8.7.10 TDD sustained data rate performance (4 layer MIMO)

36.521-13GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Part 1: Conformance testingRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification

8.7.10.1 Minimum conformance requirements

The parameters specified in Table 8.7.10.1-1 are valid for all TDD tests unless otherwise stated.

Table 8.7.10.1-1: Common Test Parameters (TDD)

Parameter

Unit

Value

Transmission mode

3

Special subframe configuration (Note 1)

4

Cyclic prefix

Normal

Cell ID

0

Inter-TTI Distance

1

Number of HARQ processes per component carrier

Processes

8

Maximum number of HARQ transmission

4

Redundancy version coding sequence

{0,0,1,2} for 64QAM and 256QAM

Number of OFDM symbols for PDCCH per component carrier

OFDM symbols

1

Cross carrier scheduling

Not configured

Propagation condition

Static propagation condition

No external noise sources are applied

at antenna port

dBm/15kHz

-85

Symbols for unused PRBs

OP.1 TDD

Antenna configuration

2 layer CC

2×2 or 2×4

4 layer CC

4×4

Codebook subset

restriction

2 layer CC

10

4 layer CC

1000

Downlink power

allocation

2 layer CC

= -3dB, = -3dB, σ = 0dB

4 layer CC

= -6dB, = -6dB, σ = 3dB

Symbols for unused PRBs

OP.1 TDD

For UE not supporting 256QAM, the TB success rate shall be higher than 85% when PDSCH are scheduled with FRC in Table 8.7.10.1-2 with the downlink physical channel setup according to Annex C.3.2.

For UE supporting 256QAM, the TB success rate shall be higher than 85% when PDSCH are scheduled with FRC in Table 8.7.10.1-3 with the downlink physical channel setup according to Annex C.3.2. For UE supporting 256QAM, the requirement with 64QAM is not applicable.

The TB success rate is defined as 100%*NDL_correct_rx/ (NDL_newtx + NDL_retx), where NDL_newtx is the number of newly transmitted DL transport blocks, NDL_retx is the number of retransmitted DL transport blocks, and NDL_correct_rx is the number of correctly received DL transport blocks. The TB success rate shall be sustained during at least 300 frames.

Table 8.7.10.1-2: Per-CC FRC for SDR test(TDD 64QAM)

MIMO layer

Bandwidth

Reference channel

2 layer

10

R.31-6 TDD

15

R.31-5 TDD

20

R.31-4 TDD

4 layer

10

R.31-7 TDD

15

R.31-8 TDD

20

R.31-9 TDD

Table 8.7.10.1-3: Per-CC FRC for SDR test (TDD 256QAM)

MIMO layer

Bandwidth

Reference channel

2 layer

10

R.68-2 TDD

15

R.68-1 TDD

20

R.68 TDD

4 layer

10

R.68-5 TDD

15

R.68-6 TDD

20

R.68-7 TDD

CA configuration, bandwidth combination and MIMO layer on each CC is determined by following procedure.

– Select one CA bandwidth combination among all supported CA configurations with bandwidth combination and MIMO layer on each CC that leads to largest equivalent aggregated bandwidth among all CA bandwidth combinations supported by UE. Equivalent aggregated bandwidth is defined as

where is number of CCs, and is MIMO layer and bandwidth of CC .

– When there are multiple sets of {CA configuration, bandwidth combination, MIMO layer} with same largest aggregated bandwidth, select one among sets with largest number of 4 layer CCs.

– The procedure applies also for single carrier using operating band instead of CA configuration, and bandwidth instead of bandwidth combination.

The normative reference for this requirement is TS 36.101 [2] clause 8.7.10.

8.7.10.2 TDD sustained data rate performance for 4 layer MIMO (single carrier)

8.7.10.2.1 Test purpose

Same test purpose as 8.7.1.1.

8.7.10.2.2 Test applicability

This test applies to E-UTRA TDD release 10 and forward UE of category 6 and 7 and DL category 13 that supports 4 Rx antenna ports and 4-layer spatial multiplexing for PDSCH transmission mode 3 in any TDD RF band.

8.7.10.2.3 Minimum conformance requirements

The minimum conformance requirements are defined in clause 8.7.10.1.

8.7.10.2.4 Test description

8.7.10.2.4.1 Initial conditions

For UE not supporting 256QAM, the requirements are specified in Table 8.7.10.1-2, with the addition of the parameters in Table 8.7.10.2.4.1-1 and Table 8.7.10.2.4.1-3. The test points are applied to UE category and bandwidth combination with maximum equivalent aggregated bandwidth as specified in Table 8.7.10.2.4.1-2.

For UE supporting 256QAM, the requirements are specified in Table 8.7.10.1-3, with the addition of the parameters in Table 8.7.10.2.4.1-1 and Table 8.7.10.2.4.1-5. The test points are applied to UE category and bandwidth combination with maximum equivalent aggregated bandwidth as specified in Table 8.7.10.2.4.1-4.

Table 8.7.10.2.4.1-1: Test parameters for sustained downlink data rate (TDD single carrier)

Test

Bandwidth (MHz)

MIMO layer

Antenna configuration

Equivalent aggr. BW (MHz)

1

20

4 layer

4×4

80

Table 8.7.10.2.4.1-2: Test points for sustained data rate (FRC 64QAM)

Maximum supported equivalent aggr. BW

Cat. 6, 7

Cat. 9, 10

Cat. 11, 12

DL Cat. 13

Bagg (MHz)

BW (MHz)

MIMO layer

DL Cat. 9, 10

DL Cat. 11, 12

80

20

4

1

Note 1: Select the largest equivalent aggregated bandwidth supported by the UE as defined in clause 8.7.10.1. Only one test point to be tested.

Table 8.7.10.2.4.1-3: Further test parameters per test (FRC 64QAM)

Test

Bandwidth and number of Rx antennas

DL Measurement channel

UL Measurement channel

TBsize per Codeword per CC

Number of PDCP SDU per Codeword

PDCP SDU size [Octets] Calculation

(Note 1)

PDCP SDU size [Octets]

1

20MHz 4Rx

R.31-9 TDD

R.1-4 TDD

128496 (Note 3)

11

FLOOR((TBsize – 376)/88)

1455

Note 1: Transport block size under test according to applicable Fixed Reference Channel for sustained data-rate test in annex A.3.9. In case of varying TBS across SFs of the RMC, only the maximum TBS is used for PDCP SDU size calculation.

Note 2: Each PDCP SDU is limited to 1500 octets (to keep below maximum SDU size of ESM as specified in TS 24.301 clause 9.9.4.12).
The PDCP SDU size of each PDCP SDU is:
PDCP SDU size = (TBsize – N*PDCP header size – AMD PDU header size – MAC header size – Size of RLC STATUS PDU) / N,
where PDCP header size is 16 bits for the RLC AM and 12-bit SN case; AMD PDU header size is CEIL[(16+(N-1)*12)/8] bytes which includes 16 bit standard AM header and (N-1) Length indicators; and MAC header size = R/R/E/LCID/F/L MAC subheader (24 bits for MAC SDU for RLC STATUS PDU with 15 bit LI) + R/R/E/LCID MAC subheader (8 bits for MAC SDU for RLC Data PDU) = 32 bits. The size of RLC STATUS PDU including one ACK_SN field and one NACK_SN field is 32 bits (if no STATUS PDU is sent or if the size of the STATUS PDU is less than 32 bits then padding will be used to fill the 32 bits). This gives: PDCP SDU size = 8*FLOOR((TBsize – N*16- 8*CEIL((16+(N-1)*12)/8) – 64)/(8*N)) bits.
The calculation of PDCP SDU sizes does not consider timing advance MAC CE as timing advance is not transmitted by SS for RF test cases, and the header sizes are informative and may vary during the test.

