9.3.7 PUSCH 3-2 for eDL MIMO Enhancement

36.521-13GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Part 1: Conformance testingRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification

9.3.7.1 FDD CQI Reporting under fading conditions – PUSCH 3-2 for eDL MIMO Enhancement

9.3.7.1.1 Test purpose

The purpose of the test is to verify the reporting accuracy of the sub band CQI and sub band PMI operation.

9.3.7.1.2 Test applicability

This test applies to all types of E-UTRA FDD release 12 to release 14 UE. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13 that supports PUSCH feedback mode 3-2. Applicability requires support for FGI bits 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher that supports PUSCH feedback mode 3-2.

Note: This test also applies to UE supporting 4Rx antenna ports

9.3.7.1.3 Minimum conformance requirements

For the parameters specified in Table 9.3.7.1.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.3.7.1.3-2 and by the following.

a) the ratio of the throughput obtained when transmitting based on UE PUSCH 3-2 reported wideband CQI and subband PMI and that obtained when transmitting based on PUSCH 3-1 reported wideband CQI and wideband PMI shall be ≥

b) The ratio of the throughput obtained when transmitting on a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS based on UE PUSCH 3-2 reported subband CQI and subband PMI and that obtained when transmitting on a randomly selected sub-band in set S based on PUSCH 1-2 reported wideband CQI and subband PMI shall be ≥

The transport block sizes TBS for wideband CQI and subband CQI are selected according to RC.16 FDD for test 1 and according to RC.17 FDD for test 2.

Table 9.3.7.1.3-1: Sub-band test for FDD

Parameter

Unit

Test 1

Test 2

Bandwidth

MHz

10MHz

PDSCH resource allocation

RB

50PRB

a subband, 6PRB

Transmission mode

TM6

TM9

Downlink power allocation

dB

-6

0

dB

-6

0

dB

-3

σ

dB

3

-3

SNR (Note 3)

dB

0

1

5

6

dB[mW/15kHz]

-98

-97

-93

-92

dB[mW/15kHz]

-98

-98

-98

-98

Propagation channel

EVA5

EVA5

Antenna configuration

4×2 ULA low

4×2 XP high (Note 4)

Beamforming Model

B.4.3

CRS reference signals

Antenna ports 0, 1, 2, 3

Antenna ports 0, 1

Time offset between TX antenna (Note 5)

ns

65

CSI reference signals

Antenna ports 15, 16, 17, 18

CSI-RS periodicity and subframe offset

TCSI-RS / CSI-RS

5/ 1

CSI-RS reference signal configuration

4

alternativeCodebookEnabledFor4TX

No

Yes

CodeBookSubsetRestriction bitmap

0x0000 0000 0000 FFFF

0x0000 0000 0000 FFFF 0000 FFFF

Reporting interval (Note 6)

ms

5

5

CQI delay

ms

8

8

Reporting mode

PUSCH 3-2, PUSCH 3-1

PUSCH 3-2, PUSCH 1-2

Sub-band size

RB

6 (full size)

6 (full size)

Max number of HARQ transmissions

1

1

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 FDD as described in Annex A.5.1.1/2.

Note 3: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level.

Note 4: Randomization of the principle beam direction shall be used as specified in B.2.3A.4.

Note 5: The values of time offset are [0ns 65ns 0ns 65ns] for antenna port [0, 1, 2, 3] respectively.

Note 6: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#1 and #6 to allow aperiodic CQI/PMI/RI to be transmitted in uplink SF#0 and #5.

Table 9.3.7.1.3-2: Minimum requirement (FDD)

Test 1

Test 2

α

1.05

β

1.15

UE Category

≥2

≥2

The normative reference for this requirement is TS 36.101 [2] clause 9.3.7.1.

9.3.7.1.4 Test description

9.3.7.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS, faders and AWGN noise source to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.11 for UE with 2Rx RF band and Annex A, Figure A.11a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.3.7.1.3-1.

3. Downlink signals are initially set up according to Annex C.0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.7.1.4.3.

9.3.7.1.4.2 Test procedure

1. Set the parameters of bandwidth, reference Channel, the propagation condition, antenna configuration and the SNR according to Table 9.3.7.1.5-2 as appropriate.

