8.3.2 TDD

36.521-13GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Part 1: Conformance testingRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification

The parameters specified in Table 8.3.2-1 are valid for TDD unless otherwise stated.

Table 8.3.2-1: Common Test Parameters for User-specific Reference Symbols

Parameter

Unit

Value

Uplink downlink configuration (Note 1)

1

Special subframe configuration (Note 2)

4

Cyclic prefix

Normal

Cell ID

0

Inter-TTI Distance

1

Number of HARQ processes.
All these HARQ processes are used.

Processes

7

Maximum number of HARQ transmission

4

Redundancy version coding sequence

{0,1,2,3} for QPSK and 16QAM

{0,0,1,2} for 64QAM and 256QAM

Number of OFDM symbols for PDCCH

OFDM symbols

2

Precoder update granularity

Frequency domain:
1 PRB for Transmission mode 7 & 8,
1 PRG for Transmission mode 9 and 10

Time domain: 1 ms

ACK/NACK feedback mode

Multiplexing

Note 1: as specified in Table 4.2-2 in TS 36.211 [8].

Note 2: as specified in Table 4.2-1 in TS 36.211 [8].

For all test cases, the SNR is defined as:

,

where the superscript indicates the receiver antenna connector. The SNR requirement applies for the UE categories given for each test.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.2.

8.3.2.1 TDD PDSCH Single-layer Spatial Multiplexing Performance (UE-Specific Reference Symbols)

8.3.2.1.1 TDD PDSCH Single-layer Spatial Multiplexing on antenna port 5 (Release 8 and forward)

8.3.2.1.1.1 Test purpose

To verify the UE’s ability to receive a predefined test signal, representing a multi-path fading channel that is determined by the SNR with a percentage of the information bit throughput for a specified downlink Reference Measurement Channel (RMC) not falling below a specified value for single-layer transmission on antenna port 5 using user-specific reference signals with full RB or single RB allocation.

8.3.2.1.1.2 Test applicability

This test applies to all types of E-UTRA TDD UE release 8 and forward.

8.3.2.1.1.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.4.3.1, with the addition of the relevant parameters in Tables 8.3.2-1, 8.3.2.1.1.3-1, and the downlink physical channel setup according to Table C.3.2-1 in Annex C.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Tables 8.3.2.1.1.3-2 for the specified SNR.

Table 8.3.2.1.1.3-1: Test Parameters for Testing DRS

parameter

Unit

Test 1

Test 2

Test 3

Test 4

Downlink power allocation

dB

0

0

0

0

dB

0 (Note 1)

0 (Note 1)

0 (Note 1)

0 (Note 1)

σ

dB

0

0

0

0

Cell-specific reference signals

Antenna port 0

Beamforming model

Annex B.4.1

at antenna port

dBm/15kHz

-98

-98

-98

-98

Symbols for unused PRBs

OCNG

(Note 2)

OCNG

(Note 2)

OCNG

(Note 2)

OCNG

(Note 2)

PDSCH transmission mode

7

7

7

7

Note 1:

Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.2.1.1.3-2: Minimum performance DRS (FRC)

Test number

Bandwidth and MCS

Reference Channel

OCNG

Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

1

10 MHz

QPSK 1/3

R.25 TDD

OP.1 TDD

EPA5

2×2 Low

70

-0.8

≥1

2

10 MHz

16QAM 1/2

R.26 TDD

OP.1 TDD

EPA5

2×2 Low

70

7.0

≥2

3

10 MHz

64QAM 3/4

R.27 TDD

OP.1 TDD

EPA5

2×2 Low

70

17.0

≥2

4

10 MHz

16QAM 1/2

R.28 TDD

OP.1 TDD

EPA5

2×2 Low

30

1.7

≥1

The normative reference for this requirement is TS 36.101 [2] clause 8.3.2.

8.3.2.1.1.4 Test description

8.3.2.1.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.2.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.10 for antenna configuration 2×2.

2. The parameter settings for the cell are set up according to Tables 8.3.2-1 and 8.3.2.1.1.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.2.1.1.4.3.

8.3.2.1.1.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 1 for C_RNTI to transmit the DL RMC according to Tables 8.3.2.1.1.3-1, 8.3.2.1.1.3-2. The SS sends downlink MAC padding bits on the DL RMC.

2. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.2.1.1.5-1 as appropriate.

BCH/CRS/PDCCH/PCFICH are sent on antenna port 0 using one Tx antenna, while DRS/Dedicated data for the test UE are sent on antenna port 5 using two Tx antennas with beam-forming model as specified in Annex B.4.1 and precoder update granularity specified in Table 8.3.2-1.

3. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during each test interval and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

4. Repeat steps from 1 to 3 for each test interval in Tables 8.3.2.1.1.5-1 as appropriate.

8.3.2.1.1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions.

Table 8.3.2.1.1.4.3-1: PhysicalConfigDedicated-DEFAULT: Additional TDD PDSCH DRS performance downlink power allocation test point 1 requirement for Test number 1 – 4

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

antennaInfo CHOICE {

antennaInfoDedicated ::= SEQUENCE {

transmissionMode

tm7

ue-TransmitAntennaSelection CHOICE {

Release

NULL

}

}

}

}

8.3.2.1.1.5 Test requirement

Table 8.3.2.1.1.3-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.3.1 for each throughput test shall meet or exceed the specified value in Table 8.3.2.1.1.5-1 for the specified SNR including test tolerances for all throughput tests.

Table 8.3.2.1.1.5-1: Test requirement DRS

Test number

Bandwidth and MCS

Reference Channel

OCNG

Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

1

10 MHz

QPSK 1/3

R.25 TDD

OP.1 TDD

EPA5

2×2 Low

70

0.1

≥1

2

10 MHz

16QAM 1/2

R.26 TDD

OP.1 TDD

EPA5

2×2 Low

70

7.9

≥2

3

10 MHz

64QAM 3/4

R.27 TDD

OP.1 TDD

EPA5

2×2 Low

70

17.9

≥2

4

10 MHz

16QAM 1/2

R.28 TDD

OP.1 TDD

EPA5

2×2 Low

30

2.6

≥1

8.3.2.1.1_1 TDD PDSCH Single-layer Spatial Multiplexing on antenna port 5 (Release 9 and forward)

8.3.2.1.1_1.1 Test purpose

Same test purpose as in clause 8.3.2.1.1.1.

8.3.2.1.1_1.2 Test applicability

This test applies to all types of E-UTRA TDD UE release 9 and forward of UE category 1.

8.3.2.1.1_1.3 Minimum conformance requirements

Same minimum conformance requirements as in clause 8.3.2.1.1.3 with the following exceptions:

– Instead of Table 8.3.2.1.1.3-1 ‑> use Table 8.3.2.1.1_1.3-1.

– Instead of Table 8.3.2.1.1.3-2 ‑> use Table 8.3.2.1.1_1.3-2.

Table 8.3.2.1.1_1.3-1: Test Parameters for Testing DRS (Antenna port 5)

Parameter

Unit

Test 1
(Note 4)

Test 2

Test 3

Test 4
(Note 4)

Downlink power allocation

dB

N/A

0

0

NA

dB

0 (Note 1)

0 (Note 1)

σ

dB

0

0

Cell-specific reference signals

Antenna port 0

Beamforming model

Annex B.4.1

at antenna port

dBm/15kHz

N/A

-98

-98

NA

Symbols for unused PRBs

N/A

OCNG

(Note 2)

OCNG

(Note 2)

N/A

PDSCH transmission mode

N/A

7

7

N/A

Note 1:

Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Note 3: The modulation symbols of the signal under test are mapped onto antenna port 5.

Note 4: This tests are covered in subclause 8.3.2.1.1

Table 8.3.2.1.1_1.3-2: Minimum performance DRS (FRC) (Antenna port 5)

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

1
(Note 1)

N/A

2

5MHz

16QAM 1/2

R.26-1 TDD

OP.1 TDD

EPA5

2×2 Low

70

7.0

1

3

10 MHz

64QAM 3/4

R.27-1 TDD

OP.1 TDD

EPA5

2×2 Low

70

17.0

1

4
(Note 1)

N/A

Note 1: These tests are covered in subclause 8.3.2.1.1

The normative reference for this requirement is TS 36.101 [2] clause 8.3.2.

8.3.2.1.1_1.4 Test description

Same test description as in clause 8.3.2.1.1.4 with the following exceptions:

– Instead of Table 8.3.2.1.1.3-1 ‑> use Table 8.3.2.1.1_1.3-1.

– Instead of Table 8.3.2.1.1.3-2 ‑> use Table 8.3.2.1.1_1.3-2.

– Initial conditions – Bandwidths to be tested: Depending on the bandwidth specified per test number in Table 8.3.2.1.1_1.3-2, as defined in TS 36.508 [7] clause 4.3.1.2.

– Instead of Table 8.3.2.1.1.5-1 ‑> use Table 8.3.2.1.1_1.5-1.

8.3.2.1.1_1.5 Test requirement

Same test requirement as in clause 8.3.2.1.1.5 with the following exceptions:

– Instead of Table 8.3.2.1.1.3-1 ‑> use Table 8.3.2.1.1_1.3-1.

– Instead of Table 8.3.2.1.1.5-1 ‑> use Table 8.3.2.1.1_1.5-1.

Table 8.3.2.1.1_1.5-1: Test requirement DRS (FRC) (Antenna port 5)

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

1
(Note 1)

N/A

2

5MHz

16QAM 1/2

R.26-1 TDD

OP.1 TDD

EPA5

2×2 Low

70

7.9

1

3

10 MHz

64QAM 3/4

R.27-1 TDD

OP.1 TDD

EPA5

2×2 Low

70

17.9

1

4
(Note 1)

N/A

Note 1: These tests are covered in subclause 8.3.2.1.1

8.3.2.1.2 TDD PDSCH Single-layer Spatial Multiplexing on antenna port 7 or 8 without a simultaneous transmission

8.3.2.1.2.1 Test purpose

To verify the UE’s ability to receive a predefined test signal, representing a multi-path fading channel that is determined by the SNR with a percentage of the information bit throughput for a specified downlink Reference Measurement Channel (RMC) not falling below a specified value for single-layer transmission on antenna port 7 or 8 without a simultaneous transmission on the other antenna port using DM-RS with full RB allocation.

8.3.2.1.2.2 Test applicability

This test applies to Release 9 UEs that support enhanced Dual Layer TDD (TM8) and all types of E-UTRATDD UE release 10 and forward.

8.3.2.1.2.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.4.3.2, with the addition of the relevant parameters in Tables 8.3.2-1, 8.3.2.1.2.3-1, and the downlink physical channel setup according to Table C.3.2-1 in Annex C.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Tables 8.3.2.1.2.3-2 for the specified SNR.

Table 8.3.2.1.2.3-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer)

parameter

Unit

Test 1

Test 2

Test 3

Test 4

(Note 3)

Test 5

(Note 3)

Downlink power allocation

dB

0

0

0

N/A

N/A

dB

0 (Note 1)

0 (Note 1)

0 (Note 1)

N/A

N/A

σ

dB

-3

-3

-3

Cell-specific reference signals

Antenna port 0 and antenna port 1

at antenna port

dBm/15kHz

-98

-98

-98

N/A

N/A

Symbols for unused PRBs

OCNG (Note 4)

OCNG (Note 4)

OCNG (Note 4)

N/A

N/A

Simultaneous transmission

No

No

No

N/A

N/A

Note 1:

Note 2: The modulation symbols of the signal under test are mapped onto antenna port 7 or 8.

Note 3: Test 4 and Test 5 are covered in subclause 8.3.2.1.3.

Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.2.1.2.3-2: Minimum performance for CDM-multiplexed DM RS without simultaneous transmission (FRC)

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

1

10 MHz

QPSK 1/3

R.31 TDD

OP.1 TDD

EVA5

2×2 Low

70

-1.0

≥1

2

10 MHz

16QAM 1/2

R.32 TDD

OP.1 TDD

EPA5

2×2 Medium

70

7.7

≥2

5MHz

16QAM 1/2

R.32-1 TDD

OP.1 TDD

EPA5

2×2 Medium

70

7.7

1

3

10 MHz

64QAM 3/4

R.33 TDD

OP.1 TDD

EPA5

2×2 Low

70

17.7

≥2

10 MHz

64QAM 3/4

R.33-1 TDD

OP.1 TDD

EPA5

2×2 Low

70

17.7

1

The normative reference for this requirement is TS 36.101 [2] clause 8.3.2.

8.3.2.1.2.4 Test description

8.3.2.1.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.2.

Bandwidths to be tested: Depending on the bandwidth specified per test number in Table 8.3.2.1.2.3-2, as defined in TS 36.508 [7] clause 4.3.1.2.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.10.

2. The parameter settings for the cell are set up according to Tables 8.3.2-1 and 8.3.2.1.2.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.2.1.2.4.3.

8.3.2.1.2.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2B for C_RNTI to transmit the DL RMC according to Tables 8.3.2.1.2.3-1, 8.3.2.1.2.3-2. The SS sends downlink MAC padding bits on the DL RMC.

2. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.2.1.2.5-1 as appropriate.
BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/Dedicated data for the test UE are sent on antenna port 7 (or 8) using two Tx antennas with beam-forming model as specified in Annex B.4.1 and precoder update granularity specified in Table 8.3.2-1.

3. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during each test interval and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

4. Repeat steps from 1 to 3 for each test interval in Tables 8.3.2.1.2.5-1 as appropriate.

8.3.2.1.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions.

Table 8.3.2.1.2.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

antennaInfo CHOICE {

antennaInfoDedicated ::= SEQUENCE {

transmissionMode

tm8-v920

}

}

Extension ::= SEQUENCE {

antennaInfo-v920 ::= SEQUENCE{

codebookSubsetRestriction-v920 CHOICE {

n2TxAntenna-tm8-r9

111111

}

}

}

}

8.3.2.1.2.5 Test requirement

Table 8.3.2.1.2.3-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.3.2 for each throughput test shall meet or exceed the specified value in Table 8.3.2.1.2.5-1 for the specified SNR including test tolerances for all throughput tests.

Table 8.3.2.1.2.5-1: Test requirement for CDM-multiplexed DM RS without simultaneous transmission (FRC)

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

1

10 MHz

QPSK 1/3

R.31 TDD

OP.1 TDD

EVA5

2×2 Low

70

-0.1

≥1

2

10 MHz

16QAM 1/2

R.32 TDD

OP.1 TDD

EPA5

2×2 Medium

70

8.6

≥2

5 MHz

16QAM 1/2

R.32-1 TDD

OP.1 TDD

EPA5

2×2 Medium

70

8.6

1

3

10 MHz

64QAM 3/4

R.33 TDD

OP.1 TDD

EPA5

2×2 Low

70

18.6

≥2

10 MHz

64QAM 3/4

R.33-1 TDD

OP.1 TDD

EPA5

2×2 Low

70

18.6

1

8.3.2.1.2_D TDD PDSCH Single-layer Spatial Multiplexing on antenna ports 7 or 8 without a simultaneous transmission for eDL-MIMO

8.3.2.1.2_D.1 Test purpose

To verify the UE’s ability to receive a predefined test signal, representing a multi-path fading channel that is determined by the SNR with a percentage of the information bit throughput for a specified downlink Reference Measurement Channel (RMC) not falling below a specified value for single-layer transmission on antenna ports 7 or 8 without a simultaneous transmission on the other antenna port and multiple CSI reference symbol configurations with non-zero and zero transmission power.

8.3.2.1.2_D.2 Test applicability

This test applies to all types of E-UTRA TDD release 10 to release 14 UE. Applicability requires support for FGI bit 104.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13. Applicability requires support for FGI bit 104.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher.

8.3.2.1.2_D.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.4.3.5, with the addition of the relevant parameters in Tables 8.3.2-1, 8.3.2.1.2_D.3-1, and the downlink physical channel setup according to Table C.3.2-1 in Annex C.3.2.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.2.1.2_D.3-2 for the specified SNR.

Table 8.3.2.1.2_D.3-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with multiple CSI-RS configurations

Parameter

Unit

Test 1

Test 2

Test 3

Downlink power allocation

dB

0

0

0

dB

0 (Note 1)

0 (Note 1)

0 (Note 1)

σ

dB

-3

-3

-3

Cell-specific reference signals

Antenna ports 0,1

CSI reference signals

Antenna ports 15,…,22

Antenna ports 15,…,18

Antenna ports 15,…,18

Beamforming model

Annex B.4.1

Annex B.4.1

Annex B.4.1

CSI-RS periodicity and subframe offset
TCSI-RS / CSI-RS

Subframes

5 / 4

5 / 4

5 / 4

CSI reference signal configuration

1

3

3

Zero-power CSI-RS configuration

ICSI-RS /
ZeroPowerCSI-RS bitmap

Subframes / bitmap

4 /
0010000100000000

4 /
0010000000000000

4/

0010000000000000

at antenna port

dBm/15kHz

-98

-98

-98

Symbols for unused PRBs

OCNG (Note 4)

OCNG (Note 4)

OCNG (Note 4)

Number of allocated resource blocks (Note 2)

PRB

50

50

100

Simultaneous transmission

No

Yes (Note 3, 5)

No

PDSCH transmission mode

9

9

9

Note 1: .