Note 3: 124464 bits for sub-frame 5.

Table 8.7.10.2.4.1-4: Test points for sustained data rate (FRC 256QAM)

Maximum supported equivalent aggr. BW

Cat. 11, 12

DL Cat. 13

DL Cat. 15

DL Cat. 16

DL Cat. 18

DL Cat. 19

Bagg (MHz)

BW (MHz)

MIMO layer

DL Cat. 11, 12

80

20

4

1

Note 1: Select the largest equivalent aggregated bandwidth supported by the UE as defined in clause 8.7.10.1. Only one test point to be tested.

Table 8.7.10.2.4.1-5: Further test parameters per test (FRC 256QAM)

Test

Bandwidth and number of Rx antennas

DL Measurement channel

UL Measurement channel

TBsize per Codeword per CC

Number of PDCP SDU per Codeword

PDCP SDU size [Octets] Calculation

(Note 1)

PDCP SDU size [Octets]

1

20MHz 4Rx

R.68-7 TDD

R.1-4 TDD

169544 (Note 3)

15

FLOOR((TBsize – 488)/120)

1408

Note 1: Transport block size under test according to applicable Fixed Reference Channel for sustained data-rate test in annex A.3.9. In case of varying TBS across SFs of the RMC, only the maximum TBS is used for PDCP SDU size calculation.

Note 2: Each PDCP SDU is limited to 1500 octets (to keep below maximum SDU size of ESM as specified in TS 24.301 clause 9.9.4.12).
The PDCP SDU size of each PDCP SDU is:
PDCP SDU size = (TBsize – N*PDCP header size – AMD PDU header size – MAC header size – Size of RLC STATUS PDU) / N,
where PDCP header size is 16 bits for the RLC AM and 12-bit SN case; AMD PDU header size is CEIL[(16+(N-1)*12)/8] bytes which includes 16 bit standard AM header and (N-1) Length indicators; and MAC header size = R/R/E/LCID/F/L MAC subheader (24 bits for MAC SDU for RLC STATUS PDU with 15 bit LI) + R/R/E/LCID MAC subheader (8 bits for MAC SDU for RLC Data PDU) = 32 bits. The size of RLC STATUS PDU including one ACK_SN field and one NACK_SN field is 32 bits (if no STATUS PDU is sent or if the size of the STATUS PDU is less than 32 bits then padding will be used to fill the 32 bits). This gives: PDCP SDU size = 8*FLOOR((TBsize – N*16- 8*CEIL((16+(N-1)*12)/8) – 64)/(8*N)) bits.
The calculation of PDCP SDU sizes does not consider timing advance MAC CE as timing advance is not transmitted by SS for RF test cases, and the header sizes are informative and may vary during the test.

Note 3: 161760 bits for sub-frame 5.

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: according to Table 8.7.10.2.4.1-1 depending on the UE category according to Table 8.7.10.2.4.1-2 for UE not supporting 256QAM or Table 8.7.10.2.4.1-4 for UE supporting 256QAM.

1. Connect the SS to the UE antenna connector(s) as shown in TS 36.508 [7] Annex A, Figure A.74 (without using faders and AWGN generators).

2. For UE not supporting 256QAM the parameter settings for the cell are set up according to Table 8.7.10.1-1, Table 8.7.10.2.4.1-1 and Table 8.7.10.2.4.1-3 depending on the UE category according to Table 8.7.10.2.4.1-2. For UE supporting 256QAM the parameter settings for the cell are set up according to Table 8.7.10.1-1, Table 8.7.10.2.4.1-1 and Table 8.7.10.2.4.1-5 depending on the UE category according to Table 8.7.10.2.4.1-4.

3. Downlink signals are initially set up according to Annex C.0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 4A-RF according to TS 36.508 [7] clause 5.2A.3. Message contents are defined in clause 8.7.9.2.4.3.

8.7.9.2.4.2 Test procedure

1. Propagation conditions are set according to Annex B.1 (No external noise sources are applied).

2. For UE not supporting 256QAM the SS looks up TBsize in Table 8.7.10.2.4.1-3 for the tests to be performed depending on the UE category according to Table 8.7.10.2.4.1-2. For UE supporting 256QAM the SS looks up TBsize in Table 8.7.10.2.4.1-5 for the tests to be performed depending on the UE category according to Table 8.7.10.2.4.1-4.

3. The SS sets the counters NDL_newtx, NDL_retx, NUL_PDCP and NDL_PDCP to 0.

4. For each new DL HARQ transmission the SS generates sufficient PDCP SDUs to fill up the TB in accordance with Table 8.7.10.2.4.1-3 (Note 1) for UE not supporting 256QAM or in accordance with Table 8.7.10.2.4.1-5 (Note 1) for UE supporting 256QAM. The SS ciphers the PDCP SDUs, concatenates the resultant PDCP PDUs to form an RLC PDU and then a MAC PDU. The SS transmits the MAC PDU. The SS increments then NDL_newtx by one and NDL_PDCP by the number of new PDCP SDUs (Note 1) included in the sent MAC PDU.

5. If PHY requests a DL HARQ retransmission, the SS performs a HARQ retransmission and increments NDL_retx by one.

6. Steps 4 to 5 are repeated at every TTI for at least 300 frames and the SS waits for 300ms to let any HARQ retransmissions and RLC retransmissions to finish.

7. For each PDCP SDU received at the SS, if the content of the data matches that of the truncated version of the original PDCP SDU generated at the SS, the SS increments NUL_PDCP by one

8. The SS calculates the TB success rate as A = 100%*NDL_newtx / (NDL_newtx + NDL_retx). Measurements are not based on UE feedback but on SS counters instead (NDL_newtx and NDL_retx) in order to validate HARQ feedback received from the UE.

9. The SS calculates the PDCP SDU loss as B = NDL_PDCP – NUL_PDCP

10. The UE passes the test if A > 85% and B = 0.

NOTE 1: In case of RLC PDU retransmission, the number of new required PDCP SDUs is as many as to fill the rest of TB.

8.7.10.2.4.3 Message contents

Table 8.7.10.2.4.3-1: CLOSE UE TEST LOOP (in the preamble)

Derivation Path: 36.509 clause 6.1

Information Element

Value/remark

Comment

Condition

Protocol discriminator

1 1 1 1

Skip indicator

0 0 0 0

Message type

1 0 0 0 0 0 0 0

UE test loop mode

0 0 0 0 0 0 0 0

UE test loop mode A

UE test loop mode A LB setup

Length of UE test loop mode A LB setup list in bytes

0 0 0 0 0 0 1 1

Length of one LB setup DRB (3 bytes)

LB setup DRB

0 0 0 0 0 0 0 0,

0 0 1 0 1 0 0 0,

0 0 0 Q4 Q3 Q2 Q1 Q0

UL PDCP SDU size = 40 bits (5 bytes)

Q4..Q0 = Data Radio Bearer identity number for the default radio bearer. See 36.509 clause 6.1

UE test loop mode B LB setup

Not present

Table 8.7.9.4.2.3-2: SecurityModeCommand (in the preamble)

Derivation Path: TS 36.508 clause 4.6.1 table 4.6.1-19

Information Element

Value/remark

Comment

Condition

SecurityModeCommand ::= SEQUENCE {

criticalExtensions CHOICE {

c1 CHOICE{

securityModeCommand-r8 SEQUENCE {

securityConfiguration SEQUENCE {

cipheringAlgorithm

eea2

nextHopChainingCount

Not present

}

nonCriticalExtension SEQUENCE {}

Not present

}

}

}

}

Table 8.7.10.2.4.3-3: RRCConnectionReconfiguration

Derivation Path: 36.331 clause 6.2.2

Information Element

Value/remark

Comment

Condition

rrcConnectionReconfiguration-r8 SEQUENCE {

nonCriticalExtension SEQUENCE {

lateNonCriticalExtension SEQUENCE {

nonCriticalExtension SEQUENCE {

antennaInfoDedicatedPCell-v10i0 SEQUENCE {

maxLayersMIMO-r10

fourLayers

}

}

}

}

}

Table 8.7.10.2.4.3-4: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.8.2.1.6-1

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

antennaInfo CHOICE {

explicitValue ::= SEQUENCE {

transmissionMode

tm3

codebookSubsetRestriction CHOICE {

n4TxAntenna-tm3

1000

}

ue-TransmitAntennaSelection CHOICE {

Release

NULL

}

}

}

}

8.7.10.2.5 Test requirement

The pass fail decision is as specified in the test procedure in clause 8.7.10.2.4.2.

