9.3.1 Frequency-selective scheduling mode

36.521-13GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Part 1: Conformance testingRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification

The accuracy of sub-band channel quality indicator (CQI) reporting under frequency selective fading conditions is determined by a double-sided percentile of the reported differential CQI offset level 0 per sub-band, and the relative increase of the throughput obtained when transmitting on any one of the sub-bands with the highest reported differential CQI offset level the corresponding transport format compared to the case for which a fixed format is transmitted on any sub-band in set of TS 36.213 [10]. To account for sensitivity of the input SNR the sub-band CQI reporting under frequency selective fading conditions is considered to be verified if the reporting accuracy is met for at least one of two SNR levels separated by an offset of 1 dB.

9.3.1.1 CQI Reporting under fading conditions – PUSCH 3-0 (Cell-Specific Reference Symbols)

9.3.1.1.1 FDD CQI Reporting under fading conditions – PUSCH 3-0

9.3.1.1.1.1 Test purpose

To verify that preferred sub-bands can be used for frequently-selective scheduling.

9.3.1.1.1.2 Test applicability

This test applies to all types of E-UTRA FDD UE release 8 and forward.

Note: This test also applies to UE supporting 4Rx antenna ports.

9.3.1.1.1.3 Minimum conformance requirements

For the parameters specified in Table 9.3.1.1.1.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.3.1.1.1.3-2 and by the following

a) a sub-band differential CQI offset level of 0 shall be reported at least % of the time but less than % for each sub-band;

b) the ratio of the throughput obtained when transmitting a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS and that obtained when transmitting the TBS indicated by the reported wideband CQI median on a randomly selected sub-band in set S shall be ≥ ;

c) when transmitting a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS, the average BLER for the indicated transport formats shall be greater or equal to 0.05.

The requirements only apply for sub-bands of full size and the random scheduling across the sub-bands is done by selecting a new sub-band in each TTI.

Table 9.3.1.1.1.3-1: Sub-band test for single antenna transmission (FDD)

Parameter

Unit

Test 1

Test 2

Bandwidth

MHz

10 MHz

Transmission mode

1 (port 0)

Downlink power allocation

dB

0

dB

0

σ

dB

0

SNR (Note 3)

dB

9

10

14

15

dB[mW/15kHz]

-89

-88

-84

-83

dB[mW/15kHz]

-98

-98

Propagation channel

Clause B.2.4 with s, a = 1, Hz

Antenna configuration

1×2

Reporting interval

ms

5

CQI delay

ms

8

Reporting mode

PUSCH 3-0

Sub-band size

RB

6 (full size)

Max number of HARQ transmissions

1

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4).

Note 2: Reference measurement channel RC.3 FDD according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 FDD as described in Annex A.5.1.1/2.

Note 3: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level.

Table 9.3.1.1.1.3-2: Minimum requirement (FDD)

Parameter

Test 1

Test 2

 [%]

2

2

 [%]

55

55

1.1

1.1

UE Category

1-8

1-8

The normative reference for this requirement is TS 36.101 [2] clause 9.3.1.1.1.

9.3.1.1.1.4 Test description

9.3.1.1.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS, faders and AWGN noise source to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.9 for UE with 2Rx RF band and Annex A, Figure A.9a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.3.1.1.1.3-1.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.1.1.1.4.3.

9.3.1.1.1.4.2 Test procedure

1. Set the parameters of bandwidth, reference Channel, the propagation condition, antenna configuration and the SNR according to Table 9.3.1.1.1.5-2 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC according to CQI value 8 and keep it regardless of the wideband and subband CQI value sent by the UE. Continue transmission of the PDSCH until 2000 wideband CQI reports and full-size subband CQI reports for each full-size subband have been gathered. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission every 5 ms to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. In this process the SS collects wideband CQI reports every 5 ms and also cases where UE transmits nothing in its CQI timing are counted as wideband CQI and full-size subband CQI reports.

3. Set up a relative frequency distribution for the reported wideband CQI-values, Calculate the median value (wideband Median CQI is the CQI that is at or crosses 50% distribution from the lower wideband CQI side). This CQI-value is declared as wideband Median CQI value.

4. Check if “2000* %/100 ≤ number of CQI reports with index 0 for each full-size subband ≤ 2000*%/100”.
(2000= No of full-size subband reports, 100 because of %) If yes, continue with step5, otherwise goto step 7.

5. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC according to the wideband median-CQI value in an each TTI randomly selected full-size subband regardless of UE wideband and full-size subband CQI report. Note that each full-size subband is selected in equal probability. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission every 5 ms to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput according to Annex G.5.3. Declare the throughput as .

6. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC according to the highest UE reported full-size subband CQI value in one full-size subband selected among the subbands in which UE reports the highest full-size subband CQI. Subband differential CQI offset level is selected from {0, 1, 2, -1}. Note that the SS shall send PDSCH in the same full-size subband until next UE report is available. In case when same full-size subbands are reported subsequently as subbands with highest full-size subband CQI, the SS shall select for transmission a different subband with respect to the last selection. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission every 5 ms to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput and (NACK /(ACK + NACK)) according to Annex G.5.3. Declare the throughput as . If the ratio ( / ) ≥  and (NACK /(ACK + NACK))≥ 0.05 pass the UE for this test and go to step 8. Otherwise, go to step 7.

7. If both SNR points of the test have not been tested, then repeat the same procedure (steps 1 to 6) for the other SNR point as appropriate. Otherwise fail the UE.

8. If both tests have not been done, then repeat the same procedure (steps 1 to 7) with test conditions according to the table 9.3.1.1.1.3-1 for the other Test as appropriate. Otherwise pass the UE.

9.3.1.1.1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.1.1.1.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

cqi-ReportConfig

CQI-ReportConfig-DEFAULT

}

Table 9.3.1.1.1.4.3-2: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

CQI-ReportConfig-DEFAULT ::= SEQUENCE {

cqi-ReportModeAperiodic

rm30

nomPDSCH-RS-EPRE-Offset

0

cqi-ReportPeriodic

Not present

}

}

9.3.1.1.1.5 Test requirement

Table 9.3.1.1.1.5-1: Test requirement (FDD)

Parameter

Test 1

Test 2

 [%]

2

2

 [%]

55

55

1.09

1.09

BLER

0.05

0.05

Table 9.3.1.1.1.5-2: Sub-band test for single antenna transmission (FDD)

Parameter

Unit

Test 1

Test 2

Bandwidth

MHz

10 MHz

Transmission mode

1 (port 0)

Downlink power allocation

dB

0

dB

0

σ

dB

0

SNR for UE with 2Rx RF band (Note 3)

dB

9

10

14

15

SNR for 4Rx UE without 2Rx RF band

dB

6

7

11

12

dB[mW/15kHz]

-89

-88

-84

-83

dB[mW/15kHz]

-98

-98

Propagation channel

Clause B.2.4 with s, a = 1, Hz

Antenna configuration

1×2

Reporting interval

ms

5

CQI delay

ms

8

Reporting mode

PUSCH 3-0

Sub-band size

RB

6 (full size)

Max number of HARQ transmissions

1

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4).

Note 2: Reference measurement channel RC.3 FDD according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 FDD as described in Annex A.5.1.1/2.

Note 3: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level.

Note4: The SNR requirement for 4Rx capable UEs is as specified in 9.1.1.4.1. For 4Rx UE without 2Rx RF bands SNR requirement is reduced by [3] dB

To pass the test,  and  and  and BLER must be fulfilled.

To pass the test, Test 1 and Test 2 must be passed.

To pass the test, one or the other SNR point within one test must be fulfilled.

9.3.1.1.2 TDD CQI Reporting under fading conditions – PUSCH 3-0

9.3.1.1.2.1 Test purpose

To verify that preferred sub-bands can be used for frequently-selective scheduling.

9.3.1.1.2.2 Test applicability

This test applies to all types of E-UTRA TDD UE release 8 and forward.

Note: This test also applies to UE supporting 4Rx antenna ports

9.3.1.1.2.3 Minimum conformance requirements

For the parameters specified in Table 9.3.1.1.2.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.3.1.1.2.3-2 and by the following

a) a sub-band differential CQI offset level of 0 shall be reported at least % of the time but less than % for each sub-band;

b) the ratio of the throughput obtained when transmitting on a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS and that obtained when transmitting the TBS indicated by the reported wideband CQI median on a randomly selected sub-band in set S shall be ≥ ;

c) when transmitting on a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS, the average BLER for the indicated transport formats shall be greater or equal to 0.05.

The requirements only apply for sub-bands of full size and the random scheduling across the sub-bands is done by selecting a new sub-band in each available downlink transmission instance].

Table 9.3.1.1.2.3-1: Sub-band test for single antenna transmission (TDD)

Parameter

Unit

Test 1

Test 2

Bandwidth

MHz

10 MHz

Transmission mode

1 (port 0)

Downlink power allocation

dB

0

dB

0

σ

dB

0

Uplink downlink configuration

2

Special subframe configuration

4

SNR

dB

9

10

14

15

dB[mW/15kHz]

-98

-98

dB[mW/15kHz]

-89

-88

-84

-83

Propagation channel

Clause B.2.4 with s a = 1, Hz

Antenna configuration

1 x 2

Reporting interval

ms

5

Minimum CQI delay

ms

10 or 11

Reporting mode

PUSCH 3-0

Sub-band size

RB

6 (full size)

Max number of HARQ transmissions

1

ACK/NACK feedback mode

Multiplexing

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.3 TDD according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 TDD as described in Annex A.5.2.1/2.

Note 3: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level.

Table 9.3.1.1.2.3-2: Minimum requirement (TDD)

Parameter

Test 1

Test 2

[%]

2

2

[%]

55

55

1.1

1.1

UE Category

1-8

1-8

The normative reference for this requirement is TS 36.101 [2] clause 9.2.1.1.

9.3.1.1.2.4 Test description

9.3.1.1.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.9 for UE with 2Rx RF band and Annex A, Figure A.9a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.3.1.1.2.3-1.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.1.1.2.4.3.

9.3.1.1.2.4.2 Test procedure

1. Set the parameters of bandwidth, reference Channel, the propagation condition, antenna configuration and the SNR according to Table 9.3.1.1.2.5-2 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC according to CQI value 8 and keep it regardless of the wideband and full-size subband CQI value sent by the UE. Continue transmission of the PDSCH until 2000 wideband CQI reports and full-size subband CQI report for each full-size subband have been gathered. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. In this process the SS collects wideband CQI reports every 5 ms and also cases where UE transmits nothing in its CQI timing are counted as wideband CQI and full-size subband CQI reports.

3. Set up a relative frequency distribution for the reported wideband CQI-values, Calculate the median value (wideband Median CQI is the CQI that is at or crosses 50% distribution from the lower wideband CQI side). This CQI-value is declared as wideband Median CQI value.

4. For each subband, if subband CQI of index 0 is reported, at least % but less than % of 2000 full-size subband CQI report, then continue to step 5, otherwise, go to step 7.

5. The SS shall send PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC according to the wideband median-CQI value in an each available downlink transmission instance randomly selected full-size subband regardless of UE wideband and subband CQI report. Note that each full-size subband is selected in equal probability. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput according to Annex G.5.3 Declare the throughput as .

6. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC according to the highest UE reported full-size subband CQI value in one full-size subband selected among the sub-bands in which UE report the highest full-size subband CQI. Subband differential CQI offset level is selected from {0, 1, 2, -1}. Note that the SS shall send PDSCH in the same full-size subband until next UE report is available. In case when same full-size subbands are reported subsequently as subbands with highest full-size subband CQI, the SS shall select for transmission a different subband with respect to the last selection. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput and (NACK /(ACK + NACK)) according to Annex G.5.3. Declare the throughput as . If the ratio ( / ) ≥  and (NACK /(ACK + NACK))≥ 0.05pass the UE and go to step 8. Otherwise, go to step 7.

7. If both SNR points of the test have not been tested, then repeat the same procedure (steps 1 to 6) for the other SNR point as appropriate. Otherwise fail the UE.

8. If both tests have not been done, then repeat the same procedure (steps 1 to 7) with test conditions according to the table 9.3.1.1.2.3-1 for the other test as appropriate.