Note 2: The modulation symbols of the signal under test are mapped onto antenna port 7 or 8.

Note 3: Modulation symbols of an interference signal is mapped onto the antenna port (7 or 8) not used for the input signal under test.

Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Note 5: The two UEs’ scrambling identities are set to 0 for CDM-multiplexed DM RS with interfering simultaneous transmission test cases.

Table 8.3.2.1.2_D.3-2: Minimum performance for CDM-multiplexed DM RS without simultaneous transmission (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

UE DL Cate-gory

Fraction of Maximum

Throughput (%)

SNR (dB)

1

10 MHz

QPSK 1/3

R.50 TDD

OP.1 TDD

EVA5

2×2 Low

70

-0.6

≥1

≥6

3

20MHz

256QAM

R. 66 TDD

OP.1 TDD

EPA5

2×2 Low

70

24.3

11-12

≥11

The normative reference for this requirement is TS 36.101 [2] clause 8.3.2.1A.

8.3.2.1.2_D.4 Test description

8.3.2.1.2_D.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.2.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.10.

2. The parameter settings for the cell are set up according to Tables 8.3.2-1 and 8.3.2.1.2_D.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C.0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.2.1.2_D.4.3.

8.3.2.1.2_D.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Tables 8.3.2.1.2_D.3-1, 8.3.2.1.2_D.3-2. The SS sends downlink MAC padding bits on the DL RMC.

2. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.2.1.2_D.5-1 as appropriate.
BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/ PDSCH for the test UE are sent on antenna port 7 (or 8) using two Tx antennas with beam-forming model as specified in Annex B.4.1 and precoder update granularity specified in Table 8.3.2-1. CSI-RS are sent on antenna ports 15-22 using two Tx antennas with mapping according to beam-forming model as specified in Annex B.4.1.

3. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during each test interval and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

8.3.2.1.2_D.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.3.2.1.2_D.4.3-1: Void

Table 8.3.2.1.2_D.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: TS 36.508 [7] clause 4.8.2.1.6 Table 4.8.2.1.6-1 PhysicalConfigDedicated-DEFAULT

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

antennaInfo

Not present

antennaInfo-r10 CHOICE{

explicitValue-r10

AntennaInfoDedicated-r10

}

csi-RS-Config-r10

CSI-RS-Config-r10

}

Table 8.3.2.1.2_D.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10

tm9-v1020

codebookSubsetRestriction-r10

Not present

If the UE is configured with transmissionMode tm9, E-UTRAN only configures the field codebookSubsetRestriction if PMI/RI reporting is configured

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

Table 8.3.2.1.2_D.4.3-4: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE{

setup SEQUENCE {

antennaPortsCount-r10

an8

Parameter represents the number of antenna ports used for transmission of CSI reference signals

resourceConfig-r10

1

Parameter: CSI reference signal configuration

subframeConfig-r10

4

= when CSI-RS SubframeConfig is from 0-4; Parameter:

p-C-r10

-6 dB

Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback

}

}

zeroTxPowerCSI-RS-r10 CHOICE{

setup SEQUENCE {

zeroTxPowerResourceConfigList-r10

2, 7

Parameter: ZeroPowerCSI-RS

zeroTxPowerSubframeConfig-r10

4

Parameter:

}

}

}

8.3.2.1.2_D.5 Test requirement

Table 8.3.2.1.2_D.3-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.3.5 for the throughput test shall meet or exceed the specified value in Table 8.3.2.1.2_D.5-1 for the specified SNR including test tolerances for the throughput test.

Table 8.3.2.1.2_D.5-1: Test requirement for CDM-multiplexed DM RS without simultaneous transmission (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

1

10 MHz

QPSK 1/3

R.50 TDD

OP.1 TDD

EVA5

2×2 Low

70

0.3

1-8

8.3.2.1.2_H TDD PDSCH Single-layer Spatial Multiplexing on antenna ports 7 or 8 without a simultaneous transmission for eDL-MIMO for 256QAM in DL

8.3.2.1.2_H.1 Test purpose

Same test purpose as defined in clause 8.3.2.1.2_D.1.

8.3.2.1.2_H.2 Test applicability

This test applies to all types of E-UTRA TDD release 12 to release 14 UEs that support 256QAM in DL. Applicability requires support for FGI bit 104.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13 that support 256QAM in DL. Applicability requires support for FGI bit 104.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher that support 256QAM in DL.

8.3.2.1.2_H.3 Minimum conformance requirements

Same minimum conformance requirements as defined in clause 8.3.2.1.2_D.3.

8.3.2.1.2_H.4 Test description

8.3.2.1.2_H.4.1 Initial conditions

Same test procedure as defined in clause 8.3.2.1.2_D.4.1 with the following exceptions:

– Instead of Table 8.3.2.1.2_D.4.3-4 🡪 use Table 8.3.2.1.2_H.4.3-1.

8.3.2.1.2_H.4.2 Test procedure

Same test procedure as defined in clause 8.3.2.1.2_D.4.2 with the following exceptions:

– Instead of Table 8.3.2.1.2_D.5-1 🡪 use Table 8.3.2.1.2_H.5-1.

– CSI-RS are sent on antenna ports 15-22 using two Tx antennas with mapping according to beam-forming model as specified in Annex B.4.1 🡪 CSI-RS are sent on antenna ports 15-18 using two Tx antennas with mapping according to beam-forming model as specified in Annex B.4.1 in test step 2.

8.3.2.1.2_H.4.3 Message contents

Same message contents as defined in clause 8.3.2.1.2_D.4.3 with the following exceptions:

Table 8.3.2.1.2_H.4.3-1: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE{

setup SEQUENCE {

antennaPortsCount-r10

an4

Parameter represents the number of antenna ports used for transmission of CSI reference signals

}

}

resourceConfig-r10

3

Parameter: CSI reference signal configuration

subframeConfig-r10

4

= when CSI-RS SubframeConfig is from 0-4; Parameter:

p-C-r10

-3 dB

Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback

}

}

zeroTxPowerCSI-RS-r10 CHOICE{

setup SEQUENCE {

zeroTxPowerResourceConfigList-r10

2

Parameter: ZeroPowerCSI-RS

zeroTxPowerSubframeConfig-r10

4

Parameter:

}

}

}

8.3.2.1.2_H.5 Test requirement

Same test requirement as defined in clause 8.3.2.1.2_D.5 with the following exceptions:

– Instead of Table 8.3.2.1.2_D.5-1 🡪 use Table 8.3.2.1.2_H.5-1.

Table 8.3.2.1.2_H.5-1: Test requirement for CDM-multiplexed DM RS without simultaneous transmission (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

UE DL Category

Fraction of Maximum

Throughput (%)

SNR (dB)

3

20MHz

256QAM

R. 66 TDD

OP.1 TDD

EPA5

2×2 Low

70

25.2

11-12

≥11

8.3.2.1.3 TDD PDSCH Single-layer Spatial Multiplexing on antenna port 7 or 8 with a simultaneous transmission

8.3.2.1.3.1 Test purpose

To verify the UE’s ability to receive a predefined test signal, representing a multi-path fading channel that is determined by the SNR with a percentage of the information bit throughput for a specified downlink Reference Measurement Channel (RMC) not falling below a specified value for single-layer transmission on antenna port 7 or 8 with a simultaneous transmission on the other antenna port using DM-RS with full RB allocation.

8.3.2.1.3.2 Test applicability

This test applies to Release9 UEs that support enhanced Dual Layer TDD (TM8) and all types of E-UTRA TDD UE release 10 and forward.

8.3.2.1.3.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.4.3.2, with the addition of the relevant parameters in Tables 8.3.2-1, 8.3.2.1.3.3-1, and the downlink physical channel setup according to Table C.3.2-1 in Annex C.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Tables 8.3.2.1.3.3-2 for the specified SNR.

Table 8.3.2.1.3.3-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer)

parameter

Unit

Test 1

(Note 6)

Test 2

(Note 6)

Test 3

(Note 6)

Test 4

Test 5

Downlink power allocation

dB

N/A

N/A

N/A

0

0

dB

N/A

N/A

N/A

0 (Note 1)

0 (Note 1)

σ

dB

N/A

N/A

N/A

-3

-3

Cell-specific reference signals

Antenna port 0 and antenna port 1

Beamforming model

Annex B.4.1

at antenna port

dBm/15kHz

N/A

N/A

N/A

-98

-98

Symbols for unused PRBs

N/A

N/A

N/A

OCNG (Note 4)

OCNG (Note 4)

Simultaneous transmission

N/A

N/A

N/A

Yes

(Note 3, 5)

Yes

(Note 3, 5)

PDSCH transmission mode

N/A

N/A

N/A

8

8

Note 1:

Note 2: The modulation symbols of the signal under test are mapped onto antenna port 7 or 8.

Note 3: Modulation symbols of an interference signal is mapped onto the antenna port (7 or 8) not used for the input signal under test.

Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Note 5: The two UEs’ scrambling identities are set to 0 for CDM-multiplexed DM RS with interfering simultaneous transmission test cases.

Note 6: Test 1, Test 2 and Test 3 are covered in subclause 8.3.2.1.2.

Table 8.3.2.1.3.3-2: Minimum performance for CDM-multiplexed DM RS with interfering simultaneous transmission (FRC)

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

4

10 MHz

16QAM 1/2

R.32 TDD (Note 1)

OP.1 TDD

EPA5

2×2 Medium

70

21.9

≥2

5

10 MHz

64QAM 1/2

R.34 TDD (Note 1)

OP.1 TDD

EPA5

2×2 Low

70

22.0

≥2

Note 1: The reference channel applies to both the input signal under test and the interfering signal.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.2.

8.3.2.1.3.4 Test description

8.3.2.1.3.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.2.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.10.

2. The parameter settings for the cell are set up according to Tables 8.3.2-1 and 8.3.2.1.3.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.2.1.3.4.3.

8.3.2.1.3.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2B for C_RNTI to transmit the DL RMC according to Tables 8.3.2.1.3.3-1, 8.3.2.1.3.3-2. The SS sends downlink MAC padding bits on the DL RMC.

2. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.2.1.3.5-1 as appropriate.
BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/Dedicated data for the test UE are sent on antenna port 7 (or 8) and another simultaneous transmission of DRS/Dedicated data not for the test UE is sent on antenna port 8 (or 7). The DRS/Dedicated data transmissions use two Tx antennas with different beam-forming model as specified in Annex B.4.1 and precoder update granularity specified in Table 8.3.2-1.

3. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during each test interval and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

4. Repeat steps from 1 to 3 for each test interval in Tables 8.3.2.1.3.5-1 as appropriate.

8.3.2.1.3.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions.

Table 8.3.2.1.3.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

antennaInfo CHOICE {

antennaInfoDedicated ::= SEQUENCE {

transmissionMode

tm8-v920

}

}

Extension ::= SEQUENCE {

antennaInfo-v920 ::= SEQUENCE{

codebookSubsetRestriction-v920 CHOICE {

n2TxAntenna-tm8-r9

111111

}

}

}

}

8.3.2.1.3.5 Test requirement

Table 8.3.2.1.3.3-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.3.2 for each throughput test shall meet or exceed the specified value in Table 8.3.2.1.3.5-1 for the specified SNR including test tolerances for all throughput tests.

Table 8.3.2.1.3.5-1: Test requirement for CDM-multiplexed DM RS with interfering simultaneous transmission (FRC)

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

4

10 MHz

16QAM 1/2

R.32 TDD (Note 1)

OP.1 TDD

EPA5

2×2 Medium

70

22.8

≥2

5

10 MHz

64QAM 1/2

R.34 TDD (Note 1)

OP.1 TDD

EPA5

2×2 Low

70

22.9

≥2

Note 1: The reference channel applies to both the input signal under test and the interfering signal.

8.3.2.1.3_D TDD PDSCH Single-layer Spatial Multiplexing on antenna ports 7 or 8 with a simultaneous transmission for eDL-MIMO

8.3.2.1.3_D.1 Test purpose

To verify the UE’s ability to receive a predefined test signal, representing a multi-path fading channel that is determined by the SNR with a percentage of the information bit throughput for a specified downlink Reference Measurement Channel (RMC) not falling below a specified value for single-layer transmission on antenna ports 7 or 8 with a simultaneous transmission on the other antenna port and multiple CSI reference symbol configurations with non-zero and zero transmission power.

8.3.2.1.3_D.2 Test applicability

This test applies to all types of E-UTRA TDD release 10 to release 14 UE. Applicability requires support for FGI bit 104.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13. Applicability requires support for FGI bit 104.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher.

8.3.2.1.3_D.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.4.3.5, with the addition of the relevant parameters in Tables 8.3.2-1, 8.3.2.1.3_D.3-1, and the downlink physical channel setup according to Table C.3.2-1 in Annex C.3.2.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.2.1.3_D.3-2 for the specified SNR.

Table 8.3.2.1.3_D.3-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with multiple CSI-RS configurations

Parameter

Unit

Test 1

Test 2

Downlink power allocation

dB

0

0

dB

0 (Note 1)

0 (Note 1)

σ

dB

-3

-3

Cell-specific reference signals

Antenna ports 0,1

CSI reference signals

Antenna ports 15,…,22

Antenna ports 15,…,18

Beamforming model

Annex B.4.1

Annex B.4.1

CSI-RS periodicity and subframe offset

TCSI-RS / CSI-RS

Subframes

5 / 4

5 / 4

CSI reference signal configuration

1

3

Zero-power CSI-RS configuration

ICSI-RS /

ZeroPowerCSI-RS bitmap

Subframes / bitmap

4 / 0010000100000000

4 / 0010000000000000

at antenna port

dBm/15kHz

-98

-98

Symbols for unused PRBs

OCNG (Note 4)

OCNG (Note 4)

Number of allocated resource blocks (Note 2)

PRB

50

50

Simultaneous transmission

No

Yes

PDSCH transmission mode

9

9

Note 1: .

Note 2: The modulation symbols of the signal under test are mapped onto antenna port 7 or 8.

Note 3: Modulation symbols of an interference signal is mapped onto the antenna port (7 or 8) not used for the input signal under test.

Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Note 5: The two UEs’ scrambling identities are set to 0 for CDM-multiplexed DM RS with interfering simultaneous transmission test cases.

Table 8.3.2.1.3_D.3-2: Minimum performance for CDM-multiplexed DM RS with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum Throughput (%)

SNR (dB)

2

10 MHz

64QAM 1/2

R.44 TDD

OP.1 TDD

EPA5

2×2 Low

70

22.1

2-8

Note 1: The reference channel applies to both the input signal under test and the interfering signal.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.2.1A.

8.3.2.1.3_D.4 Test description

8.3.2.1.3_D.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.2.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.10.

2. The parameter settings for the cell are set up according to Tables 8.3.2-1 and 8.3.2.1.3_D.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.2.1.3_D.4.3.

8.3.2.1.3_D.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Tables 8.3.2.1.3_D.3-1, 8.3.2.1.3_D.3-2. The SS sends downlink MAC padding bits on the DL RMC.

2. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.2.1.3_D.5-1 as appropriate.
BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/ PDSCH for the test UE are sent on antenna port 7 (or 8) and another simultaneous transmission of DRS/PDSCH not for the test UE are sent on antenna port 8 (or 7). The DRS/PDSCH transmissions use two Tx antennas with beam-forming model as specified in Annex B.4.1 and precoder update granularity specified in Table 8.3.2-1. CSI-RS are sent on antenna ports 15-18 using two Tx antennas with mapping according to beam-forming model as specified in Annex B.4.1.

3. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during each test interval and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

8.3.2.1.3_D.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.3.2.1.3_D.4.3-1: Void

Table 8.3.2.1.3_D.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: TS 36.508 [7] clause 4.8.2.1.6 Table 4.8.2.1.6-1 PhysicalConfigDedicated-DEFAULT

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

antennaInfo

Not present

antennaInfo-r10 CHOICE{

explicitValue-r10

AntennaInfoDedicated-r10

}

csi-RS-Config-r10

CSI-RS-Config-r10

}

Table 8.3.2.1.3_D.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10

tm9-v1020

codebookSubsetRestriction-r10

Not present

If the UE is configured with transmissionMode tm9, E-UTRAN only configures the field codebookSubsetRestriction if PMI/RI reporting is configured

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

Table 8.3.2.1.3_D.4.3-4: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE{

setup SEQUENCE {

antennaPortsCount-r10

an4

Parameter represents the number of antenna ports used for transmission of CSI reference signals

resourceConfig-r10

3

Parameter: CSI reference signal configuration

subframeConfig-r10

4

= when CSI-RS SubframeConfig is from 0-4; Parameter:

p-C-r10

-3 dB

Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback

}

}

zeroTxPowerCSI-RS-r10 CHOICE{

setup SEQUENCE {

zeroTxPowerResourceConfigList-r10

2

Parameter: ZeroPowerCSI-RS

zeroTxPowerSubframeConfig-r10

4

Parameter:

}

}

}

8.3.2.1.3_D.5 Test requirement

Table 8.3.2.1.3_D.3-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.3.4 for the throughput test shall meet or exceed the specified value in Table 8.3.2.1.3_D.5-1 for the specified SNR including test tolerances for the throughput test.

