8.2.4 LAA

36.521-13GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Part 1: Conformance testingRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification

8.2.4.1 LAA PDSCH CA Closed-Loop Spatial Multiplexing Performance

8.2.4.1.1 LAA PDSCH CA Closed Loop Spatial Multiplexing Performance with 4 Tx Antenna port and with FDD as Pcell (FDD single carrier)

8.2.4.1.1.1 Test purpose

The purpose of these tests is to verify the closed loop rank-two performance with frequency selective precoding for CA with LAA SCell(s).

8.2.4.1.1.2 Test applicability

This test applies to all types of E-UTRA FDD Release 13 and forward UEs of category ≥5 that support LAA with E-UTRA FDD as PCell.

8.2.4.1.1.3 Minimum conformance requirements

The parameters specified in Table 8.2.4.1.1.3-1 are valid for FDD CC and LAA SCell(s) unless otherwise stated. And the additional parameters specified in Table 8.2.4.1.1.3-2 are valid for LAA SCell(s).

Table 8.2.4.1.1.3-1: Common Test Parameters

Parameter

Unit

Value

Inter-TTI Distance

1

Number of HARQ processes per component carrier

Processes

8

Maximum number of HARQ transmission (Note 1)

4

Redundancy version coding sequence

{0,1,2,3} for QPSK and 16QAM

{0,0,1,2} for 64QAM and 256QAM

Cyclic Prefix

Normal

Cell_ID

0

Cross carrier scheduling

Not configured

Note 1: For retransmission in partial subframes, the TB size should be kept the same as the initial transmission regardless of the initial transmission is performed in full subframes or partial subframes.

Table 8.2.4.1.1.3-2: Additional Test Parameters for LAA SCell(s)

Parameter

Unit

Value

DMTC Periodicity

ms

80

dmtc-PeriodOffset-r12 ms80-r12

0

Discovery signal occasion duration

subframe

1

Power allocation of discovery signal

Same as power allocation of CRS within a transmission burst in the test

For CA with LAA SCell(s), the requirements are specified in Table 8.2.4.1.1.3-4, with the addition of the parameters in Table 8.2.4.1.1.3-1, Table 8.2.4.1.1.3-2, Table 8.2.4.1.1.3-3 and the downlink physical channel setup according to Annex C.3.2.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.2.4.1.1.3-3: Test Parameters for Dual-Layer Spatial Multiplexing (FRC)

Parameter

Unit

Value

Downlink power allocation

dB

-6

dB

-6 (Note 1)

σ

dB

3

at antenna port

dBm/15kHz

-98

Precoding granularity

PRB

4 for 3MHz and 5MHz CCs, 6 for 10MHz CCs, 8 for 15MHz and 20MHz CCs

PMI delay (Note 2)

ms

8

Reporting interval

ms

1

Reporting mode

PUSCH 1-2

CodeBookSubsetRestriction bitmap

0000000000000000000000000000000011111111111111110000000000000000

CSI request field (Note 3)

‘10’

PDSCH transmission mode

TM4

DL Burst transmission pattern for LAA SCell

As specified in B.8

The number of subframes set (S1) in a burst

{1,3,5,8}

Occupied OFDM symbols set in the last subframe

{6,9,12,14}

Random variable p defined in B.8

0.5

timing error relative of LAA SCell to PCell

μs

0

Frequency offset of th i-th LAA SCell relative to PCell

Hz

200

Note 1: .

Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Note 3: Multiple CC-s under test are configured as the 1st set of serving cells by higher layers.

Note 4: ACK/NACK bits are transmitted using PUSCH with PUCCH format 3.

Note 5: The same PDSCH transmission mode is applied to each component carrier.

