8.3.1 FDD

36.521-13GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Part 1: Conformance testingRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification

Tools: ARFCN - Frequency Conversion for 5G NR/LTE/UMTS/GSM

The parameters specified in Table 8.3.1-1 are valid for FDD unless otherwise stated.

Table 8.3.1-1: Common Test Parameters for User-specific Reference Symbols

Parameter	Unit	Value
Cyclic prefix		Normal
Cell ID		0
Inter-TTI Distance		1
Number of HARQ processes	Processes	8
Maximum number of HARQ transmission		4
Redundancy version coding sequence		{0,1,2,3} for QPSK and 16QAM {0,0,1,2} for 64QAM and 256QAM
Number of OFDM symbols for PDCCH	OFDM symbols	2
Precoder update granularity		Frequency domain: 1 PRG for Transmission mode 9 and 10 Time domain: 1 ms
Note 1: Void Note 2: Void

8.3.1.1 FDD PDSCH Single-layer Spatial Multiplexing Performance (UE-Specific Reference Symbols)

8.3.1.1.1_D FDD PDSCH Single-layer Spatial Multiplexing on antenna ports 7 or 8 without a simultaneous transmission for eDL-MIMO

8.3.1.1.1_D.1 Test purpose

To verify the UE’s ability to receive a predefined test signal, representing a multi-path fading channel that is determined by the SNR with a percentage of the information bit throughput for a specified downlink Reference Measurement Channel (RMC) not falling below a specified value for single-layer transmission on antenna ports 7 or 8 without a simultaneous transmission on the other antenna port and multiple CSI reference symbols configurations with non-zero and zero transmission power.

8.3.1.1.1_D.2 Test applicability

This test applies to all types of E-UTRA FDD release 10 to release 14 UE that support eDL-MIMO. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13 that support eDL-MIMO. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher that support eDL-MIMO.

8.3.1.1.1_D.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.3.3, with the addition of the relevant parameters in Tables 8.3.1-1, 8.3.1.1.1_D.3-1, and the downlink physical channel setup according to Table C.3.2-1 in Annex C.3.2.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.1.1.1_D.3-2 for the specified SNR.

Table 8.3.1.1.1_D.3-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with multiple CSI-RS configurations

parameter		Unit	Test 1	Test 2	Test 3
Downlink power allocation		dB	0	0	0
		dB	0 (Note 1)	0 (Note 1)	0 (Note 1)
	σ	dB	-3	-3	-3
Beamforming model			Annex B.4.1	Annex B.4.1	Annex B.4.1
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18	Antenna ports 15,…,18	Antenna ports 15, …, 18
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 2	5 / 2	5 / 2
CSI reference signal configuration			0	3	0
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	3 / 0001000000000000	3 / 0001000000000000	3 / 0001000000000000
at antenna port		dBm/15kHz	-98	-98	-98
Symbols for unused PRBs			OCNG (Note 4)	OCNG (Note 4)	OCNG (Note 4)
Number of allocated resource blocks (Note 2)		PRB	50	50	50
Simultaneous transmission			No	Yes (Note 3, 5)	No
PDSCH transmission mode			9	9	9
Note 1: . Note 2: The modulation symbols of the signal under test are mapped onto antenna port 7 or 8. Note 3: Modulation symbols of an interference signal is mapped onto the antenna port (7 or 8) not used for the input signal under test. Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 5: The two UEs’ scrambling identities are set to 0 for CDM-multiplexed DM RS with interfering simultaneous transmission test cases.

Table 8.3.1.1.1_D.3-2: Minimum performance for CDM-multiplexed DM RS without simultaneous transmission (FRC) with multiple CSI-RS configurations

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category	UE DL Category
Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Fraction of Maximum Throughput (%)	SNR (dB)	UE Category	UE DL Category
1	10 MHz QPSK 1/3	R.43 FDD	OP.1 FDD	EVA5	2×2 Low	70	-1	≥1	≥6
3	10MHz 256QAM	R. 66 FDD	OP.1 FDD	EPA5	2×2 Low	70	24.3	11-12	≥11

The normative reference for this requirement is TS 36.101 [2] clause 8.3.1.1.

8.3.1.1.1_D.4 Test description

8.3.1.1.1_D.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.1.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.10.

2. The parameter settings for the cell are set up according to Tables 8.3.1-1 and 8.3.1.1.1_D.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.1.1.1_D.4.3.

8.3.1.1.1_D.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Tables 8.3.1.1.1_D.3-1, 8.3.1.1.1_D.3-2. The SS sends downlink MAC padding bits on the DL RMC.

2. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.1.1.1_D.5-1 as appropriate.
BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/PDSCH for the test UE are sent on antenna port 7 (or 8) using two Tx antennas with beam-forming model as specified in Annex B.4.1 and precoder update granularity specified in Table 8.3.1-1. CSI-RS are sent on antenna ports 15-18 using two Tx antennas with mapping according to beam-forming model as specified in Annex B.4.1.

3. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during each test interval and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

8.3.1.1.1_D.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.3.1.1.1_D.4.3-1: Void

Table 8.3.1.1.1_D.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: TS 36.508 [7] clause 4.8.2.1.6 Table 4.8.2.1.6-1 PhysicalConfigDedicated-DEFAULT
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
antennaInfo	Not present
antennaInfo-r10 CHOICE{
explicitValue-r10	AntennaInfoDedicated-r10
}
csi-RS-Config-r10	CSI-RS-Config-r10
}

Table 8.3.1.1.1_D.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	Not present	If the UE is configured with transmissionMode tm9, E-UTRAN only configures the field codebookSubsetRestriction if PMI/RI reporting is configured
ue-TransmitAntennaSelection CHOICE {
}
release	NULL
}

Table 8.3.1.1.1_D.4.3-4: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
setup SEQUENCE {
antennaPortsCount-r10	an4	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	0	Parameter: CSI reference signal configuration
subframeConfig-r10	2	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	-3 dB	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
zeroTxPowerCSI-RS-r10 CHOICE{
setup SEQUENCE {
zeroTxPowerResourceConfigList-r10	3	Parameter: ZeroPowerCSI-RS
zeroTxPowerSubframeConfig-r10	3	Parameter:
}
}
}

8.3.1.1.1_D.5 Test requirement

Table 8.3.1.1.1_D.3-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.3.3.2 for the throughput test shall meet or exceed the specified value in Table 8.3.1.1.1_D.5-1 for the specified SNR including test tolerances for the throughput test.

Table 8.3.1.1.1_D.5-1: Test requirement for CDM-multiplexed DM RS without simultaneous transmission (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

QPSK 1/3

R.43 FDD

OP.1 FDD

EVA5

2×2 Low

-0.1

1-8

8.3.1.1.1_H FDD PDSCH Single-layer Spatial Multiplexing on antenna ports 7 or 8 without a simultaneous transmission for eDL-MIMO for 256QAM in DL

8.3.1.1.1_H.1 Test purpose

Same test purpose as defined in clause 8.3.1.1.1_D.1.

8.3.1.1.1_H.2 Test applicability

This test applies to all types of E-UTRA FDD release 12 to release 14 UE that support 256QAM in DL. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13 that support 256QAM in DL. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher that support 256QAM in DL.

8.3.1.1.1_H.3 Minimum conformance requirements

Same minimum conformance requirements as defined in clause 8.3.1.1.1_D.3.

8.3.1.1.1_H.4 Test description

Same test description as defined in clause 8.3.1.1.1_D.4 with the following exceptions:

– Instead of Table 8.3.1.1.1_D.5-1 🡪 use Table 8.3.1.1.1_H.5-1.

8.3.1.1.1_H.5 Test requirement

Same test requirement as defined in clause 8.3.1.1.1_D.5 with the following exceptions:

– Instead of Table 8.3.1.1.1_D.5-1 🡪 use Table 8.3.1.1.1_H.5-1.

Table 8.3.1.1.1_H.5-1: Test requirement for CDM-multiplexed DM RS without simultaneous transmission (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

UE DL Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10MHz

256QAM

R. 66 FDD

OP.1 FDD

EPA5

2×2 Low

25.2

11-12

≥11

8.3.1.1.2_D FDD PDSCH Single-layer Spatial Multiplexing on antenna ports 7 or 8 with a simultaneous transmission for eDL-MIMO

8.3.1.1.2_D.1 Test purpose

To verify the UE’s ability to receive a predefined test signal, representing a multi-path fading channel that is determined by the SNR with a percentage of the information bit throughput for a specified downlink Reference Measurement Channel (RMC) not falling below a specified value for single-layer transmission on antenna ports 7 or 8 with a simultaneous transmission on the other antenna port and multiple CSI reference symbols configurations with non-zero and zero transmission power.

8.3.1.1.2_D.2 Test applicability

This test applies to all types of E-UTRA FDD release 10 to release 14 UE. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher.

8.3.1.1.2_D.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.3.3, with the addition of the relevant parameters in Tables 8.3.1-1, 8.3.1.1.2_D.3-1, and the downlink physical channel setup according to Table C.3.2-1 in Annex C.3.2.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.1.1.2_D.3-2 for the specified SNR.

Table 8.3.1.1.2_D.3-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with multiple CSI-RS configurations

parameter		Unit	Test 1	Test 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0 (Note 1)
	σ	dB	-3	-3
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18	Antenna ports 15,…,18
Beamforming model			Annex B.4.1	Annex B.4.1
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 2	5 / 2
CSI reference signal configuration			0	3
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	3 / 0001000000000000	3 / 0001000000000000
at antenna port		dBm/15kHz	-98	-98
Symbols for unused PRBs			OCNG (Note 4)	OCNG (Note 4)
Number of allocated resource blocks (Note 2)		PRB	50	50
Simultaneous transmission			No	Yes (Note 3, 5)
PDSCH transmission mode			9	9
Note 1: . Note 2: The modulation symbols of the signal under test are mapped onto antenna port 7 or 8. Note 3: Modulation symbols of an interference signal is mapped onto the antenna port (7 or 8) not used for the input signal under test. Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 5: The two UEs’ scrambling identities are set to 0 for CDM-multiplexed DM RS with interfering simultaneous transmission test cases.

Table 8.3.1.1.2_D.3-2: Minimum performance for CDM-multiplexed DM RS with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
2	10 MHz 64QAM 1/2	R.50 FDD	OP.1 FDD	EPA5	2×2 Low	70	21.9	2-8
Note 1: The reference channel applies to both the input signal under test and the interfering signal.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.1.1.

8.3.1.1.2_D.4 Test description

8.3.1.1.2_D.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.1.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.10.

2. The parameter settings for the cell are set up according to Tables 8.3.1-1 and 8.3.1.1.2_D.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.1.1.2_D.4.3.

8.3.1.1.2_D.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Tables 8.3.1.1.2_D.3-1, 8.3.1.1.2_D.3-2. The SS sends downlink MAC padding bits on the DL RMC.

2. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.1.1.2_D.5-1 as appropriate.
BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/PDSCH for the test UE are sent on antenna port 7 (or 8) and another simultaneous transmission of DRS/PDSCH not for the test UE are sent on antenna port 8 (or 7). The DRS/PDSCH transmissions use two Tx antennas with beam-forming model as specified in Annex B.4.1 and precoder update granularity specified in Table 8.3.1-1. CSI-RS are sent on antenna ports 15-18 using two Tx antennas with mapping according to beam-forming model as specified in Annex B.4.1.

8.3.1.1.2_D.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.3.1.1.2_D.4.3-1: Void

Table 8.3.1.1.2_D.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: TS 36.508 [7] clause 4.8.2.1.6 Table 4.8.2.1.6-1 PhysicalConfigDedicated-DEFAULT
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
antennaInfo	Not present
antennaInfo-r10 CHOICE{
explicitValue-r10	AntennaInfoDedicated-r10
}
csi-RS-Config-r10	CSI-RS-Config-r10
}

Table 8.3.1.1.2_D.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	Not present	If the UE is configured with transmissionMode tm9, E-UTRAN only configures the field codebookSubsetRestriction if PMI/RI reporting is configured
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}

Table 8.3.1.1.2_D.4.3-4: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
setup SEQUENCE {
antennaPortsCount-r10	an4	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	3	Parameter: CSI reference signal configuration
subframeConfig-r10	2	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	-3 dB	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
zeroTxPowerCSI-RS-r10 CHOICE{
setup SEQUENCE {
zeroTxPowerResourceConfigList-r10	0001000000000000	Parameter: ZeroPowerCSI-RS
zeroTxPowerSubframeConfig-r10	3	Parameter:
}
}
}

8.3.1.1.2_D.5 Test requirement

Table 8.3.1.1.2_D.3-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.3.3.2 for the throughput test shall meet or exceed the specified value in Table 8.3.1.1.2_D.5-1 for the specified SNR including test tolerances for the throughput test.

Table 8.3.1.1.2_D.5-1: Test requirement for CDM-multiplexed DM RS with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
2	10 MHz 64QAM 1/2	R.50 FDD	OP.1 FDD	EPA5	2×2 Low	70	22.8	2-8
Note 1: The reference channel applies to both the input signal under test and the interfering signal.