9.3.1.1.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.1.1.2.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

cqi-ReportConfig

CQI-ReportConfig-DEFAULT

}

Table 9.3.1.1.2.4.3-2: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

CQI-ReportConfig-DEFAULT ::= SEQUENCE {

cqi-ReportModeAperiodic

rm30

nomPDSCH-RS-EPRE-Offset

0

cqi-ReportPeriodic

Not present

}

}

Table 9.3.1.1.2.4.3-3: TDD-Config-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

TDD-Config-DEFAULT ::= SEQUENCE {

subframeAssignment

Sa2

specialSubframePatterns

Ssp4

}

9.3.1.1.2.5 Test requirement

Table 9.3.1.1.2.5-1: Test requirement (TDD)

Parameter

Test 1

Test 2

 [%]

2

2

 [%]

55

55

1.09

1.09

BLER

0.05

0.05

Table 9.3.1.1.2.5-2: Sub-band test for single antenna transmission (TDD)

Parameter

Unit

Test 1

Test 2

Bandwidth

MHz

10 MHz

Transmission mode

1 (port 0)

Downlink power allocation

dB

0

dB

0

σ

dB

0

Uplink downlink configuration

2

Special subframe configuration

4

SNR for UE with 2Rx RF band

dB

9

10

14

15

SNR for 4Rx UE without 2Rx RF band

dB

6

7

11

12

dB[mW/15kHz]

-98

-98

dB[mW/15kHz]

-89

-88

-84

-83

Propagation channel

Clause B.2.4 with s a = 1, Hz

Antenna configuration

1 x 2

Reporting interval

ms

5

Minimum CQI delay

ms

10 or 11

Reporting mode

PUSCH 3-0

Sub-band size

RB

6 (full size)

Max number of HARQ transmissions

1

ACK/NACK feedback mode

Multiplexing

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.3 TDD according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 TDD as described in Annex A.5.2.1/2.

Note 3: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level.

Note 4: The SNR requirement for 4Rx capable UEs is as specified in 9.1.1.4.1. For 4Rx UE without 2Rx RF bands SNR requirement is reduced by [3] dB

To pass the test,  and  and  and BLER must be fulfilled.

To pass the test, Test 1 and Test 2 must be passed.

To pass the test, one or the other SNR point within one test must be fulfilled.

9.3.1.1.3 to 9.3.1.1.4
9.3.1.1.5 TDD CQI Reporting under fading conditions – PUCCH 3-0 (when csi-SubframeSet –r12 is configured)
9.3.1.1.5.1 Test purpose

To verify that preferred sub-bands can be used for frequently-selective scheduling

9.3.1.1.5.2 Test applicability

This test applies to E-UTRA TDD release 12 and forward UEs of Category 1 and onwards which supports Rel-12 CSI subframe sets.

9.3.1.1.5.3 Minimum conformance requirements

The following requirements apply to UE Category ≥1 which supports Rel-12 CSI subframe sets. For the parameters specified in Table 9.3.1.1.5.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.3.1.1.5.3-2 and by the following

a) a sub-band differential CQI offset level of 0 shall be reported at least % of the time but less than % for each sub-band for each CSI subframe set;

b) the ratio of the throughput obtained when transmitting on a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS and that obtained when transmitting the TBS indicated by the reported wideband CQI median on a randomly selected sub-band in set S shall be ≥ for each CSI subframe set;

c) when transmitting on a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS, the average BLER for the indicated transport formats shall be greater or equal to 0.05 and less than 0.60 for each CSI subframe set.

d) the difference of the wide-band median CQI obtained by reports in CSI subframe sets CCSI,0 and the wide-band median CQI obtained by reports in CSI subframe sets CCSI,1 shall be larger than or equal to 3.

The requirements only apply for sub-bands of full size and the random scheduling across the sub-bands is done by selecting a new sub-band in each available downlink transmission instance. Sub-bands of a size smaller than full size are excluded from the test.

Table 9.3.1.1.5.3-1: Sub-band test for TDD

Parameter

Unit

Test

Bandwidth

MHz

10

Transmission mode

2

Uplink downlink configuration

2

Special subframe configuration

4

CSI-MeasSubframeSet-r12

0001100000

Downlink power allocation

dB

-3

dB

-3

σ

dB

0

SNR in CSI subframe set 0

dB

0

1

SNR in CSI subframe set 1

dB

10

11

dB[mW/15kHz]

-98

-97

for CSI subframe set 0

dB[mW/15kHz]

-98

-98

for CSI subframe set 1

dB[mW/15kHz]

-108

-108

Propagation channel

Clause B.2.4 with s, a = 1, Hz

Antenna configuration

2×2

CRS reference signals

Antenna port 0 and 1

Zero-Power CSI-RS configuration 0

ICSI-RS / ZeroPowerCSI-RS bitmap

3 /

0000010000000000

Zero-Power CSI-RS configuration 1

ICSI-RS / ZeroPowerCSI-RS bitmap

4 /

0100000000000000

PDSCH scheduled subframes for CSI subframe set 0

8,9

PDSCH scheduled subframes for CSI subframe set 1

3,4

Reporting interval (Note 4)

ms

10 per subframe set

CQI delay

ms

15 for CSI subframe set 0

15 for CSI subframe set 1

Reporting mode

PUSCH 3-0

Sub-band size

RB

6 (full size)

Max number of HARQ transmissions

1

ACK/NACK feedback mode

Multiplexing

Number of EPDCCH Sets Configured

2 (Note 5,6)

Number of PRB per EPDCCH Set

4

EPDCCH Subframe Monitoring

NA

EPDCCH Aggregation level

8ECCE

EPDCCH beamforming model

Annex B.4.4

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.17 TDD according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 TDD as described in Annex A.5.2.1/2.

Note 3: In the test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level for each subframe set separately..

Note 4: For CSI subframe set 0, PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#3 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF #7. For CSI subframe set 1, PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#8 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#2.

Note 5: In case UE supports EPDCCH, the PDSCH scheduling grants are transmitted via EPDCCH, otherwise PDCCH is used.

Note 6: The two sets are distributed EPDCCH sets and non-overlapping with PRB = {0, 3, 6, 9} for the first set and PRB = {40, 43, 46, 49} for the second set. EPDCCH set is selected after scheduling decision for PDSCH to avoid collision between PDSCH and EPDCCH PRBs, respectively. EPDCCH is only transmitted from one set. The starting symbol for EPDCCH is derived from the PCFICH. RRC signalling epdcch-StartSymbol-r11is not configured

Table 9.3.1.1.5.3-2: Minimum requirement (TDD)

Test

[%]

2

[%]

55

1.1

UE Category

≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.3.1.1.5.

9.3.1.1.5.4 Test description

9.3.1.1.5.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.9 for UE with 2Rx RF band.

2. The parameter settings for the cell are set up according to Table 9.3.1.1.5.3-1.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.1.1.5.4.3.

9.3.1.1.5.4.2 Test procedure

1. Set the parameters of bandwidth, reference Channel, the propagation condition, antenna configuration and the SNR according to Table 9.3.1.1.5.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC according to CQI value 8 and keep it regardless of the wideband and full-size subband CQI value sent by the UE. Continue transmission of the PDSCH until 2000 wideband CQI reports and full-size subband CQI report, for each full-size subband and for each CSI subframe sets have been gathered. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. In this process the SS collects wideband CQI reports for CSI subframe set 0 at every SF#2 and wideband CQI reports for CSI subframe set 1 at every SF#7, and also cases where UE transmits nothing in its CQI timing are counted as wideband CQI and full-size subband CQI reports.

3. For each CSI subframe set, set up a relative frequency distribution for the reported wideband CQI-values. Calculate the median values (wideband Median CQI is the CQI that is at or crosses 50% distribution from the lower wideband CQI side). These CQI-values are declared as wideband Median CQI0 for CSI subframe set 0 and Median CQI1 for CSI subframe set 1.

4. If the difference between Median CQI0 and Median CQI1 is larger than or equal to 3, and for both CSI subframe sets and for each subband, if subband CQI of index 0 is reported, at least % but less than % of 2000 full-size subband CQI report, then continue to step 5, otherwise, go to step 7.

5. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC according to the Median CQI0 on CSI subframe set 0, and according to the Median CQI1 on CSI subframe set 1, in a randomly selected full-size subband regardless of UE wideband and subband CQI report. Note that each full-size subband is selected in equal probability. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput according to Annex G.5.3 Declare the throughput as .

6. For each CSI subframe set, the SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC according to the highest UE reported full-size subband CQI value in one full-size subband selected among the sub-bands in which UE report the highest full-size subband CQI. Subband differential CQI offset level is selected from {0, 1, 2, -1}. Note that the SS shall send PDSCH in the same full-size subband until next UE report is available. In case when same full-size subbands are reported subsequently as subbands with highest full-size subband CQI, the SS shall select for transmission a different subband with respect to the last selection. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput, and (NACK /(ACK + NACK)) for each CSI subframe set according to Annex G.5.3. Declare the throughput as . If the ratio ( / ) ≥  and for each CSI subframe set 0.05 ≤ (NACK /(ACK + NACK))<0.6pass the UE. Otherwise, go to step 7.

7. If both SNR points of the test have not been tested, then repeat the same procedure (steps 1 to 6) for the other SNR point as appropriate. Otherwise fail the UE.

9.3.1.1.5.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.1.1.5.4.3-1: TDD-Config-DEFAULT: TDD CQI Reporting under fading conditions (when csi-SubframeSet –r12 is configured) requirement

Derivation Path: 36.508 Table 4.6.3-23

Information Element

Value/remark

Comment

Condition

TDD-Config-DEFAULT ::= SEQUENCE {

subframeAssignment

sa2

specialSubframePatterns

ssp4

}

Table 9.3.1.1.5.4.3-2: PhysicalConfigDedicated-DEFAULT: TDD CQI Reporting under fading conditions (when csi-SubframeSet –r12 is configured) requirement

Derivation Path: 36.508 Table 4.8.2.1.6-2

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-eIMTA ::= SEQUENCE {

antennaInfo CHOICE {

explicitValue SEQUENCE {

transmissionMode-r10

tm2

}

}

cqi-ReportConfig-r10

CQI-ReportConfig-r10-DEFAULT

csi-RS-Config-r10

CSI-RS-Config-r10

epdcch-Config-r11

EPDCCH-Config-r11-DEFAULT

cqi-ReportConfigPCell-v1250 SEQUENCE {

csi-SubframePatternConfig-r12 CHOICE {

setup SEQUENCE {

csi-MeasSubframeSets-r12

0001100000

}

}

cqi-ReportBoth-v1250

Not present

cqi-ReportAperiodic-v1250

rm30

altCQI-Table-r12

Not present

}

csi-RS-Config-v1250 SEQUENCE {

zeroTxPowerCSI-RS2-r12 SEQUENCE {

zeroTxPowerResourceConfigList-r12

4

zeroTxPowerSubframeConfig-r12

0100000000000000

}

ds-ZeroTxPowerCSI-RS-r12

Not present

}

}

Table 9.3.1.1.5.4.3-3: CQI-ReportConfig-r10-DEFAULT (In Table 9.3.1.1.5.4.3-2)

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

CQI-ReportConfig-r10-DEFAULT ::= SEQUENCE {

cqi-ReportAperiodic-r10

rm30

nomPDSCH-RS-EPRE-Offset

0

cqi-ReportPeriodic-r10

Not present

}

Table 9.3.1.1.5.4.3-4: CSI-RS-Config-r10 (In Table 9.3.1.1.5.4.3-2)

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE{

setup SEQUENCE {

antennaPortsCount-r10

an2

Parameter represents the number of antenna ports used for transmission of CSI reference signals

resourceConfig-r10

4

Parameter: CSI reference signal configuration

subframeConfig-r10

4

= when CSI-RS SubframeConfig is from 0-4; Parameter:

p-C-r10

0

Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback

}

}

zeroTxPowerCSI-RS-r10 CHOICE{

setup SEQUENCE {

zeroTxPowerResourceConfigList-r12

3

zeroTxPowerSubframeConfig-r12

0000010000000000

}

}

}

9.3.1.1.5.5 Test requirement

Table 9.3.1.1.5.5-1: Minimum requirement (TDD)