For Test1

2. The SS shall transmit PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC according to the wideband and subband CQI value sent by the UE and according to the wideband and subband PMI value sent by the UE. Continue transmission of the PDSCH until 2000 wideband CQI reports, wideband PMI reports, full-size subband CQI reports, and full-size subband PMI reports for each full-size subband have been gathered. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #0 and subframe #5 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. In this process the SS collects wideband CQI reports every 5 ms and also cases where UE transmits nothing in its CQI timing are counted as wideband CQI and full-size subband CQI reports.

3. The SS shall transmit PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC according to the wideband CQI value and wideband PMI value. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #0 and subframe #5 to carry the PUSCH 3-1 CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput according to Annex G.5.3. Declare the throughput as.

4. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit to 0 to schedule UL RMC in every subframe (Table A.4.1-1).

5. The SS shall transmit an RRC Connection Reconfiguration message to set reporting mode according to Table 9.3.7.1.3-1.

6. The UE shall transmit RRC Connection Reconfiguration Complete message.

7. The SS shall transmit PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC according to the wideband CQI value and subband PMI value. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #0 and subframe #5 to carry the PUSCH 3-2 CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput according to Annex G.5.3. Declare the throughput as .

8. If the ratio (/) ≥ αwhich is specified in Table 9.3.7.1.5-1, pass the UE for this test and go to step 16. Otherwise, go to step 15.

For Test2

9. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the wideband and subband CQI value sent by the UE and according to the wideband and subband PMI value sent by the UE. Continue transmission of the PDSCH until 2000 wideband CQI reports, wideband PMI reports, full-size subband CQI reports, and full-size subband PMI reports for each full-size subband have been gathered. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #0 and subframe #5 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. In this process the SS collects wideband CQI reports every 5 ms and also cases where UE transmits nothing in its CQI timing are counted as wideband CQI and full-size subband CQI reports.

10. The SS shall send PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the wideband CQI value and subband PMI value in each available downlink transmission instance randomly selected full-size subband. Note that each full-size subband is selected in equal probability. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #0 and subframe #5 to carry the PUSCH 1-2 CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput according to Annex G.5.3. Declare the throughput as .

11. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit to 0 to schedule UL RMC in every subframe (Table A.4.1-1).

12. The SS shall transmit an RRC Connection Reconfiguration message to set reporting mode according to Table 9.3.7.1.3-1.

13. The UE shall transmit RRC Connection Reconfiguration Complete message.

14. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the highest UE reported full-size subband CQI value and ull-size subband PMI value in one full-size subband selected among the subbands in which UE reports the highest full-size subband CQI and full-size subband PMI. Subband differential CQI offset level is selected from {0, 1, 2, -1}. Note that the SS shall send PDSCH in the same full-size subband until next UE report is available. In case when same full-size subbands are reported subsequently as subbands with highest full-size subband CQI, the SS shall select for transmission a different subband with respect to the last selection. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #0 and subframe #5 to carry the PUSCH 3-2 CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput according to Annex G.5.3. Declare the throughput as . If the ratio (/ ) ≥ βwhich is specified in Table 9.3.7.1.5-1, pass the UE for this test and go to step 16. Otherwise, go to step15.

15. If both SNR points of the test have not been tested, then repeat the same procedure (steps 1 to 14) for the other SNR point as appropriate. Otherwise fail the UE.

16. If both tests have not been done, then repeat the same procedure (steps 1 to 15) with test conditions according to the Table 9.3.7.1.3-1 for the other Test as appropriate. Otherwise pass the UE.

9.3.7.1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.7.1.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT::= SEQUENCE {

cqi-ReportConfig

CQI-ReportConfig-DEFAULT

Test 1

antennaInfo CHOICE {

Test 1

antennaInfoDedicated ::= SEQUENCE {

transmissionMode

tm6

codebookSubsetRestriction CHOICE{

n4TxAntenna-tm6

1111111111111111

}

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

}

antennaInfo

Not present

Test 2

antennaInfo-r10 CHOICE {

Test 2

explicitValue-r10

AntennaInfoDedicated-r10

}

cqi-ReportConfig-r10

CQI-ReportConfig-r10-DEFAULT

Test 2

csi-RS-Config-r10

CSI-RS-Config-r10

Test 2

antennaInfo-v1250

AntennaInfoDedicated-v1250

Test 2

}

Table 9.3.7.1.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

p-a

dB-6

Test 1

dB0

Test 2

}

Table 9.3.7.1.4.3-3: CQI-ReportConfig-DEFAULT

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CQI-ReportConfig-DEFAULT ::= SEQUENCE {

