9.3.6 CQI Reporting under fading conditions (With multiple CSI processes)

36.521-13GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Part 1: Conformance testingRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification

Tools: ARFCN - Frequency Conversion for 5G NR/LTE/UMTS/GSM

9.3.6.1_F FDD CQI Reporting under fading conditions with CSI processes for CoMP

9.3.6.1_F.1 FDD CQI Reporting under fading conditions with Single CSI process for CoMP

9.3.6.1_F.1.1 Test purpose

The purpose of the test is to verify the reporting accuracy of the CQI and the UE processing capability for single CSI process.

9.3.6.1_F.1.2 Test applicability

This test applies to all types of E-UTRA FDD UEs release 11 and forward, supporting Maximum CSI processes of One on a component carrier within a band with PDSCH transmission mode 10.

Note: This test also applies to UE supporting 4Rx antenna ports

9.3.6.1_F.1.3 Minimum conformance requirements

Each CSI process is associated with a CSI-RS resource and a CSI-IM resource as shown in Table 9.3.6.1_F.1.3-1. For UE supports one CSI process, CSI process 2 is configured and the corresponding requirements shall be fulfilled. For UE supports three CSI processes, CSI processes 0, 1 and 2 are configured and the corresponding requirements shall be fulfilled. For UE supports four CSI processes, CSI processes 0, 1, 2 and 3 are configured and the corresponding requirements shall be fulfilled. And the Table 9.3.6.1_F.1.3-1 is valid for FDD and TDD.

Table 9.3.6.1_F.1.3-1: Configuration of CSI processes

	CSI process 0	CSI process 1	CSI process 2	CSI process 3
CSI-RS resource	CSI-RS signal 0	CSI-RS signal 1	CSI-RS signal 0	CSI-RS signal 1
CSI-IM resource	CSI-IM resource 0	CSI-IM resource 0	CSI-IM resource 1	CSI-IM resource 2

For the parameters specified in Table 9.3.6.1_F.1.3-2, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.3.6.1_F.1.3-3 and by the following:

a) a sub-band differential CQI offset level of 0 shall be reported at least % of the time but less than % for each sub-band for CSI process 1, 2, or 3;

b) a CQI index not in the set {median CQI -1, median CQI, median CQI +1} shall be reported at least % of the time for CSI process 0;

c) the difference of the median CQIs of the reported wideband CQI for configured CSI processes shall be greater or equal to the values as in Table 9.3.6.1_F.1.3-4;

d) the ratio of the throughput obtained when transmitting on a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS and that obtained when transmitting the TBS indicated by the reported wideband CQI median on a randomly selected sub-band in set S shall be ≥ ;

e) when transmitting on a randomly selected sub-band among the sub-bands with the highest differential CQI offset level the corresponding TBS, the average BLER for the indicated transport formats shall be greater or equal to 0.02.

The requirements only apply for sub-bands of full size and the random scheduling across the sub-bands is done by selecting a new sub-band in each TTI for FDD, each available downlink transmission instance for TDD. Sub-bands of a size smaller than full size are excluded from the test.

Table 9.3.6.1_F.1.3-2: Fading test for FDD

Parameter		Unit	Test 1				Test 2
			TP1		TP2		TP1		TP2
Bandwidth		MHz	10 MHz				10 MHz
Transmission mode			10		10		10		10
Downlink power allocation		dB	0				0
		dB	0				0
		dB	-3		0		-3		0
	σ	dB	-3				-3
SNR (Note 7)		dB	10	11	7	8	14	15	9	10
		dB[mW/15kHz]	-88	-87	-91	-90	-84	-85	-89	-88
		dB[mW/15kHz]	-98				-98
Propagation channel			EPA 5 Low		Clause B.2.4.1 with s, a = 1, Hz		EPA 5 Low		Clause B.2.4.1 with s, a = 1, Hz
Antenna configuration			4×2		2×2		4×2		2×2
Beamforming Model			As specified in Section B.4.3				As specified in Section B.4.3
Timing offset between TPs		us	0				0
Frequency offset between TPs		Hz	0				0
Cell-specific reference signals			Antenna ports 0,1				Antenna ports 0,1
CSI-RS signal 0			Antenna ports 15,…,18		N/A		Antenna ports 15,…,18		N/A
CSI-RS 0 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/1		N/A		5/1		N/A
CSI-RS 0 configuration			0		N/A		0		N/A
CSI-RS signal 1			N/A		Antenna ports 15,16		N/A		Antenna ports 15,16
CSI-RS 1 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			N/A		5/1		N/A		5/1
CSI-RS 1 configuration			N/A		5		N/A		5
Zero-power CSI-RS 0 configuration I_CSI-RS / ZeroPowerCSI-RS bitmap			N/A		1 / 1110000000000000		N/A		1 / 1110000000000000
Zero-power CSI-RS 1 configuration I_CSI-RS / ZeroPowerCSI-RS bitmap			1 / 0010011000000000		N/A		1 / 0010011000000000		N/A
CSI-IM 0 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/1		5/1		5/1		5/1
CSI-IM 0 configuration			2		2		2		2
CSI-IM 1 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/1		N/A		5/1		N/A
CSI-IM 1 configuration			6		N/A		6		N/A
CSI-IM 2 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			N/A		5/1		N/A		5/1
CSI-IM 2 configuration			N/A		1		N/A		1
CSI process 0	CSI-RS		CSI-RS 0				CSI-RS 0
	CSI-IM		CSI-IM 0				CSI-IM 0
	Reporting mode		PUCCH 1-1				PUCCH 1-1
	CodeBookSubsetRestriction bitmap		0x0000 0000 0000 0001				0x0000 0000 0000 0001
	Reporting periodicity	ms	N_pd = 5				N_pd = 5
	CQI delay	ms	11				11
	Physical channel for CQI/ PMI reporting		PUSCH (Note 6)				PUSCH (Note 6)
	PUCCH Report Type for CQI/PMI		2				2
	PUCCH channel for RI reporting		PUCCH Format 2				PUCCH Format 2
	PUCCH report type for RI		3				3
	cqi-pmi-ConfigurationIndex		4				4
	ri-ConfigIndex		2				2
CSI process 1	CSI-RS		CSI-RS 1				CSI-RS 1
	CSI-IM		CSI-IM 0				CSI-IM 0
	Reporting mode		PUSCH 3-1				PUSCH 3-1
	CodeBookSubsetRestriction bitmap		000001				000001
	Reporting interval (Note 10)	ms	5				5
	CQI delay	ms	11				11
	Sub-band size	RB	6 (full size)				6 (full size)
CSI process 2 (For UE configured single process)	CSI-RS		CSI-RS 0				CSI-RS 0
	CSI-IM		CSI-IM 1				CSI-IM 1
	Reporting mode		PUSCH 3-1				PUSCH 3-1
	CodeBookSubsetRestriction bitmap		0x0000 0000 0000 0001				0x0000 0000 0000 0001
	Reporting interval (Note 8)	ms	5				5
	CQI delay	ms	8				8
	Sub-band size	RB	6 (full size) (Note 9)				6 (full size) (Note 9)
CSI process 2 (For UE configured multiple processes)	CSI-RS		CSI-RS 0				CSI-RS 0
	CSI-IM		CSI-IM 1				CSI-IM 1
	Reporting mode		PUSCH 3-1				PUSCH 3-1
	CodeBookSubsetRestriction bitmap		0x0000 0000 0000 0001				0x0000 0000 0000 0001
	Reporting interval (Note 10)	ms	5				5
	CQI delay	ms	11				11
	Sub-band size	RB	6 (full size) (Note 9)				6 (full size) (Note 9)
CSI process 3	CSI-RS		CSI-RS 1				CSI-RS 1
	CSI-IM		CSI-IM 2				CSI-IM 2
	Reporting mode		PUSCH 3-1				PUSCH 3-1
	CodeBookSubsetRestriction bitmap		000001				000001
	Reporting interval (Note 10)	ms	5				5
	CQI delay	ms	11				11
	Sub-band size	RB	6 (full size)				6 (full size)
CSI process for PDSCH scheduling			CSI process 2				CSI process 2
Cell ID			0		6		0		6
Quasi-co-located CSI-RS			CSI-RS 0		CSI-RS 1		CSI-RS 0		CSI-RS 1
Quasi-co-located CRS			Same Cell ID as Cell 1		Same Cell ID as Cell 2		Same Cell ID as Cell 1		Same Cell ID as Cell 2
PMI for subframe 2, 3, 4, 7, 8 and 9			0x0000 0000 0000 0001		100000		0x0000 0000 0000 0001		100000
PMI for subframe 1 and 6			0x0000 0000 0001 0000		100000		0x0000 0000 0001 0000		100000
Max number of HARQ transmissions			1		N/A		1		N/A
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4) Note 2: 3 symbols allocated to PDCCH. Note 3: Reference measurement channel RC.12 FDD according to Table A.4-1. PDSCH transmission is scheduled on subframe 2, 3, 4, 7, 8 and 9 from TP1. Note 4: TM10 OCNG as specified in A.5.1.8 is transmitted on subframe 1 and 6 from TP1. Note 5: TM10 OCNG as specified in A.5.1.8 is transmitted on subframe 1, 2, 3, 4, 6, 7, 8 and 9 from TP2. Note 6: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#3 and #8 to allow periodic CQI/PMI to multiplex with the HARQ-ACK on PUSCH in uplink SF#2 and #7. Note 7: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level. Note 8: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#1 and #6 to allow aperiodic CQI/PMI/RI to be transmitted in uplink SF#0 and #5. Note 9: For these sub-bands which are not selected for PDSCH transmission, TM10 OCNG should be transmitted. Note 10: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#2 and #7 to allow aperiodic CQI/PMI/RI to be transmitted in uplink SF#1 and #6.

Table 9.3.6.1_F.1.3-3: Minimum requirement (FDD)

	CSI process 0	CSI process 1	CSI process 2	CSI process 3
 [%]	N/A	2	2	2
 [%]	N/A	40	40	40
 [%]	10	N/A	N/A	N/A
	N/A	N/A	1.02	N/A
UE Category	≥1

Table 9.3.6.1_F.1.3-4: Minimum median CQI difference between configured CSI processes (FDD)

	CSI process 1	CSI process 2	CSI process 3
CSI process 0	N/A	1	3
UE Category	≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.3.6.1.

9.3.6.1_F.1.4 Test description

9.3.6.1_F.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS, faders and AWGN noise source to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.52 for UE with 2Rx RF band and Annex A, Figure A.52a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.3.6.1_F.1.3-2.

3. Downlink signals are initially set up according to Annex C.0, C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.6.1_F.1.4.3.

9.3.6.1_F.1.4.2 Test procedure

1. Set the parameters of bandwidth, reference Channel, the propagation condition, antenna configuration and the SNR according to Table 9.3.6.1_F.1.5-2 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to CQI value 8 and keep it regardless of the wideband and subband CQI value sent by the UE. Continue transmission of the PDSCH until 2000 wideband CQI reports and full-size subband CQI reports for each full-size subband have been gathered for CSI process 2. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #0 and subframe #5 to carry the PUSCH CQI feedback for CSI process 2 via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. In this process the SS collects wideband CQI reports every 5 ms and also cases where UE transmits nothing in its CQI timing are counted as wideband CQI and full-size subband CQI reports.

