9.4.2 Multiple PMI

36.521-13GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Part 1: Conformance testingRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification

Tools: ARFCN - Frequency Conversion for 5G NR/LTE/UMTS/GSM

9.4.2.1 PMI Reporting – PUSCH 1-2 (Multiple PMI) (Cell-Specific Reference Symbols)

9.4.2.1.1 FDD PMI Reporting – PUSCH 1-2 (Multiple PMI)

9.4.2.1.1.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

9.4.2.1.1.2 Test applicability

This test applies to E-UTRA FDD UE release 8 of UE category 2-5.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.2.1.1.3 Minimum conformance requirements

For the parameters specified in Table 9.4.2.1.1.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.4.2.1.1.3-2.

Table 9.4.2.1.1.3-1 PMI test for single-layer (FDD)

Parameter		Unit	Test 1
Bandwidth		MHz	20
Transmission mode			6
Propagation channel			EPA5
Precoding granularity (only for reporting and following PMI)		PRB	8
Correlation and antenna configuration			Low 2 x 2
Downlink power allocation		dB	-3
		dB	-3
	σ	dB	0
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 1-2
Reporting interval		ms	1
PMI delay		ms	8
Measurement channel			R.30 FDD
OCNG Pattern			OP.1 FDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
Note 1: For random precoder selection, the precoders shall be updated in each TTI (1 ms granularity) Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4)

Table 9.4.2.1.1.3-2: Minimum requirement (FDD)

Parameter	Test 1
	1.2
UE Category	2-5

The normative reference for this requirement is TS 36.101 [2] clause 9.4.2.1.1.

9.4.2.1.1.4 Test description

9.4.2.1.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 20MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.10 for UE with 2Rx RF band and Annex A, Figure A.10a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.4.2.1.1.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.4.2.1.1.4.3.

9.4.2.1.1.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.4.2.1.1.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC with randomly selected precoding matrix from codebook (Table 6.3.4.2.3-1 in TS 36.211 [8]) every subframe regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Establish and according to annex G.5.2

3. Set SNR to . The SS shall transmit PDSCH with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4 every subframe. Measure the average throughput.
Measure according to Annex G.5.3

4. Calculate

9.4.2.1.1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.2.1.1.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	CQI-ReportConfig-DEFAULT
antennaInfo CHOICE {
explicitValue	AntennaInfoDedicated
}
}

Table 9.4.2.1.1.4.3-2: AntennaInfoDedicated

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated ::= SEQUENCE {
transmissionMode	tm6
codebookSubsetRestriction CHOICE{
n2TxAntenna-tm6	1111
}
ue-TransmitAntennaSelection CHOICE{
release	NULL
}
}

Table 9.4.2.1.1.4.3-3: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-DEFAULT ::= SEQUENCE {
cqi-ReportModeAperiodic	rm12
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic	Not present
}

9.4.2.1.1.5 Test requirement

Table 9.4.2.1.1.5-1: Test requirement (FDD)

Parameter	Test 1
	1.19
UE Category	2-5

9.4.2.1.1_1 FDD PMI Reporting – PUSCH 1-2 (Multiple PMI) (Release 9 and forward)

9.4.2.1.1_1.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

9.4.2.1.1_1.2 Test applicability

This test applies to all types of E-UTRA FDD UE release 9 and forward.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.2.1.1_1.3 Minimum conformance requirements

For the parameters specified in Table 9.4.2.1.1_1.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.4.2.1.1_1.3-2.

Table 9.4.2.1.1_1.3-1: PMI test for single-layer (FDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			6
Propagation channel			EPA5
Precoding granularity (only for reporting and following PMI)		PRB	6
Correlation and antenna configuration			Low 2 x 2
Downlink power allocation		dB	-3
		dB	-3
	σ	dB	0
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 1-2
Reporting interval		ms	1
PMI delay		ms	8
Measurement channel			R.11-3 FDD for UE Category 1, R.11 FDD for UE Category 2-8
OCNG Pattern			OP.1/2 FDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
Note 1: For random precoder selection, the precoders shall be updated in each TTI (1 ms granularity) Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4) Note 3: One/two sided dynamic OCNG Pattern OP.1/2 FDD as described in Annex A.5.1.1/2 shall be used.

Table 9.4.2.1.1_1.3-2: Minimum requirement (FDD)

Parameter	Test 1
	1.2
UE Category	≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.4.2.1.1.

9.4.2.1.1_1.4 Test description

9.4.2.1.1_1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.10 for UE with 2Rx RF band and Annex A, Figure A.10a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.4.2.1.1_1.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.4.2.1.1_1.4.3.

9.4.2.1.1_1.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.4.2.1.1_1.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC (R.11-3 FDD for UE Category 1 with allocation centred within the transmission bandwidth configuration or R.11 FDD for UE Category2-8) with randomly selected precoding matrix from codebook (Table 6.3.4.2.3-1 in TS 36.211 [8]) every subframe regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Establish and according to annex G.5.2

3. Set SNR to . The SS shall transmit PDSCH via PDCCH DCI format 1B for C-RNTI to transmit the DL RMC (R.11-3 FDD for UE Category 1 with allocation centred within the transmission bandwidth configuration or R.11 FDD for UE Category 2-8) with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4 every subframe. Measure the average throughput.
Measure according to Annex G.5.3

4. Calculate

9.4.2.1.1_1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.2.1.1_1.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	CQI-ReportConfig-DEFAULT
antennaInfo CHOICE {
explicitValue	AntennaInfoDedicated
}
}

Table 9.4.2.1.1_1.4.3-2: AntennaInfoDedicated

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated ::= SEQUENCE {
transmissionMode	tm6
codebookSubsetRestriction CHOICE{
n2TxAntenna-tm6	1111
}
ue-TransmitAntennaSelection CHOICE{
release	NULL
}
}

