9.3.8 Additional requirements for enhanced receiver Type B

36.521-13GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Part 1: Conformance testingRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification

Tools: ARFCN - Frequency Conversion for 5G NR/LTE/UMTS/GSM

9.3.8.1 PUCCH 1-1 (Cell-Specific Reference Symbols)

9.3.8.1.1 FDD CQI Reporting under fading conditions – PUCCH 1-1 (Cell-Specific Reference Symbols) TM4 – Enhanced Receiver Type B

9.3.8.1.1.1 Test purpose

The purpose of the test is to verify that the reporting of the channel quality based on the receiver of the enhanced Type B meets a minimum performance. Performance requirements are specified in terms of the relative throughput obtained when the transport format is that indicated by the reported CQI with NeighCellsInfo-r12 configured compared to the case without NeighCellsInfo-r12 configured. Cell 1 is the serving cell, and Cell 2 and Cell 3 are the interference cells.

9.3.8.1.1.2 Test applicability

This test applies to all types of E-UTRA FDD release 12 and forward UE of Category ≥ 2 that support enhanced performance requirement Type B.

9.3.8.1.1.3 Minimum conformance requirements

For the parameters specified in Table 9.3.8.1.1.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.3.8.1.1.3-2 and by the following

a) the ratio of the throughput obtained when transmitting the transport format indicated by each reported wideband CQI index subject to interference sources with NeighCellsInfo-r12 configured and that obtained when transmitting the transport format indicated by each reported wideband CQI index subject to interference sources without NeighCellsInfo-r12 configured shall be ≥ ;

Table 9.3.8.1.1.3-1: Fading test for (FDD)

Parameter			Unit	Cell 1	Cell 2	Cell 3
Bandwidth			MHz	10
Transmission mode				4
Downlink power allocation			dB	-3
			dB	-3
		σ	dB	0
Cyclic Prefix				Normal	Normal	Normal
Cell ID				0	1	6
SNR			dB	8.34	N/A	N/A
			dB	N/A	3.28	0.74
			dB [mW/15kHz]	-89.66	-94.72	-97.26
			dB [mW/15kHz]	-98
Propagation channel				EPA5	EPA5	EPA5
Correlation and antenna configuration				Low 2 x 2	Low 2 x 2	Low 2 x 2
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
Interference model				N/A	As specified in clause B.6.3	As specified in clause B.6.3
Reporting periodicity			ms	N_pd = 5	N/A	N/A
Physical channel for CQI/PMI reporting				PUCCH Format 2	N/A	N/A
PUCCH Report Type for CQI/PMI				2	N/A	N/A
PUCCH Report Type for RI				3	N/A	N/A
cqi-pmi-ConfigurationIndex				6	N/A	N/A
ri-ConfigurationIndex				1	N/A	N/A
CodeBookSubsetRestriction bitmap				000001	N/A	N/A
Max number of HARQ transmissions				1	N/A	N/A
NeighCellsInfo-r12 (Note 4)	p-aList-r12			N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
NeighCellsInfo-r12 (Note 4)	transmissionModeList-r12			N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4). Note 2: Reference measurement channel RC.2 FDD according to Table A.4-1 for Category 2-8 with one sided dynamic OCNG Pattern OP.1 FDD as described in Annex A.5.1.1. Note 3: All cells are time-synchronous. Note 4: NeighCellsInfo-r12 is described in subclause 6.3.2 of TS36.331[5].

Table 9.3.8.1.1.3-2: Minimum requirement (FDD)

	Test
	0.925
UE Category	≥2

The normative reference for this requirement is TS 36.101 [2] clause 9.3.8.1.1.

9.3.8.1.1.4 Test description

9.3.8.1.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS and faders to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.48.

2. The parameter settings for the cell 1 are set up according to Table 9.3.8.1.1.-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.8.1.1.4.3.

9.3.8.1.1.4.2 Test procedure

1. Set the cell 1, 2 and 3 parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.3.8.1.1.5-1 as appropriate.

2. [SS shall not setup NAICS-AssistanceInfo for the next test step.]

3. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The UE will send ACK/NACK and periodic CQI, PMI and RI report using PUCCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as .

4. SS shall setup NAICS-AssistanceInfo as per TS 36.508 [7] clause 5.2A.6.1.

5. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The UE will send ACK/NACK and periodic CQI, PMI and RI report using PUCCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as . The responses are then filtered as follows: for the sequence of responses for each HARQ process, discard all the statDTX responses.

6. If the ratio ( /) ≥  then pass the UE for this test. Otherwise fail the UE.

7. The SS shall release all NAICS configuration in the UE using procedure in TS 36.508 [7] clause 5.2A.6.1 with the condition NAICS_RELEASE.

9.3.8.1.1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.8.1.1.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	CQI-ReportConfig-DEFAULT
antennaInfo CHOICE {
antennaInfoDedicated ::= SEQUENCE {
transmissionMode	tm4
}
codebookSubsetRestriction CHOICE {
n2TxAntenna-tm4	000001
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}
}

Table 9.3.8.1.1.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB-3
}

Table 9.3.8.1.1.4.3-3: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-DEFAULT ::= SEQUENCE {
cqi-ReportModeAperiodic	Not present
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic CHOICE {
setup SEQUENCE {
cqi-PUCCH-ResourceIndex	0
cqi-pmi-ConfigIndex	6	(see Table 7.2.2-1A in TS 36.213)
cqi-FormatIndicatorPeriodic CHOICE {
widebandCQI	NULL
}
ri-ConfigIndex	1	(see Table 7.2.2-1B in TS 36.213)
simultaneousAckNackAndCQI	FALSE
}
}
}

9.3.8.1.1.5 Test requirement

Table 9.3.8.1.1.5-1: Test Parameters for Fading test for (FDD)

Parameter			Unit	Cell 1	Cell 2	Cell 3
Bandwidth			MHz	10
Transmission mode				4
Downlink power allocation			dB	-3
			dB	-3
		σ	dB	0
Cyclic Prefix				Normal	Normal	Normal
Cell ID				0	1	6
SNR			dB	8.97	N/A	N/A
			dB	N/A	4.08	1.54
			dB [mW/15kHz]	-89.03	-93.92	-96.46
			dB [mW/15kHz]	-98
Propagation channel				EPA5	EPA5	EPA5
Correlation and antenna configuration				Low 2 x 2	Low 2 x 2	Low 2 x 2
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
Interference model				N/A	As specified in clause B.6.3	As specified in clause B.6.3
Reporting periodicity			ms	N_pd = 5	N/A	N/A
Physical channel for CQI/PMI reporting				PUCCH Format 2	N/A	N/A
PUCCH Report Type for CQI/PMI				2	N/A	N/A
PUCCH Report Type for RI				3	N/A	N/A
cqi-pmi-ConfigurationIndex				6	N/A	N/A
ri-ConfigurationIndex				1	N/A	N/A
CodeBookSubsetRestriction bitmap				000001	N/A	N/A
Max number of HARQ transmissions				1	N/A	N/A
NeighCellsInfo-r12 (Note 4)	p-aList-r12			N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
NeighCellsInfo-r12 (Note 4)	transmissionModeList-r12			N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4). Note 2: Reference measurement channel RC.2 FDD according to Table A.4-1 for Category 2-8 with one sided dynamic OCNG Pattern OP.1 FDD as described in Annex A.5.1.1. Note 3: All cells are time-synchronous. Note 4: NeighCellsInfo-r12 is described in subclause 6.3.2 of TS36.331[5].