Table 8.2.4.1.1.3-4: Single carrier performance for PCell for multiple CA configurations

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

1.4MHz

R.14-4 FDD

OP.1 FDD

EVA5

4×2 Low

70

10.4

3MHz

R.14-5 FDD

OP.1 FDD

EVA5

4×2 Low

70

9.5

5MHz

R.14-6 FDD

OP.1 FDD

EVA5

4×2 Low

70

9.5

10MHz

R.14 FDD

OP.1 FDD

EVA5

4×2 Low

70

10.1

15MHz

R.14-7 FDD

OP.1 FDD

EVA5

4×2 Low

70

10.1

20MHz

R.14-3 FDD

OP.1 FDD

EVA5

4×2 Low

70

10.3

Table 8.2.4.1.1.3-5: Single carrier performance for LAA SCell(s) for multiple CA configurations

Band-width

Sub-test (Note 2)

Reference channel

OCNG pattern

Propa-gation condition

Correlation matrix and antenna config.

Reference value

Fraction of nominal maximum throughput (%) (Note 1)

SNR (dB)

20MHz

1

R.1 FS3

OP.1 FS3

EVA5

4×2 Low

70

18.7

2

R.1 FS3

OP.1 FS3

EVA5

4×2 Low

70

18.6

3

R.1 FS3

OP.1 FS3

EVA5

4×2 Low

70

18.9

4

R.1 FS3

OP.1 FS3

EVA5

4×2 Low

70

19

Note 1: Fraction of nominal maximum throughput is calculated based on random transmission occasions of PDSCH.

Note 2: An UE is required to fulfil only one test of Sub-test 1-4 depending on UE capabilities of endingDwPTS and secondSlotStartingPosition. For an UE not supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 1; For an UE not supporting endingDwPTS but supporting secondSlotStartingPosition, it is required to fulfil Sub-test 2; For an UE supporting endingDwPTS but not supporting secondSlotStartingPosition, it is required to fulfil Sub-test 3; and For an UE supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 4.

Table 8.2.4.1.1.3-6: Minimum performance (FRC) based on single carrier performance for CA with LAA SCell(s)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement (Note 2)

UE Category

Total

PCell

LAA SCell

1

2×20

20

20

As defined in Table 8.2.4.1.1.3-4 and Table 8.2.4.1.1.3-5

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3C.

Note 2: Apply a per-CC requirement defined in 8.2.4.1.1.3-4 for PCell and apply a per-CC requirement defined in 8.2.4.1.1.3-5 for LAA SCell.

The normative reference for this requirement is TS 36.101 [2] clause 8.2.4.1.1

8.2.4.1.1.4 Test description

8.2.4.1.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.

Channel Bandwidths to be tested: 2x20MHz, according to Table 8.2.4.1.1.3-6.

CA Capability to be tested: According to Table 8.2.4.1.1.3-6

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.46 as appropriate.

2. The parameter settings for Pcell are set up according to Table 8.2.4.1.1.3-1 as appropriate.

3. Downlink signals for PCC are initially set up according to Annex C0, C.1 and C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.2.4.1.1.4.3.

8.2.4.1.1.4.2 Test procedure

1. Configure the LAA SCC according to Annex C.0, C.1 and Annex C.3.2 for all downlink physical channels. The parameter settings for the LAA SCC are specified in 8.2.4.1.1.3-1 and 8.2.4.1.1.3-2. Additionally, the SS shall configure the PCC and the SCC according to 8.2.4.1.1.3-3.

2. The SS shall configure SCC as per TS 36.508 [7] clause 5.2A.4. Message contents are defined in clause 8.2.4.1.1.4.3.

3. SS activates SCC by sending the activation MAC-CE (Refer TS 36.321 [13], clauses 5.13, 6.1.3.8). Wait for at least 2 seconds (Refer TS 36.133 [4], clauses 8.3.3.2).

4. SS transmits PDSCH via PDCCH DCI format 2 for C_RNTI to transmit the DL RMC according to Table 8.2.4.1.1.3-4 for PCC. The SS sends downlink MAC padding bits on the DL RMC.

5. SS transmits PDSCH via PDCCH DCI format 2 for C_RNTI to transmit the DL RMC according to Tables 8.2.4.1.1.3-2 and 8.2.4.1.1.3-5 for LAA SCC. The SS sends downlink MAC padding bits on the DL RMC. SS transmits PDCCH DCI format 1C for CC_RNTI in the last two subframes of every burst to indicate number of OFDM symbols in the DwPTS of ending partial subframe if required depending on UE capability according to TS 36.213 clause 13A as described in Table 8.2.4.1.1.3-5.