There are no parameters in the test setup or measurement process whose variation impacts the results so there are no applicable test tolerances for this test.

8.7.10.3 TDD sustained data rate performance for 4 layer MIMO (2DL CA)

Editor’s note: Simplification of test point tables, to reduce future maintenance, needs further investigation.

8.7.10.3.1 Test purpose

Same test purpose as 8.7.1.1.

8.7.10.3.2 Test applicability

This test applies to E-UTRA TDD release 10 and forward UE of category 9, 10, 11 and 12 and DL category 9, 10, 11, 12 and 15 that supports inter-band OR intra‑band contiguous DL CA and supports 4 Rx antenna ports and 4-layer spatial multiplexing for PDSCH transmission mode 3 in any TDD RF band of the DL CA configuration.

This test also applies to E-UTRA TDD release 11 and forward UE of category 9, 10, 11 and 12 and DL category 9, 10, 11, 12 and 15 that supports intra band non-contiguous DL CA and supports 4 Rx antenna ports and 4-layer spatial multiplexing for PDSCH transmission mode 3 in any TDD RF band of the DL CA configuration.

8.7.10.3.3 Minimum conformance requirements

The minimum conformance requirements are defined in clause 8.7.10.1.

8.7.10.3.4 Test description

8.7.10.3.4.1 Initial conditions

For UE not supporting 256QAM, the requirements are specified in Table 8.7.10.1-2, with the addition of the parameters in Table 8.7.10.3.4.1-1. The test points are applied to UE category and bandwidth combination with maximum equivalent aggregated bandwidth as specified in Table 8.7.10.3.4.1-2.

For UE supporting 256QAM, the requirements are specified in Table 8.7.10.1-3, with the addition of the parameters in Table 8.7.10.3.4.1-1. The test points are applied to UE category and bandwidth combination with maximum equivalent aggregated bandwidth as specified in Table 8.7.10.3.4.1-3.

Table 8.7.10.3.4.1-1: Test parameters for sustained downlink data rate (TDD 2DL CA)

Test

Bandwidth (MHz)

MIMO layer

Antenna configuration

Equivalent aggr. BW (MHz)

PDCP SDU size [Octets] 64QAM

PDCP SDU size [Octets] 256QAM

1

2×20

4 layer

4×4

160

1455

1408

2

15+20

4 layer

4×4

140

1455

1408

3

20

2 layer

2×2

120

1341

1355

20

4 layer

4×4

Editor’s note: Tests in Table 8.7.10.3.4.1-1 are covering maximum aggregated bandwidth for each Bandwidth combination set with 2DL CA which are defined in Table 5.4.2A.1-1, Table 5.4.2A.1-2 or Table 5.4.2A.1-3.

Table 8.7.10.3.4.1-2: Test points for sustained data rate (FRC 64QAM)

Maximum supported equivalent aggr. BW

Cat. 9, 10

Cat. 11, 12

DL Cat. 13

DL Cat. 15

DL Cat. 16

DL Cat. 18

DL Cat. 19

Bagg (MHz)

BW combi-nation (MHz)

MIMO layer

DL Cat. 9, 10

DL Cat. 11, 12

160

2×20

4

2

1

140

15+20

4

2

2

120

20

2

3

3

20

4

Note 1: Select the largest equivalent aggregated bandwidth supported by the UE as defined in clause 8.7.10.1. Only one test point to be tested.

Table 8.7.10.3.4.1-3: Test points for sustained data rate (FRC 256QAM)

Maximum supported equivalent aggr. BW

Cat. 11, 12

DL Cat. 13

DL Cat. 15

DL Cat. 16

DL Cat. 18

DL Cat. 19

Bagg (MHz)

BW combi-nation (MHz)

MIMO layer

DL Cat. 11, 12

160

2×20

4

2

1

140

15+20

4

2

2

120

20

2

3

3

20

4

Note 1: Select the largest equivalent aggregated bandwidth supported by the UE as defined in clause 8.7.10.1. Only one test point to be tested.

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Maximum WGap for Intra-band non-contiguous CA, otherwise Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: according to Table 8.7.10.3.4.1-1 depending on the UE category according to Table 8.7.10.3.4.1-2 for UE not supporting 256QAM or Table 8.7.10.3.4.1-3 for UE supporting 256QAM.

1. Connect the SS to the UE antenna connector(s) as shown in TS 36.508 [7] Annex A, Figure A.91.

2. For UE not supporting 256QAM the parameter settings for the cell are set up according to Table 8.7.10.1-1, Table 8.7.10.3.4.1-1 depending on the UE category according to Table 8.7.10.3.4.1-2. For UE supporting 256QAM the parameter settings for the cell are set up according to Table 8.7.10.1-1, Table 8.7.10.3.4.1-1 depending on the UE category according to Table 8.7.10.3.4.1-3.

3. Downlink signals for PCC are initially set up according to Annex C.0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 4A-RF according to TS 36.508 [7] clause 5.2A.3. Message contents are defined in clause 8.7.10.3.4.3.

8.7.10.3.4.2 Test procedure

1. Configure SCC according to Annex C.0, C.1 and Annex C.3.2 for all downlink physical channels.

2. The SS shall configure SCC as per TS 36.508 [7] clause 5.2A.4. PhysicalConfigDedicated-DEFAULT is defined in Table 8.7.10.3.4.3-3, PhysicalConfigDedicatedSCell-r10-DEFAULT is defined in Table 8.7.10.3.4.3-4. Cell ID = 1 applies to S-Cell.

3. The SS activates SCC by sending the activation MAC-CE (Refer TS 36.321 [13], clauses 5.13, 6.1.3.8). Wait for at least 2 seconds (Refer TS 36.133, clauses 8.3.3.2).

4. Propagation conditions are set according to Annex B.1 (No external noise sources are applied).

5. For UE not supporting 256QAM the SS looks up TBsize in Annex A.3.9 for the RMCs in accordance with table 8.7.10.1-2, for the tests to be performed depending on the UE category according to Table 8.7.10.3.4.1-2. For UE supporting 256QAM the SS looks up TBsize in Annex A.3.9 for the RMCs in accordance with table 8.7.10.1-3, for the tests to be performed depending on the UE category according to Table 8.7.10.3.4.1-3.

6. The SS sets the counters NDL_newtx, NDL_retx, NUL_PDCP and NDDL_PDCP to 0.

7. For each new DL HARQ transmission the SS generates sufficient PDCP SDUs to fill up the TB (Note 1). The SS ciphers the PDCP SDUs, concatenates the resultant PDCP PDUs to form an RLC PDU and then a MAC PDU. The SS transmits the MAC PDU. The SS increments then NDL_newtx by one and NDL_PDCP by the number of new PDCP SDUs (Note 1) included in the sent MAC PDU.