8.3.1.1.3 FDD PDSCH Single-layer Spatial Multiplexing on antenna ports 7 or 8 with TM9 Interference Model – Enhanced Performance Requirement Type A

8.3.1.1.3.1 Test purpose

To verify the UE’s ability to receive a predefined test signal, representing a multi-path fading channel that is determined by the SNR with a percentage of the information bit throughput for a specified downlink Reference Measurement Channel (RMC) not falling below a specified value for single-layer transmission on antenna ports 7 or 8 without a simultaneous transmission on the other antenna port in the serving cell when the PDSCH transmission in the serving cell is interfered by PDSCH of one dominant interfering cell applying transmission mode 9 interference model defined in clause B.5.4.

8.3.1.1.3.2 Test applicability

This test applies to all types of E-UTRA FDD release 11 to release 14 UE that support enhanced receiver Type A. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13 that support enhanced receiver Type A. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher that support enhanced receiver Type A.

8.3.1.1.3.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.3.3, with the addition of the relevant parameters in Tables 8.3.1-1, 8.3.1.1.3.3-1, and the downlink physical channel setup according to Table C.3.2-1 in Annex C.3.2.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.1.1.3.3-2 for the specified SNR.

Table 8.3.1.1.3.3-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with TM9 interference model

parameter		Unit	Cell 1	Cell 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18	N/A
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 2	N/A
CSI reference signal configuration			0	N/A
at antenna port		dBm/15kHz	-98	N/A
DIP (Note 2)		dB	N/A	-1.73
BW_Channel		MHz	10	10
Cyclic Prefix			Normal	Normal
Cell Id			0	126
Number of control OFDM symbols			2	2
PDSCH transmission mode			9	N/A
Beamforming model			As specified in clause B.4.3 (Note 4, 5)	N/A
Interference model			N/A	As specified in clause B.5.4
Probability of occurrence of transmission rank in interfering cells	Rank 1		N/A	70
	Rank 2		N/A	30
Precoder update granularity		PRB	50	6
PMI delay (Note 5)		Ms	8	N/A
Reporting interval		Ms	5	N/A
Reporting mode			PUCCH 1-1	N/A
CodeBookSubsetRestriction bitmap			0000000000000000000000000000000000000000000000001111111111111111	N/A
Symbols for unused PRBs			OCNG (Note 6)	N/A
Simultaneous transmission			No simultaneous transmission on the other antenna port in (7 or 8) not used for the input signal under test	N/A
Physical channel for CQI reporting			PUSCH(Note8)	N/A
cqi-pmi-ConfigurationIndex			5	N/A
Note 1: Note 2: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1. Note 3: The modulation symbols of the signal under test in Cell 1 are mapped onto antenna port 7 or 8. Note 4: The precoder in clause B.4.3 follows UE recommended PMI. Note 5: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 6: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 7: All cells are time-synchronous. Note 8: To avoid collisions between CQI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#4 and #9 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#8 and #3.

Table 8.3.1.1.3.3-2: Enhanced Performance Requirement Type A, CDM-multiplexed DM RS with TM9 interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 3)

Reference Value

UE Category

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum Throughput (%)

SINR (dB) (Note 2)

R.48 FDD

OP.1 FDD

N/A

EVA5

4×2 Low

-1.1

1-8

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.1.1A.

8.3.1.1.3.4 Test description

8.3.1.1.3.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.1.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.49.

2. The parameter settings for the cell are set up according to Tables 8.3.1-1 and 8.3.1.1.3.5-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.1.1.3.4.3.

8.3.1.1.3.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Tables 8.3.1.1.3.5-1, 8.3.1.1.3.5-2. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #4 and #9 (Table A.2.2.1.1-1).

2. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.1.1.3.5-2 as appropriate.
BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/PDSCH for the test UE are sent on antenna port 7 (or 8) using four Tx antennas with beam-forming model as specified in Annex B.4.3 and precoder update granularity specified in Table 8.3.1.1.3.5-1. CSI-RS are sent on antenna ports 15-18 using four Tx antennas with mapping according to beam-forming model as specified in Annex B.4.3.

3. Set the Cell2 –aggressor cell- as defined in Tables 8.3.1.1.3.5-1, 8.3.1.1.3.5-2 and according to Annex B.5.4.

4. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during each test interval and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

8.3.1.1.3.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.3.1.1.3.4.3-1: Void

Table 8.3.1.1.3.4.3-2: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	0000000000000000000000000000000000000000000000001111111111111111
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}

Table 8.3.1.1.3.4.3-3: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
setup SEQUENCE {
antennaPortsCount-r10	an4	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	0	Parameter: CSI reference signal configuration
subframeConfig-r10	2	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	-3 dB	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
zeroTxPowerCSI-RS-r10 CHOICE{
release	NULL
}
}

Table 8.3.1.1.3.4.3-4: CQI-ReportPeriodic-r10

Derivation Path: TS 36.508 [7] clause 4.6.3, Table 4.6.3-2AC CQI-ReportPeriodic-r10-DEFAULT
Information Element	Value/remark	Comment	Condition
CQI-ReportPeriodic-r10 ::= CHOICE {
setup SEQUENCE {
cqi-PUCCH-ResourceIndex-r10	0
cqi-PUCCH-ResourceIndexP1-r10	Not present
cqi-pmi-ConfigIndex	5	FDD
cqi-FormatIndicatorPeriodic-r10 CHOICE {
widebandCQI-r10 SEQUENCE {
csi-ReportMode-r10	Not present
}
}
ri-ConfigIndex	483	FDD
simultaneousAckNackAndCQI	FALSE
cqi-Mask-r9	Not present
csi-ConfigIndex-r10	Not present
}
}

Table 8.3.1.1.3.4.3-5: PhysicalConfigDedicated-DEFAULT

Derivation Path: TS 36.508 [7] clause 4.8.2.1.6 Table 4.8.2.1.6-1 PhysicalConfigDedicated-DEFAULT
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	Not present		RBC
antennaInfo	Not present		RBC
antennaInfo-r10 CHOICE{			RBC
explicitValue-r10	AntennaInfoDedicated-r10
}
cqi-ReportConfig-r10	CQI-ReportConfig-r10- DEFAULT using condition CQI_PERIODIC		RBC
csi-RS-Config-r10	CSI-RS-Config-r10		RBC
}

Condition	Explanation
RBC	Used at configuration of a radio bearer combination during SRB2+DRB establishment

Table 8.3.1.1.3.4.3-6: CQI-ReportConfig-r10-DEFAULT

Derivation Path: TS 36.508 [7] clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-r10 ::= SEQUENCE {
cqi-ReportAperiodic-r10	Not Present
pmi-RI-Report-r9	setup
}

8.3.1.1.3.5 Test requirement

Table 8.3.1.1.3.5-1 defines the primary level settings.

Table 8.3.1.1.3.5-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with TM9 interference model

parameter		Unit	Cell 1	Cell 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18	N/A
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 2	N/A
CSI reference signal configuration			0	N/A
at antenna port		dBm/15kHz	-98	N/A
DIP (Note 2)		dB	N/A	-1.45
BW_Channel		MHz	10	10
Cyclic Prefix			Normal	Normal
Cell Id			0	126
Number of control OFDM symbols			2	2
PDSCH transmission mode			9	N/A
Beamforming model			As specified in clause B.4.3 (Note 4, 5)	N/A
Interference model			N/A	As specified in clause B.5.4
Probability of occurrence of transmission rank in interfering cells	Rank 1		N/A	70
	Rank 2		N/A	30
Precoder update granularity		PRB	50	6
PMI delay (Note 5)		Ms	8	N/A
Reporting interval		Ms	5	N/A
Reporting mode			PUCCH 1-1	N/A
CodeBookSubsetRestriction bitmap			0000000000000000000000000000000000000000000000001111111111111111	N/A
Symbols for unused PRBs			OCNG (Note 6)	N/A
Simultaneous transmission			No simultaneous transmission on the other antenna port in (7 or 8) not used for the input signal under test	N/A
Physical channel for CQI reporting			PUSCH(Note8)	N/A
cqi-pmi-ConfigurationIndex			5	N/A
Note 1: Note 2: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1. Note 3: The modulation symbols of the signal under test in Cell 1 are mapped onto antenna port 7 or 8. Note 4: The precoder in clause B.4.3 follows UE recommended PMI. Note 5: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 6: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 7: All cells are time-synchronous. Note 8: To avoid collisions between CQI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#4 and #9 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#8 and #3.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.3.3.2 for the throughput test shall meet or exceed the specified value in Table 8.3.1.1.3.5-2 for the specified SNR including test tolerances for the throughput test.

Table 8.3.1.1.3.5-2: Enhanced Performance Requirement Type A, CDM-multiplexed DM RS with TM9 interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 3)

Reference Value

UE Category

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum Throughput (%)

SINR (dB) (Note 2)

R.48 FDD

OP.1 FDD

N/A

EVA5

4×2 Low

-0.12

1-8

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

8.3.1.1.4 FDD PDSCH Closed Loop Single Layer Spatial Multiplexing on antenna ports 7 or 8 with TM9 Interference Model – Enhanced Performance Requirement Type B

8.3.1.1.4.1 Test purpose

The purpose of these tests is to verify closed loop rank one performance on one of the antenna ports 7, 8 without a simultaneous transmission on the other antenna port in the serving cell when the PDSCH transmission in the serving cell is interfered by PDSCH of two interfering cells applying transmission mode 9 interference model defined in clause B.6.4.

8.3.1.1.4.2 Test applicability

This test applies to all types of E-UTRA FDD release 12 to release 14 UE that support enhanced performance requirement Type B. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13 that support enhanced performance requirement Type B. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher that support enhanced performance requirement Type B.

8.3.1.1.4.3 Minimum conformance requirements

The requirements are specified in Table 8.3.1.1.4.3-2, with the addition of the parameters in Table 8.3.1.1.4.3-1 and the downlink physical channel setup according to Annex C.3.2. In Table 8.3.1.1.4.3-1, Cell 1 is the serving cell, and Cell 2, 3 are interfering cells. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1, Cell 2 and Cell 3, respectively.

Table 8.3.1.1.4.3-1: Test Parameters for Testing CDM-multiplexed DM RS (Single-layer) with TM9 interference model

Parameter			Unit	Cell 1	Cell 2	Cell 3
Downlink power allocation			dB	0	0	0
			dB	0 (Note 1)	0	0
		σ	dB	-3	-3	-3
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
at antenna port			dBm/15kHz	-98
			dB	N/A	13.91	3.34
BW_Channel			MHz	10	10	10
Cyclic Prefix				Normal	Normal	Normal
Cell Id				0	1	6
Number of control OFDM symbols				3	3	3
CFI indicated in PCFICH				3	3	3
PDSCH transmission mode				9	9	9
Interference model				N/A	As specified in clause B.6.4	As specified in clause B.6.4
Precoding				Random wideband precoding per TTI	As specified in clause B.6.4	As specified in clause B.6.4
CSI reference signals				Antenna ports 15, 16, 17, 18	Antenna ports 15, 16	Antenna ports 15, 16
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			Subframes	10 / 1	10 / 1	10 / 1
CSI reference signal configuration				5	6	7
Zero-power CSI-RS configuration I_CSI-RS /ZeroPowerCSI-RS bitmap			Subframes / bitmap	6 / 1000000000000000	6 / 0100000000000000	6 / 0010000000000000
Time offset to cell 1			us	N/A	2	3
Frequency offset to cell 1			Hz	N/A	200	300
MBSFN				Not configured	Not configured	Not configured
NeighCellsInfo-r12 (Note 4)	p-aList-r12			N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
NeighCellsInfo-r12 (Note 4)	transmissionModeList-r12			N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: Note 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells. Note 3: CSI-RS configurations are according to TS 36.211 [8] subclause 6.10.5.2. Note 4: NeighCellsInfo-r12 is described in subclause 6.3.2 of [5].

Table 8.3.1.1.4.3-2: Minimum Performance for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS with TM9 interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration

Reference Value

UE Category

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Fraction of Maximum Throughput (%)

SNR (dB) (Note 2)

R.69 FDD

OP.1 FDD

N/A

EPA5

4×2 Low

2×2 Low

18.5

≥1

Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent.

Note 2: SNR corresponds to of Cell 1 as defined in clause 8.1.1.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.1.1C.

8.3.1.1.4.4 Test description

8.3.1.1.4.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: As specified per test number in Table 8.3.1.1.4.3-2, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.88.

2. The parameter settings for the cell 1 are set up according to Tables 8.2.1-1 and 8.3.1.1.4.5-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.1.1.4.4.3.

8.3.1.1.4.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Tables 8.3.1.1.4.5-1 and 8.3.1.1.4.5-2. The SS sends downlink MAC padding bits on the DL RMC.

2. SS sets up parameters for cell 2 and cell 3 according to table 8.3.1.1.4.5-1 as appropriate.

3. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix, antenna configuration and the SNR according to Table 8.3.1.1.4.5-2 as appropriate. BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/ PDSCH for the test UE are sent on antenna port 7 or 8 using four Tx antennas with beam-forming model as specified in Annex B.4.1 and precoder update granularity as specified in Table 8.3.1.1.4.5-1. CSI-RS are sent on antenna ports 15-18 using four Tx antennas with mapping according to beam-forming model as specified in Annex B.4.1.

4. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during the test interval and decide pass or fail according to Annex G clause G.3.

5. The SS shall release all NAICS configuration in the UE using procedure in TS 36.508 [7] clause 5.2A.6.1 with the condition NAICS_RELEASE.

8.3.1.1.4.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 and clause 5.2A.6.2 with the condition SRB2-DRB_NAICS(n,m) with the following exceptions.

Table 8.3.1.1.4.4.3-1: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB0
}

Table 8.3.1.1.4.4.3-2: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	Not present	If the UE is configured with transmissionMode tm9, E-UTRAN only configures the field codebookSubsetRestriction if PMI/RI reporting is configured
}
ue-TransmitAntennaSelection CHOICE {
release	NULL
}

Table 8.3.1.1.4.4.3-3: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
release
setup SEQUENCE {
antennaPortsCount-r10	an4	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	5	Parameter: CSI reference signal configuration
subframeConfig-r10	6	= -5 when CSI-RS SubframeConfig is from 5-14; Parameter:
p-C-r10	-3	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
zeroTxPowerCSI-RS-r10 CHOICE{
release	NULL
setup SEQUENCE {
zeroTxPowerResourceConfigList-r10	1000000000000000	Parameter: ZeroPowerCSI-RS
zeroTxPowerSubframeConfig-r10	6	Parameter:
}
}
}

8.3.1.1.4.5 Test requirement

Table 8.3.1.1.4.5-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.3.2 for throughput test shall meet or exceed the specified value in Table 8.3.1.1.4.5-2 for the specified SNR including test tolerances.

Table 8.3.1.1.4.5-1: Test Parameters for Testing CDM-multiplexed DM RS (Single-layer) with TM9 interference model

Parameter			Unit	Cell 1	Cell 2	Cell 3
Downlink power allocation			dB	0	0	0
			dB	0 (Note 1)	0	0
		σ	dB	-3	-3	-3
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
at antenna port			dBm/15kHz	-98
			dB	N/A	14.71	4.14
BW_Channel			MHz	10	10	10
Cyclic Prefix				Normal	Normal	Normal
Cell Id				0	1	6
Number of control OFDM symbols				3	3	3
CFI indicated in PCFICH				3	3	3
PDSCH transmission mode				9	9	9
Interference model				N/A	As specified in clause B.6.4	As specified in clause B.6.4
Precoding				Random wideband precoding per TTI	As specified in clause B.6.4	As specified in clause B.6.4
CSI reference signals				Antenna ports 15, 16, 17, 18	Antenna ports 15, 16	Antenna ports 15, 16
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			Subframes	10 / 1	10 / 1	10 / 1
CSI reference signal configuration				5	6	7
Zero-power CSI-RS configuration I_CSI-RS /ZeroPowerCSI-RS bitmap			Subframes / bitmap	6 / 1000000000000000	6 / 0100000000000000	6 / 0010000000000000
Time offset to cell 1			us	N/A	2	3
Frequency offset to cell 1			Hz	N/A	200	300
MBSFN				Not configured	Not configured	Not configured
NeighCellsInfo-r12 (Note 4)	p-aList-r12			N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
NeighCellsInfo-r12 (Note 4)	transmissionModeList-r12			N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: Note 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells. Note 3: CSI-RS configurations are according to TS 36.211 [8] subclause 6.10.5.2. Note 4: NeighCellsInfo-r12 is described in subclause TS 36.331 6.3.2 of [5].

Table 8.3.1.1.4.5-2: Test Requirement for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS with TM9 interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration

Reference Value

UE Category

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Fraction of Maximum Throughput (%)

SNR (dB) (Note 2)

R.69 FDD

OP.1 FDD

N/A

EPA5

4×2 Low

2×2 Low

20.35

≥1

Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent.

Note 2: SNR corresponds to of Cell 1 as defined in clause 8.1.1.

8.3.1.1.5 FDD PDSCH Closed Loop Single-layer Spatial Multiplexing on antenna ports 7 or 8 with CRS Interference Model – Enhanced Performance Requirement Type B

8.3.1.1.5.1 Test purpose

The purpose of these tests is to verify closed loop rank one performance on one of the antenna ports 7 or 8 without a simultaneous transmission on the other antenna port in the serving cell when the PDSCH transmission in the serving cell is interfered by the CRS of the interfering cell, applying the CRS interference model defined in clause B.6.5

8.3.1.1.5.2 Test applicability

This test applies to all types of E-UTRA FDD UE release 12 and forward UE of Category 2 or higher that support enhanced performance requirement Type B.

8.3.1.1.5.3 Minimum conformance requirements

The requirements are specified in Table 8.3.1.1.5.3-2, with the addition of the parameters in Table 8.3.1.1.5.3-1 and the downlink physical channel setup according to Annex C.3.2. In 8.3.1.1.5.3-1, Cell 1 is the serving cell, and Cell 2, 3 are interfering cells. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1, Cell 2 and Cell 3, respectively.

Table 8.3.1.1.5.3-1: Test Parameters for Testing CDM-multiplexed DM RS (Single-layer) with CRS interference model

Parameter			Unit	Cell 1	Cell 2	Cell 3
Downlink power allocation			dB	0	0	0
			dB	0 (NOTE 1)	0	0
		σ	dB	-3	-3	-3
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
at antenna port			dBm/15kHz	-98
			dB	N/A	13.91	3.34
BW_Channel			MHz	10	10	10
Cyclic Prefix				Normal	Normal	Normal
Cell Id				0	1	6
Number of control OFDM symbols				3	3	3
CFI indicated in PCFICH				3	3	3
PDSCH transmission mode				8	N/A	N/A
Interference model				N/A	As specified in clause B.6.5	As specified in clause B.6.5
Precoding				Random wideband precoding per TTI	N/A	N/A
Time offset to cell 1			us	N/A	2	3
Frequency offset to cell 1			Hz	N/A	200	300
MBSFN				Not configured	Not configured	Not configured
NeighCellsInfo-r12 (NOTE 3)	p-aList-r12			N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
NeighCellsInfo-r12 (NOTE 3)	transmissionModeList-r12			N/A	{2,3,4,8,9}	{2,3,4,8,9}
NOTE 1: NOTE 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells. NOTE 3: NeighCellsInfo-r12 is described in subclause 6.3.2 of [5].

Table 8.3.1.1.5.3-2: Minimum Performance for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS with CRS interference model

Test Number	Reference Channel	OCNG Pattern			Propagation Conditions			Correlation Matrix and Antenna Configuration (NOTE 3)	Reference Value		UE Category
Test Number	Reference Channel	Cell 1	Cell 2	Cell 3	Cell 1	Cell 2	Cell 3	Correlation Matrix and Antenna Configuration (NOTE 3)	Fraction of Maximum Throughput (%)	SNR (dB) (NOTE 2)	UE Category
1	R.71 FDD	OP.1 FDD	N/A	N/A	EPA5	EPA5	EPA5	2×2 Low	85	14.3	≥2
NOTE 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent. NOTE 2: SNR corresponds to of Cell 1 as defined in clause 8.1.1. NOTE 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1, Cell 2 and Cell 3.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.1.1D.

8.3.1.1.5.4 Test description

8.3.1.1.5.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: As specified per test number in Table 8.3.1.1.4.3-2, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.48.

2. The parameter settings for the cell 1 are set up according to Tables 8.2.1-1 and 8.3.1.1.5.5-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.1.1.5.4.3.

8.3.1.1.5.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2B for C_RNTI to transmit the DL RMC according to Tables 8.3.1.1.6.5-1 and 8.3.1.1.6.5-2. The SS sends downlink MAC padding bits on the DL RMC.

2. SS sets up parameters for cell 2 and cell 3 according to table 8.3.1.1.6.5-1 as appropriate.

3. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix, antenna configuration and the SNR according to Table 8.3.1.1.6.5-2 as appropriate. BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/ PDSCH for the test UE are sent on antenna port 7 or 8 using two Tx antennas with beam-forming model as specified in Annex B.4.1 and precoder update granularity as specified in Table 8.3.1.1.6.5-1.

4. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during the test interval and decide pass or fail according to Annex G clause G.3.

5. The SS shall release all NAICS configuration in the UE using procedure in TS 36.508 [7] clause 5.2A.6.1 with the condition NAICS_RELEASE.

8.3.1.1.5.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 and clause 5.2A.6.2 with the condition SRB2-DRB_NAICS(n,m) with the following exceptions.

Table 8.3.1.1.5.4.3-1: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB0
}

Table 8.3.1.1.5.4.3-2: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm8-v920
codebookSubsetRestriction-r10	Not present
}
ue-TransmitAntennaSelection CHOICE {
release	NULL
}

8.3.1.1.5.5 Test requirement

Table 8.3.1.1.5.5-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.3.2 for throughput test shall meet or exceed the specified value in Table 8.3.1.1.5.5-2 for the specified SNR including test tolerances.

Table 8.3.1.1.5.5-1: Test Parameters for Testing CDM-multiplexed DM RS (Single-layer) with CRS interference model

Parameter			Unit	Cell 1	Cell 2	Cell 3
Downlink power allocation			dB	0	0	0
			dB	0 (NOTE 1)	0	0
		σ	dB	-3	-3	-3
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
at antenna port			dBm/15kHz	-98
			dB	N/A	13.71	3.34
BW_Channel			MHz	10	10	10
Cyclic Prefix				Normal	Normal	Normal
Cell Id				0	1	6
Number of control OFDM symbols				3	3	3
CFI indicated in PCFICH				3	3	3
PDSCH transmission mode				8	N/A	N/A
Interference model				N/A	As specified in clause B.6.5	As specified in clause B.6.5
Precoding				Random wideband precoding per TTI	N/A	N/A
Time offset to cell 1			us	N/A	2	3
Frequency offset to cell 1			Hz	N/A	200	300
MBSFN				Not configured	Not configured	Not configured
NeighCellsInfo-r12 (NOTE 3)	p-aList-r12			N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
NeighCellsInfo-r12 (NOTE 3)	transmissionModeList-r12			N/A	{2,3,4,8,9}	{2,3,4,8,9}
NOTE 1: NOTE 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells. NOTE 3: NeighCellsInfo-r12 is described in subclause 6.3.2 of [5].

Table 8.3.1.1.5.5-2: Minimum Performance for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS with CRS interference model

Test Number	Reference Channel	OCNG Pattern			Propagation Conditions			Correlation Matrix and Antenna Configuration (NOTE 3)	Reference Value		UE Category
Test Number	Reference Channel	Cell 1	Cell 2	Cell 3	Cell 1	Cell 2	Cell 3	Correlation Matrix and Antenna Configuration (NOTE 3)	Fraction of Maximum Throughput (%)	SNR (dB) (NOTE 2)	UE Category
1	R.71 FDD	OP.1 FDD	N/A	N/A	EPA5	EPA5	EPA5	2×2 Low	85	15.2	≥2
NOTE 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent. NOTE 2: SNR corresponds to of Cell 1 as defined in clause 8.1.1. NOTE 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1, Cell 2 and Cell 3.

8.3.1.1.6 FDD PDSCH Closed Loop Single-layer Spatial Multiplexing on antenna ports 7 or 8 with TM3 interference model – Enhanced Performance Requirement Type B

8.3.1.1.6.1 Test purpose

The purpose of these tests is to verify closed loop rank one performance on one of the antenna ports 7 or 8 without a simultaneous transmission on the other antenna port in the serving cell when the PDSCH transmission in the serving cell is interfered by PDSCH of two interfering cells applying transmission mode 3 interference model defined in clause B.6.2. In Table 8.3.1.1.6.3-1, Cell 1 is the serving cell, and Cell 2, 3 are interfering cells.

8.3.1.1.6.2 Test applicability

This test applies to all types of E-UTRA FDD UE release 12 and forward that support enhanced performance requirement Type B.

8.3.1.1.6.3 Minimum conformance requirements

The requirements are specified in Table 8.3.1.1.6.3-2, with the addition of the parameters in Table 8.3.1.1.6.3-1 and the downlink physical channel setup according to Annex C.3.2. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1, Cell 2 and Cell 3, respectively.

Table 8.3.1.1.6.3-1: Test Parameters for Testing CDM-multiplexed DM RS (Single-layer) with TM3 interference model

Parameter			Unit	Cell 1	Cell 2	Cell 3
Downlink power allocation			dB	0	-3	-3
			dB	0 (Note 1)	-3	-3
		σ	dB	-3	0	0
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
at antenna port			dBm/15kHz	-98
			dB	N/A	3.28	0.74
BW_Channel			MHz	10	10	10
Cyclic Prefix				Normal	Normal	Normal
Cell Id				0	1	6
Number of control OFDM symbols				3	3	3
CFI indicated in PCFICH				3	Random from {1,2,3}	Random from {1,2,3}
PDSCH transmission mode				8	3	3
Interference model				N/A	As specified in clause B.6.2	As specified in clause B.6.2
Precoding				Random wideband precoding per TTI	As specified in clause B.6.2	As specified in clause B.6.2
Time offset to cell 1			us	N/A	2	3
Frequency offset to cell 1			Hz	N/A	200	300
MBSFN				Not configured	Not configured	Not configured
NeighCellsInfo-r12 (Note 4)	p-aList-r12			N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
NeighCellsInfo-r12 (Note 4)	transmissionModeList-r12			N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: Note 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells. Note 3: CSI-RS configurations are according to TS 36.211 [8] subclause 6.10.5.2. Note 4: NeighCellsInfo-r12 is described in subclause 6.3.2 of TS 36.331 [5].