Table 9.4.2.1.1_1.4.3-3: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-DEFAULT ::= SEQUENCE {
cqi-ReportModeAperiodic	rm12
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic	Not present
}

9.4.2.1.1_1.5 Test requirement

Table 9.4.2.1.1_1.5-1: Test requirement (FDD)

Parameter	Test 1
	1.19
UE Category	≥1

9.4.2.1.2 TDD PMI Reporting – PUSCH 1-2 (Multiple PMI)

9.4.2.1.2.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

9.4.2.1.2.2 Test applicability

This test applies to E-UTRA TDD UE release 8 of UE category 2-5.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.2.1.2.3 Minimum conformance requirements

For the parameters specified in Table 9.4.2.1.2.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.4.2.1.2.3-2.

Table 9.4.2.1.2.3-1: PMI test for single-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	20
Transmission mode			6
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EPA5
Precoding granularity (only for reporting and following PMI)		PRB	8
Correlation and antenna configuration			Low 2 x 2
Downlink power allocation		dB	-3
		dB	-3
	σ	dB	0
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 1-2
Reporting interval		ms	1
Minimum PMI delay		ms	10 or 11
Measurement channel			R.30 TDD
OCNG Pattern			OP.1 TDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
Note 1: For random precoder selection, the precoders shall be updated in each available downlink transmission instance Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4)

Table 9.4.2.1.2.3-2: Minimum requirement (TDD)

Parameter	Test 1
	1.2
UE Category	2-5

The normative reference for this requirement is TS 36.101 [2] clause 9.4.2.1.2.

9.4.2.1.2.4 Test description

9.4.2.1.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 20MHz, as defined in TS 36.508 [7] clause 4.3.1.2

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.10 for UE with 2Rx RF band and Annex A, Figure A.10a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.4.2.1.2.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.4.2.1.2.4.3.

9.4.2.1.2.4.2 Test procedure

1. Set the bandwidth, propagation condition, antenna configuration and measurement channel parameters according to Table 9.4.2.1.2.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC with randomly selected precoding matrix from codebook (Table 6.3.4.2.3-1 in TS 36.211 [8]) every subframe regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Establish and according to annex G.5.2

3. Set SNR to . The SS shall transmit PDSCH with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure according to Annex G.5.3

4. Calculate

9.4.2.1.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.2.1.2.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	CQI-ReportConfig-DEFAULT
antennaInfo CHOICE {
explicitValue	AntennaInfoDedicated
}
}

Table 9.4.2.1.2.4.3-2: AntennaInfoDedicated

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated ::= SEQUENCE {
transmissionMode	tm6
codebookSubsetRestriction CHOICE{
n2TxAntenna-tm6	1111
}
ue-TransmitAntennaSelection CHOICE{
release	NULL
}

Table 9.4.2.1.2.4.3-3: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-DEFAULT ::= SEQUENCE {
cqi-ReportModeAperiodic	rm12
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic	Not present
}

9.4.2.1.2.5 Test requirement

Table 9.4.2.1.2.5-1: Test requirement (TDD)

Parameter	Test 1
	1.19
UE Category	2-5

9.4.2.1.2_1 TDD PMI Reporting – PUSCH 1-2 (Multiple PMI) (Release 9 and forward)

9.4.2.1.2_1.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

9.4.2.1.2_1.2 Test applicability

This test applies to all types of E-UTRA TDD UE release 9 and forward.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.2.1.2_1.3 Minimum conformance requirements

For the parameters specified in Table 9.4.2.1.2_1.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.4.2.1.2_1.3-2.

Table 9.4.2.1.2_1.3-1: PMI test for single-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			6
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EPA5
Precoding granularity (only for reporting and following PMI)		PRB	6
Correlation and antenna configuration			Low 2 x 2
Downlink power allocation		dB	-3
		dB	-3
	σ	dB	0
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 1-2
Reporting interval		ms	1
PMI delay		ms	10 or 11
Measurement channel			R.11-3 TDD for UE Category 1 R.11 TDD for UE Category 2-8
OCNG Pattern			OP.1/2 TDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
Note 1: For random precoder selection, the precoders shall be updated in each available downlink transmission instance Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4) Note 3: One/two sided dynamic OCNG Pattern OP.1/2 TDD as described in Annex A.5.2.1/2 shall be used.

Table 9.4.2.1.2_1.3-2: Minimum requirement (TDD)

Parameter	Test 1
	1.2
UE Category	≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.4.2.1.2.

9.4.2.1.2_1.4 Test description

9.4.2.1.2_1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.10 for UE with 2Rx RF band and Annex A, Figure A.10a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.4.2.1.2_1.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.4.2.1.2_1.4.3.

9.4.2.1.2_1.4.2 Test procedure

1. Set the bandwidth, propagation condition, antenna configuration and measurement channel parameters according to Table 9.4.2.1.2_1.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC (R.11-3 TDD for UE Category 1 with allocation centred within the transmission bandwidth configuration or R.11 TDD for UE Category2-8) with randomly selected precoding matrix from codebook (Table 6.3.4.2.3-1 in TS 36.211 [8]) every subframe regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Establish and according to annex G.5.2

3. Set SNR to . The SS shall transmit PDSCH via PDCCH DCI format 1B for C-RNTI to transmit the DL RMC (R.11-3 TDD for UE Category 1 with allocation centred within the transmission bandwidth configuration or R.11 TDD for UE Category 2-8) with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure according to Annex G.5.3

4. Calculate

9.4.2.1.2_1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.2.1.2_1.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	CQI-ReportConfig-DEFAULT
antennaInfo CHOICE {
explicitValue	AntennaInfoDedicated
}
}