cqi-ReportModeAperiodic

rm32-v1250, rm31

Test 1

nomPDSCH-RS-EPRE-Offset

0

cqi-ReportPeriodic

Not present

}

Table 9.3.7.1.4.3-4: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10

tm9-v1020

Test 2

codebookSubsetRestriction-r10

0x0000 0000 0000 FFFF 0000 FFFF

Test 2

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

Table 9.3.7.1.4.3-5: AntennaInfoDedicated-v1250

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-v1250 ::= SEQUENCE {

alternativeCodebookEnabledFor4TX-r12

TRUE

Test 2

}

Table 9.3.7.1.4.3-6: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

CQI-ReportConfig-r10 ::= SEQUENCE {

cqi-ReportModeAperiodic-r10

rm32-v1250, rm12

Test 2

nomPDSCH-RS-EPRE-Offset

0

cqi-ReportPeriodic-r10

Not present

}

Table 9.3.7.1.4.3-7: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE{

release

NULL

setup SEQUENCE {

antennaPortsCount-r10

an4

Parameter represents the number of antenna ports used for transmission of CSI reference signals

resourceConfig-r10

4

Parameter: CSI reference signal configuration

subframeConfig-r10

1

= when CSI-RS SubframeConfig is from 0-4; Parameter:

p-C-r10

-3

Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback

}

}

}

9.3.7.1.5 Test requirement

Table 9.3.7.1.5-1: Test requirement (FDD)

Test 1

Test 2

α

1.04

β

1.14

UE Category

≥2

≥2

Table 9.3.7.1.5-2: Sub-band test for FDD

Parameter

Unit

Test 1

Test 2

Bandwidth

MHz

10MHz

PDSCH resource allocation

RB

50PRB

a subband, 6PRB

Transmission mode

TM6

TM9

Downlink power allocation

dB

-6

0

dB

-6

0

dB

-3

σ

dB

3

-3

SNR for UE with 2Rx RF band (Note 3)

dB

0

1

5

6

SNR for 4Rx UE without 2Rx RF band

dB

-3

-2

2

3

dB[mW/15kHz]

-98

-97

-93

-92

dB[mW/15kHz]

-98

-98

-98

-98

Propagation channel

EVA5

EVA5

Antenna configuration

4×2 ULA low

4×2 XP high (Note 4)

Beamforming Model

B.4.3

CRS reference signals

Antenna ports 0, 1, 2, 3

Antenna ports 0, 1

Time offset between TX antenna (Note 5)

ns

65

CSI reference signals

Antenna ports 15, 16, 17, 18

CSI-RS periodicity and subframe offset

TCSI-RS / CSI-RS

5/ 1

CSI-RS reference signal configuration

4

alternativeCodebookEnabledFor4TX

No

Yes

CodeBookSubsetRestriction bitmap

0x0000 0000 0000 FFFF

0x0000 0000 0000 FFFF 0000 FFFF

Reporting interval (Note 6)

ms

5

5

CQI delay

ms

8

8

Reporting mode

PUSCH 3-2, PUSCH 3-1

PUSCH 3-2, PUSCH 1-2

Sub-band size

RB

6 (full size)

6 (full size)

Max number of HARQ transmissions

1

1

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 FDD as described in Annex A.5.1.1/2.

Note 3: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level.

Note 4: Randomization of the principle beam direction shall be used as specified in B.2.3A.4.

Note 5: The values of time offset are [0ns 65ns 0ns 65ns] for antenna port [0, 1, 2, 3] respectively.

Note 6: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#1 and #6 to allow aperiodic CQI/PMI/RI to be transmitted in uplink SF#0 and #5.

Note 7: The SNR requirement for 4Rx capable UEs is as specified in 9.1.1.4.1. For 4Rx UE without 2Rx RF bands SNR requirement is reduced by [3] dB

To pass the test,  and  must be fulfilled.

To pass the test, Test 1 and Test 2 must be passed.

To pass the test, one or the other SNR point within one test must be fulfilled.

9.3.7.2 TDD CQI Reporting under fading conditions – PUSCH 3-2 for eDL MIMO Enhancement

9.3.7.2.1 Test purpose

The purpose of the test is to verify the reporting accuracy of the sub band CQI and sub band PMI operation.