3. Set up a relative frequency distribution for the reported wideband CQI-values, Calculate the median value (wideband Median CQI is the CQI that is at or crosses 50% distribution from the lower wideband CQI side). This CQI-value is declared as wideband Median CQI value.

4. Check if “2000* %/100 ≤ number of CQI reports with index 0 for each full-size subband ≤ 2000*%/100” for CSI process 2. (2000= No of full-size subband reports, 100 because of %) If yes, continue with step5, otherwise goto step 7.

5. The SS shall transmit PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to the wideband median-CQI value in an each TTI randomly selected full-size subband regardless of UE wideband and full-size subband CQI report based on CSI process 2. Note that each full-size subband is selected in equal probability. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #0 and subframe #5 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4.Measure the average throughput according to Annex G.5.3. Declare the throughput as .

6. The SS shall transmit PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to the highest UE reported full-size subband CQI value in one full-size subband selected among the subbands in which UE reports the highest full-size subband CQI based on CSI process 2. Subband differential CQI offset level is selected from {0, 1, 2, -1}. Note that the SS shall send PDSCH in the same full-size subband until next UE report is available. In case when same full-size subbands are reported subsequently as subbands with highest full-size subband CQI, the SS shall select for transmission a different subband with respect to the last selection. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #0 and subframe #5 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput and (NACK /(ACK + NACK)) according to Annex G.5.3. Declare the throughput as . If the ratio ( / ) ≥  and (NACK /(ACK + NACK))≥ 0.02 pass the UE for this test and go to step 8. Otherwise, go to step 7.

7. If both SNR points of the test have not been tested, then repeat the same procedure (steps 1 to 6) for the other SNR point as appropriate. Otherwise fail the UE.

8. If both tests have not been done, then repeat the same procedure (steps 1 to 7) with test conditions according to the table 9.3.6.1_F.1.3-2 for the other Test as appropriate. Otherwise pass the UE.

9.3.6.1_F.1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exception:

Table 9.3.6.1_F.1.4.3-1: CQI-ReportConfig-v1130-DEFAULT

Derivation Path: 36.508 clause 4.6.3, Table 4.6.3-2ABA
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-v1130 ::= SEQUENCE {
cqi-ReportPeriodic-v1130 SEQUENCE {
simultaneousAckNackAndCQI-Format3-r11	Not present	PUCCH Format 2
cqi-ReportPeriodicProcExtToReleaseList-r11	Not present
cqi-ReportPeriodicProcExtToAddModList-r11 SEQUENCE (SIZE (1..maxCQI-ProcExt-r11)) OF SEQUENCE {	1 entry
cqi-ReportPeriodicProcExtId-r11[1] SEQUENCE {
cqi-ReportPeriodicProcExtId-r11	1
cqi-pmi-ConfigIndex-r11	2
cqi-FormatIndicatorPeriodic-r11 CHOICE {
widebandCQI-r11 SEQUENCE {
csi-ReportMode-r11	submode1
}
subbandCQI-r11	Not present	PUCCH 1-1
}
ri-ConfigIndex-r11	1
csi-ConfigIndex-r11	Not present
}
}
}
cqi-ReportBoth-r11 SEQUENCE {
csi-IM-ConfigToReleaseList-r11	Not present
csi-IM-ConfigToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-IM-r11)) OF SEQUENCE {	1 entry
csi-IM-ConfigId-r11[1]	2	CSI-IM 1
resourceConfig-r11[1]	6
subframeConfig-r11[1]	1
}
csi-ProcessToReleaseList-r11	Not present
csi-ProcessToAddModList-r11SEQUENCE (SIZE (1..maxCSI-Proc-r11)) OF SEQUENCE {	1 entry
csi-ProcessId-r11[1]	3	CSI process 2
csi-RS-ConfigNZPId-r11[1]	1
csi-IM-ConfigId-r11[1]	2
p-C-AndCBSRList-r11[1] SEQUENCE (SIZE (1..2)) OF SEQUENCE {	1 entry
p-C-r11[1]	-3
codebookSubsetRestriction-r11[1]	0x0000 0000 0000 0001
}
cqi-ReportBothProc-r11[1] SEQUENCE {
ri-Ref-CSI-ProcessId-r11	3
pmi-RI-Report-r11	setup
}
cqi-ReportPeriodicProcId-r11[1]	Not present
cqi-ReportAperiodicProc-r11[1] SEQUENCE {
cqi-ReportModeAperiodic-r11	rm31
trigger01-r11	1
trigger10-r11	1
trigger11-r11	1
}
}
}
}

Table 9.3.6.1_F.1.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated ::= SEQUENCE {
csi-RS-ConfigNZPToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-RS-NZP-r11)) OF SEQUENCE {	1 entry
csi-RS-ConfigNZPId-r11[1]	1	CSI-RS signal 0
antennaPortsCount-r11[1]	an4
resourceConfig-r11[1]	0
subframeConfig-r11[1]	1
qcl-CRS-Info-r11 SEQUENCE[1] {
crs-PortsCount-r11[1]	n2
mbsfn-SubframeConfigList-r11 CHOICE[1]	Not present
}
}
csi-RS-ConfigZPToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-RS-ZP-r11)) OF SEQUENCE {
csi-RS-ConfigZPId-r11[1]	1	Zero-power CSI-RS 0
resourceConfigList-r11[1]	1110000000000000	For TP2
subframeConfig-r11[1]	1
csi-RS-ConfigZPId-r11[2]	2	Zero-power CSI-RS 1
resourceConfigList-r11[2]	0010011000000000	For TP1
subframeConfig-r11[2]	1
}
}

9.3.6.1_F.1.5 Test requirement

Table 9.3.6.1_F.1.5-1: Test requirement (FDD)

	CSI process 2
 [%]	2
 [%]	40
 [%]	N/A
	1.01
UE Category	≥1

Table 9.3.6.1_F.1.5-2: Fading test for FDD

Parameter		Unit	Test 1				Test 2
			TP1		TP2		TP1		TP2
Bandwidth		MHz	10 MHz				10 MHz
Transmission mode			10		10		10		10
Downlink power allocation		dB	0				0
		dB	0				0
		dB	-3		0		-3		0
	σ	dB	-3				-3
SNR for UE with 2Rx RF band (Note 7)		dB	10	11	7	8	14	15	9	10
SNR for 4Rx UE without 2Rx RF band		dB	7	8	4	5	11	12	6	7
		dB[mW/15kHz]	-88	-87	-91	-90	-84	-85	-89	-88
		dB[mW/15kHz]	-98				-98
Propagation channel			EPA 5 Low		Clause B.2.4.1 with s, a = 1, Hz		EPA 5 Low		Clause B.2.4.1 with s, a = 1, Hz
Antenna configuration			4×2		2×2		4×2		2×2
Beamforming Model			As specified in Section B.4.3				As specified in Section B.4.3
Timing offset between TPs		us	0				0
Frequency offset between TPs		Hz	0				0
Cell-specific reference signals			Antenna ports 0,1				Antenna ports 0,1
CSI-RS signal 0			Antenna ports 15,…,18		N/A		Antenna ports 15,…,18		N/A
CSI-RS 0 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/1		N/A		5/1		N/A
CSI-RS 0 configuration			0		N/A		0		N/A
CSI-RS signal 1			N/A		Antenna ports 15,16		N/A		Antenna ports 15,16
CSI-RS 1 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			N/A		5/1		N/A		5/1
CSI-RS 1 configuration			N/A		5		N/A		5
Zero-power CSI-RS 0 configuration I_CSI-RS / ZeroPowerCSI-RS bitmap			N/A		1 / 1110000000000000		N/A		1 / 1110000000000000
Zero-power CSI-RS 1 configuration I_CSI-RS / ZeroPowerCSI-RS bitmap			1 / 0010011000000000		N/A		1 / 0010011000000000		N/A
CSI-IM 0 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/1		5/1		5/1		5/1
CSI-IM 0 configuration			2		2		2		2
CSI-IM 1 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/1		N/A		5/1		N/A
CSI-IM 1 configuration			6		N/A		6		N/A
CSI-IM 2 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			N/A		5/1		N/A		5/1
CSI-IM 2 configuration			N/A		1		N/A		1
CSI process 0	CSI-RS		CSI-RS 0				CSI-RS 0
	CSI-IM		CSI-IM 0				CSI-IM 0
	Reporting mode		PUCCH 1-1				PUCCH 1-1
	CodeBookSubsetRestriction bitmap		0x0000 0000 0000 0001				0x0000 0000 0000 0001
	Reporting periodicity	ms	N_pd = 5				N_pd = 5
	CQI delay	ms	11				11
	Physical channel for CQI/ PMI reporting		PUSCH (Note 6)				PUSCH (Note 6)
	PUCCH Report Type for CQI/PMI		2				2
	PUCCH channel for RI reporting		PUCCH Format 2				PUCCH Format 2
	PUCCH report type for RI		3				3
	cqi-pmi-ConfigurationIndex		4				4
	ri-ConfigIndex		2				2
CSI process 1	CSI-RS		CSI-RS 1				CSI-RS 1
	CSI-IM		CSI-IM 0				CSI-IM 0
	Reporting mode		PUSCH 3-1				PUSCH 3-1
	CodeBookSubsetRestriction bitmap		000001				000001
	Reporting interval (Note 10)	ms	5				5
	CQI delay	ms	11				11
	Sub-band size	RB	6 (full size)				6 (full size)
CSI process 2 (For UE configured single process)	CSI-RS		CSI-RS 0				CSI-RS 0
	CSI-IM		CSI-IM 1				CSI-IM 1
	Reporting mode		PUSCH 3-1				PUSCH 3-1
	CodeBookSubsetRestriction bitmap		0x0000 0000 0000 0001				0x0000 0000 0000 0001
	Reporting interval (Note 8)	ms	5				5
	CQI delay	ms	8				8
	Sub-band size	RB	6 (full size) (Note 9)				6 (full size) (Note 9)
CSI process 2 (For UE configured multiple processes)	CSI-RS		CSI-RS 0				CSI-RS 0
	CSI-IM		CSI-IM 1				CSI-IM 1
	Reporting mode		PUSCH 3-1				PUSCH 3-1
	CodeBookSubsetRestriction bitmap		0x0000 0000 0000 0001				0x0000 0000 0000 0001
	Reporting interval (Note 10)	ms	5				5
	CQI delay	ms	11				11
	Sub-band size	RB	6 (full size) (Note 9)				6 (full size) (Note 9)
CSI process 3	CSI-RS		CSI-RS 1				CSI-RS 1
	CSI-IM		CSI-IM 2				CSI-IM 2
	Reporting mode		PUSCH 3-1				PUSCH 3-1
	CodeBookSubsetRestriction bitmap		000001				000001
	Reporting interval (Note 10)	ms	5				5
	CQI delay	ms	11				11
	Sub-band size	RB	6 (full size)				6 (full size)
CSI process for PDSCH scheduling			CSI process 2				CSI process 2
Cell ID			0		6		0		6
Quasi-co-located CSI-RS			CSI-RS 0		CSI-RS 1		CSI-RS 0		CSI-RS 1
Quasi-co-located CRS			Same Cell ID as Cell 1		Same Cell ID as Cell 2		Same Cell ID as Cell 1		Same Cell ID as Cell 2
PMI for subframe 2, 3, 4, 7, 8 and 9			0x0000 0000 0000 0001		100000		0x0000 0000 0000 0001		100000
PMI for subframe 1 and 6			0x0000 0000 0001 0000		100000		0x0000 0000 0001 0000		100000
Max number of HARQ transmissions			1		N/A		1		N/A
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4) Note 2: 3 symbols allocated to PDCCH. Note 3: Reference measurement channel RC.12 FDD according to Table A.4-1. PDSCH transmission is scheduled on subframe 2, 3, 4, 7, 8 and 9 from TP1. Note 4: TM10 OCNG as specified in A.5.1.8 is transmitted on subframe 1 and 6 from TP1. Note 5: TM10 OCNG as specified in A.5.1.8 is transmitted on subframe 1, 2, 3, 4, 6, 7, 8 and 9 from TP2. Note 6: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#3 and #8 to allow periodic CQI/PMI to multiplex with the HARQ-ACK on PUSCH in uplink SF#2 and #7. Note 7: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level. Note 8: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#1 and #6 to allow aperiodic CQI/PMI/RI to be transmitted in uplink SF#0 and #5. Note 9: For these sub-bands which are not selected for PDSCH transmission, TM10 OCNG should be transmitted. Note 10: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#2 and #7 to allow aperiodic CQI/PMI/RI to be transmitted in uplink SF#1 and #6. Note 11: The SNR requirement for 4Rx capable UEs is as specified in 9.1.1.4.1. For 4Rx UE without 2Rx RF bands SNR requirement is reduced by [3] dB