Table 9.4.2.1.2_1.4.3-2: AntennaInfoDedicated

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated ::= SEQUENCE {
transmissionMode	tm6
codebookSubsetRestriction CHOICE{
n2TxAntenna-tm6	1111
}
ue-TransmitAntennaSelection CHOICE{
release	NULL
}
}

Table 9.4.2.1.2_1.4.3-3: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-DEFAULT ::= SEQUENCE {
cqi-ReportModeAperiodic	rm12
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic	Not present
}

9.4.2.1.2_1.5 Test requirement

Table 9.4.2.1.2_1.5-1: Test requirement (TDD)

Parameter	Test 1
	1.19
UE Category	≥1

9.4.2.2 PMI Reporting – PUSCH 2-2 (Multiple PMI) (Cell-Specific Reference Symbols)

9.4.2.2.1 FDD PMI Reporting – PUSCH 2-2 (Multiple PMI)

9.4.2.2.1.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

9.4.2.2.1.2 Test applicability

This test applies to all types of E-UTRA FDD UE release 9 and forward. Applicability requires support of FGI bit 1.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.2.2.1.3 Minimum conformance requirements

For the parameters specified in Table 9.4.2.2.1.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.4.2.2.1.3-2.

Table 9.4.2.2.1.3-1: PMI test for single-layer (FDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			6
Propagation channel			EVA5
Correlation and antenna configuration			Low 4 x 2
Downlink power allocation		dB	-6
		dB	-6
	σ	dB	3
		dB[mW/15kHz]	-98
PMI delay		ms	8
Reporting mode			PUSCH 2-2
Reporting interval		ms	1
Measurement channel			R.14-2 FDD
OCNG Pattern			OP.1/2 FDD
Subband size (k)		RBs	3 (full size)
Number of preferred subbands (M)			5
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity) Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4) Note 3: One/two sided dynamic OCNG Pattern OP.1/2 FDD as described in Annex A.5.1.1/2 shall be used

Table 9.4.2.2.1.3-2: Minimum requirement (FDD)

	Test 1
	1.2
UE Category	≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.4.2.2.1.

9.4.2.2.1.4 Test description

9.4.2.2.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.11 for UE with 2Rx RF band and Annex A, Figure A.11a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.4.2.2.1.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.4.2.2.1.4.3.

9.4.2.2.1.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.4.2.2.1.3-1 as appropriate.

2. The SS shall transmit every subframe PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC (R.14-2 FDD) on a randomly selected full-size subband with a randomly selected precoding matrix from the codebook (Table 6.3.4.2.3-2 in TS 36.211 [8]), regardless of the SB and PMI reports from the UE. Note that each full-size subband and each precoding matrix shall be selected in equal probability. The SS sends downlink MAC padding bits on the DL RMC.
The SS shall transmit PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. The UE will send aperiodic CSI report on PUSCH.
Establish and according to annex G.5.2.

3. Set SNR to . The SS shall transmit every subframe PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC (R.14-2 FDD) on one full-size subband selected among the M preferred subbands and the corresponding subband precoding matrix reported by the UE. Note that the SS shall send PDSCH in the same full-size subband until next UE report is available. In case when same M preferred subbands are reported subsequently, the SS shall select for transmission a different subband with respect to the last selection. The SS sends downlink MAC padding bits on the DL RMC.
The SS shall transmit PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. The UE will send aperiodic CSI report on PUSCH.
Measure according to Annex G.5.3.

4. Calculate

9.4.2.2.1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.2.2.1.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	CQI-ReportConfig-DEFAULT
antennaInfo CHOICE {
explicitValue	AntennaInfoDedicated
}
}

Table 9.4.2.2.1.4.3-2: AntennaInfoDedicated

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated ::= SEQUENCE {
transmissionMode	tm6
codebookSubsetRestriction CHOICE{
n4TxAntenna-tm6	1111111111111111
}
ue-TransmitAntennaSelection CHOICE{
release	NULL
}
}

Table 9.4.2.2.1.4.3-3: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-DEFAULT ::= SEQUENCE {
cqi-ReportModeAperiodic	rm22
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic	Not present
}

9.4.2.2.1.5 Test requirement

Table 9.4.2.2.1.5-1: Test requirement (FDD)

	Test 1
	1.19
UE Category	≥1

9.4.2.2.2 TDD PMI Reporting – PUSCH 2-2 (Multiple PMI)

9.4.2.2.2.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

9.4.2.2.2.2 Test applicability

This test applies to all types of E-UTRA TDD UE release 9 and forward. Applicability requires support of FGI bit 1.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.2.2.2.3 Minimum conformance requirements

For the parameters specified in Table 9.4.2.2.2.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.4.2.2.2.3-2.

Table 9.4.2.2.2.3-1: PMI test for single-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			6
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EVA5
Correlation and antenna configuration			Low 4 x 2
Downlink power allocation		dB	-6
		dB	-6
	σ	dB	3
		dB[mW/15kHz]	-98
PMI delay		ms	10
Reporting mode			PUSCH 2-2
Reporting interval		ms	1
Measurement channel			R.14-2 TDD
OCNG Pattern			OP.1/2 TDD
Subband size (k)		RBs	3 (full size)
Number of preferred subbands (M)			5
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
Note 1: For random precoder selection, the precoders shall be updated in each available downlink transmission instance Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4) Note 3: One/two sided dynamic OCNG Pattern OP.1/2 TDD as described in Annex A.5.2.1/2 shall be used

Table 9.4.2.2.2.3-2: Minimum requirement (TDD)

	Test 1
	1.15
UE Category	≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.4.2.2.2.