9.3.7.2.2 Test applicability

This test applies to all types of E-UTRA TDD release 12 to release 14 UE that supports PUSCH feedback mode 3-2. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13 that supports PUSCH feedback mode 3-2. Applicability requires support for FGI bits 103.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher that supports PUSCH feedback mode 3-2.

Note: This test also applies to UE supporting 4Rx antenna ports

9.3.7.2.3 Minimum conformance requirements

For the parameters specified in Table 9.3.7.2.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.3.7.2.3-2 and by the following.

a) the ratio of the throughput obtained when transmitting based on UE PUSCH 3-2 reported wideband CQI and subband PMI and that obtained when transmitting based on PUSCH 3-1 reported wideband CQI and wideband PMI shall be ≥

b) The ratio of the throughput obtained when transmitting on a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS based on UE PUSCH3-2 reported subband CQI and subband PMI and that obtained when transmitting on a randomly selected sub-band in set S based on PUSCH 1-2 reported wideband CQI and subband PMI shall be ≥

The transport block sizes TBS for wideband CQI and subband CQI are selected according to RC.14 TDD for test 1 and RC.15 TDD for test 2.

Table 9.3.7.2.3-1: Sub-band test for TDD

Parameter

Unit

Test 1

Test 2

Bandwidth

MHz

10MHz

PDSCH resource allocation

RB

50PRB

a subband, 6PRB

Transmission mode

TM6

TM9

Uplink downlink configuration

1

1

Special subframe configuration

4

4

Downlink power allocation

dB

-6

0

dB

-6

0

dB

-3

σ

dB

3

-3

SNR (Note 3)

dB

0

1

5

6

dB[mW/15kHz]

-98

-97

-93

-92

dB[mW/15kHz]

-98

-98

-98

-98

Propagation channel

EVA5

EVA5

Antenna configuration

4×2 ULA low

4×2 XP high (Note 4)

Beamforming Model

B.4.3

CRS reference signals

Antenna ports 0, 1, 2, 3

Antenna ports 0, 1

Time offset between TX antenna (Note 5)

ns

65

CSI reference signals

Antenna ports 15, 16, 17, 18

CSI-RS periodicity and subframe offset

TCSI-RS / CSI-RS

5/ 4

CSI-RS reference signal configuration

4

alternativeCodebookEnabledFor4TX

No

Yes

CodeBookSubsetRestriction bitmap

0x0000 0000 0000 FFFF

0x0000 0000 0000 FFFF 0000 FFFF

Reporting interval (Note 6)

ms

5

5

CQI delay

ms

8

8

Reporting mode

PUSCH 3-2, PUSCH 3-1

PUSCH 3-2, PUSCH 1-2

Sub-band size

RB

6 (full size)

6 (full size)

Max number of HARQ transmissions

1

1

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 FDD as described in Annex A.5.1.1/2.

Note 3: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level.

Note 4: Randomization of the principle beam direction shall be used as specified in B.2.3A.4.

Note 5: The values of time offset are [0ns 65ns 0ns 65ns] for antenna port [0, 1, 2, 3] respectively.

Note 6: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#4 and #9 to allow aperiodic CQI/PMI/RI to be transmitted in uplink SF#3 and #8.

Table 9.3.7.2.3-2: Minimum requirement (TDD)

Test 1

Test 2

α

1.05

β

1.15

UE Category

≥2

≥2

The normative reference for this requirement is TS 36.101 [2] clause 9.3.7.2.

9.3.7.2.4 Test description

9.3.7.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2

1. Connect the SS, faders and AWGN noise source to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.11 for UE with 2Rx RF band and Annex A, Figure A.11a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.3.7.2.3-1.

3. Downlink signals are initially set up according to Annex C.0, C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.7.2.4.3.

9.3.7.2.4.2 Test procedure

1. Set the parameters of bandwidth, reference Channel, the propagation condition, antenna configuration and the SNR according to Table 9.3.7.2.5-2 as appropriate.

For Test1

2. The SS shall transmit PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC according to the wideband and subband CQI value sent by the UE and according to the wideband and subband PMI value sent by the UE. Continue transmission of the PDSCH until 2000 wideband CQI reports, wideband PMI reports, full-size subband CQI reports, and full-size subband PMI reports for each full-size subband have been gathered. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #3 and subframe #8 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. In this process the SS collects wideband CQI reports every 5 ms and also cases where UE transmits nothing in its CQI timing are counted as wideband CQI and full-size subband CQI reports.