6. SS schedules the UL transmission to carry the PUSCH CSI feedback via PDCCH DCI format 0 with CSI request bit set to ‘10’ and IM_MCS=29 and N_PRB allocated to be less or equal to 20.

7. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR on each of the component carriers according to Tables 8.2.4.1.1.5-1 and 8.2.4.1.1.5-2 for the PCell and the LAA SCell, respectively.

8. Measure the average throughput per component carrier for a duration sufficient to achieve statistical significance according to Annex G clause G.3A.5 on both PCC and LAA SCC. Count the number of NACKs, ACKs and statDTXs on the UL during the test interval, for each component carrier and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

8.2.4.1.1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.2.4.1.1.4.3-1: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: TS 36.508 [7] clause 4.6.3, Table 4.6.3-6 PDSCH-ConfigDedicated-DEFAULT

Information Element

Value/remark

Comment

Condition

PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

p-a

dB-6

}

Table 8.2.4.1.1.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1, Table 5.5.1.2-1

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

antennaInfo CHOICE {

explicitValue ::= SEQUENCE {

transmissionMode

tm4

codebookSubsetRestriction CHOICE {

n4TxAntenna-tm4

0000000000000000000000000000000011111111111111110000000000000000

}

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

}

cqi-ReportConfig-r10

CQI-ReportConfig-r10-DEFAULT

}

Table 8.2.4.1.1.4.3-3: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-2AA

Information Element

Value/remark

Comment

Condition

CQI-ReportConfig-r10 ::= SEQUENCE {

RBC

cqi-ReportAperiodic-r10

CQI-ReportAperiodic-r10-DEFAULT

nomPDSCH-RS-EPRE-Offset

0

cqi-ReportPeriodic-r10

Not present

pmi-RI-Report-r9

Not present

csi-SubframePatternConfig-r10

Not present

}

Table 8.2.4.1.1.4.3-4: CQI-ReportAperiodic-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-1A

Information Element

Value/remark

Comment

Condition

CQI-ReportAperiodic-r10 ::=CHOICE {

setup SEQUENCE {

cqi-ReportModeAperiodic-r10

rm12

aperiodicCSI-Trigger-r10 ::= SEQUENCE {

trigger1-r10

11000000

Configure report for PCell and SCell (index = {0,1})

trigger2-r10

00000000

No report

}

}

}

Table 8.2.4.1.1.4.3-5: PhysicalConfigDedicatedSCell-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-6A

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated SCell-r10-DEFAULT ::= SEQUENCE {

nonUL-Configuration-r10 SEQUENCE {

antennaInfo-r10 SEQUENCE {

transmissionMode-r10

tm4

codebookSubsetRestriction-r10

0000000000000000000000000000000011111111111111110000000000000000

BIT STRING

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

pdsch-ConfigDedicated-r10 CHOICE {

p-a

dB-6

}

}

}

ul-Configuration-r10 SEQUENCE {

cqi-ReportConfigSCell-r10

CQI-ReportConfigSCell-r10-DEFAULT

}

Laa-ScellConfiguration-r13 SEQUENCE {

subframeStartPosition

‘s0’ or ‘s07’

Depending on UE capability, as described in Table 8.2.4.1.1.3-5

Laa-SCellSubframeConfig

‘00000000’

}

}

Table 8.2.4.1.1.4.3-6: CQI-ReportConfigSCell-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-2AB

Information Element

Value/remark

Comment

Condition

CQI-ReportConfigSCell-r10 ::= SEQUENCE {

cqi-ReportModeAperiodic-r10

rm12

nomPDSCH-RS-EPRE-Offset-r10

0

cqi-ReportPeriodicSCell-r10

Not present

pmi-RI-Report-r10

Not present

}

Table 8.2.4.1.1.4.3-7: PUCCH-ConfigDedicated-v1020-DEFAULT

Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-9A

Information Element

Value/remark

Comment

Condition

PUCCH-ConfigDedicated-v1020 ::= SEQUENCE {

pucch-Format-r10 CHOICE {

format3-r10 SEQUENCE {

n3PUCCH-AN-List-r10 SEQUENCE {

4

101

102

103

104

}

twoAntennaPortActivatedPUCCH-Format3-r10

Not present

}

}

}

Table 8.2.4.1.1.4.3-8: RadioResourceConfigCommon-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

