId-r11 |
For CSI process 0 = 1 For CSI process 1 = 2 |
||
|
} |
|||
|
} |
|||
|
} |
|||
Table 9.5.5.1_F.2.4.3-5: CSI-RS-ConfigNZP-r11-DEFAULT
|
Derivation Path: 36.508 clause 4.6.3 |
|||
|
Information Element |
Value/remark |
Comment |
Condition |
|
CSI-RS-ConfigNZP-r11 ::= SEQUENCE { |
|||
|
csi-RS-ConfigNZPId-r11 |
For CSI-RS 0 = 1 For CSI-RS 1 = 2 |
||
|
resourceConfig-r11 |
For CSI-RS 0 = 0 For CSI-RS 1 = 3 |
||
|
} |
|||
Table 9.5.5.1_F.2.4.3-6: CSI-RS-ConfigZP-r11-DEFAULT
|
Derivation Path: 36.508 clause 4.6.3 |
|||
|
Information Element |
Value/remark |
Comment |
Condition |
|
CSI-RS-ConfigZP-r11 ::= SEQUENCE { |
|||
|
csi-RS-ConfigZPId-r11 |
For Zero-power CSI-RS 0 = 1 For Zero-power CSI-RS 1 = 2 |
||
|
resourceConfigList-r11 |
For Zero-power CSI-RS 0 = 0011000000000000 For Zero-power CSI-RS 1 = 1000001000000000 |
||
|
} |
|||
9.5.5.1_F.2.5 Test requirement
Table 9.5.5.1_F.2.5-1: Test requirements for RI Reporting with Multiple CSI processes for CoMP (FDD)
|
Test 1 |
Test 2 |
|
|
1 |
N/A |
0.99 |
|
2 |
0.99 |
N/A |
|
UE Category |
≥2 |
≥2 |
9.5.5.2_F TDD RI Reporting with CSI processes for CoMP
9.5.5.2_F.1 TDD RI Reporting with Single CSI process for CoMP
9.5.5.2_F.1.1 Test purpose
To verify that the reported rank indicator accurately represents the channel rank with one CSI process configured.
9.5.5.2_F.1.2 Test applicability
This test applies to all types of E-UTRA TDD category ≥2 UEs release 11 and forward, supporting Maximum CSI processes of One on a component carrier within a band with PDSCH transmission mode 10.
Note: This test also applies to UE supporting 4Rx antenna ports
9.5.5.2_F.1.3 Minimum conformance requirements
Each CSI process is associated with a CSI-RS resource and a CSI-IM resource as shown in Table 9.5.5.2_F.1.3-1. For UE supports one CSI process CSI process 0 is configured for Test 1 and Test 2, but CSI process 1 is not configured for Test 2.The corresponding γ requirements for Test 1 and Test 2 shall be fulfilled. The requirement on reported RI for CSI process 1 in Test 2 is not applicable.
For UE supports multiple CSI processes, CSI process 0 is configured for Test 1 and CSI processes 0 and 1 are configured for Test 2. The corresponding requirements for Test 1 and Test 2 shall be fulfilled, and also the requirement on reported RI for CSI process 1 in Test 2.
The minimum performance requirement in Table 9.5.5.2_F.1.3-2 is defined as:
- The ratio of the throughput obtained when transmitting based on UE reported RI and that obtained when transmitting with fixed rank 1 shall be ≥ γ1.
b) The ratio of the throughput obtained when transmitting based on UE reported RI and that obtained when transmitting with fixed rank 2 shall be ≥ ;
c) For Test 2, the RI reported for CSI process 1 shall be the same as the most recent RI reported for CSI process 0 if UE is configured with multiple CSI processes
For the parameters specified in Table 9.5.5.2_F.1.3-2, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.5.5.2_F.1.3-3.