Table 9.3.8.1.1.5-2: Test requirement (FDD)

	Test
	0.915
UE Category	≥2

9.3.8.1.2 TDD CQI Reporting under fading conditions – PUCCH 1-1 (Cell-Specific Reference Symbols) TM4 – Enhanced Receiver Type B

9.3.8.1.2.1 Test purpose

9.3.8.1.2.2 Test applicability

This test applies to all types of E-UTRA TDD release 12 and forward UE of Category ≥ 2 that support enhanced performance requirement Type B.

9.3.8.1.2.3 Minimum conformance requirements

For the parameters specified in Table 9.3.8.1.2.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.3.8.1.2.3-2 and by the following:

Table 9.3.8.1.2.3-1: Fading test for (TDD)

Parameter		Unit	Cell 1	Cell 2	Cell 3
Bandwidth		MHz	10
Transmission mode			4
Uplink downlink configuration			2
Special subframe configuration			4
Downlink power allocation		dB	-3
		dB	-3
	σ	dB	0
Cyclic Prefix			Normal	Normal	Normal
Cell ID			0	1	6
SNR		dB	8.34	N/A	N/A
		dB	N/A	3.28	0.74
		dB [mW/15kHz]	-89.66	-94.72	-97.26
		dB [mW/15kHz]	-98
Propagation channel			EPA5	EPA5	EPA5
Correlation and antenna configuration			Low 2 x 2	Low 2 x 2	Low 2 x 2
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
Interference model			N/A	As specified in clause B.6.3	As specified in clause B.6.3
Reporting periodicity		ms	N_pd = 5	N/A	N/A
Physical channel for CQI/PMI reporting			PUSCH (Note 3)	N/A	N/A
PUCCH Report Type			2	N/A	N/A
cqi-pmi-ConfigurationIndex			3	N/A	N/A
ri-ConfigIndex			805 (Note 5)	N/A	N/A
CodeBookSubsetRestriction bitmap			000001	N/A	N/A
Max number of HARQ transmissions			1	N/A	N/A
ACK/NACK feedback mode			Multiplexing	N/A	N/A
NeighCellsInfo-r12 (Note 6)	p-aList-r12		N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
NeighCellsInfo-r12 (Note 6)	transmissionModeList-r12		N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4). Note 2: Reference measurement channel RC.2 TDD according to Table A.4-1 for Category 2-8 with one sided dynamic OCNG Pattern OP.1 TDD as described in Annex A.5.2.1. Note 3: To avoid collisions between CQI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#3 and #8 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#7 and #2. Note 4: All cells are time-synchronous. Note 5: RI reporting interval is set to the maximum allowable length of 160ms to minimise collisions between RI, CQI/PMI and HARQ-ACK reports. In the case when all three reports collide, it is expected that CQI/PMI reports will be dropped, while RI and HARQ-ACK will be multiplexed. At eNB, CQI report collection shall be skipped every 160ms during performance verification. Note 6: NeighCellsInfo-r12 is described in subclause 6.3.2 of TS36.331[5].

Table 9.3.8.1.2.3-2: Minimum requirement (TDD)

	Test
	0.925
UE Category	≥2

The normative reference for this requirement is TS 36.101 [2] clause 9.3.8.1.2.

9.3.8.1.2.4 Test description

9.3.8.1.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS and faders to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.48.

2. The parameter settings for the cell 1 are set up according to Table 9.3.8.1.2.-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.8.1.2.4.3.

9.3.8.1.2.4.2 Test procedure

1. Set the cell 1, 2 and 3 parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.3.8.1.2.5-1 as appropriate.

2. [SS shall not setup NAICS-AssistanceInfo for the next test step.]

3. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #2 and #7 (Table A.4.1-2). The UE will send ACK/NACK and periodic CQI report using PUSCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as .

4. SS shall setup NAICS-AssistanceInfo as per TS 36.508 [7] clause 5.2A.6.1.

5. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #2 and #7 (Table A.4.1-2). The UE will send ACK/NACK and periodic CQI report using PUSCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as . The responses are then filtered as follows: for the sequence of responses for each HARQ process, discard all the statDTX responses.

6. If the ratio ( /) ≥  then pass the UE for this test. Otherwise fail the UE.

7. The SS shall release all NAICS configuration in the UE using procedure in TS 36.508 [7] clause 5.2A.6.1 with the condition NAICS_RELEASE.

9.3.8.1.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.8.1.2.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	CQI-ReportConfig-DEFAULT
antennaInfo CHOICE {
antennaInfoDedicated ::= SEQUENCE {
transmissionMode	tm4
}
codebookSubsetRestriction CHOICE {
n2TxAntenna-tm4	000001
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}
}

Table 9.3.8.1.2.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB-3
}

Table 9.3.8.1.2.4.3-3: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-DEFAULT ::= SEQUENCE {
cqi-ReportModeAperiodic	Not present
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic CHOICE {
setup SEQUENCE {
cqi-PUCCH-ResourceIndex	0
cqi-pmi-ConfigIndex	3	(see Table 7.2.2-1A in TS 36.213)
cqi-FormatIndicatorPeriodic CHOICE {
widebandCQI	NULL
}
ri-ConfigIndex	805	(see Table 7.2.2-1B in TS 36.213)
simultaneousAckNackAndCQI	FALSE
}
}
}

9.3.8.1.2.5 Test requirement

Table 9.3.8.1.2.5-1: Test Parameters for Fading test for (TDD)

Parameter		Unit	Cell 1	Cell 2	Cell 3
Bandwidth		MHz	10
Transmission mode			4
Uplink downlink configuration			2
Special subframe configuration			4
Downlink power allocation		dB	-3
		dB	-3
	σ	dB	0
Cyclic Prefix			Normal	Normal	Normal
Cell ID			0	1	6
SNR		dB	8.97	N/A	N/A
		dB	N/A	4.08	1.54
		dB [mW/15kHz]	-89.03	-93.92	-96.46
		dB [mW/15kHz]	-98
Propagation channel			EPA5	EPA5	EPA5
Correlation and antenna configuration			Low 2 x 2	Low 2 x 2	Low 2 x 2
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
Interference model			N/A	As specified in clause B.6.3	As specified in clause B.6.3
Reporting periodicity		ms	N_pd = 5	N/A	N/A
Physical channel for CQI/PMI reporting			PUSCH (Note 3)	N/A	N/A
PUCCH Report Type			2	N/A	N/A
cqi-pmi-ConfigurationIndex			3	N/A	N/A
ri-ConfigIndex			805 (Note 5)	N/A	N/A
CodeBookSubsetRestriction bitmap			000001	N/A	N/A
Max number of HARQ transmissions			1	N/A	N/A
ACK/NACK feedback mode			Multiplexing	N/A	N/A
NeighCellsInfo-r12 (Note 6)	p-aList-r12		N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
NeighCellsInfo-r12 (Note 6)	transmissionModeList-r12		N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4). Note 2: Reference measurement channel RC.2 TDD according to Table A.4-1 for Category 2-8 with one sided dynamic OCNG Pattern OP.1 TDD as described in Annex A.5.2.1. Note 3: To avoid collisions between CQI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#3 and #8 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#7 and #2. Note 4: All cells are time-synchronous. Note 5: RI reporting interval is set to the maximum allowable length of 160ms to minimise collisions between RI, CQI/PMI and HARQ-ACK reports. In the case when all three reports collide, it is expected that CQI/PMI reports will be dropped, while RI and HARQ-ACK will be multiplexed. At eNB, CQI report collection shall be skipped every 160ms during performance verification. Note 6: NeighCellsInfo-r12 is described in subclause 6.3.2 of TS36.331[5].