To pass the test,  and  and  and and BLER must be fulfilled.

To pass the test, Test 1 and Test 2 must be passed.

To pass the test, one or the other SNR point within one test must be fulfilled.

9.3.6.1_F.2 FDD CQI Reporting under fading conditions with Three CSI processes for CoMP

9.3.6.1_F.2.1 Test purpose

The purpose of the test is to verify the reporting accuracy of the CQI and the UE processing capability for Three CSI processes.

9.3.6.1_F.2.2 Test applicability

This test applies to all types of E-UTRA FDD UEs release 11 and forward, supporting Maximum CSI processes of Three on a component carrier within a band with PDSCH transmission mode 10.

Note: This test also applies to UE supporting 4Rx antenna ports

9.3.6.1_F.2.3 Minimum conformance requirements

Same minimum conformance requirements as in clause 9.3.6.1_F.1.3.

9.3.6.1_F.2.4 Test description

9.3.6.1_F.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

2. The parameter settings for the cell are set up according to Table 9.3.6.1_F.1.3-2.

3. Downlink signals are initially set up according to Annex C.0, C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.6.1_F.2.4.3.

9.3.6.1_F.2.4.2 Test procedure

1. Set the parameters of bandwidth, reference Channel, the propagation condition, antenna configuration and the SNR according to Table 9.3.6.1_F.1.5-2 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to CQI value 8 and keep it regardless of the wideband and subband CQI value sent by the UE. Continue transmission of the PDSCH until 2000 wideband CQI reports and full-size subband CQI reports for each full-size subband have been gathered for each of CSI process 0, 1 and 2. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe subframe #1 and subframe #6 to carry the PUSCH CQI feedback for CSI process 1 and 2 via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. But for CSI process 0, SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUCCH CQI feedback. In this process the SS collects wideband CQI reports every 5 ms and also cases where UE transmits nothing in its CQI timing are counted as wideband CQI and full-size subband CQI reports.

4. Check if “2000* %/100 ≤ number of CQI reports with index 0 for each full-size subband ≤ 2000*%/100” for CSI process 1 and 2. And check if the number of CQI index not in the set {median CQI -1, median CQI, median CQI +1} shall be reported at least 2000*%/100 for CSI process 0. And check if the difference of the median CQIs of the reported wideband CQI for configured CSI processes 0, 1 and 2 shall be greater or equal to the values as in Table 9.3.6.1_F.2.5-2.(2000= No of full-size subband reports, 100 because of %).. If yes, continue with step 5, otherwise goto step 7.

5. The SS shall transmit PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to the wideband median-CQI value in an each TTI randomly selected full-size subband regardless of UE wideband and full-size subband CQI report based on CSI process 2. Note that each full-size subband is selected in equal probability. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #1 and subframe #6 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. But for CSI process 0, SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUCCH CQI feedback. Measure the average throughput according to Annex G.5.3. Declare the throughput as .

6. The SS shall transmit PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to the highest UE reported full-size subband CQI value in one full-size subband selected among the subbands in which UE reports the highest full-size subband CQI based on CSI process 2. Subband differential CQI offset level is selected from {0, 1, 2, -1}. Note that the SS shall send PDSCH in the same full-size subband until next UE report is available. In case when same full-size subbands are reported subsequently as subbands with highest full-size subband CQI, the SS shall select for transmission a different subband with respect to the last selection. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #1 and subframe #6 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. But for CSI process 0, SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUCCH CQI feedback. Measure the average throughput and (NACK / (ACK + NACK)) according to Annex G.5.3. Declare the throughput as . If the ratio ( / ) ≥  and (NACK / (ACK + NACK))≥ 0.02 pass the UE for this test and go to step 8. Otherwise, go to step 7.

7. If both SNR points of the test have not been tested, then repeat the same procedure (steps 1 to 6) for the other SNR point as appropriate. Otherwise fail the UE.

8. If both tests have not been done, then repeat the same procedure (steps 1 to 7) with test conditions according to table 9.3.6.1_F.1.3-2 for the other Test as appropriate. Otherwise pass the UE.

9.3.6.1_F.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exception:

Table 9.3.6.1_F.2.4.3-1: CQI-ReportConfig-v1130-DEFAULT

Derivation Path: 36.508 clause 4.6.3, Table 4.6.3-2ABA
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-v1130 ::= SEQUENCE {
cqi-ReportPeriodic-v1130 SEQUENCE {
simultaneousAckNackAndCQI-Format3-r11	Not present	PUCCH Format 2
cqi-ReportPeriodicProcExtToReleaseList-r11	Not present
cqi-ReportPeriodicProcExtToAddModList-r11 SEQUENCE (SIZE (1..maxCQI-ProcExt-r11)) OF SEQUENCE {	1 entry
cqi-ReportPeriodicProcExtId-r11[1] SEQUENCE {
cqi-ReportPeriodicProcExtId-r11	1
cqi-pmi-ConfigIndex-r11	2
cqi-FormatIndicatorPeriodic-r11 CHOICE {
widebandCQI-r11 SEQUENCE {
csi-ReportMode-r11	submode1
}
subbandCQI-r11	Not present	PUCCH 1-1
}
ri-ConfigIndex-r11	1
csi-ConfigIndex-r11	Not present
}
}
}
cqi-ReportBoth-r11 SEQUENCE {
csi-IM-ConfigToReleaseList-r11	Not present
csi-IM-ConfigToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-IM-r11)) OF SEQUENCE {	3 entries
csi-IM-ConfigId-r11[1]	1	CSI-IM 0
resourceConfig-r11[1]	2
subframeConfig-r11[1]	1
csi-IM-ConfigId-r11[2]	2	CSI-IM 1
resourceConfig-r11[2]	6
subframeConfig-r11[2]	1
}
csi-ProcessToReleaseList-r11	Not present
csi-ProcessToAddModList-r11SEQUENCE (SIZE (1..maxCSI-Proc-r11)) OF SEQUENCE {	3 entries
csi-ProcessId-r11[1]	1	CSI process 0
csi-RS-ConfigNZPId-r11[1]	1
csi-IM-ConfigId-r11[1]	1
p-C-AndCBSRList-r11[1] SEQUENCE (SIZE (1..2)) OF SEQUENCE {	1 entry
p-C-r11[1]	-3
codebookSubsetRestriction-r11[1]	0x0000 0000 0000 0001
}
cqi-ReportBothProc-r11[1] SEQUENCE {
ri-Ref-CSI-ProcessId-r11	1
pmi-RI-Report-r11	setup
}
cqi-ReportPeriodicProcId-r11[1]	1
cqi-ReportAperiodicProc-r11[1]	Not present
csi-ProcessId-r11[2]	2	CSI process 1
csi-RS-ConfigNZPId-r11[2]	2
csi-IM-ConfigId-r11[2]	1
p-C-AndCBSRList-r11[2] SEQUENCE (SIZE (1..2)) OF SEQUENCE {	1 entry
p-C-r11[2]	0
codebookSubsetRestriction-r11[2]	000001
}
cqi-ReportBothProc-r11[2] SEQUENCE {
ri-Ref-CSI-ProcessId-r11	2
pmi-RI-Report-r11	setup
}
cqi-ReportPeriodicProcId-r11[2]	Not present
cqi-ReportAperiodicProc-r11[2] SEQUENCE {
cqi-ReportModeAperiodic-r11	rm31
trigger01-r11	1
trigger10-r11	1
trigger11-r11	1
}
csi-ProcessId-r11[3]	3	CSI process 2
csi-RS-ConfigNZPId-r11[3]	1
csi-IM-ConfigId-r11[3]	2
p-C-AndCBSRList-r11[3] SEQUENCE (SIZE (1..2)) OF SEQUENCE {	1 entry
p-C-r11[3]	-3
codebookSubsetRestriction-r11[3]	0x0000 0000 0000 0001
}
cqi-ReportBothProc-r11[3] SEQUENCE {
ri-Ref-CSI-ProcessId-r11	3
pmi-RI-Report-r11	setup
}
cqi-ReportPeriodicProcId-r11[3]	Not present
cqi-ReportAperiodicProc-r11[3] SEQUENCE {
cqi-ReportModeAperiodic-r11	rm31
trigger01-r11	1
trigger10-r11	1
trigger11-r11	1
}
}
}
}

Table 9.3.6.1_F.2.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated ::= SEQUENCE {
csi-RS-ConfigNZPToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-RS-NZP-r11)) OF SEQUENCE {	2 entries
csi-RS-ConfigNZPId-r11[1]	1	CSI-RS signal 0
antennaPortsCount-r11[1]	an4
resourceConfig-r11[1]	0
subframeConfig-r11[1]	1
qcl-CRS-Info-r11 SEQUENCE[1] {
crs-PortsCount-r11[1]	n2
mbsfn-SubframeConfigList-r11 CHOICE[1]	Not present
}
csi-RS-ConfigNZPId-r11[2]	2	CSI-RS signal 1
antennaPortsCount-r11[2]	an2
resourceConfig-r11[2]	5
subframeConfig-r11[2]	1
qcl-CRS-Info-r11 SEQUENCE[2] {
crs-PortsCount-r11[2]	n2
mbsfn-SubframeConfigList-r11 CHOICE[2]	Not present
}
}
csi-RS-ConfigZPToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-RS-ZP-r11)) OF SEQUENCE {
csi-RS-ConfigZPId-r11[1]	1	Zero-power CSI-RS 0
resourceConfigList-r11[1]	1110000000000000	For TP2
subframeConfig-r11[1]	1
csi-RS-ConfigZPId-r11[2]	2	Zero-power CSI-RS 1
resourceConfigList-r11[2]	0010011000000000	For TP1
subframeConfig-r11[2]	1
}
}

9.3.6.1_F.2.5 Test requirement

Table 9.3.6.1_F.2.5-1: Test requirement (FDD)

	CSI process 0	CSI process 1	CSI process 2
 [%]	N/A	2	2
 [%]	N/A	40	40
 [%]	10	N/A	N/A
	N/A	N/A	1.01
UE Category	≥1

Table 9.3.6.1_F.2.5-2: Minimum median CQI difference between configured CSI processes (FDD)

	CSI process 1	CSI process 2
CSI process 0	N/A	1
UE Category	≥1

To pass the test,  and  and  and and BLER must be fulfilled.