RadioResourceConfigCommon-DEFAULT ::= SEQUENCE {

tdd-Config

Not present

}

Table 8.2.4.1.1.4.3-9: MeasDS-Config-DEFAULT

Derivation Path: 36.508 clause 4.6.6

Information Element

Value/remark

Comment

Condition

MeasDS-Config-DEFAULT ::= CHOICE {

setup SEQUENCE {

dmtc-PeriodOffset-r12 CHOICE {

ms80-r12

0

}

ds-OccasionDuration-r12 CHOICE {

durationTDD-r12

2

}

}

}

Table 8.2.4.1.1.4.3-10: PUSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

PUSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

betaOffset-ACK-Index

5

betaOffset-RI-Index

6

betaOffset-CQI-Index

5

}

8.2.4.1.1.5 Test requirement

Table 8.2.4.1.1.5-3 defines the test requirements based on the single carrier performance requirements for the FDD PCell defined in Table 8.2.4.1.1.5-1 and on the single carrier performance requirements for the LAA SCell defined in Table 8.2.4.1.1.5-2.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.3.2 for the FDD PCell and A.8 for the LAA SCell, for the selected throughput test, shall meet or exceed the specified value in Tables 8.2.4.1.1.5-1 and 8.2.4.1.1.5-2, respectively, for the specified SNR including test tolerances and uncertainties.

Table 8.2.4.1.1.5-1: Single carrier performance for PCell for multiple CA configurations

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

1.4MHz

R.14-4 FDD

OP.1 FDD

EVA5

4×2 Low

70

11.3

3MHz

R.14-5 FDD

OP.1 FDD

EVA5

4×2 Low

70

10.4

5MHz

R.14-6 FDD

OP.1 FDD

EVA5

4×2 Low

70

10.4

10MHz

R.14 FDD

OP.1 FDD

EVA5

4×2 Low

70

11

15MHz

R.14-7 FDD

OP.1 FDD

EVA5

4×2 Low

70

11

20MHz

R.14-3 FDD

OP.1 FDD

EVA5

4×2 Low

70

11.2

Table 8.2.4.1.1.5-2: Single carrier performance for LAA SCell(s) for multiple CA configurations

Band-width

Sub-test (Note 2)

Reference channel

OCNG pattern

Propa-gation condition

Correlation matrix and antenna config.

Reference value

Fraction of nominal maximum throughput (%) (Note 1)

SNR (dB)

20MHz

1

R.1 FS3

OP.1 FS3

EVA5

4×2 Low

70

19.6

2

R.1 FS3

OP.1 FS3

EVA5

4×2 Low

70

19.5

3

R.1 FS3

OP.1 FS3

EVA5

4×2 Low

70

19.8

4

R.1 FS3

OP.1 FS3

EVA5

4×2 Low

70

19.9

Note 1: Fraction of nominal maximum throughput is calculated based on random transmission occasions of PDSCH.

Note 2: An UE is required to fulfil only one test of Sub-test 1-4 depending on UE capabilities of endingDwPTS and secondSlotStartingPosition. For an UE not supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 1; For an UE not supporting endingDwPTS but supporting secondSlotStartingPosition, it is required to fulfil Sub-test 2; For an UE supporting endingDwPTS but not supporting secondSlotStartingPosition, it is required to fulfil Sub-test 3; and For an UE supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 4.

Table 8.2.4.1.1.5-3: Minimum performance (FRC) based on single carrier performance for CA with LAA SCell(s)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement (Note 2)

UE Category

Total

PCell

LAA SCell

1

2×20

20

20

As defined in Table 8.2.4.1.1.5-1 and Table 8.2.4.1.1.5-2

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3C.

Note 2: Apply a per-CC requirement defined in 8.2.4.1.1.5-1 for PCell and apply a per-CC requirement defined in 8.2.4.1.1.5-2 for LAA SCell.