8. If PHY requests a DL HARQ retransmission, the SS performs a HARQ retransmission and increments NDL_retx by one.

9. Steps 7 to 8 are repeated at every TTI for at least 300 frames and the SS waits for 300ms to let any HARQ retransmissions and RLC retransmissions to finish.

10. For each PDCP SDU received at the SS, if the content of the data matches that of the truncated version of the original PDCP SDU generated at the SS, the SS increments NUL_PDCP by one

11. The SS calculates the TB success rate as A = 100%*NDL_newtx / (NDL_newtx + NDL_retx). Measurements are not based on UE feedback but on SS counters instead (NDL_newtx and NDL_retx) in order to validate HARQ feedback received from the UE.

12. The SS calculates the PDCP SDU loss as B = NDL_PDCP – NUL_PDCP

13. The UE passes the test if A > 85% and B = 0.

NOTE 1: In case of RLC PDU retransmission, the number of new required PDCP SDUs is as many as to fill the rest of TB.

8.7.10.3.4.3 Message contents

Message contents are according to TS 36.508 [7] clauses 5.5 and 4.6 and 4.7A, with the following exceptions:

Table 8.7.10.3.4.3-1: CLOSE UE TEST LOOP (in the preamble)

Derivation Path: 36.509 clause 6.1

Information Element

Value/remark

Comment

Condition

Protocol discriminator

1 1 1 1

Skip indicator

0 0 0 0

Message type

1 0 0 0 0 0 0 0

UE test loop mode

0 0 0 0 0 0 0 0

UE test loop mode A

UE test loop mode A LB setup

Length of UE test loop mode A LB setup list in bytes

0 0 0 0 0 0 1 1

Length of one LB setup DRB (3 bytes)

LB setup DRB

0 0 0 0 0 0 0 0,

0 0 1 0 1 0 0 0,

0 0 0 Q4 Q3 Q2 Q1 Q0

UL PDCP SDU size = 40 bits (5 bytes)

Q4..Q0 = Data Radio Bearer identity number for the default radio bearer. See 36.509 clause 6.1

UE test loop mode B LB setup

Not present

Table 8.7.10.3.4.3-2: SecurityModeCommand (in the preamble)

Derivation Path: TS 36.508 clause 4.6.1 table 4.6.1-19

Information Element

Value/remark

Comment

Condition

SecurityModeCommand ::= SEQUENCE {

criticalExtensions CHOICE {

c1 CHOICE{

securityModeCommand-r8 SEQUENCE {

securityConfiguration SEQUENCE {

cipheringAlgorithm

eea2

nextHopChainingCount

Not present

}

nonCriticalExtension SEQUENCE {}

Not present

}

}

}

}

Table 8.7.10.3.4.3-3: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1, Table 5.5.1.2-1

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

antennaInfo CHOICE {

explicitValue ::= SEQUENCE {

transmissionMode

tm3

Transmission mode 3

codebookSubsetRestriction CHOICE {

n2TxAntenna-tm3

10

2TX

n4TxAntenna-tm3

1000

4TX

}

ue-TransmitAntennaSelection CHOICE {

Release

NULL

}

}

}

}

Condition

Explanation

2TX

2 SS Tx antenna P-Cell

4TX

4 SS Tx antenna P-Cell

Table 8.7.10.3.4.3-4: PhysicalConfigDedicatedSCell-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-6A

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicatedSCell-r10-DEFAULT ::= SEQUENCE {

nonUL-Configuration-r10 SEQUENCE {

antennaInfo-r10 CHOICE {

transmissionMode-r10

tm3

Transmission mode 3

codebookSubsetRestriction-r10

10

2TX

codebookSubsetRestriction-r10

1000

4TX

ue-TransmitAntennaSelection CHOICE {

Release

NULL

}

}

pdsch-ConfigDedicated-r10 CHOICE {

4TX

p-a

dB-6

}

}

}

Condition

Explanation

2TX

2 SS Tx antenna S-Cell

4TX

4 SS Tx antenna S-Cell

8.7.10.3.5 Test requirement

The pass fail decision is as specified in the test procedure in clause 8.7.10.3.4.2.

There are no parameters in the test setup or measurement process whose variation impacts the results so there are no applicable test tolerances for this test.

8.7.10.4 TDD sustained data rate performance for 4 layer MIMO (3DL CA)

Editor’s note: Simplification of test point tables, to reduce future maintenance, needs further investigation.

8.7.10.4.1 Test purpose

Same test purpose as 8.7.1.1.

8.7.10.4.2 Test applicability

This test applies to E-UTRA TDD release 10 and forward UE of category 11 and 12 and DL category 11, 12, 15, 16 and 18 that supports 3DL with CA configurations in Table 7.1-2a and supports 4 Rx antenna ports and 4-layer spatial multiplexing for PDSCH transmission mode 3 in any TDD RF band of the 3DL CA configuration.

This test applies to E-UTRA TDD release 11 and forward UE of category 11 and 12 and DL category 11, 12, 15, 16 and 18 that supports 3DL with CA configurations in Table 7.1-2a and supports 4 Rx antenna ports and 4-layer spatial multiplexing for PDSCH transmission mode 3 in any TDD RF band of the 3DL CA configuration.

8.7.10.4.3 Minimum conformance requirements

The minimum conformance requirements are defined in clause 8.7.10.1.

8.7.10.4.4 Test description

8.7.10.4.4.1 Initial conditions

For UE not supporting 256QAM, the requirements are specified in Table 8.7.10.1-2, with the addition of the parameters in Table 8.7.10.4.4.1-1. The test points are applied to UE category and bandwidth combination with maximum equivalent aggregated bandwidth as specified in Table 8.7.10.4.4.1-2.

For UE supporting 256QAM, the requirements are specified in Table 8.7.10.1-3, with the addition of the parameters in Table 8.7.10.4.4.1-1. The test points are applied to UE category and bandwidth combination with maximum equivalent aggregated bandwidth as specified in Table 8.7.10.4.4.1-3.

Table 8.7.10.4.4.1-1: Test parameters for sustained downlink data rate (TDD 3DL CA)

Test

Bandwidth (MHz)

MIMO layer

Antenna configuration

Equivalent aggr. BW (MHz)

PDCP SDU size [Octets] 64QAM

PDCP SDU size [Octets] 256QAM

1

3×20

4 layer

4×4

240

1455

1408

2

15+20+20

4 layer

4×4

220

1455

1408

3

20

2 layer

2×2

200

1341

1355

2×20

4 layer

4×4

4

20

2 layer

2×2

180

1341

1355

15+20

4 layer

4×4

5

2×20

2 layer

2×2

160

1341

1355

20

4 layer

4×4

6

15+20

2 layer

2×2

150

1341

1341

20

4 layer

4×4

Editor’s note: Tests in Table 8.7.10.4.4.1-1 are covering maximum aggregated bandwidth for each Bandwidth combination set with 3DL CA which are defined in Table 5.4.2A.1-1 or Table 5.4.2A.1-2.

Table 8.7.10.4.4.1-2: Test points for sustained data rate (FRC 64QAM)

Maximum supported equivalent aggr. BW

Cat. 11, 12

DL Cat. 13

DL Cat. 15

DL Cat. 16

DL Cat. 18

DL Cat. 19

Bagg (MHz)

BW combi-nation (MHz)

Antenna config.