Test

[%]

2

[%]

55

1.09

BLER

0.05~0.6

Delta CQI

3

Table 9.3.1.1.5.5-2: Sub-band test for TDD

Parameter

Unit

Test

Bandwidth

MHz

10

Transmission mode

2

Uplink downlink configuration

2

Special subframe configuration

4

CSI-MeasSubframeSet-r12

0001100000

Downlink power allocation

dB

-3

dB

-3

σ

dB

0

SNR in CSI subframe set 0

dB

0

1

SNR in CSI subframe set 1

dB

10

11

dB[mW/15kHz]

-98

-97

for CSI subframe set 0

dB[mW/15kHz]

-98

-98

for CSI subframe set 1

dB[mW/15kHz]

-108

-108

Propagation channel

Clause B.2.4 with s, a = 1, Hz

Antenna configuration

2×2

CRS reference signals

Antenna port 0 and 1

Zero-Power CSI-RS configuration 0

ICSI-RS / ZeroPowerCSI-RS bitmap

3 /

0000010000000000

Zero-Power CSI-RS configuration 1

ICSI-RS / ZeroPowerCSI-RS bitmap

4 /

0100000000000000

PDSCH scheduled subframes for CSI subframe set 0

8,9

PDSCH scheduled subframes for CSI subframe set 1

3,4

Reporting interval (Note 4)

ms

10 per subframe set

CQI delay

ms

15 for CSI subframe set 0

15 for CSI subframe set 1

Reporting mode

PUSCH 3-0

Sub-band size

RB

6 (full size)

Max number of HARQ transmissions

1

ACK/NACK feedback mode

Multiplexing

Number of EPDCCH Sets Configured

2 (Note 5,6)

Number of PRB per EPDCCH Set

4

EPDCCH Subframe Monitoring

NA

EPDCCH Aggregation level

8ECCE

EPDCCH beamforming model

Annex B.4.4

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.17 TDD according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 TDD as described in Annex A.5.2.1/2.

Note 3: In the test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level for each subframe set separately..

Note 4: For CSI subframe set 0, PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#3 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF #7. For CSI subframe set 1, PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#8 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#2.

Note 5: In case UE supports EPDCCH, the PDSCH scheduling grants are transmitted via EPDCCH, otherwise PDCCH is used.

Note 6: The two sets are distributed EPDCCH sets and non-overlapping with PRB = {0, 3, 6, 9} for the first set and PRB = {40, 43, 46, 49} for the second set. EPDCCH set is selected after scheduling decision for PDSCH to avoid collision between PDSCH and EPDCCH PRBs, respectively. EPDCCH is only transmitted from one set. The starting symbol for EPDCCH is derived from the PCFICH. RRC signalling epdcch-StartSymbol-r11is not configured

To pass the test,  and  and  and BLER and Delta CQI must be fulfilled.

To pass the test, one or the other SNR point must be fulfilled.

9.3.1.2 CQI Reporting under fading conditions – PUSCH 3-1 (CSI Reference Symbols)

9.3.1.2.1_D FDD CQI Reporting under fading conditions – PUSCH 3-1 for eDL MIMO

9.3.1.2.1_D.1 Test purpose

To verify that preferred sub-bands can be used for frequently-selective scheduling.

9.3.1.2.1_D.2 Test applicability

This test applies to all types of E-UTRA FDD UE release 10 to release 14. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD UE release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD UE release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher.

Note: This test also applies to UE supporting 4Rx antenna ports

9.3.1.2.1_D.3 Minimum conformance requirements

For the parameters specified in Table 9.3.1.2.1_D.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.3.1.2.1_D.3-2 and by the following:

a) a sub-band differential CQI offset level of 0 shall be reported at least % of the time but less than % for each sub-band;

b) the ratio of the throughput obtained when transmitting a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS and that obtained when transmitting the TBS indicated by the reported wideband CQI median on a randomly selected sub-band in set S shall be ≥ ;

c) when transmitting a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS, the average BLER for the indicated transport formats shall be greater or equal to 0.05.

The requirements only apply for sub-bands of full size and the random scheduling across the sub-bands is done by selecting a new sub-band in each TTI.

Table 9.3.1.2.1_D.3-1: Sub-band test for FDD

Parameter

Unit

Test 1

Test 2

Bandwidth

MHz

10 MHz

Transmission mode

9

Downlink power allocation

dB

0

dB

0

dB

0

σ

dB

0

SNR (Note 3)

dB

4

5

11

12

dB[mW/15kHz]

-94

-93

-87

86

dB[mW/15kHz]

-98

-98

Propagation channel

Clause B.2.4 with s, a = 1, Hz

Antenna configuration

2×2

CRS reference signals

Antenna port 0

CSI reference signals

Antenna ports 15, 16

Beamforming model

Annex B.4.3

CSI-RS periodicity and subframe offset

TCSI-RS / CSI-RS

5/ 1

CSI-RS reference signal configuration

4

CodeBookSubsetRestriction bitmap

000001

Reporting interval (Note 4)

Ms

5

CQI delay

Ms

8

Reporting mode

PUSCH 3-1

Sub-band size

RB

6 (full size)

Max number of HARQ transmissions

1

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.8 FDD according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 FDD as described in Annex A.5.1.1/2.

Note 3: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level.

Note 4: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#1 and #6 to allow aperiodic CQI/PMI/RI to be transmitted in uplink SF#0 and #5.

Table 9.3.1.2.1_D.3-2: Minimum requirement (FDD)

Parameter

Test 1

Test 2

 [%]

2

2

 [%]

40

40

1.1

1.1

UE Category

1-8

1-8

The normative reference for this requirement is TS 36.101 [2] clause 9.3.1.2.1.

9.3.1.2.1_D.4 Test description

9.3.1.2.1_D.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS, faders and AWGN noise source to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.10 for UE with 2Rx RF band and Annex A, Figure A.10a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.3.1.2.1_D.3-1.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.1.2.1_D.4.3.

9.3.1.2.1_D.4.2 Test procedure

1. Set the parameters of bandwidth, reference Channel, the propagation condition, antenna configuration and the SNR according to Table 9.3.1.2.1_D.5-2 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to CQI value 8 and keep it regardless of the wideband and subband CQI value sent by the UE. Continue transmission of the PDSCH until 2000 wideband CQI reports and full-size subband CQI reports for each full-size subband have been gathered. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #0 and subframe #5 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4.In this process the SS collects wideband CQI reports every 5 ms and also cases where UE transmits nothing in its CQI timing are counted as wideband CQI and full-size subband CQI reports.

3. Set up a relative frequency distribution for the reported wideband CQI-values, Calculate the median value (wideband Median CQI is the CQI that is at or crosses 50% distribution from the lower wideband CQI side). This CQI-value is declared as wideband Median CQI value.

4. Check if “2000* %/100 ≤ number of CQI reports with index 0 for each full-size subband ≤ 2000*%/100”.
(2000= No of full-size subband reports, 100 because of %) If yes, continue with step5, otherwise goto step 7.

5. The SS shall transmit PDSCH via PDCCH DCI format 2Cfor C_RNTI to transmit the DL RMC according to the wideband median-CQI value in an each TTI randomly selected full-size subband regardless of UE wideband and full-size subband CQI report. Note that each full-size subband is selected in equal probability. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #0 and subframe #5 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4.Measure the average throughput according to Annex G.5.3. Declare the throughput as .

6. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the highest UE reported full-size subband CQI value in one full-size subband selected among the subbands in which UE reports the highest full-size subband CQI. Subband differential CQI offset level is selected from {0, 1, 2, -1}. Note that the SS shall send PDSCH in the same full-size subband until next UE report is available. In case when same full-size subbands are reported subsequently as subbands with highest full-size subband CQI, the SS shall select for transmission a different subband with respect to the last selection. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #0 and subframe #5 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput and (NACK /(ACK + NACK)) according to Annex G.5.3. Declare the throughput as . If the ratio ( / ) ≥  and (NACK /(ACK + NACK))≥ 0.05 pass the UE for this test and go to step 8. Otherwise, go to step 7.

7. If both SNR points of the test have not been tested, then repeat the same procedure (steps 1 to 6) for the other SNR point as appropriate. Otherwise fail the UE.

8. If both tests have not been done, then repeat the same procedure (steps 1 to 7) with test conditions according to the table 9.3.1.2.1_D.3-1 for the other Test as appropriate. Otherwise pass the UE.

9.3.1.2.1_D.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.1.2.1_D.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT::= SEQUENCE {

cqi-ReportConfig-r10

CQI-ReportConfig-r10-DEFAULT

antennaInfo

Not present

antennaInfo-r10 CHOICE {

explicitValue-r10

AntennaInfoDedicated-r10

}

csi-RS-Config-r10

CSI-RS-Config-r10

}

Table 9.3.1.2.1_D.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

p-a

dB0

}

Table 9.3.1.2.1_D.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10

tm9-v1020

codebookSubsetRestriction-r10

000001

}

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

Table 9.3.1.2.1_D.4.3-4: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

CQI-ReportConfig-r10 ::= SEQUENCE {

cqi-ReportAperiodic-r10

rm31

nomPDSCH-RS-EPRE-Offset

0

cqi-ReportPeriodic-r10

Not present

pmi-RI-Report-r9

setup

}

Table 9.3.1.2.1_D.4.3-5: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE{

release

NULL

setup SEQUENCE {

antennaPortsCount-r10

an2

Parameter represents the number of antenna ports used for transmission of CSI reference signals

resourceConfig-r10

4

Parameter: CSI reference signal configuration

subframeConfig-r10

1

= when CSI-RS SubframeConfig is from 0-4; Parameter:

p-C-r10

0

Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback

}

}

zeroTxPowerCSI-RS-r10 CHOICE{

release

NULL

}

}

9.3.1.2.1_D.5 Test requirement

Table 9.3.1.2.1.5-1: Test requirement (FDD)

Parameter

Test 1

Test 2

 [%]

2

2

 [%]

40

40

1.09

1.09

UE Category

1-8

1-8

BLER

0.05

0.05

Table 9.3.1.2.1_D.5-2: Sub-band test for FDD

Parameter

Unit

Test 1

Test 2

Bandwidth

MHz

10 MHz

Transmission mode

9

Downlink power allocation

dB

0

dB

0

dB

0

σ

dB

0

SNR for UE with 2Rx RF band (Note 3)

dB

4

5

11

12

SNR for 4Rx UE without 2Rx RF band

dB

1

2

8

9

dB[mW/15kHz]

-94

-93

-87

86

dB[mW/15kHz]

-98

-98

Propagation channel

Clause B.2.4 with s, a = 1, Hz

Antenna configuration

2×2

CRS reference signals

Antenna port 0

CSI reference signals

Antenna ports 15, 16

Beamforming model

Annex B.4.3

CSI-RS periodicity and subframe offset

TCSI-RS / CSI-RS

5/ 1

CSI-RS reference signal configuration

4

CodeBookSubsetRestriction bitmap

000001

Reporting interval (Note 4)

Ms

5

CQI delay

Ms

8

Reporting mode

PUSCH 3-1

Sub-band size

RB

6 (full size)

Max number of HARQ transmissions

1

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.8 FDD according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 FDD as described in Annex A.5.1.1/2.

Note 3: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level.

Note 4: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#1 and #6 to allow aperiodic CQI/PMI/RI to be transmitted in uplink SF#0 and #5.

Note5: The SNR requirement for 4Rx capable UEs is as specified in 9.1.1.4.1. For 4Rx UE without 2Rx RF bands SNR requirement is reduced by [3] dB

To pass the test,  and  and  and BLER must be fulfilled.

To pass the test, Test 1 and Test 2 must be passed.

To pass the test, one or the other SNR point within one test must be fulfilled.

9.3.1.2.2_D TDD CQI Reporting under fading conditions – PUSCH 3-1 for eDL MIMO

9.3.1.2.2_D.1 Test purpose

To verify that preferred sub-bands can be used for frequently-selective scheduling.

9.3.1.2.2_D.2 Test applicability

This test applies to all types of E-UTRA TDD UE release 10 to release 14. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA TDD UE release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA TDD UE release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher.