8.2.4.1.2 LAA PDSCH CA Closed Loop Spatial Multiplexing Performance with 4 Tx Antenna port and with TDD as Pcell (TDD single carrier)

8.2.4.1.2.1 Test purpose

The purpose of these tests is to verify the closed loop rank-two performance with frequency selective precoding for CA with LAA SCell(s).

8.2.4.1.2.2 Test applicability

This test applies to all types of E-UTRA TDD Release 13 and forward UEs of category ≥5 that support LAA with E-UTRA TDD as PCell.

8.2.4.1.2.3 Minimum conformance requirements

The parameters specified in Table 8.2.4.1.2.3-1 are valid for TDD CC and LAA SCell(s) unless otherwise stated. And the additional parameters specified in Table 8.2.4.1.2.3-2 are valid for LAA SCell(s).

Table 8.2.4.1.2.3-1: Common Test Parameters (TDD)

Parameter

Unit

Value

Uplink downlink configuration (Note 1)

1

Special subframe configuration (Note 2)

4

Cyclic prefix

Normal

Cell ID

0

Inter-TTI Distance

1

Number of HARQ processes per component carrier

Processes

7

Maximum number of HARQ transmission (Note 3)

4

Redundancy version coding sequence

{0,1,2,3} for QPSK and 16QAM

{0,0,1,2} for 64QAM and 256QAM

Cross carrier scheduling

Not configured

Note 1: as specified in Table 4.2-2 in TS 36.211 [4].

Note 2: as specified in Table 4.2-1 in TS 36.211 [4].

Note 3: For retransmission in partial subframes, the TB size should be kept the same as the initial transmission regardless of the initial transmission is performed in full subframes or partial subframes.

Table 8.2.4.1.2.3-2: Additional Test Parameters for LAA SCell(s)

Parameter

Unit

Value

DMTC Periodicity

ms

80

dmtc-PeriodOffset-r12 ms80-r12

0

Discovery signal occasion duration

subframe

1

Power allocation of discovery signal

Same as power allocation of CRS within a transmission burst in the test

For CA with LAA SCell(s), the requirements are specified in Table 8.2.4.1.2.3-4, with the addition of the parameters in Table 8.2.4.1.2.3-1, Table 8.2.4.1.2.3-2, Table 8.2.4.1.2.3-3 and the downlink physical channel setup according to Annex C.3.2.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.2.4.1.2.3-3: Test Parameters for Dual-Layer Spatial Multiplexing (FRC)

Parameter

Unit

Value

Downlink power allocation

dB

-6

dB

-6 (Note 1)

σ

dB

3

at antenna port

dBm/15kHz

-98

Precoding granularity

PRB

4 for 3MHz and 5MHz CCs, 6 for 10MHz CCs, 8 for 15MHz and 20MHz CCs

PMI delay (Note 2)

ms

10 or 11

Reporting interval

ms

1 or 4 (Note 3)

Reporting mode

PUSCH 1-2

CodeBookSubsetRestriction bitmap

0000000000000000000000000000000011111111111111110000000000000000

CSI request field (Note 4)

‘10’

PDSCH transmission mode

TM4

DL Burst transmission pattern for LAA SCell

As specified in B.8

The number of subframes set (S1) in a burst

{1,3,5,8}

Occupied OFDM symbols set in the last subframe

{6,9,12,14}

Random variable p defined in B.8

0.5

timing error relative of LAA SCell to PCell

μs

0

Frequency offset of th i-th LAA SCell relative to PCell

Hz

200

Note 1: .

Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Note 3: For Uplink – downlink configuration 1 the reporting interval will alternate between 1ms and 4ms.

Note 4: Multiple CC-s under test are configured as the 1st set of serving cells by higher layers.

Note 5: ACK/NACK bits are transmitted using PUSCH with PUCCH format 3.

Note 6: The same PDSCH transmission mode is applied to each component carrier.