DL Cat. 11, 12

240

3×20

4×4

4

2

1

220

15+20+20

4×4

4

2

2

200

20

2×2

4

3

3

2×20

4×4

180

20

2×2

4

4

4

15+20

4×4

160

2×20

2×2

5

5

5

20

4×4

150

15+20

2×2

6

6

6

20

4×4

Note 1: Select the largest equivalent aggregated bandwidth supported by the UE as defined in clause 8.7.10.1. Only one test point to be tested.

Table 8.7.10.4.4.1-3: Test points for sustained data rate (FRC 256QAM)

Maximum supported equivalent aggr. BW

Cat. 11, 12

DL Cat. 13

DL Cat. 15

DL Cat. 16

DL Cat. 18

DL Cat. 19

Bagg (MHz)

BW combi-nation (MHz)

Antenna config.

DL Cat. 11, 12

240

3×20

4×4

5

2

1

220

15+20+20

4×4

6

2

2

200

20

2×2

5

3

3

2×20

4×4

180

20

2×2

6

4

4

15+20

4×4

160

2×20

2×2

5

5

5

20

4×4

150

15+20

2×2

6

6

6

20

4×4

Note 1: Select the largest equivalent aggregated bandwidth supported by the UE as defined in clause 8.7.10.1. Only one test point to be tested.

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Maximum WGap for Intra-band non-contiguous CA, otherwise Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: according to Table 8.7.10.4.4.1-1 depending on the UE category according to Table 8.7.10.4.4.1-2 for UE not supporting 256QAM or Table 8.7.10.4.4.1-3 for UE supporting 256QAM.

1. Connect the SS to the UE antenna connector(s) as shown in TS 36.508 [7] Annex A, Figure A.91.

2. For UE not supporting 256QAM the parameter settings for the cell are set up according to Table 8.7.10.1-1, Table 8.7.10.4.4.1-1 depending on the UE category according to Table 8.7.10.4.4.1-2. For UE supporting 256QAM the parameter settings for the cell are set up according to Table 8.7.10.1-1, Table 8.7.10.4.4.1-1 and depending on the UE category according to Table 8.7.10.4.4.1-3.

3. Downlink signals for PCC are initially set up according to Annex C.0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 4A-RF according to TS 36.508 [7] clause 5.2A.3. Message contents are defined in clause 8.7.10.4.4.3.

8.7.10.4.4.2 Test procedure

1. Configure SCCs according to Annex C.0, C.1 and Annex C.3.2 for all downlink physical channels.

2. The SS shall configure SCCs as per TS 36.508 [7] clause 5.2A.4 with two SCCs configured. PhysicalConfigDedicated-DEFAULT is defined in Table 8.7.10.4.4.3-3, PhysicalConfigDedicatedSCell-r10-DEFAULT is defined in Table 8.7.10.4.4.3-4. Cell ID = n (where n is 1, 2) applies to S-Celln (where n is 1, 2).

3. The SS activates SCCs by sending the activation MAC-CE (Refer TS 36.321 [13], clauses 5.13, 6.1.3.8). Wait for at least 2 seconds (Refer TS 36.133, clauses 8.3.3.2).

4. Propagation conditions are set according to Annex B.1 (No external noise sources are applied).

5. For UE not supporting 256QAM the SS looks up TBsize in Annex A.3.9 for the RMCs in accordance with table 8.7.10.1-2, for the tests to be performed depending on the UE category according to Table 8.7.10.4.4.1-2. For UE supporting 256QAM the SS looks up TBsize in Annex A.3.9 for the RMCs in accordance with table 8.7.10.1-3, for the tests to be performed depending on the UE category according to Table 8.7.10.4.4.1-3.

6. The SS sets the counters NDL_newtx, NDL_retx, NUL_PDCP and NDDL_PDCP to 0.

7. For each new DL HARQ transmission the SS generates sufficient PDCP SDUs to fill up the (Note 1). The SS ciphers the PDCP SDUs, concatenates the resultant PDCP PDUs to form an RLC PDU and then a MAC PDU. The SS transmits the MAC PDU. The SS increments then NDL_newtx by one and NDL_PDCP by the number of new PDCP SDUs (Note 1) included in the sent MAC PDU.

8. If PHY requests a DL HARQ retransmission, the SS performs a HARQ retransmission and increments NDL_retx by one.

9. Steps 7 to 8 are repeated at every TTI for at least 300 frames and the SS waits for 300ms to let any HARQ retransmissions and RLC retransmissions to finish.

10. For each PDCP SDU received at the SS, if the content of the data matches that of the truncated version of the original PDCP SDU generated at the SS, the SS increments NUL_PDCP by one

11. The SS calculates the TB success rate as A = 100%*NDL_newtx / (NDL_newtx + NDL_retx). Measurements are not based on UE feedback but on SS counters instead (NDL_newtx and NDL_retx) in order to validate HARQ feedback received from the UE.

12. The SS calculates the PDCP SDU loss as B = NDL_PDCP – NUL_PDCP

13. The UE passes the test if A > 85% and B = 0.

NOTE 1: In case of RLC PDU retransmission, the number of new required PDCP SDUs is as many as to fill the rest of TB.

8.7.10.4.4.3 Message contents

Message contents are according to TS 36.508 [7] clauses 5.5 and 4.6 and 4.7A, with the following exceptions:

Table 8.7.10.4.4.3-1: CLOSE UE TEST LOOP (in the preamble)

Derivation Path: 36.509 clause 6.1

Information Element

Value/remark

Comment

Condition

Protocol discriminator

1 1 1 1

Skip indicator

0 0 0 0

Message type

1 0 0 0 0 0 0 0

UE test loop mode

0 0 0 0 0 0 0 0

UE test loop mode A

UE test loop mode A LB setup

Length of UE test loop mode A LB setup list in bytes

0 0 0 0 0 0 1 1

Length of one LB setup DRB (3 bytes)

LB setup DRB

0 0 0 0 0 0 0 0,

0 0 1 0 1 0 0 0,

0 0 0 Q4 Q3 Q2 Q1 Q0

UL PDCP SDU size = 40 bits (5 bytes)

Q4..Q0 = Data Radio Bearer identity number for the default radio bearer. See 36.509 clause 6.1

UE test loop mode B LB setup

Not present

Table 8.7.10.4.4.3-2: SecurityModeCommand (in the preamble)

Derivation Path: TS 36.508 clause 4.6.1 table 4.6.1-19

Information Element

Value/remark

Comment

Condition

SecurityModeCommand ::= SEQUENCE {

criticalExtensions CHOICE {

c1 CHOICE{

securityModeCommand-r8 SEQUENCE {

securityConfiguration SEQUENCE {

cipheringAlgorithm

eea2

nextHopChainingCount

Not present

}

nonCriticalExtension SEQUENCE {}

Not present

}

}

}

}

Table 8.7.10.4.4.3-3: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1, Table 5.5.1.2-1

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

antennaInfo CHOICE {

explicitValue ::= SEQUENCE {

transmissionMode

tm3

Transmission mode 3

codebookSubsetRestriction CHOICE {

n2TxAntenna-tm3

10

2TX

n4TxAntenna-tm3

1000

4TX

}

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

}

}

Condition

Explanation

2TX

2 SS Tx antenna P-Cell

4TX

4 SS Tx antenna P-Cell

Table 8.7.10.4.4.3-4: PhysicalConfigDedicatedSCell-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-6A

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicatedSCell-r10-DEFAULT ::= SEQUENCE {

nonUL-Configuration-r10 SEQUENCE {

antennaInfo-r10 CHOICE {

transmissionMode-r10

tm3

Transmission mode 3

codebookSubsetRestriction-r10

10

2TX

codebookSubsetRestriction-r10

1000

4TX

ue-TransmitAntennaSelection CHOICE {

Release

NULL

}

}

pdsch-ConfigDedicated-r10 CHOICE {

4TX

p-a

dB-6

}

}

}

Condition

Explanation

2TX

2 SS Tx antenna S-Cell

4TX

4 SS Tx antenna S-Cell

8.7.10.4.5 Test requirement

The pass fail decision is as specified in the test procedure in clause 8.7.10.4.4.2.