9.4.2.2.2.4 Test description

9.4.2.2.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.11 for UE with 2Rx RF band and Annex A, Figure A.11a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.4.2.2.2.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.4.2.2.2.4.3.

9.4.2.2.2.4.2 Test procedure

1. Set the bandwidth, propagation condition, antenna configuration and measurement channel parameters according to Table 9.4.2.2.2.3-1 as appropriate.

2. The SS shall transmit every subframe PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC (R.14-2 TDD) on a randomly selected full-size subband with a randomly selected precoding matrix from the codebook (Table 6.3.4.2.3-2 in TS 36.211 [8]), regardless of the SB and PMI reports from the UE. Note that each full-size subband and each precoding matrix shall be selected in equal probability. The SS sends downlink MAC padding bits on the DL RMC.
The SS shall transmit PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. The UE will send aperiodic CSI report on PUSCH.
Establish and according to annex G.5.2.

3. Set SNR to . The SS shall transmit every subframe PDSCH via PDCCH DCI format 1B for C_RNTI to transmit the DL RMC (R.14-2 TDD) on one full-size subband selected among the M preferred subbands and the corresponding subband precoding matrix reported by the UE. Note that the SS shall send PDSCH in the same full-size subband until next UE report is available. In case when same M preferred subbands are reported subsequently, the SS shall select for transmission a different subband with respect to the last selection. The SS sends downlink MAC padding bits on the DL RMC.
The SS shall transmit PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. The UE will send aperiodic CSI report on PUSCH.
Measure according to Annex G.5.3.

4. Calculate

9.4.2.2.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.2.2.2.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	CQI-ReportConfig-DEFAULT
antennaInfo CHOICE {
explicitValue	AntennaInfoDedicated
}
}

Table 9.4.2.2.2.4.3-2: AntennaInfoDedicated

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated ::= SEQUENCE {
transmissionMode	tm6
codebookSubsetRestriction CHOICE{
n4TxAntenna-tm6	1111111111111111
}
ue-TransmitAntennaSelection CHOICE{
release	NULL
}
}

Table 9.4.2.2.2.4.3-3: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-DEFAULT ::= SEQUENCE {
cqi-ReportModeAperiodic	rm22
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic	Not present
}

9.4.2.2.2.5 Test requirement

Table 9.4.2.2.2.5-1: Test requirement (TDD)

	Test 1
	1.14
UE Category	≥1

9.4.2.3 PMI Reporting – PUSCH 1-2 (Multiple PMI) (CSI Reference Symbols)

9.4.2.3.1 9.4.2.3.1_D FDD PMI Reporting – PUSCH 1-2 (Multiple PMI) for eDL-MIMO

9.4.2.3.1_D.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

9.4.2.3.1_D.2 Test applicability

This test applies to all types of E-UTRA FDD release 10 to release 14 UE. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13. Applicability requires support for FGI bits 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.2.3.1_D.3 Minimum conformance requirements

For the parameters specified in Table 9.4.2.3.1_D.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.2.3.1_D.3-2.

Table 9.4.2.3.1_D.3-1: PMI test for single-layer (FDD) for eDL-MIMO

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Propagation channel			EVA5
Precoding granularity (only for reporting and following PMI)		PRB	6
Correlation and antenna configuration			Low ULA 4 x 2
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
Beamforming model			Annex B.4.3
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 1
CSI-RS reference signal configuration			8
CodeBookSubsetRestriction bitmap			0x0000 0000 0000 FFFF
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-3
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 1-2
Reporting interval		ms	5
PMI delay		ms	8
Measurement channel			R.45-1 FDD for UE Category 1, R.45 FDD for UE Category 2-8
OCNG Pattern			OP.7 FDD for UE Category 1 OP.1 FDD for UE Category 2-8
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
Note 1: For random precoder selection, the precoders shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: Void Note 4: PDSCH_RA= 0 dB, PDSCH_RB= 0 dB in order to have the same PDSCH and OCNG power per subcarrier at the receiver.

Table 9.4.2.3.1_D.3-2: Minimum requirement (FDD) for eDL-MIMO

Parameter	Test 1
	1.3
UE Category	≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.4.2.3.1.

9.4.2.3.1_D.4 Test description

9.4.2.3.1_D.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.11 for UE with 2Rx RF band and Annex A, Figure A.11a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.4.2.3.1_D.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.4.2.3.1_D.4.3.

9.4.2.3.1_D.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.4.2.3.1_D.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC with randomly selected precoding matrix from codebook (Table 6.3.4.2.3-2 in TS 36.211 [8]) every subframe regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Establish and according to annex G.5.2

3. Set SNR to . The SS shall transmit PDSCH with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4 in subframe #0, #5. Measure the average throughput.
Measure according to Annex G.5.3

4. Calculate If the ratio (throughput / ) ≥ which is specified in table 9.4.2.3.1_D.5-1, then the test is pass. Otherwise, the test is fail.

9.4.2.3.1_D.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.2.3.1_D.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig-r10	CQI-ReportConfig-r10-DEFAULT
antennaInfo	Not present
antennaInfo-r10 CHOICE {
explicitValue-r10	AntennaInfoDedicated-r10
}
csi-RS-Config-r10	CSI-RS-Config-r10
}

Table 9.4.2.3.1_D.4.3-2: Void

Table 9.4.2.3.1_D.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	0x0000 0000 0000 FFFF
ue-TransmitAntennaSelection CHOICE{
release	NULL
}
}

Table 9.4.2.3.1_D.4.3-4: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-r10 ::= SEQUENCE {
cqi-ReportAperiodic-r10	rm12
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic-r10	Not present
pmi-RI-Report-r9	setup
}

Table 9.4.2.3.1_D.4.3-5: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
setup SEQUENCE {
antennaPortsCount-r10	an4	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	8	Parameter: CSI reference signal configuration
subframeConfig-r10	1	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	-3	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
zeroTxPowerCSI-RS-r10 CHOICE{
release	NULL
}
}

9.4.2.3.1_D.5 Test requirement

Table 9.4.2.3.1_D.5-1: Test requirement (FDD) for eDL-MIMO

Parameter	Test 1
	1.29
UE Category	≥1

9.4.2.3.2_D TDD PMI Reporting – PUSCH 1-2 (Multiple PMI) for eDL-MIMO

9.4.2.3.2_D.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

9.4.2.3.2_D.2 Test applicability

This test applies to all types of E-UTRA TDD release 10 to release 14 UE. Applicability requires support for FGI bit 104.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13. Applicability requires support for FGI bits 104.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher.