Note: This test also applies to UE supporting 4Rx antenna ports

9.3.1.2.2_D.3 Minimum conformance requirements

For the parameters specified in Table 9.3.1.2.2_D.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.3.1.2.2_D.3-2 and by the following:

a) a sub-band differential CQI offset level of 0 shall be reported at least % of the time but less than % for each sub-band;

b) the ratio of the throughput obtained when transmitting a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS and that obtained when transmitting the TBS indicated by the reported wideband CQI median on a randomly selected sub-band in set S shall be ≥ ;

c) when transmitting a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS, the average BLER for the indicated transport formats shall be greater or equal to 0.05.

The requirements only apply for sub-bands of full size and the random scheduling across the sub-bands is done by selecting a new sub-band in each TTI.

Table 9.3.1.2.2_D.3-1: Sub-band test for TDD

Parameter

Unit

Test 1

Test 2

Bandwidth

MHz

10 MHz

Transmission mode

9

Uplink downlink configuration

2

Special subframe configuration

4

Downlink power allocation

dB

0

dB

0

dB

0

σ

dB

0

SNR (Note 3)

dB

4

5

11

12

dB[mW/15kHz]

-94

-93

-87

-86

dB[mW/15kHz]

-98

-98

Propagation channel

Clause B.2.4 with s, a = 1, Hz

Antenna configuration

2×2

CRS reference signals

Antenna port 0

CSI reference signals

Antenna ports 15,16

Beamforming model

Annex B.4.3

CSI-RS periodicity and subframe offset

TCSI-RS /

5/ 3

CSI-RS reference signal configuration

4

CodeBookSubsetRestriction bitmap

000001

Reporting interval (Note 4)

ms

5

CQI delay

ms

10

Reporting mode

PUSCH 3-1

Sub-band size

RB

6 (full size)

Max number of HARQ transmissions

1

ACK/NACK feedback mode

Multiplexing

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.8 TDD according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 TDD as described in Annex A.5.2.1/2.

Note 3: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level.

Note 4: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#3 and #8 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#2 and #7.

Table 9.3.1.2.2_D.3-2: Minimum requirement (TDD)

Parameter

Test 1

Test 2

 [%]

2

2

 [%]

40

40

1.1

1.1

UE Category

1-8

1-8

The normative reference for this requirement is TS 36.101 [2] clause 9.3.1.2.2.

9.3.1.2.2_D.4 Test description

9.3.1.2.2_D.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2

1. Connect the SS, faders and AWGN noise source to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.10 for UE with 2Rx RF band and Annex A, Figure A.10a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.3.1.2.2_D.3-1.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.1.2.2_D.4.3.

9.3.1.2.2_D.4.2 Test procedure

1. Set the parameters of bandwidth, reference Channel, the propagation condition, antenna configuration and the SNR according to Table 9.3.1.2.2_D.5-2 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to CQI value 8 and keep it regardless of the wideband and full-size subband CQI value sent by the UE. Continue transmission of the PDSCH until 2000 wideband CQI reports and full-size subband CQI report for each full-size subband have been gathered. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. In this process the SS collects wideband CQI reports every 5 ms and also cases where UE transmits nothing in its CQI timing are counted as wideband CQI and full-size subband CQI reports.

3. Set up a relative frequency distribution for the reported wideband CQI-values, Calculate the median value (wideband Median CQI is the CQI that is at or crosses 50% distribution from the lower wideband CQI side). This CQI-value is declared as wideband Median CQI value.

4. For each subband, if subband CQI of index 0 is reported, at least % but less than % of 2000 full-size subband CQI report, then continue to step 5, otherwise, go to step 7.

5. The SS shall send PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the wideband median-CQI value in an each available downlink transmission instance randomly selected full-size subband regardless of UE wideband and subband CQI report. Note that each full-size subband is selected in equal probability. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput according to Annex G.5.3 Declare the throughput as .

6. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the highest UE reported full-size subband CQI value in one full-size subband selected among the sub-bands in which UE report the highest full-size subband CQI. Subband differential CQI offset level is selected from {0, 1, 2, -1}. Note that the SS shall send PDSCH in the same full-size subband until next UE report is available. In case when same full-size subbands are reported subsequently as subbands with highest full-size subband CQI, the SS shall select for transmission a different subband with respect to the last selection. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput and (NACK /(ACK + NACK)) according to Annex G.5.3. Declare the throughput as . If the ratio ( / ) ≥  and (NACK /(ACK + NACK))≥ 0.05pass the UE and go to step 8. Otherwise, go to step 7.

7. If both SNR points of the test have not been tested, then repeat the same procedure (steps 1 to 6) for the other SNR point as appropriate. Otherwise fail the UE.

8. If both tests have not been done, then repeat the same procedure (steps 1 to 7) with test conditions according to the table 9.3.1.2.2_D.3-1 for the other test as appropriate.

9.3.1.2.2_D.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.1.2.2_D.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

cqi-ReportConfig-r10

CQI-ReportConfig-r10-DEFAULT

antennaInfo

Not present

antennaInfo-r10 CHOICE {

explicitValue-r10

AntennaInfoDedicated-r10

}

csi-RS-Config-r10

CSI-RS-Config-r10

}

Table 9.3.1.2.2_D.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

p-a

dB0

}

Table 9.3.1.2.2_D.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10

tm9-v1020

codebookSubsetRestriction-r10

000001

}

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

Table 9.3.1.2.2_D.4.3-4: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

CQI-ReportConfig-r10 ::= SEQUENCE {

cqi-ReportAperiodic-r10

rm31

nomPDSCH-RS-EPRE-Offset

0

cqi-ReportPeriodic-r10

Not present

pmi-RI-Report-r9

setup

}

Table 9.3.1.2.2_D.4.3-5: TDD-Config-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

TDD-Config-DEFAULT ::= SEQUENCE {

subframeAssignment

sa2

specialSubframePatterns

ssp4

}

Table 9.3.1.2.2_D.4.3-6: PUCCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PUCCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

ackNackRepetition CHOICE {

release

NULL

}

tddAckNackFeedbackMode

Multiplexing

Multiplexing is selected as default to align with RAN4’s assumptions in RF tests.

TDD

}

Table 9.3.1.2.2_D.4.3-7: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE{

release

NULL

setup SEQUENCE {

antennaPortsCount-r10

an2

Parameter represents the number of antenna ports used for transmission of CSI reference signals

resourceConfig-r10

4

Parameter: CSI reference signal configuration

subframeConfig-r10

3

= when CSI-RS SubframeConfig is from 0-4; Parameter:

p-C-r10

0

Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback

}

}

zeroTxPowerCSI-RS-r10 CHOICE{

release

NULL

}

}

9.3.1.2.2_D.5 Test requirement

Table 9.3.1.2.2.5-1: Test requirement (TDD)

Parameter

Test 1

Test 2

 [%]

2

2

 [%]

40

40

1.09

1.09

UE Category

1-8

1-8

BLER

0.05

0.05

Table 9.3.1.2.2_D.5-2: Sub-band test for TDD

Parameter

Unit

Test 1

Test 2

Bandwidth

MHz

10 MHz

Transmission mode

9

Uplink downlink configuration

2

Special subframe configuration

4

Downlink power allocation

dB

0

dB

0

dB

0

σ

dB

0

SNR for UE with 2Rx RF band (Note 3)

dB

4

5

11

12

SNR for 4Rx UE without 2Rx RF band

dB

1

2

8

9

dB[mW/15kHz]

-94

-93

-87

-86

dB[mW/15kHz]

-98

-98

Propagation channel

Clause B.2.4 with s, a = 1, Hz

Antenna configuration

2×2

CRS reference signals

Antenna port 0

CSI reference signals

Antenna ports 15,16

Beamforming model

Annex B.4.3

CSI-RS periodicity and subframe offset

TCSI-RS /

5/ 3

CSI-RS reference signal configuration

4

CodeBookSubsetRestriction bitmap

000001

Reporting interval (Note 4)

ms

5

CQI delay

ms

10

Reporting mode

PUSCH 3-1

Sub-band size

RB

6 (full size)

Max number of HARQ transmissions

1

ACK/NACK feedback mode

Multiplexing

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.8 TDD according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 TDD as described in Annex A.5.2.1/2.

Note 3: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level.

Note 4: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#3 and #8 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#2 and #7.

Note 5: The SNR requirement for 4Rx capable UEs is as specified in 9.1.1.4.1. For 4Rx UE without 2Rx RF bands SNR requirement is reduced by [3] dB

To pass the test,  and  and  and BLER must be fulfilled.

To pass the test, Test 1 and Test 2 must be passed.

To pass the test, one or the other SNR point within one test must be fulfilled.

9.3.1.2.3 FDD CQI Reporting under fading conditions – PUSCH 3-1 for 256QAM in DL

9.3.1.2.3.1 Test purpose

To verify that preferred sub-bands can be used for frequently-selective scheduling.

9.3.1.2.3.2 Test applicability

This test applies to E-UTRA FDD UE release 12 to release 14 of UE Category 11-12 and DL Category ≥11 that supports 256QAM in DL. Applicability requires support for FGI bit 103.

This test applies to E-UTRA FDD release 15 and forward of UE DL Category 13 that supports 256QAM in DL. Applicability requires support for FGI bit 103.

This test applies to E-UTRA FDD release 15 and forward of UE Category 11-12, or DL Category 11, 12, 14 and higher that supports 256QAM in DL.

Note: This test also applies to UE supporting 4Rx antenna ports

9.3.1.2.3.3 Minimum conformance requirements

For the parameters specified in Table 9.3.1.2.3.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.3.1.2.3.3-2 and by the following

a) a sub-band differential CQI offset level of 0 shall be reported at least % of the time but less than % for each sub-band;

b) the ratio of the throughput obtained when transmitting on a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS and that obtained when transmitting the TBS indicated by the reported wideband CQI median on a randomly selected sub-band in set S shall be ≥ ;

c) when transmitting on a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS, the average BLER for the indicated transport formats shall be greater or equal to 0.05.

The requirements only apply for sub-bands of full size and the random scheduling across the sub-bands is done by selecting a new sub-band in each TTI for FDD, each available downlink transmission instance for TDD. Sub-bands of a size smaller than full size are excluded from the test.

In this test, 4-bit CQI Table 2 in Table 7.2.3-2 in TS 36.213 [10], and Modulation and TBS index table 2 in Table 7.1.7.1-1A for PDSCH in TS 36.213 [10] are applied.

Table 9.3.1.2.3.3-1: Sub-band test for FDD

Parameter

Unit

Test 1

Bandwidth

MHz

10 MHz

Transmission mode

9

Downlink power allocation

dB

0

dB

0

dB

0

σ

dB

0

SNR (Note 3)

dB

16

17

dB[mW/15kHz]

-82

-81

dB[mW/15kHz]

-98

-98

Propagation channel

Clause B.2.4 with s, a = 1, Hz

Antenna configuration

2×2

Beamforming Model

As specified in Section B.4.3

CRS reference signals

Antenna ports 0

CSI reference signals

Antenna ports 15, 16

CSI-RS periodicity and subframe offset TCSI-RS / CSI-RS

5/ 1

CSI-RS reference signal configuration

4

CodeBookSubsetRestriction bitmap

000001

Reporting interval (Note 4)

ms

5

CQI delay

ms

8

Reporting mode

PUSCH 3-1

Sub-band size

RB

6 (full size)

Max number of HARQ transmissions

1

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.8A FDD according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 FDD as described in Annex A.5.1.1/2.

Note 3: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level.

Note 4: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#1 and #6 to allow aperiodic CQI/PMI/RI to be transmitted in uplink SF#0 and #5.

Table 9.3.1.2.3.3-2: Minimum requirement (FDD)

Test 1

[%]

2

[%]

40

1.1

UE Category

11-12

UE DL Category

≥11

The normative reference for this requirement is TS 36.101 [2] clause 9.3.1.2.3.

9.3.1.2.3.4 Test description

9.3.1.2.3.4.1 Initial conditions

Same Initial conditions as in clause 9.3.1.2.1_D.4.1 with the following exceptions:

– Instead of Table 9.3.1.2.1_D.3-1, use Table 9.3.1.2.3.3-1.

– Instead of Clause 9.3.1.2.1_D.4.3, use Clause 9.3.1.2.3.4.3.