Table 8.3.2.1.3_D.5-1: Test requirement for CDM-multiplexed DM RS with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum Throughput (%)

SNR (dB)

2

10 MHz

64QAM 1/2

R.44 TDD

OP.1 TDD

EPA5

2×2 Low

70

23

2-8

Note 1: The reference channel applies to both the input signal under test and the interfering signal.

8.3.2.1.4 TDD PDSCH Single-layer Spatial Multiplexing on antenna ports 7 or 8 with TM9 Interference Model – Enhanced Performance Requirement Type A
8.3.2.1.4.1 Test purpose

To verify the UE’s ability to receive a predefined test signal, representing a multi-path fading channel that is determined by the SNR with a percentage of the information bit throughput for a specified downlink Reference Measurement Channel (RMC) not falling below a specified value for single-layer transmission on antenna ports 7 or 8 without a simultaneous transmission on the other antenna port in the serving cell when the PDSCH transmission in the serving cell is interfered by PDSCH of one dominant interfering cell applying transmission mode 9 interference model defined in clause B.5.4.

8.3.2.1.4.2 Test applicability

This test applies to all types of E-UTRA TDD release 11 to release 14 UE that support enhanced receiver Type A. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13 that support enhanced receiver Type A. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher that support enhanced receiver Type A.

8.3.2.1.4.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.4.3, with the addition of the relevant parameters in Tables 8.3.2-1, 8.3.2.1.4.3-1, and the downlink physical channel setup according to Table C.3.2-1 in Annex C.3.2.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.2.1.4.3-2 for the specified SNR.

Table 8.3.2.1.4.3-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with TM9 interference model

parameter

Unit

Cell 1

Cell 2

Downlink power allocation

dB

0

0

dB

0 (Note 1)

0

σ

dB

-3

-3

Cell-specific reference signals

Antenna ports 0,1

Antenna ports 0,1

CSI reference signals

Antenna ports 15,…,18

N/A

CSI-RS periodicity and subframe offset TCSI-RS / CSI-RS

Subframes

5 / 4

N/A

CSI reference signal configuration

0

N/A

at antenna port

dBm/15kHz

-98

N/A

DIP (Note 2)

dB

N/A

-1.73

BWChannel

MHz

10

10

Cyclic Prefix

Normal

Normal

Cell Id

0

126

Number of control OFDM symbols

2

2

PDSCH transmission mode

9

N/A

Beamforming model

As specified in clause B.4.3

(Note 4, 5)

N/A

Interference model

N/A

As specified in clause B.5.4

Probability of occurrence of transmission rank in interfering cells

Rank 1

N/A

70

Rank 2

N/A

30

Precoder update granularity

PRB

50

6

PMI delay (Note 5)

ms

10 or 11

N/A

Reporting interval

ms

5

N/A

Reporting mode

PUCCH 1-1

N/A

CodeBookSubsetRestriction bitmap

0000000000000000000000000000000000000000000000001111111111111111

N/A

Symbols for unused PRBs

OCNG (Note 6)

N/A

Simultaneous transmission

No simultaneous transmission on the other antenna port in (7 or 8) not used for the input signal under test

N/A

Physical channel for CQI reporting

PUSCH(Note8)

N/A

cqi-pmi-ConfigurationIndex

4

N/A

Note 1:

Note 2: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1.

Note 3: The modulation symbols of the signal under test in Cell 1 are mapped onto antenna port 7 or 8.

Note 4: The precoder in clause B.4.3 follows UE recommended PMI.

Note 5: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Note 6: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Note 7: All cells are time-synchronous.

Note 8: To avoid collisions between CQI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#4 and #9 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#8 and #3.

Table 8.3.2.1.4.3-2: Enhanced Performance Requirement Type A, CDM-multiplexed DM RS with TM9 interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 3)

Reference Value

UE Category

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum Throughput (%)

SINR (dB) (Note 2)

1

R.48 TDD

OP.1 TDD

N/A

EVA5

EVA5

4×2 Low

70

-1.0

1-8

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.2.1B.

8.3.2.1.4.4 Test description

8.3.2.1.4.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.2.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.49.

2. The parameter settings for the cell are set up according to Tables 8.3.2-1 and 8.3.2.1.4.5-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.2.1.4.4.3.

8.3.2.1.4.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Tables 8.3.2.1.4.5-1, 8.3.2.1.4.5-2. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #4 and #9 (Table A.2.3.1.1-1).

2. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.2.1.4.5-2 as appropriate.
BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/PDSCH for the test UE are sent on antenna port 7 (or 8) using four Tx antennas with beam-forming model as specified in Annex B.4.3 and precoder update granularity specified in Table 8.3.2.1.4.5-1. CSI-RS are sent on antenna ports 15-18 using four Tx antennas with mapping according to beam-forming model as specified in Annex B.4. 3.

3. Set the Cell2 –aggressor cell- as defined in Tables 8.3.2.1.4.5-1, 8.3.2.1.4.5-2 and according to Annex B.5.4.

4. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during each test interval and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

8.3.2.1.4.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.3.2.1.4.4.3-1: Void

Table 8.3.2.1.4.4.3-2: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10

tm9-v1020

codebookSubsetRestriction-r10

0000000000000000000000000000000000000000000000001111111111111111

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

Table 8.3.2.1.4.4.3-3: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE{

setup SEQUENCE {

antennaPortsCount-r10

an4

Parameter represents the number of antenna ports used for transmission of CSI reference signals

resourceConfig-r10

0

Parameter: CSI reference signal configuration

subframeConfig-r10

4

= when CSI-RS SubframeConfig is from 0-4; Parameter:

p-C-r10

-3 dB

Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback

}

}

zeroTxPowerCSI-RS-r10 CHOICE{

release

NULL

}

}

Table 8.3.2.1.4.4.3-4: CQI-ReportPeriodic-r10

Derivation Path: TS 36.508 [7] clause 4.6.3, Table 4.6.3-2AC CQI-ReportPeriodic-r10-DEFAULT

Information Element

Value/remark

Comment

Condition

CQI-ReportPeriodic-r10 ::= CHOICE {

setup SEQUENCE {

cqi-PUCCH-ResourceIndex-r10

0

cqi-PUCCH-ResourceIndexP1-r10

Not present

cqi-pmi-ConfigIndex

4

TDD

cqi-FormatIndicatorPeriodic-r10 CHOICE {

widebandCQI-r10 SEQUENCE {

csi-ReportMode-r10

Not present

}

}

ri-ConfigIndex

484

TDD

simultaneousAckNackAndCQI

FALSE

cqi-Mask-r9

Not present

csi-ConfigIndex-r10

Not present

}

}

Table 8.3.2.1.4.4.3-5: PhysicalConfigDedicated-DEFAULT

Derivation Path: TS 36.508 [7] clause 4.8.2.1.6 Table 4.8.2.1.6-1 PhysicalConfigDedicated-DEFAULT

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

cqi-ReportConfig

Not present

RBC

antennaInfo

Not present

RBC

antennaInfo-r10 CHOICE{

RBC

explicitValue-r10

AntennaInfoDedicated-r10

}

cqi-ReportConfig-r10

CQI-ReportConfig-r10- DEFAULT using condition CQI_PERIODIC

RBC

csi-RS-Config-r10

CSI-RS-Config-r10

RBC

}

Condition

Explanation

RBC

Used at configuration of a radio bearer combination during SRB2+DRB establishment

Table 8.3.2.1.4.4.3-6: CQI-ReportConfig-r10-DEFAULT

Derivation Path: TS 36.508 [7] clause 4.6.3

Information Element

Value/remark

Comment

Condition

CQI-ReportConfig-r10 ::= SEQUENCE {

cqi-ReportAperiodic-r10

Not Present

pmi-RI-Report-r9

setup

}

8.3.2.1.4.5 Test requirement

Table 8.3.2.1.4.5-1 defines the primary level settings.

Table 8.3.2.1.4.5-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with TM9 interference model

parameter

Unit

Cell 1

Cell 2

Downlink power allocation

dB

0

0

dB

0 (Note 1)

0

σ

dB

-3

-3

Cell-specific reference signals

Antenna ports 0,1

Antenna ports 0,1

CSI reference signals

Antenna ports 15,…,18

N/A

CSI-RS periodicity and subframe offset TCSI-RS / CSI-RS

Subframes

5 / 4

N/A

CSI reference signal configuration

0

N/A

at antenna port

dBm/15kHz

-98

N/A

DIP (Note 2)

dB

N/A

-1.45

BWChannel

MHz

10

10

Cyclic Prefix

Normal

Normal

Cell Id

0

126

Number of control OFDM symbols

2

2

PDSCH transmission mode

9

N/A

Beamforming model

As specified in clause B.4.3

(Note 4, 5)

N/A

Interference model

N/A

As specified in clause B.5.4

Probability of occurrence of transmission rank in interfering cells

Rank 1

N/A

70

Rank 2

N/A

30

Precoder update granularity

PRB

50

6

PMI delay (Note 5)

ms

10 or 11

N/A

Reporting interval

ms

5

N/A

Reporting mode

PUCCH 1-1

N/A

CodeBookSubsetRestriction bitmap

0000000000000000000000000000000000000000000000001111111111111111

N/A

Symbols for unused PRBs

OCNG (Note 6)

N/A

Simultaneous transmission

No simultaneous transmission on the other antenna port in (7 or 8) not used for the input signal under test

N/A

Physical channel for CQI reporting

PUSCH(Note8)

N/A

cqi-pmi-ConfigurationIndex

4

N/A

Note 1:

Note 2: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1.

Note 3: The modulation symbols of the signal under test in Cell 1 are mapped onto antenna port 7 or 8.

Note 4: The precoder in clause B.4.3 follows UE recommended PMI.

Note 5: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Note 6: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Note 7: All cells are time-synchronous.

Note 8: To avoid collisions between CQI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#4 and #9 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#8 and #3.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.3.4 for the throughput test shall meet or exceed the specified value in Table 8.3.2.1.4.5-2 for the specified SNR including test tolerances for the throughput test.

Table 8.3.2.1.4.5-2: Enhanced Performance Requirement Type A, CDM-multiplexed DM RS with TM9 interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 3)

Reference Value

UE Category

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum Throughput (%)

SINR (dB) (Note 2)

1

R.48 TDD

OP.1 TDD

N/A

EVA5

EVA5

4×2 Low

70

-0.02

1-8

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

8.3.2.1.5 TDD PDSCH Closed Loop Single-layer Spatial Multiplexing on antenna ports 7 or 8 with TM9 Interference Model – Enhanced Performance Requirement Type B

8.3.2.1.5.1 Test purpose

The purpose of these tests is to verify closed loop rank one performance on one of the antenna ports 7or 8 without a simultaneous transmission on the other antenna port in the serving cell when the PDSCH transmission in the serving cell is interfered by PDSCH of two interfering cells applying transmission mode 9 interference model defined in clause B.6.4.

8.3.2.1.5.2 Test applicability

This test applies to all types of E-UTRA TDD release 12 to release 14 UE that support enhanced performance requirement Type B. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13 that support enhanced performance requirement Type B. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher that support enhanced performance requirement Type B.

8.3.2.1.5.3 Minimum conformance requirements

The requirements are specified in Table 8.3.2.1.5-2, with the addition of the parameters in Table 8.3.2.1.5.3-1 and the downlink physical channel setup according to Annex C.3.2. In Table 8.3.2.1.5.3-1, Cell 1 is the serving cell, and Cell 2, 3 are interfering cells. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1, Cell 2 and Cell 3, respectively.

Table 8.3.2.1.5.3-1: Test Parameters for Testing CDM-multiplexed DM RS (Single-layer) with TM9 interference model

Parameter

Unit

Cell 1

Cell 2

Cell 3

Uplink downlink Configuration

1

1

1

Special subframe configuration

4

4

4

Downlink power allocation

dB

0

0

0

dB

0 (Note 1)

0

0

σ

dB

-3

-3

-3

Cell-specific reference signals

Antenna ports 0,1

Antenna ports 0,1

Antenna ports 0,1

at antenna port

dBm/15kHz

-98

dB

N/A

13.91

3.34

BWChannel

MHz

10

10

10

Cyclic Prefix

Normal

Normal

Normal

Cell Id

0

1

6

Number of control OFDM symbols in normal subframes

3

3

3

CFI indicated in PCFICH in normal subframes

3

3

3

Number of control OFDM symbols in special subframes

2

2

2

CFI indicated in PCFICH in special subframes

2

2

2

PDSCH transmission mode

9

9

9

Interference model

N/A

As specified in clause B.6.4

As specified in clause B.6.4

Precoding

Random wideband precoding per TTI

As specified in clause B.6.4

As specified in clause B.6.4

CSI reference signals

Antenna ports 15, 16, 17, 18

Antenna ports 15, 16

Antenna ports 15, 16

CSI-RS periodicity and subframe offset
TCSI-RS / CSI-RS

Subframes

10 / 4

10 / 4

10 / 4

CSI reference signal configuration

5

6

7

Zero-power CSI-RS configuration

ICSI-RS /ZeroPowerCSI-RS bitmap

Subframes / bitmap

9 /

1000000000000000

9 /

0100000000000000

9 /

0010000000000000

Time offset to cell 1

us

N/A

2

3

Frequency offset to cell 1

Hz

N/A

200

300

MBSFN

Not configured

Not configured

Not configured

NeighCellsInfo-r12 (Note 4)

p-aList-r12

N/A

{dB-6, dB-3, dB0}

{dB-6, dB-3, dB0}

transmissionModeList-r12

N/A

{2,3,4,8,9}

{2,3,4,8,9}

Note 1:

Note 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells.

Note 3: CSI-RS configurations are according to TS 36.211 [8] subclause 6.10.5.2.

Note 4: NeighCellsInfo-r12 is described in subclause 6.3.2 of [5].

Table 8.3.2.1.5.3-2: Minimum Performance for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS with TM9 interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration

Reference Value

UE Category

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Fraction of Maximum Throughput (%)

SNR (dB) (Note 2)

1

R.69 TDD

OP.1 TDD

N/A

N/A

EPA5

EPA5

EPA5

4×2 Low

2×2 Low

2×2 Low

85

18.0

≥1

Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent.

Note 2: SNR corresponds to of Cell 1 as defined in clause 8.1.1.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.2.1.D.

8.3.2.1.5.4 Test description

8.3.2.1.5.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: As specified per test number in Table 8.3.2.1.5.3-2, as defined in TS 36.508 [7] clause 4.3.1.2.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.88.

2. The parameter settings for the cell 1 are set up according to Tables 8.2.2-1 and 8.3.2.1.5.5-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.2.1.5.4.3.

8.3.2.1.5.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Tables 8.3.2.1.5.5-1 and 8.3.2.1.5.5-2. The SS sends downlink MAC padding bits on the DL RMC.

2. SS sets up parameters for cell 2 and cell 3 according to table 8.3.2.1.5.5-1 as appropriate.

3. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix, antenna configuration and the SNR according to Table 8.3.2.1.5.5-2 as appropriate. BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/ PDSCH for the test UE are sent on antenna port 7 or 8 using four Tx antennas with beam-forming model as specified in Annex B.4.1 and precoder update granularity as specified in Table 8.3.2.1.5.5-1. CSI-RS are sent on antenna ports 15-18 using four Tx antennas with mapping according to beam-forming model as specified in Annex B.4.1.

4. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during the test interval and decide pass or fail according to Annex G clause G.3.

5. The SS shall release all NAICS configuration in the UE using procedure in TS 36.508 [7] clause 5.2A.6.1 with the condition NAICS_RELEASE.

8.3.2.1.5.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 and clause 5.2A.6.2 with the condition SRB2-DRB_NAICS(n,m) with the following exceptions.

Table 8.3.2.1.5.4.3-1: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

p-a

dB0

}

Table 8.3.2.1.5.4.3-2: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10

tm9-v1020

codebookSubsetRestriction-r10

Not present

If the UE is configured with transmissionMode tm9, E-UTRAN only configures the field codebookSubsetRestriction if PMI/RI reporting is configured

}

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

Table 8.3.2.1.5.4.3-3: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE{

release

setup SEQUENCE {

antennaPortsCount-r10

an4

Parameter represents the number of antenna ports used for transmission of CSI reference signals

resourceConfig-r10

5

Parameter: CSI reference signal configuration

subframeConfig-r10

10

= -5 when CSI-RS SubframeConfig is from 5-14; Parameter:

p-C-r10

-3

Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback

}

}

zeroTxPowerCSI-RS-r10 CHOICE{

release

NULL

setup SEQUENCE {

zeroTxPowerResourceConfigList-r10

1000000000000000

Parameter: ZeroPowerCSI-RS

zeroTxPowerSubframeConfig-r10

9

Parameter:

}

}

}

8.3.2.1.5.5 Test requirement

Table 8.3.2.1.5.5-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.2 for throughput test shall meet or exceed the specified value in Table 8.3.2.1.5.5-2 for the specified SNR including test tolerances.