9.4.2.3.2_D.3 Minimum conformance requirements

For the parameters specified in Table 9.4.2.3.2_D.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.2.3.2_D.3-2.

Table 9.4.2.3.2_D.3-1: PMI test for single-layer (TDD) for eDL-MIMO

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EVA5
Precoding granularity (only for reporting and following PMI)		PRB	6
Antenna configuration			8 x 2
Correlation modelling			High, Cross polarized
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,22
Beamforming model			Annex B.4.3
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 4
CSI-RS reference signal configuration			4
CodeBookSubsetRestriction bitmap			0x0000 0000 001F FFE0 0000 0000 FFFF
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-6
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 1-2
Reporting interval		ms	5 (Note 4)
PMI delay		ms	10
Measurement channel			R.45-1 TDD for UE Category 1, R.45 TDD for UE Category 2-8
OCNG Pattern			OP.7 TDD for UE Category 1 OP.1 TDD for UE Category 2-8
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
Note 1: For random precoder selection, the precoders shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI. estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: One/two sided dynamic OCNG Pattern OP.1/2 TDD as described in Annex A.5.2.1/2 shall be used. Note 4: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#4 and #9 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#3 and #8. Note 5: Randomization of the principle beam direction shall be used as specified in B.2.3A.4

Table 9.4.2.3.2_D.3-2: Minimum requirement (TDD) for eDL-MIMO

Parameter	Test 1
	3.5
UE Category	≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.4.2.3.2.

9.4.2.3.2_D.4 Test description

9.4.2.3.2_D.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2.

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure 47.

2. The parameter settings for the cell are set up according to Table 9.4.2.3.2_D.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.4.2.3.2_D.4.3.

9.4.2.3.2_D.4.2 Test procedure

1. Set the bandwidth, propagation condition, antenna configuration and measurement channel parameters according to Table 9.4.2.3.2_D.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Establish and according to annex G.5.2.

3. Set SNR to . The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 7.2.4-1 in TS 36.213 [10]) every subframe regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure according to Annex G.5.3.

4. Calculate . If the ratio (throughput / ) ≥ which is specified in table 9.4.2.3.2_D.5-1, then the test is pass. Otherwise, the test is fail.

9.4.2.3.2_D.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.2.3.2_D.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig-r10	CQI-ReportConfig-r10-DEFAULT
antennaInfo	Not present
antennaInfo-r10 CHOICE {
explicitValue-r10	AntennaInfoDedicated-r10
}
csi-RS-Config-r10	CSI-RS-Config-r10
}

Table 9.4.2.3.2_D.4.3-2: Void

Table 9.4.2.3.2_D.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	0x0000 0000 001F FFE0 0000 0000 FFFF
ue-TransmitAntennaSelection CHOICE{
release	NULL
}
}

Table 9.4.2.3.2_D.4.3-4: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-r10 ::= SEQUENCE {
cqi-ReportAperiodic-r10	rm12
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic-r10	Not present
pmi-RI-Report-r9	setup
}

Table 9.4.2.3.2_D.4.3-5: PUCCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PUCCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
ackNackRepetition CHOICE {
release	NULL
}
tddAckNackFeedbackMode	Multiplexing	Multiplexing is selected as default to align with RAN4’s assumptions in RF tests.	TDD
}

Table 9.4.2.3.2_D.4.3-6: TDD-Config-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
TDD-Config-DEFAULT ::= SEQUENCE {
subframeAssignment	sa1
specialSubframePatterns	ssp4
}

Table 9.4.2.3.2_D.4.3-7: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
setup SEQUENCE {
antennaPortsCount-r10	an8	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	4	Parameter: CSI reference signal configuration
subframeConfig-r10	4	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	-6	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
zeroTxPowerCSI-RS-r10 CHOICE{
release	NULL
}
}

9.4.2.3.2_D.5 Test requirement

Table 9.4.2.3.2_D.5-1: Test requirement (TDD) for eDL-MIMO

Parameter	Test 1
	3.49
UE Category	≥1

9.4.2.3.3 FDD PMI Reporting with 4Tx enhanced codebook – PUSCH 1-2 (Multiple PMI) for eDL-MIMO Enhancement

9.4.2.3.3.1 Test purpose

To verify reporting accuracy of the Precoding Matrix Indicator (PMI) reporting with 4Tx enhanced codebook (Multiple PMI) for eDL MIMO Enhancement.

9.4.2.3.3.2 Test applicability

This test applies to all types of E-UTRA FDD release 12 to release 14 UE. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13 that supports enhanced 4Tx codebook. Applicability requires support for FGI bits 103.

This test applies to all types of E-UTRA FDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher that supports enhanced 4Tx codebook.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.2.3.3.3 Minimum conformance requirements

For the parameter specified in Table 9.4.2.3.3.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.2.3.3.3-2.