Table 9.3.8.1.2.5-2: Test requirement (TDD)

	Test
	0.915
UE Category	≥2

9.3.8.2 PUCCH 1-1 (CSI Reference Symbols)

9.3.8.2.1 FDD CQI Reporting under fading conditions – PUCCH 1-1 (CSI Reference Symbol) TM9 – Enhanced Receiver Type B

9.3.8.2.1.1 Test purpose

9.3.8.2.1.2 Test applicability

This test applies to all types of E-UTRA FDD release 12 and forward UE of Category ≥ 2 that support enhanced performance requirement Type B. Applicability requires support for FGI bit 103.

9.3.8.2.1.3 Minimum conformance requirements

For the parameters specified in Table 9.3.8.2.1.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.3.8.2.1.3-2 and by the following

Table 9.3.8.2.1.3-1: Fading test for FDD

Parameter			Unit	Cell 1	Cell 2	Cell 3
Bandwidth			MHz	10
Transmission mode				9
Downlink power allocation			dB	0
			dB	0
	Pc		dB	0
	σ		dB	0
Cyclic Prefix				Normal	Normal	Normal
Cell ID				0	1	6
SNR			dB	8.34	N/A	N/A
				N/A	3.28	0.74
			dB [mW/15kHz]	-89.66	-94.72	-97.26
			dB [mW/15kHz]	-98
Propagation channel				EPA5	EPA5	EPA5
Correlation and antenna configuration				Low 2 x 2	Low 2 x 2	Low 2 x 2
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
Beamforming Model				As specified in Section B.4.3
CSI reference signals				Antenna ports 15,16	N/A	N/A
CSI-RS periodicity and subframe offset				5/1	N/A	N/A
CSI-RS reference signal configuration				2	N/A	N/A
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap			Subframes / bitmap	N/A	1 / 0001000000000000	1 / 0001000000000000
CodeBookSubsetRestriction bitmap				000001	N/A	N/A
Interference model				N/A	As specified in clause B.6.4	As specified in clause B.6.4
Reporting periodicity			ms	N_pd = 5	N/A	N/A
Physical channel for CQI/PMI reporting				PUSCH (Note 3)	N/A	N/A
PUCCH Report Type for CQI/PMI				2	N/A	N/A
PUCCH channel for RI reporting				PUCCH Format 2	N/A	N/A
PUCCH Report Type for RI				3	N/A	N/A
cqi-pmi-ConfigurationIndex				2	N/A	N/A
ri-ConfigIndex				1	N/A	N/A
Max number of HARQ transmissions				1	N/A	N/A
NeighCellsInfo-r12 (Note 5)		p-aList-r12		N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
NeighCellsInfo-r12 (Note 5)		transmissionModeList-r12		N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4). Note 2: Reference measurement channel RC.11 FDD according to Table A.4-1 with one sided dynamic OCNG Pattern OP.1 FDD as described in Annex A.5.1.1. Note 3: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#1 and #6 to allow periodic CQI/ PMI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#0 and #5. Note 4: All cells are time-synchronous. Note 5: NeighCellsInfo-r12 is described in subclause 6.3.2 of TS 36.331 [5].

Table 9.3.8.2.1.3-2: Minimum requirement (FDD)

	Test 1
	0.925
UE Category	≥2

The normative reference for this requirement is TS 36.101 [2] clause 9.3.8.2.1.

9.3.8.2.1.4 Test description

9.3.8.2.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS and faders to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.48.

2. The parameter settings for the cell 1 are set up according to Table 9.3.8.2.1.-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.8.1.1.4.3.

9.3.8.2.1.4.2 Test procedure

1. Set the cell 1, 2 and 3 parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.3.8.2.1.5-1 as appropriate.

2. SS shall not setup NAICS-AssistanceInfo for the next test step.

3. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #0 and #5 (Table A.4.1-1). The UE will send ACK/NACK and periodic CQI, PMI and RI report using PUCCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as .

4. SS shall setup NAICS-AssistanceInfo as per TS 36.508 [7] clause 5.2A.6.1.

5. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #0 and #5 (Table A.4.1-1). The UE will send ACK/NACK and periodic CQI, PMI and RI report using PUCCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as . The responses are then filtered as follows: for the sequence of responses for each HARQ process, discard all the statDTX responses.

6. If the ratio ( /) ≥  then pass the UE for this test. Otherwise fail the UE.

7. The SS shall release all NAICS configuration in the UE using procedure in TS 36.508 [7] clause 5.2A.6.1 with the condition NAICS_RELEASE.

9.3.8.2.1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.8.2.1.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	CQI-ReportConfig-DEFAULT
antennaInfo-r10 CHOICE {
antennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
}
codebookSubsetRestriction-r10	0000000000000000000000000000000000000000000000001111111111111111
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}
}

Table 9.3.8.2.1.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB0
}

Table 9.3.8.2.1.4.3-3: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-DEFAULT ::= SEQUENCE {
cqi-ReportModeAperiodic	Not present
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic CHOICE {
setup SEQUENCE {
cqi-PUCCH-ResourceIndex	0
cqi-pmi-ConfigIndex	2	(see Table 7.2.2-1A in TS 36.213)
cqi-FormatIndicatorPeriodic CHOICE {
widebandCQI	NULL
}
ri-ConfigIndex	1	(see Table 7.2.2-1B in TS 36.213)
simultaneousAckNackAndCQI	FALSE
}
}
}

Table 9.3.8.2.1.4.3-4: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
setup SEQUENCE {
antennaPortsCount-r10	an2	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	2	Parameter: CSI reference signal configuration
subframeConfig-r10	1	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	0 dB	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
zeroTxPowerCSI-RS-r10 CHOICE{
release	NULL
}
}

9.3.8.2.1.5 Test requirement

Table 9.3.8.2.1.5-1: Test Parameters for Fading test for (FDD)

