9.4.1 Single PMI

36.521-13GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Part 1: Conformance testingRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification

Tools: ARFCN - Frequency Conversion for 5G NR/LTE/UMTS/GSM

9.4.1.1 PMI Reporting – PUSCH 3-1 (Single PMI) (Cell-Specific Reference Symbols)

9.4.1.1.1 FDD PMI Reporting – PUSCH 3-1 (Single PMI)

9.4.1.1.1.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

9.4.1.1.1.2 Test applicability

This test applies to all types of E-UTRA FDD UE release 8 and forward.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.1.1.1.3 Minimum conformance requirements

For the parameters specified in Table 9.4.1.1.1.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.4.1.1.1.3-2.

Table 9.4.1.1.1.3-1: PMI test for single-layer (FDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			6
Propagation channel			EVA5
Precoding granularity		PRB	50
Correlation and antenna configuration			Low 2 x 2
Downlink power allocation		dB	-3
		dB	-3
	σ	dB	0
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 3-1
Reporting interval		ms	1
PMI delay (Note 2)		ms	8
Measurement channel			R.10 FDD
OCNG Pattern			OP.1 FDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity) Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Table 9.4.1.1.1.3-2: Minimum requirement (FDD)

Parameter	Test 1
	1.1
UE Category	≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.4.1.1.1.

9.4.1.1.1.4 Test description

9.4.1.1.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.10.for UE with 2Rx RF band and Annex A, Figure A.10a for 4Rx capable UE without any 2Rx RF bands

2. The parameter settings for the cell are set up according to Table 9.4.1.1.1.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.4.1.1.1.4.3.

9.4.1.1.1.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.4.1.1.1.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC with randomly selected precoding matrix from codebook (Table 6.3.4.2.3-1 in TS 36.211 [8]) every subframe regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC.SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Establish and according to annex G.5.2

3. Set SNR to . The SS shall transmit PDSCH with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4 every subframe. Measure according to Annex G.5.3

4. Calculate If the ratio (throughput / ) ≥ which is specified in table 9.4.1.1.1.5-1, then the test is pass. Otherwise, the test is fail.

9.4.1.1.1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.1.1.1.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	CQI-ReportConfig-DEFAULT
antennaInfo CHOICE {
explicitValue	AntennaInfoDedicated
}
}

Table 9.4.1.1.1.4.3-2: AntennaInfoDedicated

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated ::= SEQUENCE {
transmissionMode	tm6
codebookSubsetRestriction CHOICE{
n2TxAntenna-tm6	1111
}
ue-TransmitAntennaSelection CHOICE{
release	NULL
}

Table 9.4.1.1.1.4.3-3: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-DEFAULT ::= SEQUENCE {
cqi-ReportModeAperiodic	rm31
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic	Not present
}

9.4.1.1.1.5 Test requirement

Table 9.4.1.1.1.5-1: Test requirement (FDD)

Parameter	Test 1
	1.09

The ratio of throughput using precoding matrix of PMI reports from the UE to using random precoding matrix shall equal or exceed the value specified in table 9.4.1.1.1.5.

9.4.1.1.2 TDD PMI Reporting – PUSCH 3-1 (Single PMI)

9.4.1.1.2.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

9.4.1.1.2.2 Test applicability

This test applies to all types of E-UTRA TDD UE release 8 and forward.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.1.1.2.3 Minimum conformance requirements

For the parameters specified in Table 9.4.1.1.2.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in 9.4.1.1.2.3-2.

Table 9.4.1.1.2.3-1: PMI test for single-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			6
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EVA5
Precoding granularity		PRB	50
Correlation and antenna configuration			Low 2 x 2
Downlink power allocation		dB	-3
		dB	-3
	σ	dB	0
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 3-1
Reporting interval		ms	1
Minimum PMIdelay (Node-2)		ms	10 or 11
Measurement channel			R.10 TDD
OCNG Pattern			OP.1 TDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
Note 1: For random precoder selection, the precoder shall be updated in each available downlink transmission instance Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4)

Table 9.4.1.1.2.3-2: Minimum requirement (TDD)

Parameter	Test 1
	1.1
UE Category	≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.4.1.1.2.

9.4.1.1.2.4 Test description

9.4.1.1.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.10 for UE with 2Rx RF band and Annex A, Figure A.10a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.4.1.1.2.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2.Message contents are defined in clause 9.4.1.1.2.4.3.

9.4.1.1.2.4.2 Test procedure

1. Set the bandwidth, propagation condition, antenna configuration and measurement channel parameters according to Table 9.4.1.1.2.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC with randomly selected precoding matrix from codebook (Table 6.3.4.2.3-1 in TS 36.211 [8]) every subframe regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Establish and according to annex G.5.2.

4. Calculate

9.4.1.1.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.1.1.2.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	CQI-ReportConfig-DEFAULT
antennaInfo CHOICE {
explicitValue	AntennaInfoDedicated
}
}

Table 9.4.1.1.2.4.3-2: AntennaInfoDedicated

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated ::= SEQUENCE {
transmissionMode	tm6
codebookSubsetRestriction CHOICE{
n2TxAntenna-tm6	1111
}
ue-TransmitAntennaSelection CHOICE{
release	NULL
}

Table 9.4.1.1.2.4.3-3: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-DEFAULT ::= SEQUENCE {
cqi-ReportModeAperiodic	rm31
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic	Not present
}

9.4.1.1.2.5 Test requirement

Table 9.4.1.1.2.5-1: Test requirement (TDD)

Parameter	Test 1
	1.09

9.4.1.2 PMI Reporting – PUCCH 2-1 (Single PMI) (Cell-Specific Reference Symbols)

9.4.1.2.1 FDD PMI Reporting – PUCCH 2-1 (Single PMI)

9.4.1.2.1.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

9.4.1.2.1.2 Test applicability

This test applies to all types of E-UTRA FDD UE release 9 and forward. Applicability requires support for FGI bit 2.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.1.2.1.3 Minimum conformance requirements

For the parameters specified in Table 9.4.1.2.1.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.4.1.2.1.3-2.

Table 9.4.1.2.1.3-1: PMI test for single-layer (FDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			6
Propagation channel			EVA5
Correlation and antenna configuration			Low 4 x 2
Downlink power allocation		dB	-6
		dB	-6
	σ	dB	3
		dB[mW/15kHz]	-98
PMI delay		ms	8 or 9
Reporting mode			PUCCH 2-1 (Note 6)
Reporting periodicity		ms	N_P = 2
Physical channel for CQI reporting			PUSCH (Note 3)
PUCCH Report Type for wideband CQI/PMI			2
PUCCH Report Type for subband CQI			1
Measurement channel			R.14-1 FDD
OCNG Pattern			OP.1/2 FDD
Precoding granularity		PRB	6 (full size)
Number of bandwidth parts (J)			3
K			1
cqi-pmi-ConfigIndex			1
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
Note 1: For random precoder selection, the precoder shall be updated every two TTI (2 ms granularity) Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: To avoid collisions between HARQ-ACK and wideband CQI/PMI or subband CQI, it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#1, #3, #7 and #9 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#5, #7, #1 and #3. Note 4: Reports for the short subband (having 2RBs in the last bandwidth part) are to be disregarded and instead data is to be transmitted on the most recently used subband for bandwidth part with j=1. Note 5: In the case where wideband PMI is reported, data is to be transmitted on the most recently used subband. Note 6: The bit field for PMI confirmation in DCI format 1B shall be mapped to “0” and TPMI information shall indicate the codebook index used in Table 6.3.4.2.3-2 of TS 36.211 [4] according to the latest PMI report on PUCCH.