Table 9.4.2.3.3.3-1: PMI test for dual-layer (FDD) for eDL-MIMO Enhancement

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Propagation channel			EVA5
Precoding granularity (only for reporting and following PMI)		PRB	6
Correlation and antenna configuration			High XP 4 x 2
Beamforming model			Annex B.4.3
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
CSI-RS periodicity and subframe offset T_CSI-RS / I_CSI-RS			5/ 1
CSI-RS reference signal configuration			8
CodeBookSubsetRestriction bitmap			0x0000 0000 FFFF 0000 FFFF 0000
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-3
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUSCH1-2
Reporting interval		ms	5
PMI delay (Note 2)		ms	8
Measurement channel			R.45-1 FDD for UE Category 1, R.45 FDD for UE Category 2-8
Rank Number of PDSCH			2
OCNG Pattern			OP.7 FDD for UE Category 1 OP.1 FDD for UE Category 2-8
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity) Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: Void Note 4: PDSCH_RA= 0 dB, PDSCH_RB= 0 dB in order to have the same PDSCH and OCNG power per subcarrier at the receiver. Note 5: Randomization of the principle beam direction shall be used as specified in B.2.3A.4

Table 9.4.2.3.3.3-2: Minimum requirement (FDD) for eDL-MIMO Enhancement

Parameter	Test 1
	1.2
UE Category	≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.4.2.3.3.

9.4.2.3.3.4 Test description

9.4.2.3.3.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.11 for UE with 2Rx RF band and Annex A, Figure A.11a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.4.2.3.3.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in 9.4.2.3.3.4.3.

9.4.2.3.3.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table9.4.2.3.3.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Establish and according to annex G.5.2.

3. Set SNR to . The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 6.3.4.2.3-2 in TS 36.211 [8]) every subframe regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities.The SS sends downlink MAC padding bits on the DL RMC SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4 every subframe. Measure the average throughput. Measure according to Annex G.5.3.

4. Calculate

9.4.2.3.3.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.2.3.3.4.3-1: PhysicalConfigDedicated

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated::= SEQUENCE {
antennaInfo-r10 CHOICE {
explicitValue-r10	AntennaInfoDedicated-r10
}
cqi-ReportConfig-r10	CQI-ReportConfig-r10-DEFAULT
antennaInfo-v1250	AntennaInfoDedicated-v1250
}

Table 9.4.2.3.3.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB0
}

Table 9.4.2.3.3.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	0x0000 0000 FFFF 0000 FFFF 0000
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}

Table 9.4.2.3.3.4.3-4: AntennaInfoDedicated-v1250

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-v1250 ::= SEQUENCE {
alternativeCodebookEnabledFor4TX-r12	TRUE
}

Table 9.4.2.3.3.4.3-5: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-r10 ::= SEQUENCE {
cqi-ReportModeAperiodic-r10	rm12
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic-r10	Not present
}

Table 9.4.2.3.3.4.3-6: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
release	NULL
setup SEQUENCE {
antennaPortsCount-r10	an4	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	8	Parameter: CSI reference signal configuration
subframeConfig-r10	1	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	-3	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
}

9.4.2.3.3.5 Test requirement

Table 9.4.2.3.3.5-1: Test requirement (FDD) for eDL-MIMO Enhancement

Parameter	Test 1
	1.19
UE Category	≥1

9.4.2.3.4 TDD PMI Reporting with 4Tx enhanced codebook – PUSCH 1-2 (Multiple PMI) for eDL-MIMO Enhancement

9.4.2.3.4.1 Test purpose

To verify reporting accuracy of the Precoding Matrix Indicator (PMI) reporting with 4Tx enhanced codebook (Multiple PMI) for eDL MIMO Enhancement.

9.4.2.3.4.2 Test applicability

This test applies to all types of E-UTRA TDD release 12 to release 14 UE. Applicability requires support for FGI bit 103.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Categories up to 10 (except for Category 8), and UE DL Categories up to 10 or DL Category 13 that supports enhanced 4Tx codebook. Applicability requires support for FGI bits 103.

This test applies to all types of E-UTRA TDD release 15 and forward UE of Category 8, Categories 11 and higher, or UE DL Categories 11, 12, 14 and higher that supports enhanced 4Tx codebook.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.2.3.4.3 Minimum conformance requirements

For the parameters specified in Table 9.4.2.3.4.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in 9.4.2.3.4.3-2.

Table 9.4.2.3.4.3-1: PMI test for dual-layer (TDD) for eDL-MIMO Enhancement

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EVA5
Precoding granularity (only for reporting and following PMI)		PRB	6
Correlation and antenna configuration			XP High 4 x 2
Beamforming model			Annex B.4.3
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
CSI-RS periodicity and subframe offset T_CSI-RS / I_CSI-RS			5/ 4
CSI-RS reference signal configuration			4
CodeBookSubsetRestriction bitmap			0x0000 0000 FFFF 0000 FFFF 0000
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-3
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUSCH1-2
Reporting interval		ms	5
PMI delay (Note 2)		ms	10
Measurement channel			R.61-1 TDD for UE Category 1, R.61 TDD for UE Category 2-8
Rank Number of PDSCH			2
OCNG Pattern			OP.1 TDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity) Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: One/two sided dynamic OCNG Pattern OP.1/2 TDD as described in Annex A.5.1.1/2 shall be used. Note 4: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#4 and #9 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#3 and #8. Note 5: Randomization of the principle beam direction shall be used as specified in B.2.3A.4.

Table 9.4.2.3.4.3-2: Minimum requirement (TDD) for eDL-MIMO Enhancement

Parameter	Test 1
	1.2
UE Category	≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.4.2.3.4.

9.4.2.3.4.4 Test description

9.4.2.3.4.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2.