Table 9.5.5.2_F.1.3-1: Configuration of CSI processes
|
CSI process 0 |
CSI process 1 |
|
|
CSI-RS resource |
CSI-RS signal 0 |
CSI-RS signal 1 |
|
CSI-IM resource |
CSI-IM resource 0 |
CSI-IM resource 1 |
Table 9.5.5.2_F.1.3-2: Test Parameters for RI Reporting with Single CSI process for CoMP (TDD)
|
Parameter |
Unit |
Test 1 |
Test 2 |
|||
|
TP1 |
TP2 |
TP1 |
TP2 |
|||
|
Bandwidth |
MHz |
10 MHz |
10 MHz |
|||
|
Transmission mode |
10 |
10 |
10 |
10 |
||
|
Downlink power allocation |
|
dB |
0 |
0 |
||
|
|
dB |
0 |
0 |
|||
|
|
dB |
0 |
0 |
0 |
0 |
|
|
σ |
dB |
0 |
0 |
|||
|
Uplink downlink configuration |
2 |
2 |
2 |
2 |
||
|
Special subframe configuration |
4 |
4 |
4 |
4 |
||
|
SNR |
dB |
0 |
0 |
20 |
20 |
|
|
|
dB[mW/15kHz] |
-98 |
-98 |
-78 |
-78 |
|
|
|
dB[mW/15kHz] |
-98 |
-98 |
|||
|
Propagation channel |
EPA 5 Low |
EPA 5 Low |
EPA 5 Low |
EPA 5 High |
||
|
Antenna configuration |
2×2 |
2×2 |
2×2 |
2×2 |
||
|
Beamforming Model |
As specified in Section B.4.3 |
As specified in Section B.4.3 |
||||
|
Timing offset between TPs |
us |
0 |
0 |
|||
|
Frequency offset between TPs |
Hz |
0 |
0 |
|||
|
Cell-specific reference signals |
Antenna ports 0 |
Antenna ports 0 |
||||
|
CSI-RS signal 0 |
Antenna ports 15,16 |
N/A |
Antenna ports 15,16 |
N/A |
||
|
CSI-RS 0 periodicity and subframe offset TCSI-RS / ∆CSI-RS |
5/3 |
N/A |
5/3 |
N/A |
||
|
CSI-RS 0 configuration |
0 |
N/A |
0 |
N/A |
||
|
CSI-RS signal 1 |
N/A |
Antenna ports 15,16 |
N/A |
Antenna ports 15,16 |
||
|
CSI-RS 1 periodicity and subframe offset TCSI-RS / ∆CSI-RS |
N/A |
5/3 |
N/A |
5/3 |
||
|
CSI-RS 1 configuration |
N/A |
3 |
N/A |
3 |
||
|
Zero-power CSI-RS 0 configuration ICSI-RS / ZeroPowerCSI-RS bitmap |
N/A |
3 / 1000001000000000 |
N/A |
3 / 1000001000000000 |
||
|
Zero-power CSI-RS 1 configuration ICSI-RS / ZeroPowerCSI-RS bitmap |
3 / 0011000000000000 |
N/A |
3 / 0011000000000000 |
N/A |
||
|
CSI-IM 0 periodicity and subframe offset TCSI-RS / ∆CSI-RS |
5/3 |
N/A |
5/3 |
N/A |
||
|
CSI-IM 0 configuration |
2 |
N/A |
2 |
N/A |
||
|
CSI-IM 1 periodicity and subframe offset TCSI-RS / ∆CSI-RS |
N/A |
5/3 |
N/A |
5/3 |
||
|
CSI-IM 1 configuration |
N/A |
6 |
N/A |
6 |
||
|
RI configuration |
Fixed RI=2 and follow RI |
N/A |
Fixed RI=1 and follow RI |
N/A |
||
|
CSI process 0 (Note 6, 7) |
CSI-RS |
CSI-RS 0 |
N/A |
CSI-RS 0 |
N/A |
|
|
CSI-IM |
CSI-IM 0 |
N/A |
CSI-IM 0 |
N/A |
||
|
Reporting mode |
PUSCH 3-1 |
N/A |
PUSCH 3-1 |
N/A |
||
|
Reporting Interval |
ms |
5 |
N/A |
5 |
N/A |
|
|
CQI delay |
ms |
11 |
N/A |
11 |
N/A |
|
|
CSI process 1 (Note 6, 7, 9) |
CSI-RS |
N/A |
N/A |
N/A |
CSI-RS 1 |
|
|
CSI-IM |
N/A |
N/A |
N/A |
CSI-IM 1 |
||
|
Reporting mode |
N/A |
N/A |
N/A |
PUSCH 3-1 |
||
|
Reporting Interval |
ms |
N/A |
N/A |
N/A |
5 |
|
|
CQI delay |
ms |
N/A |
N/A |
N/A |
11 |
|
|
CSI process for PDSCH scheduling |
CSI process 0 |
CSI process 0 |
||||
|
Cell ID |
0 |
6 |
0 |
6 |
||
|
Quasi-co-located CSI-RS |
CSI-RS 0 |
CSI-RS 1 |
CSI-RS 0 |
CSI-RS 1 |
||
|
Quasi-co-located CRS |
Same Cell ID as Cell 1 |
Same Cell ID as Cell 2 |
Same Cell ID as Cell 1 |
Same Cell ID as Cell 2 |
||
|
PMI for subframe 4 and 9 |