Table 8.2.4.1.2.3-4: Single carrier performance for PCell for multiple CA configurations

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

1.4MHz

R.43-1 TDD

OP.1 TDD

EVA5

4×2 Low

70

11.0

3MHz

R.43-2 TDD

OP.1 TDD

EVA5

4×2 Low

70

9.8

5MHz

R.43-3 TDD

OP.1 TDD

EVA5

4×2 Low

70

10.0

10MHz

R.43-4 TDD

OP.1 TDD

EVA5

4×2 Low

70

10.5

15MHz

R.43-5 TDD

OP.1 TDD

EVA5

4×2 Low

70

10.6

20MHz

R.43 TDD

OP.1 TDD

EVA5

4×2 Low

70

10.7

Table 8.2.4.1.2.3-5: Single carrier performance for LAA SCell for multiple CA configurations

Bandwidth

Sub-test

(Note 2)

Reference channel

OCNG pattern

Propa-gation condition

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%) (Note 1)

SNR (dB)

20MHz

1

R.1 FS3

OP.1 FS3

EVA5

4×2 Low

70

18.7

2

R.1 FS3

OP.1 FS3

EVA5

4×2 Low

70

18.6

3

R.1 FS3

OP.1 FS3

EVA5

4×2 Low

70

18.9

4

R.1 FS3

OP.1 FS3

EVA5

4×2 Low

70

19

Note 1: Fraction of nominal maximum throughput is calculated based on random transmission occasions of PDSCH.

Note 2: An UE is required to fulfil only one test of Sub-test 1-4 depending on UE capabilities of endingDwPTS and secondSlotStartingPosition. For an UE not supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 1; For an UE not supporting endingDwPTS but supporting secondSlotStartingPosition, it is required to fulfil Sub-test 2; For an UE supporting endingDwPTS but not supporting secondSlotStartingPosition, it is required to fulfil Sub-test 3; and For an UE supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 4.

Table 8.2.4.1.2.3-6: Minimum performance (FRC) based on single carrier performance for CA with LAA SCell(s)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement (Note 2)

UE Category

Total

PCell

LAA SCell

1

2×20

20

20

As defined in Table 8.2.4.1.2.3-4 and Table 8.2.4.1.2.3-5

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3C.

Note 2: Apply a per-CC requirement defined in 8.2.4.1.2.3-4 for PCell and apply a per-CC requirement defined in 8.2.4.1.2.3-5 for LAA SCell.

The normative reference for this requirement is TS 36.101 [2] clause 8.2.4.1.2

8.2.4.1.2.4 Test description

8.2.4.1.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.

Channel Bandwidths to be tested: 2x20MHz, according to Table 8.2.4.1.2.3-6.

CA Capability to be tested: According to Table 8.2.4.1.2.3-6

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.46 as appropriate.

2. The parameter settings for Pcell are set up according to Table 8.2.4.1.2.3-1 as appropriate.

3. Downlink signals for PCC are initially set up according to Annex C0, C.1 and C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.2.4.1.2.4.3.

8.2.4.1.2.4.2 Test procedure

1. Configure the LAA SCC according to Annex C.0, C.1 and Annex C.3.2 for all downlink physical channels. The parameter settings for the LAA SCC are specified in 8.2.4.1.2.3-1 and 8.2.4.1.2.3-2. Additionally, the SS shall configure the PCC and the SCC according to 8.2.4.1.2.3-3.

2. The SS shall configure SCC as per TS 36.508 [7] clause 5.2A.4. Message contents are defined in clause 8.2.4.1.2.4.3.

3. SS activates SCC by sending the activation MAC-CE (Refer TS 36.321 [13], clauses 5.13, 6.1.3.8). Wait for at least 2 seconds (Refer TS 36.133 [4], clauses 8.3.3.2).

4. SS transmits PDSCH via PDCCH DCI format 2 for C_RNTI to transmit the DL RMC according to Table 8.2.4.1.2.3-4 for PCC. The SS sends downlink MAC padding bits on the DL RMC.

5. SS transmits PDSCH via PDCCH DCI format 2 for C_RNTI to transmit the DL RMC according to Tables 8.2.4.1.2.3-2 and 8.2.4.1.2.3-5 for LAA SCC. The SS sends downlink MAC padding bits on the DL RMC. SS transmits PDCCH DCI format 1C for CC_RNTI in the last two subframes of every burst to indicate number of OFDM symbols in the DwPTS of ending partial subframe if required depending on UE capability according to TS 36.213 clause 13A as described in Table 8.2.4.1.2.3-5.