Table 8.3.1.1.6.3-2: Minimum Performance for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS with TM3 interference model

Test Number	Reference Channel	OCNG Pattern			Propagation Conditions			Correlation Matrix and Antenna Configuration (Note 3)	Reference Value		UE Category
Test Number	Reference Channel	Cell 1	Cell 2	Cell 3	Cell 1	Cell 2	Cell 3	Correlation Matrix and Antenna Configuration (Note 3)	Fraction of Maximum Throughput (%)	SNR (dB) (Note 2)	UE Category
1	R.70 FDD	OP.1 FDD	N/A	N/A	EPA5	EPA5	EPA5	2×2 Low	85	11.5	≥1
Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent. Note 2: SNR corresponds to of Cell 1 as defined in clause 8.1.1. Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1, Cell 2 and Cell 3.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.1.1E.

8.3.1.1.6.4 Test description

8.3.1.1.6.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: As specified per test number in Table 8.3.1.1.6.3-2, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.48.

2. The parameter settings for the cell 1 are set up according to Tables 8.2.1-1 and 8.3.1.1.6.5-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.1.1.6.4.3.

8.3.1.1.6.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2B for C_RNTI to transmit the DL RMC according to Tables 8.3.1.1.6.5-1 and 8.3.1.1.6.5-2. The SS sends downlink MAC padding bits on the DL RMC.

2. SS sets up parameters for cell 2 and cell 3 according to table 8.3.1.1.6.5-1 as appropriate. The CFIs indicated in PCFICH are randomly selected per TTI.

3. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix, antenna configuration and the SNR according to Table 8.3.1.1.6.5-2 as appropriate. BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/ PDSCH for the test UE are sent on antenna port 7 or 8 using two Tx antennas with beam-forming model as specified in Annex B.4.1 and precoder update granularity as specified in Table 8.3.1.1.6.5-1.

4. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during the test interval and decide pass or fail according to Annex G clause G.3.

5. The SS shall release all NAICS configuration in the UE using procedure in TS 36.508 [7] clause 5.2A.6.1 with the condition NAICS_RELEASE.

8.3.1.1.6.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 and clause 5.2A.6.2 with the condition SRB2-DRB_NAICS(n,m) with the following exceptions.

Table 8.3.1.1.6.4.3-1: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB0
}

Table 8.3.1.1.6.4.3-2: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm8-v920
codebookSubsetRestriction-r10	Not present
}
ue-TransmitAntennaSelection CHOICE {
release	NULL
}

8.3.1.1.6.5 Test requirement

Table 8.3.1.1.6.5-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.3.2 for throughput test shall meet or exceed the specified value in Table 8.3.1.1.6.5-2 for the specified SNR including test tolerances.

Table 8.3.1.1.6.5-1: Test Parameters for Testing CDM-multiplexed DM RS (Single-layer) with TM3 interference model

Parameter			Unit	Cell 1	Cell 2	Cell 3
Downlink power allocation			dB	0	-3	-3
			dB	0 (Note 1)	-3	-3
		σ	dB	-3	0	0
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
at antenna port			dBm/15kHz	-98
			dB	N/A	4.08	1.54
BW_Channel			MHz	10	10	10
Cyclic Prefix				Normal	Normal	Normal
Cell Id				0	1	6
Number of control OFDM symbols				3	3	3
CFI indicated in PCFICH				3	Random from {1,2,3}	Random from {1,2,3}
PDSCH transmission mode				8	3	3
Interference model				N/A	As specified in clause B.6.2	As specified in clause B.6.2
Precoding				Random wideband precoding per TTI	As specified in clause B.6.2	As specified in clause B.6.2
Time offset to cell 1			us	N/A	2	3
Frequency offset to cell 1			Hz	N/A	200	300
MBSFN				Not configured	Not configured	Not configured
NeighCellsInfo-r12 (Note 4)	p-aList-r12			N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
NeighCellsInfo-r12 (Note 4)	transmissionModeList-r12			N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: Note 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells. Note 3: CSI-RS configurations are according to TS 36.211 [8] subclause 6.10.5.2. Note 4: NeighCellsInfo-r12 is described in subclause 6.3.2 of [5].

Table 8.3.1.1.6.5-2: Test Requirement for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS with TM3 interference model

Test Number	Reference Channel	OCNG Pattern			Propagation Conditions			Correlation Matrix and Antenna Configuration (Note 3)	Reference Value		UE Category
Test Number	Reference Channel	Cell 1	Cell 2	Cell 3	Cell 1	Cell 2	Cell 3	Correlation Matrix and Antenna Configuration (Note 3)	Fraction of Maximum Throughput (%)	SNR (dB) (Note 2)	UE Category
1	R.70 FDD	OP.1 FDD	N/A	N/A	EPA5	EPA5	EPA5	2×2 Low	85	13.04	≥1
Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent. Note 2: SNR corresponds to of Cell 1 as defined in clause 8.1.1. Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1, Cell 2 and Cell 3.

8.3.1.1.7 FDD PDSCH Closed Loop Single-layer Spatial Multiplexing on antenna ports 7 or 8 with TM10 serving cell configuration and TM9 interference model – Enhanced Performance Requirement Type B

Editor’s notes: This test case is incomplete. The following items are missing or incomplete:

– Information in Annex F is TBD

– Test Tolerances are undefined

8.3.1.1.7.1 Test purpose

The purpose of this test is to verify closed loop rank one performance of the UE, on one of the antenna ports 7 or 8 without a simultaneous transmission on the other antenna port in the serving cell when the PDSCH transmission configured with TM10 in the serving cell is interfered by PDSCH of two interfering cells applying transmission mode 9 interference model defined in clause B.6.4.

8.3.1.1.7.2 Test applicability

This test applies to all types of E-UTRA FDD UE release 12 and forward that support enhanced performance requirement Type B and PDSCH Transmission mode 10.

8.3.1.1.7.3 Minimum conformance requirements

The requirements are specified in Table 8.3.1.1.7.3-2, with the addition of the parameters in Table 8.3.1.1.7.3-1 and the downlink physical channel setup according to Annex C.3.2.

The NAICS network assistance is provided when the serving cell TM10 is configured with QCL-type A and PCID based DM-RS scrambling. The neighbouring cells have transmission mode TM9 and NeighCellsInfo-r12 for interfering cells indicates presence of TM9. In Table 8.3.1.1.7.3-1, Cell 1 is the serving cell, and Cell 2, 3 are interfering cells. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1, Cell 2 and Cell 3, respectively.

Table 8.3.1.1.7.3-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with TM10 serving cell configuration and TM9 interference model

Parameter			Unit	Cell 1	Cell 2	Cell 3
Downlink power allocation			dB	0	0	0
			dB	0 (Note 1)	0	0
		σ	dB	-3	-3	-3
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
at antenna port			dBm/15kHz	-98
			dB	N/A	13.91	3.34
BW_Channel			MHz	10	10	10
Cyclic Prefix				Normal	Normal	Normal
Cell Id				0	1	6
Number of control OFDM symbols				3	3	3
CFI indicated in PCFICH				3	3	3
PDSCH transmission mode				10	9	9
Interference model				N/A	As specified in clause B.6.4	As specified in clause B.6.4
Precoding				Random wideband precoding per TTI	As specified in clause B.6.4	As specified in clause B.6.4
CSI reference signals				Antenna ports 15, 16, 17, 18	Antenna ports 15, 16	Antenna ports 15, 16
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			Subframes	10 / 1	10 / 1	10 / 1
CSI reference signal configuration				5	6	7
Zero-power CSI-RS configuration I_CSI-RS /ZeroPowerCSI-RS bitmap			Subframes / bitmap	6 / 1000000000000000	6 / 0100000000000000	6 / 0010000000000000
Time offset to cell 1			us	N/A	2	3
Frequency offset to cell 1			Hz	N/A	200	300
MBSFN				Not configured	Not configured	Not configured
NeighCellsInfo-r12 (Note 4)	p-aList-r12			N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
NeighCellsInfo-r12 (Note 4)	transmissionModeList-r12			N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: Note 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells. Note 3: CSI-RS configurations are according to TS 36.211 [8] subclause 6.10.5.2. Note 4: NeighCellsInfo-r12 is described in subclause 6.3.2 of TS 36.331 [5].

Table 8.3.1.1.7.3-2: Minimum Performance for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS with TM10 serving cell configuration and TM9 interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration

Reference Value

UE Category

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Fraction of Maximum Throughput (%)

SNR (dB) (Note 2)

R.69 FDD

OP.1 FDD

N/A

EPA5

4×2 Low

2×2 Low

18.2

≥1

Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent.

Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

The normative reference for these requirements is TS 36.101 [2] clause 8.3.1.1F.

8.3.1.1.7.4 Test description

8.3.1.1.7.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: As specified per test number in Table 8.3.1.1.7.3-2, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.88.

2. The parameter settings for the cell 1 are set up according to Tables 8.2.1-1 and 8.3.1.1.7.5-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.1.1.7.4.3.

8.3.1.1.7.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Tables 8.3.1.1.7.5-1 and 8.3.1.1.7.5-2. The SS sends downlink MAC padding bits on the DL RMC.

2. SS sets up parameters for cell 2 and cell 3 according to table 8.3.1.1.7.5-1 as appropriate.

3. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix, antenna configuration and the SNR according to Table 8.3.1.1.7.5-2 as appropriate. BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/PDSCH for the test UE are sent on antenna port 7 or 8 using four Tx antennas with beam-forming model as specified in Annex B.4.1 and precoder update granularity as specified in Table 8.3.1.1.7.5-1. CSI-RS are sent on antenna ports 15-18 using four Tx antennas with mapping according to beam-forming model as specified in Annex B.4.1.

4. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during the test interval and decide pass or fail according to Annex G clause G.3.

5. The SS shall release all NAICS configuration in the UE using procedure in TS 36.508 [7] clause 5.2A.6.1 with the condition NAICS_RELEASE.

8.3.1.1.7.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 and clause 5.2A.6.2 with the condition SRB2-DRB_NAICS(n,m) with the following exceptions.

Table 8.3.1.1.7.4.3-1: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB0
}

Table 8.3.1.1.7.4.3-2: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm10-v1130
}
ue-TransmitAntennaSelection CHOICE {
release	NULL
}

Table 8.3.1.1.7.4.3-3: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
release
setup SEQUENCE {
antennaPortsCount-r10	an4	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	5	Parameter: CSI reference signal configuration
subframeConfig-r10	6	= -5 when CSI-RS SubframeConfig is from 5-14; Parameter:
p-C-r10	-3	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
zeroTxPowerCSI-RS-r10 CHOICE{
release	NULL
setup SEQUENCE {
zeroTxPowerResourceConfigList-r10	1000000000000000	Parameter: ZeroPowerCSI-RS
zeroTxPowerSubframeConfig-r10	6	Parameter:
}
}
}

8.3.1.1.7.5 Test requirement

Table 8.3.1.1.7.5-1defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.3.2 for throughput test shall meet or exceed the specified value in Table 8.3.1.1.7.5-2 for the specified SNR including test tolerances.

Table 8.3.1.1.7.5-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with TM10 serving cell configuration and TM9 interference model

Parameter			Unit	Cell 1	Cell 2	Cell 3
Downlink power allocation			dB	0	0	0
			dB	0 (Note 1)	0	0
		σ	dB	-3	-3	-3
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
at antenna port			dBm/15kHz	-98
			dB	N/A	13.91+TT	3.34+TT
BW_Channel			MHz	10	10	10
Cyclic Prefix				Normal	Normal	Normal
Cell Id				0	1	6
Number of control OFDM symbols				3	3	3
CFI indicated in PCFICH				3	3	3
PDSCH transmission mode				10	9	9
Interference model				N/A	As specified in clause B.6.4	As specified in clause B.6.4
Precoding				Random wideband precoding per TTI	As specified in clause B.6.4	As specified in clause B.6.4
CSI reference signals				Antenna ports 15, 16, 17, 18	Antenna ports 15, 16	Antenna ports 15, 16
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			Subframes	10 / 1	10 / 1	10 / 1
CSI reference signal configuration				5	6	7
Zero-power CSI-RS configuration I_CSI-RS /ZeroPowerCSI-RS bitmap			Subframes / bitmap	6 / 1000000000000000	6 / 0100000000000000	6 / 0010000000000000
Time offset to cell 1			us	N/A	2	3
Frequency offset to cell 1			Hz	N/A	200	300
MBSFN				Not configured	Not configured	Not configured
NeighCellsInfo-r12 (Note 4)	p-aList-r12			N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
NeighCellsInfo-r12 (Note 4)	transmissionModeList-r12			N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: Note 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells. Note 3: CSI-RS configurations are according to TS 36.211 [8] subclause 6.10.5.2. Note 4: NeighCellsInfo-r12 is described in subclause 6.3.2 of TS 36.331 [5].