010000 for fixed RI = 2 010011 for UE reported RI |
100000 |
000011 for fixed RI = 1 010011 for UE reported RI |
N/A |
||
|
PMI for subframe 3 and 8 |
100000 |
100000 |
100000 |
N/A |
||
|
Max number of HARQ transmissions |
1 |
N/A |
1 |
N/A |
||
|
ACK/NACK feedback mode |
Multiplexing |
N/A |
Multiplexing |
N/A |
||
|
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4) Note 2: 3 symbols allocated to PDCCH Note 3: Reference measurement channel RC.13 TDD according to Table A.4-1. PDSCH transmission is scheduled on subframe 4 and 9 from TP1. Note 4: TM10 OCNG as specified in A.5.2.8 is transmitted on subframe 3 and 8 from TP1. Note 5: TM10 OCNG as specified in A.5.2.8 is transmitted on subframe 3, 4, 8 and 9 from TP2 for Test 1; TP2 is blanked for Test 2. Note 6: Reported wideband CQI and PMI are used and sub-band CQI is discarded. Note 7: If UE supports multiple CSI processes, CSI process 0 is configured as ‘RI-reference CSI process’ for CSI process 1. Note 8: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#3and #8 to allow aperiodic CQI/PMI/RI to be transmitted in uplink SF#7 and #2. Note 9: If UE supports one CSI process, CSI process 1 is not configured in Test 2. |
||||||
Table 9.5.5.2_F.1.3-3: Minimum requirements for RI Reporting with Single CSI process for CoMP (TDD)
|
Test 1 |
Test 2 |
|
|
1 |
N/A |
1.0 |
|
2 |
1.0 |
N/A |
|
UE Category |
≥2 |
≥2 |
The normative reference for this requirement is TS 36.101 [2] clause 9.5.5.2.
9.5.5.2_F.1.4 Test description
9.5.5.2_F.1.4.1 Initial conditions
Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.
Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.
Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.
Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.
Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2.
1. Connect the SS, faders and AWGN noise source to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.40 for antenna configuration 2×2 for UE with 2Rx RF band and Annex A, Figure A.40a for 4Rx capable UE without any 2Rx RF bands.
2. The parameter settings for the cell are set up according to Table 9.5.5.2_F.1.3-2.
3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.
4. Propagation conditions are set according to Annex B.0.
5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.5.5.2_F.1.4.3.
9.5.5.2_F.1.4.2 Test procedure
1. Set the parameters of bandwidth, reference channel, propagation condition, antenna configuration, antenna correlation, CodeBookSubsetRestriction, PMI for subframe for fixed Rank and the SNR according to Table 9.5.5.2_F.1.3-1 as and C.3.3-1 of Annex C.3.3 as appropriate.
2. The SS shall send PDSCH in via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the UE reported CQI (wideband CQI), PMI and fixed RI as defined in Table 9.5.5.2_F.1.3-2. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 to schedule UL RMC in subframe #2 and #7 (Table A.4.1-2).
3. Measure the
according to annex G.5.3.
4. Propagation conditions are set according to Annex B.1.
5. The SS sends uplink scheduling information via PDCCH DCI format 0 to schedule UL RMC in subframe #2 and #7 (Table A.4.1-2).