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.11 for UE with 2Rx RF band and Annex A, Figure A.11a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.4.2.3.4.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.4.2.3.4.4.3.

9.4.2.3.4.4.2 Test procedure

1. Set the bandwidth, propagation condition, antenna configuration and measurement channel parameters according to Table 9.4.2.3.4.3-1 as appropriate.

3. Set SNR to . The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 6.3.4.2.3-2 in TS 36.213 [10]) every subframe regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities.The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure according to Annex G.5.3

4. Calculate

9.4.2.3.4.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.2.3.4.4.3-1: PhysicalConfigDedicated

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated::= SEQUENCE {
antennaInfo-r10 CHOICE {
explicitValue-r10	AntennaInfoDedicated-r10
}
cqi-ReportConfig-r10	CQI-ReportConfig-r10-DEFAULT
antennaInfo-v1250	AntennaInfoDedicated-v1250
}

Table 9.4.2.3.4.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB0
}

Table 9.4.2.3.4.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	0x0000 0000 FFFF 0000 FFFF 0000
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}

Table 9.4.2.3.4.4.3-4: AntennaInfoDedicated-v1250

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-v1250 ::= SEQUENCE {
alternativeCodebookEnabledFor4TX-r12	TRUE
}

Table 9.4.2.3.4.4.3-5: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-r10 ::= SEQUENCE {
cqi-ReportModeAperiodic-r10	rm12
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic-r10	Not present
}

Table 9.4.2.3.4.4.3-6: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
release	NULL
setup SEQUENCE {
antennaPortsCount-r10	an4	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	4	Parameter: CSI reference signal configuration
subframeConfig-r10	4	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	-3	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
}

Table 9.4.2.3.4.4.3-7: TDD-Config-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
TDD-Config-DEFAULT ::= SEQUENCE {
subframeAssignment	sa1
specialSubframePatterns	ssp4
}

Table 9.4.2.3.4.4.3-8: PUCCH-ConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PUCCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
ackNackRepetition CHOICE {
Release	NULL
}
tddAckNackFeedbackMode	Multiplexing	Multiplexing is selected as default to align with RAN4’s assumptions in RF tests	TDD
}

9.4.2.3.4.5 Test requirement

Table 9.4.2.3.4.5-1: Test requirement (TDD) for eDL-MIMO Enhancement

Parameter	Test 1
	1.19
UE Category	≥1

9.4.2.3.5 FDD PMI Reporting with Class A 16Tx codebook – PUSCH 1-2 (Multiple PMI) for FD-MIMO

9.4.2.3.5.1 Test purpose

To verify reporting accuracy of the Precoding Matrix Indicator (PMI) reporting with non-precoded CSI-RS (Multiple PMI) for FD-MIMO.

9.4.2.3.5.2 Test applicability

This test applies to all types of E-UTRA FDD UE releases 13 and forward of Category 2 or higher.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.2.3.5.3 Minimum conformance requirements

For the parameter specified in Table 9.4.2.3.5.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.2.3.5.3-2.

Table 9.4.2.3.5.3-1: PMI test for dual-layer (FDD)

Parameter	Unit	Test 1
Bandwidth	MHz	10
Transmission mode		9
Propagation channel		EVA5
Precoding granularity (only for reporting and following PMI)	PRB	6
Correlation and antenna configuration		High 2D XP 16(2,4,2) x 2
Cell-specific reference signals		Antenna ports 0,1
CSI reference signals		Antenna ports 15,…,30
Beamforming model		Annex B.4.3
CDM Type		CDM4
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		5/ 1
NZP-CSI-RS-Configuration-List		{0,1}
eMIMO-Type		Class A
codebookConfig-N1		2
codebookConfig-N2		4
codebook-Over-Sampling-RateConfig-O1		8
codebook-Over-Sampling-RateConfig-O2		8
Codebook-Config		Note 5
codebookSubsetRestriction-1		0x02 FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF
codebookSubsetRestriction-2		Codebook-Config 1: 0000 1111 0000 Codebook-Config 2,3,4: 0x 00 000000 FFFF 0000
Downlink power allocation	dB	0
		dB	0
		Pc	dB	-6
		σ	dB	-3
	dB[mW/15kHz]	-98
Reporting mode		PUSCH 1-2
Reporting interval	ms	5
PMI delay (Note 2)	ms	8
Measurement channel		R.78 FDD
Rank Number of PDSCH		2
OCNG Pattern		OP.1 FDD
Max number of HARQ transmissions		4
Redundancy version coding sequence		{0,1,2,3}
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: PDSCH_RA= 0 dB, PDSCH_RB= 0 dB in order to have the same PDSCH and OCNG power per subcarrier at the receiver. Note 4: Randomization of the principle beam direction shall be used as specified in B.2.3B.4. Note 5: Value of parameter codebookConfig shall be random selected one value from UE supported codebook configurations.

Table 9.4.2.3.5.3-2: Minimum requirement (FDD)

Parameter	Test 1
	2.5
UE Category	≥2

The normative reference for this requirement is TS 36.101 [2] clause 9.4.2.3.5.

9.4.2.3.5.4 Test description

9.4.2.3.5.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1.

1. Connect the SS to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.XX3 for UE with 2Rx RF band and Annex A, Figure A.XX4 for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.4.2.3.5.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B clause B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in 9.4.2.3.5.4.3.

9.4.2.3.5.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.4.1.3.3.3-1 as appropriate.

3. Set SNR to SNR_{ue,follow1,1,follow1,2,follow2}. The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 7.2.4-10 in TS 36.213 [10]) every subframe regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput. Measure t_{rnd1,1rnd1,2rnd2} defined in clause 9.4 according to Annex G.5.3.