Table 8.3.1.1.7.5-2: Minimum Performance for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS with TM10 serving cell configuration and TM9 interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration

Reference Value

UE Category

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Fraction of Maximum Throughput (%)

SNR (dB) (Note 2)

R.69 FDD

OP.1 FDD

N/A

EPA5

4×2 Low

2×2 Low

18.2 + TT

≥1

Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent.

Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

8.3.1.1.8 8.3.1.1.9 FDD PDSCH Single-layer Spatial Multiplexing for FD-MIMO

8.3.1.1.9.1 Test purpose

The purpose of this test is to verify rank-1 performance on antenna port 11 with a simultaneous transmission on the antenna port 7, 8 or 13 with DMRS enhancement table and 4 orthogonal DMRS ports.

8.3.1.1.9.2 Test applicability

This test applies to all types of E-UTRA FDD release 13 to release 14 UE. Applicability requires support for FGI bit 103 and dmrs-Enhancements-r13.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher. Applicability requires support for dmrs-Enhancements-r13.

8.3.1.1.9.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.3.3.2, with the addition of the relevant parameters in Tables 8.3.1-1, 8.3.1.1.9.3-1, and the downlink physical channel setup according to Table C.3.2-1 in Annex C.3.2.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.1.1.9.3-2 for the specified SNR.

Table 8.3.1.1.9.3-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations with Enhanced DMRS table

parameter		Unit	Test 1
Downlink power allocation		dB	0
		dB	0 (Note 1)
	σ	dB	-3
Beamforming model			Annex B.4.1A
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 2
CSI reference signal configuration			3
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	3 / 0001000000000000
at antenna port		dBm/15kHz	-98
Symbols for unused PRBs			OCNG (Note 4)
Number of allocated resource blocks (Note 2)		PRB	50
Simultaneous transmission			Yes (Note 3, 5)
dmrs-Enhancements-r13			Enable
PDSCH transmission mode			9
Note 1: . Note 2: The modulation symbols of the signal under test are mapped onto antenna port 11. Note 3: Modulation symbols of an interference signal are random mapped onto one antenna port among antenna port 7, 8 and 13. The update granularity for randomized mapping antenna port is 1 PRG in frequency domain and 1ms in time domain. Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 5: The two UEs’ scrambling identities are set to 0 with OCC =4.

Table 8.3.1.1.9.3-2: Minimum performance for CDM-multiplexed DM RS with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations with Enhanced DMRS table

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
1	10 MHz 64QAM 1/2	R.50 FDD	OP.1 FDD	EPA5	2×2 Low	70	21.9	≥2
Note 1: The reference channel applies to both the input signal under test and the interfering signal.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.1.1H.

8.3.1.1.9.4 Test description

8.3.1.1.9.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.1.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.10.

2. The parameter settings for the cell are set up according to Tables 8.3.1-1 and 8.3.1.1.9.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.1.1.9.4.3.

8.3.1.1.9.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Tables 8.3.1.1.9.3-1, 8.3.1.1.9.3-2. The SS sends downlink MAC padding bits on the DL RMC.

2. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.1.1.9.5-1 as appropriate.
BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/PDSCH for the test UE are sent on antenna port 11 and another simultaneous transmission of DRS/PDSCH not for the test UE are sent on antenna port 7, 8 or 13. The DRS/PDSCH transmissions use two Tx antennas with beam-forming model as specified in Annex B.4.1A and precoder update granularity specified in Table 8.3.1-1. CSI-RS are sent on antenna ports 15-18 using two Tx antennas with mapping according to beam-forming model as specified in Annex B.4.1A.

8.3.1.1.9.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.3.1.1.9.4.3-1: Void

Table 8.3.1.1.9.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: TS 36.508 [7] clause 4.8.2.1.6 Table 4.8.2.1.6-1 PhysicalConfigDedicated-DEFAULT
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
AntennaInfo	Not present
antennaInfo-r10 CHOICE{
explicitValue-r10	AntennaInfoDedicated-r10
}
csi-RS-Config-r10	CSI-RS-Config-r10
PDSCH-ConfigDedicated-v1310 SEQUENCE {
dmrs-ConfigPDSCH-v1310	DMRS-Config-v1310
DMRS-Config-v1310 SEQUENCE {
dmrs-tableAlt-r13	true
}
}

Table 8.3.1.1.9.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	Not present	If the UE is configured with transmissionMode tm9, E-UTRAN only configures the field codebookSubsetRestriction if PMI/RI reporting is configured
ue-TransmitAntennaSelection CHOICE {
}
release	NULL
}

Table 8.3.1.1.9.4.3-4: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
setup SEQUENCE {
antennaPortsCount-r10	an4	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	3	Parameter: CSI reference signal configuration
subframeConfig-r10	2	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	-3 dB	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
zeroTxPowerCSI-RS-r10 CHOICE{
setup SEQUENCE {
zeroTxPowerResourceConfigList-r10	0001000000000000	Parameter: ZeroPowerCSI-RS
zeroTxPowerSubframeConfig-r10	3	Parameter:
}
}
}

8.3.1.1.9.5 Test requirement

Table 8.3.1.1.9.3-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.3.3.2 for the throughput test shall meet or exceed the specified value in Table 8.3.1.1.9.5-1 for the specified SNR including test tolerances for the throughput test.

Table 8.3.1.1.9.5-1: Minimum performance for CDM-multiplexed DM RS with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations with Enhanced DMRS table

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
1	10 MHz 64QAM 1/2	R.50 FDD	OP.1 FDD	EPA5	2×2 Low	70	22.8	≥2
Note 1: The reference channel applies to both the input signal under test and the interfering signal.

8.3.1.1.10 FDD PDSCH Single-layer Spatial Multiplexing on antenna ports 7 or 8 without a simultaneous transmission for eFD-MIMO

8.3.1.1.10.1 Test purpose

8.3.1.1.10.2 Test applicability

This test applies to all types of E-UTRA FDD release 14 and later UE that support aperiodic ZP-CSI-RS reporting. Applicability requires support for FGI bit 103.

8.3.1.1.10.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.3.3, with the addition of the relevant parameters in Tables 8.3.1-1, 8.3.1.1.10.3-1, and the downlink physical channel setup according to Table C.3.2-1 in Annex C.3.2.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.1.1.10.3-2 for the specified SNR.

Table 8.3.1.1.10.3-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with multiple CSI-RS configurationsparameter		Unit	Test 4
Downlink power allocation		dB	0
		dB	0 (Note 1)
	σ	dB	-3
Beamforming model			Annex B.4.1
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 2
CSI reference signal configuration			0
csi-RS-ConfigZP-ApList			{0,1}
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	0100000000000000 or 0001000000000000 (Note 7)
at antenna port		dBm/15kHz	-98
Symbols for unused PRBs			OCNG (Note 4)
Number of allocated resource blocks (Note 2)		PRB	50
Simultaneous transmission			No
PDSCH transmission mode			9
Number of MBSFN subframes		Subframes	6 (Note 6)
Note 1: . Note 2: The modulation symbols of the signal under test are mapped onto antenna port 7 or 8. Note 3: Modulation symbols of an interference signal is mapped onto the antenna port (7 or 8) not used for the input signal under test. Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 5: The two UEs’ scrambling identities are set to 0 for CDM-multiplexed DM RS with interfering simultaneous transmission test cases. Note 6: For FDD mode, 6 subframes (#1/2/3/6/7/8) are allocated as MBSFN subframes. Note 7: Through DCI signalling, indicating aperiodic ZP-CSI-RS in sub-frames #3 and #8 per frame, the indicated aperiodic ZP-CSI-RS is random selected from RRC-configured AP ZP CSIRS list.

Table 8.3.1.1.10.3-2: Minimum performance for CDM-multiplexed DM RS without simultaneous transmission (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

UE DL Cat-egory

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

QPSK 1/3

R.43-1 FDD

OP.1 FDD

EVA5

2×2 Low

[-1.2]

≥1

≥6

The normative reference for this requirement is TS 36.101 [2] clause 8.3.1.1.

8.3.1.1.10.4 Test description

8.3.1.1.10.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.1.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.10.

2. The parameter settings for the cell are set up according to Tables 8.3.1-1 and 8.3.1.1.10.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.1.1.10.4.3.

8.3.1.1.10.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Tables 8.3.1.1.10.3-1, 8.3.1.1.10.3-2. The SS sends downlink MAC padding bits on the DL RMC.

2. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.1.1.10.5-1 as appropriate.
BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/PDSCH for the test UE are sent on antenna port 7 (or 8) using two Tx antennas with beam-forming model as specified in Annex B.4.1 and precoder update granularity specified in Table 8.3.1-1. CSI-RS are sent on antenna ports 15-18 using two Tx antennas with mapping according to beam-forming model as specified in Annex B.4.1.

8.3.1.1.10.4.3 Message contents

Message contents are as same as in 8.3.1.1.1_D.4.3.

8.3.1.1.1_D.5 Test requirement

Table 8.3.1.1.10.3-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.3.3.2 for the throughput test shall meet or exceed the specified value in Table 8.3.1.1.10.5-1 for the specified SNR including test tolerances for the throughput test.

Table 8.3.1.1.10.5-1: Test requirement for CDM-multiplexed DM RS without simultaneous transmission (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

UE DL Cat-egory

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

QPSK 1/3

R.43-1 FDD

OP.1 FDD

EVA5

2×2 Low

[-0.3]

≥1

≥6

8.3.1.2 FDD PDSCH Dual-layer Spatial Multiplexing Performance (UE-Specific Reference Symbols)

8.3.1.2.1_D FDD PDSCH Dual-layer Spatial Multiplexing for eDL-MIMO

8.3.1.2.1_D.1 Test purpose

To verify the UE’s rank-2 performance and ability to receive a predefined test signal, representing a multi-path fading channel that is determined by the SNR with a percentage of the information bit throughput for a specified downlink Reference Measurement Channel (RMC) not falling below a specified value for dual-layer transmission on antenna ports 7 and 8 using DM-RS with full RB allocation with multiple CSI reference symbol configurations with non-zero and zero transmission power.

8.3.1.2.1_D.2 Test applicability

This test applies to all types of E-UTRA FDD UE release 10 that support eDL-MIMO. Applicability requires support for FGI bit 103.

8.3.1.2.1_D.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.3.3, with the addition of the relevant parameters in Tables 8.3.1-1, 8.3.1.2.1_D.3-1, and the downlink physical channel setup according to Table C.3.2-1 in Annex C.3.2.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.1.2.1_D.3-2 for the specified SNR.

Table 8.3.1.2.1_D.3-1: Test Parameters for Testing CDM-multiplexed DM RS (dual layer) with multiple CSI-RS configurations

parameter		Unit	Test 1
Downlink power allocation		dB	0
		dB	0 (Note 1)
	σ	dB	-3
Cell-specific reference signals			Antenna ports 0 and 1
CSI reference signals			Antenna ports 15,16
Beamforming model			Annex B.4.2
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 2
CSI reference signal configuration			8
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	3 / 0010000000000000
at antenna port		dBm/15kHz	-98
Symbols for unused PRBs			OCNG (Note 2)
Number of allocated resource blocks (Note 2)		PRB	50
Simultaneous transmission			No
PDSCH transmission mode			9
Note 1: . Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.1.2.1_D.3-2: Minimum performance for CDM-multiplexed DM RS (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

16QAM 1/2

R.51 FDD

OP.1 FDD

EPA5

2×2 Low

13.3

2-8

The normative reference for this requirement is TS 36.101 [2] clause 8.3.1.2.

8.3.1.2.1_D.4 Test description

8.3.1.2.1_D.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.1.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.10.

2. The parameter settings for the cell are set up according to Tables 8.3.1-1 and 8.3.1.2.1_D.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.1.2.1_D.4.3.

8.3.1.2.1_D.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Tables 8.3.1.2.1_D.3-1, 8.3.1.2.1_D.3-2. The SS sends downlink MAC padding bits on the DL RMC.

2. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.1.2.1_D.5-1 as appropriate.
BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/ PDSCH for the test UE are sent on antenna ports 7 and 8 using two Tx antennas with beam-forming model as specified in Annex B.4.2 and precoder update granularity specified in Table 8.3.1-1. CSI-RS are sent on antenna ports 15 and 16 using two Tx antennas with mapping according to beam-forming model as specified in Annex B.4.2.