6. The SS shall transmit an RRC Connection Reconfiguration message to set codebookSubsetRestriction as for UE reported RI according to Table 9.5.5.2_F.1.3-1.
7. The UE shall transmit RRC Connection Reconfiguration Complete message.
8. Propagation conditions are set according to Table 9.5.5.2_F.1.5-2.
9. The SS shall send PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the UE reported CQI (wideband CQI), PMI and RI. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 in subframe #2 and #7 (Table A.4.1-2).
10. Measure
according to Annex G.5.3.
If the ratio (
/ 
) satisfies the requirement in Table 9.5.5.2_F.1.5-1, then pass the UE for this test and go to step 12. Otherwise, fail the UE.
11. If all tests have not been done, then repeat the same procedure (steps 1 to 10) with test conditions according to the Table 9.5.5.2_F.1.3-1 for the other Tests as appropriate. Otherwise pass the UE.
9.5.5.2_F.1.4.3 Message contents
Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:
Table 9.5.5.2_F.1.4.3-1: PhysicalConfigDedicated-DEFAULT
|
Derivation Path: 36.508 clause 4.6.3 |
||||
|
Information Element |
Value/remark |
Comment |
Condition |
|
|
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE { |
||||
|
pdsch-ConfigDedicated |
PDSCH-ConfigDedicated-DEFAULT |
|||
|
antennaInfo-r10 CHOICE { |
||||
|
explicitValue-r10 |
AntennaInfoDedicated-r10 |
|||
|
} |
||||
|
csi-RS-ConfigZPToAddModList-r11 |
CSI-RS-ConfigZP-r11-DEFAULT |
|||
|
cqi-ReportConfig-v1130 |
CQI-ReportConfig-v1130-DEFAULT |
|||
|
} |
||||
Table 9.5.5.2_F.1.4.3-2: PDSCH-ConfigDedicated-DEFAULT
|
Derivation Path: 36.508 clause 4.6.3 |
|||
|
Information Element |
Value/remark |
Comment |
Condition |
|
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE { |
|||
|
p-a |
dB0 |
||
|
} |
|||
Table 9.5.5.2_F.1.4.3-3: AntennaInfoDedicated-r10
|
Derivation Path: 36.331 clause 6.3.2 |
||||
|
Information Element |
Value/remark |
Comment |
Condition |
|
|
AntennaInfoDedicated-r10 ::= SEQUENCE { |
||||
|
transmissionMode-r10 |
tm10-v1130 |
|||
|
ue-TransmitAntennaSelection CHOICE { |
||||
|
release |
NULL |
|||
|
} |
||||
|
} |
||||
Table 9.5.5.2_F.1.4.3-4: CQI-ReportConfig- v1130-DEFAULT
|
Derivation Path: 36.508 clause 4.6.3 |
|||
|
Information Element |
Value/remark |
Comment |
Condition |
|
CQI-ReportConfig-v1130 ::= SEQUENCE { |
|||
|
cqi-ReportPeriodic-v1130 SEQUENCE { |
|||
|
cqi-ReportPeriodicProcExtToAddModList-r11 SEQUENCE (SIZE (1..maxCQI-ProcExt-r11)) OF SEQUENCE { |
1 entry |
||
|
cqi-ReportPeriodicProcExtId-r11[1] SEQUENCE { |
|||
|
cqi-ReportPeriodicProcExtId-r11 |
1 |
||
|
cqi-pmi-ConfigIndex-r11 |
10 |
CSI process 0 |
|
|
ri-ConfigIndex-r11 |
1 |
CSI process 0 |
|
|
csi-ConfigIndex-r11 CHOICE { |
|||
|
setup SEQUENCE { |
|||
|
cqi-pmi-ConfigIndex2-r11 |
According to each test |
