7.3A.1 Reference sensitivity level for CA (intra-band contiguous DL CA and UL CA)

36.521-13GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Part 1: Conformance testingRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification

7.3A.1.1 Test purpose

To verify the ability of UE that support CA to receive data with a given average throughput for a specified reference measurement channel, under conditions of low signal level, ideal propagation and no added noise.

A UE unable to meet the throughput requirement under these conditions will decrease the effective coverage area of an e-NodeB.

7.3A.1.2 Test applicability

This test case applies to all types of E-UTRA UE release 10 and forward that support intra-band contiguous DL CA and UL CA.

7.3A.1.3 Minimum conformance requirements

The minimum conformance requirements are defined in clause 7.3A.0.

7.3A.1.4 Test description

7.3A.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies, and channel bandwidths based on E-UTRA CA configurations specified in table 5.4.2A.1-1. All of these configurations shall be tested with applicable test parameters for each channel bandwidth, and are shown in table 7.3A.1.4.1-1. The details of the uplink reference measurement channels (RMCs) are specified in Annex A.2. Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Table 7.3A.1.4.1-1: Test Configuration Table

Initial Conditions

Test Environment as specified in

TS 36.508[7] subclause 4.1

NC, TL/VL, TL/VH, TH/VL, TH/VH

Test Frequencies as specified in

TS36.508 [7] subclause 4.3.1 for different CA bandwidth classes, and PCC and SCCs are mapped onto physical frequencies according to Table 7.1-2

C: Low range, High range

Test CC Combination setting (NRB_agg) as specified in subclause 5.4.2A.1 for the CA Configuration across bandwidth combination sets supported by the UE.

Lowest NRB_agg, Highest NRB_agg

(Note 3)

Test Parameters for CA Configurations

CA Configuration / NRB_agg

DL Allocation

UL Allocation

PCC
NRB

SCC

NRB

CC
MOD

PCC & SCC RB allocation

CC
MOD

NRB_alloc

PCC & SCC RB allocations
(LCRB @ RBstart)

25

25

QPSK

25+25

QPSK

50

P_25@0

S_25@0

50

25

QPSK

50+25

QPSK

25

P_25@25

S_0@0

50

50

QPSK

50+50

QPSK

25

P_25@25

S_0@0

50

100

QPSK

50+100

QPSK

150

P_50@0

S_100@0

75

25

QPSK

75+25

QPSK

100

P_75@0

S_25@0

75

50

QPSK

75+50

QPSK

75

P_75@0

S_0@0

75

75

QPSK

75+75

QPSK

75

P_75@0

S_0@0

75

75

QPSK

75+75

QPSK

129

P_75@0

S_54@0

75

75

QPSK

75+75

QPSK

150

P_75@0

S_75@0

100

25

QPSK

100+25

QPSK

50

P_50@50

S_0@0

100

25

QPSK

100+25

QPSK

125

P_100@0

S_25@0

100

50

QPSK

100+50

QPSK

75

P_75@25

S_0@0

100

50

QPSK

100+50

QPSK

150

P_100@0

S_50@0

100

75

QPSK

100+75

QPSK

175

P_100@0

S_75@0

100

100

QPSK

100+100

QPSK

50

P_50@50

S_0@0

100

100

QPSK

100+100

QPSK

75

P_75@25

S_0@0

100

100

QPSK

100+100

QPSK

130

P_100@0

S_30@0

100

100

QPSK

100+100

QPSK

200

P_100@0

S_100@0

Note 1: CA Configuration Test CC Combination settings are checked separately for each CA Configuration, which applicable aggregated channel bandwidths are specified in Table 5.4.2A.1-1.

Note 2: Depending on CA configurations, only the appropriate Uplink RB allocation value according to table 7.3A.0-1 for UE supporting two uplink carriers is tested per Test CA configuration.

Note 3: If the UE supports multiple CC Combinations in the CA Configuration with the same NRB_agg, only the combination with the highest NRB_PCC is tested.

1. Connect the SS to the UE antenna connectors as shown in TS 36.508[7] Annex A Figure group A.32 as appropriate if the UE supports 2 Rx antennas or Figure A.80 if the UE supports 4 Rx antennas in the band.