Table 8.3.2.1.5.5-1: Test Parameters for Testing CDM-multiplexed DM RS (Single-layer) with TM9 interference model

Parameter

Unit

Cell 1

Cell 2

Cell 3

Uplink downlink Configuration

1

1

1

Special subframe configuration

4

4

4

Downlink power allocation

dB

0

0

0

dB

0 (Note 1)

0

0

σ

dB

-3

-3

-3

Cell-specific reference signals

Antenna ports 0,1

Antenna ports 0,1

Antenna ports 0,1

at antenna port

dBm/15kHz

-98

dB

N/A

14.71

4.14

BWChannel

MHz

10

10

10

Cyclic Prefix

Normal

Normal

Normal

Cell Id

0

1

6

Number of control OFDM symbols in normal subframes

3

3

3

CFI indicated in PCFICH in normal subframes

3

3

3

Number of control OFDM symbols in special subframes

2

2

2

CFI indicated in PCFICH in special subframes

2

2

2

PDSCH transmission mode

9

9

9

Interference model

N/A

As specified in clause B.6.4

As specified in clause B.6.4

Precoding

Random wideband precoding per TTI

As specified in clause B.6.4

As specified in clause B.6.4

CSI reference signals

Antenna ports 15, 16, 17, 18

Antenna ports 15, 16

Antenna ports 15, 16

CSI-RS periodicity and subframe offset
TCSI-RS / CSI-RS

Subframes

10 / 4

10 / 4

10 / 4

CSI reference signal configuration

5

6

7

Zero-power CSI-RS configuration

ICSI-RS /ZeroPowerCSI-RS bitmap

Subframes / bitmap

9 /

1000000000000000

9 /

0100000000000000

9 /

0010000000000000

Time offset to cell 1

us

N/A

2

3

Frequency offset to cell 1

Hz

N/A

200

300

MBSFN

Not configured

Not configured

Not configured

NeighCellsInfo-r12

(Note 4)

p-aList-r12

N/A

{dB-6, dB-3, dB0}

{dB-6, dB-3, dB0}

transmissionModeList-r12

N/A

{2,3,4,8,9}

{2,3,4,8,9}

Note 1:

Note 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells.

Note 3: CSI-RS configurations are according to TS 36.211 [8] subclause 6.10.5.2.

Note 4: NeighCellsInfo-r12 is described in subclause 6.3.2 of [5].

Table 8.3.2.1.5.5-2: Test Requirement for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS with TM9 interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration

Reference Value

UE Category

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Fraction of Maximum Throughput (%)

SNR (dB) (Note 2)

1

R.69 TDD

OP.1 TDD

N/A

N/A

EPA5

EPA5

EPA5

4×2 Low

2×2 Low

2×2 Low

85

19.85

≥1

Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent.

Note 2: SNR corresponds to of Cell 1 as defined in clause 8.1.1.

8.3.2.1.6 TDD PDSCH Closed Loop Single-layer Spatial Multiplexing on antenna ports 7 or 8 with CRS Interference Model – Enhanced Performance Requirement Type B

8.3.2.1.6.1 Test purpose

The purpose of these tests is to verify closed loop rank one performance on one of the antenna ports 7 or 8 without a simultaneous transmission on the other antenna port in the serving cell when the PDSCH transmission in the serving cell is interfered by the CRS of the interfering cell, applying the CRS interference model defined in clause B.6.5.

8.3.2.1.6.2 Test applicability

This test applies to all types of E-UTRA TDD UE release 12 and forward UE of Category 2 or higher that support enhanced performance requirement Type B.

8.3.2.1.6.3 Minimum conformance requirements

The requirements are specified in Table 8.3.2.1.6.3-2, with the addition of the parameters in Table 8.3.2.1.6.3-1 and the downlink physical channel setup according to Annex C.3.2. In 8.3.2.1.6.3-1, Cell 1 is the serving cell, and Cell 2, 3 are interfering cells. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1, Cell 2 and Cell 3, respectively.

Table 8.3.2.1.6.3-1: Test Parameters for Testing CDM-multiplexed DM RS (Single-layer) with CRS interference model

Parameter

Unit

Cell 1

Cell 2

Cell 3

Uplink downlink Configuration

1

1

1

Special subframe configuration

4

4

4

Downlink power allocation

dB

0

0

0

dB

0 (NOTE 1)

0

0

σ

dB

-3

-3

-3

Cell-specific reference signals

Antenna ports 0,1

Antenna ports 0,1

Antenna ports 0,1

at antenna port

dBm/15kHz

-98

dB

N/A

13.91

3.34

BWChannel

MHz

10

10

10

Cyclic Prefix

Normal

Normal

Normal

Cell Id

0

1

6

Number of control OFDM symbols in normal subframes

3

3

3

CFI indicated in PCFICH in normal subframes

3

3

3

Number of control OFDM symbols in special subframes

2

2

2

CFI indicated in PCFICH in special subframes

2

2

2

PDSCH transmission mode

8

N/A

N/A

Interference model

N/A

As specified in clause B.6.5

As specified in clause B.6.5

Precoding

Random wideband precoding per TTI

N/A

N/A

Time offset to cell 1

us

N/A

2

3

Frequency offset to cell 1

Hz

N/A

200

300

MBSFN

Not configured

Not configured

Not configured

NeighCellsInfo-r12

(NOTE 3)

p-aList-r12

N/A

{dB-6, dB-3, dB0}

{dB-6, dB-3, dB0}

transmissionModeList-r12

N/A

{2,3,4,8,9}

{2,3,4,8,9}

NOTE 1:

NOTE 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells.

NOTE 3: NeighCellsInfo-r12 is described in subclause 6.3.2 of [5].

Table 8.3.2.1.6.3-2: Minimum Performance for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS with CRS interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (NOTE 3)

Reference Value

UE Category

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Fraction of Maximum Throughput (%)

SNR (dB) (NOTE 2)

1

R.71 TDD

OP.1 TDD

N/A

N/A

EPA5

EPA5

EPA5

2×2 Low

85

14.0

≥2

NOTE 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent.

NOTE 2: SNR corresponds to of Cell 1 as defined in clause 8.1.1.

NOTE 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1, Cell 2 and Cell 3.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.2.1.E.

8.3.2.1.6.4 Test description

8.3.2.1.6.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: As specified per test number in Table 8.3.2.1.6.3-2, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.48.

2. The parameter settings for the cell 1 are set up according to Tables 8.2.1-1 and 8.3.2.1.6.5-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.2.1.7.4.3.

8.3.2.1.6.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2B for C_RNTI to transmit the DL RMC according to Tables 8.3.2.1.7.5-1 and 8.3.2.1.7.5-2. The SS sends downlink MAC padding bits on the DL RMC.

2. SS sets up parameters for cell 2 and cell 3 according to table 8.3.2.1.6.5-1 as appropriate.

3. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix, antenna configuration and the SNR according to Table 8.3.2.1.6.5-2 as appropriate. BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/ PDSCH for the test UE are sent on antenna port 7 or 8 using two Tx antennas with beam-forming model as specified in Annex B.4.1 and precoder update granularity as specified in Table 8.3.2.1.6.5-1.

4. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during the test interval and decide pass or fail according to Annex G clause G.3.

5. The SS shall release all NAICS configuration in the UE using procedure in TS 36.508 [7] clause 5.2A.6.1 with the condition NAICS_RELEASE.

8.3.2.1.6.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 and clause 5.2A.6.2 with the condition SRB2-DRB_NAICS(n,m) with the following exceptions.

Table 8.3.2.1.6.4.3-1: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

p-a

dB0

}

Table 8.3.2.1.6.4.3-2: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10

Tm8-v920

codebookSubsetRestriction-r10

Not present

}

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

8.3.2.1.6.5 Test requirement

Table 8.3.2.1.6.5-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.2 for throughput test shall meet or exceed the specified value in Table 8.3.2.1.6.5-2 for the specified SNR including test tolerances.

Table 8.3.2.1.6.5-1: Test Parameters for Testing CDM-multiplexed DM RS (Single-layer) with CRS interference model

Parameter

Unit

Cell 1

Cell 2

Cell 3

Uplink downlink Configuration

1

1

1

Special subframe configuration

4

4

4

Downlink power allocation

dB

0

0

0

dB

0 (NOTE 1)

0

0

σ

dB

-3

-3

-3

Cell-specific reference signals

Antenna ports 0,1

Antenna ports 0,1

Antenna ports 0,1

at antenna port

dBm/15kHz

-98

dB

N/A

13.71

3.34

BWChannel

MHz

10

10

10

Cyclic Prefix

Normal

Normal

Normal

Cell Id

0

1

6

Number of control OFDM symbols in normal subframes

3

3

3

CFI indicated in PCFICH in normal subframes

3

3

3

Number of control OFDM symbols in special subframes

2

2

2

CFI indicated in PCFICH in special subframes

2

2

2

PDSCH transmission mode

8

N/A

N/A

Interference model

N/A

As specified in clause B.6.5

As specified in clause B.6.5

Precoding

Random wideband precoding per TTI

N/A

N/A

Time offset to cell 1

us

N/A

2

3

Frequency offset to cell 1

Hz

N/A

200

300

MBSFN

Not configured

Not configured

Not configured

NeighCellsInfo-r12

(NOTE 3)

p-aList-r12

N/A

{dB-6, dB-3, dB0}

{dB-6, dB-3, dB0}

transmissionModeList-r12

N/A

{2,3,4,8,9}

{2,3,4,8,9}

NOTE 1:

NOTE 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells.

NOTE 3: NeighCellsInfo-r12 is described in subclause 6.3.2 of [5].

Table 8.3.2.1.6.5-2: Minimum Performance for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS with CRS interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (NOTE 3)

Reference Value

UE Category

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Fraction of Maximum Throughput (%)

SNR (dB) (NOTE 2)

1

R.71 TDD

OP.1 TDD

N/A

N/A

EPA5

EPA5

EPA5

2×2 Low

85

14.9

≥2

NOTE 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent.

NOTE 2: SNR corresponds to of Cell 1 as defined in clause 8.1.1.

NOTE 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1, Cell 2 and Cell 3.

8.3.2.1.7 TDD PDSCH Closed Loop Single-layer Spatial Multiplexing on antenna ports 7 or 8 with TM3 Interference Model – Enhanced Performance Requirement Type B

8.3.2.1.7.1 Test purpose

The purpose of these tests is to verify closed loop rank one performance on one of the antenna ports 7 or 8 without a simultaneous transmission on the other antenna port in the serving cell when the PDSCH transmission in the serving cell is interfered by PDSCH of two interfering cells applying transmission mode 3 interference model defined in clause B.6.2. In Table 8.3.2.1.7.3-1, Cell 1 is the serving cell, and Cell 2, 3 are interfering cells.

8.3.2.1.7.2 Test applicability

This test applies to all types of E-UTRA TDD UE release 12 and forward that support enhanced performance requirement Type B.

8.3.2.1.7.3 Minimum conformance requirements

The requirements are specified in Table 8.3.2.1.7.3-2, with the addition of the parameters in Table 8.3.2.1.7.3-1 and the downlink physical channel setup according to Annex C.3.2. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1, Cell 2 and Cell 3, respectively.

Table 8.3.2.1.7.3-1: Test Parameters for Testing CDM-multiplexed DM RS (Single-layer) with TM3 interference model

Parameter

Unit

Cell 1

Cell 2

Cell 3

Uplink downlink Configuration

1

1

1

Special subframe configuration

4

4

4

Downlink power allocation

dB

0

-3

-3

dB

0 (Note 1)

-3

-3

σ

dB

-3

0

0

Cell-specific reference signals

Antenna ports 0,1

Antenna ports 0,1

Antenna ports 0,1

at antenna port

dBm/15kHz

-98

dB

N/A

3.28

0.74

BWChannel

MHz

10

10

10

Cyclic Prefix

Normal

Normal

Normal

Cell Id

0

1

6

Number of control OFDM symbols in normal subframes

3

3

3

CFI indicated in PCFICH in normal subframes

3

Random from set {1,2,3}

Random from set {1,2,3}

Number of control OFDM symbols in special subframes

2

2

2

CFI indicated in PCFICH in special subframes

2

Random from set {1,2}

Random from set {1,2}

PDSCH transmission mode

8

3

3

Interference model

N/A

As specified in clause B.6.2

As specified in clause B.6.2

Precoding

Random wideband precoding per TTI

As specified in clause B.6.2

As specified in clause B.6.2

Time offset to cell 1

us

N/A

2

3

Frequency offset to cell 1

Hz

N/A

200

300

MBSFN

Not configured

Not configured

Not configured

NeighCellsInfo-r12

(Note 4)

p-aList-r12

N/A

{dB-6, dB-3, dB0}

{dB-6, dB-3, dB0}

transmissionModeList-r12

N/A

{2,3,4,8,9}

{2,3,4,8,9}

Note 1:

Note 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells.

Note 3: CSI-RS configurations are according to TS 36.211 [8] subclause 6.10.5.2.

Note 4: NeighCellsInfo-r12 is described in subclause 6.3.2 of 36.331 [5].

Table 8.3.2.1.7.3-2: Minimum Performance for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS with TM3 interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 3)

Reference Value

UE Category

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Fraction of Maximum Throughput (%)

SNR (dB) (Note 2)

1

R.70 TDD

OP.1 TDD

N/A

N/A

EPA5

EPA5

EPA5

2×2 Low

85

11.3

≥1

Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent.

Note 2: SNR corresponds to of Cell 1 as defined in clause 8.1.1.

Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1, Cell 2 and Cell 3.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.2.1.F.

8.3.2.1.7.4 Test description

8.3.2.1.7.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: As specified per test number in Table 8.3.2.1.5.3-2, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.48.

2. The parameter settings for the cell 1 are set up according to Tables 8.2.1-1 and 8.3.2.1.7.5-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.2.1.7.4.3.

8.3.2.1.7.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2B for C_RNTI to transmit the DL RMC according to Tables 8.3.2.1.7.5-1 and 8.3.2.1.7.5-2. The SS sends downlink MAC padding bits on the DL RMC.

2. SS sets up parameters for cell 2 and cell 3 according to table 8.3.2.1.7.5-1 as appropriate. The CFIs indicated in PCFICH are randomly selected per TTI.

3. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix, antenna configuration and the SNR according to Table 8.3.2.1.7.5-2 as appropriate. BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/ PDSCH for the test UE are sent on antenna port 7 or 8 using two Tx antennas with beam-forming model as specified in Annex B.4.1 and precoder update granularity as specified in Table 8.3.2.1.7.5-1.

4. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during the test interval and decide pass or fail according to Annex G clause G.3.

5. The SS shall release all NAICS configuration in the UE using procedure in TS 36.508 [7] clause 5.2A.6.1 with the condition NAICS_RELEASE.

8.3.2.1.7.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 and clause 5.2A.6.2 with the condition SRB2-DRB_NAICS(n,m) with the following exceptions.

Table 8.3.2.1.7.4.3-1: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

p-a

dB0

}

Table 8.3.2.1.7.4.3-2: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10

Tm8-v920

codebookSubsetRestriction-r10

Not present

}

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

8.3.2.1.7.5 Test requirement

Table 8.3.2.1.7.5-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.2 for throughput test shall meet or exceed the specified value in Table 8.3.2.1.7.5-2 for the specified SNR including test tolerances.

Table 8.3.2.1.7.5-1: Test Parameters for Testing CDM-multiplexed DM RS (Single-layer) with TM3 interference model

Parameter

Unit

Cell 1

Cell 2

Cell 3

Uplink downlink Configuration

1

1

1

Special subframe configuration

4

4

4

Downlink power allocation

dB

0

-3

-3

dB

0 (Note 1)

-3

-3

σ

dB

-3

0

0

Cell-specific reference signals

Antenna ports 0,1

Antenna ports 0,1

Antenna ports 0,1

at antenna port

dBm/15kHz

-98

dB

N/A

4.08

1.54

BWChannel

MHz

10

10

10

Cyclic Prefix

Normal

Normal

Normal

Cell Id

0

1

6

Number of control OFDM symbols in normal subframes

3

3

3

CFI indicated in PCFICH in normal subframes

3

Random from set {1,2,3}

Random from set {1,2,3}

Number of control OFDM symbols in special subframes

2

2

2

CFI indicated in PCFICH in special subframes

Random from set {1,2}

Random from set {1,2}

PDSCH transmission mode

8

3

3

Interference model

N/A

As specified in clause B.6.2

As specified in clause B.6.2

Precoding

Random wideband precoding per TTI

As specified in clause B.6.2

As specified in clause B.6.2

Time offset to cell 1

us

N/A

2

3

Frequency offset to cell 1

Hz

N/A

200

300

MBSFN

Not configured

Not configured

Not configured

NeighCellsInfo-r12

(Note 4)

p-aList-r12

N/A

{dB-6, dB-3, dB0}

{dB-6, dB-3, dB0}

transmissionModeList-r12

N/A

{2,3,4,8,9}

{2,3,4,8,9}

Note 1:

Note 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells.

Note 3: CSI-RS configurations are according to TS 36.211 [8] subclause 6.10.5.2.

Note 4: NeighCellsInfo-r12 is described in subclause 6.3.2 of 36.331 [5].

Table 8.3.2.1.7.5-2: Test Requirement for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS with TM3 interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 3)

Reference Value

UE Category

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Fraction of Maximum Throughput (%)

SNR (dB) (Note 2)

1

R.70 TDD

OP.1 TDD

N/A

N/A

EPA5

EPA5

EPA5

2×2 Low

85

12.84

≥1

Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent.

Note 2: SNR corresponds to of Cell 1 as defined in clause 8.1.1.

Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1, Cell 2 and Cell 3.

8.3.2.1.8 TDD PDSCH Closed Loop Single-layer Spatial Multiplexing on antenna ports 7 or 8 with TM10 serving cell configuration and TM9 interference model – Enhanced Performance Requirement Type B

Editor’s notes: This test case is incomplete. The following items are missing or incomplete:

– Information in Annex F is TBD

– Test Tolerances are undefined

8.3.2.1.8.1 Test purpose

The purpose of this test is to verify closed loop rank one performance of the UE on one of the antenna ports 7 or 8 without a simultaneous transmission on the other antenna port in the serving cell when the PDSCH transmission configured with TM10 in the serving cell is interfered by PDSCH of two interfering cells applying transmission mode 9 interference model defined in clause B6.4.

8.3.2.1.8.2 Test applicability

This test applies to all types of E-UTRA TDD UE release 12 and forward that support enhanced performance requirement Type B and PDSCH Transmission mode 10.

8.3.2.1.8.3 Minimum conformance requirements

The requirements are specified in Table 8.3.2.1.8.3-2, with the addition of the parameters in Table 8.3.2.1.8.3-1 and the downlink physical channel setup according to Annex C.3.2.

The NAICS network assistance is provided when the serving cell TM10 is configured with QCL-type A and PCID based DM-RS scrambling. The neighbouring cells have transmission mode TM9 and NeighCellsInfo-r12 for interfering cell indicates presence of TM9. In Table 8.3.2.1.8.3-1, Cell 1 is the serving cell, and Cell 2, 3 are interfering cells. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1, Cell 2 and Cell 3, respectively.

Table 8.3.2.1.8.3-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with TM10 serving cell configuration and TM9 interference model

Parameter

Unit

Cell 1

Cell 2

Cell 3

Uplink downlink Configuration

1

1

1

Special subframe configuration

4

4

4

Downlink power allocation

dB

0

0

0

dB

0 (Note 1)

0

0

σ

dB

-3

-3

-3

Cell-specific reference signals

Antenna ports 0,1

Antenna ports 0,1

Antenna ports 0,1

at antenna port

dBm/15kHz

-98

dB

N/A

13.91

3.34

BWChannel

MHz

10

10

10

Cyclic Prefix

Normal

Normal

Normal

Cell Id

0

1

6

Number of control OFDM symbols in normal subframes

3

3

3

CFI indicated in PCFICH in normal subframes

3

3

3

Number of control OFDM symbols in special subframes

2

2

2

CFI indicated in PCFICH in special subframes

2

2

2

PDSCH transmission mode

10

9

9

Interference model

N/A

As specified in clause B.6.4

As specified in clause B.6.4

Precoding

Random wideband precoding per TTI

As specified in clause B.6.4

As specified in clause B.6.4

CSI reference signals

Antenna ports 15, 16, 17, 18

Antenna ports 15, 16

Antenna ports 15, 16

CSI-RS periodicity and subframe offset
TCSI-RS / CSI-RS

Subframes

10 / 4

10 / 4

10 / 4

CSI reference signal configuration

5

6

7

Zero-power CSI-RS configuration

ICSI-RS /ZeroPowerCSI-RS bitmap

Subframes / bitmap

9 /

1000000000000000

9 /

0100000000000000

9 /

0010000000000000

Time offset to cell 1

us

N/A

2

3

Frequency offset to cell 1

Hz

N/A

200

300

MBSFN

Not configured

Not configured

Not configured

NeighCellsInfo-r12

(Note 4)

p-aList-r12

N/A

{dB-6, dB-3, dB0}

{dB-6, dB-3, dB0}

transmissionModeList-r12

N/A

{2,3,4,8,9}

{2,3,4,8,9}

Note 1:

Note 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells.

Note 3: CSI-RS configurations are according to TS 36.211 [8] subclause 6.10.5.2.

Note 4: NeighCellsInfo-r12 is described in subclause 6.3.2 of TS 36.331 [5].

Table 8.3.2.1.8.3-2: Minimum Performance for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS with TM10 serving cell configuration and TM9 interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration

Reference Value

UE Category

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Fraction of Maximum Throughput (%)

SNR (dB) (Note 2)

1

R.69 TDD

OP.1 TDD

N/A

N/A

EPA5

EPA5

EPA5

4×2 Low

2×2 Low

2×2 Low

85

18.0

≥1

Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent.

Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

The normative reference for these requirements is TS 36.101 [2] clause 8.3.2.1G

8.3.2.1.8.4 Test description

8.3.2.1.8.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: As specified per test number in Table 8.3.2.1.8.3-2, as defined in TS 36.508 [7] clause 4.3.1.2.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.88.

2. The parameter settings for the cell 1 are set up according to Tables 8.2.2-1 and 8.3.2.1.8.5-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.2.1.8.4.3.

8.3.2.1.8.4.2 Test procedure

1 SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Tables 8.3.2.1.8.5-1 and 8.3.2.1.8.5-2. The SS sends downlink MAC padding bits on the DL RMC.

2. SS sets up parameters for cell 2 and cell 3 according to table 8.3.2.1.8.5-1 as appropriate.

3. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix, antenna configuration and the SNR according to Table 8.3.2.1.8.5-2 as appropriate. BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/ PDSCH for the test UE are sent on antenna port 7 or 8 using four Tx antennas with beam-forming model as specified in Annex B.4.1 and precoder update granularity as specified in Table 8.3.2.1.8.5-1. CSI-RS are sent on antenna ports 15-18 using four Tx antennas with mapping according to beam-forming model as specified in Annex B.4.1.

4. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during the test interval and decide pass or fail according to Annex G clause G.3.

5. The SS shall release all NAICS configuration in the UE using procedure in TS 36.508 [7] clause 5.2A.6.1 with the condition NAICS_RELEASE.

8.3.2.1.8.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 and clause 5.2A.6.2 with the condition SRB2-DRB_NAICS(n,m) with the following exceptions.

Table 8.3.2.1.8.4.3-1: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

p-a

dB0

}

Table 8.3.2.1.8.4.3-2: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10

tm10-v1130

}

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

Table 8.3.2.1.8.4.3-3: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE{

release

setup SEQUENCE {

antennaPortsCount-r10

an4

Parameter represents the number of antenna ports used for transmission of CSI reference signals

resourceConfig-r10

5

Parameter: CSI reference signal configuration

subframeConfig-r10

10

= -5 when CSI-RS SubframeConfig is from 5-14; Parameter:

p-C-r10

-3

Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback

}

}

zeroTxPowerCSI-RS-r10 CHOICE{

release

NULL

setup SEQUENCE {

zeroTxPowerResourceConfigList-r10

1000000000000000

Parameter: ZeroPowerCSI-RS

zeroTxPowerSubframeConfig-r10

9

Parameter:

}

}

}

8.3.2.1.8.5 Test requirement

Table 8.3.2.1.8.5-1defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.3.2 for throughput test shall meet or exceed the specified value in Table 8.3.2.1.8.5-2 for the specified SNR including test tolerances.

Table 8.3.2.1.8.5-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with TM10 serving cell configuration and TM9 interference model

Parameter

Unit

Cell 1

Cell 2

Cell 3

Uplink downlink Configuration

1

1

1

Special subframe configuration

4

4

4

Downlink power allocation

dB

0

0

0

dB

0 (Note 1)

0

0

σ

dB

-3

-3

-3

Cell-specific reference signals

Antenna ports 0,1

Antenna ports 0,1

Antenna ports 0,1

at antenna port

dBm/15kHz

-98

dB

N/A

13.91+TT

3.34+TT

BWChannel

MHz

10

10

10

Cyclic Prefix

Normal

Normal

Normal

Cell Id

0

1

6

Number of control OFDM symbols in normal subframes

3

3

3

CFI indicated in PCFICH in normal subframes

3

3

3

Number of control OFDM symbols in special subframes

2

2

2

CFI indicated in PCFICH in special subframes

2

2

2

PDSCH transmission mode

10

9

9

Interference model

N/A

As specified in clause B.6.4

As specified in clause B.6.4

Precoding

Random wideband precoding per TTI

As specified in clause B.6.4

As specified in clause B.6.4

CSI reference signals

Antenna ports 15, 16, 17, 18

Antenna ports 15, 16

Antenna ports 15, 16

CSI-RS periodicity and subframe offset
TCSI-RS / CSI-RS

Subframes

10 / 4

10 / 4

10 / 4

CSI reference signal configuration

5

6

7

Zero-power CSI-RS configuration

ICSI-RS /ZeroPowerCSI-RS bitmap

Subframes / bitmap

9 /

1000000000000000

9 /

0100000000000000

9 /

0010000000000000

Time offset to cell 1

us

N/A

2

3

Frequency offset to cell 1

Hz

N/A

200

300

MBSFN

Not configured

Not configured

Not configured

NeighCellsInfo-r12

(Note 4)

p-aList-r12

N/A

{dB-6, dB-3, dB0}

{dB-6, dB-3, dB0}

transmissionModeList-r12

N/A

{2,3,4,8,9}

{2,3,4,8,9}

Note 1:

Note 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells.

Note 3: CSI-RS configurations are according to TS 36.211 [8] subclause 6.10.5.2.

Note 4: NeighCellsInfo-r12 is described in subclause 6.3.2 of TS 36.331 [5].

Table 8.3.2.1.8.5-2: Minimum Performance for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS with TM10 serving cell configuration and TM9 interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration

Reference Value

UE Category

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Fraction of Maximum Throughput (%)

SNR (dB) (Note 2)

1

R.69 TDD

OP.1 TDD

N/A

N/A

EPA5

EPA5

EPA5

4×2 Low

2×2 Low

2×2 Low

85

18.0+TT

≥1

Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent.

Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

8.3.2.1.9
8.3.2.1.10 TDD PDSCH Single-layer Spatial Multiplexing for FD-MIMO
8.3.2.1.10.1 Test purpose

The purpose of this test is to verify rank-1 performance on antenna port 11 with a simultaneous transmission on the antenna port 7, 8 or 13 with DMRS enhancement table and 4 orthogonal DMRS ports.

8.3.2.1.10.2 Test applicability

This test applies to all types of E-UTRA TDD release 13 to release 14 UE. Applicability requires support for FGI bit 103 and dmrs-Enhancements-r13.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13. Applicability requires support for FGI bit 103 and dmrs-Enhancements-r13.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher. Applicability requires support for dmrs-Enhancements-r13.

8.3.2.1.10.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.4.3.4, with the addition of the relevant parameters in Tables 8.3.2-1, 8.3.2.1.10.3-1, and the downlink physical channel setup according to Table C.3.2-1 in Annex C.3.2.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.2.1.10.3-2 for the specified SNR.

Table 8.3.2.1.10.3-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations with Enhanced DMRS table

parameter

Unit

Test 1

Downlink power allocation

dB

0

dB

0 (Note 1)

σ

dB

-3

Beamforming model

Annex B.4.1A

Cell-specific reference signals

Antenna ports 0,1

CSI reference signals

Antenna ports 15,…,18

CSI-RS periodicity and subframe offset
TCSI-RS / CSI-RS

Subframes

5 / 4

CSI reference signal configuration

3

Zero-power CSI-RS configuration

ICSI-RS /
ZeroPowerCSI-RS bitmap

Subframes / bitmap

4 /
0010000000000000

at antenna port

dBm/15kHz

-98

Symbols for unused PRBs

OCNG (Note 4)

Number of allocated resource blocks (Note 2)

PRB

50

Simultaneous transmission

Yes (Note 3, 5)

dmrs-Enhancements-r13

Enable

PDSCH transmission mode

9

Note 1: .

Note 2: The modulation symbols of the signal under test are mapped onto antenna port 11.

Note 3: Modulation symbols of an interference signal are random mapped onto one antenna port among antenna port 7, 8 and 13. The update granularity for randomized mapping antenna port is 1 PRG in frequency domain and 1ms in time domain.

Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Note 5: The two UEs’ scrambling identities are set to 0 with OCC =4.

Table 8.3.2.1.10.3-2: Minimum performance for CDM-multiplexed DM RS with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations with Enhanced DMRS table

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

1

10 MHz

64QAM 1/2

R.44 TDD

OP.1 TDD

EPA5

2×2 Low

70

22.1

≥2

Note 1: The reference channel applies to both the input signal under test and the interfering signal.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.2.1I

8.3.2.1.10.4 Test description

8.3.2.1.10.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.2.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.10.

2. The parameter settings for the cell are set up according to Tables 8.3.2-1 and 8.3.2.1.10.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.2.1.10.4.3.

8.3.2.1.10.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Tables 8.3.2.1.10.3-1, 8.3.2.1.10.3-2. The SS sends downlink MAC padding bits on the DL RMC.

2. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.2.1.10.5-1 as appropriate.
BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/PDSCH for the test UE are sent on antenna port 11 and another simultaneous transmission of DRS/PDSCH not for the test UE are sent on antenna port 7, 8 or 13. The DRS/PDSCH transmissions use two Tx antennas with beam-forming model as specified in Annex B.4.1A and precoder update granularity specified in Table 8.3.2-1. CSI-RS are sent on antenna ports 15-18 using two Tx antennas with mapping according to beam-forming model as specified in Annex B.4.1A.

3. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during each test interval and decide pass or fail according to Tables G.3.5 in Annex G clause G.3.

8.3.2.1.10.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.3.2.1.10.4.3-1: Void

Table 8.3.2.1.10.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: TS 36.508 [7] clause 4.8.2.1.6 Table 4.8.2.1.6-1 PhysicalConfigDedicated-DEFAULT

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

AntennaInfo

Not present

antennaInfo-r10 CHOICE{

explicitValue-r10

AntennaInfoDedicated-r10

}

csi-RS-Config-r10

CSI-RS-Config-r10

PDSCH-ConfigDedicated-v1310 SEQUENCE {

dmrs-ConfigPDSCH-v1310

DMRS-Config-v1310

DMRS-Config-v1310 SEQUENCE {

dmrs-tableAlt-r13

true

}

}

Table 8.3.2.1.10.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10

tm9-v1020

codebookSubsetRestriction-r10

Not present

If the UE is configured with transmissionMode tm9, E-UTRAN only configures the field codebookSubsetRestriction if PMI/RI reporting is configured

ue-TransmitAntennaSelection CHOICE {

}

release

NULL

}

Table 8.3.2.1.10.4.3-4: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE{

setup SEQUENCE {

antennaPortsCount-r10

an4

Parameter represents the number of antenna ports used for transmission of CSI reference signals

resourceConfig-r10

3

Parameter: CSI reference signal configuration

subframeConfig-r10

4

= when CSI-RS SubframeConfig is from 0-4; Parameter:

p-C-r10

-3 dB

Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback

}

}

zeroTxPowerCSI-RS-r10 CHOICE{

setup SEQUENCE {

zeroTxPowerResourceConfigList-r10

0010000000000000

Parameter: ZeroPowerCSI-RS

zeroTxPowerSubframeConfig-r10

4

Parameter:

}

}

}

8.3.2.1.10.5 Test requirement

Table 8.3.2.1.10.3-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.3.4 for the throughput test shall meet or exceed the specified value in Table 8.3.2.1.10.5-1 for the specified SNR including test tolerances for the throughput test.

Table 8.3.2.1.10.5-1: Minimum performance for CDM-multiplexed DM RS with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations with Enhanced DMRS table

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

1

10 MHz

64QAM 1/2

R.44 TDD

OP.1 TDD

EPA5

2×2 Low

70

23

≥2

Note 1: The reference channel applies to both the input signal under test and the interfering signal.

8.3.2.1.11 TDD PDSCH Single-layer Spatial Multiplexing on antenna ports 7 or 8 without a simultaneous transmission for eFD-MIMO

8.3.2.1.11.1 Test purpose

To verify the UE’s ability to receive a predefined test signal, representing a multi-path fading channel that is determined by the SNR with a percentage of the information bit throughput for a specified downlink Reference Measurement Channel (RMC) not falling below a specified value for single-layer transmission on antenna ports 7 or 8 without a simultaneous transmission on the other antenna port and multiple CSI reference symbol configurations with non-zero and zero transmission power.

8.3.2.1.11.2 Test applicability

This test applies to all types of E-UTRA FDD release 14 and later UE that support aperiodic ZP-CSI-RS reporting. Applicability requires support for FGI bit 104.

8.3.2.1.11.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.4.3.5, with the addition of the relevant parameters in Tables 8.3.2-1, 8.3.2.1.11.3-1, and the downlink physical channel setup according to Table C.3.2-1 in Annex C.3.2.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.2.1.11.3-2 for the specified SNR.

Table 8.3.2.1.11.3-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with multiple CSI-RS configurations

Parameter

Unit

Test 4

Downlink power allocation

dB

0

dB

0 (Note 1)

σ

dB

-3

Cell-specific reference signals

CSI reference signals

Antenna ports 15,…,22

Beamforming model

Annex B.4.1

CSI-RS periodicity and subframe offset
TCSI-RS / CSI-RS

Subframes

5 / 4

CSI reference signal configuration

1

csi-RS-ConfigZP-ApList

{0,1}

Zero-power CSI-RS configuration

ICSI-RS /
ZeroPowerCSI-RS bitmap

Subframes / bitmap

Antenna ports 15,…,22

at antenna port

dBm/15kHz

Annex B.4.1

Symbols for unused PRBs

5 / 4

Number of allocated resource blocks (Note 2)

PRB

1

Simultaneous transmission

Antenna ports 15,…,22

PDSCH transmission mode

Annex B.4.1

Number of MBSFN subframes

Subframes

5 / 4

Note 1: .