Table 9.4.1.2.1.3-2: Minimum requirement (FDD)

	Test 1
	1.2
UE Category	≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.4.1.2.1.

9.4.1.2.1.4 Test description

9.4.1.2.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.11 for UE with 2Rx RF band and Annex A, Figure A.11a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.4.1.2.1.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.4.1.2.1.4.3.

9.4.1.2.1.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.4.1.2.1.3-1 as appropriate.

2. The SS shall transmit every subframe PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC (R.14-1 FDD) on a randomly selected full-size subband with a randomly selected precoding matrix from the codebook (Table 6.3.4.2.3-2 in TS 36.211 [8]), regardless of the SB and PMI reports from the UE. Note that each full-size subband and each precoding matrix shall be selected in equal probability. The SS sends downlink MAC padding bits on the DL RMC. The SS shall transmit PDCCH DCI format 0 in downlink SF#1, #3, #7 and #9 to schedule UL RMC in uplink subframes #5, #7, #1 and #3 (Table A.4.1-1). The UE will send ACK/NACK and periodic CSI reports using PUSCH.
Establish and according to annex G.5.2.

3. Set SNR to . The SS shall transmit every subframe PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC (R.14-1 FDD) on the full-size subband and with the latest precoding matrix reported by the UE. When the UE reports a non-full-size subband, the SS schedules the recent reported subband for bandwidth part with j=1 with the latest reported precoding matrix. Note that the SS shall send PDSCH in the same full-size subband and with the latest reported precoding matrix until next UE subband report is available. The SS sends downlink MAC padding bits on the DL RMC.
The SS shall transmit PDCCH DCI format 0 in downlink SF#1, #3, #7 and #9 to schedule UL RMC in uplink subframes #5, #7, #1 and #3 (Table A.4.1-1). The UE will send ACK/NACK and periodic CSI reports using PUSCH. Measure according to Annex G.5.3.

4. Calculate If the ratio (throughput / ) ≥ which is specified in table 9.4.1.2.2.5-1, then the test is pass. Otherwise, the test is fail.

9.4.1.2.1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.1.2.1.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	CQI-ReportConfig-DEFAULT
antennaInfo CHOICE {
explicitValue	AntennaInfoDedicated
}
}

Table 9.4.1.2.1.4.3-2: AntennaInfoDedicated

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated ::= SEQUENCE {
transmissionMode	tm6
codebookSubsetRestriction CHOICE{
n4TxAntenna-tm6	1111111111111111
}
ue-TransmitAntennaSelection CHOICE{
release	NULL
}
}

Table 9.4.1.2.1.4.3-3: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-DEFAULT ::= SEQUENCE {
cqi-ReportModeAperiodic	Not present
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic CHOICE {
setup SEQUENCE {
cqi-PUCCH-ResourceIndex	0
cqi-pmi-ConfigIndex	1	(see Table 7.2.2-1A in TS 36.213)
cqi-FormatIndicatorPeriodic CHOICE {
subbandCQI	1
}
ri-ConfigIndex	483	(see Table 7.2.2-1B in TS 36.213)
simultaneousAckNackAndCQI	FALSE
}
}
}

9.4.1.2.1.5 Test requirement

Table 9.4.1.2.1.5-1: Test requirement (FDD)

	Test 1
	1.19
UE Category	≥1

The ratio of throughput using precoding matrix of PMI reports from the UE to using random precoding matrix shall equal or exceed the value specified in table 9.4.1.2.1.5.

9.4.1.2.2 TDD PMI Reporting – PUCCH 2-1 (Single PMI)

9.4.1.2.2.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

9.4.1.2.2.2 Test applicability

This test applies to all types of E-UTRA TDD UE release 9 and forward. Applicability requires support for FGI bit 2.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.1.2.2.3 Minimum conformance requirements

For the parameters specified in Table 9.4.1.2.2.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in 9.4.1.2.2.3-2.

Table 9.4.1.2.2.3-1: PMI test for single-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			6
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EVA5
Correlation and antenna configuration			Low 4 x 2
Downlink power allocation		dB	-6
		dB	-6
	σ	dB	3
		dB[mW/15kHz]	-98
PMI delay		ms	10
Reporting mode			PUCCH 2-1 (Note 6)
Reporting periodicity		ms	N_P = 5
Physical channel for CQI reporting			PUSCH (Note 3)
PUCCH Report Type for wideband CQI/PMI			2
PUCCH Report Type for subband CQI			1
Measurement channel			R.14-1 TDD
OCNG Pattern			OP.1/2 TDD
Precoding granularity		PRB	6 (full size)
Number of bandwidth parts (J)			3
K			1
cqi-pmi-ConfigIndex			4
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
Note 1: For random precoder selection, the precoder shall be updated in each available downlink transmission instance Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4) Note 3: To avoid collisions between HARQ-ACK and wideband CQI/PMI or subband CQI it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#4 and #9 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#8 and #3. Note 4: Reports for the short subband (having 2RBs in the last bandwidth part) are to be disregarded and instead data is to be transmitted on the most recently used subband for bandwidth part with j=1. Note 5: In the case where wideband PMI is reported, data is to be transmitted on the most recently used subband. Note 6: The bit field for PMI confirmation in DCI format 1B shall be mapped to “0” and TPMI information shall indicate the codebook index used in Table 6.3.4.2.3-2 of TS 36.211 [4] according to the latest PMI report on PUCCH.

Table 9.4.1.2.2.3-2: Minimum requirement (TDD)

Parameter	Test 1
	1.2
UE Category	≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.4.1.2.2.

9.4.1.2.2.4 Test description

9.4.1.2.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.11 for UE with 2Rx RF band and Annex A, Figure A.11a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.4.1.2.2.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2.Message contents are defined in clause 9.4.1.2.2.4.3.

9.4.1.2.2.4.2 Test procedure

1. Set the bandwidth, propagation condition, antenna configuration and measurement channel parameters according to Table 9.4.1.2.2.3-1 as appropriate.

2. The SS shall transmit every subframe PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC (R.14-1 TDD) on a randomly selected full-size subband with a randomly selected precoding matrix from the codebook (Table 6.3.4.2.3-2 in TS 36.211 [8]), regardless of the SB and PMI reports from the UE. Note that each full-size subband and each precoding matrix shall be selected in equal probability. The SS sends downlink MAC padding bits on the DL RMC.
The SS shall transmit PDCCH DCI format 0 in downlink SF#4 and #9 to schedule UL RMC in uplink subframes #8 and #3 (Table A.4.1-2). The UE will send ACK/NACK and periodic CSI reports using PUSCH.
Establish and according to annex G.5.2.

3. Set SNR to . The SS shall transmit every subframe PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC (R.14-1 TDD) on the full-size subband and with the latest precoding matrix reported by the UE. When the UE reports a non-full-size subband, the SS schedules the recent reported subband for bandwidth part with j=1 with the latest reported precoding matrix. Note that the SS shall send PDSCH in the same full-size subband and with the latest reported precoding matrix until next UE subband report is available. The SS sends downlink MAC padding bits on the DL RMC.
The SS shall transmit PDCCH DCI format 0 in downlink SF#4 and #9 to schedule UL RMC in uplink subframes #8 and #3 (Table A.4.1-2). The UE will send ACK/NACK and periodic CSI reports using PUSCH.
Measure according to Annex G.5.3.