There are no parameters in the test setup or measurement process whose variation impacts the results so there are no applicable test tolerances for this test.

8.7.10.5 TDD sustained data rate performance for 4 layer MIMO (4DL CA)

Editor’s note: Simplification of test point tables, to reduce future maintenance, needs further investigation.

8.7.10.5.1 Test purpose

Same test purpose as 8.7.1.1.

8.7.10.5.2 Test applicability

This test case applies to all types of E-UTRA TDD UE release 11 and forward of UE DL category 16, 18 and 19 that support 4DL with CA configurations in Table 7.1-2b and supports 4 Rx antenna ports and 4-layer spatial multiplexing for PDSCH transmission mode 3 in any TDD RF band of the 4DL CA configuration.

8.7.10.5.3 Minimum conformance requirements

The minimum conformance requirements are defined in clause 8.7.10.1.

8.7.10.5.4 Test description

8.7.10.5.4.1 Initial conditions

For UE not supporting 256QAM, the requirements are specified in Table 8.7.10.1-2, with the addition of the parameters in Table 8.7.10.5.4.1-1. The test points are applied to UE category and bandwidth combination with maximum equivalent aggregated bandwidth as specified in Table 8.7.10.5.4.1-2.

For UE supporting 256QAM, the requirements are specified in Table 8.7.10.1-3, with the addition of the parameters in Table 8.7.10.5.4.1-1. The test points are applied to UE category and bandwidth combination with maximum equivalent aggregated bandwidth as specified in Table 8.7.10.5.4.1-4.

Table 8.7.10.5.4.1-1: Test parameters for sustained downlink data rate (TDD 4DL CA)

Test

Bandwidth (MHz)

MIMO layer

Antenna configuration

Equivalent aggr. BW (MHz)

PDCP SDU size [Octets] 64QAM

PDCP SDU size [Octets] 256QAM

1

4×20

4 layer

4×4

320

1455

1408

2

15+20+20+20

4 layer

4×4

300

1455

1408

3

20

2 layer

2×2

280

1341

1355

3×20

4 layer

4×4

4

2×20

2 layer

2×2

240

1341

1355

2×20

4 layer

4×4

5

15+20

2 layer

2×2

230

1341

1341

2×20

4 layer

4×4

6

2×20

2 layer

2×2

220

1341

1355

15+20

4 layer

4×4

7

3×20

2 layer

2×2

200

1341

1355

20

4 layer

4×4

Editor’s note: Tests in Table 8.7.10.5.4.1-1 are covering maximum aggregated bandwidth for each Bandwidth combination set with 4DL CA which are defined in Table 5.4.2A.1-1 or Table 5.4.2A.1-2.

Table 8.7.10.5.4.1-2: Test points for sustained data rate (FRC 64QAM)

Maximum supported equivalent aggr. BW

Cat. 11, 12

DL Cat. 13

DL Cat. 15

DL Cat. 16

DL Cat. 18

DL Cat. 19

Bagg (MHz)

BW combi-nation (MHz)

Antenna config.

DL Cat. 11, 12

320

4×20

4×4

2

1

300

15+20+20+20

4×4

2

2

280

20

2×2

3

3

3×20

4×4

240

2×20

2×2

4

4

2×20

4×4

230

15+20

2×2

5

5

2×20

4×4

220

2×20

2×2

6

6

15+20

4×4

200

3×20

2×2

7

7

20

4×4

Note 1: Select the largest equivalent aggregated bandwidth supported by the UE as defined in clause 8.7.10.1. Only one test point to be tested.

Table 8.7.10.5.4.1-3: Test points for sustained data rate (FRC 256QAM)

Maximum supported equivalent aggr. BW

Cat. 11, 12

DL Cat. 13

DL Cat. 15

DL Cat. 16

DL Cat. 18

DL Cat. 19

Bagg (MHz)

BW combi-nation (MHz)

Antenna config.

DL Cat. 11, 12

320

4×20

4×4

4

1

300

15+20+20+20

4×4

5

2

280

20

2×2

4

3

3×20

4×4

240

2×20

2×2

4

4

2×20

4×4

230

15+20

2×2

5

5

2×20

4×4

220

2×20

2×2

6

6

15+20

4×4

200

3×20

2×2

7

7

20

4×4

Note 1: Select the largest equivalent aggregated bandwidth supported by the UE as defined in clause 8.7.10.1. Only one test point to be tested.

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: according to Table 8.7.10.5.4.1-1 depending on the UE category according to Table 8.7.10.5.4.1-2 for UE not supporting 256QAM or Table 8.7.10.5.4.1-3 for UE supporting 256QAM.

1. Connect the SS to the UE antenna connector(s) as shown in TS 36.508 [7] Annex A, Figure A.91.

2. For UE not supporting 256QAM the parameter settings for the cell are set up according to Table 8.7.10.1-1, Table 8.7.10.5.4.1-1 depending on the UE category according to Table 8.7.10.5.4.1-2. For UE supporting 256QAM the parameter settings for the cell are set up according to Table 8.7.10.1-1, Table 8.7.10.5.4.1-1 depending on the UE category according to Table 8.7.10.5.4.1-3.

3. Downlink signals for PCC are initially set up according to Annex C.0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 4A-RF according to TS 36.508 [7] clause 5.2A.3. Message contents are defined in clause 8.7.10.5.4.3.

8.7.10.5.4.2 Test procedure

1. Configure SCCs according to Annex C.0, C.1 and Annex C.3.2 for all downlink physical channels.

2. The SS shall configure SCCs as per TS 36.508 [7] clause 5.2A.4 with three SCCs configured. PhysicalConfigDedicated-DEFAULT is defined in Table 8.7.10.5.4.3-3, PhysicalConfigDedicatedSCell-r10-DEFAULT is defined in Table 8.7.10.5.4.3-4. Cell ID = n (where n is 1, 2, 3) applies to S-Celln (where n is 1, 2, 3).

3. The SS activates SCCs by sending the activation MAC-CE (Refer TS 36.321 [13], clauses 5.13, 6.1.3.8). Wait for at least 2 seconds (Refer TS 36.133, clauses 8.3.3.2).

4. Propagation conditions are set according to Annex B.1 (No external noise sources are applied).

5. For UE not supporting 256QAM the SS looks up TBsize in Annex A.3.9 for the RMCs in accordance with table 8.7.10.1-2, for the tests to be performed depending on the UE category according to Table 8.7.10.5.4.1-2. For UE supporting 256QAM the SS looks up TBsize in Annex A.3.9 for the RMCs in accordance with table 8.7.10.1-3, for the tests to be performed depending on the UE category according to Table 8.7.10.5.4.1-3.

6. The SS sets the counters NDL_newtx, NDL_retx, NUL_PDCP and NDDL_PDCP to 0.

7. For each new DL HARQ transmission the SS generates sufficient PDCP SDUs to fill up the TB (Note 1). The SS ciphers the PDCP SDUs, concatenates the resultant PDCP PDUs to form an RLC PDU and then a MAC PDU. The SS transmits the MAC PDU. The SS increments then NDL_newtx by one and NDL_PDCP by the number of new PDCP SDUs (Note 1) included in the sent MAC PDU.