For CSI process 1: Test 1 = N/A Test 2 = 15 |
|
|
ri-ConfigIndex2-r11 |
According to each test |
For CSI process 1: Test 1 = N/A Test 2 = 1 |
|
|
} |
|||
|
} |
|||
|
} |
|||
|
} |
|||
|
} |
|||
Table 9.5.5.2_F.1.4.3-5: CSI-RS-ConfigZP-r11-DEFAULT
|
Derivation Path: 36.3508 clause 4.6.3 |
|||
|
Information Element |
Value/remark |
Comment |
Condition |
|
CSI-RS-ConfigZP-r11 ::= SEQUENCE { |
|||
|
csi-RS-ConfigZPId-r11 |
1 |
||
|
resourceConfigList-r11 |
For Zero-power CSI-RS 0 = 0011000000000000 For Zero-power CSI-RS 1 configuration = 1000001000000000 |
Parameter: ZeroPowerCSI-RS |
|
|
subframeConfig-r11 |
3 |
|
|
|
} |
|||
= 
when CSI-RS SubframeConfig is from 0-4; Parameter: 
9.5.5.2_F.1.5 Test requirement
Table 9.5.5.2_F.1.5-1: Test requirements for RI Reporting with Single CSI process for CoMP (FDD)
|
Test 1 |
Test 2 |
|
|
1 |
N/A |
0.99 |
|
2 |
0.99 |
N/A |
|
UE Category |
≥2 |
≥2 |
Table 9.5.5.2_F.1.5-2: Test Parameters for RI Reporting with Single CSI process for CoMP (TDD)
|
Parameter |
Unit |
Test 1 |
Test 2 |
|||
|
TP1 |
TP2 |
TP1 |
TP2 |
|||
|
Bandwidth |
MHz |
10 MHz |
10 MHz |
|||
|
Transmission mode |
10 |
10 |
10 |
10 |
||
|
Downlink power allocation |
|
dB |
0 |
0 |
||
|
|
dB |
0 |
0 |
|||
|
|
dB |
0 |
0 |
0 |
0 |
|
|
σ |
dB |
0 |
0 |
|||
|
Uplink downlink configuration |
2 |
2 |
2 |
2 |
||
|
Special subframe configuration |
4 |
4 |
4 |
4 |
||
|
SNR for UE with 2Rx RF band |
dB |
0 |
0 |
20 |
20 |
|
|
SNR for 4Rx UE without 2Rx RF band |
dB |
-3 |
-3 |
17 |
17 |
|
|
|
dB[mW/15kHz] |
-98 |
-98 |
-78 |
-78 |
|
|
|
dB[mW/15kHz] |
-98 |
-98 |
|||
|
Propagation channel |
EPA 5 Low |
EPA 5 Low |
EPA 5 Low |
EPA 5 High |
||
|
Antenna configuration |
2×2 |
2×2 |
2×2 |
2×2 |
||
|
Beamforming Model |
As specified in Section B.4.3 |
As specified in Section B.4.3 |
||||
|
Timing offset between TPs |
us |
0 |
0 |
|||
|
Frequency offset between TPs |
Hz |
0 |
0 |
|||
|
Cell-specific reference signals |
Antenna ports 0 |
Antenna ports 0 |
||||
|
CSI-RS signal 0 |
Antenna ports 15,16 |
N/A |
Antenna ports 15,16 |
N/A |
||
|
CSI-RS 0 periodicity and subframe offset TCSI-RS / ∆CSI-RS |
5/3 |
N/A |
5/3 |
N/A |
||
|
CSI-RS 0 configuration |
0 |
N/A |
0 |
N/A |
||
|
CSI-RS signal 1 |
N/A |
Antenna ports 15,16 |
N/A |
Antenna ports 15,16 |
||
|
CSI-RS 1 periodicity and subframe offset TCSI-RS / ∆CSI-RS |
N/A |
5/3 |
N/A |
5/3 |
||
|
CSI-RS 1 configuration |
N/A |
3 |
N/A |
3 |
||
|
Zero-power CSI-RS 0 configuration ICSI-RS / ZeroPowerCSI-RS bitmap |
N/A |
3 / 1000001000000000 |
N/A |
3 / 1000001000000000 |
||
|
Zero-power CSI-RS 1 configuration ICSI-RS / ZeroPowerCSI-RS bitmap |
3 / 0011000000000000 |
N/A |
3 / 0011000000000000 |
N/A |
||
|
CSI-IM 0 periodicity and subframe offset TCSI-RS / ∆CSI-RS |
5/3 |
N/A |
5/3 |
N/A |
||
|
CSI-IM 0 configuration |
2 |
N/A |
2 |