9.3.1.2.3.4.2 Test procedure

Same test procedure as in clause 9.3.1.2.1_D.4.2 without step 8 and with the following exceptions:

– Instead of Table 9.3.1.2.1_D.3-1, use Table 9.3.1.2.3.5-2.

9.3.1.2.3.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.1.2.3.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT::= SEQUENCE {

cqi-ReportConfig-r10

CQI-ReportConfig-r10-DEFAULT

antennaInfo

Not present

antennaInfo-r10 CHOICE {

explicitValue-r10

AntennaInfoDedicated-r10

}

csi-RS-Config-r10

CSI-RS-Config-r10

cqi-ReportConfigPCell-v1250 SEQUENCE {

altCQI-Table-r12

allSubframes

}

}

Table 9.3.1.2.3.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

p-a

dB0

}

Table 9.3.1.2.3.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10

tm9-v1020

codebookSubsetRestriction-r10

000001

}

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

Table 9.3.1.2.3.4.3-4: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

CQI-ReportConfig-r10 ::= SEQUENCE {

cqi-ReportAperiodic-r10 CHOICE {

setup SEQUENCE {

cqi-ReportModeAperiodic-r10

rm31

}

}

nomPDSCH-RS-EPRE-Offset

0

cqi-ReportPeriodic-r10

Not present

pmi-RI-Report-r9

setup

}

Table 9.3.1.2.3.4.3-5: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE {

setup SEQUENCE {

antennaPortsCount-r10

an2

Parameter represents the number of antenna ports used for transmission of CSI reference signals

resourceConfig-r10

4

Parameter: CSI reference signal configuration

subframeConfig-r10

1

= when CSI-RS SubframeConfig is from 0-4; Parameter:

p-C-r10

0

Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback

}

}

zeroTxPowerCSI-RS-r10 CHOICE {

release

NULL

}

}

9.3.1.2.3.5 Test requirement

Table 9.3.1.2.3.5-1: Test requirement (FDD)

Test 1

[%]

2

[%]

40

1.09

UE Category

11-12

UE DL Category

≥11

Table 9.3.1.2.3.5-2: Sub-band test for FDD

Parameter

Unit

Test 1

Bandwidth

MHz

10 MHz

Transmission mode

9

Downlink power allocation

dB

0

dB

0

dB

0

σ

dB

0

SNR for UE with 2Rx RF band (Note 3)

dB

16

17

SNR for 4Rx UE without 2Rx RF band

dB

13

14

dB[mW/15kHz]

-82

-81

dB[mW/15kHz]

-98

-98

Propagation channel

Clause B.2.4 with s, a = 1, Hz

Antenna configuration

2×2

Beamforming Model

As specified in Section B.4.3

CRS reference signals

Antenna ports 0

CSI reference signals

Antenna ports 15, 16

CSI-RS periodicity and subframe offset TCSI-RS / CSI-RS

5/ 1

CSI-RS reference signal configuration

4

CodeBookSubsetRestriction bitmap

000001

Reporting interval (Note 4)

ms

5

CQI delay

ms

8

Reporting mode

PUSCH 3-1

Sub-band size

RB

6 (full size)

Max number of HARQ transmissions

1

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.8A FDD according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 FDD as described in Annex A.5.1.1/2.

Note 3: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level.

Note 4: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#1 and #6 to allow aperiodic CQI/PMI/RI to be transmitted in uplink SF#0 and #5.

Note 5: The SNR requirement for 4Rx capable UEs is as specified in 9.1.1.4.1. For 4Rx UE without 2Rx RF bands SNR requirement is reduced by [3] dB

To pass the test,   and  must be fulfilled.

To pass the test, one or the other SNR point within one test must be fulfilled.

9.3.1.2.4 TDD CQI Reporting under fading conditions – PUSCH 3-1 for 256QAM in DL

9.3.1.2.4.1 Test purpose

To verify that preferred sub-bands can be used for frequently-selective scheduling.

9.3.1.2.4.2 Test applicability

This test applies to E-UTRA TDD release 12 to release 14 of UE Category 11-12 and DL Category ≥11 that supports 256QAM in DL. Applicability requires support for FGI bit 103.

This test applies to E-UTRA TDD release 15 and forward of UE DL Category 13 that supports 256QAM in DL. Applicability requires support for FGI bit 103.

This test applies to E-UTRA TDD release 15 and forward of UE Category 11-12, or DL Category 11, 12, 14 and higher that supports 256QAM in DL.

Note: This test also applies to UE supporting 4Rx antenna ports

9.3.1.2.4.3 Minimum conformance requirements

For the parameters specified in Table 9.3.1.2.4.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.3.1.2.4.3-2 and by the following

a) a sub-band differential CQI offset level of 0 shall be reported at least % of the time but less than % for each sub-band;

b) the ratio of the throughput obtained when transmitting on a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS and that obtained when transmitting the TBS indicated by the reported wideband CQI median on a randomly selected sub-band in set S shall be ≥ ;

c) when transmitting on a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS, the average BLER for the indicated transport formats shall be greater or equal to 0.05.

The requirements only apply for sub-bands of full size and the random scheduling across the sub-bands is done by selecting a new sub-band in each TTI for FDD, each available downlink transmission instance for TDD. Sub-bands of a size smaller than full size are excluded from the test.

In this test, 4-bit CQI Table 2 in Table 7.2.3-2 in TS 36.213 [10], and Modulation and TBS index table 2 in Table 7.1.7.1-1A for PDSCH in TS 36.213 [10] are applied.

Table 9.3.1.2.4.3-1: Sub-band test for TDD

Parameter

Unit

Test 1

Bandwidth

MHz

20 MHz

Transmission mode

9

Uplink downlink configuration

2

Special subframe configuration

4

Downlink power allocation

dB

0

dB

0

dB

0

σ

dB

0

SNR (Note 3)

dB

16

17

dB[mW/15kHz]

-82

-81

dB[mW/15kHz]

-98

-98

Propagation channel

Clause B.2.4 with s, a = 1, Hz

Antenna configuration

2×2

Beamforming Model

As specified in Section B.4.3

CRS reference signals

Antenna port 0

CSI reference signals

Antenna port 15,16

CSI-RS periodicity and subframe offset TCSI-RS / CSI-RS

5/ 3

CSI-RS reference signal configuration

4

CodeBookSubsetRestriction bitmap

000001

Reporting interval (Note 4)

ms

5

CQI delay

ms

10

Reporting mode

PUSCH 3-1

Sub-band size

RB

8 (full size)

Max number of HARQ transmissions

1

ACK/NACK feedback mode

Multiplexing

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.8A TDD according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 TDD as described in Annex A.5.2.1/2.

Note 3: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level.

Note 4: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#3 and #8 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#2 and #7.

Table 9.3.1.2.4.3-2: Minimum requirement (TDD)

Test 1

[%]

2

[%]

40

1.1

UE Category

11-12

UE DL Category

≥11

The normative reference for this requirement is TS 36.101 [2] clause 9.3.1.2.4.

9.3.1.2.4.4 Test description

9.3.1.2.4.4.1 Initial conditions

Same Initial conditions as in clause 9.3.1.2.2_D.4.1 with the following exceptions:

– Instead of Table 9.3.1.2.2_D.3-1, use Table 9.3.1.2.4.3-1.

– Instead of Clause 9.3.1.2.2_D.4.3, use Clause 9.3.1.2.4.4.3.

9.3.1.2.4.4.2 Test procedure

Same test procedure as in clause 9.3.1.2.2_D.4.2 without step 8 and with the following exceptions:

– Instead of Table 9.3.1.2.2_D.3-1, use Table 9.3.1.2.4.5-2.

9.3.1.2.4.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.1.2.4.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

cqi-ReportConfig-r10

CQI-ReportConfig-r10-DEFAULT

antennaInfo

Not present

antennaInfo-r10 CHOICE {

explicitValue-r10

AntennaInfoDedicated-r10

}

csi-RS-Config-r10

CSI-RS-Config-r10

cqi-ReportConfigPCell-v1250 SEQUENCE {

altCQI-Table-r12

allSubframes

}

}

Table 9.3.1.2.4.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

p-a

dB0

}

Table 9.3.1.2.4.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10

tm9-v1020

codebookSubsetRestriction-r10

000001

}

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

Table 9.3.1.2.4.4.3-4: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

CQI-ReportConfig-r10 ::= SEQUENCE {

cqi-ReportAperiodic-r10 CHOICE {

setup SEQUENCE {

cqi-ReportModeAperiodic-r10

rm31

}

}

nomPDSCH-RS-EPRE-Offset

0

cqi-ReportPeriodic-r10

Not present

pmi-RI-Report-r9

setup

}

Table 9.3.1.2.4.4.3-5: TDD-Config-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

TDD-Config-DEFAULT ::= SEQUENCE {

subframeAssignment

sa2

specialSubframePatterns

ssp4

}

Table 9.3.1.2.4.4.3-6: PUCCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PUCCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

ackNackRepetition CHOICE {

release

NULL

}

tddAckNackFeedbackMode

Multiplexing

Multiplexing is selected as default to align with RAN4’s assumptions in RF tests.

TDD

}

Table 9.3.1.2.4.4.3-7: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE{

release

NULL

setup SEQUENCE {

antennaPortsCount-r10

an2

Parameter represents the number of antenna ports used for transmission of CSI reference signals

resourceConfig-r10

4

Parameter: CSI reference signal configuration

subframeConfig-r10

3

= when CSI-RS SubframeConfig is from 0-4; Parameter:

p-C-r10

0

Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback

}

}

zeroTxPowerCSI-RS-r10 CHOICE{

release

NULL

}

}

9.3.1.2.4.5 Test requirement

Table 9.3.1.2.4.5-1: Test requirement (TDD)

Test 1

[%]

2

[%]

40

1.09

UE Category

11-12

UE DL Category

≥11

Table 9.3.1.2.4.5-2: Sub-band test for TDD

Parameter

Unit

Test 1

Bandwidth

MHz

20 MHz

Transmission mode

9

Uplink downlink configuration

2

Special subframe configuration

4

Downlink power allocation

dB

0

dB

0

dB

0

σ

dB

0

SNR for UE with 2Rx RF band (Note 3)

dB

16

17

SNR for 4Rx UE without 2Rx RF band

dB

13

14

dB[mW/15kHz]

-82

-81

dB[mW/15kHz]

-98

-98

Propagation channel

Clause B.2.4 with s, a = 1, Hz

Antenna configuration

2×2

Beamforming Model

As specified in Section B.4.3

CRS reference signals

Antenna port 0

CSI reference signals

Antenna port 15,16

CSI-RS periodicity and subframe offset TCSI-RS / CSI-RS

5/ 3

CSI-RS reference signal configuration

4

CodeBookSubsetRestriction bitmap

000001

Reporting interval (Note 4)

ms

5

CQI delay

ms

10

Reporting mode

PUSCH 3-1

Sub-band size

RB

8 (full size)

Max number of HARQ transmissions

1

ACK/NACK feedback mode

Multiplexing

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.8A TDD according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 TDD as described in Annex A.5.2.1/2.

Note 3: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level.

Note 4: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#3 and #8 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#2 and #7.

Note 5: The SNR requirement for 4Rx capable UEs is as specified in 9.1.1.4.1. For 4Rx UE without 2Rx RF bands SNR requirement is reduced by [3] dB

To pass the test,  and  and  must be fulfilled.

To pass the test, one or the other SNR point within one test must be fulfilled.

9.3.1.2.5
9.3.1.2.6 TDD CQI Reporting under fading conditions – PUCCH 3-1 (when csi-SubframeSet –r12 is configured with one CSI process)
9.3.1.2.6.1 Test purpose

To verify that preferred sub-bands can be used for frequently-selective scheduling

9.3.1.2.6.2 Test applicability

This test applies to E-UTRA TDD release 12 and forward UEs of Category 1 and onwards which supports Rel-12 CSI subframe sets and TM10.