4. Calculate If the ratio (throughput / ) ≥ which is specified in table 9.4.1.2.2.5-1, then the test is pass. Otherwise, the test is fail.

9.4.1.2.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.1.2.2.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	CQI-ReportConfig-DEFAULT
antennaInfo CHOICE {
explicitValue	AntennaInfoDedicated
}
}

Table 9.4.1.2.2.4.3-2: AntennaInfoDedicated

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated ::= SEQUENCE {
transmissionMode	tm6
codebookSubsetRestriction CHOICE{
n4TxAntenna-tm6	1111111111111111
}
ue-TransmitAntennaSelection CHOICE{
release	NULL
}
}

Table 9.4.1.2.2.4.3-3: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-DEFAULT ::= SEQUENCE {
cqi-ReportModeAperiodic	Not present
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic CHOICE {
setup SEQUENCE {
cqi-PUCCH-ResourceIndex	0
cqi-pmi-ConfigIndex	4	(see Table 7.2.2-1A in TS 36.213)
cqi-FormatIndicatorPeriodic CHOICE {
subbandCQI	1
}
ri-ConfigIndex	484	(see Table 7.2.2-1B in TS 36.213)
simultaneousAckNackAndCQI	FALSE
}
}
}

9.4.1.2.2.5 Test requirement

Table 9.4.1.2.2.5-1: Test requirement (TDD)

Parameter	Test 1
	1.19
UE Category	≥1

9.4.1.3 PMI Reporting – PUSCH 3-1 (Single PMI) (CSI Reference Symbols)

9.4.1.3.1 9.4.1.3.1_D FDD Reporting of PMI – PUSCH 3-1 (Single PMI) for eDL MIMO

9.4.1.3.1_D.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

9.4.1.3.1_D.2 Test applicability

This test applies to all types of E-UTRA FDD release 10 to release 14 UE. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13. Applicability requires support for FGI bits 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.1.3.1_D.3 Minimum conformance requirements

For the parameters specified in Table 9.4.1.3.1_D.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.3.1_D.3-2.

Table 9.4.1.3.1_D.3-1: PMI test for single-layer (FDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Propagation channel			EPA5
Precoding granularity		PRB	50
Correlation and antenna configuration			Low ULA 4 x 2
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
Beamforming model			Annex B.4.3
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 1
CSI-RS reference signal configuration			6
CodeBookSubsetRestriction bitmap			0x0000 0000 0000 FFFF
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-3
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 3-1
Reporting interval		ms	5
PMI delay (Note 2)		ms	8
Measurement channel			R.44 FDD
OCNG Pattern			OP.1 FDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: PDSCH_RA= 0 dB, PDSCH_RB= 0 dB in order to have the same PDSCH and OCNG power per subcarrier at the receiver.

Table 9.4.1.3.1_D.3-2: Minimum requirement (FDD)

Parameter	Test 1
	1.2
UE Category	≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.4.1.3.1.

9.4.1.3.1_D.4 Test description

9.4.1.3.1_D.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.11 for UE with 2Rx RF band and Annex A, Figure A.11a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.4.1.3.1_D.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.4.1.3.1_D.4.3.

9.4.1.3.1_D.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.4.1.3.1_D.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC with randomly selected precoding matrix from codebook (Table 6.3.4.2.3-2 in TS 36.211 [8]) every subframe regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC.SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Establish and according to annex G.5.2

4. Calculate If the ratio (throughput / ) ≥ which is specified in table 9.4.1.3.1_D.5-1, then the test is pass. Otherwise, the test is fail.

9.4.1.3.1_D.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.1.3.1_D.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig-r10	CQI-ReportConfig-r10-DEFAULT
antennaInfo	Not present
antennaInfo-r10 CHOICE {
explicitValue-r10	AntennaInfoDedicated-r10
}
csi-RS-Config-r10	CSI-RS-Config-r10
}

Table 9.4.1.3.1_D.4.3-2: Void

Table 9.4.1.3.1_D.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	0x0000 0000 0000 FFFF
ue-TransmitAntennaSelection CHOICE{
release	NULL
}
}

Table 9.4.1.3.1_D.4.3-4: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-r10::= SEQUENCE {
cqi-ReportAperiodic-r10	rm31
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic –r10	Not present
pmi-RI-Report-r9	setup
}

Table 9.4.1.3.1_D.4.3-5: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
setup SEQUENCE {
antennaPortsCount-r10	an4	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	6	Parameter: CSI reference signal configuration
subframeConfig-r10	1	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	-3	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
zeroTxPowerCSI-RS-r10 CHOICE{
release	NULL
}
}

9.4.1.3.1_D.5 Test requirement

Table 9.4.1.3.1_D.5-1: Test requirement (FDD)

Parameter	Test 1
	1.19

The ratio of throughput using precoding matrix of PMI reports from the UE to using random precoding matrix shall equal or exceed the value specified in table 9.4.1.1.1_D.5.

9.4.1.3.2_D TDD Reporting of PMI – PUSCH 3-1 (Single PMI) for eDL-MIMO

9.4.1.3.2_D.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

9.4.1.3.2_D.2 Test applicability

This test applies to all types of E-UTRA TDD release 10 to release 14 UE. Applicability requires support for FGI bit 104.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13. Applicability requires support for FGI bits 104.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.1.3.2_D.3 Minimum conformance requirements

For the parameters specified in Table 9.4.1.3.2_D.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.3.2_D.3-2.

Table 9.4.1.3.2_D.3-1: PMI test for single-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EVA5
Precoding granularity		PRB	50
Antenna configuration			8 x 2
Correlation modelling			High, Cross polarized
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,22
Beamforming model			Annex B.4.3
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 4
CSI-RS reference signal configuration			0
CodeBookSubsetRestriction bitmap			0x0000 0000 001F FFE0 0000 0000 FFFF
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-6
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 3-1
Reporting interval		ms	5
PMI delay (Note 2)		ms	10
Measurement channel			R.45-1 TDD for UE Category 1, R.45 TDD for UE Category 2-8
OCNG Pattern			OP.1 TDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#4 and #9 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#3 and #8. Note 4: Randomization of the principle beam direction shall be used as specified in B.2.3A.4

Table 9.4.1.3.2_D.3-2: Minimum requirement (TDD)

Parameter	Test 1
	3
UE Category	≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.4.1.3.2.

9.4.1.3.2_D.4 Test description

9.4.1.3.2_D.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure 47 for UE with 2Rx RF band and Annex A, Figure A.47a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.4.1.3.2_D.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.4.1.3.2_D.4.3.

9.4.1.3.2_D.4.2 Test procedure

1. Set the bandwidth, propagation condition, antenna configuration and measurement channel parameters according to Table 9.4.1.3.2_D.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Establish and according to annex G.5.2.

3. Set SNR to . The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 7.2.4-1 in TS 36.213 [10]) every subframe regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure according to Annex G.5.3

4. Calculate If the ratio (throughput / ) ≥ which is specified in table 9.4.1.3.2_D.5-1, then the test is pass. Otherwise, the test is fail.