To pass the test, Test 1 and Test 2 must be passed.

To pass the test, one or the other SNR point within one test must be fulfilled.

9.3.6.1_F.3 FDD CQI Reporting under fading conditions with Four CSI processes for CoMP

9.3.6.1_F.3.1 Test purpose

The purpose of the test is to verify the reporting accuracy of the CQI and the UE processing capability for Four CSI processes.

9.3.6.1_F.3.2 Test applicability

This test applies to all types of E-UTRA FDD UEs release 11 and forward, supporting Maximum CSI processes of Four on a component carrier within a band with PDSCH transmission mode 10.

Note: This test also applies to UE supporting 4Rx antenna ports

9.3.6.1_F.3.3 Minimum conformance requirements

Same minimum conformance requirements as in clause 9.3.6.1_F.1.3.

9.3.6.1_F.3.4 Test description

9.3.6.1_F.3.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

2. The parameter settings for the cell are set up according to Table 9.3.6.1_F.1.3-2.

3. Downlink signals are initially set up according to Annex C.0, C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.6.1_F.3.4.3.

9.3.6.1_F.3.4.2 Test procedure

1. Set the parameters of bandwidth, reference Channel, the propagation condition, antenna configuration and the SNR according to Table 9.3.6.1_F.1.5-2 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to CQI value 8 and keep it regardless of the wideband and subband CQI value sent by the UE. Continue transmission of the PDSCH until 2000 wideband CQI reports and full-size subband CQI reports for each full-size subband have been gathered for each of CSI process 0, 1, 2, and 3. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #1 and subframe #6 to carry the PUSCH CQI feedback for CSI process 1, 2, and 3 via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. But for CSI process 0, SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUCCH CQI feedback. In this process the SS collects wideband CQI reports every 5 ms and also cases where UE transmits nothing in its CQI timing are counted as wideband CQI and full-size subband CQI reports.

4. Check if “2000* %/100 ≤ number of CQI reports with index 0 for each full-size subband ≤ 2000*%/100” for CSI process 1, 2 and 3. And check if the number of CQI index not in the set {median CQI -1, median CQI, median CQI +1} shall be reported at least 2000*%/100 for CSI process 0. And check if the difference of the median CQIs of the reported wideband CQI for configured CSI processes 0, 1, 2 and 3 shall be greater or equal to the values as in Table 9.3.6.1_F.3.5-2.
(2000= No of full-size subband reports, 100 because of %). If yes, continue with step 5, otherwise goto step 7.

5. The SS shall transmit PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to the wideband median-CQI value in an each TTI randomly selected full-size subband regardless of UE wideband and full-size subband CQI report based on CSI process 2. Note that each full-size subband is selected in equal probability. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #1 and subframe #6 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. But for CSI process 0, SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUCCH CQI feedback.Measure the average throughput according to Annex G.5.3. Declare the throughput as .

6. The SS shall transmit PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to the highest UE reported full-size subband CQI value in one full-size subband selected among the subbands in which UE reports the highest full-size subband CQI based on CSI process 2. Subband differential CQI offset level is selected from {0, 1, 2, -1}. Note that the SS shall send PDSCH in the same full-size subband until next UE report is available. In case when same full-size subbands are reported subsequently as subbands with highest full-size subband CQI, the SS shall select for transmission a different subband with respect to the last selection. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #1 and subframe #6 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. But for CSI process 0, SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUCCH CQI feedback.Measure the average throughput and (NACK / (ACK + NACK)) according to Annex G.5.3. Declare the throughput as . If the ratio ( / ) ≥  and (NACK / (ACK + NACK))≥ 0.02 pass the UE for this test and go to step 8. Otherwise, go to step 7.

7. If both SNR points of the test have not been tested, then repeat the same procedure (steps 1 to 6) for the other SNR point as appropriate. Otherwise fail the UE.

8. If both tests have not been done, then repeat the same procedure (steps 1 to 7) with test conditions according to table 9.3.6.1_F.1.3-2 for the other Test as appropriate. Otherwise pass the UE.

9.3.6.1_F.3.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exception:

Table 9.3.6.1_F.3.4.3-1: CQI-ReportConfig-v1130-DEFAULT

Derivation Path: 36.508 clause 4.6.3, Table 4.6.3-2ABA
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-v1130 ::= SEQUENCE {
cqi-ReportPeriodic-v1130 SEQUENCE {
simultaneousAckNackAndCQI-Format3-r11	Not present	PUCCH Format 2
cqi-ReportPeriodicProcExtToReleaseList-r11	Not present
cqi-ReportPeriodicProcExtToAddModList-r11 SEQUENCE (SIZE (1..maxCQI-ProcExt-r11)) OF SEQUENCE {	1 entry
cqi-ReportPeriodicProcExtId-r11[1] SEQUENCE {
cqi-ReportPeriodicProcExtId-r11	1
cqi-pmi-ConfigIndex-r11	2
cqi-FormatIndicatorPeriodic-r11 CHOICE {
widebandCQI-r11 SEQUENCE {
csi-ReportMode-r11	submode1
}
subbandCQI-r11	Not present	PUCCH 1-1
}
ri-ConfigIndex-r11	1
csi-ConfigIndex-r11	Not present
}
}
}
cqi-ReportBoth-r11 SEQUENCE {
csi-IM-ConfigToReleaseList-r11	Not present
csi-IM-ConfigToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-IM-r11)) OF SEQUENCE {	3 entries
csi-IM-ConfigId-r11[1]	1	CSI-IM 0
resourceConfig-r11[1]	2
subframeConfig-r11[1]	1
csi-IM-ConfigId-r11[2]	2	CSI-IM 1
resourceConfig-r11[2]	6
subframeConfig-r11[2]	1
csi-IM-ConfigId-r11[3]	3	CSI-IM 2
resourceConfig-r11[3]	1
subframeConfig-r11[3]	1
}
csi-ProcessToReleaseList-r11	Not present
csi-ProcessToAddModList-r11SEQUENCE (SIZE (1..maxCSI-Proc-r11)) OF SEQUENCE {	4 entries
csi-ProcessId-r11[1]	1	CSI process 0
csi-RS-ConfigNZPId-r11[1]	1
csi-IM-ConfigId-r11[1]	1
p-C-AndCBSRList-r11[1] SEQUENCE (SIZE (1..2)) OF SEQUENCE {	1 entry
p-C-r11[1]	-3
codebookSubsetRestriction-r11[1]	0x0000 0000 0000 0001
}
cqi-ReportBothProc-r11[1] SEQUENCE {
ri-Ref-CSI-ProcessId-r11	1
pmi-RI-Report-r11	setup
}
cqi-ReportPeriodicProcId-r11[1]	1
cqi-ReportAperiodicProc-r11[1]	Not present
csi-ProcessId-r11[2]	2	CSI process 1
csi-RS-ConfigNZPId-r11[2]	2
csi-IM-ConfigId-r11[2]	1
p-C-AndCBSRList-r11[2] SEQUENCE (SIZE (1..2)) OF SEQUENCE {	1 entry
p-C-r11[2]	0
codebookSubsetRestriction-r11[2]	000001
}
cqi-ReportBothProc-r11[2] SEQUENCE {
ri-Ref-CSI-ProcessId-r11	2
pmi-RI-Report-r11	setup
}
cqi-ReportPeriodicProcId-r11[2]	Not present
cqi-ReportAperiodicProc-r11[2] SEQUENCE {
cqi-ReportModeAperiodic-r11	rm31
trigger01-r11	1
trigger10-r11	1
trigger11-r11	1
}
csi-ProcessId-r11[3]	3	CSI process 2
csi-RS-ConfigNZPId-r11[3]	1
csi-IM-ConfigId-r11[3]	2
p-C-AndCBSRList-r11[3] SEQUENCE (SIZE (1..2)) OF SEQUENCE {	1 entry
p-C-r11[3]	-3
codebookSubsetRestriction-r11[3]	0x0000 0000 0000 0001
}
cqi-ReportBothProc-r11[3] SEQUENCE {
ri-Ref-CSI-ProcessId-r11	3
pmi-RI-Report-r11	setup
}
cqi-ReportPeriodicProcId-r11[3]	Not present
cqi-ReportAperiodicProc-r11[3] SEQUENCE {
cqi-ReportModeAperiodic-r11	rm31
trigger01-r11	1
trigger10-r11	1
trigger11-r11	1
}
csi-ProcessId-r11[4]	4	CSI process 3
csi-RS-ConfigNZPId-r11[4]	2
csi-IM-ConfigId-r11[4]	3
p-C-AndCBSRList-r11[4] SEQUENCE (SIZE (1..2)) OF SEQUENCE {	1 entry
p-C-r11[4]	0
codebookSubsetRestriction-r11[4]	000001
}
cqi-ReportBothProc-r11[4] SEQUENCE {
ri-Ref-CSI-ProcessId-r11	4
pmi-RI-Report-r11	setup
}
cqi-ReportPeriodicProcId-r11[4]	Not present
cqi-ReportAperiodicProc-r11[4] SEQUENCE {
cqi-ReportModeAperiodic-r11	rm31
trigger01-r11	1
trigger10-r11	1
trigger11-r11	1
}
}
}
}

Table 9.3.6.1_F.3.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated ::= SEQUENCE {
csi-RS-ConfigNZPToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-RS-NZP-r11)) OF SEQUENCE {	2 entries
csi-RS-ConfigNZPId-r11[1]	1	CSI-RS signal 0
antennaPortsCount-r11[1]	an4
resourceConfig-r11[1]	0
subframeConfig-r11[1]	1
qcl-CRS-Info-r11 SEQUENCE[1] {
crs-PortsCount-r11[1]	n2
mbsfn-SubframeConfigList-r11 CHOICE[1]	Not present
}
csi-RS-ConfigNZPId-r11[2]	2	CSI-RS signal 1
antennaPortsCount-r11[2]	an2
resourceConfig-r11[2]	5
subframeConfig-r11[2]	1
qcl-CRS-Info-r11 SEQUENCE[2] {
crs-PortsCount-r11[2]	n2
mbsfn-SubframeConfigList-r11 CHOICE[2]	Not present
}
}
csi-RS-ConfigZPToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-RS-ZP-r11)) OF SEQUENCE {
csi-RS-ConfigZPId-r11[1]	1	Zero-power CSI-RS 0
resourceConfigList-r11[1]	1110000000000000	For TP2
subframeConfig-r11[1]	1
csi-RS-ConfigZPId-r11[2]	2	Zero-power CSI-RS 1
resourceConfigList-r11[2]	0010011000000000	For TP1
subframeConfig-r11[2]	1
}
}

9.3.6.1_F.3.5 Test requirement

Table 9.3.6.1_F.3.5-1: Test requirement (FDD)

	CSI process 0	CSI process 1	CSI process 2	CSI process 3
 [%]	N/A	2	2	2
 [%]	N/A	40	40	40
 [%]	10	N/A	N/A	N/A
	N/A	N/A	1.01	N/A
UE Category	≥1

Table 9.3.6.1_F.3.5-2: Minimum median CQI difference between configured CSI processes (FDD)

	CSI process 1	CSI process 2	CSI process 3
CSI process 0	N/A	1	3
UE Category	≥1

To pass the test,  and  and  and and BLER must be fulfilled.