Note 2: The modulation symbols of the signal under test are mapped onto antenna port 7 or 8.

Note 3: Modulation symbols of an interference signal is mapped onto the antenna port (7 or 8) not used for the input signal under test.

Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Note 5: The two UEs’ scrambling identities are set to 0 for CDM-multiplexed DM RS with interfering simultaneous transmission test cases.

Note 6: For TDD mode, 2 subframes (#4/9) are allocated as MBSFN subframes.

Note 7: Through DCI signalling, indicating aperiodic ZP-CSI-RS in sub-frames #4 and #9 per frame, the indicated aperiodic ZP-CSI-RS is random selected from RRC-configured AP ZP CSIRS list.

Table 8.3.2.1.11.3-2: Minimum performance for CDM-multiplexed DM RS without simultaneous transmission (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

UE DL Cat-egory

Fraction of Maximum

Throughput (%)

SNR (dB)

4

10 MHz

QPSK 1/3

R.50-1 TDD

OP.1 TDD

EVA5

2×2 Low

70

[-0.73]

≥1

≥6

The normative reference for this requirement is TS 36.101 [2] clause 8.3.2.1A.

8.3.2.1.11.4 Test description

8.3.2.1.11.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.2.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.10.

2. The parameter settings for the cell are set up according to Tables 8.3.2-1 and 8.3.2.1.11.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C.0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.2.1.11.4.3.

8.3.2.1.11.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Tables 8.3.2.1.11.3-1, 8.3.2.1.11.3-2. The SS sends downlink MAC padding bits on the DL RMC.

2. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.2.1.11.5-1 as appropriate.
BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/ PDSCH for the test UE are sent on antenna port 7 (or 8) using two Tx antennas with beam-forming model as specified in Annex B.4.1 and precoder update granularity specified in Table 8.3.2-1. CSI-RS are sent on antenna ports 15-22 using two Tx antennas with mapping according to beam-forming model as specified in Annex B.4.1.

3. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during each test interval and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

8.3.2.1.11.4.3 Message contents

Message contents are same as in 8.3.2.1.11.4.3

8.3.2.1.11.5 Test requirement

Table 8.3.2.1.11.3-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.3.5 for the throughput test shall meet or exceed the specified value in Table 8.3.2.1.11.5-1 for the specified SNR including test tolerances for the throughput test.

Table 8.3.2.1.11.5-1: Test requirement for CDM-multiplexed DM RS without simultaneous transmission (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

UE DL Cat-egory

Fraction of Maximum

Throughput (%)

SNR (dB)

4

10 MHz

QPSK 1/3

R.50-1 TDD

OP.1 TDD

EVA5

2×2 Low

70

[0.17]

≥1

≥6

8.3.2.2 TDD PDSCH Dual-layer Spatial Multiplexing Performance (UE-Specific Reference Symbols)

8.3.2.2.1 TDD PDSCH Dual-layer Spatial Multiplexing

8.3.2.2.1.1 Test purpose

To verify the UE’s rank-2 performance and ability to receive a predefined test signal, representing a multi-path fading channel that is determined by the SNR with a percentage of the information bit throughput for a specified downlink Reference Measurement Channel (RMC) not falling below a specified value for dual-layer transmission on antenna ports 7 and 8 using DM-RS with full RB allocation.

8.3.2.2.1.2 Test applicability

This test applies to Release 9 UEs that support enhanced Dual Layer TDD (TM8) and all types of E-UTRA TDD UE release 10 and forward.

8.3.2.2.1.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.4.3.2, with the addition of the relevant parameters in Tables 8.3.2-1, 8.3.2.2.1.3-1, and the downlink physical channel setup according to Table C.3.2-1 in Annex C.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Tables 8.3.2.2.1.3-2 for the specified SNR.

Table 8.3.2.2.1.3-1: Test Parameters for Testing CDM-multiplexed DM RS (dual layer)

Parameter

Unit

Test 1

Test 2

Downlink power allocation

dB

0

0

dB

0 (Note 1)

0 (Note 1)

σ

dB

-3

-3

Cell-specific reference symbols

Antenna port 0 and antenna port 1

Beamforming model

Annex B.4.2

at antenna port

dBm/15kHz

-98

-98

Symbols for unused PRBs

OCNG
(Note 2)

OCNG
(Note 2)

Number of allocated resource blocks

PRB

50

50

PDSCH transmission mode

8

8

Note 1:

Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.2.2.1.3-2: Minimum performance for CDM-multiplexed DM RS (FRC)

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

1

10 MHz

QPSK 1/3

R.31 TDD

OP.1 TDD

EVA5

2×2 Low

70

4.5

≥2

2

10 MHz

16QAM 1/2

R.32 TDD

OP.1 TDD

EPA5

2×2 Medium

70

21.7

≥2

The normative reference for this requirement is TS 36.101 [2] clause 8.3.2.

8.3.2.2.1.4 Test description

8.3.2.2.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.2.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.10.

2. The parameter settings for the cell are set up according to Tables 8.3.2-1 and 8.3.2.2.1.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.2.2.1.4.3.

8.3.2.2.1.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2B for C_RNTI to transmit the DL RMC according to Tables 8.3.2.2.1.3-1, 8.3.2.2.1.3-2. The SS sends downlink MAC padding bits on the DL RMC.

2. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.2.2.1.5-1 as appropriate.
BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/Dedicated data for test UE are sent on antenna ports 7 and 8 using two Tx antennas with beam-forming model as specified in Annex B.4.2 and precoder update granularity specified in Table 8.3.2-1.

3. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during each test interval and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

4. Repeat steps from 1 to 3 for each test interval in Tables 8.3.2.2.1.5-1 as appropriate.

8.3.2.1.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions.

Table 8.3.2.2.1.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

antennaInfo CHOICE {

antennaInfoDedicated ::= SEQUENCE {

transmissionMode

tm8-v920

}

}

Extension ::= SEQUENCE {

antennaInfo-v920 ::= SEQUENCE{

codebookSubsetRestriction-v920 CHOICE {

n2TxAntenna-tm8-r9

111111

}

}

}

}

8.3.2.2.1.5 Test requirement

Table 8.3.2.2.1.3-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.3.2 for each throughput test shall meet or exceed the specified value in Table 8.3.2.2.1.5-1 for the specified SNR including test tolerances for all throughput tests.

Table 8.3.2.2.1.5-1: Test requirement for CDM-multiplexed DM RS (FRC)

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

1

10 MHz

QPSK 1/3

R.31 TDD

OP.1 TDD

EVA5

2×2 Low

70

5.4

≥2

2

10 MHz

16QAM 1/2

R.32 TDD

OP.1 TDD

EPA5

2×2 Medium

70

22.6

≥2

8.3.2.2.1_D TDD PDSCH Dual-layer Spatial Multiplexing for eDL-MIMO
8.3.2.2.1_D.1 Test purpose

To verify the UE’s rank-2 performance and ability to receive a predefined test signal, representing a multi-path fading channel that is determined by the SNR with a percentage of the information bit throughput for a specified downlink Reference Measurement Channel (RMC) not falling below a specified value for dual-layer transmission on antenna ports 7 and 8 using DM-RS with full RB allocation with multiple CSI reference symbol configurations with non-zero and zero transmission power.

8.3.2.2.1_D.2 Test applicability

This test applies to all types of E-UTRA TDD UE release 10Applicability requires support for FGI bit 103.

8.3.2.2.1_D.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.4.2, with the addition of the relevant parameters in Tables 8.3.2-1, 8.3.2.2.1_D.3-1, and the downlink physical channel setup according to Table C.3.2-1 in Annex C.3.2.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.2.2.1_D.3-2 for the specified SNR.

Table 8.3.2.2.1_D.3-1: Test Parameters for Testing CDM-multiplexed DM RS (dual layer) with multiple CSI-RS configurations

parameter

Unit

Test 1

Downlink power allocation

dB

0

dB

0 (Note 1)

σ

dB

-3

Cell-specific reference signals

Antenna ports 0 and 1

CSI reference signals

Antenna ports 15,16

Beamforming model

Annex B.4.2

CSI-RS periodicity and subframe offset

TCSI-RS /∆CSI-RS

Subframes

5 / 4

CSI reference signal configuration

8

Zero-power CSI-RS configuration

ICSI-RS /

ZeroPowerCSI-RS bitmap

Subframes / bitmap

4 / 0010000000000000

at antenna port

dBm/15kHz

-98

Symbols for unused PRBs

OCNG (Note 2)

Number of allocated resource blocks (Note 2)

PRB

50

Simultaneous transmission

No

PDSCH transmission mode

9

Note 1: .

Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.2.2.1_D.3-2: Minimum performance for CDM-multiplexed DM RS (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

1

10 MHz

16QAM 1/2

R.51 TDD

OP.1 TDD

EPA5

2×2 Low

70

14.5

2-8

The normative reference for this requirement is TS 36.101 [2] clause 8.3.2.3.

8.3.2.2.1_D.4 Test description

8.3.2.2.1_D.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.2.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.10.

2. The parameter settings for the cell are set up according to Tables 8.3.2-1 and 8.3.2.2.1_D.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.2.2.1_D.4.3.

8.3.2.2.1_D.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Tables 8.3.2.2.1_D.3-1, 8.3.2.2.1_D.3-2. The SS sends downlink MAC padding bits on the DL RMC.

2. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.2.2.1_D.5-1 as appropriate.
BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/ PDSCH for the test UE are sent on antenna port 7 and 8 using two Tx antennas with beam-forming model as specified in Annex B.4.2 and precoder update granularity specified in Table 8.3.2-1. CSI-RS are sent on antenna ports 15 and 16 using two Tx antennas with mapping according to beam-forming model as specified in Annex B.4.2.

3. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during each test interval and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

8.3.2.2.1_D.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.3.2.2.1_D.4.3-1: Void

Table 8.3.2.2.1_D.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: TS 36.508 [7] clause 4.8.2.1.6 Table 4.8.2.1.6-1 PhysicalConfigDedicated-DEFAULT

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

antennaInfo

Not present

antennaInfo-r10 CHOICE{

explicitValue-r10

AntennaInfoDedicated-r10

}

csi-RS-Config-r10

CSI-RS-Config-r10

}

Table 8.3.2.2.1_D.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10

tm9-v1020

codebookSubsetRestriction-r10

Not present

If the UE is configured with transmissionMode tm9, E-UTRAN only configures the field codebookSubsetRestriction if PMI/RI reporting is configured

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

Table 8.3.2.2.1_D.4.3-4: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE{

setup SEQUENCE {

antennaPortsCount-r10

an2

Parameter represents the number of antenna ports used for transmission of CSI reference signals

resourceConfig-r10

8

Parameter: CSI reference signal configuration

subframeConfig-r10

4

= when CSI-RS SubframeConfig is from 0-4; Parameter:

p-C-r10

0

Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback

}

}

zeroTxPowerCSI-RS-r10 CHOICE{

setup SEQUENCE {

zeroTxPowerResourceConfigList-r10

2

Parameter: ZeroPowerCSI-RS

zeroTxPowerSubframeConfig-r10

4

Parameter:

}

}

}

8.3.2.2.1_D.5 Test requirement

Table 8.3.2.2.1_D.3-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.3.3 for the throughput test shall meet or exceed the specified value in Table 8.3.2.2.1_D.5-1 for the specified SNR including test tolerances for the throughput test.

Table 8.3.2.2.1_D.5-1: Test requirement for CDM-multiplexed DM RS (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

1

10 MHz

16QAM 1/2

R.51 TDD

OP.1 TDD

EPA5

2×2 Low

70

15.4

2-8

8.3.2.2.1_D_1 TDD PDSCH Dual-layer Spatial Multiplexing for eDL-MIMO (Release 11 and forward)
8.3.2.2.1_D_1.1 Test purpose

To verify the UE’s rank-2 performance and ability to receive a predefined test signal, representing a multi-path fading channel that is determined by the SNR with a percentage of the information bit throughput for a specified downlink Reference Measurement Channel (RMC) not falling below a specified value for dual-layer transmission on antenna ports 7 and 8 using DM-RS with full RB allocation with multiple CSI reference symbol configurations with non-zero and zero transmission power, and to verify that the UE correctly estimate SNR.

8.3.2.2.1_D_1.2 Test applicability

This test applies to all types of E-UTRA TDD release 11 to release 14 UE that support eDL-MIMO. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13 that support eDL-MIMO. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher that support eDL-MIMO.

8.3.2.2.1_D_1.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.4.2, with the addition of the relevant parameters in Tables 8.3.2-1, 8.3.2.2.1_D_1.3-1 where Cell 1 is the serving cell and Cell 2 is the interfering cell. The downlink physical channel setup is set according to Table C.3.2-1 in Annex C.3.2.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.2.2.1_D_1.3-2 for the specified SNR.

Table 8.3.2.2.1_D_1.3-1: Test Parameters for Testing CDM-multiplexed DM RS (dual layer) with multiple CSI-RS configurations

Parameter

Unit

Test 1

Cell 1

Cell 2

Downlink power allocation

dB

0

0

dB

0 (Note 1)

0

σ

dB

-3

-3

PDSCH_RA

dB

4

NA

PDSCH_RB

dB

4

NA

Cell-specific reference signals

Antenna ports 0 and 1

Antenna ports 0 and 1

Cell ID

0

126

CSI reference signals

Antenna ports 15,16

NA

Beamforming model

Annex B.4.2

NA

CSI-RS periodicity and subframe offset TCSI-RS / CSI-RS

Subframes

5 / 4

NA

CSI reference signal configuration

8

NA

Zero-power CSI-RS configuration

ICSI-RS / ZeroPowerCSI-RS bitmap

Subframes / bitmap

4 /

0010000000000000

NA

at antenna port

dBm/15kHz

-98

-98

Reference Value in Table 8.3.2.3-2

Test specific,

7.25dB

Symbols for unused PRBs

OCNG (Note 2)

NA

Number of allocated resource blocks (Note 2)

PRB

50

NA

Simultaneous transmission

No

NA

PDSCH transmission mode

9

Blanked

Note 1:

Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.2.2.1_D_1.3-2: Minimum performance for CDM-multiplexed DM RS (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum

Throughput (%)

SNR (dB)

1

10 MHz 16QAM 1/2

R.51 TDD

OP.1 TDD

N/A

ETU5

ETU5

2×2 Low

70

14.8

≥2

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

Note 3: SNR corresponds to of Cell 1.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.2.3.

8.3.2.2.1_D_1.4 Test description

8.3.2.2.1_D_1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.2.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.40.

2. The parameter settings for the cell are set up according to Tables 8.3.2-1 and 8.3.2.2.1_D_1.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.2.2.1_D_1.4.3.

8.3.2.2.1_D_1.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Tables 8.3.2.2.1_D_1.3-1, 8.3.2.2.1_D_1.3-2. The SS sends downlink MAC padding bits on the DL RMC.

2. Set the parameters of Cell 1 for the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.2.2.1_D.5-2 as appropriate.
BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/ PDSCH for the test UE are sent on antenna port 7 and 8 using two Tx antennas with beam-forming model as specified in Annex B.4.2 and precoder update granularity specified in Table 8.3.2-1. CSI-RS are sent on antenna ports 15 and 16 using two Tx antennas with mapping according to beam-forming model as specified in Annex B.4.2.

3. Set Cell 2 as defined in Tables 8.3.2.2.1_D_1.5-1 and 8.3.2.2.1_D_1.5-2 as appropriate.

4. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during each test interval and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

8.3.2.2.1_D_1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.3.2.2.1_D_1.4.3-1: Void

Table 8.3.2.2.1_D_1.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: TS 36.508 [7] clause 4.8.2.1.6 Table 4.8.2.1.6-1 PhysicalConfigDedicated-DEFAULT

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

antennaInfo

Not present

antennaInfo-r10 CHOICE{

explicitValue-r10

AntennaInfoDedicated-r10

}

csi-RS-Config-r10

CSI-RS-Config-r10

}

Table 8.3.2.2.1_D_1.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10

tm9-v1020

codebookSubsetRestriction-r10

Not present

If the UE is configured with transmissionMode tm9, E-UTRAN only configures the field codebookSubsetRestriction if PMI/RI reporting is configured

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

Table 8.3.2.2.1_D_1.4.3-4: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE{

setup SEQUENCE {

antennaPortsCount-r10

an2

Parameter represents the number of antenna ports used for transmission of CSI reference signals

resourceConfig-r10

8

Parameter: CSI reference signal configuration

subframeConfig-r10

4

= when CSI-RS SubframeConfig is from 0-4; Parameter:

p-C-r10

0

Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback

}

}

zeroTxPowerCSI-RS-r10 CHOICE{

setup SEQUENCE {

zeroTxPowerResourceConfigList-r10

2

Parameter: ZeroPowerCSI-RS

zeroTxPowerSubframeConfig-r10

4

Parameter:

}

}

}

8.3.2.2.1_D_1.5 Test requirement

Table 8.3.2.2.1_D_1.5-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.3.3.3 for the throughput test shall meet or exceed the specified value in Table 8.3.2.2.1_D_1.5-1 and 8.3.2.2.1_D_1.5-2 for the specified SNR including test tolerances for the throughput test.