9.4.1.3.2_D.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.1.3.2_D.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig-r10	CQI-ReportConfig-r10-DEFAULT
antennaInfo	Not present
antennaInfo-r10 CHOICE {
explicitValue-r10	AntennaInfoDedicated-r10
}
csi-RS-Config-r10	CSI-RS-Config-r10
}

Table 9.4.1.3.2_D.4.3-2: Void

Table 9.4.1.3.2_D.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	0x0000 0000 001F FFE0 0000 0000 FFFF
ue-TransmitAntennaSelection CHOICE{
release	NULL
}
}

Table 9.4.1.3.2_D.4.3-4: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-r10::= SEQUENCE {
cqi-ReportAperiodic-r10	rm31
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic –r10	Not present
pmi-RI-Report-r9	setup
}

Table 9.4.1.3.2_D.4.3-5: TDD-Config-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
TDD-Config-DEFAULT ::= SEQUENCE {
subframeAssignment	sa1
specialSubframePatterns	ssp4
}

Table 9.4.1.3.2_D.4.3-6: PUCCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PUCCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
ackNackRepetition CHOICE {
release	NULL
}
tddAckNackFeedbackMode	Multiplexing	Multiplexing is selected as default to align with RAN4’s assumptions in RF tests.	TDD
}

Table 9.4.1.3.2_D.4.3-7: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
setup SEQUENCE {
antennaPortsCount-r10	an8	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	0	Parameter: CSI reference signal configuration
subframeConfig-r10	4	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	-6	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
zeroTxPowerCSI-RS-r10 CHOICE{
release	NULL
}
}

9.4.1.3.2_D.5 Test requirement

Table 9.4.1.3.2_D.5-1: Test requirement (TDD)

Parameter	Test 1
	2.99

The ratio of throughput using precoding matrix of PMI reports from the UE to using random precoding matrix shall equal or exceed the value specified in table 9.4.1.3.2_D.5.

9.4.1.3.3 FDD PMI Reporting with 12Tx Class A codebook – PUSCH 3-1 (Single PMI) for FD-MIMO

9.4.1.3.3.1 Test purpose

To verify reporting accuracy of the Precoding Matrix Indicator (PMI) reporting with non-precoded CSI-RS for FD-MIMO.

9.4.1.3.3.2 Test applicability

This test applies to all types of E-UTRA FDD UE releases 13 and forward of Category 2 or higher.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.1.3.3.3 Minimum conformance requirements

For the parameters specified in Table 9.4.1.3.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.3.3-2.

Table 9.4.1.3.3-1: PMI test for single-layer (FDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Propagation channel			EPA5
Precoding granularity		PRB	50
Correlation and antenna configuration			High 2D XP 12(2,3,2) x 2
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,26
Beamforming model			Annex B.4.3
CDM Type			CDM2
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 1
NZP-CSI-RS-Configuration-List			{0,1,2}
eMIMO-Type			Class A
codebookConfig-N1			2
codebookConfig-N2			3
codebook-Over-Sampling-RateConfig-O1			8
codebook-Over-Sampling-RateConfig-O2			4
Codebook-Config			Note 5
codebookSubsetRestriction-1			0x01 FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF
codebookSubsetRestriction-2			Codebook-Config 1: 0000 0000 1111 Codebook-Config 2,3,4: 0x 00 000000 0000 FFFF
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-8
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 3-1
Reporting interval		ms	5
PMI delay (Note 2)		ms	8
Measurement channel			R.77 FDD
Rank Number of PDSCH			1
OCNG Pattern			OP.1 FDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: PDSCH_RA= 0 dB, PDSCH_RB= 0 dB in order to have the same PDSCH and OCNG power per subcarrier at the receiver. Note 4: Randomization of the principle beam direction shall be used as specified in B.2.3B.4. Note 5: Value of parameter codebookConfig shall be random selected one value from UE supported codebook configurations.

Table 9.4.1.3.3-2: Minimum requirement (FDD)

Parameter	Test 1
	2.5
UE Category	≥2

The normative reference for this requirement is TS 36.101 [2] clause 9.4.1.3.3.

9.4.1.3.3.4 Test description

9.4.1.3.3.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.XX1 for UE with 2Rx RF band and Annex A, Figure A.XX2 for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.4.1.3.3.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in 9.4.1.3.3.4.3. The SS randomly selects one codebook config among the UE supported ones.

9.4.1.3.3.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.4.1.3.3.3-1 as appropriate.

3. Set SNR to SNR_{ue,follow1,1,follow1,2,follow2}. The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 7.2.4-10 in TS 36.213 [10]) every subframe regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput. Measure t_{rnd1,1rnd1,2rnd2} defined in clause 9.4 according to Annex G.5.3.

4. Calculate γ as defined in clause 9.4.

9.4.1.3.3.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.1.3.3.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated::= SEQUENCE {
antennaInfo	Not present
antennaInfo-r10 CHOICE {
explicitValue-r10	AntennaInfoDedicated-r10
}
cqi-ReportConfig-r10	CQI-ReportConfig-r10-DEFAULT
csi-RS-Config-v1310	CSI-RS-Config-v1310
antennaInfo-v1250	Not present
}

Table 9.4.1.3.3.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB0
}

Table 9.4.1.3.3.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	Not present
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}

Table 9.4.1.3.3.4.3-4: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-r10::= SEQUENCE {
cqi-ReportAperiodic-r10	rm31
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic –r10	Not present
pmi-RI-Report-r9	setup
}

Table 9.4.1.3.3.4.3-5: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-v1310 ::= SEQUENCE {
eMIMO-Type-r13	CSI-RS-ConfigEMIMO-r13
}

Table 9.4.1.3.3.4.3-6: CSI-RS-ConfigEMIMO-r13

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-ConfigEMIMO-r13 ::= CHOICE {
setup CHOICE{
nonPrecoded-r13	CSI-RS-ConfigNonPrecoded-r13	Class A codebook
}
}

Table 9.4.1.3.3.4.3-7: CSI-RS-ConfigNonPrecoded-r13

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-ConfigNonPrecoded-r13 ::= SEQUENCE {
p-C-AndCBSRList-r13	P-C-AndCBSR-Pair-r13
codebookConfigN1-r13	2
codebookConfigN2-r13	3
codebookOverSamplingRateConfig-O1-r13	8
codebookOverSamplingRateConfig-O2-r13	4
codebookConfig-r13	1, 2, 3 or 4	Select one random value
csi-IM-ConfigIdList-r13
csi-RS-ConfigNZP-EMIMO-r13 CHOICE {	{0,1,2}
setup SEQUENCE{
nzp-resourceConfigList-r13 SEQUENCE{
NZP-ResourceConfig-r13 SEQUENCE{
resourceConfig-r13	0
resourceConfig-r13	1
resourceConfig-r13	2
}
}
cdmType-r13	cdm2
}
}
}

Table 9.4.1.3.3.4.3-8: P-C-AndCBSR-Pair-r13

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
P-C-AndCBSR-Pair-r13 ::= SEQUENCE {
P-C-AndCBSR-r13 SEQUENCE{
p-C-r13	-8	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
cbsr-Selection-r13 CHOICE{
nonPrecoded-r13 SEQUENCE {
codebookSubsetRestriction1-r13	0xFFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF
codebookSubsetRestriction2-r13	Codebook-Config 1: 0000 0000 1111 Codebook-Config 2,3,4: 0x0000 0000 0000 FFFF	Number of bits depend on codebookConfig-r13
}
}
}
}

9.4.1.3.3.5 Test requirement

Table 9.4.1.3.3.5-1: Test requirement (FDD)

Parameter	Test 1
	2.49
UE Category	≥2

The ratio of throughput using precoding matrix of PMI reports from the UE to using random precoding matrix shall equal or exceed the value specified in Table 9.4.1.3.3.5-1.