Parameter			Unit	Cell 1	Cell 2	Cell 3
Bandwidth			MHz	10
Transmission mode				9
Downlink power allocation			dB	0
			dB	0
	Pc		dB	0
	σ		dB	0
Cyclic Prefix				Normal	Normal	Normal
Cell ID				0	1	6
SNR			dB	8.97	N/A	N/A
				N/A	4.08	1.54
			dB [mW/15kHz]	-89.03	-93.92	-96.46
			dB [mW/15kHz]	-98
Propagation channel				EPA5	EPA5	EPA5
Correlation and antenna configuration				Low 2 x 2	Low 2 x 2	Low 2 x 2
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
Beamforming Model				As specified in Section B.4.3
CSI reference signals				Antenna ports 15,16	N/A	N/A
CSI-RS periodicity and subframe offset				5/1	N/A	N/A
CSI-RS reference signal configuration				2	N/A	N/A
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap			Subframes / bitmap	N/A	1 / 0001000000000000	1 / 0001000000000000
CodeBookSubsetRestriction bitmap				000001	N/A	N/A
Interference model				N/A	As specified in clause B.6.4	As specified in clause B.6.4
Reporting periodicity			ms	N_pd = 5	N/A	N/A
Physical channel for CQI/PMI reporting				PUSCH (Note 3)	N/A	N/A
PUCCH Report Type for CQI/PMI				2	N/A	N/A
PUCCH channel for RI reporting				PUCCH Format 2	N/A	N/A
PUCCH Report Type for RI				3	N/A	N/A
cqi-pmi-ConfigurationIndex				2	N/A	N/A
ri-ConfigIndex				1	N/A	N/A
Max number of HARQ transmissions				1	N/A	N/A
NeighCellsInfo-r12 (Note 5)		p-aList-r12		N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
NeighCellsInfo-r12 (Note 5)		transmissionModeList-r12		N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4). Note 2: Reference measurement channel RC.11 FDD according to Table A.4-1 with one sided dynamic OCNG Pattern OP.1 FDD as described in Annex A.5.1.1. Note 3: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#1 and #6 to allow periodic CQI/ PMI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#0 and #5. Note 4: All cells are time-synchronous. Note 5: NeighCellsInfo-r12 is described in subclause 6.3.2 of TS 36.331 [5].

Table 9.3.8.2.1.5-2: Test requirement (FDD)

	Test
	0.915
UE Category	≥2

9.3.8.2.2 TDD CQI Reporting under fading conditions – PUCCH 1-1 (CSI Reference Symbol) TM9 – Enhanced Receiver Type B

9.3.8.2.2.1 Test purpose

9.3.8.2.2.2 Test applicability

This test applies to all types of E-UTRA TDD release 12 and forward UE of Category ≥ 2 that support enhanced performance requirement Type B. Applicability requires support for FGI bit 103.

9.3.8.2.2.3 Minimum conformance requirements

For the parameters specified in Table 9.3.8.2.2.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.3.8.2.2.3-2 and by the following:

Table 9.3.8.2.2.3-1: Fading test for (TDD)

Parameter			Unit	Cell 1	Cell 2	Cell 3
Bandwidth			MHz	10
Transmission mode				9
Downlink power allocation			dB	0
			dB	0
	Pc		dB	0
	σ		dB	0
Uplink downlink configuration				2
Special subframe configuration				4
Cyclic Prefix				Normal	Normal	Normal
Cell ID				0	1	6
SNR			dB	8.34	N/A	N/A
				N/A	3.28	0.74
			dB [mW/15kHz]	-89.66	-94.72	-97.26
			dB [mW/15kHz]	-98
Propagation channel				EPA5	EPA5	EPA5
Correlation and antenna configuration				Low 2 x 2	Low 2 x 2	Low 2 x 2
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
Beamforming Model				As specified in Section B.4.3
CSI reference signals				Antenna ports 15,16	N/A	N/A
CSI-RS periodicity and subframe offset				5/3	N/A	N/A
CSI-RS reference signal configuration				2	N/A	N/A
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap			Subframes / bitmap	N/A	3 / 0001000000000000	3 / 0001000000000000
CodeBookSubsetRestriction bitmap				000001	N/A	N/A
Interference model				N/A	As specified in clause B.6.4	As specified in clause B.6.4
Reporting periodicity			ms	N_pd = 5	N/A	N/A
Physical channel for CQI/PMI reporting				PUSCH (Note 3)	N/A	N/A
PUCCH Report Type for CQI/PMI				2	N/A	N/A
Physical channel for RI reporting				PUCCH Format 2	N/A	N/A
PUCCH Report Type for RI				3	N/A	N/A
cqi-pmi-ConfigurationIndex				3	N/A	N/A
ri-ConfigIndex				805 (Note 5)	N/A	N/A
Max number of HARQ transmissions				1	N/A	N/A
ACK/NACK feedback mode				Multiplexing	N/A	N/A
NeighCellsInfo-r12 (Note 6)		p-aList-r12		N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
NeighCellsInfo-r12 (Note 6)		transmissionModeList-r12		N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4). Note 2: Reference measurement channel RC.11 TDD according to Table A.4-1 with one sided dynamic OCNG Pattern OP.1 TDD as described in Annex A.5.2.1. Note 3: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#3 and #8 to allow periodic CQI/ PMI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#2 and #7. Note 4: All cells are time-synchronous. Note 5: RI reporting interval is set to the maximum allowable length of 160ms to minimise collisions between RI, CQI/PMI and HARQ-ACK reports. In the case when all three reports collide, it is expected that CQI/PMI reports will be dropped, while RI and HARQ-ACK will be multiplexed. At eNB, CQI report collection shall be skipped every 160ms during performance verification and the reported CQI in subframe SF#7 of the previous frame is applied in downlink subframes until a new CQI (after CQI/PMI dropping) is available. Note 6: NeighCellsInfo-r12 is described in subclause 6.3.2 of TS 36.331 [5].

Table 9.3.8.2.2.3-2: Minimum requirement (TDD)

	Test 1
	0.925
UE Category	≥2

The normative reference for this requirement is TS 36.101 [2] clause 9.3.8.2.2.

9.3.8.2.2.4 Test description

9.3.8.2.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS and faders to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.48.

2. The parameter settings for the cell 1 are set up according to Table 9.3.8.2.2.-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.8.2.2.4.3.

9.3.8.2.2.4.2 Test procedure

1. Set the cell 1, 2 and 3 parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.3.8.2.2.5-1 as appropriate.

2. SS shall not setup NAICS-AssistanceInfo for the next test step.

3. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #2 and #7 (Table A.4.1-2). The UE will send ACK/NACK and periodic CQI report using PUSCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as .

4. SS shall setup NAICS-AssistanceInfo as per TS 36.508 [7] clause 5.2A.6.1.

5. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #2 and #7 (Table A.4.1-2). The UE will send ACK/NACK and periodic CQI report using PUSCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as . The responses are then filtered as follows: for the sequence of responses for each HARQ process, discard all the statDTX responses.

6. If the ratio ( /) ≥  then pass the UE for this test. Otherwise fail the UE.

7. The SS shall release all NAICS configuration in the UE using procedure in TS 36.508 [7] clause 5.2A.6.1 with the condition NAICS_RELEASE.