To pass the test, Test 1 and Test 2 must be passed.

To pass the test, one or the other SNR point within one test must be fulfilled.

9.3.6.2_F TDD CQI Reporting under fading conditions with CSI processes for CoMP

9.3.6.2_F.1 TDD CQI Reporting under fading conditions with Single CSI process for CoMP

9.3.6.2_F.1.1 Test purpose

The purpose of the test is to verify the reporting accuracy of the CQI and the UE processing capability for single CSI process.

9.3.6.2_F.1.2 Test applicability

This test applies to all types of E-UTRA TDD UEs release 11 and forward, supporting Maximum CSI processes of One on a component carrier within a band with PDSCH transmission mode 10.

Note: This test also applies to UE supporting 4Rx antenna ports

9.3.6.2_F.1.3 Minimum conformance requirements

For the parameters specified in Table 9.3.6.2_F.1.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.3.6.2_F.1.3-2 and by the following:

a) a sub-band differential CQI offset level of 0 shall be reported at least % of the time but less than % for each sub-band for CSI process 1, 2, or 3;

b) a CQI index not in the set {median CQI -1, median CQI, median CQI +1} shall be reported at least % of the time for CSI process 0;

c) the difference of the median CQIs of the reported wideband CQI for configured CSI processes shall be greater or equal to the values as in Table 9.3.6.2_F.1.3-3;

Table 9.3.6.2_F.1.3-1: Fading test for TDD

Parameter		Unit	Test 1				Test 2
			TP1		TP2		TP1		TP2
Bandwidth		MHz	10 MHz				10 MHz
Transmission mode			10		10		10		10
Uplink downlink configuration			2		2		2		2
Special subframe configuration			4		4		4		4
Downlink power allocation		dB	0				0
		dB	0				0
		dB	-3		0		-3		0
	σ	dB	-3				-3
SNR (Note 7)		dB	10	11	7	8	14	15	9	10
		dB[mW/15kHz]	-88	-87	-91	-90	-84	-85	-89	-88
		dB[mW/15kHz]	-98				-98
Propagation channel			EPA 5 Low		Clause B.2.4.1 with s, a = 1, Hz		EPA 5 Low		Clause B.2.4.1 with s, a = 1, Hz
Antenna configuration			4×2		2×2		4×2		2×2
Beamforming Model			As specified in Section B.4.3				As specified in Section B.4.3
Timing offset between TPs		us	0				0
Frequency offset between TPs		Hz	0				0
Cell-specific reference signals			Antenna ports 0,1				Antenna ports 0,1
CSI-RS signal 0			Antenna ports 15,…, 18		N/A		Antenna ports 15,…, 18		N/A
CSI-RS 0 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/3		N/A		5/3		N/A
CSI-RS 0 configuration			0		N/A		0		N/A
CSI-RS signal 1			N/A		Antenna ports 15, 16		N/A		Antenna ports 15, 16
CSI-RS 1 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			N/A		5/3		N/A		5/3
CSI-RS 1 configuration			N/A		5		N/A		5
Zero-power CSI-RS 0 configuration I_CSI-RS / ZeroPowerCSI-RS bitmap			N/A		3 / 1110000000000000		N/A		3 / 1110000000000000
Zero-power CSI-RS 1 configuration I_CSI-RS / ZeroPowerCSI-RS bitmap			3 / 0010011000000000		N/A		3 / 0010011000000000		N/A
CSI-IM 0 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/3		5/3		5/3		5/3
CSI-IM 0 configuration			2		2		2		2
CSI-IM 1 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/3		N/A		5/3		N/A
CSI-IM 1 configuration			6		N/A		6		N/A
CSI-IM 2 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			N/A		5/3		N/A		5/3
CSI-IM 2 configuration			N/A		1		N/A		1
CSI process 0	CSI-RS		CSI-RS 0				CSI-RS 0
	CSI-IM		CSI-IM 0				CSI-IM 0
	Reporting mode		PUCCH 1-1				PUCCH 1-1
	CodeBookSubsetRestriction bitmap		0x0000 0000 0000 0001				0x0000 0000 0000 0001
	Reporting periodicity	ms	N_pd = 5				N_pd = 5
	CQI delay	ms	12				12
	Physical channel for CQI/ PMI reporting		PUSCH (Note 6)				PUSCH (Note 6)
	PUCCH Report Type for CQI/PMI		2				2
	PUCCH channel for RI reporting		PUCCH Format 2				PUCCH Format 2
	PUCCH report type for RI		3				3
	cqi-pmi-ConfigurationIndex		3				3
	ri-ConfigIndex		805 (Note 10)				805 (Note 10)
CSI process 1	CSI-RS		CSI-RS 1				CSI-RS 1
	CSI-IM		CSI-IM 0				CSI-IM 0
	Reporting mode		PUSCH 3-1				PUSCH 3-1
	CodeBookSubsetRestriction bitmap		000001				000001
	Reporting interval (Note 9)	ms	5				5
	CQI delay	ms	12				12
	Sub-band size	RB	6 (full size)				6 (full size)
CSI process 2	CSI-RS		CSI-RS 0				CSI-RS 0
	CSI-IM		CSI-IM 1				CSI-IM 1
	Reporting mode		PUSCH 3-1				PUSCH 3-1
	CodeBookSubsetRestriction bitmap		0x0000 0000 0000 0001				0x0000 0000 0000 0001
	Reporting interval (Note 9)	ms	5				5
	CQI delay	ms	12				12
	Sub-band size	RB	6 (full size) (Note 8)				6 (full size) (Note 8)
CSI process 3	CSI-RS		CSI-RS 1				CSI-RS 1
	CSI-IM		CSI-IM 2				CSI-IM 2
	Reporting mode		PUSCH 3-1				PUSCH 3-1
	CodeBookSubsetRestriction bitmap		000001				000001
	Reporting interval (Note 9)	ms	5				5
	CQI delay	ms	12				12
	Sub-band size	RB	6 (full size)				6 (full size)
CSI process for PDSCH scheduling			CSI process 2				CSI process 2
Cell ID			0		6		0		6
Quasi-co-located CSI-RS			CSI-RS 0		CSI-RS 1		CSI-RS 0		CSI-RS 1
Quasi-co-located CRS			Same Cell ID as Cell 1		Same Cell ID as Cell 2		Same Cell ID as Cell 1		Same Cell ID as Cell 2
PMI for subframe 4 and 9			0x0000 0000 0000 0001		100000		0x0000 0000 0000 0001		100000
PMI for subframe 3 and 8			0x0000 0000 0001 0000		100000		0x0000 0000 0001 0000		100000
Max number of HARQ transmissions			1		N/A		1		N/A
ACK/NACK feedback mode			Multiplexing		N/A		Multiplexing		N/A
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4) Note 2: 3 symbols allocated to PDCCH Note 3: Reference measurement channel RC.12 TDD according to Table A.4-1. PDSCH transmission is scheduled on subframe 4 and 9 from TP1. Note 4: TM10 OCNG is transmitted as specified in A.5.2.8 on subframe 3 and 8 from TP1. Note 5: TM10 OCNG is transmitted as specified in A.5.2.8 on subframe 3, 4, 8 and 9 from TP2 Note 6: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#3 and #8 to allow periodic CQI/PMI to multiplex with the HARQ-ACK on PUSCH in uplink SF#7 and #2. Note 7: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level. Note 8: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#3 and #8 to allow aperiodic CQI/PMI/RI to be transmitted in uplink SF#7 and #2. Note 9: For these sub-bands which are not selected for PDSCH transmission, TM10 OCNG should be transmitted. Note 10: RI reporting interval is set to the maximum allowable length of 160ms to minimise collisions between RI, CQI/PMI and HARQ-ACK reports. In the case when all three reports collide, it is expected that CQI/PMI reports will be dropped, while RI and HARQ-ACK will be multiplexed. At eNB, CQI report collection shall be skipped every 160ms during performance verification and the reported CQI in subframe SF#7 of the previous frame is applied in downlink subframes until a new CQI (after CQI/PMI dropping) is available.

Table 9.3.6.2_F.1.3-2: Minimum requirement (TDD)

	CSI process 0	CSI process 1	CSI process 2	CSI process 3
 [%]	N/A	2	2	2
 [%]	N/A	40	40	40
 [%]	10	N/A	N/A	N/A
	N/A	N/A	1.02	N/A
UE Category	≥1

Table 9.3.6.2_F.1.3-3: Minimum median CQI difference between configured CSI processes (TDD)

	CSI process 1	CSI process 2	CSI process 3
CSI process 0	N/A	1	3
UE Category	≥1

The normative reference for this requirement is TS 36.101 [2] clause 9.3.6.2.

9.3.6.2_F.1.4 Test description

9.3.6.2_F.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2

2. The parameter settings for the cell are set up according to Table 9.3.6.2_F.1.3-1.

3. Downlink signals are initially set up according to Annex C.0, C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.6.2_F.1.4.3.

9.3.6.2_F.1.4.2 Test procedure

1. Set the parameters of bandwidth, reference Channel, the propagation condition, antenna configuration and the SNR according to Table 9.3.6.2_F.1.5-2 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to CQI value 10 and keep it regardless of the wideband and full-size subband CQI value sent by the UE. Continue transmission of the PDSCH until 2000 wideband CQI reports and full-size subband CQI report for each full-size subband have been gathered for CSI process 2. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUSCH CQI feedback for CSI process 2 via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. In this process the SS collects wideband CQI reports every 5 ms and also cases where UE transmits nothing in its CQI timing are counted as wideband CQI and full-size subband CQI reports.

4. Check if “2000* %/100 ≤ number of CQI reports with index 0 for each full-size subband ≤ 2000*%/100” for CSI process 2. (2000= No of full-size subband reports, 100 because of %). If yes, continue with step 5, otherwise goto step 7.

5. The SS shall send PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to the wideband median-CQI value in an each available downlink transmission instance randomly selected full-size subband regardless of UE wideband and subband CQI report based on CSI process 2. Note that each full-size subband is selected in equal probability. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput according to Annex G.5.3 Declare the throughput as .