8.3.1.2.1_D.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.3.1.2.1_D.4.3-1: Void

Table 8.3.1.2.1_D.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: TS 36.508 [7] clause 4.8.2.1.6 Table 4.8.2.1.6-1 PhysicalConfigDedicated-DEFAULT
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
antennaInfo	Not present
antennaInfo-r10 CHOICE{
explicitValue-r10	AntennaInfoDedicated-r10
}
csi-RS-Config-r10	CSI-RS-Config-r10
}

Table 8.3.1.2.1_D.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	Not present	If the UE is configured with transmissionMode tm9, E-UTRAN only configures the field codebookSubsetRestriction if PMI/RI reporting is configured
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}

Table 8.3.1.2.1_D.4.3-4: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
setup SEQUENCE {
antennaPortsCount-r10	an2	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	8	Parameter: CSI reference signal configuration
subframeConfig-r10	2	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	0	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
zeroTxPowerCSI-RS-r10 CHOICE{
setup SEQUENCE {
zeroTxPowerResourceConfigList-r10	2	Parameter: ZeroPowerCSI-RS
zeroTxPowerSubframeConfig-r10	3	Parameter:
}
}
}

8.3.1.2.1_D.5 Test requirement

Table 8.3.1.2.1_D.3-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.3.3.1 for the throughput test shall meet or exceed the specified value in Table 8.3.1.2.1_D.5-1 for the specified SNR including test tolerances for the throughput test.

Table 8.3.1.2.1_D.5-1: Test requirement for CDM-multiplexed DM RS (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

16QAM 1/2

R.51 FDD

OP.1 FDD

EPA5

2×2 Low

14.2

2-8

8.3.1.2.1_D_1 FDD PDSCH Dual-layer Spatial Multiplexing for eDL-MIMO (Release 11 and forward)

8.3.1.2.1_D_1.1 Test purpose

8.3.1.2.1_D_1.2 Test applicability

This test applies to all types of E-UTRA FDD release 11 to release 14 UE. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher.

8.3.1.2.1_D_1.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.3.3, with the addition of the relevant parameters in Tables 8.3.1-1, 8.3.1.2.1_D_1.3-1 where Cell 1 is the serving cell and Cell 2 is the interfering cell. The downlink physical channel setup is set according to Table C.3.2-1 in Annex C.3.2.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.1.2.1_D_1.3-2 for the specified SNR.

Table 8.3.1.2.1_D_1.3-1: Test Parameters for Testing CDM-multiplexed DM RS (dual layer) with multiple CSI-RS configurations

Parameter		Unit	Test 1
Parameter		Unit	Cell 1	Cell 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
	PDSCH_RA	dB	4	NA
	PDSCH_RB	dB	4	NA
Cell-specific reference signals			Antenna ports 0 and 1	Antenna ports 0 and 1
Cell ID			0	126
CSI reference signals			Antenna ports 15,16	NA
Beamforming model			Annex B.4.2	NA
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 2	NA
CSI reference signal configuration			8	NA
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	3 / 0010000000000000	NA
at antenna port		dBm/15kHz	-98	-98
			Reference Value in Table 8.3.1.2-2	7.25dB
Symbols for unused PRBs			OCNG (Note 2)	NA
Number of allocated resource blocks (Note 2)		PRB	50	NA
Simultaneous transmission			No	NA
PDSCH transmission mode			9	Blanked
Note 1: Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.1.2.1_D_1.3-2: Minimum performance for CDM-multiplexed DM RS (FRC) with multiple CSI-RS configurations

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern		Propagation Condition		Correlation Matrix and Antenna Configuration	Reference value		UE Category
			Cell1	Cell 2	Cell 1	Cell 2		Fraction of Maximum Throughput (%)	SNR (dB)
1	10 MHz 16QAM 1/2	R.51 FDD	OP.1 FDD	N/A	ETU5	ETU5	2×2 Low	70	14.2	≥2
Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent. Note 2: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2. Note 3: SNR corresponds to of Cell 1.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.1.2.

8.3.1.2.1_D_1.4 Test description

8.3.1.2.1_D_1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.1.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.40.

2. The parameter settings for the cell are set up according to Tables 8.3.1-1 and 8.3.1.2.1_D_1.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.1.2.1_D_1.4.3.

8.3.1.2.1_D_1.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Tables 8.3.1.2.1_D_1.3-1, 8.3.1.2.1_D_1.3-2. The SS sends downlink MAC padding bits on the DL RMC.

2. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.1.2.1_D_1.5-2 as appropriate.
BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/ PDSCH for the test UE are sent on antenna ports 7 and 8 using two Tx antennas with beam-forming model as specified in Annex B.4.2 and precoder update granularity specified in Table 8.3.1-1. CSI-RS are sent on antenna ports 15 and 16 using two Tx antennas with mapping according to beam-forming model as specified in Annex B.4.2.

3. Set Cell 2 as defined in Tables 8.3.1.2.1_D_1.5-1 and 8.3.1.2.1_D_1.5-2 as appropriate.

8.3.1.2.1_D_1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.3.1.2.1_D_1.4.3-1: Void

Table 8.3.1.2.1_D_1.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: TS 36.508 [7] clause 4.8.2.1.6 Table 4.8.2.1.6-1 PhysicalConfigDedicated-DEFAULT
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
antennaInfo	Not present
antennaInfo-r10 CHOICE{
explicitValue-r10	AntennaInfoDedicated-r10
}
csi-RS-Config-r10	CSI-RS-Config-r10
}

Table 8.3.1.2.1_D_1.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	Not present	If the UE is configured with transmissionMode tm9, E-UTRAN only configures the field codebookSubsetRestriction if PMI/RI reporting is configured
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}

Table 8.3.1.2.1_D_1.4.3-4: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
setup SEQUENCE {
antennaPortsCount-r10	an2	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	8	Parameter: CSI reference signal configuration
subframeConfig-r10	2	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	0	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
zeroTxPowerCSI-RS-r10 CHOICE{
setup SEQUENCE {
zeroTxPowerResourceConfigList-r10	2	Parameter: ZeroPowerCSI-RS
zeroTxPowerSubframeConfig-r10	3	Parameter:
}
}
}

8.3.1.2.1_D_1.5 Test requirement

Table 8.3.1.2.1_D_1.5-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.3.3.1 for the throughput test shall meet or exceed the specified value in Table 8.3.1.2.1_D_1.5-1 and 8.3.1.2.1_D_1.5-2 for the specified SNR including test tolerances for the throughput test.

Table 8.3.1.2.1_D_1.5-1: Test Requirement for Testing CDM-multiplexed DM RS (dual layer) with multiple CSI-RS configurations

Parameter		Unit	Test 1
Parameter		Unit	Cell 1	Cell 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
	PDSCH_RA	dB	4	NA
	PDSCH_RB	dB	4	NA
Cell-specific reference signals			Antenna ports 0 and 1	Antenna ports 0 and 1
Cell ID			0	126
CSI reference signals			Antenna ports 15,16	NA
Beamforming model			Annex B.4.2	NA
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 2	NA
CSI reference signal configuration			8	NA
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	3 / 0010000000000000	NA
at antenna port		dBm/15kHz	-98	-98
			Reference Value in Table 8.3.1.2.1_D_1.5-2	6.9dB
Symbols for unused PRBs			OCNG (Note 2)	NA
Number of allocated resource blocks (Note 2)		PRB	50	NA
Simultaneous transmission			No	NA
PDSCH transmission mode			9	Blanked
Note 1: Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.1.2.1_D_1.5-2: Test requirement for CDM-multiplexed DM RS (FRC) with multiple CSI-RS configurations

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern		Propagation Condition		Correlation Matrix and Antenna Configuration	Reference value		UE Category
			Cell1	Cell 2	Cell 1	Cell 2		Fraction of Maximum Throughput (%)	SNR (dB)
1	10 MHz 16QAM 1/2	R.51 FDD	OP.1 FDD	N/A	ETU5	ETU5	2×2 Low	70	15.0	≥2
Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent. Note 2: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2. Note 3: SNR corresponds to of Cell 1.

8.3.1.2.2 FDD PDSCH Dual-layer Spatial Multiplexing – Enhanced Performance Requirement Type C

8.3.1.2.2.1 Test purpose

8.3.1.2.2.2 Test applicability

This test applies to all types of E-UTRA FDD release 12 to release 14 UE of Category 2 or higher that support enhanced receiver Type C. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Categories 2 to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13 that support enhanced receiver Type C. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher that support enhanced receiver Type C.

8.3.1.2.2.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.3.3, with the addition of the relevant parameters in Tables 8.3.1-1, 8.3.1.2.2.3-1, and the downlink physical channel setup according to Table C.3.2-1 in Annex C.3.2.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.1.2.2.3-2 for the specified SNR.

Table 8.3.1.2.2.3-1: Test Parameters for Testing CDM-multiplexed DM RS (dual layer) with multiple CSI-RS configurations

parameter		Unit	Test 1
Downlink power allocation		dB	0
		dB	0 (Note 1)
	σ	dB	-3
Cell-specific reference signals			Antenna ports 0 and 1
CSI reference signals			Antenna ports 15,16
Beamforming model			Annex B.4.2
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 2
CSI reference signal configuration			8
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	3 / 0010000000000000
at antenna port		dBm/15kHz	-98
Symbols for unused PRBs			OCNG (Note 2)
Number of allocated resource blocks (Note 2)		PRB	50
Simultaneous transmission			No
PDSCH transmission mode			9
Note 1: Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.1.2.2.3-2: Enhanced Performance Requirement Type C for CDM-multiplexed DM RS (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

16QAM 1/2

R.51 FDD

OP.1 FDD

EPA5

2×2 Medium

17.4

≥2

The normative reference for this requirement is TS 36.101 [2] clause 8.3.1.2A.

8.3.1.2.2.4 Test description

8.3.1.2.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.1.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.10.

2. The parameter settings for the cell are set up according to Tables 8.3.1-1 and 8.3.1.2.2.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.1.2.2.4.3.

8.3.1.2.2.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Tables 8.3.1.2.2.3-1, 8.3.1.2.2.3-2. The SS sends downlink MAC padding bits on the DL RMC.

2. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.1.2.2.5-1 as appropriate.
BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/ PDSCH for the test UE are sent on antenna ports 7 and 8 using two Tx antennas with beam-forming model as specified in Annex B.4.2 and precoder update granularity specified in Table 8.3.1-1. CSI-RS are sent on antenna ports 15 and 16 using two Tx antennas with mapping according to beam-forming model as specified in Annex B.4.2.

8.3.1.2.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.3.1.2.2.4.3-1: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB0
}

Table 8.3.1.2.2.4.3-2: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	Not present	If the UE is configured with transmissionMode tm9, E-UTRAN only configures the field codebookSubsetRestriction if PMI/RI reporting is configured
}
ue-TransmitAntennaSelection CHOICE {
release	NULL
}

Table 8.3.1.2.2.4.3-3: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
release
setup SEQUENCE {
antennaPortsCount-r10	an2	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	8	Parameter: CSI reference signal configuration
subframeConfig-r10	2	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	0	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
zeroTxPowerCSI-RS-r10 CHOICE{
release	NULL
setup SEQUENCE {
zeroTxPowerResourceConfigList-r10	2	Parameter: ZeroPowerCSI-RS
zeroTxPowerSubframeConfig-r10	3	Parameter:
}
}
}

8.3.1.2.2.5 Test requirement

Table 8.3.1.2.2.3-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.3.3.1 for the throughput test shall meet or exceed the specified value in Table 8.3.1.2.2.5-1 for the specified SNR including test tolerances for the throughput test.

Table 8.3.1.2.2.5-1: Test requirement for Enhanced Performance Requirement Type C for CDM-multiplexed DM RS (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

16QAM 1/2

R.51 FDD

OP.1 FDD

EPA5

2×2 Medium

18.3

≥2

8.3.1.3 FDD PDSCH Performance with DCI format 2D and non Quasi Co-located Antenna Ports

8.3.1.3.1_F FDD PDSCH Performance with DCI format 2D, non Quasi Co-located Antenna Ports, Same Cell ID and single NZP CSI-RS resource for CoMP

8.3.1.3.1_F.1 Test purpose

To verify the UE capability of supporting non quasi-collocated antenna ports when the UE receives DCI format 2D in a scenario where the two transmission points share the same Cell ID. In particular the test verifies that the UE, configured with quasi co-location type B, performs correct tracking and compensation of the timing difference between two transmission points, channel parameters estimation and rate matching behaviour according to the ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’ (PQI) signalling.

8.3.1.3.1_F.2 Test applicability

This test applies to E-UTRA FDD category ≥2 UE release 11 and forward, supporting Maximum CSI processes of One on a component carrier within a band with PDSCH transmission mode 10.

8.3.1.3.1_F.3 Minimum conformance requirements

The requirements are specified in Table 8.3.1.3.1_F.3-3, with the addition of the parameters in Table 8.3.1.3.1_F.3-1 and Table 8.3.1.3.1_F.3-2. In table 8.3.1.3.1_F.3-1 transmission point 1 (TP1) is the serving cell and transmission point 2 (TP2) transmits PDSCH. The downlink physical channel setup for TP1 is according to Table C.3.4-1 and for TP2 according to Table C.3.4-2.