9.3.8.2.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.8.2.2.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	CQI-ReportConfig-DEFAULT
antennaInfo-r10 CHOICE {
antennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
}
codebookSubsetRestriction-r10	0000000000000000000000000000000000000000000000001111111111111111
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}
}

Table 9.3.8.2.2.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB0
}

Table 9.3.8.2.2.4.3-3: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-DEFAULT ::= SEQUENCE {
cqi-ReportModeAperiodic	Not present
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic CHOICE {
setup SEQUENCE {
cqi-PUCCH-ResourceIndex	0
cqi-pmi-ConfigIndex	3	(see Table 7.2.2-1A in TS 36.213)
cqi-FormatIndicatorPeriodic CHOICE {
widebandCQI	NULL
}
ri-ConfigIndex	805	(see Table 7.2.2-1B in TS 36.213)
simultaneousAckNackAndCQI	FALSE
}
}
}

Table 9.3.8.2.1.4.3-4: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
setup SEQUENCE {
antennaPortsCount-r10	an2	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	2	Parameter: CSI reference signal configuration
subframeConfig-r10	1	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	0 dB	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
zeroTxPowerCSI-RS-r10 CHOICE{
release	NULL
}
}

9.3.8.2.2.5 Test requirement

Table 9.3.8.2.2.5-1: Test Parameters for Fading test for (TDD)

Parameter			Unit	Cell 1	Cell 2	Cell 3
Bandwidth			MHz	10
Transmission mode				9
Downlink power allocation			dB	0
			dB	0
	Pc		dB	0
	σ		dB	0
Uplink downlink configuration				2
Special subframe configuration				4
Cyclic Prefix				Normal	Normal	Normal
Cell ID				0	1	6
SNR			dB	8.97	N/A	N/A
				N/A	4.08	1.54
			dB [mW/15kHz]	-89.03	-93.92	-96.46
			dB [mW/15kHz]	-98
Propagation channel				EPA5	EPA5	EPA5
Correlation and antenna configuration				Low 2 x 2	Low 2 x 2	Low 2 x 2
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
Beamforming Model				As specified in Section B.4.3
CSI reference signals				Antenna ports 15,16	N/A	N/A
CSI-RS periodicity and subframe offset				5/3	N/A	N/A
CSI-RS reference signal configuration				2	N/A	N/A
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap			Subframes / bitmap	N/A	3 / 0001000000000000	3 / 0001000000000000
CodeBookSubsetRestriction bitmap				000001	N/A	N/A
Interference model				N/A	As specified in clause B.6.4	As specified in clause B.6.4
Reporting periodicity			ms	N_pd = 5	N/A	N/A
Physical channel for CQI/PMI reporting				PUSCH (Note 3)	N/A	N/A
PUCCH Report Type for CQI/PMI				2	N/A	N/A
Physical channel for RI reporting				PUCCH Format 2	N/A	N/A
PUCCH Report Type for RI				3	N/A	N/A
cqi-pmi-ConfigurationIndex				3	N/A	N/A
ri-ConfigIndex				805 (Note 5)	N/A	N/A
Max number of HARQ transmissions				1	N/A	N/A
ACK/NACK feedback mode				Multiplexing	N/A	N/A
NeighCellsInfo-r12 (Note 6)		p-aList-r12		N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
NeighCellsInfo-r12 (Note 6)		transmissionModeList-r12		N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4). Note 2: Reference measurement channel RC.11 TDD according to Table A.4-1 with one sided dynamic OCNG Pattern OP.1 TDD as described in Annex A.5.2.1. Note 3: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#3 and #8 to allow periodic CQI/ PMI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#2 and #7. Note 4: All cells are time-synchronous. Note 5: RI reporting interval is set to the maximum allowable length of 160ms to minimise collisions between RI, CQI/PMI and HARQ-ACK reports. In the case when all three reports collide, it is expected that CQI/PMI reports will be dropped, while RI and HARQ-ACK will be multiplexed. At eNB, CQI report collection shall be skipped every 160ms during performance verification and the reported CQI in subframe SF#7 of the previous frame is applied in downlink subframes until a new CQI (after CQI/PMI dropping) is available. Note 6: NeighCellsInfo-r12 is described in subclause 6.3.2 of TS 36.331 [5].

Table 9.3.8.2.2.5-2: Minimum requirement (TDD)

	Test 1
	0.915
UE Category	≥2

9.3.8.3 CSI process

9.3.8.3.1 FDD CQI Reporting under fading conditions – PUCCH 1-1 (CSI Reference Symbol) TM10 with TM9 interference – Enhanced Receiver Type B

9.3.8.3.1.1 Test purpose

9.3.8.3.1.2 Test applicability

This test applies to all types of E-UTRA FDD release 12 and forward UE of Category ≥ 2 that support enhanced performance requirement Type B.

9.3.8.3.1.3 Minimum conformance requirements

For the parameters specified in Table 9.3.8.3.1.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.3.8.3.1.3-2 and by the following:

a) the ratio of the throughput obtained for the Type B receiver with NAICS assistance information when transmitting the transport format indicated by each reported wideband CQI index subject to interference sources with specified and that obtained for the Type B receiver without NAICS assistance information when transmitting the transport format indicated by each reported wideband CQI index subject to interference sources with the same specified shall be ≥ ;

Table 9.3.8.3.1.3-1: Fading test for single antenna (FDD)

Parameter		Unit	Cell 1	Cell 2	Cell 3
Bandwidth		MHz	10
Transmission mode			10	9		9
Downlink power allocation		dB	0
		dB	0
	Pc	dB	0
	σ	dB	0
Cyclic Prefix			Normal	Normal	Normal
Cell ID			0	1	6
SNR		dB	8.34	N/A	N/A
		dB	N/A	3.28	0.74
		dB [mW/15kHz]	-89.66	-94.72	-97.26
		dB[mW/15kHz]	-98
Propagation channel			EPA5	EPA5	EPA5
Correlation and antenna configuration			Low 2 x 2	Low 2 x 2	Low 2 x 2
Cell-specific reference signals			Antenna ports 0,1	Antenna port 0, 1	Antenna port 0, 1
Beamforming Model			As specified in Section B.4.3
CSI reference signals			Antenna ports 15,16	N/A	N/A
CSI-RS periodicity and subframe offset			5/1	N/A	N/A
CSI-RS reference signal configuration			2	N/A	N/A
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	N/A	1 / 0001000000000000	1 / 0001000000000000
Interference model			N/A	As specified in clause B.6.4	As specified in clause B.6.4
CSI process	CSI-RS		CSI-RS	N/A	N/A
	CSI-IM		CSI-IM	N/A	N/A
	Reporting mode		PUCCH 1-1	N/A	N/A
	CodeBookSubsetRestriction bitmap		000001	N/A	N/A
	Reporting periodicity	ms	N_pd = 5	N/A	N/A
	CQI delay	ms	8	N/A	N/A
	Physical channel for CQI/ PMI reporting		PUSCH (Note 3)	N/A	N/A
	PUCCH Report Type for CQI/PMI		2	N/A	N/A
	PUCCH channel for RI reporting		PUCCH Format 2	N/A	N/A
	PUCCH report type for RI		3	N/A	N/A
	cqi-pmi-ConfigurationIndex		2	N/A	N/A
	ri-ConfigIndex		1	N/A	N/A
CSI-IM periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/1	N/A	N/A
CSI-IM configuration			6	N/A	N/A
CSI process for PDSCH scheduling			CSI process	N/A	N/A
Quasi-co-located CSI-RS			CSI-RS	N/A	N/A
Quasi-co-located CRS			Same Cell ID as Cell 1	N/A	N/A
Reference measurement channel			Note 2	N/A	N/A
Max number of HARQ transmissions			1	N/A	N/A
NeighCellsInfo-r12 (Note 5)	p-aList-r12		N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
	transmissionModeList-r12		N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4) Note 2: Reference measurement channel RC.11 FDD according to Table A.4-1 with one sided dynamic OCNG Pattern OP.1 FDD as described in Annex A.5.1.1. Note 3: To avoid collisions between CQI/ PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#1 and #6 to allow periodic CQI/ PMI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#0 and #5. Note 4: All cells are time-synchronous. Note 5: NeighCellsInfo-r12 is described in subclause 6.3.2 of TS 36.331 [5].