3. The SS shall transmit PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC according to the wideband CQI value and wideband PMI value. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #3 and subframe #8 to carry the PUSCH 3-1 CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput according to Annex G.5.3. Declare the throughput as.

4. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit to 0 to schedule UL RMC in subframe#3 and #8 (Table A.4.1-2).

5. The SS shall transmit an RRC Connection Reconfiguration message to set reporting mode according to Table 9.3.7.2.3-1.

6. The UE shall transmit RRC Connection Reconfiguration Complete message.

7. The SS shall transmit PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC according to the wideband CQI value and subband PMI value. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #3 and subframe #8 to carry the PUSCH 3-2 CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput according to Annex G.5.3. Declare the throughput as .

8. If the ratio (/) ≥ αwhich is specified in Table 9.3.7.2.5-1, pass the UE for this test and go to step 16. Otherwise, go to step 15.

For Test2

9. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the wideband and subband CQI value sent by the UE and according to the wideband and subband PMI value sent by the UE. Continue transmission of the PDSCH until 2000 wideband CQI reports, wideband PMI reports, full-size subband CQI reports, and full-size subband PMI reports for each full-size subband have been gathered. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #3 and subframe #8 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. In this process the SS collects wideband CQI reports every 5 ms and also cases where UE transmits nothing in its CQI timing are counted as wideband CQI and full-size subband CQI reports.

10. The SS shall send PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the wideband CQI value and subband PMI value in each available downlink transmission instance randomly selected full-size subband. Note that each full-size subband is selected in equal probability. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #3 and subframe #8 to carry the PUSCH 1-2 CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput according to Annex G.5.3. Declare the throughput as .

11. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit to 0 to schedule UL RMC in subframe#3 and #8 (Table A.4.1-2).

12. The SS shall transmit an RRC Connection Reconfiguration message to set reporting mode according to Table 9.3.7.2.3-1.

13. The UE shall transmit RRC Connection Reconfiguration Complete message.

14. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the highest UE reported full-size subband CQI value and ull-size subband PMI value in one full-size subband selected among the subbands in which UE reports the highest full-size subband CQI and full-size subband PMI. Subband differential CQI offset level is selected from {0, 1, 2, -1}. Note that the SS shall send PDSCH in the same full-size subband until next UE report is available. In case when same full-size subbands are reported subsequently as subbands with highest full-size subband CQI, the SS shall select for transmission a different subband with respect to the last selection. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #3 and subframe #8 to carry the PUSCH 3-2 CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput according to Annex G.5.3. Declare the throughput as . If the ratio (/) ≥ βwhich is specified in Table 9.3.7.2.5-1, pass the UE for this test and go to step 16. Otherwise, go to step 15.

15. If both SNR points of the test have not been tested, then repeat the same procedure (steps 1 to 14) for the other SNR point as appropriate. Otherwise fail the UE.

16. If both tests have not been done, then repeat the same procedure (steps 1 to 15) with test conditions according to the Table 9.3.7.2.3-1 for the other Test as appropriate. Otherwise pass the UE.

9.3.7.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.7.2.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT::= SEQUENCE {

cqi-ReportConfig

CQI-ReportConfig-DEFAULT

Test 1

antennaInfo CHOICE {

Test 1

antennaInfoDedicated ::= SEQUENCE {

transmissionMode

tm6

codebookSubsetRestriction CHOICE{

n4TxAntenna-tm6

1111111111111111

}

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

}

antennaInfo

Not present

Test 2

antennaInfo-r10 CHOICE {

Test 2

explicitValue-r10

AntennaInfoDedicated-r10

}

cqi-ReportConfig-r10

CQI-ReportConfig-r10-DEFAULT

Test 2

csi-RS-Config-r10

CSI-RS-Config-r10

Test 2

antennaInfo-v1250

AntennaInfoDedicated-v1250

Test 2

}

Table 9.3.7.2.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

p-a

dB-6

Test 1

dB0

Test 2

}

Table 9.3.7.2.4.3-3: CQI-ReportConfig-DEFAULT

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CQI-ReportConfig-DEFAULT ::= SEQUENCE {