6. The SS shall transmit PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to the highest UE reported full-size subband CQI value in one full-size subband selected among the sub-bands in which UE report the highest full-size subband CQI based on CSI process 2. Subband differential CQI offset level is selected from {0, 1, 2, -1}. Note that the SS shall send PDSCH in the same full-size subband until next UE report is available. In case when same full-size subbands are reported subsequently as subbands with highest full-size subband CQI, the SS shall select for transmission a different subband with respect to the last selection. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput and (NACK / (ACK + NACK)) according to Annex G.5.3. Declare the throughput as . If the ratio ( / ) ≥  and (NACK / (ACK + NACK))≥ 0.02pass the UE and go to step 8. Otherwise, go to step 7.

7. If both SNR points of the test have not been tested, then repeat the same procedure (steps 1 to 6) for the other SNR point as appropriate. Otherwise fail the UE.

8. If both tests have not been done, then repeat the same procedure (steps 1 to 7) with test conditions according to table 9.3.6.2_F.1.3-1 for the other test as appropriate.

9.3.6.2_F.1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exception:

Table 9.3.6.2_F.1.4.3-1: CQI-ReportConfig-v1130-DEFAULT

Derivation Path: 36.508 clause 4.6.3, Table 4.6.3-2ABA
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-v1130 ::= SEQUENCE {
cqi-ReportPeriodic-v1130 SEQUENCE {
simultaneousAckNackAndCQI-Format3-r11	Not present	PUCCH Format 2
cqi-ReportPeriodicProcExtToReleaseList-r11	Not present
cqi-ReportPeriodicProcExtToAddModList-r11 SEQUENCE (SIZE (1..maxCQI-ProcExt-r11)) OF SEQUENCE {	1 entry
cqi-ReportPeriodicProcExtId-r11[1] SEQUENCE {
cqi-ReportPeriodicProcExtId-r11	1
cqi-pmi-ConfigIndex-r11	3
cqi-FormatIndicatorPeriodic-r11 CHOICE {
widebandCQI-r11 SEQUENCE {
csi-ReportMode-r11	submode1
}
subbandCQI-r11	Not present	PUCCH 1-1
}
ri-ConfigIndex-r11	805
csi-ConfigIndex-r11	Not present
}
}
}
cqi-ReportBoth-r11 SEQUENCE {
csi-IM-ConfigToReleaseList-r11	Not present
csi-IM-ConfigToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-IM-r11)) OF SEQUENCE {	1 entry
csi-IM-ConfigId-r11[1]	2	CSI-IM 1
resourceConfig-r11[1]	6
subframeConfig-r11[1]	3
}
csi-ProcessToReleaseList-r11	Not present
csi-ProcessToAddModList-r11SEQUENCE (SIZE (1..maxCSI-Proc-r11)) OF SEQUENCE {	1 entry
csi-ProcessId-r11[1]	3	CSI process 2
csi-RS-ConfigNZPId-r11[1]	1
csi-IM-ConfigId-r11[1]	2
p-C-AndCBSRList-r11[1] SEQUENCE (SIZE (1..2)) OF SEQUENCE {	1 entry
p-C-r11[1]	-3
codebookSubsetRestriction-r11[1]	0x0000 0000 0000 0001
}
cqi-ReportBothProc-r11[1] SEQUENCE {
ri-Ref-CSI-ProcessId-r11	3
pmi-RI-Report-r11	setup
}
cqi-ReportPeriodicProcId-r11[1]	Not present
cqi-ReportAperiodicProc-r11[1] SEQUENCE {
cqi-ReportModeAperiodic-r11	rm31
trigger01-r11	1
trigger10-r11	1
trigger11-r11	1
}
}
}
}

Table 9.3.6.2_F.1.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated ::= SEQUENCE {
csi-RS-ConfigNZPToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-RS-NZP-r11)) OF SEQUENCE {	1 entry
csi-RS-ConfigNZPId-r11[1]	1	CSI-RS signal 0
antennaPortsCount-r11[1]	an4
resourceConfig-r11[1]	0
subframeConfig-r11[1]	3
qcl-CRS-Info-r11 SEQUENCE[1] {
crs-PortsCount-r11[1]	n2
mbsfn-SubframeConfigList-r11 CHOICE[1]	Not present
}
}
csi-RS-ConfigZPToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-RS-ZP-r11)) OF SEQUENCE {
csi-RS-ConfigZPId-r11[1]	1	Zero-power CSI-RS 0
resourceConfigList-r11[1]	1110000000000000	For TP2
subframeConfig-r11[1]	3
csi-RS-ConfigZPId-r11[2]	2	Zero-power CSI-RS 1
resourceConfigList-r11[2]	0010011000000000	For TP1
subframeConfig-r11[2]	3
}
}

9.3.6.2_F.1.5 Test requirement

Table 9.3.6.2_F.1.5-1: Test requirement (TDD)

	CSI process 2
 [%]	2
 [%]	40
 [%]	N/A
	1.01
UE Category	≥1

Table 9.3.6.2_F.1.5-2: Fading test for TDD

Parameter		Unit	Test 1				Test 2
			TP1		TP2		TP1		TP2
Bandwidth		MHz	10 MHz				10 MHz
Transmission mode			10		10		10		10
Uplink downlink configuration			2		2		2		2
Special subframe configuration			4		4		4		4
Downlink power allocation		dB	0				0
		dB	0				0
		dB	-3		0		-3		0
	σ	dB	-3				-3
SNR for UE with 2Rx RF band (Note 7)		dB	10	11	7	8	14	15	9	10
SNR for 4Rx UE without 2Rx RF band		dB	7	8	4	5	11	12	6	7
		dB[mW/15kHz]	-88	-87	-91	-90	-84	-85	-89	-88
		dB[mW/15kHz]	-98				-98
Propagation channel			EPA 5 Low		Clause B.2.4.1 with s, a = 1, Hz		EPA 5 Low		Clause B.2.4.1 with s, a = 1, Hz
Antenna configuration			4×2		2×2		4×2		2×2
Beamforming Model			As specified in Section B.4.3				As specified in Section B.4.3
Timing offset between TPs		us	0				0
Frequency offset between TPs		Hz	0				0
Cell-specific reference signals			Antenna ports 0,1				Antenna ports 0,1
CSI-RS signal 0			Antenna ports 15,…, 18		N/A		Antenna ports 15,…, 18		N/A
CSI-RS 0 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/3		N/A		5/3		N/A
CSI-RS 0 configuration			0		N/A		0		N/A
CSI-RS signal 1			N/A		Antenna ports 15, 16		N/A		Antenna ports 15, 16
CSI-RS 1 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			N/A		5/3		N/A		5/3
CSI-RS 1 configuration			N/A		5		N/A		5
Zero-power CSI-RS 0 configuration I_CSI-RS / ZeroPowerCSI-RS bitmap			N/A		3 / 1110000000000000		N/A		3 / 1110000000000000
Zero-power CSI-RS 1 configuration I_CSI-RS / ZeroPowerCSI-RS bitmap			3 / 0010011000000000		N/A		3 / 0010011000000000		N/A
CSI-IM 0 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/3		5/3		5/3		5/3
CSI-IM 0 configuration			2		2		2		2
CSI-IM 1 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/3		N/A		5/3		N/A
CSI-IM 1 configuration			6		N/A		6		N/A
CSI-IM 2 periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			N/A		5/3		N/A		5/3
CSI-IM 2 configuration			N/A		1		N/A		1
CSI process 0	CSI-RS		CSI-RS 0				CSI-RS 0
	CSI-IM		CSI-IM 0				CSI-IM 0
	Reporting mode		PUCCH 1-1				PUCCH 1-1
	CodeBookSubsetRestriction bitmap		0x0000 0000 0000 0001				0x0000 0000 0000 0001
	Reporting periodicity	ms	N_pd = 5				N_pd = 5
	CQI delay	ms	12				12
	Physical channel for CQI/ PMI reporting		PUSCH (Note 6)				PUSCH (Note 6)
	PUCCH Report Type for CQI/PMI		2				2
	PUCCH channel for RI reporting		PUCCH Format 2				PUCCH Format 2
	PUCCH report type for RI		3				3
	cqi-pmi-ConfigurationIndex		3				3
	ri-ConfigIndex		805 (Note 10)				805 (Note 10)
CSI process 1	CSI-RS		CSI-RS 1				CSI-RS 1
	CSI-IM		CSI-IM 0				CSI-IM 0
	Reporting mode		PUSCH 3-1				PUSCH 3-1
	CodeBookSubsetRestriction bitmap		000001				000001
	Reporting interval (Note 9)	ms	5				5
	CQI delay	ms	12				12
	Sub-band size	RB	6 (full size)				6 (full size)
CSI process 2	CSI-RS		CSI-RS 0				CSI-RS 0
	CSI-IM		CSI-IM 1				CSI-IM 1
	Reporting mode		PUSCH 3-1				PUSCH 3-1
	CodeBookSubsetRestriction bitmap		0x0000 0000 0000 0001				0x0000 0000 0000 0001
	Reporting interval (Note 9)	ms	5				5
	CQI delay	ms	12				12
	Sub-band size	RB	6 (full size) (Note 8)				6 (full size) (Note 8)
CSI process 3	CSI-RS		CSI-RS 1				CSI-RS 1
	CSI-IM		CSI-IM 2				CSI-IM 2
	Reporting mode		PUSCH 3-1				PUSCH 3-1
	CodeBookSubsetRestriction bitmap		000001				000001
	Reporting interval (Note 9)	ms	5				5
	CQI delay	ms	12				12
	Sub-band size	RB	6 (full size)				6 (full size)
CSI process for PDSCH scheduling			CSI process 2				CSI process 2
Cell ID			0		6		0		6
Quasi-co-located CSI-RS			CSI-RS 0		CSI-RS 1		CSI-RS 0		CSI-RS 1
Quasi-co-located CRS			Same Cell ID as Cell 1		Same Cell ID as Cell 2		Same Cell ID as Cell 1		Same Cell ID as Cell 2
PMI for subframe 4 and 9			0x0000 0000 0000 0001		100000		0x0000 0000 0000 0001		100000
PMI for subframe 3 and 8			0x0000 0000 0001 0000		100000		0x0000 0000 0001 0000		100000
Max number of HARQ transmissions			1		N/A		1		N/A
ACK/NACK feedback mode			Multiplexing		N/A		Multiplexing		N/A
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4) Note 2: 3 symbols allocated to PDCCH Note 3: Reference measurement channel RC.12 TDD according to Table A.4-1. PDSCH transmission is scheduled on subframe 4 and 9 from TP1. Note 4: TM10 OCNG is transmitted as specified in A.5.2.8 on subframe 3 and 8 from TP1. Note 5: TM10 OCNG is transmitted as specified in A.5.2.8 on subframe 3, 4, 8 and 9 from TP2 Note 6: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#3 and #8 to allow periodic CQI/PMI to multiplex with the HARQ-ACK on PUSCH in uplink SF#7 and #2. Note 7: For each test, the minimum requirements shall be fulfilled for at least one of the two SNR(s) and the respective wanted signal input level. Note 8: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#3 and #8 to allow aperiodic CQI/PMI/RI to be transmitted in uplink SF#7 and #2. Note 9: For these sub-bands which are not selected for PDSCH transmission, TM10 OCNG should be transmitted. Note 10: RI reporting interval is set to the maximum allowable length of 160ms to minimise collisions between RI, CQI/PMI and HARQ-ACK reports. In the case when all three reports collide, it is expected that CQI/PMI reports will be dropped, while RI and HARQ-ACK will be multiplexed. At eNB, CQI report collection shall be skipped every 160ms during performance verification and the reported CQI in subframe SF#7 of the previous frame is applied in downlink subframes until a new CQI (after CQI/PMI dropping) is available. Note 11: The SNR requirement for 4Rx capable UEs is as specified in 9.1.1.4.1. For 4Rx UE without 2Rx RF bands SNR requirement is reduced by [3] dB

To pass the test,  and  and  and  and BLER must be fulfilled.