N/A |
||
|
CSI-IM 1 periodicity and subframe offset TCSI-RS / ∆CSI-RS |
N/A |
5/3 |
N/A |
5/3 |
||
|
CSI-IM 1 configuration |
N/A |
6 |
N/A |
6 |
||
|
RI configuration |
Fixed RI=2 and follow RI |
N/A |
Fixed RI=1 and follow RI |
N/A |
||
|
CSI process 0 (Note 6, 7) |
CSI-RS |
CSI-RS 0 |
N/A |
CSI-RS 0 |
N/A |
|
|
CSI-IM |
CSI-IM 0 |
N/A |
CSI-IM 0 |
N/A |
||
|
Reporting mode |
PUSCH 3-1 |
N/A |
PUSCH 3-1 |
N/A |
||
|
Reporting Interval |
ms |
5 |
N/A |
5 |
N/A |
|
|
CQI delay |
ms |
11 |
N/A |
11 |
N/A |
|
|
CSI process 1 (Note 6, 7, 9) |
CSI-RS |
N/A |
N/A |
N/A |
CSI-RS 1 |
|
|
CSI-IM |
N/A |
N/A |
N/A |
CSI-IM 1 |
||
|
Reporting mode |
N/A |
N/A |
N/A |
PUSCH 3-1 |
||
|
Reporting Interval |
ms |
N/A |
N/A |
N/A |
5 |
|
|
CQI delay |
ms |
N/A |
N/A |
N/A |
11 |
|
|
CSI process for PDSCH scheduling |
CSI process 0 |
CSI process 0 |
||||
|
Cell ID |
0 |
6 |
0 |
6 |
||
|
Quasi-co-located CSI-RS |
CSI-RS 0 |
CSI-RS 1 |
CSI-RS 0 |
CSI-RS 1 |
||
|
Quasi-co-located CRS |
Same Cell ID as Cell 1 |
Same Cell ID as Cell 2 |
Same Cell ID as Cell 1 |
Same Cell ID as Cell 2 |
||
|
PMI for subframe 4 and 9 |
010000 for fixed RI = 2 010011 for UE reported RI |
100000 |
000011 for fixed RI = 1 010011 for UE reported RI |
N/A |
||
|
PMI for subframe 3 and 8 |
100000 |
100000 |
100000 |
N/A |
||
|
Max number of HARQ transmissions |
1 |
N/A |
1 |
N/A |
||
|
ACK/NACK feedback mode |
Multiplexing |
N/A |
Multiplexing |
N/A |
||
|
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4) Note 2: 3 symbols allocated to PDCCH Note 3: Reference measurement channel RC.13 TDD according to Table A.4-1. PDSCH transmission is scheduled on subframe 4 and 9 from TP1. Note 4: TM10 OCNG as specified in A.5.2.8 is transmitted on subframe 3 and 8 from TP1. Note 5: TM10 OCNG as specified in A.5.2.8 is transmitted on subframe 3, 4, 8 and 9 from TP2 for Test 1; TP2 is blanked for Test 2. Note 6: Reported wideband CQI and PMI are used and sub-band CQI is discarded. Note 7: If UE supports multiple CSI processes, CSI process 0 is configured as ‘RI-reference CSI process’ for CSI process 1. Note 8: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#3and #8 to allow aperiodic CQI/PMI/RI to be transmitted in uplink SF#7 and #2. Note 9: If UE supports one CSI process, CSI process 1 is not configured in Test 2. Note 10: The SNR requirement for 4Rx capable UEs is as specified in 9.1.1.4.1. For 4Rx UE without 2Rx RF bands SNR requirement is reduced by [3] dB |
||||||
9.5.5.2_F.2 TDD RI Reporting with Multiple CSI processes for CoMP
Editor’s Note: The test procedure to test the reported RI requirement for CSI process 1 in Test 2 for multiple CSI process is TBD
9.5.5.2_F.2.1 Test purpose
To verify that the reported rank indicator accurately represents the channel rank with Multiple CSI processes configured.