Table 8.3.1.3.1_F.3-1: Test Parameters for quasi co-location type B: same Cell ID

Parameter		Unit	TP 1	TP 2
Downlink power allocation		dB	0	0
		dB	0	0
	σ	dB	-3	-3
Cell-specific reference signals			Antenna ports 0,1	(Note 2)
CSI-RS 0 antenna ports			NA	Port {15,16}
qcl-CSI-RS-ConfigNZPId-r11, CSI-RS 0 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	NA	5/2
qcl-CSI-RS-ConfigNZPId-r11, CSI-RS 0 configuration			NA	8
csi-RS-ConfigZPId-r11, Zero-power CSI-RS 0 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframe	NA	5/2
csi-RS-ConfigZPId-r11, Zero-power CSI-RS 0 configuration I_CSI-RS / ZeroPower CSI-RS bitmap			NA	2/ 0000010000000000
at antenna port		dBm/15kHz	-98	-98
SNR		dB	Reference point in Table 8.3.1.3.1_F.3-2	Reference point in Table 8.3.1.3.1_F.3-2
BW_Channel		MHz	10	10
Cyclic Prefix			Normal	Normal
Cell Id			0	0
Number of control OFDM symbols			2	2
PDSCH transmission mode			Blanked	10
Number of allocated PRB		PRB	NA	50
qcl-Operation, ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’			Type B, ‘00’
Time offset between TPs		μs	NA	Reference point in Table 8.3.1.3.1_F.3-2
Frequency error between TPs		Hz	NA	0
Beamforming model			NA	Port 7 as specified in clause B.4.1
Symbols for unused PRBs			NA	OCNG (Note 3)
Note 1: Note 2: REs for antenna ports 0 and 1 CRSs have zero transmission power. Note 3: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.1.3.1_F.3-2: Configurations of PQI and DL transmission hypothesis for each PQI set

PQI set index	Parameters in each PQI set		DL transmission hypothesis for each PQI Set
PQI set index	NZP CSI-RS Index (For quasi co-location)	ZP CSI-RS configuration	TP 1	TP 2
PQI set 0	CSI-RS 0	ZP CSI-RS 0	Blanked	PDSCH

Table 8.3.1.3.1_F.3-3: Minimum performance for quasi co-location type B: same Cell ID

Test Number	Reference Channel	OGCN pattern		Time offset between TPs (μs)	Propagation Conditions (Note 1)		Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
Test Number	Reference Channel	TP1	TP2	Time offset between TPs (μs)	TP1	TP2	Correlation Matrix and Antenna Configuration (Note 2)	Fraction of Maximum Throughput (%)	SNR (dB) (Note 3)
1	R.52 FDD	NA	OP.1 FDD	2	EPA5	EPA5	2×2 Low	70	12.1	≥2
2	R.52 FDD	NA	OP.1 FDD	-0.5	EPA5	EPA5	2×2 Low	70	12.6	≥2
Note 1: The propagation conditions for TP1 and TP2 are statistically independent. Note 2: The correlation matrix and antenna configuration apply for TP1 and TP2. Note 3: SNR corresponds to of TP2.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.1.3.1.

8.3.1.3.1_F.4 Test description

8.3.1.3.1_F.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.1.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.40 for antenna configuration 2×2.

2. The parameter settings for the TP 1 and TP 2 are set up according to table 8.3.1-1, table 8.3.1.3.1_F.3-1 and 8.3.1.3.1_F.3-2 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.1.3.1_F.4.3.

8.3.1.3.1_F.4.2 Test procedure

1. SS transmits PDCCH on TP 1. PQI set and PDSCH transmission hypothesis in PDCCH format 2D are configured according to Table 8.3.1.3.1_F.3-2.

2. SS transmits PDSCH on TP 1 and TP 2 via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to Table 8.3.1.3.1_F.3-3. The SS sends downlink MAC padding bits on the DL RMC.

3. Set the parameters of the reference channel, timing offset (TP 2 timing – TP 1 timing), the propagation condition, the correlation matrix and the SNR according to Table 8.3.1.3.1_F.3-3 Test 1 as appropriate.

4. Wait for at least 1 second before measuring throughput.

5. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during the test interval and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

6. Repeat steps 1 to 5 for Test 2 in Table 8.3.1.3.1_F.3-3.

8.3.1.3.1_F.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.3.1.3.1_F.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
pdsch-ConfigDedicated	PDSCH-ConfigDedicated-DEFAULT
antennaInfo-r10 CHOICE {
explicitValue-r10	AntennaInfoDedicated-r10
}
csi-RS-ConfigNZPToAddModList-r11	CSI-RS-ConfigNZP-r11-DEFAULT
csi-RS-ConfigZPToAddModList-r11	CSI-RS-ConfigZP-r11-DEFAULT
pdsch-ConfigDedicated-v1130	PDSCH-ConfigDedicated-v1130-DEFAULT
}

Table 8.3.1.3.1_F.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path:36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB-3		2TX
}

Table 8.3.1.3.1_F.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm10-v1130
}
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}

Table 8.3.1.3.1_F.4.3-4: CSI-RS-ConfigNZP-r11-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CSI-RS-ConfigNZP-r11 ::= SEQUENCE {
csi-RS-ConfigNZPId-r11	1
antennaPortsCount-r11	an2
resourceConfig-r11	8
subframeConfig-r11	2
scramblingIdentity-r11	0
qcl-CRS-Info-r11 SEQUENCE {
qcl-ScramblingIdentity-r11	0
crs-PortsCount-r11	n2
mbsfn-SubframeConfigList-r11	Not present
}
}

Table 8.3.1.3.1_F.4.3-5: CSI-RS-ConfigZP-r11-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CSI-RS-ConfigZP-r11 ::= SEQUENCE {
csi-RS-ConfigZPId-r11	1
resourceConfigList-r11	0000010000000000
subframeConfig-r11	2
}

Table 8.3.1.3.1_F.4.3-6: PDSCH-ConfigDedicated-v1130-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-v1130 ::= SEQUENCE {
dmrs-ConfigPDSCH-r11	DMRS-Config-r11-DEFAULT
qcl-Operation	typeB
re-MappingQCLConfigToAddModList-r11 SEQUENCE (SIZE (1..maxRE-MapQCL-r11)) OF SEQUENCE {	1 entry
pdsch-RE-MappingQCL-ConfigId-r11[1]	1
optionalSetOfFields-r11[1] SEQUENCE {
crs-PortsCount-r11	n2
crs-FreqShift-r11	0
mbsfn-SubframeConfigList-r11	Not present
pdsch-Start-r11	2
}
}
}

8.3.1.3.1_F.5 Test requirement

Table 8.3.1.3.1_F.3-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.3.3.2 for the throughput test shall meet or exceed the specified value in Table 8.3.1.3.1_F.5-1 for the specified SNR including test tolerances for the throughput test.

Table 8.3.1.3.1_F.5-1: Test requirements for quasi co-location type B: same Cell ID

Test Number	Reference Channel	OGCN pattern		Time offset between TPs (Note 4)	Propagation Conditions (Note 1)		Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
Test Number	Reference Channel	TP1	TP2	Time offset between TPs (Note 4)	TP1	TP2	Correlation Matrix and Antenna Configuration (Note 2)	Fraction of Maximum Throughput (%)	SNR (dB) (Note 3)
1	R.52 FDD	NA	OP.1 FDD	57Ts	EPA5	EPA5	2×2 Low	70	13.0	≥2
2	R.52 FDD	NA	OP.1 FDD	-11Ts	EPA5	EPA5	2×2 Low	70	13.5	≥2
Note 1: The propagation conditions for TP1 and TP2 are statistically independent. Note 2: The correlation matrix and antenna configuration apply for TP1 and TP2. Note 3: SNR corresponds to of TP2. Note 4: Timing offset in units of Ts: T_S = 1/(15000 x 2048) seconds, the basic timing unit defined in TS 36.211 [8].

8.3.1.3.2_F FDD PDSCH Performance with DCI format 2D, non Quasi Co-located Antenna Ports, Same Cell ID and multiple NZP CSI-RS resources for CoMP

8.3.1.3.2_F.1 Test purpose

To verify the UE capability of supporting non quasi-collocated antenna ports when the UE receives DCI format 2D in a scenario where the two transmission points share the same Cell ID by verifying that the UE, configured with quasi co-location type B, performs correct tracking and compensation of the timing difference between two transmission points, channel parameters estimation and rate matching behaviour according to the ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’ (PQI) signalling.

8.3.1.3.2_F.2 Test applicability

This test applies to all types of E-UTRA FDD category ≥2 UE release 11 and forward, supporting Maximum CSI processes of Three or Four on a component carrier within a band with PDSCH transmission mode 10.

8.3.1.3.2_F.3 Minimum conformance requirements

In table 8.3.1.3.2_F.2-1, transmission point 1 (TP 1) is the serving cell transmitting PDCCH, synchronization signals and PBCH, and transmission point 2 (TP 2) has same Cell ID as TP 1. Multiple NZP CSI-RS resources and ZP CSI-RS resources are configured. In each sub-frame, DL PDSCH transmission is dynamically switched between 2 TPs with multiple PDSCH RE Mapping and Quasi-Co-Location Indicator configuration (PQI). Configurations of PDSCH RE Mapping and Quasi-Co-Location Indicator and downlink transmission hypothesis are defined in Table 8.3.1.3.2_F.3-2. The downlink physical channel setup for TP 1 is according to Table C.3.4-1 and for TP 2 according to Table C.3.4-2.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.1.3.2_F.3-3 for the specified SNR.

Table 8.3.1.3.2_F.3-1: Test Parameters for timing offset compensation with DPS transmission

Parameter		Unit	TP 1	TP 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
Beamforming model			As specified in clause B.4.1	As specified in clause B.4.1
Cell-specific reference signals			Antenna ports 0,1	(Note 2)
CSI reference signals 0			Antenna ports {15,16}	N/A
CSI-RS 0 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 2	N/A
CSI reference signal 0 configuration			0	N/A
CSI reference signals 1			N/A	Antenna ports {15,16}
CSI-RS 1 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	N/A	5 / 2
CSI reference signal 1 configuration			N/A	8
Zero-power CSI-RS 0 configuration I_CSI-RS / ZeroPower CSI-RS bitmap		Subframes/bitmap	2/ 0010000000000000	N/A
Zero-power CSI-RS1 configuration I_CSI-RS / ZeroPower CSI-RS bitmap_S		Subframes/bitmap	2/ 0010000000000000	2/ 0000010000000000
		dB	Reference Value in Table 8.3.1.3.2_F.2-3	Reference Value in Table 8.3.1.3.2_F.2-3
at antenna port		dBm/15kHz	-98	-98
BW_Channel		MHz	10	10
Cyclic Prefix			Normal	Normal
Cell Id			0	0
Number of control OFDM symbols			2	2
Timing offset between TPs			N/A	Reference Value in Table 8.3.1.3.2_F.3-3
Frequency offset between TPs		Hz	N/A	0
Number of allocated resource blocks		PRB	50	50
PDSCH transmission mode			10	10
Probability of occurrence of PDSCH transmission(Note 3)		%	30	70
Symbols for unused PRBs			OCNG (Note 4)	OCNG (Note 4)
Note 1: . Note 2: REs for antenna ports 0 and 1 CRSs have zero transmission power. Note 3: PDSCH transmission from TPs shall be randomly determined independently for each subframe. Probabilities of occurrence of PDSCH transmission from TPs are specified. Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.1.3.2_F.3-2: Configurations of PQI and DL transmission hypothesis for each PQI set

PQI set index	Parameters in each PQI set		DL transmission hypothesis for each PQI Set
PQI set index	NZP CSI-RS Index (For quasi co-location)	ZP CSI-RS configuration	TP 1	TP 2
PQI set 0	CSI-RS 0	ZP CSI-RS 0	PDSCH	Blanked
PQI set 1	CSI-RS 1	ZP CSI-RS 1	Blanked	PDSCH

Table 8.3.1.3.2_F.3-3: Minimum Requirements for timing offset compensation with DPS transmission

Test Number	Timing offset(us)	Reference Channel	OCNG Pattern		Propagation Conditions		Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
Test Number	Timing offset(us)	Reference Channel	TP 1	TP 2	TP 1	TP 2	Correlation Matrix and Antenna Configuration (Note 2)	Fraction of Maximum Throughput (%)	SNR (dB) (Note 3)	UE Category
1	2	R.53 FDD	OP.1 FDD	OP.1 FDD	EPA5	EPA5	2×2 Low	70	12.2	≥2
2	-0.5	R.53 FDD	OP.1 FDD	OP.1 FDD	EPA5	EPA5	2×2 Low	70	12.5	≥2
Note 1: The propagation conditions for TP 1 and TP 2 are statistically independent. Note 2: Correlation matrix and antenna configuration parameters apply for each of TP 1 and TP 2. Note 3: SNR corresponds to of both TP 1 and TP 2 as defined in clause 8.1.1.

The normative reference for these requirements is TS 36.101 [2] clause 8.3.1.3.2.

8.3.1.3.2_F.4 Test description

8.3.1.3.2_F.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: As specified per test number in Table 8.2.2.3.3_C.1.3-2, as defined in TS 36.508 [7] clause 4.3.1.2

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.40 for antenna configuration 2×2.

2. The parameter settings for the TP 1 and TP 2 are set up according to table 8.3.1-1, 8.3.1.3.2_F.3-1 and 8.3.1.3.2_F.3-2 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.1.3.2_F.4.3.

8.3.1.3.2_F.4.2 Test procedure

1. SS transmits PDCCH on TP 1. PQI set and PDSCH transmission hypothesis in PDCCH format 2D are configured according to Table 8.3.1.3.2_F.3-2.