To pass the test, Test 1 and Test 2 must be passed.

To pass the test, one or the other SNR point within one test must be fulfilled.

9.3.6.2_F.2 TDD CQI Reporting under fading conditions with Three CSI processes for CoMP

9.3.6.2_F.2.1 Test purpose

The purpose of the test is to verify the reporting accuracy of the CQI and the UE processing capability for Three CSI processes.

9.3.6.2_F.2.2 Test applicability

This test applies to all types of E-UTRA TDD UEs release 11 and forward, supporting Maximum CSI processes of Three on a component carrier within a band with PDSCH transmission mode 10.

Note: This test also applies to UE supporting 4Rx antenna ports

9.3.6.2_F.2.3 Minimum conformance requirements

Same minimum conformance requirements as in clause 9.3.6.2_F.1.3.

9.3.6.2_F.2.4 Test description

9.3.6.2_F.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2

1. Connect the SS, faders and AWGN noise source to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.52 for UE with 2Rx RF band and Annex A, Figure A.9a for 4Rx capable UE without any 2Rx RF bands.

2. The parameter settings for the cell are set up according to Table 9.3.6.2_F.1.3-1.

3. Downlink signals are initially set up according to Annex C.0, C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.6.2_F.2.4.3.

9.3.6.2_F.2.4.2 Test procedure

1. Set the parameters of bandwidth, reference Channel, the propagation condition, antenna configuration and the SNR according to Table 9.3.6.2_F.1.5-2 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to CQI value 10 ,and keep it regardless of the wideband and full-size subband CQI value sent by the UE. Continue transmission of the PDSCH until 2000 wideband CQI reports and full-size subband CQI report for each full-size subband have been gathered for each of CSI process 0, 1 and 2. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUSCH CQI feedback for CSI process 1and 2 via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. But for CSI process 0, SS schedules the UL transmission in subframe #0 and subframe #5 to carry the PUCCH CQI feedback. In this process the SS collects wideband CQI reports every 5 ms and also cases where UE transmits nothing in its CQI timing are counted as wideband CQI and full-size subband CQI reports.

4. Check if “2000* %/100 ≤ number of CQI reports with index 0 for each full-size subband ≤ 2000*%/100” for CSI process 1and 2. And check if the number of CQI index not in the set {median CQI -1, median CQI, median CQI +1} shall be reported at least 2000*%/100 for CSI process 0. And check if the difference of the median CQIs of the reported wideband CQI for configured CSI processes 0, 1 and 2 shall be greater or equal to the values as in Table 9.3.6.2_F.2.5-2.
(2000= No of full-size subband reports, 100 because of %) If yes, continue with step5, otherwise goto step 7.

6. The SS shall transmit PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to the highest UE reported full-size subband CQI value in one full-size subband selected among the sub-bands in which UE report the highest full-size subband CQI based on CSI process 2. Subband differential CQI offset level is selected from {0, 1, 2, -1}. Note that the SS shall send PDSCH in the same full-size subband until next UE report is available. In case when same full-size subbands are reported subsequently as subbands with highest full-size subband CQI, the SS shall select for transmission a different subband with respect to the last selection. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput and (NACK /(ACK + NACK)) according to Annex G.5.3. Declare the throughput as . If the ratio ( / ) ≥  and (NACK /(ACK + NACK))≥ FFSpass the UE and go to step 8. Otherwise, go to step 7.

7. If both SNR points of the test have not been tested, then repeat the same procedure (steps 1 to 6) for the other SNR point as appropriate. Otherwise fail the UE.

8. If both tests have not been done, then repeat the same procedure (steps 1 to 7) with test conditions according to the table 9.3.6.2_F.1.3-1 for the other test as appropriate.

9.3.6.2_F.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exception:

Table 9.3.6.2_F.2.4.3-1: CQI-ReportConfig-v1130-DEFAULT

Derivation Path: 36.508 clause 4.6.3, Table 4.6.3-2ABA
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-v1130 ::= SEQUENCE {
cqi-ReportPeriodic-v1130 SEQUENCE {
simultaneousAckNackAndCQI-Format3-r11	Not present	PUCCH Format 2
cqi-ReportPeriodicProcExtToReleaseList-r11	Not present
cqi-ReportPeriodicProcExtToAddModList-r11 SEQUENCE (SIZE (1..maxCQI-ProcExt-r11)) OF SEQUENCE {	1 entry
cqi-ReportPeriodicProcExtId-r11[1] SEQUENCE {
cqi-ReportPeriodicProcExtId-r11	1
cqi-pmi-ConfigIndex-r11	3
cqi-FormatIndicatorPeriodic-r11 CHOICE {
widebandCQI-r11 SEQUENCE {
csi-ReportMode-r11	submode1
}
subbandCQI-r11	Not present	PUCCH 1-1
}
ri-ConfigIndex-r11	805
csi-ConfigIndex-r11	Not present
}
}
}
cqi-ReportBoth-r11 SEQUENCE {
csi-IM-ConfigToReleaseList-r11	Not present
csi-IM-ConfigToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-IM-r11)) OF SEQUENCE {	3 entries
csi-IM-ConfigId-r11[1]	1	CSI-IM 0
resourceConfig-r11[1]	2
subframeConfig-r11[1]	3
csi-IM-ConfigId-r11[2]	2	CSI-IM 1
resourceConfig-r11[2]	6
subframeConfig-r11[2]	3
}
csi-ProcessToReleaseList-r11	Not present
csi-ProcessToAddModList-r11SEQUENCE (SIZE (1..maxCSI-Proc-r11)) OF SEQUENCE {	4 entries
csi-ProcessId-r11[1]	1	CSI process 0
csi-RS-ConfigNZPId-r11[1]	1
csi-IM-ConfigId-r11[1]	1
p-C-AndCBSRList-r11[1] SEQUENCE (SIZE (1..2)) OF SEQUENCE {	1 entry
p-C-r11[1]	-3
codebookSubsetRestriction-r11[1]	0x0000 0000 0000 0001
}
cqi-ReportBothProc-r11[1] SEQUENCE {
ri-Ref-CSI-ProcessId-r11	1
pmi-RI-Report-r11	setup
}
cqi-ReportPeriodicProcId-r11[1]	1
cqi-ReportAperiodicProc-r11[1]	Not present
csi-ProcessId-r11[2]	2	CSI process 1
csi-RS-ConfigNZPId-r11[2]	2
csi-IM-ConfigId-r11[2]	1
p-C-AndCBSRList-r11[2] SEQUENCE (SIZE (1..2)) OF SEQUENCE {	1 entry
p-C-r11[2]	0
codebookSubsetRestriction-r11[2]	000001
}
cqi-ReportBothProc-r11[2] SEQUENCE {
ri-Ref-CSI-ProcessId-r11	2
pmi-RI-Report-r11	setup
}
cqi-ReportPeriodicProcId-r11[2]	Not present
cqi-ReportAperiodicProc-r11[2] SEQUENCE {
cqi-ReportModeAperiodic-r11	rm31
trigger01-r11	1
trigger10-r11	1
trigger11-r11	1
}
csi-ProcessId-r11[3]	3	CSI process 2
csi-RS-ConfigNZPId-r11[3]	1
csi-IM-ConfigId-r11[3]	2
p-C-AndCBSRList-r11[3] SEQUENCE (SIZE (1..2)) OF SEQUENCE {	1 entry
p-C-r11[3]	-3
codebookSubsetRestriction-r11[3]	0x0000 0000 0000 0001
}
cqi-ReportBothProc-r11[3] SEQUENCE {
ri-Ref-CSI-ProcessId-r11	3
pmi-RI-Report-r11	setup
}
cqi-ReportPeriodicProcId-r11[3]	Not present
cqi-ReportAperiodicProc-r11[3] SEQUENCE {
cqi-ReportModeAperiodic-r11	rm31
trigger01-r11	1
trigger10-r11	1
trigger11-r11	1
}
}
}
}

Table 9.3.6.2_F.2.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated ::= SEQUENCE {
csi-RS-ConfigNZPToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-RS-NZP-r11)) OF SEQUENCE {	2 entries
csi-RS-ConfigNZPId-r11[1]	1	CSI-RS signal 0
antennaPortsCount-r11[1]	an4
resourceConfig-r11[1]	0
subframeConfig-r11[1]	3
qcl-CRS-Info-r11 SEQUENCE[1] {
crs-PortsCount-r11[1]	n2
mbsfn-SubframeConfigList-r11 CHOICE[1]	Not present
}
csi-RS-ConfigNZPId-r11[2]	2	CSI-RS signal 1
antennaPortsCount-r11[2]	an2
resourceConfig-r11[2]	5
subframeConfig-r11[2]	3
qcl-CRS-Info-r11 SEQUENCE[2] {
crs-PortsCount-r11[2]	n2
mbsfn-SubframeConfigList-r11 CHOICE[2]	Not present
}
}
csi-RS-ConfigZPToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-RS-ZP-r11)) OF SEQUENCE {
csi-RS-ConfigZPId-r11[1]	1	Zero-power CSI-RS 0
resourceConfigList-r11[1]	1110000000000000	For TP2
subframeConfig-r11[1]	3
csi-RS-ConfigZPId-r11[2]	2	Zero-power CSI-RS 1
resourceConfigList-r11[2]	0010011000000000	For TP1
subframeConfig-r11[2]	3
}
}

9.3.6.2_F.2.5 Test requirement

Table 9.3.6.2_F.2.5-1: Test requirement (TDD)

	CSI process 0	CSI process 1	CSI process 2
 [%]	N/A	2	2
 [%]	N/A	40	40
 [%]	10	N/A	N/A
	N/A	N/A	1.01
UE Category	≥1

Table 9.3.6.2_F.2.5-2: Minimum median CQI difference between configured CSI processes (TDD)

	CSI process 1	CSI process 2
CSI process 0	N/A	1
UE Category	≥1

To pass the test,  and  and  and  and BLER must be fulfilled.

To pass the test, Test 1 and Test 2 must be passed.

To pass the test, one or the other SNR point within one test must be fulfilled.