cqi-ReportModeAperiodic

rm32-v1250, rm31

Test 1

nomPDSCH-RS-EPRE-Offset

0

cqi-ReportPeriodic

Not present

}

Table 9.3.7.2.4.3-4: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10

tm9-v1020

Test 2

codebookSubsetRestriction-r10

0x0000 0000 0000 FFFF 0000 FFFF

Test 2

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

Table 9.3.7.2.4.3-5: AntennaInfoDedicated-v1250

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-v1250 ::= SEQUENCE {

alternativeCodebookEnabledFor4TX-r12

TRUE

Test 2

}

Table 9.3.7.2.4.3-6: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

CQI-ReportConfig-r10 ::= SEQUENCE {

cqi-ReportModeAperiodic-r10

rm32-v1250, rm12

Test 2

nomPDSCH-RS-EPRE-Offset

0

cqi-ReportPeriodic-r10

Not present

}

Table 9.3.7.2.4.3-7: CSI-RS-Config, Test 2

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE{

release

NULL

setup SEQUENCE {

antennaPortsCount-r10

an4

Parameter represents the number of antenna ports used for transmission of CSI reference signals

resourceConfig-r10

4

Parameter: CSI reference signal configuration

subframeConfig-r10

4

= when CSI-RS SubframeConfig is from 0-4; Parameter:

p-C-r10

-3

Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback

}

}

}

Table 9.3.7.2.4.3-7: TDD-Config-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

TDD-Config-DEFAULT ::= SEQUENCE {

subframeAssignment

sa1

specialSubframePatterns

ssp4

}

9.3.7.2.5 Test requirement

Table 9.3.7.2.3-1: Test requirement (TDD)

Test 1

Test 2

α

1.04

β

1.14

UE Category

≥2

≥2

Table 9.3.7.2.5-2: Sub-band test for TDD

Parameter

Unit

Test 1

Test 2

Bandwidth

MHz

10MHz

PDSCH resource allocation

RB

50PRB

a subband, 6PRB

Transmission mode

TM6

TM9

Uplink downlink configuration

1

1

Special subframe configuration

4

4

Downlink power allocation

dB

-6

0

dB

-6

0

dB

-3

σ

dB

3

-3

SNR for UE with 2Rx RF band (Note 3)

dB

0

1

5

6

SNR for 4Rx UE without 2Rx RF band

dB

-3

-2

2

3

dB[mW/15kHz]

-98

-97

-93

-92

dB[mW/15kHz]

-98

-98

-98

-98

Propagation channel

EVA5

EVA5

Antenna configuration

4×2 ULA low

4×2 XP high (Note 4)

Beamforming Model

B.4.3

CRS reference signals

Antenna ports 0, 1, 2, 3

Antenna ports 0, 1

Time offset between TX antenna (Note 5)

ns

65

CSI reference signals

Antenna ports 15, 16, 17, 18

CSI-RS periodicity and subframe offset

TCSI-RS / CSI-RS

5/ 4

CSI-RS reference signal configuration

4

alternativeCodebookEnabledFor4TX

No

Yes

CodeBookSubsetRestriction bitmap

0x0000 0000 0000 FFFF

0x0000 0000 0000 FFFF 0000 FFFF

Reporting interval (Note 6)

ms

5

5

CQI delay

ms

8

8

Reporting mode

PUSCH 3-2, PUSCH 3-1

PUSCH 3-2, PUSCH 1-2

Sub-band size

RB

6 (full size)

6 (full size)

Max number of HARQ transmissions

1

1

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink subframe not later than SF#(n-4), this reported subband or wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel according to Table A.4-1 with one/two sided dynamic OCNG Pattern OP.1/2 FDD as described in Annex A.5.1.1/2.

Note 3: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level.

Note 4: Randomization of the principle beam direction shall be used as specified in B.2.3A.4.

Note 5: The values of time offset are [0ns 65ns 0ns 65ns] for antenna port [0, 1, 2, 3] respectively.

Note 6: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#4 and #9 to allow aperiodic CQI/PMI/RI to be transmitted in uplink SF#3 and #8.

Note 7: The SNR requirement for 4Rx capable UEs is as specified in 9.1.1.4.1. For 4Rx UE without 2Rx RF bands SNR requirement is reduced by [3] dB

To pass the test,  and  must be fulfilled.

To pass the test, Test 1 and Test 2 must be passed.

To pass the test, one or the other SNR point within one test must be fulfilled.