9.5.5.2_F.2.2 Test applicability
This test applies to all types of E-UTRA TDD category ≥2 UEsrelease 11 and forward, supporting Maximum CSI processes of Three or Four on a component carrier within a band with PDSCH transmission mode 10.
Note: This test also applies to UE supporting 4Rx antenna ports
9.5.5.2_F.2.3 Minimum conformance requirements
Same minimum conformance requirements as in clause 9.5.5.2_F.1.3
9.5.5.2_F.2.4 Test description
9.5.5.2_F.2.4.1 Initial conditions
Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.
Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.
Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.
Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.
Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2.
1. Connect the SS, faders and AWGN noise source to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.40 for antenna configuration 2×2 for UE with 2Rx RF band and Annex A, Figure A.40a for 4Rx capable UE without any 2Rx RF bands.
2. The parameter settings for the cell are set up according to Table 9.5.5.2_F.2.3-2.
3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.
4. Propagation conditions are set according to Annex B.0.
5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.5.5.2_F.2.4.3.
9.5.5.2_F.2.4.2 Test procedure
1. Set the parameters of bandwidth, reference channel, propagation condition, antenna configuration, antenna correlation, CodeBookSubsetRestriction, PMI for subframe for fixed Rank and the SNR according to Table 9.5.5.2_F.1.3-2 as and C.3.3-1 of Annex C.3.3 as appropriate.
2. The SS shall send PDSCH in via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the UE reported CQI (wideband CQI), PMI and fixed RI. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 to schedule UL RMC in subframe #2 and #7 (Table A.4.1-2).
3. Measure the
according to annex G.5.3.
4. Propagation conditions are set according to Annex B.1.
5. The SS sends uplink scheduling information via PDCCH DCI format 0 to schedule UL RMC in subframe #2 and #7 (Table A.4.1-2).
6. The SS shall transmit an RRC Connection Reconfiguration message to set codebookSubsetRestriction as for UE reported RI according to Table 9.5.5.2_F.1.5-2.
7. The UE shall transmit RRC Connection Reconfiguration Complete message.
8. Propagation conditions are set according to Table 9.5.5.2_F.5.3-2.
9. The SS shall send PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the UE reported CQI (wideband CQI), PMI and RI. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 to schedule UL RMC in subframe #2 and #7 (Table A.4.1-2).
10. Measure
according to Annex G.5.3
If the ratio (
/ 
) satisfies the requirement in Table 9.5.5.2_F.2.5-1, then pass the UE for this test and go to step 12. Otherwise, fail the UE.
11. If all tests have not been done, then repeat the same procedure (steps 1 to 10) with test conditions according to the Table 9.5.5.2_F.1.3-2 for the other Tests as appropriate. Otherwise pass the UE.
9.5.5.2_F.2.4.3 Message contents
Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:
Table 9.5.5.2_F.2.4.3-1: PhysicalConfigDedicated-DEFAULT
|
Derivation Path: 36.508 clause 4.6.3 |
||||
|
Information Element |
Value/remark |
Comment |
Condition |
|
|
RadioResourceConfigDedicated-SRB2-DRB(n, m) ::= SEQUENCE { |
||||
|