8. If PHY requests a DL HARQ retransmission, the SS performs a HARQ retransmission and increments NDL_retx by one.

9. Steps 7 to 8 are repeated at every TTI for at least 300 frames and the SS waits for 300ms to let any HARQ retransmissions and RLC retransmissions to finish.

10. For each PDCP SDU received at the SS, if the content of the data matches that of the truncated version of the original PDCP SDU generated at the SS, the SS increments NUL_PDCP by one

11. The SS calculates the TB success rate as A = 100%*NDL_newtx / (NDL_newtx + NDL_retx). Measurements are not based on UE feedback but on SS counters instead (NDL_newtx and NDL_retx) in order to validate HARQ feedback received from the UE.

12. The SS calculates the PDCP SDU loss as B = NDL_PDCP – NUL_PDCP

13. The UE passes the test if A > 85% and B = 0.

NOTE 1: In case of RLC PDU retransmission, the number of new required PDCP SDUs is as many as to fill the rest of TB.

8.7.10.5.4.3 Message contents

Message contents are according to TS 36.508 [7] clauses 5.5 and 4.6 and 4.7A, with the following exceptions:

Table 8.7.10.5.4.3-1: CLOSE UE TEST LOOP (in the preamble)

Derivation Path: 36.509 clause 6.1

Information Element

Value/remark

Comment

Condition

Protocol discriminator

1 1 1 1

Skip indicator

0 0 0 0

Message type

1 0 0 0 0 0 0 0

UE test loop mode

0 0 0 0 0 0 0 0

UE test loop mode A

UE test loop mode A LB setup

Length of UE test loop mode A LB setup list in bytes

0 0 0 0 0 0 1 1

Length of one LB setup DRB (3 bytes)

LB setup DRB

0 0 0 0 0 0 0 0,

0 0 1 0 1 0 0 0,

0 0 0 Q4 Q3 Q2 Q1 Q0

UL PDCP SDU size = 40 bits (5 bytes)

Q4..Q0 = Data Radio Bearer identity number for the default radio bearer. See 36.509 clause 6.1

UE test loop mode B LB setup

Not present

Table 8.7.10.5.4.3-2: SecurityModeCommand (in the preamble)

Derivation Path: TS 36.508 clause 4.6.1 table 4.6.1-19

Information Element

Value/remark

Comment

Condition

SecurityModeCommand ::= SEQUENCE {

criticalExtensions CHOICE {

c1 CHOICE{

securityModeCommand-r8 SEQUENCE {

securityConfiguration SEQUENCE {

cipheringAlgorithm

eea2

nextHopChainingCount

Not present

}

nonCriticalExtension SEQUENCE {}

Not present

}

}

}

}

Table 8.7.10.5.4.3-3: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1, Table 5.5.1.2-1

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

antennaInfo CHOICE {

explicitValue ::= SEQUENCE {

transmissionMode

tm3

Transmission mode 3

codebookSubsetRestriction CHOICE {

n2TxAntenna-tm3

10

2TX

n4TxAntenna-tm3

1000

4TX

}

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

}

}

Condition

Explanation

2TX

2 SS Tx antenna P-Cell

4TX

4 SS Tx antenna P-Cell

Table 8.7.10.5.4.3-4: PhysicalConfigDedicatedSCell-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-6A

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicatedSCell-r10-DEFAULT ::= SEQUENCE {

nonUL-Configuration-r10 SEQUENCE {

antennaInfo-r10 CHOICE {

transmissionMode-r10

tm3

Transmission mode 3

codebookSubsetRestriction-r10

10

2TX

codebookSubsetRestriction-r10

1000

4TX

ue-TransmitAntennaSelection CHOICE {

Release

NULL

}

}

pdsch-ConfigDedicated-r10 CHOICE {

4TX

p-a

dB-6

}

}

}

Condition

Explanation

2TX

2 SS Tx antenna S-Cell

4TX

4 SS Tx antenna S-Cell

8.7.10.5.5 Test requirement

The pass fail decision is as specified in the test procedure in clause 8.7.10.5.4.2.

There are no parameters in the test setup or measurement process whose variation impacts the results so there are no applicable test tolerances for this test.

8.7.10.6 TDD sustained data rate performance for 4 layer MIMO (5DL CA)

Editor’s note: Simplification of test point tables, to reduce future maintenance, needs further investigation.

8.7.10.6.1 Test purpose

Same test purpose as 8.7.1.1.

8.7.10.6.2 Test applicability

This test applies to E-UTRA TDD release 11 and forward UE of DL category 18 and 19 that supports 5DL with CA configurations in Table 7.1-2c and supports 4 Rx antenna ports and 4-layer spatial multiplexing for PDSCH transmission mode 3 in any TDD RF band of the 5DL CA configuration.

8.7.10.6.3 Minimum conformance requirements

The minimum conformance requirements are defined in clause 8.7.10.1.

8.7.10.6.4 Test description

8.7.10.6.4.1 Initial conditions

For UE not supporting 256QAM, the requirements are specified in Table 8.7.10.1-2, with the addition of the parameters in Table 8.7.10.6.4.1-1. The test points are applied to UE category and bandwidth combination with maximum equivalent aggregated bandwidth as specified in Table 8.7.10.6.4.1-2.

For UE supporting 256QAM, the requirements are specified in Table 8.7.10.1-3, with the addition of the parameters in Table 8.7.10.6.4.1-1. The test points are applied to UE category and bandwidth combination with maximum equivalent aggregated bandwidth as specified in Table 8.7.10.6.4.1-3.

Table 8.7.10.6.4.1-1: Test parameters for sustained downlink data rate (TDD 5DL CA)

Test

Bandwidth (MHz)

MIMO layer

Antenna configuration

Equivalent aggr. BW (MHz)

PDCP SDU size [Octets] 64QAM

PDCP SDU size [Octets] 256QAM

1

5×20

4 layer

4×4

400

1455

1408

2

15+(4×20)

4 layer

4×4

380

1455

1408

3

2×20

2 layer

2×2

320

1341

1355

3×20

4 layer

4×4

4

15+20

2 layer

2×2

310

1341

1341

3×20

4 layer

4×4

5

3×20

2 layer

2×2

280

1341

1355

2×20

4 layer

4×4

6

3×20

2 layer

2×2

260

1341

1355

15+20

4 layer

4×4

Editor’s note: Tests in Table 8.7.10.6.4.1-1 are covering maximum aggregated bandwidth for each Bandwidth combination set with 5DL CA which are defined in Table 5.4.2A.1-1 and Table 5.4.2A.1-2.

Table 8.7.10.6.4.1-2: Test points for sustained data rate (FRC 64QAM)

Maximum supported equivalent aggr. BW

Cat. 11, 12

DL Cat. 13

DL Cat. 15

DL Cat. 16

DL Cat. 18

DL Cat. 19

Bagg (MHz)

BW combi-nation (MHz)

Antenna config.

DL Cat. 11, 12

400

5×20

4×4

3

1

380

15+20+20+20+20

4×4

4

2

320

2×20

2×2

3

3

3×20

4×4

310

15+20

2×2

4

4

3×20

4×4

280

3×20

2×2

5

5

2×20

4×4

260

3×20

2×2

6

6

15+20

4×4

Note 1: Select the largest equivalent aggregated bandwidth supported by the UE as defined in clause 8.7.10.1. Only one test point to be tested.