Table 8.3.2.2.1_D_1.5-1: Test Requirement for Testing CDM-multiplexed DM RS (dual layer) with multiple CSI-RS configurations

parameter

Unit

Test 1

Cell 1

Cell 2

Downlink power allocation

dB

4

0

dB

4 (Note 1)

0

σ

dB

-3

-3

Cell-specific reference signals

Antenna ports 0 and 1

Antenna ports 0 and 1

Cell ID

0

126

CSI reference signals

Antenna ports 15,16

NA

Beamforming model

Annex B.4.2

NA

CSI-RS periodicity and subframe offset TCSI-RS / CSI-RS

Subframes

5 / 4

NA

CSI reference signal configuration

8

NA

Zero-power CSI-RS configuration

ICSI-RS / ZeroPowerCSI-RS bitmap

Subframes / bitmap

4 /

0010000000000000

NA

at antenna port

dBm/15kHz

-98

-98

Reference Value in Table 8.3.2.2.1_D_1.5-2

6.9dB

Symbols for unused PRBs

OCNG (Note 2)

NA

Number of allocated resource blocks (Note 2)

PRB

50

NA

Simultaneous transmission

No

NA

PDSCH transmission mode

9

Blanked

Note 1:

Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.2.2.1_D_1.5-2: Test requirement for CDM-multiplexed DM RS (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum

Throughput (%)

SNR (dB)

1

10 MHz

16QAM 1/2

R.51 TDD

OP.1 TDD

N/A

ETU5

ETU5

2×2 Low

70

15.6

≥2

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

Note 3: SNR corresponds to of Cell 1.

8.3.2.2.2 TDD PDSCH Dual-layer Spatial Multiplexing – Enhanced Performance Requirement Type C
8.3.2.2.2.1 Test purpose

To verify the UE’s rank-2 performance and ability to receive a predefined test signal, representing a multi-path fading channel that is determined by the SNR with a percentage of the information bit throughput for a specified downlink Reference Measurement Channel (RMC) not falling below a specified value for dual-layer transmission on antenna ports 7 and 8 using DM-RS with full RB allocation.

8.3.2.2.2.2 Test applicability

This test applies to all types of E-UTRA TDD release 12 and forward UE of Category 2 or higher that support enhanced receiver Type C

8.3.2.2.2.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.4.3.2, with the addition of the relevant parameters in Tables 8.3.2-1, 8.3.2.2.2.3-1, and the downlink physical channel setup according to Table C.3.2-1 in Annex C.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Tables 8.3.2.2.2.3-2 for the specified SNR.

Table 8.3.2.2.2.3-1: Test Parameters for Testing CDM-multiplexed DM RS (dual layer)

Parameter

Unit

Test 1

Downlink power allocation

dB

0

dB

0 (Note 1)

σ

dB

-3

Cell-specific reference symbols

Antenna port 0 and antenna port 1

Beamforming model

Annex B.4.2

at antenna port

dBm/15kHz

-98

Symbols for unused PRBs

OCNG
(Note 2)

Number of allocated resource blocks

PRB

50

PDSCH transmission mode

8

Note 1: .

Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.2.2.2.3-2: Enhanced Performance Requirement Type C for CDM-multiplexed DM RS (FRC)

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

1

10 MHz

16QAM 1/2

R.32 TDD

OP.1 TDD

EPA5

2×2 Medium

70

17.0

≥2

The normative reference for this requirement is TS 36.101 [2] clause 8.3.2.2A.

8.3.2.2.2.4 Test description

8.3.2.2.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.2.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.10.

2. The parameter settings for the cell are set up according to Tables 8.3.2-1 and 8.3.2.2.2.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.2.2.2.4.3.

8.3.2.2.2.4.2 Test procedure

1. SS transmits PDSCH via PDCCH DCI format 2B for C_RNTI to transmit the DL RMC according to Tables 8.3.2.2.2.3-1, 8.3.2.2.2.3-2. The SS sends downlink MAC padding bits on the DL RMC.

2. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.2.2.2.5-1 as appropriate.
BCH/CRS/PDCCH/PCFICH are sent on antenna ports 0 and 1 using two Tx antennas, while DRS/Dedicated data for test UE are sent on antenna ports 7 and 8 using two Tx antennas with beam-forming model as specified in Annex B.4.2 and precoder update granularity specified in Table 8.3.2-1.

3. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during each test interval and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

4. Repeat steps from 1 to 3 for each test interval in Tables 8.3.2.2.2.5-1 as appropriate.

8.3.2.1.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions.

Table 8.3.2.2.2.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

antennaInfo CHOICE {

antennaInfoDedicated ::= SEQUENCE {

transmissionMode

tm8-v920

}

}

Extension ::= SEQUENCE {

antennaInfo-v920 ::= SEQUENCE{

codebookSubsetRestriction-v920 CHOICE {

n2TxAntenna-tm8-r9

111111

}

}

}

}

8.3.2.2.2.5 Test requirement

Table 8.3.2.2.2.3-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.3.2 for each throughput test shall meet or exceed the specified value in Table 8.3.2.2.2.5-1 for the specified SNR including test tolerances for all throughput tests.

Table 8.3.2.2.2.5-1: Test requirement for Enhanced Performance Requirement Type C for CDM-multiplexed DM RS (FRC)

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

1

10 MHz

16QAM 1/2

R.32 TDD

OP.1 TDD

EPA5

2×2 Medium

70

17.9

≥2

8.3.2.3 Dual-Layer Spatial Multiplexing (with multiple CSI-RS configurations)

TBD

8.3.2.4 TDD PDSCH Performance with DCI format 2D and non Quasi Co-located Antenna Ports

8.3.2.4.1_F TDD PDSCH Performance with DCI format 2D, non Quasi Co-located Antenna Ports, Same Cell ID and single NZP CSI-RS resource for CoMP
8.3.2.4.1_F.1 Test purpose

To verify the UE capability of supporting non quasi-collocated antenna ports when the UE receives DCI format 2D in a scenario where the two transmission points share the same Cell ID. In particular the test verifies that the UE, configured with quasi co-location type B, performs correct tracking and compensation of the timing difference between two transmission points, channel parameters estimation and rate matching behaviour according to the ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’ (PQI) signalling.

8.3.2.4.1_F.2 Test applicability

This test applies to E-UTRA TDD category ≥2 UE release 11 and forward, supporting Maximum CSI processes of One on a component carrier within a band with PDSCH transmission mode 10.

8.3.2.4.1_F.3 Minimum conformance requirements

The requirements are specified in Table 8.3.2.4_F.3-3, with the addition of the parameters in Table 8.3.2.4_F.3-1 and Table 8.3.2.4_F.3-2. In table 8.3.2.4_F.3-1 transmission point 1 (TP1) is the serving cell and transmission point 2 (TP2) transmits PDSCH. The downlink physical channel setup for TP1 is according to Table C.3.4-1 and for TP2 according to Table C.3.4-2.

Table 8.3.2.4.1_F.3-1: Test Parameters for quasi co-location type B: same Cell ID

Parameter

Unit

TP 1

TP 2

Downlink power allocation

dB

0

0

dB

0 (Note 1)

0

σ

dB

-3

-3

Cell-specific reference signals

Antenna ports 0,1

(Note 2)

CSI-RS 0 antenna ports

NA

Port {15,16}

qcl-CSI-RS-ConfigNZPId-r11, CSI-RS 0 periodicity and subframe offset TCSI-RS / CSI-RS

Subframes

NA

5/4

qcl-CSI-RS-ConfigNZPId-r11, CSI-RS 0 configuration

NA

8

csi-RS-ConfigZPId-r11, Zero-power CSI-RS 0 configuration ICSI-RS /
ZeroPower CSI-RS bitmap

NA

4/

0000010000000000

at antenna port

dBm/15kHz

-98

-98

SNR

dB

Reference point in Table 8.3.2.4_F.3-3

Reference point in Table 8.3.2.4_F.3-3

BWChannel

MHz

10

10

Cyclic Prefix

Normal

Normal

Cell Id

0

0

Number of control OFDM symbols

2

2

PDSCH transmission mode

Blanked

10

Number of allocated PRB

PRB

NA

50

qcl-Operation, ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’

Type B, ‘00’

Time offset between TPs

μs

NA

Reference point in Table 8.3.2.4_F.3-2

Frequency error between TPs

Hz

NA

0

Beamforming model

NA

Port 7 as specified in clause B.4.1

Symbols for unused PRBs

NA

OCNG (Note 3)

Note 1:

Note 2: REs for antenna ports 0 and 1 have zero transmission power.

Note 3: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.2.4.1_F.3-2: Configurations of PQI and DL transmission hypothesis for each PQI set

PQI set index

Parameters in each PQI set

DL transmission hypothesis for each PQI Set

NZP CSI-RS Index (For quasi co-location)

ZP CSI-RS configuration

TP 1

TP 2

PQI set 0

CSI-RS 0

ZP CSI-RS 0

Blanked

PDSCH

Table 8.3.2.4.1_F.3-3: Minimum performance for quasi co-location type B: same Cell ID

Test Number

Reference Channel

OGCN pattern

Time offset between TPs (μs)

Propagation Conditions (Note 1)

Correlation Matrix and Antenna Configuration (Note 2)

Reference Value

UE Category

TP1

TP2

TP1

TP2

Fraction of Maximum Throughput (%)

SNR (dB) (Note 3)

1

R.52 TDD

NA

OP.1 TDD

2

EPA5

EPA5

2×2 Low

70

12

≥2

2

R.52 TDD

NA

OP.1 TDD

-0.5

EPA5

EPA5

2×2 Low

70

12.4

≥2

Note 1: The propagation conditions for TP1 and TP2 are statistically independent.

Note 2: The correlation matrix and antenna configuration apply for TP1 and TP2.

Note 3: SNR corresponds to of TP2.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.2.4.1.

8.3.2.4.1_F.4 Test description

8.3.2.4.1_F.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.1.

Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.40 for antenna configuration 2×2.

2. The parameter settings for the TP 1 and TP 2 are set up according to table 8.3.1-1, table 8.3.2.4.1_F.3-1 and 8.3.2.4.1_F.3-2 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.2.4.1_F.4.3.

8.3.2.4.1_F.4.2 Test procedure

1. SS transmits PDCCH on TP 1. PQI set and PDSCH transmission hypothesis in PDCCH format 2D are configured according to Table 8.3.2.4.1_F.3-2.

2. SS transmits PDSCH on TP 1 and TP 2 via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to Table 8.3.2.4.1_F.3-3. The SS sends downlink MAC padding bits on the DL RMC.

3. Set the parameters of the reference channel, timing offset (TP 2 timing – TP 1 timing), the propagation condition, the correlation matrix and the SNR according to Table 8.3.2.4.1_F.3-3 Test 1 as appropriate.

4. Wait for at least 1 second before measuring throughput.

5. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during the test interval and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

6. Repeat steps 1 to 4 for Test 2 in Table 8.3.2.4.1_F.3-3.

8.3.2.4.1_F.4.3 Message contents

Table 8.3.2.4.1_F.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

pdsch-ConfigDedicated

PDSCH-ConfigDedicated-DEFAULT

antennaInfo-r10 CHOICE {

explicitValue-r10

AntennaInfoDedicated-r10

}

csi-RS-ConfigNZPToAddModList-r11

CSI-RS-ConfigNZP-r11-DEFAULT

csi-RS-ConfigZPToAddModList-r11

CSI-RS-ConfigZP-r11-DEFAULT

pdsch-ConfigDedicated-v1130

PDSCH-ConfigDedicated-v1130-DEFAULT

}

Table 8.3.2.4.1_F.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path:36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

p-a

dB-3

2TX

}

Table 8.3.2.4.1_F.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10

tm10-v1130

}

ue-TransmitAntennaSelection CHOICE {

Release

NULL

}

}

Table 8.3.2.4.3_F.4.1-4: CSI-RS-ConfigNZP-r11-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

CSI-RS-ConfigNZP-r11 ::= SEQUENCE {

csi-RS-ConfigNZPId-r11

1

antennaPortsCount-r11

an2

resourceConfig-r11

0

subframeConfig-r11

4

scramblingIdentity-r11

0

qcl-CRS-Info-r11 SEQUENCE {

qcl-ScramblingIdentity-r11

0

crs-PortsCount-r11

n2

mbsfn-SubframeConfigList-r11

Not present

}

}

Table 8.3.2.4.3_F.4.1-5: CSI-RS-ConfigZP-r11-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

CSI-RS-ConfigZP-r11 ::= SEQUENCE {

csi-RS-ConfigZPId-r11

1

resourceConfigList-r11

0000010000000000

subframeConfig-r11

4

}

Table 8.3.2.4.3_F.4.1-6: PDSCH-ConfigDedicated-v1130-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PDSCH-ConfigDedicated-v1130 ::= SEQUENCE {

dmrs-ConfigPDSCH-r11

DMRS-Config-r11-DEFAULT

qcl-Operation

typeB

re-MappingQCLConfigToAddModList-r11 SEQUENCE (SIZE (1..maxRE-MapQCL-r11)) OF SEQUENCE {

1 entry

pdsch-RE-MappingQCL-ConfigId-r11[1]

1

optionalSetOfFields-r11[1] SEQUENCE {

crs-PortsCount-r11

n2

crs-FreqShift-r11

0

mbsfn-SubframeConfigList-r11

Not present

pdsch-Start-r11

2

}

}

}

8.3.2.4.1_F.5 Test requirement

Table 8.3.2.4.1_F.3-1 defines the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.3.3.2 for the throughput test shall meet or exceed the specified value in Table 8.3.2.4.1_F.5-1 for the specified SNR including test tolerances for the throughput test.

Table 8.3.2.4.1_F.5-1: Minimum performance for quasi co-location type B: same Cell ID

Test Number

Reference Channel

OGCN pattern

Time offset between TPs (Note 4)

Propagation Conditions (Note 1)

Correlation Matrix and Antenna Configuration (Note 2)

Reference Value

UE Category

TP1

TP2

TP1

TP2

Fraction of Maximum Throughput (%)

SNR (dB) (Note 3)

1

R.52 TDD

NA

OP.1 TDD

57Ts

EPA5

EPA5

2×2 Low

70

12.9

2-8

2

R.52 TDD

NA

OP.1 TDD

-11Ts

EPA5

EPA5

2×2 Low

70

13.3

2-8

Note 1: The propagation conditions for TP1 and TP2 are statistically independent.

Note 2: The correlation matrix and antenna configuration apply for TP1 and TP2.

Note 3: SNR corresponds to of TP2.

Note 4: Timing offset in units of Ts: TS = 1/(15000 x 2048) seconds, the basic timing unit defined in TS 36.211 [8].

8.3.2.4.2_F TDD PDSCH Performance with DCI format 2D, non Quasi Co-located Antenna Ports, Same Cell ID and multiple NZP CSI-RS resources for CoMP
8.3.2.4.2_F.1 Test purpose

To verify the UE capability of supporting non quasi-collocated antenna ports when the UE receives DCI format 2D in a scenario where the two transmission points share the same Cell ID by verifying that the UE, configured with quasi co-location type B, performs correct tracking and compensation of the timing difference between two transmission points, channel parameters estimation and rate matching behaviour according to the ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’ (PQI) signalling.

8.3.2.4.2_F.2 Test applicability

This test applies to all types of E-UTRA TDD category ≥2 UE release 11 and forward, supporting Maximum CSI processes of Three or Four on a component carrier within a band with PDSCH transmission mode 10.

8.3.2.4.2_F.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.3.3, with the addition of the relevant parameters in Tables 8.3.2-1, 8.3.2.4.2_F.3-1 and 8.3.2.4.2_F.3-2.

In table 8.3.2.4.2_F.3-1, transmission point 1 (TP 1) is the serving cell transmitting PDCCH, synchronization signals and PBCH, and transmission point 2 (TP 2) has same Cell ID as TP 1. Multiple NZP CSI-RS resources and ZP CSI-RS resources are configured. In each sub-frame, DL PDSCH transmission is dynamically switched between 2 TPs with multiple PDSCH RE Mapping and Quasi-Co-Location Indicator configuration (PQI). Configurations of PDSCH RE Mapping and Quasi-Co-Location Indicator and downlink transmission hypothesis are defined in Table 8.3.2.4.2_F.3-2. The downlink physical channel setup for TP 1 is according to Table C.3.4-1 and for TP 2 according to Table C.3.4-2.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.2.4.2_F.3-3 for the specified SNR.