6. SS schedules the UL transmission to carry the PUSCH CSI feedback via PDCCH DCI format 0 with CSI request bit set to ‘10’ and I_MCS=29 and N_PRB allocated to be less or equal to 20.

7. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR on each of the component carriers according to Tables 8.2.4.1.2.5-1 and 8.2.4.1.2.5-2 for the PCell and the LAA SCell, respectively.

8. Measure the average throughput per component carrier for a duration sufficient to achieve statistical significance according to Annex G clause G.3A.5 on both PCC and LAA SCC. Count the number of NACKs, ACKs and statDTXs on the UL during the test interval, for each component carrier and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

8.2.4.1.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.2.4.1.2.4.3-1: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: TS 36.508 [7] clause 4.6.3, Table 4.6.3-6 PDSCH-ConfigDedicated-DEFAULT

Information Element

Value/remark

Comment

Condition

PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

p-a

dB-6

}

Table 8.2.4.1.2.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1, Table 5.5.1.2-1

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

antennaInfo CHOICE {

explicitValue ::= SEQUENCE {

transmissionMode

tm4

codebookSubsetRestriction CHOICE {

n4TxAntenna-tm4

0000000000000000000000000000000011111111111111110000000000000000

}

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

}

cqi-ReportConfig-r10

CQI-ReportConfig-r10-DEFAULT

}

Table 8.2.4.1.2.4.3-3: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-2AA

Information Element

Value/remark

Comment

Condition

CQI-ReportConfig-r10 ::= SEQUENCE {

RBC

cqi-ReportAperiodic-r10

CQI-ReportAperiodic-r10-DEFAULT

nomPDSCH-RS-EPRE-Offset

0

cqi-ReportPeriodic-r10

Not present

pmi-RI-Report-r9

Not present

csi-SubframePatternConfig-r10

Not present

}

Table 8.2.4.1.2.4.3-4: CQI-ReportAperiodic-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-1A

Information Element

Value/remark

Comment

Condition

CQI-ReportAperiodic-r10 ::=CHOICE {

setup SEQUENCE {

cqi-ReportModeAperiodic-r10

rm12

aperiodicCSI-Trigger-r10 ::= SEQUENCE {

trigger1-r10

11000000

Configure report for PCell and SCell (index = {0,1})

trigger2-r10

00000000

No report

}

}

}

Table 8.2.4.1.2.4.3-5: PhysicalConfigDedicatedSCell-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-6A

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated SCell-r10-DEFAULT ::= SEQUENCE {

nonUL-Configuration-r10 SEQUENCE {

antennaInfo-r10 SEQUENCE {

transmissionMode-r10

tm4

codebookSubsetRestriction-r10

0000000000000000000000000000000011111111111111110000000000000000

BIT STRING

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

pdsch-ConfigDedicated-r10 CHOICE {

p-a

dB-6

}

}

}

ul-Configuration-r10 SEQUENCE {

cqi-ReportConfigSCell-r10

CQI-ReportConfigSCell-r10-DEFAULT

}

Laa-ScellConfiguration-r13 SEQUENCE {

subframeStartPosition

‘s0’ or ‘s07’

Depending on UE capability, as described in Table 8.2.4.1.2.3-5

Laa-SCellSubframeConfig

‘00000000’

}

}

Table 8.2.4.1.2.4.3-6: CQI-ReportConfigSCell-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-2AB