Table 9.3.8.3.1.3-2: Minimum requirement (FDD)

	Test 1
	0.925
UE Category	≥2

The normative reference for this requirement is TS 36.101 [2] clause 9.3.8.3.1.

9.3.8.3.1.4 Test description

9.3.8.3.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS and faders to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.48.

2. The parameter settings for the cell 1 are set up according to Table 9.3.8.3.1.-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.8.1.1.4.3.

9.3.8.3.1.4.2 Test procedure

1. Set the cell 1, 2 and 3 parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.3.8.3.1.5-1 as appropriate.

2. SS shall not setup NAICS-AssistanceInfo for the next test step.

3. The SS shall transmit PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #0 and #5 (Table A.4.1-1). The UE will send ACK/NACK and periodic CQI, PMI and RI report using PUCCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as .

4. SS shall setup NAICS-AssistanceInfo as per TS 36.508 [7] clause 5.2A.6.1.

5. The SS shall transmit PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #0 and #5 (Table A.4.1-1). The UE will send ACK/NACK and periodic CQI, PMI and RI report using PUCCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as . The responses are then filtered as follows: for the sequence of responses for each HARQ process, discard all the statDTX responses.

6. If the ratio ( /) ≥  then pass the UE for this test. Otherwise fail the UE.

7. The SS shall release all NAICS configuration in the UE using procedure in TS 36.508 [7] clause 5.2A.6.1 with the condition NAICS_RELEASE.

9.3.8.3.1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.8.3.1.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	CQI-ReportConfig-DEFAULT
antennaInfo-r10 CHOICE {
antennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm10-v1130
}
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}
}

Table 9.3.8.3.1.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB0
}

Table 9.3.8.3.1.4.3-3: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-DEFAULT ::= SEQUENCE {
cqi-ReportModeAperiodic	Not present
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic CHOICE {
setup SEQUENCE {
cqi-PUCCH-ResourceIndex	0
cqi-pmi-ConfigIndex	2	(see Table 7.2.2-1A in TS 36.213)
cqi-FormatIndicatorPeriodic CHOICE {
widebandCQI	NULL
}
ri-ConfigIndex	1	(see Table 7.2.2-1B in TS 36.213)
simultaneousAckNackAndCQI	FALSE
}
}
}

Table 9.3.8.3.1.4.3-4: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
setup SEQUENCE {
antennaPortsCount-r10	an2	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	2	Parameter: CSI reference signal configuration
subframeConfig-r10	1	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	0 dB	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
zeroTxPowerCSI-RS-r10 CHOICE{
release	NULL
}
}

Table 9.3.8.3.1.4.3-5: CQI-ReportConfig-v1130-DEFAULT

Derivation Path: 36.508 clause 4.6.3, Table 4.6.3-2ABA
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-v1130 ::= SEQUENCE {
cqi-ReportPeriodic-v1130 SEQUENCE {
simultaneousAckNackAndCQI-Format3-r11	Not present	PUCCH Format 2
cqi-ReportPeriodicProcExtToReleaseList-r11	Not present
cqi-ReportPeriodicProcExtToAddModList-r11 SEQUENCE (SIZE (1..maxCQI-ProcExt-r11)) OF SEQUENCE {	1 entry
cqi-ReportPeriodicProcExtId-r11[1] SEQUENCE {
cqi-ReportPeriodicProcExtId-r11	1
cqi-pmi-ConfigIndex-r11	2
ri-ConfigIndex-r11	1
csi-ConfigIndex-r11	Not present
}
}
}
cqi-ReportBoth-r11 SEQUENCE {
csi-IM-ConfigToReleaseList-r11	Not present
csi-IM-ConfigToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-IM-r11)) OF SEQUENCE {	1 entry
csi-IM-ConfigId-r11[1]	2	CSI-IM 1
resourceConfig-r11[1]	6
subframeConfig-r11[1]	1
}
csi-ProcessToReleaseList-r11	Not present
csi-ProcessToAddModList-r11SEQUENCE (SIZE (1..maxCSI-Proc-r11)) OF SEQUENCE {	1 entry
csi-ProcessId-r11[1]	3	CSI process 2
csi-RS-ConfigNZPId-r11[1]	1
csi-IM-ConfigId-r11[1]	2
p-C-AndCBSRList-r11[1] SEQUENCE (SIZE (1..2)) OF SEQUENCE {	1 entry
p-C-r11[1]	0
codebookSubsetRestriction-r11[1]	0x00001
}
cqi-ReportBothProc-r11[1] SEQUENCE {
ri-Ref-CSI-ProcessId-r11	3
pmi-RI-Report-r11	setup
}
cqi-ReportPeriodicProcId-r11[1]	Not present
cqi-ReportAperiodicProc-r11[1] SEQUENCE {
cqi-ReportModeAperiodic-r11	rm31
trigger01-r11	1
trigger10-r11	1
trigger11-r11	1
}
}
}
}

9.3.8.3.1.5 Test requirement

Table 9.3.8.3.1.5-1: Test Parameters for Fading test for single antenna (FDD)

Parameter		Unit	Cell 1	Cell 2	Cell 3
Bandwidth		MHz	10
Transmission mode			10	9		9
Downlink power allocation		dB	0
		dB	0
	Pc	dB	0
	σ	dB	0
Cyclic Prefix			Normal	Normal	Normal
Cell ID			0	1	6
SNR		dB	8. 97	N/A	N/A
		dB	N/A	4.08	1.54
		dB [mW/15kHz]	-89.03	-93.92	-96.46
		dB[mW/15kHz]	-98
Propagation channel			EPA5	EPA5	EPA5
Correlation and antenna configuration			Low 2 x 2	Low 2 x 2	Low 2 x 2
Cell-specific reference signals			Antenna ports 0,1	Antenna port 0, 1	Antenna port 0, 1
Beamforming Model			As specified in Section B.4.3
CSI reference signals			Antenna ports 15,16	N/A	N/A
CSI-RS periodicity and subframe offset			5/1	N/A	N/A
CSI-RS reference signal configuration			2	N/A	N/A
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	N/A	1 / 0001000000000000	1 / 0001000000000000
Interference model			N/A	As specified in clause B.6.4	As specified in clause B.6.4
CSI process	CSI-RS		CSI-RS	N/A	N/A
	CSI-IM		CSI-IM	N/A	N/A
	Reporting mode		PUCCH 1-1	N/A	N/A
	CodeBookSubsetRestriction bitmap		000001	N/A	N/A
	Reporting periodicity	ms	N_pd = 5	N/A	N/A
	CQI delay	ms	8	N/A	N/A
	Physical channel for CQI/ PMI reporting		PUSCH (Note 3)	N/A	N/A
	PUCCH Report Type for CQI/PMI		2	N/A	N/A
	PUCCH channel for RI reporting		PUCCH Format 2	N/A	N/A
	PUCCH report type for RI		3	N/A	N/A
	cqi-pmi-ConfigurationIndex		2	N/A	N/A
	ri-ConfigIndex		1	N/A	N/A
CSI-IM periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/1	N/A	N/A
CSI-IM configuration			6	N/A	N/A
CSI process for PDSCH scheduling			CSI process	N/A	N/A
Quasi-co-located CSI-RS			CSI-RS	N/A	N/A
Quasi-co-located CRS			Same Cell ID as Cell 1	N/A	N/A
Reference measurement channel			Note 2	N/A	N/A
Max number of HARQ transmissions			1	N/A	N/A
NeighCellsInfo-r12 (Note 5)	p-aList-r12		N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
	transmissionModeList-r12		N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4) Note 2: Reference measurement channel RC.11 FDD according to Table A.4-1 with one sided dynamic OCNG Pattern OP.1 FDD as described in Annex A.5.1.1. Note 3: To avoid collisions between CQI/ PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#1 and #6 to allow periodic CQI/ PMI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#0 and #5. Note 4: All cells are time-synchronous. Note 5: NeighCellsInfo-r12 is described in subclause 6.3.2 of TS36.331 [5].