9.4.1.3.4 TDD PMI Reporting with 12Tx Class A codebook – PUSCH 3-1 (Single PMI) for FD-MIMO

9.4.1.3.4.1 Test purpose

To verify reporting accuracy of the Precoding Matrix Indicator (PMI) reporting with non-precoded CSI-RS for FD-MIMO.

9.4.1.3.4.2 Test applicability

This test applies to all types of E-UTRA TDD UE releases 13 and forward of Category 2 or higher.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.1.3.4.3 Minimum conformance requirements

For the parameters specified in Table 9.4.1.3.4-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.3.4-2.

Table 9.4.1.3.4-1: PMI test for single-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EPA5
Precoding granularity		PRB	50
Correlation and antenna configuration			High 2D XP 12(2,3,2) x 2
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,26
Beamforming model			Annex B.4.3
CDM Type			CDM2
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 4
NZP-CSI-RS-Configuration-List			{0,1,2}
eMIMO-Type			Class A
codebookConfig-N1			2
codebookConfig-N2			3
codebook-Over-Sampling-RateConfig-O1			8
codebook-Over-Sampling-RateConfig-O2			4
Codebook-Config			Note 5
codebookSubsetRestriction-1			0x01 FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF
codebookSubsetRestriction-2			Codebook-Config 1: 0000 0000 1111 Codebook-Config 2,3,4: 0x 00 000000 0000 FFFF
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-8
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 3-1
Reporting interval		ms	5
PMI delay (Note 2)		ms	10
Measurement channel			R.77 TDD
Rank Number of PDSCH			1
OCNG Pattern			OP.1 TDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#4 and #9 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#3 and #8. Note 4: Randomization of the principle beam direction shall be used as specified in B.2.3B.4. Note 5: Value of parameter codebookConfig shall be random selected one value from UE supported codebook configurations.

Table 9.4.1.3.4-2: Minimum requirement (TDD)

Parameter	Test 1
	2.5
UE Category	≥2

The normative reference for this requirement is TS 36.101 [2] clause 9.4.1.3.4.

9.4.1.3.4.4 Test description

9.4.1.3.4.4.1 Initial conditions

Same initial conditions as 9.4.1.3.3.4.1

9.4.1.3.4.4.2 Test procedure

Same test procedure as 9.4.1.3.3.4.1

9.4.1.3.4.4.3 Message contents

Same message contents as 9.4.1.3.3.4.3

9.4.1.3.4.5 Test requirement

Table 9.4.1.3.4.5-1: Test requirement (TDD)

Parameter	Test 1
	2.49
UE Category	≥2

The ratio of throughput using precoding matrix of PMI reports from the UE to using random precoding matrix shall equal or exceed the value specified in Table 9.4.1.3.4.5-1.

9.4.1.4 PMI Reporting – PUCCH 1-1 (Single PMI) (CSI Reference Symbol)

9.4.1.4.1 FDD PMI Reporting with 4Tx enhanced codebook – PUCCH 1-1 (Single PMI) for eDL MIMO Enhancement

9.4.1.4.1.1 Test purpose

To verify reporting accuracy of the Precoding Matrix Indicator (PMI) reporting with 4Tx enhanced codebook (Single PMI) for eDL MIMO Enhancement.

9.4.1.4.1.2 Test applicability

This test applies to all types of E-UTRA FDD release 12 to release 14 UE that supports enhanced 4Tx codebook. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13 that supports enhanced 4Tx codebook. Applicability requires support for FGI bits 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher that supports enhanced 4Tx codebook.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.1.4.1.3 Minimum conformance requirements

For the parameters specified in Table 9.4.1.4.1.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.4.1.3-2.

Table 9.4.1.4.1.3-1: PMI test for single-layer (FDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Propagation channel			EPA5
Precoding granularity		PRB	50
Correlation and antenna configuration			High XP 4 x 2
Beamforming model			Annex B.4.3
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
CSI-RS periodicity and subframe offset T_CSI-RS / I_CSI-RS			5/ 1
CSI-RS reference signal configuration			6
CodeBookSubsetRestriction bitmap			0x0000 0000 0000 FFFF 0000 00FF
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-3
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUCCH 1-1 submode1
Reporting interval		ms	5
PMI delay (Note 2)		ms	10
Physical channel for CQI/PMI reporting			PUSCH (Note 3)
PUCCH Report Type for CQI/second PMI			2b
Physical channel for RI reporting			PUSCH
PUCCH Report Type for RI/ first PMI			5
cqi-pmi-ConfigurationIndex			4
ri-ConfigIndex			1
Measurement channel			R.60 FDD
OCNG Pattern			OP.1 FDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity) Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. Note 4: PDSCH_RA= 0 dB, PDSCH_RB= 0 dB in order to have the same PDSCH and OCNG power per subcarrier at the receiver. Note 5: Randomization of the principle beam direction shall be used as specified in B.2.3A.4

Table 9.4.1.4.1.3-2: Minimum requirement (FDD)

Parameter	Test 1
	1.8
UE Category	≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.4.1.4.1.

9.4.1.4.1.4 Test description

9.4.1.4.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.11 for UE with 2Rx RF band and Annex A, Figure A.11a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.4.1.4.1.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in 9.4.1.4.1.4.3.

9.4.1.4.1.4.2 Test procedure

1.Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.4.1.4.1.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. The SS shall transmit PDCCH DCI format 0 in downlink SF#3 and #8 to schedule to schedule UL RMC in subframe #2 and #7 (Table A.4.1-1). Establish and according to annex G.5.2.

3. Set SNR to . The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 7.2.4-0A in TS 36.213 [10]) every subframe regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities.The SS sends downlink MAC padding bits on the DL RMC. The SS shall transmit PDCCH DCI format 0 in downlink SF#3 and #8 to schedule to schedule UL RMC in subframe #2 and #7 (Table A.4.1-1). Measure the average throughput. Measure according to Annex G.5.3.