Information Element

Value/remark

Comment

Condition

CQI-ReportConfigSCell-r10 ::= SEQUENCE {

cqi-ReportModeAperiodic-r10

rm12

nomPDSCH-RS-EPRE-Offset-r10

0

cqi-ReportPeriodicSCell-r10

Not present

pmi-RI-Report-r10

Not present

}

Table 8.2.4.1.2.4.3-7: PUCCH-ConfigDedicated-v1020-DEFAULT

Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-9A

Information Element

Value/remark

Comment

Condition

PUCCH-ConfigDedicated-v1020 ::= SEQUENCE {

pucch-Format-r10 CHOICE {

format3-r10 SEQUENCE {

n3PUCCH-AN-List-r10 SEQUENCE {

4

101

102

103

104

}

twoAntennaPortActivatedPUCCH-Format3-r10

Not present

}

}

}

Table 8.2.4.1.2.4.3-8: TDD-Configuration-DEFAULT

Derivation Path: 36.508 clause 4.6.4

Information Element

Value/remark

Comment

Condition

TDD-Configuration-DEFAULT ::= SEQUENCE {

subframeAssignment

Sa1

specialSubframePatterns

Ssp4

}

Table 8.2.4.1.2.4.3-9: MeasDS-Config-DEFAULT

Derivation Path: 36.508 clause 4.6.6

Information Element

Value/remark

Comment

Condition

MeasDS-Config-DEFAULT ::= CHOICE {

setup SEQUENCE {

dmtc-PeriodOffset-r12 CHOICE {

ms80-r12

0

}

ds-OccasionDuration-r12 CHOICE {

durationTDD-r12

2

}

}

}

Table 8.2.4.1.2.4.3-10: PUSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

PUSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

betaOffset-ACK-Index

5

betaOffset-RI-Index

6

betaOffset-CQI-Index

5

}

Table 8.2.4.1.2.4.3-10: Void

8.2.4.1.2.5 Test requirement

Table 8.2.4.1.2.5-3 defines the test requirements based on the single carrier performance requirements for the TDD PCell defined in Table 8.2.4.1.2.5-1 and on the single carrier performance requirements for the LAA SCell defined in Table 8.2.4.1.2.5-2.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.2 for the TDD PCell and A.8 for the LAA SCell, for the selected throughput test, shall meet or exceed the specified value in Tables 8.2.4.1.2.5-1 and 8.2.4.1.2.5-2, respectively, for the specified SNR including test tolerances and uncertainties.

Table 8.2.4.1.2.5-1: Single carrier performance for PCell for multiple CA configurations

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

1.4MHz

R.43-1 TDD

OP.1 TDD

EVA5

4×2 Low

70

11.9

3MHz

R.43-2 TDD

OP.1 TDD

EVA5

4×2 Low

70

10.7

5MHz

R.43-3 TDD

OP.1 TDD

EVA5

4×2 Low

70

10.9

10MHz

R.43-4 TDD

OP.1 TDD

EVA5

4×2 Low

70

11.4

15MHz

R.43-5 TDD

OP.1 TDD

EVA5

4×2 Low

70

11.5

20MHz

R.43 TDD

OP.1 TDD

EVA5

4×2 Low

70

11.6

Table 8.2.4.1.2.5-2: Single carrier performance for LAA SCell for multiple CA configurations

Bandwidth

Sub-test

(Note 2)

Reference channel

OCNG pattern

Propa-gation condition

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%) (Note 1)

SNR (dB)

20MHz

1

R.1 FS3

OP.1 FS3

EVA5

4×2 Low

70

19.6

2

R.1 FS3

OP.1 FS3

EVA5

4×2 Low

70

19.5

3

R.1 FS3

OP.1 FS3

EVA5

4×2 Low

70

19.8

4

R.1 FS3

OP.1 FS3

EVA5

4×2 Low

70

19.9

Note 1: Fraction of nominal maximum throughput is calculated based on random transmission occasions of PDSCH.

Note 2: An UE is required to fulfil only one test of Sub-test 1-4 depending on UE capabilities of endingDwPTS and secondSlotStartingPosition. For an UE not supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 1; For an UE not supporting endingDwPTS but supporting secondSlotStartingPosition, it is required to fulfil Sub-test 2; For an UE supporting endingDwPTS but not supporting secondSlotStartingPosition, it is required to fulfil Sub-test 3; and For an UE supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 4.

Table 8.2.4.1.2.5-3: Minimum performance (FRC) based on single carrier performance for CA with LAA SCell(s)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement (Note 2)

UE Category

Total

PCell

LAA SCell

1

2×20

20

20

As defined in Table 8.2.4.1.2.5-1 and Table 8.2.4.1.2.5-2

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3C.

Note 2: Apply a per-CC requirement defined in 8.2.4.1.2.5-1 for PCell and apply a per-CC requirement defined in 8.2.4.1.2.5-2 for LAA SCell.