9.3.1.2.6.3 Minimum conformance requirements

The following requirements apply to UE Category ≥1 which supports Rel-12 CSI subframe sets and TM10. For the parameters specified in Table 9.3.1.2.6.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.3.1.2.6.3-2 and by the following

a) a sub-band differential CQI offset level of 0 shall be reported at least % of the time but less than % for each sub-band for each CSI subframe set;

b) the ratio of the throughput obtained when transmitting on a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS and that obtained when transmitting the TBS indicated by the reported wideband CQI median on a randomly selected sub-band in set S shall be ≥ for each CSI subframe set;

c) when transmitting on a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS, the average BLER for the indicated transport formats shall be greater or equal to 0.01 for each CSI subframe set.

d) The difference of the wide-band median CQI obtained by reports in CSI subframe sets CCSI,0 and the wide-band median CQI obtained by reports in CSI subframe sets CCSI,1 shall be larger than or equal to 3.

The requirements only apply for sub-bands of full size and the random scheduling across the sub-bands is done by selecting a new sub-band in each available downlink transmission instance. Sub-bands of a size smaller than full size are excluded from the test.

Table 9.3.1.2.6-1: Sub-band test for TDD

Parameter

Unit

Test

Bandwidth

MHz

10

Transmission mode

10

Uplink downlink configuration

2

Special subframe configuration

4

CSI-MeasSubframeSet-r12

0001100000

Downlink power allocation

dB

0

dB

0

dB

-3

σ

dB

-3

SNR in CSI subframe set 0

dB

0

1

SNR in CSI subframe set 1

dB

10

11

dB[mW/15kHz]

-98

-97

for CSI subframe set 0

dB[mW/15kHz]

-98

-98

for CSI subframe set 1

dB[mW/15kHz]

-108

-108

Propagation channel

Clause B.2.4 with s, a = 1, Hz

Antenna configuration

2×2

Beamforming Model

As specified in Section B.4.3

CRS reference signals

Antenna port 0 and 1

CSI reference signals

Antenna port 15,16

CSI-RS periodicity and subframe offset

TCSI-RS / CSI-RS

5/ 0

CSI-RS reference signal configuration

0

Zero-Power CSI-RS configuration 0

ICSI-RS / ZeroPowerCSI-RS bitmap

3 /

0000010000000000

Zero-Power CSI-RS configuration 1

ICSI-RS / ZeroPowerCSI-RS bitmap

4 /

0100000000000000

CSI-IM configuration 0

ICSI-RS / ZeroPowerCSI-RS bitmap

3 /

0000010000000000

CSI-IM configuration 1

ICSI-RS / ZeroPowerCSI-RS bitmap

4 /

0100000000000000

CSI process configuration

Signal/Interference/Reporting mode for CSI subframe set 0

CSI-RS/CSI-IM 0/PUSCH 3-1

CSI process configuration

Signal/Interference/Reporting mode for CSI subframe set 1

CSI-RS/CSI-IM 1/PUSCH 3-1

CodeBookSubsetRestriction bitmap

000001

Reporting interval (Note 4)

ms

10 per subframe set

CQI delay

ms

15 for CSI subframe set 0

15 for CSI subframe set 1

Sub-band size

RB

6 (full size)

PDSCH scheduled subframes for CSI subframe set 0

8,9

PDSCH scheduled subframes for CSI subframe set 1

3,4

Max number of HARQ transmissions

1

ACK/NACK feedback mode

Multiplexing

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.18 TDD according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 TDD as described in Annex A.5.2.1/2.

Note 3: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level for each subframe set separately.

Note 4: For CSI subframe set 0, PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#3 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF #7. For CSI subframe set 1, PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#8 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#2.

Table 9.3.1.2.6-2: Minimum requirement (TDD)

Test

[%]

2

[%]

55

1.02

UE Category

≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.3.1.2.6.

9.3.1.2.6.4 Test description

9.3.1.2.6.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2

1. Connect the SS, faders and AWGN noise source to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.10 for UE with 2Rx RF band.

2. The parameter settings for the cell are set up according to Table 9.3.1.2.6.3-1.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.1.2.6.4.3.

9.3.1.2.6.4.2 Test procedure

1. Set the parameters of bandwidth, reference Channel, the propagation condition, antenna configuration and the SNR according to Table 9.3.1.2.6.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to CQI value 8 and keep it regardless of the wideband and full-size subband CQI value sent by the UE. Continue transmission of the PDSCH until 2000 wideband CQI reports and full-size subband CQI report, for each full-size subband and for each CSI subframe sets have been gathered. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. In this process the SS collects wideband CQI reports for CSI subframe set 0 at every SF#2 and wideband CQI reports for CSI subframe set 1 at every SF#7, and also cases where UE transmits nothing in its CQI timing are counted as wideband CQI and full-size subband CQI reports.

3. For each CSI subframe set, set up a relative frequency distribution for the reported wideband CQI-values. Calculate the median values (wideband Median CQI is the CQI that is at or crosses 50% distribution from the lower wideband CQI side). These CQI-values are declared as wideband Median CQI0 for CSI subframe set 0 and Median CQI1 for CSI subframe set 1.

4. If the difference between Median CQI0 and Median CQI1 is larger than or equal to 3, and for both CSI subframe sets and for each subband, if subband CQI of index 0 is reported, at least % but less than % of 2000 full-size subband CQI report, then continue to step 5, otherwise, go to step 7.

5. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the Median CQI0 on CSI subframe set 0, and according to the Median CQI1 on CSI subframe set 1, in a randomly selected full-size subband regardless of UE wideband and subband CQI report. Note that each full-size subband is selected in equal probability. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput according to Annex G.5.3 Declare the throughput as .

6. For each CSI subframe set, the SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the highest UE reported full-size subband CQI value in one full-size subband selected among the sub-bands in which UE report the highest full-size subband CQI. Subband differential CQI offset level is selected from {0, 1, 2, -1}. Note that the SS shall send PDSCH in the same full-size subband until next UE report is available. In case when same full-size subbands are reported subsequently as subbands with highest full-size subband CQI, the SS shall select for transmission a different subband with respect to the last selection. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput, and (NACK /(ACK + NACK)) for each CSI subframe set according to Annex G.5.3. Declare the throughput as . If the ratio ( / ) ≥  and for each CSI subframe set (NACK /(ACK + NACK))≥0.01pass the UE. Otherwise, go to step 7.

7. If both SNR points of the test have not been tested, then repeat the same procedure (steps 1 to 6) for the other SNR point as appropriate. Otherwise fail the UE.

9.3.1.2.6.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.1.2.6.4.3-1: TDD-Config-DEFAULT: TDD CQI Reporting under fading conditions (when csi-SubframeSet –r12 is configured with one CSI process) requirement

Derivation Path: 36.508 Table 4.6.3-23

Information Element

Value/remark

Comment

Condition

TDD-Config-DEFAULT ::= SEQUENCE {

subframeAssignment

sa2

specialSubframePatterns

ssp4

}

Table 9.3.1.2.6.4.3-2: PhysicalConfigDedicated-DEFAULT: TDD CQI Reporting under fading conditions (when csi-SubframeSet –r12 is configured with one CSI process) requirement

Derivation Path: 36.508 Table 4.8.2.1.6-2

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-eIMTA ::= SEQUENCE {

antennaInfo

Not present

antennaInfo-r10 CHOICE {

explicitValue-r10 SEQUENCE {

transmissionMode-r10

tm10-v1130

codebookSubsetRestriction-r10

000001

ue-TransmitAntennaSelection

release

NULL

}

}

}

cqi-ReportConfig-r10

CQI-ReportConfig-r10-DEFAULT

csi-RS-Config-r10

CSI-RS-Config-r10

cqi-ReportConfigPCell-v1250 SEQUENCE {

csi-SubframePatternConfig-r12 CHOICE {

setup SEQUENCE {

csi-MeasSubframeSets-r12

0001100000

}

}

cqi-ReportBoth-v1250

Not present

cqi-ReportAperiodic-v1250

rm31

altCQI-Table-r12

Not present

}

csi-RS-Config-v1250 SEQUENCE {

zeroTxPowerCSI-RS2-r12 SEQUENCE {

zeroTxPowerResourceConfigList-r12

4

zeroTxPowerSubframeConfig-r12

0100000000000000

}

ds-ZeroTxPowerCSI-RS-r12

Not present

}

}

Table 9.3.1.2.6.4.3-3: CQI-ReportConfig-r10-DEFAULT (In Table 9.3.1.2.6.4.3-2)

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

CQI-ReportConfig-r10-DEFAULT ::= SEQUENCE {

cqi-ReportAperiodic-r10

rm31

nomPDSCH-RS-EPRE-Offset

0

cqi-ReportPeriodic-r10

Not present

}

Table 9.3.1.2.6.4.3-4: CSI-RS-Config-r10 (In Table 9.3.1.2.6.4.3-2)

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE{

setup SEQUENCE {

antennaPortsCount-r10

an2

Parameter represents the number of antenna ports used for transmission of CSI reference signals

resourceConfig-r10

0

Parameter: CSI reference signal configuration

subframeConfig-r10

0

= when CSI-RS SubframeConfig is from 0-4; Parameter:

p-C-r10

-3

Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback

}

}

zeroTxPowerCSI-RS-r10 CHOICE{

setup SEQUENCE {

zeroTxPowerResourceConfigList-r12

3

zeroTxPowerSubframeConfig-r12

0000010000000000

}

}

}

9.3.1.2.6.5 Test requirement

Table 9.3.1.2.6.5-1: Minimum requirement (TDD)

Test

[%]

2

[%]

55

1.01

BLER

0.01

Delta CQI

3

UE Category

≥1

Table 9.3.1.2.6.5-2: Sub-band test for TDD

Parameter

Unit

Test

Bandwidth

MHz

10

Transmission mode

10

Uplink downlink configuration

2

Special subframe configuration

4

CSI-MeasSubframeSet-r12

0001100000

Downlink power allocation

dB

0

dB

0

dB

-3

σ

dB

-3

SNR in CSI subframe set 0

dB

0

1

SNR in CSI subframe set 1

dB

10

11

dB[mW/15kHz]

-98

-97

for CSI subframe set 0

dB[mW/15kHz]

-98

-98

for CSI subframe set 1

dB[mW/15kHz]

-108

-108

Propagation channel

Clause B.2.4 with s, a = 1, Hz

Antenna configuration

2×2

Beamforming Model

As specified in Section B.4.3

CRS reference signals

Antenna port 0 and 1

CSI reference signals

Antenna port 15,16

CSI-RS periodicity and subframe offset

TCSI-RS / CSI-RS

5/ 0

CSI-RS reference signal configuration

0

Zero-Power CSI-RS configuration 0

ICSI-RS / ZeroPowerCSI-RS bitmap

3 /

0000010000000000

Zero-Power CSI-RS configuration 1

ICSI-RS / ZeroPowerCSI-RS bitmap

4 /

0100000000000000

CSI-IM configuration 0

ICSI-RS / ZeroPowerCSI-RS bitmap

3 /

0000010000000000

CSI-IM configuration 1

ICSI-RS / ZeroPowerCSI-RS bitmap

4 /

0100000000000000

CSI process configuration

Signal/Interference/Reporting mode for CSI subframe set 0

CSI-RS/CSI-IM 0/PUSCH 3-1

CSI process configuration

Signal/Interference/Reporting mode for CSI subframe set 1

CSI-RS/CSI-IM 1/PUSCH 3-1

CodeBookSubsetRestriction bitmap

000001

Reporting interval (Note 4)

ms

10 per subframe set

CQI delay

ms

15 for CSI subframe set 0

15 for CSI subframe set 1

Sub-band size

RB

6 (full size)

PDSCH scheduled subframes for CSI subframe set 0

8,9

PDSCH scheduled subframes for CSI subframe set 1

3,4

Max number of HARQ transmissions

1

ACK/NACK feedback mode

Multiplexing

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.18 TDD according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 TDD as described in Annex A.5.2.1/2.

Note 3: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level for each subframe set separately.

Note 4: For CSI subframe set 0, PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#3 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF #7. For CSI subframe set 1, PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#8 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#2.

To pass the test,  and  and  and BLER and Delta CQI must be fulfilled.

To pass the test, one or the other SNR point must be fulfilled.