2. SS transmits PDSCH on TP 1 and TP 2 via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to Tables 8.3.1.3.2_F.3-1 and 8.3.1.3.2_F.3-2. The SS sends downlink MAC padding bits on the DL RMC. PDSCH transmission from TPs shall be randomly determined independently for each subframe. Probabilities of occurrence of PDSCH transmission from TPs are specified according to Table 8.3.1.3.2_F.3-1. The probability of occurrence of PQI set in each TP is equal.

4. Wait for at least 1 second before measuring throughput.

6. Repeat steps 1 to 5 for Test 2 in Table 8.3.1.3.2_F.5-1.

8.3.1.3.2_F.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.3.1.3.2_F.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
pdsch-ConfigDedicated	PDSCH-ConfigDedicated-DEFAULT
antennaInfo-r10 CHOICE {
explicitValue-r10	AntennaInfoDedicated-r10
}
csi-RS-ConfigNZPToAddModList-r11	CSI-RS-ConfigNZP-r11-DEFAULT
csi-RS-ConfigZPToAddModList-r11	CSI-RS-ConfigZP-r11-DEFAULT
pdsch-ConfigDedicated-v1130	PDSCH-ConfigDedicated-v1130-DEFAULT
}

Table 8.3.1.3.2_F.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path:36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB-3		2TX
}

Table 8.3.1.3.2_F.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm10-v1130
}
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}

Table 8.3.1.3.2_F.4.3-4: CSI-RS-ConfigNZP-r11-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CSI-RS-ConfigNZP-r11 ::= SEQUENCE {
csi-RS-ConfigNZPId-r11	For NZP CSI-RS configuration (CSI reference signals 0 ) = 1 NZP CSI-RS configuration (CSI reference signals 1) = 2
antennaPortsCount-r11	an2
resourceConfig-r11	For NZP CSI-RS configuration (CSI reference signals 0 ) = 0 NZP CSI-RS configuration (CSI reference signals 1) = 8
subframeConfig-r11	2
scramblingIdentity-r11	0
qcl-CRS-Info-r11 SEQUENCE {
qcl-ScramblingIdentity-r11	0
crs-PortsCount-r11	n2
mbsfn-SubframeConfigList-r11	Not present
}
}

Table 8.3.1.3.2_F.4.3-5: CSI-RS-ConfigZP-r11-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CSI-RS-ConfigZP-r11 ::= SEQUENCE {
csi-RS-ConfigZPId-r11	1
resourceConfigList-r11	For Zero-power CSI-RS 0 = 0010000000000000 For Zero-power CSI-RS 1 configuration = 0000010000000000	Parameter: ZeroPowerCSI-RS
subframeConfig-r11	2
}

Table 8.3.1.3.2_F.4.3-6: PDSCH-ConfigDedicated-v1130-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-v1130 ::= SEQUENCE {
dmrs-ConfigPDSCH-r11	DMRS-Config-r11-DEFAULT
qcl-Operation	typeB
re-MappingQCLConfigToAddModList-r11 SEQUENCE (SIZE (1..maxRE-MapQCL-r11)) OF SEQUENCE {	2 entries	See Table 8.3.1.3.2_F.3-2
pdsch-RE-MappingQCL-ConfigId-r11[1]	1	Entry 1
optionalSetOfFields-r11[1] SEQUENCE {
crs-PortsCount-r11	n2
crs-FreqShift-r11	0
mbsfn-SubframeConfigList-r11	Not present
pdsch-Start-r11	2
}
csi-RS-ConfigZPId-r11[1]	1
qcl-CSI-RS-ConfigNZPId-r11[1]	1
pdsch-RE-MappingQCL-ConfigId-r11[1]	4	Entry 2
optionalSetOfFields-r11[1] SEQUENCE {
crs-PortsCount-r11	n2
crs-FreqShift-r11	0
mbsfn-SubframeConfigList-r11	Not present
pdsch-Start-r11	2
}
csi-RS-ConfigZPId-r11[1]	2
qcl-CSI-RS-ConfigNZPId-r11[1]	2
}
}

8.3.1.3.2_F.5 Test requirements

Table 8.3.1.3.2_F.2-1 and 8.3.1.3.2_F.2-2 defines the primary level setting.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.2 for each throughput test shall meet or exceed the specified value in Table 8.3.1.3.2_F.5-1 for the specified SNR including test tolerances for all throughput tests.

Table 8.3.1.3.2_F.5-1: Test Requirements for timing offset compensation with DPS transmission

Test Number	Timing offset (Note 4)	Reference Channel	OCNG Pattern		Propagation Conditions (Note 1)		Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
Test Number	Timing offset (Note 4)	Reference Channel	TP 1	TP 2	TP 1	TP 2	Correlation Matrix and Antenna Configuration (Note 2)	Fraction of Maximum Throughput (%)	SNR (dB) (Note 3)	UE Category
1	57Ts	R.53 FDD	OP.1 FDD	OP.1 FDD	EPA5	EPA5	2×2 Low	70	13.1	≥2
2	11Ts	R.53 FDD	OP.1 FDD	OP.1 FDD	EPA5	EPA5	2×2 Low	70	13.4	≥2
Note 1: The propagation conditions for TP 1and TP 2 are statistically independent. Note 2: Correlation matrix and antenna configuration parameters apply for each of TP 1 and TP 2. Note 3: SNR corresponds to of both TP 1 and TP 2 as defined in clause 8.1.1. Note 4: Timing offset in units of Ts: T_S = 1/(15000 x 2048) seconds, the basic timing unit defined in TS 36.211 [8].

8.3.1.3.3_F FDD PDSCH Performance with DCI format 2D, non Quasi Co-located Antenna Ports, Different Cell ID, Colliding CRS and single NZP CSI-RS resource for CoMP

8.3.1.3.3_F.1 Test purpose

To verify the UE capability of supporting non quasi-collocated antenna ports when the UE receives DCI format 2D in a scenario where the two transmission points have different Cell ID and colliding CRS by verifying that the UE, configured with quasi co-location type B, performs correct tracking and compensation of the frequency difference between two transmission points, channel parameters estimation and rate matching behaviour according to the ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’ (PQI) signalling.

8.3.1.3.3_F.2 Test applicability

This test applies to all types of E-UTRA FDD category ≥2 UE release 11 and forward, supporting Maximum CSI processes of One, Three or Four on a component carrier within a band with PDSCH transmission mode 10.

8.3.1.3.3_F.3 Minimum conformance requirements

In table 8.3.1.3.3_F.3-1, transmission point 1 (TP 1) is the serving cell transmitting PDCCH, synchronization signals and PBCH, and transmission point 2 (TP 2) transmit PDSCH with different Cell ID. The downlink physical channel setup for TP 1 is according to Table C.3.4-1 and for TP 2 according to Table C.3.4-2.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.1.3.3_F.3-2 for the specified SNR.

Table 8.3.1.3.3_F.3-1: Test Parameters for quasi co-location type B with different Cell ID and Colliding CRS

parameter		Unit	TP 1	TP 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
Beamforming model			N/A	As specified in clause B.4.2
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
CSI reference signals 0			N/A	Antenna ports {15,16}
CSI-RS 0 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	N/A	5 / 2
CSI reference signal 0 configuration			N/A	0
Zero-power CSI-RS 0 configuration I_CSI-RS / ZeroPower CSI-RS bitmap		Subframes/bitmap	N/A	2/ 0010000000000000
		dB	Reference point in Table 8.3.1.3.3_F.3-2 + 4dB	Reference Value in Table 8.3.1.3.3_F.3-2
at antenna port		dBm/15kHz	-98	-98
BW_Channel		MHz	10	10
Cyclic Prefix			Normal	Normal
Cell Id			0	126
Number of control OFDM symbols			1	2
Timing offset between TPs		us	N/A	0
Frequency offset between TPs		Hz	N/A	200
qcl-Operation, ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’			Type B, ’00’
PDSCH transmission mode			Blank	10
Number of allocated resource block			N/A	50
Symbols for unused PRBs			N/A	OCNG (Note 2)
Note 1: Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.1.3.3_F.3-2: Performance Requirements for quasi co-location type B with different Cell ID and Colliding CRS

Test Number		Reference Channel	OCNG Pattern		Propagation Conditions (Note 1)		Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
			TP 1	TP 2	TP 1	TP 2		Fraction of Maximum Throughput (%)	SNR (dB) (Note 3)
1	R.54 FDD		N/A	OP.1FDD	EPA5	ETU5	2×2 Low	70	14.4	≥2
Note 1: The propagation conditions for TP 1 and TP 2 are statistically independent. Note 2: Correlation matrix and antenna configuration parameters apply for each of TP 1 and TP 2. Note 3: SNR corresponds to of TP 2 as defined in clause 8.1.1.

The normative reference for these requirements is TS 36.101 [2] clause 8.3.1.3.3.

8.3.1.3.3_F.4 Test description

8.3.1.3.3_F.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: As specified per test number in Table 8.2.2.3.3_C.1.3-2, as defined in TS 36.508 [7] clause 4.3.1.2

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.40 for antenna configuration 2×2.

2. The parameter settings for the TP 1 are set up according to tables 8.3.1-1 and 8.3.1.3.3_F.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.1.3.3_F.4.3.

8.3.1.3.3_F.4.2 Test procedure

1. SS transmits PDCCH DCI format 2D on TP 1 according to Tables 8.3.1.3.3_F.3-1, 8.3.1.3.3_F.3-2 and Annex C3.4.

2. SS transmits PDSCH on TP 2 via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to Tables 8.3.1.3.3_F.3-1, 8.3.1.3.3_F.3-2 and Annex C3.4. The SS sends downlink MAC padding bits on the DL RMC.

3. Set the parameters of the reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.1.3.3_F.5-1 as appropriate.

4. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during the test interval and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

8.3.1.3.3_F.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.3.1.3.3_F.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
pdsch-ConfigDedicated	PDSCH-ConfigDedicated-DEFAULT
antennaInfo-r10 CHOICE {
explicitValue-r10	AntennaInfoDedicated-r10
}
csi-RS-ConfigNZPToAddModList-r11	CSI-RS-ConfigNZP-r11-DEFAULT
csi-RS-ConfigZPToAddModList-r11	CSI-RS-ConfigZP-r11-DEFAULT
pdsch-ConfigDedicated-v1130	PDSCH-ConfigDedicated-v1130-DEFAULT
}

Table 8.3.1.3.3_F.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path:36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB-3		2TX
}

Table 8.3.1.3.3_F.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm10-v1130
}
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}

Table 8.3.1.3.3_F.4.3-4: CSI-RS-ConfigNZP-r11-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CSI-RS-ConfigNZP-r11 ::= SEQUENCE {
csi-RS-ConfigNZPId-r11	1
antennaPortsCount-r11	an2
resourceConfig-r11	0
subframeConfig-r11	2
scramblingIdentity-r11	126
qcl-CRS-Info-r11 SEQUENCE {
qcl-ScramblingIdentity-r11	0
crs-PortsCount-r11	n2
mbsfn-SubframeConfigList-r11	Not present
}
}

Table 8.3.1.3.3_F.4.3-5: CSI-RS-ConfigZP-r11-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CSI-RS-ConfigZP-r11 ::= SEQUENCE {
csi-RS-ConfigZPId-r11	1
resourceConfigList-r11	0010000000000000
subframeConfig-r11	2
}

Table 8.3.1.3.3_F.4.3-6: PDSCH-ConfigDedicated-v1130-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-v1130 ::= SEQUENCE {
dmrs-ConfigPDSCH-r11	DMRS-Config-r11-DEFAULT
qcl-Operation	typeB
re-MappingQCLConfigToAddModList-r11 SEQUENCE (SIZE (1..maxRE-MapQCL-r11)) OF SEQUENCE {	1 entry
pdsch-RE-MappingQCL-ConfigId-r11[1]	1
optionalSetOfFields-r11[1] SEQUENCE {
crs-PortsCount-r11	n2
crs-FreqShift-r11	0
mbsfn-SubframeConfigList-r11	Not present
pdsch-Start-r11	2
}
}
}

8.3.1.3.3_F.5 Test requirements

Table 8.3.1.3.3_F.3-1defines the primary level setting.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.2 for each throughput test shall meet or exceed the specified value in Table 8.3.1.3.3_F.5-1 for the specified SNR including test tolerances for all throughput tests.

Table 8.3.1.3.3_F.5-1: Test Requirements for quasi co-location type B with different Cell ID and Colliding CRS

Test Number		Reference Channel	OCNG Pattern		Propagation Conditions (Note 1)		Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
			TP 1	TP 2	TP 1	TP 2		Fraction of Maximum Throughput (%)	SNR (dB) (Note 3)
1	R.54 FDD		N/A	OP.1FDD	EPA5	ETU5	2×2 Low	70	15.3	≥2
Note 1: The propagation conditions for TP 1 and TP 2 are statistically independent. Note 2: Correlation matrix and antenna configuration parameters apply for each of TP 1 and TP 2. Note 3: SNR corresponds to of TP 2 as defined in clause 8.1.1.