Table 9.3.8.3.1.5-2: Test requirement (FDD)

	Test
	0.915
UE Category	≥2

9.3.8.3.2 TDD CQI Reporting under fading conditions – PUCCH 1-1 (CSI Reference Symbol) TM10 with TM9 interference – Enhanced Receiver Type B

9.3.8.3.2.1 Test purpose

9.3.8.3.2.2 Test applicability

This test applies to all types of E-UTRA TDD release 12 and forward UE of Category ≥ 2 that support enhanced performance requirement Type B.

9.3.8.3.2.3 Minimum conformance requirements

For the parameters specified in Table 9.3.8.3.2.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.3.8.3.2.3-2 and by the following:

Table 9.3.8.3.2.3-1: Fading test for single antenna (TDD)

Parameter		Unit	Cell 1	Cell 2	Cell 3
Bandwidth		MHz	10
Transmission mode			10	9	9
Downlink power allocation		dB	0
		dB	0
	Pc	dB	0
	σ	dB	0
Uplink downlink configuration			2
Special subframe configuration			4
Cyclic Prefix			Normal	Normal	Normal
Cell ID			0	1	6
SNR		dB	8.34	N/A	N/A
		dB	N/A	3.28	0.74
		dB [mW/15kHz]	-89.66	-94.72	-97.26
		dB[mW/15kHz]	-98
Propagation channel			EPA5	EPA5	EPA5
Correlation and antenna configuration			Low 2 x 2	Low 2 x 2	Low 2 x 2
Cell-specific reference signals			Antenna ports 0,1	Antenna port 0,1	Antenna port 0,1
Beamforming Model			As specified in Section B.4.3
CSI reference signals			Antenna ports 15,16	N/A	N/A
CSI-RS periodicity and subframe offset			5/3	N/A	N/A
CSI-RS reference signal configuration			2	N/A	N/A
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	N/A	3 / 0001000000000000	3 / 0001000000000000
Interference model			N/A	As specified in clause B.6.4	As specified in clause B.6.4
CSI process	CSI-RS		CSI-RS	N/A	N/A
	CSI-IM		CSI-IM	N/A	N/A
	Reporting mode		PUCCH 1-1	N/A	N/A
	CodeBookSubsetRestriction bitmap		000001	N/A	N/A
	Reporting periodicity	ms	N_pd = 5	N/A	N/A
	CQI delay	ms	8	N/A	N/A
	Physical channel for CQI/ PMI reporting		PUSCH (Note 3)	N/A	N/A
	PUCCH Report Type for CQI/PMI		2	N/A	N/A
	PUCCH channel for RI reporting		PUCCH Format 2	N/A	N/A
	PUCCH report type for RI		3	N/A	N/A
	cqi-pmi-ConfigurationIndex		3	N/A	N/A
	ri-ConfigIndex		805 (Note 5)	N/A	N/A
CSI-IM periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/1	N/A	N/A
CSI-IM configuration			6	N/A	N/A
CSI process for PDSCH scheduling			CSI process	N/A	N/A
Quasi-co-located CSI-RS			CSI-RS	N/A	N/A
Quasi-co-located CRS			Same Cell ID as Cell 1	N/A	N/A
Reference measurement channel			Note 2	N/A	N/A
Max number of HARQ transmissions			1	N/A	N/A
ACK/NACK feedback mode			Multiplexing	N/A	N/A
NeighCellsInfo-r12 (Note 6)	p-aList-r12		N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
NeighCellsInfo-r12 (Note 6)	transmissionModeList-r12		N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4) Note 2: Reference measurement channel RC.11 TDD according to Table A.4-1 with one sided dynamic OCNG Pattern OP.1 TDD as described in Annex A.5.2.1. Note 3: To avoid collisions between CQI/ PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#1 and #6 to allow periodic CQI/ PMI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#0 and #5. Note 4: All cells are time-synchronous. Note 5: RI reporting interval is set to the maximum allowable length of 160ms to minimise collisions between RI, CQI/PMI and HARQ-ACK reports. In the case when all three reports collide, it is expected that CQI/PMI reports will be dropped, while RI and HARQ-ACK will be multiplexed. At eNB, CQI report collection shall be skipped every 160ms during performance verification and the reported CQI in subframe SF#7 of the previous frame is applied in downlink subframes until a new CQI (after CQI/PMI dropping) is available. Note 6: NeighCellsInfo-r12 is described in subclause 6.3.2 of TS 36.331 [5].

Table 9.3.8.3.2.3-2: Minimum requirement (TDD)

	Test 1
	0.925
UE Category	≥2

The normative reference for this requirement is TS 36.101 [2] clause 9.3.8.3.2.

9.3.8.3.2.4 Test description

9.3.8.3.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS and faders to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.48.

2. The parameter settings for the cell 1 are set up according to Table 9.3.8.3.2.-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.8.3.2.4.3.

9.3.8.3.2.4.2 Test procedure

1. Set the cell 1, 2 and 3 parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.3.8.3.2.5-1 as appropriate.

2. SS shall not setup NAICS-AssistanceInfo for the next test step.

3. The SS shall transmit PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #2 and #7 (Table A.4.1-2). The UE will send ACK/NACK and periodic CQI report using PUSCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as .

4. SS shall setup NAICS-AssistanceInfo as per TS 36.508 [7] clause 5.2A.6.1.

5. The SS shall transmit PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #2 and #7 (Table A.4.1-2). The UE will send ACK/NACK and periodic CQI report using PUSCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as . The responses are then filtered as follows: for the sequence of responses for each HARQ process, discard all the statDTX responses.

6. If the ratio ( /) ≥  then pass the UE for this test. Otherwise fail the UE.

7. The SS shall release all NAICS configuration in the UE using procedure in TS 36.508 [7] clause 5.2A.6.1 with the condition NAICS_RELEASE.