2. The parameter settings for the cell are set up according to TS 36.508 [7] subclause 4.4.3.

3. Downlink signals for PCC are initially set up according to Annex C.0, C.1, and C.3.1, and uplink signals according to Annex H.1 and H.3.0.

4. The UL and DL Reference Measurement channels are set according to Table 7.3A.1.4.1-1.

5. Propagation conditions are set according to Annex B.0.

6. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 7.3A.1.4.3.

7.3A.1.4.2 Test procedure

1. Configure SCC according to Annex C.0, C.1 and Annex C.3.1 for all downlink physical channels.

2. The SS shall configure SCC as per TS 36.508 [7] clause 5.2A.4. Message contents are defined in clause 7.3A.1.4.3

3. SS activates SCC by sending the activation MAC-CE (Refer TS 36.321 [13], clauses 5.13, 6.1.3.8). Wait for at least 2 seconds (Refer TS 36.133, clauses 8.3.3.2).

4. SS transmits PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC according to Tables 7.3A.1.4.1-1 on both PCC and SCC. The SS sends downlink MAC padding bits on the DL RMC.

5. SS sends uplink scheduling information for each UL HARQ process via PDCCH DCI format 0 for C_RNTI to schedule the UL RMC according to Table 7.3A.1.4.1-1 on both PCC and SCC. Since the UE has no payload and no loopback data to send the UE sends uplink MAC padding bits on the UL RMC.

6. Set the Downlink signal level for PCC and SCC to the appropriate REFSENS value defined in Table 7.3A.1.5-1. Send continuously uplink power control "up" commands in every uplink scheduling information to the UE to ensure the UE transmits PUMAX level for at least the duration of the Throughput measurement.

7. Measure the average throughput for each component carrier for a duration sufficient to achieve statistical significance according to Annex G.2A.

7.3A.1.4.3 Message contents

Message contents are according to TS 36.508 [7] subclause 4.6. In test procedure step 2, for SCC configuration there are no additional message contents.

7.3A.1.5 Test requirement

For intra-band contiguous carrier aggregation the throughput of each component carrier shall be ≥ 95% of the maximum throughput of the reference measurement channels as specified in Annexes A.2.2, A.2.3 and A.3.2 (with one sided dynamic OCNG Pattern OP.1 FDD/TDD for the DL-signal as described in Annex A.5.1.1/A.5.2.1) with parameters specified in Table 7.3A.1.5-1 and table 7.3A.1.5-2.

Table 7.3A.1.5-1: Reference sensitivity QPSK PREFSENS for intra-band

CA Configuration

100RB+25RB

100RB+50RB

75RB+75RB

75RB+50RB

100RB+75RB

100RB+100RB

Duplex Mode

100RB

25RB

100RB

50RB

75RB

75RB

75RB

50RB

100RB

75RB

100RB

100RB

CA_1C

-94.5

-94.5

-93.3

-93.3

FDD

-97.24

-97.24

-96.04

-96.04

CA_3C

-90.3

-96.3

-90.3

-93.3

-90.3

-91.5

-90.3

-90.3

FDD

-93.04

-99.04

-93.04

-96.04

-93.04

-94.24

-93.04

-93.04

CA_7C

-92.5

-92.5

-92.5

-94.3

-91.3

-91.3

FDD

-95.24

-95.24

-95.24

-97.04

-94.04

-94.04

CA_38C

-94.5

-94.5

-93.3

-93.3

TDD

CA_39C

-93.3

-99.3

-93.3

-96.3

-93.3

-94.5

TDD

-96.04

-102.04

-96.04

-99.04

-96.04

-97.24

CA_40C

-93.3

-96.3

-94.5

-94.5

-93.3

-94.5

-93.3

-93.3

TDD

-96.04

-99.04

-97.24

-97.24

-96.04

-97.24

-96.04

-96.04

CA_41C

-91.3

-97.3

-91.3

-94.3

-92.5

-92.5

-92.5

-94.3

-91.3

-92.5

-91.3

-91.3

TDD

-94.04

-97.04

-95.24

-95.24

-95.24

-97.04

-94.04

-95.24

-94.04

-94.04

CA_42C

-92

-98

-92

-95

-92

-93.2

-92

-92

TDD

-94.24

-100.24

-94.24

-97.24

-94.24

-95.44

-94.24

-94.24

Note 1: The transmitter shall be set to PUMAX as defined in subclause 6.2.5 for one uplink carrier and in subclause 6.2.5A for two uplink carriers.