4. Calculate

9.4.1.4.1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.1.4.1.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated::= SEQUENCE {
antennaInfo	Not present
antennaInfo-r10 CHOICE {
explicitValue-r10	AntennaInfoDedicated-r10
}
cqi-ReportConfig-r10	CQI-ReportConfig-r10-DEFAULT
csi-RS-Config-r10	CSI-RS-Config-r10
antennaInfo-v1250	AntennaInfoDedicated-v1250
}

Table 9.4.1.4.1.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB0
}

Table 9.4.1.4.1.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	0x0000 0000 0000 FFFF 0000 00FF
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}

Table 9.4.1.4.1.4.3-4: AntennaInfoDedicated-v1250

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-v1250 ::= SEQUENCE {
alternativeCodebookEnabledFor4TX-r12	TRUE
}

Table 9.4.1.4.1.4.3-5: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-r10 ::= SEQUENCE {
cqi-ReportModeAperiodic-r10	Not present
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic-r10	CQI-ReportPeriodic-r10-DEFAULT
pmi-RI-Report-r9	setup
}

Table 9.4.1.4.1.4.3-6: CQI-ReportPeriodic-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportPeriodic-r10 ::= CHOICE {
setup SEQUENCE {
cqi-pmi-ConfigIndex	4	(see Table 7.2.2-1A in TS 36.213)
cqi-FormatIndicatorPeriodic-r10 CHOICE {
widebandCQI-r10 SEQUENCE {
csi-ReportMode-r10	submode1
}
ri-ConfigIndex	1
}
}

Table 9.4.1.4.1.4.3-7: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
release	NULL
setup SEQUENCE {
antennaPortsCount-r10	an4	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	6	Parameter: CSI reference signal configuration
subframeConfig-r10	1	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	-3	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
}

9.4.1.4.1.5 Test requirement

Table 9.4.1.4.1.5 -1: Test requirement (FDD)

Parameter	Test 1
	1.79
UE Category	≥1

The ratio of throughput using precoding matrix of PMI reports from the UE to using random precoding matrix shall equal or exceed the value specified in Table 9.4.1.4.1.5-1.

9.4.1.4.2 TDD PMI Reporting with 4Tx enhanced codebook – PUCCH 1-1 (Single PMI) for eDL MIMO Enhancement

9.4.1.4.2.1 Test purpose

To verify reporting accuracy of the Precoding Matrix Indicator (PMI) reporting with 4Tx enhanced codebook (Single PMI) for eDL MIMO Enhancement.

9.4.1.4.2.2 Test applicability

This test applies to all types of E-UTRA TDD release 12 to release 14 UE that supports enhanced 4Tx codebook. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13 that supports enhanced 4Tx codebook. Applicability requires support for FGI bits 103.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher that supports enhanced 4Tx codebook.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.1.4.2.3 Minimum conformance requirements

For the parameters specified in Table 9.4.1.4.2.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.4.2.3-2.

Table 9.4.1.4.2.3-1: PMI test for single-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EPA5
Precoding granularity		PRB	50
Correlation and antenna configuration			High XP 4 x 2
Beamforming model			Annex B.4.3
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
CSI-RS periodicity and subframe offset T_CSI-RS / I_CSI-RS			5/ 4
CSI-RS reference signal configuration			6
CodeBookSubsetRestriction bitmap			0x0000 0000 0000 FFFF 0000 00FF
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-3
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUCCH 1-1 submode1
Reporting interval		ms	5
PMI delay (Note 2)		ms	15
Physical channel for CQI/PMI reporting			PUSCH (Note 3)
PUCCH Report Type for CQI/second PMI			2b
Physical channel for RI reporting			PUSCH
PUCCH Report Type for RI/ first PMI			5
cqi-pmi-ConfigurationIndex			4
ri-ConfigIndex			1
Measurement channel			R.60 TDD
OCNG Pattern			OP.1 TDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity) Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. Note 4: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#4 and #9 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#3 and #8. Note 5: Randomization of the principle beam direction shall be used as specified in B.2.3A.4.

Table 9.4.1.4.2.3-2: Minimum requirement (TDD)

Parameter	Test 1
	1.8
UE Category	≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.4.1.4.2.

9.4.1.4.2.4 Test description

9.4.1.4.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2.

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.11 for UE with 2Rx RF band and Annex A, Figure A.11a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.4.1.4.2.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.4.1.4.2.4.3.

9.4.1.4.2.4.2 Test procedure

1. Set the bandwidth, propagation condition, antenna configuration and measurement channel parameters according to Table 9.4.1.4.2.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. The SS shall transmit PDCCH DCI format 0 in downlink SF#4 and #9 to schedule to schedule UL RMC in subframe #3 and #8 (Table A.4.1-2). Establish and according to annex G.5.2.

3. Set SNR to . The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 7.2.4-0A in TS 36.213 [10]) every subframe regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities.The SS sends downlink MAC padding bits on the DL RMC. The SS shall transmit PDCCH DCI format 0 in downlink SF#4 and #9 to schedule to schedule UL RMC in subframe #3 and #8 (Table A.4.1-2). Measure according to Annex G.5.3

4. Calculate

9.4.1.4.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.1.4.2.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated::= SEQUENCE {
antennaInfo	Not present
antennaInfo-r10 CHOICE {
explicitValue-r10	AntennaInfoDedicated-r10
}
cqi-ReportConfig-r10	CQI-ReportConfig-r10-DEFAULT
csi-RS-Config-r10	CSI-RS-Config-r10
antennaInfo-v1250	AntennaInfoDedicated-v1250
}

Table 9.4.1.4.2.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB0
}

Table 9.4.1.4.2.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	0x0000 0000 0000 FFFF 0000 00FF
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}

Table 9.4.1.4.2.4.3-4: AntennaInfoDedicated-v1250

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-v1250 ::= SEQUENCE {
alternativeCodebookEnabledFor4TX-r12	TRUE
}

Table 9.4.1.4.2.4.3-5: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-r10 ::= SEQUENCE {
cqi-ReportModeAperiodic-r10	Not present
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic-r10	CQI-ReportPeriodic-r10-DEFAULT
pmi-RI-Report-r9	setup
}

Table 9.4.1.4.2.4.3-6: CQI-ReportPeriodic-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportPeriodic-r10 ::= CHOICE {
setup SEQUENCE {
cqi-pmi-ConfigIndex	4	(see Table 7.2.2-1C in TS 36.213)
cqi-FormatIndicatorPeriodic-r10 CHOICE {
widebandCQI-r10 SEQUENCE {
csi-ReportMode-r10	submode1
}
ri-ConfigIndex	1
}
}

Table 9.4.1.4.2.4.3-7: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
release	NULL
setup SEQUENCE {
antennaPortsCount-r10	an4	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	6	Parameter: CSI reference signal configuration
subframeConfig-r10	4	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	-3	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
}

Table 9.4.1.4.2.4.3-8: TDD-Config-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
TDD-Config-DEFAULT ::= SEQUENCE {
subframeAssignment	sa1
specialSubframePatterns	ssp4
}

Table 9.4.1.4.2.4.3-9: PUCCH-ConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PUCCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
ackNackRepetition CHOICE {
Release	NULL
}
tddAckNackFeedbackMode	Multiplexing	Multiplexing is selected as default to align with RAN4’s assumptions in RF tests.	TDD
}

9.4.1.4.2.5 Test requirement

Table 9.4.1.4.2.5 -1: Test requirement (FDD)

Parameter	Test 1
	1.79
UE Category	≥1

The ratio of throughput using precoding matrix of PMI reports from the UE to using random precoding matrix shall equal or exceed the value specified in Table 9.4.1.4.2_G.5-1.

9.4.1.4.3 FDD PMI Reporting with Class B alternative codebook – PUCCH 1-1 for FD-MIMO

Editor’s note: This test case is incomplete. The following aspects are either missing or not yet determined:

– Minimum requirements for test 1a within brackets

9.4.1.4.3.1 Test purpose

To verify reporting accuracy of the Precoding Matrix Indicator (PMI) reporting with beamformed CSI-RS (one CSI-RS resource configured) for FD-MIMO.