Table 8.3.2.4.2_F.3-1: Test Parameters for timing offset compensation with DPS transmission

parameter

Unit

TP 1

TP 2

Downlink power allocation

dB

0

0

dB

0 (Note 1)

0

σ

dB

-3

-3

Beamforming model

As specified in clause B.4.1

As specified in clause B.4.1

Cell-specific reference signals

Antenna ports 0,1

(Note 2)

CSI reference signals 0

Antenna ports {15,16}

N/A

CSI-RS 0 periodicity and subframe offset TCSI-RS / ∆CSI-RS

Subframes

5 / 4

N/A

CSI reference signal 0 configuration

0

N/A

CSI reference signals 1

N/A

Antenna ports {15,16}

CSI-RS 1 periodicity and subframe offset TCSI-RS / ∆CSI-RS

Subframes

N/A

5 / 4

CSI reference signal 1 configuration

N/A

8

Zero-power CSI-RS 0 configuration

ICSI-RS /
ZeroPower CSI-RS bitmap

Subframes/bitmap

4/

0010000000000000

N/A

Zero-power CSI-RS1 configuration

ICSI-RS /
ZeroPower CSI-RS bitmapS

Subframes/bitmap

N/A

4/

0000010000000000

dB

Reference Value in Table 8.3.2.4.2_F.3-3

Reference Value in Table 8.3.2.4.2_F.3-3

at antenna port

dBm/15kHz

-98

-98

BWChannel

MHz

10

10

Cyclic Prefix

Normal

Normal

Cell Id

0

0

Number of control OFDM symbols

2

2

Timing offset between TPs

N/A

Reference Value in Table 8.3.2.4.2-3

Frequency offset between TPs

Hz

N/A

0

Number of allocated resource blocks

PRB

50

50

PDSCH transmission mode

10

10

Probability of occurrence of PDSCH transmission(Note 3)

%

30

70

Symbols for unused PRBs

OCNG (Note 4)

OCNG (Note 4)

Note 1: .

Note 2: REs for antenna ports 0 and 1 have zero transmission power.

Note 3: PDSCH transmission from TPs shall be randomly determined independently for each subframe. Probabilities of occurrence of PDSCH transmission from TPs are specified.

Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.2.4.2_F.3-2: Configurations of PQI and DL transmission hypothesis for each PQI set

PQI set index

Parameters in each PQI set

DL transmission hypothesis for each PQI Set

NZP CSI-RS Index (For quasi co-location)

ZP CSI-RS configuration

TP 1

TP 2

PQI set 0

CSI-RS 0

ZP CSI-RS 0

PDSCH

Blanked

PQI set 1

CSI-RS 1

ZP CSI-RS 1

Blanked

PDSCH

Table 8.3.2.4.2_F.3-3: Minimum Requirements for timing offset compensation with DPS transmission

Test Number

Timing offset(us)

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 2)

Reference Value

UE Category

TP 1

TP 2

TP 1

TP 2

Fraction of Maximum Throughput (%)

SNR (dB) (Note 3)

1

2

R.53 TDD

OP.1 TDD

OP.1 TDD

EPA5

EPA5

2×2 Low

70

12.3

≥2

2

-0.5

R.53 TDD

OP.1 TDD

OP.1 TDD

EPA5

EPA5

2×2 Low

70

12.5

≥2

Note 1: The propagation conditions for TP 1and TP 2 are statistically independent.

Note 2: Correlation matrix and antenna configuration parameters apply for each of TP 1 and TP 2.

Note 3: SNR corresponds to of both TP 1 and TP 2.

The normative reference for these requirements is TS 36.101 [2] clause 8.3.2.4.2.

8.3.2.4.2_F.4 Test description

8.3.2.4.2_F.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.40 for antenna configuration 2×2.

2. The parameter settings for the TP 1 and TP 2 are set up according to table 8.3.1-1, 8.3.2.4.2_F.3-1 and 8.3.2.4.2_F.3-2 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.1.3.2_F.4.3.

8.3.2.4.2_F.4.2 Test procedure

1. SS transmits PDCCH on TP 1. PQI set and PDSCH transmission hypothesis in PDCCH format 2D are configured according to Table 8.3.2.4.2_F.3-2.

2. SS transmits PDSCH on TP 1 and TP 2 via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to Tables 8.3.2.4.2_F.3-1 and 8.3.2.4.2_F.3-2. The SS sends downlink MAC padding bits on the DL RMC. PDSCH transmission from TPs shall be randomly determined independently for each subframe. Probabilities of occurrence of PDSCH transmission from TPs are specified according to Table 8.3.2.4.2_F.3-1. The probability of occurrence of PQI set in each TP is equal.

3. Set the parameters of the reference channel, timing offset (TP 2 timing – TP 1 timing), the propagation condition, the correlation matrix and the SNR according to Table 8.3.2.4.2_F.3-3 Test 1 as appropriate.

4. Wait for at least 1 second before measuring throughput.

5. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during the test interval and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

6. Repeat steps 1 to 4 for Test 2 in Table 8.3.2.4.2_F.3-3.

8.3.2.4.2_F.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.3.2.4.2_F.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

pdsch-ConfigDedicated

PDSCH-ConfigDedicated-DEFAULT

antennaInfo-r10 CHOICE {

explicitValue-r10

AntennaInfoDedicated-r10

}

csi-RS-ConfigNZPToAddModList-r11

CSI-RS-ConfigNZP-r11-DEFAULT

csi-RS-ConfigZPToAddModList-r11

CSI-RS-ConfigZP-r11-DEFAULT

pdsch-ConfigDedicated-v1130

PDSCH-ConfigDedicated-v1130-DEFAULT

}

Table 8.3.2.4.2_F.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path:36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

p-a

dB-3

2TX

}

Table 8.3.2.4.2_F.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10

tm10-v1130

}

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

Table 8.3.2.4.2_F.4.3-4: CSI-RS-ConfigNZP-r11-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

CSI-RS-ConfigNZP-r11 ::= SEQUENCE {

csi-RS-ConfigNZPId-r11

For NZP CSI-RS configuration (CSI reference signals 0 ) = 1

NZP CSI-RS configuration (CSI reference signals 1) = 2

antennaPortsCount-r11

an2

resourceConfig-r11

For NZP CSI-RS configuration (CSI reference signals 0 ) = 0

NZP CSI-RS configuration (CSI reference signals 1) = 8

subframeConfig-r11

4

scramblingIdentity-r11

0

qcl-CRS-Info-r11 SEQUENCE {

qcl-ScramblingIdentity-r11

0

crs-PortsCount-r11

n2

mbsfn-SubframeConfigList-r11

Not present

}

}

Table 8.3.2.4.2_F.4.3-5: CSI-RS-ConfigZP-r11-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

CSI-RS-ConfigZP-r11 ::= SEQUENCE {

csi-RS-ConfigZPId-r11

1

resourceConfigList-r11

For Zero-power CSI-RS 0 = 0010000000000000

For Zero-power CSI-RS 1 configuration = 0000010000000000

Parameter: ZeroPowerCSI-RS

subframeConfig-r11

4

}

Table 8.3.2.4.2_F.4.3-6: PDSCH-ConfigDedicated-v1130-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PDSCH-ConfigDedicated-v1130 ::= SEQUENCE {

dmrs-ConfigPDSCH-r11

DMRS-Config-r11-DEFAULT

qcl-Operation

typeB

re-MappingQCLConfigToAddModList-r11 SEQUENCE (SIZE (1..maxRE-MapQCL-r11)) OF SEQUENCE {

2 entries

See Table 8.3.2.4.2_F.3-2

pdsch-RE-MappingQCL-ConfigId-r11[1]

1

Entry 1

optionalSetOfFields-r11[1] SEQUENCE {

crs-PortsCount-r11

n2

crs-FreqShift-r11

0

mbsfn-SubframeConfigList-r11

Not present

pdsch-Start-r11

2

}

csi-RS-ConfigZPId-r11[1]

1

qcl-CSI-RS-ConfigNZPId-r11[1]

1

pdsch-RE-MappingQCL-ConfigId-r11[1]

4

Entry 2

optionalSetOfFields-r11[1] SEQUENCE {

crs-PortsCount-r11

n2

crs-FreqShift-r11

0

mbsfn-SubframeConfigList-r11

Not present

pdsch-Start-r11

2

}

csi-RS-ConfigZPId-r11[1]

2

qcl-CSI-RS-ConfigNZPId-r11[1]

2

}

}

8.3.2.4.2_F.5 Test requirements

Table 8.3.2.4.2_F.3-1 and 8.3.2.4.2_F.3-2 defines the primary level setting.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.2 for each throughput test shall meet or exceed the specified value in Table 8.3.2.4.2_F.5-1 for the specified SNR including test tolerances for all throughput tests.

Table 8.3.2.4.2_F.5-1: Test Requirements for timing offset compensation with DPS transmission

Test Number

Timing offset (Note 4)

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 2)

Reference Value

UE Category

TP 1

TP 2

TP 1

TP 2

Fraction of Maximum Throughput (%)

SNR (dB) (Note 3)

1

57Ts

R.53 TDD

OP.1 TDD

OP.1 TDD

EPA5

EPA5

2×2 Low

70

13.2

2-8

2

11Ts

R.53 TDD

OP.1 TDD

OP.1 TDD

EPA5

EPA5

2×2 Low

70

13.4

2-8

Note 1: The propagation conditions for TP1and TP2 are statistically independent.

Note 2: Correlation matrix and antenna configuration parameters apply for each of TP1 and TP2.

Note 3: SNR corresponds to of both TP 1 and TP 2.

Note 4: Timing offset in units of Ts: TS = 1/(15000 x 2048) seconds, the basic timing unit defined in TS 36.211 [8].

8.3.2.4.3_F TDD PDSCH Performance with DCI format 2D, non Quasi Co-located Antenna Ports, Different Cell ID, Colliding CRS and single NZP CSI-RS resource for CoMP
8.3.2.4.3_F.1 Test purpose

To verify the UE capability of supporting non quasi-collocated antenna ports when the UE receives DCI format 2D in a scenario where the two transmission points have different Cell ID and colliding CRS by verifying that the UE, configured with quasi co-location type B, performs correct tracking and compensation of the frequency difference between two transmission points, channel parameters estimation and rate matching behaviour according to the ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’ (PQI) signalling.

8.3.2.4.3_F.2 Test applicability

This test applies to all types of E-UTRA TDD category ≥2 UE release 11 and forward, supporting Maximum CSI processes of One, Three or Four on a component carrier within a band with PDSCH transmission mode 10.

8.3.2.4.3_F.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.3.3, with the addition of the relevant parameters in Tables 8.3.2-1 and 8.3.2.4.3_F.3-1.

In table 8.3.2.4.3_F.3-1, transmission point 1 (TP 1) is the serving cell transmitting PDCCH, synchronization signals and PBCH, and transmission point 2 (TP 2) transmit PDSCH with different Cell ID. The downlink physical channel setup for TP 1 is according to Table C.3.4-1 and for TP 2 according to Table C.3.4-2.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.2.4.3_F.3-2 for the specified SNR.

Table 8.3.2.4.3_F.3-1: Test Parameters for quasi co-location type B with different Cell ID and Colliding CRS

parameter

Unit

TP1

TP2

Downlink power allocation

dB

0

0

dB

0 (Note 1)

0

σ

dB

-3

-3

Beamforming model

N/A

As specified in clause B.4.2

Cell-specific reference signals

Antenna ports 0,1

Antenna ports 0,1

CSI reference signals 0

N/A

Antenna ports {15,16}

CSI-RS 0 periodicity and subframe offset TCSI-RS / CSI-RS

Subframes

N/A

5 / 4

CSI reference signal 0 configuration

N/A

0

Zero-power CSI-RS 0 configuration

ICSI-RS /
ZeroPower CSI-RS bitmap

Subframes/bitmap

N/A

4/

0010000000000000

dB

Reference point in Table 8.3.2.4.3_F.3-2 + 4dB

Reference Value in Table 8.3.2.4.3_F.3-2

at antenna port

dBm/15kHz

-98

-98

BWChannel

MHz

10

10

Cyclic Prefix

Normal

Normal

Cell Id

0

126

Number of control OFDM symbols

1

2

Timing offset between TPs

us

N/A

0

Frequency offset between TPs

Hz

N/A

200

qcl-Operation, ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’

Type B, ‘00’

PDSCH transmission mode

Blank

10

Number of allocated resource block

N/A

50

Symbols for unused PRBs

N/A

OCNG(Note 2)

Note 1: .

Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.2.4.3_F.3-2: Performance Requirements for quasi co-location type B with different Cell ID and Colliding CRS

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions (Note 1)

Correlation Matrix and Antenna Configuration (Note 2)

Reference Value

UE Category

TP 1

TP 2

TP 1

TP 2

Fraction of Maximum Throughput (%)

SNR (dB) (Note 3)

1

R.54 TDD

N/A

OP.1TDD

EPA5

ETU5

2×2 Low

70

14.7

≥2

Note 1: The propagation conditions for TP 1 and TP 2 are statistically independent.

Note 2: Correlation matrix and antenna configuration parameters apply for each of TP 1 and TP 2.

Note 3: SNR corresponds to of TP2.

The normative reference for these requirements is TS 36.101 [2] clause 8.3.2.4.3.

8.3.2.4.3_F.4 Test description

8.3.2.4.3_F.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.40 for antenna configuration 2×2.

2. The parameter settings for the TP 1 are set up according to tables 8.3.2-1 and 8.3.2.4.3_F.3-1 as appropriate.

3. Downlink signals are initially set up according to Annex C0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.2.4.3_F.4.3.

8.3.2.4.3_F.4.2 Test procedure

1. SS transmits PDCCH DCI format 2D on TP 1 according to Tables 8.3.2.4.3_F.3-1, 8.3.2.4.3_F.3-2 and Annex C3.4.

2. SS transmits PDSCH on TP 2 via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to Tables 8.3.2.4.3_F.3-1, 8.3.2.4.3_F.3-2 and Annex C3.4. The SS sends downlink MAC padding bits on the DL RMC.

3. Set the parameters of the reference channel, the propagation condition, the correlation matrix and the SNR according to Table 8.3.2.4.3_F.3-2 as appropriate.

4. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G clause G.3. Count the number of NACKs, ACKs and statDTXs on the UL during the test interval and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.

8.3.2.4.3_F.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 8.3.2.4.3_F.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

pdsch-ConfigDedicated

PDSCH-ConfigDedicated-DEFAULT

antennaInfo-r10 CHOICE {

explicitValue-r10

AntennaInfoDedicated-r10

}

csi-RS-ConfigNZPToAddModList-r11

CSI-RS-ConfigNZP-r11-DEFAULT

csi-RS-ConfigZPToAddModList-r11

CSI-RS-ConfigZP-r11-DEFAULT

pdsch-ConfigDedicated-v1130

PDSCH-ConfigDedicated-v1130-DEFAULT

}

Table 8.3.2.4.3_F.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path:36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {

p-a

dB-3

2TX

}

Table 8.3.2.4.3_F.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

AntennaInfoDedicated-r10 ::= SEQUENCE {

transmissionMode-r10

tm10-v1130

}

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

Table 8.3.2.4.3_F.4.3-4: CSI-RS-ConfigNZP-r11-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

CSI-RS-ConfigNZP-r11 ::= SEQUENCE {

csi-RS-ConfigNZPId-r11

1

antennaPortsCount-r11

an2

resourceConfig-r11

0

subframeConfig-r11

4

scramblingIdentity-r11

126

qcl-CRS-Info-r11 SEQUENCE {

qcl-ScramblingIdentity-r11

0

crs-PortsCount-r11

n2

mbsfn-SubframeConfigList-r11

Not present

}

}

Table 8.3.2.4.3_F.4.3-5: CSI-RS-ConfigZP-r11-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

CSI-RS-ConfigZP-r11 ::= SEQUENCE {

csi-RS-ConfigZPId-r11

1

resourceConfigList-r11

0010000000000000

subframeConfig-r11

4

}

Table 8.3.2.4.3_F.4.3-6: PDSCH-ConfigDedicated-v1130-DEFAULT

Derivation Path: 36.508 clause 4.6.3

Information Element

Value/remark

Comment

Condition

PDSCH-ConfigDedicated-v1130 ::= SEQUENCE {

dmrs-ConfigPDSCH-r11

DMRS-Config-r11-DEFAULT

qcl-Operation

typeB

re-MappingQCLConfigToAddModList-r11 SEQUENCE (SIZE (1..maxRE-MapQCL-r11)) OF SEQUENCE {

1 entry

pdsch-RE-MappingQCL-ConfigId-r11[1]

1

optionalSetOfFields-r11[1] SEQUENCE {

crs-PortsCount-r11

n2

crs-FreqShift-r11

0

mbsfn-SubframeConfigList-r11

Not present

pdsch-Start-r11

2

}

}

}

8.3.2.4.3_F.5 Test requirements

Table 8.3.2.4.3_F.3-1 defines the primary level setting.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.2 for each throughput test shall meet or exceed the specified value in Table 8.3.2.4.3_F.5-1 for the specified SNR including test tolerances for all throughput tests.

Table 8.3.2.4.3_F.5-1: Test Requirements for quasi co-location type B with different Cell ID and Colliding CRS

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions (Note 1)

Correlation Matrix and Antenna Configuration (Note 2)

Reference Value

UE Category

TP 1

TP 2

TP 1

TP 2

Fraction of Maximum Throughput (%)

SNR (dB) (Note 3)

1

R.54 TDD

N/A

OP.1TDD

EPA5

ETU5

2×2 Low

70

15.6

2-8

Note 1: The propagation conditions for TP 1 and TP 2 are statistically independent.

Note 2: Correlation matrix and antenna configuration parameters apply for each of TP 1 and TP 2.

Note 3: SNR corresponds to of TP2.