9.3.1.3 CQI Reporting under fading conditions – PUSCH 3-0 (Cell-Specific Reference Symbols)
9.3.1.3.1
9.3.1.3.1_E FDD CQI Reporting under fading conditions – PUSCH 3-0 for feICIC
9.3.1.3.1_E.1 FDD CQI Reporting under fading conditions – PUSCH 3-0 for feICIC (non-MBSFN ABS)

9.3.1.3.1_E.1.1 Test purpose

To verify that preferred sub-bands can be used for frequently-selective scheduling.

9.3.1.3.1_E.1.2 Test applicability

This test applies to all types of E-UTRA FDD UE and CRS interference handling release 11 and forward. Applicability requires support of FGI bit 115.

9.3.1.3.1_E.1.3 Minimum conformance requirements

For the parameters specified in Table 9.3.1.3.1_E.1.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.3.1.3.1_E.1.3-2 and by the following

a) a sub-band differential CQI offset level of 0 shall be reported at least % of the time but less than % for each sub-band;

b) the ratio of the throughput in ABS subframes obtained when transmitting a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS and that obtained when transmitting the TBS indicated by the reported wideband CQI median on a randomly selected sub-band in set S shall be ≥ ;

c) when transmitting a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS, the average BLER for the indicated transport formats shall be greater or equal to ε.

The requirements only apply for sub-bands of full size and the random scheduling across the sub-bands is done by selecting a new sub-band in each TTI for FDD, each available downlink transmission instance for TDD. T

Table 9.3.1.3.1_E.1.3-1: Sub-band test for single antenna transmission (FDD)

Parameter

Unit

Test 1

Test 2

Cell 1

Cell 2 and 3

Cell 1

Cell 2 and 3

Bandwidth

MHz

10

10

PDSCH transmission mode

1

Note 10

1

Note 10

Downlink power allocation

dB

0

0

dB

0

0

σ

dB

0

0

Propagation condition

Clause B.2.4 with Td = 0.45 us, a = 1, fd = 5 Hz

EVA5

Low antenna correlation

Clause B.2.4 with Td = 0.45 us, a = 1, fd = 5 Hz

EVA5

Low antenna correlation

Antenna configuration

1×2

1×2

(Note 1)

dB

4

5

Cell 2: 12

Cell 3: 10

14

15

Cell 2: 12

Cell 3: 10

at antenna port

dBm/15kHz

-98 (Note 7)

N/A

-98 (Note 7)

N/A

dBm/15kHz

-98 (Note 8)

N/A

-98 (Note 8)

N/A

dBm/15kHz

-93 (Note 9)

N/A

-93 (Note 9)

N/A

Subframe Configuration

Non-MBSFN

Non-MBSFN

Non-MBSFN

Non-MBSFN

Cell Id

0

Cell 2: 6

Cell 3: 1

0

Cell 2: 6

Cell 3: 1

Time Offset between Cells

μs

Cell 2: 3 usec

Cell 3: -1usec

Cell 2: 3 usec

Cell 3: -1usec

Frequency Shift between Cells

Hz

Cell 2: 300Hz

Cell 3: -100Hz

Cell 2: 300Hz

Cell 3: -100Hz

ABS pattern (Note 2)

N/A

01010101

01010101

01010101

01010101

01010101

N/A

01010101

01010101

01010101

01010101

01010101

RLM/RRM Measurement Subframe Pattern (Note 4)

00000100

00000100

00000100

00000100

00000100

N/A

00000100

00000100

00000100

00000100

00000100

N/A

CSI Subframe Sets (Note 3)

CCSI,0

01010101

01010101

01010101

01010101

01010101

N/A

01010101

01010101

01010101

01010101

01010101

N/A

CCSI,1

10101010

10101010

10101010

10101010

10101010

N/A

10101010

10101010

10101010

10101010

10101010

N/A

Number of control OFDM symbols

3

3

Max number of HARQ transmissions

1

1

CQI delay

ms

8

Reporting interval (Note 13)

ms

10

Reporting mode

PUSCH 3-0

Sub-band size

RB

6 (full size)

Note 1: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level.

Note 2: ABS pattern as defined in [9]. PDSCH other than SIB1/paging and its associated PDCCH/PCFICH are transmitted in the serving cell subframe when the subframe is overlapped with the ABS subframe of aggressor cell and the subframe is available in the definition of the reference channel.

Note 3: Time-domain measurement resource restriction pattern for PCell measurements as defined in TS 36.331 [5].

Note 4: As configured according to the time-domain measurement resource restriction pattern for CSI measurements defined in TS 36331 [5].

Note 5: Time-domain measurement resource restriction pattern for PCell measurements as defined in TS 36.331 [5].

Note 6: Cell 1 is the serving cell. Cell 2 and Cell 3 are the aggressor cells. The number of the CRS ports in Cell 1, Cell 2, and Cell 3 are the same.

Note 7: This noise is applied in OFDM symbols #1, #2, #3, #5, #6, #8, #9, #10, #12, #13 of a subframe overlapping with the aggressor ABS.

Note 8: This noise is applied in OFDM symbols #0, #4, #7, #11 of a subframe overlapping with the aggressor ABS.

Note 9: This noise is applied in all OFDM symbols of a subframe overlapping with aggressor non-ABS.

Note 10: Downlink physical channel setup in Cell 2 and Cell 3 in accordance with TS 36.521-1 [10] Annex C.3.3 applying OCNG pattern as defined in TS 36.521-1 [10] Annex A.5.1.5.

Note 11: Reference measurement channel in Cell 1 RC.3 FDD according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 FDD as described in Annex A.5.1.1/2.

Note 12: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4).

Note 13: The CSI reporting is such that reference subframes belong to Ccsi,0.

Table 9.3.1.3.1_E.1.3-2: Minimum requirement (FDD)

Test 1

Test 2

[%]

2

2

[%]

55

55

1.1

1.1

ε

0.01

0.01

UE Category

≥1

≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.3.1.1.3.

9.3.1.3.1_E.1.4 Test description

9.3.1.3.1_E.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS, faders and AWGN noise source to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.54 for antenna configuration 1×2.

2. The parameter settings for the cell are set up according to Table 9.3.1.3.1_E.1.3-1.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2 with exceptions listed in 5.2A.5. Message contents are defined in clause 9.3.1.3.1_E.1.4.3.

9.3.1.3.1_E.1.4.2 Test procedure

1. Set the parameters of bandwidth, reference channel, the propagation condition, antenna configuration and the SNR according to Table 9.3.1.3.1_E.1.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC in ABS protected subframes according to CQI value 8 and keep it regardless of the wideband and subband CQI value sent by the UE. Continue transmission of the PDSCH until 2000 wideband CQI reports and full-size subband CQI reports for each full-size subband for subframe set CCSI,0 have been gathered. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission every 10 ms to carry the PUSCH CQI feedback via PDCCH DCI format 0 (transmitted in SF#3) with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. In this process the SS collects wideband CQI reports every 10 ms and also cases where UE transmits nothing in its CQI timing are counted as wideband CQI and full-size subband CQI reports.

3. Set up a relative frequency distribution for the reported wideband CQI-values for subframe set CCSI,0. Calculate the median value (wideband Median CQI is the CQI that is at or crosses 50% distribution from the lower wideband CQI side). This CQI-value is declared as wideband Median CQI0.

4. Check if “2000* %/100 ≤ number of CQI reports with index 0 for each full-size subband ≤ 2000*%/100”.
(2000= No of full-size subband reports, 100 because of %) If yes, continue with step5, otherwise goto step 7.

5. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC in ABS protected subframes according to the wideband Median CQI0 in each downlink transmission instance randomly selected full-size subband regardless of UE wideband and full-size subband CQI report. Note that each full-size subband is selected in equal probability. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission every 10 ms to carry the PUSCH CQI feedback via PDCCH DCI format 0 (transmitted in SF#3) with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput during ABS according to Annex G.5.3. Declare the throughput as .

6. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC in ABS protected subframes according to the highest UE reported full-size subband CQI value in one full-size subband selected among the subbands in which UE reports the highest full-size subband CQI. Subband differential CQI offset level is selected from {0, 1, 2, -1}. Note that the SS shall send PDSCH in the same full-size subband until next UE report is available. In case when same full-size subbands are reported subsequently as subbands with highest full-size subband CQI, the SS shall select for transmission a different subband with respect to the last selection. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission every 10 ms to carry the PUSCH CQI feedback via PDCCH DCI format 0 (transmitted in SF#3) with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput during ABS and (NACK /(ACK + NACK)) according to Annex G.5.3. Declare the throughput as . If the ratio ( / ) ≥  and (NACK /(ACK + NACK)) ≥ ε pass the UE for this test and go to step 8. Otherwise, go to step 7.

7. If both SNR points of the test have not been tested, then repeat the same procedure (steps 1 to 6) for the other SNR point as appropriate. Otherwise fail the UE.

8. If both tests have not been done, then repeat the same procedure (steps 1 to 7) with test conditions according to the table 9.3.1.3.1_E.1.3-1 for the other Test as appropriate. Otherwise pass the UE.

9.3.1.3.1_E.1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 5.2A.5.1 with the following exceptions:

Table 9.3.1.3.1_E.1.4.3-1: RadioResourceConfigDedicated-SRB2-DRB(n, m)

Derivation Path: TS 36.508 [7] clause 4.6.3, Table 4.6.3-16 RadioResourceConfigDedicated-SRB2-DRB(n,m)

Information Element

Value/remark

Comment

Condition

RadioResourceConfigDedicated-SRB2-DRB(n, m) ::= SEQUENCE {

MeasSubframePatternPCell-r10 CHOICE {

setup SEQUENCE {

subframePatternFDD-r10

‘0000010000000100

0000010000000100

00000100’

BIT STRING (SIZE (40))

}

}

neighCellsCRS-Info-r11 ::= CHOICE {

setup SEQUENCE {

CRS-AssistancedInfoList-r11 ::= SEQUENCE (SIZE (1..maxCellReport)) OF CRS-AssistanceInfo-r11{

2 entries

CRS-AssistancedInfo-r11 ::= SEQUENCE {

physCellId-r11

6

Cell 2

1

Cell 3

antennaPortsCount-r11

an1

Cell 2, Cell 3

mbsfn-SubframeConfigList-r11::= SEQUENCE (SIZE (1..maxMBSFN-Allocations)) OF MBSFN-SubframeConfig{

Cell 2, Cell 3

MBSFN-SubframeConfig:: = SEQUENCE {

radioframeAllocationPeriod

n1

radioframeAllocationOffset

0

subframeAllocation CHOICE{

oneFrame

‘000000’ B

non-MBSFN

}

}

}

}

}

}

}

}

Table 9.3.1.3.1_E.1.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

cqi-ReportConfig

Not present

cqi-ReportConfig-r10

CQI-ReportConfig-r10-DEFAULT

}

Table 9.3.1.3.1_E.1-3: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 [7] clause 4.6.3, Table 4.6.3-2AA CQI-ReportConfig-r10-DEFAULT_

Information Element

Value/remark

Comment

Condition

CQI-ReportConfig-r10-DEFAULT ::= SEQUENCE {

cqi-ReportAperiodic-r10

rm30

nomPDSCH-RS-EPRE-Offset

0

cqi-ReportPeriodic-r10

Not present

pmi-RI-Report-r9

Not present

csi-SubframePatternConfig-r10 CHOICE {

setup SEQUENCE {

csi-MeasSubframeSet1-r10 CHOICE {

subframePatternFDD-r10

‘0101010101010101

0101010101010101

01010101′

BIT STRING (SIZE (40))

}

csi-MeasSubframeSet2-r10 CHOICE {

subframePatternFDD-r10

‘1010101010101010

1010101010101010

10101010′

BIT STRING (SIZE (40))

}

}

}

}

9.3.1.3.1_E.1.5 Test requirement

Table 9.3.1.3.1_E.1.5-1: Test requirement (FDD)

Test 1

Test 2

[%]

2

2

[%]

55

55

1.09

1.09

ε

0.01

0.01

UE Category

≥1

≥1

To pass the test,  and  and  and BLER must be fulfilled.

To pass the test, Test 1 and Test 2 must be passed.

To pass the test, one or the other SNR point within one test must be fulfilled.