9.3.6.2_F.3 TDD CQI Reporting under fading conditions with Four CSI processes for CoMP

9.3.6.2_F.3.1 Test purpose

The purpose of the test is to verify the reporting accuracy of the CQI and the UE processing capability for Four CSI processes.

9.3.6.2_F.3.2 Test applicability

This test applies to all types of E-UTRA TDD UEs release 11 and forward, supporting Maximum CSI processes of Four on a component carrier within a band with PDSCH transmission mode 10.

Note: This test also applies to UE supporting 4Rx antenna ports

9.3.6.2_F.3.3 Minimum conformance requirements

Same minimum conformance requirements as in clause 9.3.6.2_F.1.3.

9.3.6.2_F.3.4 Test description

9.3.6.2_F.3.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.2.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.2

2. The parameter settings for the cell are set up according to Table 9.3.6.2_F.1.3-1.

3. Downlink signals are initially set up according to Annex C.0, C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.6.2_F.3.4.3.

9.3.6.2_F.3.4.2 Test procedure

1. Set the parameters of bandwidth, reference Channel, the propagation condition, antenna configuration and the SNR according to Table 9.3.6.2_F.1.5-2 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to CQI value 10 and keep it regardless of the wideband and full-size subband CQI value sent by the UE. Continue transmission of the PDSCH until 2000 wideband CQI reports and full-size subband CQI report for each full-size subband have been gathered for each of CSI process 0, 1, 2, and 3. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUSCH CQI feedback for CSI process 1, 2, and 3 via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. But for CSI process 0, SS schedules the UL transmission in subframe #0 and subframe #5 to carry the PUCCH CQI feedback. In this process the SS collects wideband CQI reports every 5 ms and also cases where UE transmits nothing in its CQI timing are counted as wideband CQI and full-size subband CQI reports.

4. Check if “2000* %/100 ≤ number of CQI reports with index 0 for each full-size subband ≤ 2000*%/100” for CSI process 1, 2 and 3. And check if the number of CQI index not in the set {median CQI -1, median CQI, median CQI +1} shall be reported at least 2000*%/100 for CSI process 0. And check if the difference of the median CQIs of the reported wideband CQI for configured CSI processes 0, 1, 2 and 3 shall be greater or equal to the values as in Table 9.3.6.2_F.3.5-2.
(2000= No of full-size subband reports, 100 because of %). If yes, continue with step 5, otherwise goto step 7.

6. The SS shall transmit PDSCH via PDCCH DCI format 2D for C_RNTI to transmit the DL RMC according to the highest UE reported full-size subband CQI value in one full-size subband selected among the sub-bands in which UE report the highest full-size subband CQI based on CSI process 2. Subband differential CQI offset level is selected from {0, 1, 2, -1}. Note that the SS shall send PDSCH in the same full-size subband until next UE report is available. In case when same full-size subbands are reported subsequently as subbands with highest full-size subband CQI, the SS shall select for transmission a different subband with respect to the last selection. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission in subframe #2 and subframe #7 to carry the PUSCH CQI feedback via PDCCH DCI format 0 with CQI request bit set to 1 and I_MCS=29 and N_PRB allocated to be less or equal to 4. Measure the average throughput and (NACK / (ACK + NACK)) according to Annex G.5.3. Declare the throughput as . If the ratio ( / ) ≥  and (NACK / (ACK + NACK))≥ 0.02pass the UE and go to step 8. Otherwise, go to step 7.

7. If both SNR points of the test have not been tested, then repeat the same procedure (steps 1 to 6) for the other SNR point as appropriate. Otherwise fail the UE.

8. If both tests have not been done, then repeat the same procedure (steps 1 to 7) with test conditions according to table 9.3.6.2_F.1.3-1 for the other test as appropriate.

9.3.6.2_F.3.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exception:

Table 9.3.6.2_F.3.4.3-1: CQI-ReportConfig-v1130-DEFAULT

Derivation Path: 36.508 clause 4.6.3, Table 4.6.3-2ABA
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-v1130 ::= SEQUENCE {
cqi-ReportPeriodic-v1130 SEQUENCE {
simultaneousAckNackAndCQI-Format3-r11	Not present	PUCCH Format 2
cqi-ReportPeriodicProcExtToReleaseList-r11	Not present
cqi-ReportPeriodicProcExtToAddModList-r11 SEQUENCE (SIZE (1..maxCQI-ProcExt-r11)) OF SEQUENCE {	1 entry
cqi-ReportPeriodicProcExtId-r11[1] SEQUENCE {
cqi-ReportPeriodicProcExtId-r11	1
cqi-pmi-ConfigIndex-r11	3
cqi-FormatIndicatorPeriodic-r11 CHOICE {
widebandCQI-r11 SEQUENCE {
csi-ReportMode-r11	submode1
}
subbandCQI-r11	Not present	PUCCH 1-1
}
ri-ConfigIndex-r11	805
csi-ConfigIndex-r11	Not present
}
}
}
cqi-ReportBoth-r11 SEQUENCE {
csi-IM-ConfigToReleaseList-r11	Not present
csi-IM-ConfigToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-IM-r11)) OF SEQUENCE {	3 entries
csi-IM-ConfigId-r11[1]	1	CSI-IM 0
resourceConfig-r11[1]	2
subframeConfig-r11[1]	3
csi-IM-ConfigId-r11[2]	2	CSI-IM 1
resourceConfig-r11[2]	6
subframeConfig-r11[2]	3
csi-IM-ConfigId-r11[3]	3	CSI-IM 2
resourceConfig-r11[3]	1
subframeConfig-r11[3]	3
}
csi-ProcessToReleaseList-r11	Not present
csi-ProcessToAddModList-r11SEQUENCE (SIZE (1..maxCSI-Proc-r11)) OF SEQUENCE {	4 entries
csi-ProcessId-r11[1]	1	CSI process 0
csi-RS-ConfigNZPId-r11[1]	1
csi-IM-ConfigId-r11[1]	1
p-C-AndCBSRList-r11[1] SEQUENCE (SIZE (1..2)) OF SEQUENCE {	1 entry
p-C-r11[1]	-3
codebookSubsetRestriction-r11[1]	0x0000 0000 0000 0001
}
cqi-ReportBothProc-r11[1] SEQUENCE {
ri-Ref-CSI-ProcessId-r11	1
pmi-RI-Report-r11	setup
}
cqi-ReportPeriodicProcId-r11[1]	1
cqi-ReportAperiodicProc-r11[1]	Not present
csi-ProcessId-r11[2]	2	CSI process 1
csi-RS-ConfigNZPId-r11[2]	2
csi-IM-ConfigId-r11[2]	1
p-C-AndCBSRList-r11[2] SEQUENCE (SIZE (1..2)) OF SEQUENCE {	1 entry
p-C-r11[2]	0
codebookSubsetRestriction-r11[2]	000001
}
cqi-ReportBothProc-r11[2] SEQUENCE {
ri-Ref-CSI-ProcessId-r11	2
pmi-RI-Report-r11	setup
}
cqi-ReportPeriodicProcId-r11[2]	Not present
cqi-ReportAperiodicProc-r11[2] SEQUENCE {
cqi-ReportModeAperiodic-r11	rm31
trigger01-r11	1
trigger10-r11	1
trigger11-r11	1
}
csi-ProcessId-r11[3]	3	CSI process 2
csi-RS-ConfigNZPId-r11[3]	1
csi-IM-ConfigId-r11[3]	2
p-C-AndCBSRList-r11[3] SEQUENCE (SIZE (1..2)) OF SEQUENCE {	1 entry
p-C-r11[3]	-3
codebookSubsetRestriction-r11[3]	0x0000 0000 0000 0001
}
cqi-ReportBothProc-r11[3] SEQUENCE {
ri-Ref-CSI-ProcessId-r11	3
pmi-RI-Report-r11	setup
}
cqi-ReportPeriodicProcId-r11[3]	Not present
cqi-ReportAperiodicProc-r11[3] SEQUENCE {
cqi-ReportModeAperiodic-r11	rm31
trigger01-r11	1
trigger10-r11	1
trigger11-r11	1
}
csi-ProcessId-r11[4]	4	CSI process 3
csi-RS-ConfigNZPId-r11[4]	2
csi-IM-ConfigId-r11[4]	3
p-C-AndCBSRList-r11[4] SEQUENCE (SIZE (1..2)) OF SEQUENCE {	1 entry
p-C-r11[4]	0
codebookSubsetRestriction-r11[4]	000001
}
cqi-ReportBothProc-r11[4] SEQUENCE {
ri-Ref-CSI-ProcessId-r11	4
pmi-RI-Report-r11	setup
}
cqi-ReportPeriodicProcId-r11[4]	Not present
cqi-ReportAperiodicProc-r11[4] SEQUENCE {
cqi-ReportModeAperiodic-r11	rm31
trigger01-r11	1
trigger10-r11	1
trigger11-r11	1
}
}
}
}

Table 9.3.6.2_F.3.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated ::= SEQUENCE {
csi-RS-ConfigNZPToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-RS-NZP-r11)) OF SEQUENCE {	2 entries
csi-RS-ConfigNZPId-r11[1]	1	CSI-RS signal 0
antennaPortsCount-r11[1]	an4
resourceConfig-r11[1]	0
subframeConfig-r11[1]	3
qcl-CRS-Info-r11 SEQUENCE[1] {
crs-PortsCount-r11[1]	n2
mbsfn-SubframeConfigList-r11 CHOICE[1]	Not present
}
csi-RS-ConfigNZPId-r11[2]	2	CSI-RS signal 1
antennaPortsCount-r11[2]	an2
resourceConfig-r11[2]	5
subframeConfig-r11[2]	3
qcl-CRS-Info-r11 SEQUENCE[2] {
crs-PortsCount-r11[2]	n2
mbsfn-SubframeConfigList-r11 CHOICE[2]	Not present
}
}
csi-RS-ConfigZPToAddModList-r11 SEQUENCE (SIZE (1..maxCSI-RS-ZP-r11)) OF SEQUENCE {
csi-RS-ConfigZPId-r11[1]	1	Zero-power CSI-RS 0
resourceConfigList-r11[1]	1110000000000000	For TP2
subframeConfig-r11[1]	3
csi-RS-ConfigZPId-r11[2]	2	Zero-power CSI-RS 1
resourceConfigList-r11[2]	0010011000000000	For TP1
subframeConfig-r11[2]	3
}
}

9.3.6.2_F.3.5 Test requirement

Table 9.3.6.2_F.3.5-1: Test requirement (TDD)

	CSI process 0	CSI process 1	CSI process 2	CSI process 3
 [%]	N/A	2	2	2
 [%]	N/A	40	40	40
 [%]	10	N/A	N/A	N/A
	N/A	N/A	1.01	N/A
UE Category	≥1

Table 9.3.6.2_F.3.5-2: Minimum median CQI difference between configured CSI processes (TDD)

	CSI process 1	CSI process 2	CSI process 3
CSI process 0	N/A	1	3
UE Category	≥1

To pass the test,  and  and  and  and BLER must be fulfilled.

To pass the test, Test 1 and Test 2 must be passed.

To pass the test, one or the other SNR point within one test must be fulfilled.