physicalConfigDedicated |
CQI-ReportConfig-r10-DEFAULT using condition RBC |
|||
|
antennaInfo CHOICE { |
||||
|
explicitValue |
AntennaInfoDedicated |
|||
|
} |
||||
|
} |
||||
Table 9.5.5.2_F.2.4.3-2: PDSCH-ConfigDedicated-DEFAULT
|
Derivation Path: 36.331 clause 6.3.2 |
|||
|
Information Element |
Value/remark |
Comment |
Condition |
|
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE { |
|||
|
p-a |
dB0 |
||
|
} |
|||
Table 9.5.5.2_F.2.4.3-3: AntennaInfoDedicated-r10
|
Derivation Path: 36.331 clause 6.3.2 |
||||
|
Information Element |
Value/remark |
Comment |
Condition |
|
|
AntennaInfoDedicated-r10 ::= SEQUENCE { |
||||
|
transmissionMode-r10 |
tm10-v1130 |
|||
|
} |
||||
|
ue-TransmitAntennaSelection CHOICE { |
||||
|
release |
NULL |
|||
|
} |
||||
Table 9.5.5.2_F.2.4.3-4: CQI-ReportConfig- v1130-DEFAULT
|
Derivation Path: 36.508 clause 4.6.3 |
|||
|
Information Element |
Value/remark |
Comment |
Condition |
|
CQI-ReportConfig-v1130 ::= SEQUENCE { |
|||
|
cqi-ReportPeriodic-v1130 SEQUENCE { |
|||
|
cqi-ReportPeriodicProcExtToAddModList-r11 SEQUENCE (SIZE (1..maxCQI-ProcExt-r11)) OF SEQUENCE { |
1 entry |
||
|
cqi-ReportPeriodicProcExtId-r11[1] SEQUENCE { |
|||
|
cqi-ReportPeriodicProcExtId-r11 |
1 |
||
|
cqi-pmi-ConfigIndex-r11 |
6 |
CSI process 0 |
|
|
} |
|||
|
ri-ConfigIndex-r11 |
1 |
CSI process 0 |
|
|
csi-ConfigIndex-r11 CHOICE { |
|||
|
setup SEQUENCE { |
|||
|
cqi-pmi-ConfigIndex2-r11 |
According to each test |
For CSI process 1: Test 1 = N/A Test 2 = 4 |
|
|
ri-ConfigIndex2-r11 |
According to each test |
For CSI process 1: Test 1 = N/A Test 2 = 1 |
|
|
} |
|||
|
} |
|||
|
} |
|||
|
} |
|||
|
} |
|||
Table 9.5.5.2_F.2.4.3-5: CSI-RS-Config
|
Derivation Path: 36.331 clause 6.3.2 |
|||
|
Information Element |
Value/remark |
Comment |
Condition |
|
CSI-RS-Config-r10 ::= SEQUENCE { |
|||
|
csi-RS-r10 CHOICE{ |
|||
|
release |
NULL |
||
|
setup SEQUENCE { |
|||
|
antennaPortsCount-r10 |
an2 |
Parameter represents the number of antenna ports used for transmission of CSI reference signals |
|
|
resourceConfig-r10 |
For CSI-RS 0 configuration = 0 For CSI-RS1 configuration = 3 |
Parameter: CSI reference signal configuration |
|
|
subframeConfig-r10 |
3 |
|
|
|
p-C-r10 |
0 |
Parameter: |
|
|
} |
|||
|
} |
|||
|
zeroTxPowerCSI-RS-r10 CHOICE { |
|||
|
release |
|||
|
setup SEQUENCE { |
|||
|
zeroTxPowerResourceConfigList-r10 |
5 |
||
|
zeroTxPowerSubframeConfig-r10 |
3 |
||
|
} |
|||
|
} |
|||
|
} |
|||
= 
when CSI-RS SubframeConfig is from 0-4; Parameter: 
which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedbackTable 9.5.5.2_F.2.4.3-6: CSI-Process
|
Derivation Path: 36.331 clause 6.3.2 |
||||
|
Information Element |
Value/remark |
Comment |
Condition |
|
|
CSI-Process-r11::= SEQUENCE { |
||||
|
CSI-ProcessId-r11 |
1 |
|||
|
CSI-RS-ConfigNZPId-r11 |
According to each CSI process |
For CSI-RS 0 = 1 For CSI-RS 1 = 2 |
||
|
CSI-IM-ConfigId-r11 |
1 |
|||
|
p-C-AndCBSRList-r11 SEQUENCE (SIZE (1..2)) OF SEQUENCE { |
1 entry |
|||
|
p-C-r11 |
0 |
|||
|
codebookSubsetRestriction-r11 |
According to each test |
|||
|
} |
||||
9.5.5.2_F.2.5 Test requirement
Table 9.5.5.2_F.2.5-1: Test requirements for RI Reporting with Multiple CSI processes for CoMP (TDD)
|
Test 1 |
Test 2 |
|
|
1 |
N/A |
0.99 |
|
2 |
0.99 |
N/A |
|
UE Category |
≥2 |
≥2 |