9.4.1.4.3.2 Test applicability

This test applies to all types of E-UTRA FDD UE releases 13 and forward of Category 2 or higher.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.1.4.3.3 Minimum conformance requirements

For the parameters specified in Table 9.4.1.4.3.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.4.3.3-2.

Table 9.4.1.4.3.3-1: PMI test for single-layer (FDD)

Parameter		Unit	Test 1	Test 1a
Bandwidth		MHz	10	10
Transmission mode			9	9
Propagation channel			EPA5	EPA5
Precoding granularity		PRB	50	50
Correlation and antenna configuration			ULA Low 4 x 2	ULA Low 4 x 2
Beamforming model			Annex B.4.3	Annex B.4.3
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18	Antenna ports 15,…,18
FrequencyDensityBeamformed			1	1/2
NZP-TransmissionCombBeamformed			N/A	0
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 1	5/ 1
CSI-RS reference signal configuration			6	6
eMIMO-Type			Class B	Class B
alternativeCodebookEnabledCLASSB_K1			TRUE	TRUE
codebookSubsetRestriction-3			00 0000 0000 0000 1111 1111	00 0000 0000 0000 1111 1111
Downlink power allocation		dB	0	0
		dB	0	0
	Pc	dB	-6	-6
	σ	dB	-3	-3
		dB[mW/15kHz]	-98	-98
Reporting mode			PUCCH 1-1	PUCCH 1-1
Reporting interval		ms	5	5
PMI delay (Note 2)		ms	10	10
Physical channel for CQI/PMI reporting			PUSCH (Note 3)	PUSCH (Note 3)
PUCCH Report Type for CQI/PMI			2	2
Physical channel for RI reporting			PUSCH	PUSCH
PUCCH Report Type for RI			3	3
cqi-pmi-ConfigurationIndex			2	2
ri-ConfigIndex			1	1
Measurement channel			R.45 FDD	R.45A-2 FDD
Rank number of PDSCH			1	1
OCNG Pattern			OP.1 FDD	OP.1 FDD
Max number of HARQ transmissions			4	4
Redundancy version coding sequence			{0,1,2,3}	{0,1,2,3}
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. Note 4: PDSCH_RA= 0 dB, PDSCH_RB= 0 dB in order to have the same PDSCH and OCNG power per subcarrier at the receiver.

Table 9.4.1.4.3.3-2: Minimum requirement (FDD)

Parameter	Test 1	Test 1a
	1.09	[1.09]
UE Category	≥2	≥2
Note1: For UE that indicates support of density reduction for Class B, test 1a will be run and test 1 will be skipped. Otherwise, test 1 will be run and test 1a will be skipped.

The normative reference for this requirement is TS 36.101 [2] clause 9.4.1.4.3.

9.4.1.4.4.4 Test description

9.4.1.4.4.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.11 for UE with 2Rx RF band and Annex A, Figure A.11a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.4.1.4.3.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in 9.4.1.4.4.4.3. The SS randomly selects one codebook config among the UE supported ones.

9.4.1.4.4.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.4.1.4.3.3-1 as appropriate.

3. Set SNR to . The SS shall transmit PDSCH with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. Measure according to Annex G.5.3

4. Calculate If the ratio (throughput / ) ≥ which is specified in table 9.4.1.4.3.5-1, then the test is pass. Otherwise, the test is fail.

9.4.1.4.3.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.1.4.3.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated::= SEQUENCE {
antennaInfo	Not present
antennaInfo-r10 CHOICE {
explicitValue-r10	AntennaInfoDedicated-r10
}
cqi-ReportConfig-r10	CQI-ReportConfig-r10-DEFAULT
csi-RS-Config-v1310	CSI-RS-Config-v1310
antennaInfo-v1250	Not present
}

Table 9.4.1.4.3.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB0
}

Table 9.4.1.4.3.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	Not present
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}

Table 9.4.1.4.3.4.3-4: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-r10 ::= SEQUENCE {
cqi-ReportModeAperiodic-r10	Not present
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic-r10	CQI-ReportPeriodic-r10-DEFAULT
pmi-RI-Report-r9	setup
}

Table 9.4.1.4.3.4.3-5: CQI-ReportPeriodic-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportPeriodic-r10 ::= CHOICE {
setup SEQUENCE {
cqi-pmi-ConfigIndex	2	(see Table 7.2.2-1A in TS 36.213)
cqi-FormatIndicatorPeriodic-r10 CHOICE {
widebandCQI-r10 SEQUENCE {
csi-ReportMode-r10	submode1
}
ri-ConfigIndex	1
}
}

Table 9.4.1.4.3.4.3-6: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-v1310 ::= SEQUENCE {
eMIMO-Type-r13	CSI-RS-ConfigEMIMO-r13
}

Table 9.4.1.4.3.4.3-7: CSI-RS-ConfigEMIMO-r13

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-ConfigEMIMO-r13 ::= CHOICE {
setup CHOICE{
beamformed-r13	CSI-RS-ConfigBeamformed-r13	Class B codebook
}
}

Table 9.4.1.4.3.4.3-8: CSI-RS-ConfigBeamformed-r13

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-ConfigBeamformed-r13 ::= SEQUENCE {
csi-RS-ConfigNZPIdListExt-r13	Not present
csi-IM-ConfigIdList-r13	Not present
p-C-AndCBSR-PerResourceConfigList-r13	P-C-AndCBSR-Pair-r13
ace-For4Tx-PerResourceConfigList-r13	Not present
alternativeCodebookEnabledBeamformed	True	Class B, K=1
channelMeasRestriction-r13	On	channelMeasRestriction configured as On
}

Table 9.4.1.4.3.4.3-9: P-C-AndCBSR-Pair-r13

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
P-C-AndCBSR-Pair-r13 ::= SEQUENCE {
P-C-AndCBSR-r13	P-C-AndCBSR-r13
}

Table 9.4.1.4.3.4.3-10: P-C-AndCBSR-r13

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
P-C-AndCBSR-Pair-r13 ::= SEQUENCE {
P-C-AndCBSR-r13 SEQUENCE{
p-C-r13	-6	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
cbsr-Selection-r13 CHOICE{
beamformedK1a-r13 SEQUENCE {
codebookSubsetRestriction3-r13	0x0000 0000 1111 1111	Class B codebook for K=1 see 36.213 Table 7.2.4-19
}
}
}
}

9.4.1.4.3.5 Test requirement

Table 9.4.1.4.3.5-1: Test requirement (FDD)

Parameter	Test 1	Test 1a
	1.09	[1.09]
UE Category	≥2	≥2
Note1: For UE that indicates support of density reduction for Class B, test 1a will be run and test 1 will be skipped. Otherwise, test 1 will be run and test 1a will be skipped.

The ratio of throughput using precoding matrix of PMI reports from the UE to using random precoding matrix shall equal or exceed the value specified in Table 9.4.1.4.3.5-1.

9.4.1.4.4 TDD PMI Reporting with Class B alternative codebook – PUCCH 1-1 for FD-MIMO

Editor’s note: This test case is incomplete. The following aspects are either missing or not yet determined:

– Minimum requirements for test 1a within brackets

9.4.1.4.4.1 Test purpose

To verify reporting accuracy of the Precoding Matrix Indicator (PMI) reporting with beamformed CSI-RS (one CSI-RS resource configured) for FD-MIMO.