Note 2: The reference measurement channel is specified in A.3.2 with one sided dynamic OCNG Pattern OP.1 FDD/TDD as described in Annex A.5.1.1/A.5.2.1

Note 3: The signal power is specified per port

Note 4: Applicable only if operation with 4 antenna ports is supported in the band with carrier aggregation configured.

For the UE which supports inter-band carrier aggregation configurations the ΔRIB,c in Tables 7.3.3-1A, 7.3.3-1B and 7.3.3-1C shall be applied for applicable bands.

In case the UE supports more than one of the inter-band carrier aggregation configurations and a E-UTRA operating band belongs to more than one inter-band carrier aggregation configurations then:

– When the E-UTRA operating band frequency range is ≤ 1GHz, the applicable additional tolerance shall be the average of the tolerances in Table 7.3.3-1A, truncated to one decimal place that would apply for that operating band among the supported CA configurations. In case there is a harmonic relation between low band UL and high band DL (i.e. bands listed in Table 7.3A.0-0a), then the maximum tolerance among the different supported carrier aggregation configurations involving such band shall be applied

– When the E-UTRA operating band frequency range is >1GHz, the applicable additional tolerance shall be the maximum tolerance in Table 7.3.3-1A that would apply for that operating band among the supported CA configurations

The reference receive sensitivity (REFSENS) requirement for intra-band specified in Table 7.3A.1.5-1 shall be met for each uplink CA configurations less than or equal to that specified in Table 7.3A.1.5-2.

NOTE: Table 7.3A.1.5-2 does not necessarily reflect the operational conditions of the network, where the number of uplink and downlink allocated resource blocks will be practically constrained by other factors.

Table 7.3A.1.5-2: Intra-band CA uplink configuration for reference sensitivity

CA configuration / CC combination / NRB_agg / Duplex mode

CA configuration

100RB+25RB

100RB+50RB

75RB+75RB

75RB+50RB

100RB+75RB

100RB+100RB

Duplex Mode

PCC

SCC

PCC

SCC

PCC

SCC

PCC

SCC

PCC

SCC

PCC

SCC

CA_1C

N/A

N/A

N/A

N/A

75

54

N/A

N/A

N/A

N/A

100

30

FDD

CA_3C

50

0

50

0

N/A

N/A

N/A

N/A

50

0

50

0

FDD

CA_7C

N/A

N/A

N/A

N/A

75

0

75

0

N/A

N/A

75

0

FDD

CA_38C

N/A

N/A

N/A

N/A

75

75

N/A

N/A

N/A

N/A

100

100

TDD

CA_39C

100

25

100

50

N/A

N/A

N/A

N/A

100

75

N/A

N/A

TDD

CA_40C

N/A

N/A

100

50

75

75

N/A

N/A

100

75

100

100

TDD

CA_41C

100

25

100

50

75

75

75

50

100

75

100

100

TDD

CA_42C

100

25

100

50

N/A

N/A

N/A

N/A

100

75

100

100

TDD

Note 1: The carrier centre frequency of SCC in the UL operating band is configured closer to the DL operating band.

Note 2: The transmitted power over both PCC and SCC shall be set to PUMAX as defined in subclause 6.2.5 for one uplink carrier and in subclause 6.2.5A for two uplink carriers.

Note 3: The UL resource blocks in both PCC and SCC shall be confined within the transmission bandwidth configuration for the channel bandwidth (Table 5.4.2A-1).

Note 4: The UL resource blocks in PCC shall be located as close as possible to the downlink operating band, while the UL resource blocks in SCC shall be located as far as possible from the downlink operating band.

Note 5: In case a CA configuration consists of CC channel bandwidths which are unequal in bandwidth the PCC channel bandwidth shall be the larger one for reference sensitivity test.