4. Calculate γ as defined in clause 9.4.

9.4.2.3.5.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.4.1.3.3.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated::= SEQUENCE {
antennaInfo	Not present
antennaInfo-r10 CHOICE {
explicitValue-r10	AntennaInfoDedicated-r10
}
cqi-ReportConfig-r10	CQI-ReportConfig-r10-DEFAULT
csi-RS-Config-v1310	CSI-RS-Config-v1310
antennaInfo-v1250	Not present
}

Table 9.4.1.3.3.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB0
}

Table 9.4.1.3.3.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	Not present
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}

Table 9.4.1.3.3.4.3-4: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-r10::= SEQUENCE {
cqi-ReportAperiodic-r10	rm12
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic –r10	Not present
pmi-RI-Report-r9	setup
}

Table 9.4.1.3.3.4.3-5: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-v1310 ::= SEQUENCE {
eMIMO-Type-r13	CSI-RS-ConfigEMIMO-r13
}

Table 9.4.1.3.3.4.3-6: CSI-RS-ConfigEMIMO-r13

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-ConfigEMIMO-r13 ::= CHOICE {
setup CHOICE{
nonPrecoded-r13	CSI-RS-ConfigNonPrecoded-r13	Class A codebook
}
}

Table 9.4.1.3.3.4.3-7: CSI-RS-ConfigNonPrecoded-r13

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-ConfigNonPrecoded-r13 ::= SEQUENCE {
p-C-AndCBSRList-r13	P-C-AndCBSR-Pair-r13
codebookConfigN1-r13	2
codebookConfigN2-r13	4
codebookOverSamplingRateConfig-O1-r13	8
codebookOverSamplingRateConfig-O2-r13	8
codebookConfig-r13	1, 2, 3 or 4	Select one random value
csi-IM-ConfigIdList-r13
csi-RS-ConfigNZP-EMIMO-r13 CHOICE {	{0,1}
setup SEQUENCE{
nzp-resourceConfigList-r13 SEQUENCE{
NZP-ResourceConfig-r13 SEQUENCE{
resourceConfig-r13	0
resourceConfig-r13	1
}
}
cdmType-r13	cdm4
}
}
}

Table 9.4.1.3.3.4.3-8: P-C-AndCBSR-Pair-r13

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
P-C-AndCBSR-Pair-r13 ::= SEQUENCE {
P-C-AndCBSR-r13 SEQUENCE{
p-C-r13	-6	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
cbsr-Selection-r13 CHOICE{
nonPrecoded-r13 SEQUENCE {
codebookSubsetRestriction1-r13	0xFFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF
codebookSubsetRestriction2-r13	Codebook-Config 1: 0000 1111 0000 Codebook-Config 2,3,4: 0x0000 0000 FFFF 0000	Number of bits depend on codebookConfig-r13
}
}
}
}

9.4.2.3.5.5 Test requirement

Table 9.4.2.3.5.5-1: Test requirement (FDD) for eDL-MIMO Enhancement

Parameter	Test 1
	2.49
UE Category	≥2

9.4.2.3.6 TDD PMI Reporting with Class A 16Tx codebook – PUSCH 1-2 (Multiple PMI) for FD-MIMO

9.4.2.3.6.1 Test purpose

To verify reporting accuracy of the Precoding Matrix Indicator (PMI) reporting with non-precoded CSI-RS (Multiple PMI) for FD-MIMO.

9.4.2.3.6.2 Test applicability

This test applies to all types of E-UTRA TDD UE releases 13 and forward of Category 2 or higher.

Note: This test also applies to UE supporting 4Rx antenna ports

9.4.2.3.6.3 Minimum conformance requirements

For the parameter specified in Table 9.4.2.3.6.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.2.3.6.3-2.

Table 9.4.2.3.6.3-1: PMI test for dual-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EVA5
Precoding granularity (only for reporting and following PMI)		PRB	6
Correlation and antenna configuration			High 2D XP 16(2,4,2) x 2
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,26
Beamforming model			Annex B.4.3
CDM Type			CDM4
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 4
NZP-CSI-RS-Configuration-List			{0,1}
eMIMO-Type			Class A
codebookConfig-N1			2
codebookConfig-N2			4
codebook-Over-Sampling-RateConfig-O1			8
codebook-Over-Sampling-RateConfig-O2			8
Codebook-Config			Note 5
codebookSubsetRestriction-1			0x02 FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF
codebookSubsetRestriction-2			Codebook-Config 1: 0000 1111 0000 Codebook-Config 2,3,4: 0x 00 000000 FFFF 0000
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-6
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 1-2
Reporting interval		ms	5
PMI delay (Note 2)		ms	10
Measurement channel			R.78 TDD
Rank Number of PDSCH			2
OCNG Pattern			OP.1 TDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#4 and #9 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#3 and #8. Note 4: Randomization of the principle beam direction shall be used as specified in B.2.3B.4 Note 5: Value of parameter codebookConfig shall be random selected one value from UE supported codebook configurations.

Table 9.4.2.3.6.3-2: Minimum requirement (TDD)

Parameter	Test 1
	2.5
UE Category	≥2

The normative reference for this requirement is TS 36.101 [2] clause 9.4.2.3.6.

9.4.2.3.6.4 Test description

9.4.2.3.6.4.1 Initial conditions

Same initial conditions as 9.4.2.3.5.4.1

9.4.2.3.6.4.2 Test procedure

Same test procedure as 9.4.2.3.5.4.2

9.4.2.3.6.4.3 Message contents

Same message contents as 9.4.2.3.5.4.3

9.4.2.3.6.5 Test requirement

Table 9.4.2.3.6.5-1: Test requirement (TDD) for eDL-MIMO Enhancement

Parameter	Test 1
	2.49
UE Category	≥2