9.3.8.3.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.8.3.2.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	CQI-ReportConfig-DEFAULT
antennaInfo-r10 CHOICE {
antennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	Tm10-v1120
}
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}
}

Table 9.3.8.3.2.4.3-2: PDSCH-ConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE {
p-a	dB0
}

Table 9.3.8.3.2.4.3-3: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-DEFAULT ::= SEQUENCE {
cqi-ReportModeAperiodic	Not present
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic CHOICE {
setup SEQUENCE {
cqi-PUCCH-ResourceIndex	0
cqi-pmi-ConfigIndex	3	(see Table 7.2.2-1A in TS 36.213)
cqi-FormatIndicatorPeriodic CHOICE {
widebandCQI	NULL
}
ri-ConfigIndex	805	(see Table 7.2.2-1B in TS 36.213)
simultaneousAckNackAndCQI	FALSE
}
}
}

Table 9.3.8.3.2.4.3-4: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
setup SEQUENCE {
antennaPortsCount-r10	an2	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	2	Parameter: CSI reference signal configuration
subframeConfig-r10	1	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	0 dB	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
zeroTxPowerCSI-RS-r10 CHOICE{
release	NULL
}
}

Table 9.3.8.3.2.4.3-5: CQI-ReportConfig-v1130-DEFAULT

Derivation Path: 36.508 clause 4.6.3, Table 4.6.3-2ABA
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-v1130 ::= SEQUENCE {
cqi-ReportPeriodic-v1130 SEQUENCE {
simultaneousAckNackAndCQI-Format3-r11	Not present	PUCCH Format 2
cqi-ReportPeriodicProcExtToReleaseList-r11	Not present
cqi-ReportPeriodicProcExtToAddModList-r11 SEQUENCE (SIZE (1..maxCQI-ProcExt-r11)) OF SEQUENCE {	1 entry
cqi-ReportPeriodicProcExtId-r11[1] SEQUENCE {
cqi-ReportPeriodicProcExtId-r11	1
cqi-pmi-ConfigIndex-r11	3
ri-ConfigIndex-r11	805
csi-ConfigIndex-r11	Not present
}
}
}
cqi-ReportBoth-r11 SEQUENCE {
csi-IM-ConfigToReleaseList-r11	Not present
csi-IM-ConfigToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-IM-r11)) OF SEQUENCE {	1 entry
csi-IM-ConfigId-r11[1]	2	CSI-IM 1
resourceConfig-r11[1]	6
subframeConfig-r11[1]	3
}
csi-ProcessToReleaseList-r11	Not present
csi-ProcessToAddModList-r11SEQUENCE (SIZE (1..maxCSI-Proc-r11)) OF SEQUENCE {	1 entry
csi-ProcessId-r11[1]	3	CSI process 2
csi-RS-ConfigNZPId-r11[1]	1
csi-IM-ConfigId-r11[1]	2
p-C-AndCBSRList-r11[1] SEQUENCE (SIZE (1..2)) OF SEQUENCE {	1 entry
p-C-r11[1]	0
codebookSubsetRestriction-r11[1]	0x000001
}
cqi-ReportBothProc-r11[1] SEQUENCE {
ri-Ref-CSI-ProcessId-r11	3
pmi-RI-Report-r11	setup
}
cqi-ReportPeriodicProcId-r11[1]	Not present
cqi-ReportAperiodicProc-r11[1] SEQUENCE {
cqi-ReportModeAperiodic-r11	rm31
trigger01-r11	1
trigger10-r11	1
trigger11-r11	1
}
}
}
}

9.3.8.3.2.5 Test requirement

Table 9.3.8.3.2.5-1: Test Parameters for Fading test for single antenna (TDD)

Parameter		Unit	Cell 1	Cell 2	Cell 3
Bandwidth		MHz	10
Transmission mode			10	9	9
Downlink power allocation		dB	0
		dB	0
	Pc	dB	0
	σ	dB	0
Uplink downlink configuration			2
Special subframe configuration			4
Cyclic Prefix			Normal	Normal	Normal
Cell ID			0	1	6
SNR		dB	8.97	N/A	N/A
		dB	N/A	4.08	1.54
		dB [mW/15kHz]	-89.03	-93.92	-96.46
		dB[mW/15kHz]	-98
Propagation channel			EPA5	EPA5	EPA5
Correlation and antenna configuration			Low 2 x 2	Low 2 x 2	Low 2 x 2
Cell-specific reference signals			Antenna ports 0,1	Antenna port 0,1	Antenna port 0,1
Beamforming Model			As specified in Section B.4.3
CSI reference signals			Antenna ports 15,16	N/A	N/A
CSI-RS periodicity and subframe offset			5/3	N/A	N/A
CSI-RS reference signal configuration			2	N/A	N/A
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	N/A	3 / 0001000000000000	3 / 0001000000000000
Interference model			N/A	As specified in clause B.6.4	As specified in clause B.6.4
CSI process	CSI-RS		CSI-RS	N/A	N/A
	CSI-IM		CSI-IM	N/A	N/A
	Reporting mode		PUCCH 1-1	N/A	N/A
	CodeBookSubsetRestriction bitmap		000001	N/A	N/A
	Reporting periodicity	ms	N_pd = 5	N/A	N/A
	CQI delay	ms	8	N/A	N/A
	Physical channel for CQI/ PMI reporting		PUSCH (Note 3)	N/A	N/A
	PUCCH Report Type for CQI/PMI		2	N/A	N/A
	PUCCH channel for RI reporting		PUCCH Format 2	N/A	N/A
	PUCCH report type for RI		3	N/A	N/A
	cqi-pmi-ConfigurationIndex		3	N/A	N/A
	ri-ConfigIndex		805 (Note 5)	N/A	N/A
CSI-IM periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/1	N/A	N/A
CSI-IM configuration			6	N/A	N/A
CSI process for PDSCH scheduling			CSI process	N/A	N/A
Quasi-co-located CSI-RS			CSI-RS	N/A	N/A
Quasi-co-located CRS			Same Cell ID as Cell 1	N/A	N/A
Reference measurement channel			Note 2	N/A	N/A
Max number of HARQ transmissions			1	N/A	N/A
ACK/NACK feedback mode			Multiplexing	N/A	N/A
NeighCellsInfo-r12 (Note 6)	p-aList-r12		N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
NeighCellsInfo-r12 (Note 6)	transmissionModeList-r12		N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4) Note 2: Reference measurement channel RC.11 TDD according to Table A.4-1 with one sided dynamic OCNG Pattern OP.1 TDD as described in Annex A.5.2.1. Note 3: To avoid collisions between CQI/ PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#1 and #6 to allow periodic CQI/ PMI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#0 and #5. Note 4: All cells are time-synchronous. Note 5: RI reporting interval is set to the maximum allowable length of 160ms to minimise collisions between RI, CQI/PMI and HARQ-ACK reports. In the case when all three reports collide, it is expected that CQI/PMI reports will be dropped, while RI and HARQ-ACK will be multiplexed. At eNB, CQI report collection shall be skipped every 160ms during performance verification and the reported CQI in subframe SF#7 of the previous frame is applied in downlink subframes until a new CQI (after CQI/PMI dropping) is available. Note 6: NeighCellsInfo-r12 is described in subclause 6.3.2 of TS 36.331 [5].

Table 9.3.8.3.2-2: Minimum requirement (TDD)

	Test 1
	0.915
UE Category	≥2