9.4.1.4.4.2 Test applicability

This test applies to all types of E-UTRA TDD UE releases 13 and forward of Category 2 or higher.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.1.4.4.3 Minimum conformance requirements

For the parameters specified in Table 9.4.1.4.4.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.4.4.3-2.

Table 9.4.1.4.4.3-1: PMI test for single-layer (TDD)

Parameter		Unit	Test 1	Test 1a
Bandwidth		MHz	10	10
Transmission mode			9	9
Uplink downlink configuration			1	1
Special subframe configuration			4	4
Propagation channel			EPA5	EPA5
Precoding granularity		PRB	50	50
Correlation and antenna configuration			ULA Low 8 x 2	ULA Low 8 x 2
Beamforming model			Annex B.4.3	Annex B.4.3
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,22	Antenna ports 15,…,22
FrequencyDensityBeamformed			1	1/2
NZP-TransmissionCombBeamformed			N/A	0
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 4	5/ 4
CSI-RS reference signal configuration			0	0
eMIMO-Type			Class B	Class B
alternativeCodebookEnabledCLASSB_K1			TRUE	TRUE
codebookSubsetRestriction-3			0x 000 0000 0000 FFFF	0x 000 0000 0000 FFFF
Downlink power allocation		dB	0	0
		dB	0	0
	Pc	dB	-3	-3
	σ	dB	-3	-3
		dB[mW/15kHz]	-98	-98
Reporting mode			PUCCH 1-1	PUCCH 1-1
Reporting interval		ms	5	5
PMI delay (Note 2)		ms	10	10
Physical channel for CQI/PMI reporting			PUSCH (Note 3)	PUSCH (Note 3)
PUCCH Report Type for CQI/ PMI			2	2
Physical channel for RI reporting			PUSCH	PUSCH
PUCCH Report Type for RI			3	3
cqi-pmi-ConfigurationIndex			4	4
ri-ConfigIndex			805	805
Measurement channel			R.45 TDD	R.45A TDD
Rank number of PDSCH			1	1
OCNG Pattern			OP.1 TDD	OP.1 TDD
Max number of HARQ transmissions			4	4
Redundancy version coding sequence			{0,1,2,3}	{0,1,2,3}
ACK/NACK feedback mode			Multiplexing	Multiplexing
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. Note 4: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#4 and #9 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#3 and #8.

Table 9.4.1.4.4.3-2: Minimum requirement (TDD)

Parameter	Test 1	Test 1a
	1.2	[1.2]
UE Category	≥2	≥2
Note1: For UE that indicates support of density reduction for Class B, test 1a will be run and test 1 will be skipped. Otherwise, test 1 will be run and test 1a will be skipped.

The normative reference for this requirement is TS 36.101 [2] clause 9.4.1.4.4.

9.4.1.4.4.4 Test description

9.4.1.4.4.4.1 Initial conditions

Same initial conditions as 9.4.1.4.3.4.1 with the following exception:

Step 1: Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.47 for UE with 2Rx RF band and Annex A, Figure A.47a for 4Rx capable UE without any 2Rx RF bands.

9.4.1.4.4.4.2 Test procedure

Same test procedure as 9.4.1.4.3.4.1

9.4.1.4.4.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.1.4.4.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated::= SEQUENCE {
antennaInfo	Not present
antennaInfo-r10 CHOICE {
explicitValue-r10	AntennaInfoDedicated-r10
}
cqi-ReportConfig-r10	CQI-ReportConfig-r10-DEFAULT
csi-RS-Config-v1310	CSI-RS-Config-v1310
antennaInfo-v1250	Not present
}

Table 9.4.1.4.4.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB0
}

Table 9.4.1.4.4.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	Not present
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}

Table 9.4.1.4.4.4.3-4: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-r10 ::= SEQUENCE {
cqi-ReportModeAperiodic-r10	Not present
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic-r10	CQI-ReportPeriodic-r10-DEFAULT
pmi-RI-Report-r9	setup
}

Table 9.4.1.4.4.4.3-5: CQI-ReportPeriodic-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportPeriodic-r10 ::= CHOICE {
setup SEQUENCE {
cqi-pmi-ConfigIndex	4	(see Table 7.2.2-1A in TS 36.213)
cqi-FormatIndicatorPeriodic-r10 CHOICE {
widebandCQI-r10 SEQUENCE {
csi-ReportMode-r10	submode1
}
ri-ConfigIndex	805
}
}

Table 9.4.1.4.4.4.3-6: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-v1310 ::= SEQUENCE {
eMIMO-Type-r13	CSI-RS-ConfigEMIMO-r13
}

Table 9.4.1.4.4.4.3-7: CSI-RS-ConfigEMIMO-r13

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-ConfigEMIMO-r13 ::= CHOICE {
setup CHOICE{
beamformed-r13	CSI-RS-ConfigBeamformed-r13	Class B codebook
}
}

Table 9.4.1.4.4.4.3-8: CSI-RS-ConfigBeamformed-r13

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-ConfigBeamformed-r13 ::= SEQUENCE {
csi-RS-ConfigNZPIdListExt-r13	Not present
csi-IM-ConfigIdList-r13	Not present
p-C-AndCBSR-PerResourceConfigList-r13	P-C-AndCBSR-Pair-r13
ace-For4Tx-PerResourceConfigList-r13	Not present
alternativeCodebookEnabledBeamformed	True	Class B, K=1
channelMeasRestriction-r13	On	channelMeasRestriction configured as On
}

Table 9.4.1.4.4.4.3-9: P-C-AndCBSR-Pair-r13

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
P-C-AndCBSR-Pair-r13 ::= SEQUENCE {
P-C-AndCBSR-r13	P-C-AndCBSR-r13
}

Table 9.4.1.4.4.4.3-10: P-C-AndCBSR-r13

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
P-C-AndCBSR-Pair-r13 ::= SEQUENCE {
P-C-AndCBSR-r13 SEQUENCE{
p-C-r13	-3	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
cbsr-Selection-r13 CHOICE{
beamformedK1a-r13 SEQUENCE {
codebookSubsetRestriction3-r13	0x 000 0000 0000 FFFF	Class B codebook for K=1 see 36.213 Table 7.2.4-19
}
}
}
}

Table 9.4.1.4.4.4.3-11: TDD-Config-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
TDD-Config-DEFAULT ::= SEQUENCE {
subframeAssignment	sa1
specialSubframePatterns	ssp4
}

Table 9.4.1.4.4.4.3-12: PUCCH-ConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PUCCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
ackNackRepetition CHOICE {
Release	NULL
}
tddAckNackFeedbackMode	Multiplexing	Multiplexing is selected as default to align with RAN4’s assumptions in RF tests.	TDD
}

9.4.1.4.4.5 Test requirement

Table 9.4.1.4.4.5-1: Test requirement (TDD)

Parameter	Test 1	Test 1a
	1.19	[1.19]
UE Category	≥2	≥2
Note1: For UE that indicates support of density reduction for Class B, test 1a will be run and test 1 will be skipped. Otherwise, test 1 will be run and test 1a will be skipped.

The ratio of throughput using precoding matrix of PMI reports from the UE to using random precoding matrix shall equal or exceed the value specified in Table 9.4.1.4.4.5-1.