9.3.1.3.2
9.3.1.3.2_E TDD CQI Reporting under fading conditions – PUSCH 3-0 for feICIC
9.3.1.3.2_E.1 TDD CQI Reporting under fading conditions – PUSCH 3-0 for feICIC (non-MBSFN ABS)

9.3.1.3.2_E.1.1 Test purpose

To verify that preferred sub-bands can be used for frequently-selective scheduling.

9.3.1.3.2_E.1.2 Test applicability

This test applies to all types of E-UTRA TDD UE and CRS interference handling and ss-CCH interference handling release 11 and forward. Applicability requires support of FGI bit 115.

9.3.1.3.2_E.1.3 Minimum conformance requirements

For the parameters specified in Table 9.3.1.3.2_E.1.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.3.1.3.2_E.1.3-2 and by the following

a) a sub-band differential CQI offset level of 0 shall be reported at least % of the time but less than % for each sub-band;

b) the ratio of the throughput in ABS subframes obtained when transmitting a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS and that obtained when transmitting the TBS indicated by the reported wideband CQI median on a randomly selected sub-band in set S shall be ≥ ;

c) when transmitting a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS, the average BLER for the indicated transport formats shall be greater or equal to ε.

The requirements only apply for sub-bands of full size and the random scheduling across the sub-bands is done by selecting a new sub-band in each TTI for FDD, each available downlink transmission instance for TDD.6.

Table 9.3.1.3.2_E.1.3-1: Sub-band test for single antenna transmission (TDD)

Parameter

Unit

Test 1

Test 2

Cell 1

Cell 2 and 3

Cell 1

Cell 2 and 3

Bandwidth

MHz

10

10

PDSCH transmission mode

1

Note 10

1

Note 10

Uplink downlink configuration

1

1

Special subframe configuration

4

4

Downlink power allocation

dB

0

0

dB

0

0

σ

dB

0

0

Propagation condition

Clause B.2.4 with Td = 0.45 us, a = 1, fd = 5 Hz

EVA5

Low antenna correlation

Clause B.2.4 with Td = 0.45 us, a = 1, fd = 5 Hz

EVA5

Low antenna correlation

Antenna configuration

1×2

1×2

(Note 1)

dB

4

5

Cell 2: 12

Cell 3: 10

14

15

Cell 2: 12

Cell 3: 10

at antenna port

dBm/15kHz

-98 (Note 7)

N/A

-98 (Note 7)

N/A

dBm/15kHz

-98 (Note 8)

N/A

-98 (Note 8)

N/A

dBm/15kHz

-93 (Note 9)

N/A

-93 (Note 9)

N/A

Subframe Configuration

Non-MBSFN

Non-MBSFN

Non-MBSFN

Non-MBSFN

Cell Id

0

Cell 2: 6

Cell 3: 1

0

Cell 2: 6

Cell 3: 1

Time Offset between Cells

μs

Cell 2: 3 usec

Cell 3: -1usec

Cell 2: 3 usec

Cell 3: -1usec

Frequency shift between Cells

Hz

Cell 2: 300Hz

Cell 3: -100Hz

Cell 2: 300Hz

Cell 3: -100Hz

ABS pattern (Note 2)

N/A

0100010001

0100010001

N/A

0100010001

0100010001

RLM/RRM Measurement Subframe Pattern (Note 4)

0000000001

0000000001

N/A

0000000001

0000000001

N/A

CSI Subframe Sets (Note 3)

CCSI,0

0100010001

0100010001

N/A

0100010001

0100010001

N.A

CCSI,1

1000101000

1000101000

N/A

1000101000

1000101000

N/A

Number of control OFDM symbols

3

3

Max number of HARQ transmissions

1

1

CQI delay

ms

10

Reporting interval (Note 13)

ms

10

Reporting mode

PUSCH 3-0

Sub-band size

RB

6 (full size)

ACK/NACK feedback mode

Multiplexing

Multiplexing

Note 1: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level.

Note 2: ABS pattern as defined in [9]. PDSCH other than SIB1/paging and its associated PDCCH/PCFICH are transmitted in the serving cell subframe when the subframe is overlapped with the ABS subframe of aggressor cell and the subframe is available in the definition of the reference channel.

Note 3: Time-domain measurement resource restriction pattern for PCell measurements as defined in TS 36.331 [5].

Note 4: As configured according to the time-domain measurement resource restriction pattern for CSI measurements defined in TS 36.331 [5].

Note 5: Time-domain measurement resource restriction pattern for PCell measurements as defined in TS 36.331 [5].

Note 6: Cell 1 is the serving cell. Cell 2 and Cell 3 are the aggressor cells. The number of the CRS ports in Cell1, Cell 2, and Cell 3 is the same.

Note 7: This noise is applied in OFDM symbols #1, #2, #3, #5, #6, #8, #9, #10, #12, #13 of a subframe overlapping with the aggressor ABS.

Note 8: This noise is applied in OFDM symbols #0, #4, #7, #11 of a subframe overlapping with the aggressor ABS.

Note 9: This noise is applied in all OFDM symbols of a subframe overlapping with aggressor non-ABS.

Note 10: Downlink physical channel setup in Cell 2 and Cell 3 in accordance with TS 36.521-1 [10] Annex C.3.3 applying OCNG pattern as defined in TS 36.521-1 [10] Annex A.5.2.5

Note 11: Reference measurement channel in Cell 1 RC.3 TDD according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 TDD as described in Annex A.5.2.1/2.

Note 12: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4).

Note 13: The CSI reporting is such that reference subframes belong to Ccsi,0.

Table 9.3.1.3.2_E.1.3-2: Minimum requirement (TDD)

Test 1

Test 2

[%]

2

2

[%]

55

55

1.1

1.1

ε

0.01

0.01

UE Category

≥1

≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.3.1.1.4.

9.3.1.3.2_E.1.4 Test description

9.3.1.3.2_E.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.54 for antenna configuration 1×2.

2. The parameter settings for the cell are set up according to Table 9.3.1.3.2_E.1.3-1.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2 with exceptions listed in 5.2A.5. Message contents are defined in clause 9.3.1.3.2_E.1.4.3.

9.3.1.3.2_E.1.4.2 Test procedure

1. Set the parameters of bandwidth, reference channel, the propagation condition, antenna configuration and the SNR according to Table 9.3.1.3.2_E.1.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC in ABS protected subframes according to CQI value 8 and keep it regardless of the wideband and full-size subband CQI value sent by the UE. Continue transmission of the PDSCH until 2000 wideband CQI reports and full-size subband CQI report for each full-size subband for subframe set CCSI,0 have been gathered. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #7 to carry the PUSCH CQI feedback via PDCCH DCI format 0 (transmitted in DL SF#1) with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. In this process the SS collects wideband CQI reports every 10 ms and also cases where UE transmits nothing in its CQI timing are counted as wideband CQI and full-size subband CQI reports.

3. Set up a relative frequency distribution for the reported wideband CQI-values for subframe set CCSI,0. Calculate the median value (wideband Median CQI is the CQI that is at or crosses 50% distribution from the lower wideband CQI side). This CQI-value is declared as wideband Median CQI0.

4. For each subband, if subband CQI of index 0 is reported, at least % but less than % of 2000 full-size subband CQI report, then continue to step 5, otherwise, go to step 7.

5. The SS shall send PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC in ABS protected subframes according to the wideband Median CQI0 in each downlink transmission instance randomly selected full-size subband regardless of UE wideband and subband CQI report. Note that each full-size subband is selected in equal probability. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #7 to carry the PUSCH CQI feedback via PDCCH DCI format 0 (transmitted in DL SF#1) with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput during ABS according to Annex G.5.3 Declare the throughput as .

6. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC in ABS protected subframes according to the highest UE reported full-size subband CQI value in one full-size subband selected among the sub-bands in which UE report the highest full-size subband CQI. Subband differential CQI offset level is selected from {0, 1, 2, -1}. Note that the SS shall send PDSCH in the same full-size subband until next UE report is available. In case when same full-size subbands are reported subsequently as subbands with highest full-size subband CQI, the SS shall select for transmission a different subband with respect to the last selection. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #7 to carry the PUSCH CQI feedback via PDCCH DCI format 0 (transmitted in DL SF#1) with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput during ABS and (NACK /(ACK + NACK)) according to Annex G.5.3. Declare the throughput as . If the ratio ( / ) ≥  and (NACK /(ACK + NACK))≥ εpass the UE and go to step 8. Otherwise, go to step 7.

7. If both SNR points of the test have not been tested, then repeat the same procedure (steps 1 to 6) for the other SNR point as appropriate. Otherwise fail the UE.

8. If both tests have not been done, then repeat the same procedure (steps 1 to 7) with test conditions according to the table 9.3.1.3.2_E.1.3-1 for the other test as appropriate.

9.3.1.3.2_E.1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 5.2A.5.1 with the following exceptions:

Table 9.3.1.3.2_E.1.4.3-1: RadioResourceConfigDedicated-SRB2-DRB(n, m)

Derivation Path: TS 36.508 [7] clause 4.6.3, Table 4.6.3-16 RadioResourceConfigDedicated-SRB2-DRB(n,m)

Information Element

Value/remark

Comment

Condition

RadioResourceConfigDedicated-SRB2-DRB(n, m) ::= SEQUENCE {

MeasSubframePatternPCell-r10 CHOICE {

setup SEQUENCE {

subframePatternTDD-r10 CHOICE {

subframeConfig1-5-r10

0000000001

0000000001’

BIT STRING (SIZE (20))

}

}

CRS-AssistancedInfoList-r11 ::= SEQUENCE (SIZE (1..maxCellReport)) OF CRS-AssistanceInfo-r11{

2 entries

CRS-AssistancedInfo-r11 ::= SEQUENCE {

physCellId-r11

6

Cell 2

1

Cell 3

antennaPortsCount-r11

an1

Cell 2, Cell 3

mbsfn-SubframeConfigList-r11::= SEQUENCE (SIZE (1..maxMBSFN-Allocations)) OF MBSFN-SubframeConfig{

Cell 2, Cell 3

MBSFN-SubframeConfig:: = SEQUENCE {

radioframeAllocationPeriod

n1

radioframeAllocationOffset

0

subframeAllocation CHOICE{

oneFrame

‘000000’ B

non-MBSFN

}

}

}

}

}

}

}

}

Table 9.3.1.3.2_E.1.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

cqi-ReportConfig

Not present

cqi-ReportConfig-r10

CQI-ReportConfig-r10-DEFAULT

}

Table 9.3.1.3.2_E.1.4.3-3: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 [7] clause 4.6.3, Table 4.6.3-2AA CQI-ReportConfig-r10-DEFAULT_

Information Element

Value/remark

Comment

Condition

CQI-ReportConfig-r10-DEFAULT ::= SEQUENCE {

cqi-ReportAperiodic-r10

rm30

nomPDSCH-RS-EPRE-Offset

0

cqi-ReportPeriodic-r10

Not present

pmi-RI-Report-r9

Not present

csi-SubframePatternConfig-r10 CHOICE {

setup SEQUENCE {

csi-MeasSubframeSet1-r10 CHOICE {

subframePatternTDD-r10 CHOICE {

subframeConfig1-5-r10

‘0100010001

0100010001′

BIT STRING (SIZE (20))

}

}

csi-MeasSubframeSet2-r10 CHOICE {

subframePatternTDD-r10 CHOICE {

subframeConfig1-5-r10

‘1000101000

1000101000′

BIT STRING (SIZE (20))

}

}

}

}

}

Table 9.3.1.3.2_E.1.4.3-4: TDD-Config-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

TDD-Config-DEFAULT ::= SEQUENCE {

subframeAssignment

sa1

specialSubframePatterns

ssp4

}

Table 9.3.1.3.2_E.1.4.3-5: PUCCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PUCCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

ackNackRepetition CHOICE {

release

NULL

}

tddAckNackFeedbackMode

Multiplexing

}

9.3.1.3.2_E.1.5 Test requirement

Table 9.3.1.3.2_E.1.5-1: Test requirement (TDD)

Test 1

Test 2

[%]

2

2

[%]

55

55

1.09

1.09

ε

0.01

0.01

UE Category

≥1

≥1

To pass the test,  and  and  and BLER must be fulfilled.

To pass the test, Test 1 and Test 2 must be passed.

To pass the test, one or the other SNR point within one test must be fulfilled.