Table 8.7.10.6.4.1-3: Test points for sustained data rate (FRC 256QAM)

Maximum supported equivalent aggr. BW

Cat. 11, 12

DL Cat. 13

DL Cat. 15

DL Cat. 16

DL Cat. 18

DL Cat. 19

Bagg (MHz)

BW combi-nation (MHz)

Antenna config.

DL Cat. 11, 12

400

5×20

4×4

3

380

15+20+20+20+20

4×4

4

320

2×20

2×2

3

3×20

4×4

310

15+20

2×2

4

3×20

4×4

280

3×20

2×2

5

2×20

4×4

260

3×20

2×2

6

15+20

4×4

Note 1: Select the largest equivalent aggregated bandwidth supported by the UE as defined in clause 8.7.10.1. Only one test point to be tested.

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: according to Table 8.7.10.6.4.1-1 depending on the UE category according to Table 8.7.10.6.4.1-2 for UE not supporting 256QAM or Table 8.7.10.6.4.1-3 for UE supporting 256QAM.

1. Connect the SS to the UE antenna connector(s) as shown in TS 36.508 [7] Annex A, Figure A.91.

2. For UE not supporting 256QAM the parameter settings for the cell are set up according to Table 8.7.10.1-1, Table 8.7.10.6.4.1-1 depending on the UE category according to Table 8.7.10.6.4.1-2. For UE supporting 256QAM the parameter settings for the cell are set up according to Table 8.7.10.1-1, Table 8.7.10.6.4.1-1 depending on the UE category according to Table 8.7.10.6.4.1-3.

3. Downlink signals for PCC are initially set up according to Annex C.0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 4A-RF according to TS 36.508 [7] clause 5.2A.3. Message contents are defined in clause 8.7.10.6.4.3.

8.7.10.6.4.2 Test procedure

1. Configure SCCs according to Annex C.0, C.1 and Annex C.3.2 for all downlink physical channels.

2. The SS shall configure SCCs as per TS 36.508 [7] clause 5.2A.4 with four SCCs configured. PhysicalConfigDedicated-DEFAULT is defined in Table 8.7.10.6.4.3-3, PhysicalConfigDedicatedSCell-r10-DEFAULT is defined in Table 8.7.10.6.4.3-4. Cell ID = n (where n is 1, 2, 3, 4) applies to S-Celln (where n is 1, 2, 3, 4).

3. The SS activates SCCs by sending the activation MAC-CE (Refer TS 36.321 [13], clauses 5.13, 6.1.3.8). Wait for at least 2 seconds (Refer TS 36.133, clauses 8.3.3.2).

4. Propagation conditions are set according to Annex B.1 (No external noise sources are applied).

5. For UE not supporting 256QAM the SS looks up TBsize in Annex A.3.9 for the RMCs in accordance with table 8.7.10.1-2, for the tests to be performed depending on the UE category according to Table 8.7.10.6.4.1-2. For UE supporting 256QAM the SS looks up TBsize in Annex A.3.9 for the RMCs in accordance with table 8.7.10.1-3, for the tests to be performed depending on the UE category according to Table 8.7.10.6.4.1-3.

6. The SS sets the counters NDL_newtx, NDL_retx, NUL_PDCP and NDDL_PDCP to 0.

7. For each new DL HARQ transmission the SS generates sufficient PDCP SDUs to fill up the TB (Note 1). The SS ciphers the PDCP SDUs, concatenates the resultant PDCP PDUs to form an RLC PDU and then a MAC PDU. The SS transmits the MAC PDU. The SS increments then NDL_newtx by one and NDL_PDCP by the number of new PDCP SDUs (Note 1) included in the sent MAC PDU.

8. If PHY requests a DL HARQ retransmission, the SS performs a HARQ retransmission and increments NDL_retx by one.

9. Steps 7 to 8 are repeated at every TTI for at least 300 frames and the SS waits for 300ms to let any HARQ retransmissions and RLC retransmissions to finish.

10. For each PDCP SDU received at the SS, if the content of the data matches that of the truncated version of the original PDCP SDU generated at the SS, the SS increments NUL_PDCP by one

11. The SS calculates the TB success rate as A = 100%*NDL_newtx / (NDL_newtx + NDL_retx). Measurements are not based on UE feedback but on SS counters instead (NDL_newtx and NDL_retx) in order to validate HARQ feedback received from the UE.

12. The SS calculates the PDCP SDU loss as B = NDL_PDCP – NUL_PDCP

13. The UE passes the test if A > 85% and B = 0.

NOTE 1: In case of RLC PDU retransmission, the number of new required PDCP SDUs is as many as to fill the rest of TB.

8.7.10.6.4.3 Message contents

Message contents are according to TS 36.508 [7] clauses 5.5 and 4.6 and 4.7A, with the following exceptions:

Table 8.7.10.6.4.3-1: CLOSE UE TEST LOOP (in the preamble)

Derivation Path: 36.509 clause 6.1

Information Element

Value/remark

Comment

Condition

Protocol discriminator

1 1 1 1

Skip indicator

0 0 0 0

Message type

1 0 0 0 0 0 0 0

UE test loop mode

0 0 0 0 0 0 0 0

UE test loop mode A

UE test loop mode A LB setup

Length of UE test loop mode A LB setup list in bytes

0 0 0 0 0 0 1 1

Length of one LB setup DRB (3 bytes)

LB setup DRB

0 0 0 0 0 0 0 0,

0 0 1 0 1 0 0 0,

0 0 0 Q4 Q3 Q2 Q1 Q0

UL PDCP SDU size = 40 bits (5 bytes)

Q4..Q0 = Data Radio Bearer identity number for the default radio bearer. See 36.509 clause 6.1

UE test loop mode B LB setup

Not present

Table 8.7.10.6.4.3-2: SecurityModeCommand (in the preamble)

Derivation Path: TS 36.508 clause 4.6.1 table 4.6.1-19

Information Element

Value/remark

Comment

Condition

SecurityModeCommand ::= SEQUENCE {

criticalExtensions CHOICE {

c1 CHOICE{

securityModeCommand-r8 SEQUENCE {

securityConfiguration SEQUENCE {

cipheringAlgorithm

eea2

nextHopChainingCount

Not present

}

nonCriticalExtension SEQUENCE {}

Not present

}

}

}

}

Table 8.7.10.6.4.3-3: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1, Table 5.5.1.2-1

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

antennaInfo CHOICE {

explicitValue ::= SEQUENCE {

transmissionMode

tm3

Transmission mode 3

codebookSubsetRestriction CHOICE {

n2TxAntenna-tm3

10

2TX

n4TxAntenna-tm3

1000

4TX

}

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

}

}

Condition

Explanation

2TX

2 SS Tx antenna P-Cell

4TX

4 SS Tx antenna P-Cell

Table 8.7.10.6.4.3-4: PhysicalConfigDedicatedSCell-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-6A

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicatedSCell-r10-DEFAULT ::= SEQUENCE {

nonUL-Configuration-r10 SEQUENCE {

antennaInfo-r10 CHOICE {

transmissionMode-r10

tm3

Transmission mode 3

codebookSubsetRestriction-r10

10

2TX

codebookSubsetRestriction-r10

1000

4TX

ue-TransmitAntennaSelection CHOICE {

Release

NULL

}

}

pdsch-ConfigDedicated-r10 CHOICE {

4TX

p-a

dB-6

}

}

}

Condition

Explanation

2TX

2 SS Tx antenna S-Cell

4TX

4 SS Tx antenna S-Cell

8.7.10.6.5 Test requirement

The pass fail decision is as specified in the test procedure in clause 8.7.10.6.4.2.

There are no parameters in the test setup or measurement process whose variation impacts the results so there are no applicable test tolerances for this test.