9.3.5 Additional requirements for enhanced receiver Type A

36.521-13GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Part 1: Conformance testingRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification

Tools: ARFCN - Frequency Conversion for 5G NR/LTE/UMTS/GSM

9.3.5.1 PUCCH 1-0 (Cell-Specific Reference Symbol)

9.3.5.1.1 FDD CQI Reporting under fading conditions – PUCCH 1-0 – Enhanced Performance Requirement Type A

9.3.5.1.1.1 Test purpose

The purpose of the test is to verify that the reporting of the channel quality is based on the receiver of the enhanced Type A. Performance requirements are specified in terms of the relative increase of the throughput obtained when the transport format is that indicated by the reported CQI subject to an interference model compared to the case with a white Gaussian noise model, and a requirement on the minimum BLER of the transmitted transport formats indicated by the reported CQI subject to an interference model.

9.3.5.1.1.2 Test applicability

This test applies to all types of E-UTRA FDD UE release 11 and forward that support enhanced receiver Type A.

9.3.5.1.1.3 Minimum conformance requirements

For the parameters specified in Table 9.3.5.1.1.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.3.5.1.1.3-2 and by the following

a) the ratio of the throughput obtained when transmitting the transport format indicated by each reported wideband CQI index subject to an interference source with specified DIP and that obtained when transmitting the transport format indicated by each reported wideband CQI index subject to a white Gaussian noise source shall be ≥ ;

b) when transmitting the transport format indicated by each reported wideband CQI index subject to an interference source with specified DIP, the average BLER for the indicated transport formats shall be greater than or equal to 2%.

Table 9.3.5.1.1.3-1: Fading test for single antenna (FDD)

Parameter	Unit	Cell 1	Cell 2
Bandwidth	MHz	10 MHz
Transmission mode		1 (port 0)
Cyclic Prefix		Normal	Normal
Cell ID		0	1
SINR (Note 8)	dB	-2	N/A
	dB[mW/15kHz]	-98	N/A
Propagation channel		EPA5	Static (Note 7)
Correlation and antenna configuration		Low (1 x 2)	(1 x 2)
DIP (Note 4)	dB	N/A	-0.41
Reference measurement channel		Note 2	R.2 FDD
Reporting mode		PUCCH 1-0	N/A
Reporting periodicity	ms	N_pd = 2	N/A
CQI delay	ms	8	N/A
Physical channel for CQI reporting		PUSCH (Note 3)	N/A
PUCCH Report Type		4	N/A
cqi-pmi-ConfigurationIndex		1	N/A
Max number of HARQ transmissions		1	N/A
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4) Note 2: Reference measurement channel RC.1 FDD according to Table A.4-1 for Category 2-8 with one sided dynamic OCNG Pattern OP.1 FDD as described in Annex A.5.1.1 and RC.4 FDD according to Table A.4-1 for Category 1 with one/two sided dynamic OCNG Pattern OP.1/2 FDD as described in Annex A.5.1.1/2. Note 3: To avoid collisions between CQI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#1, #3, #7 and #9 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#5, #7, #1 and #3. Note 4: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1. Note 5: Two cells are considered in which Cell 1 is the serving cell and Cell 2 is the interfering cell. The number of the CRS ports in both cells is the same. Interfering cell is fully loaded. Note 6: Both cells are time-synchronous. Note 7: Static channel is used for the interference model. In case for white Gaussian noise model Cell 2 is not present. Note 8: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

Table 9.3.5.1.1.3-2: Minimum requirement (FDD)

	1.8
UE Category	1-8

The normative reference for this requirement is TS 36.101 [2] clause 9.3.5.1.1.

9.3.5.1.1.4 Test description

9.3.5.1.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS and faders to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.50.

2. The parameter settings for the cell 1 are set up according to Table 9.3.5.1.1.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.5.1.1.4.3.

9.3.5.1.1.4.2 Test procedure

1. Set the cell 1 and 2 parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.3.5.1.1.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #1,#3,#5 and subframe #7 (Table A.4.1-1). The UE will send ACK/NACK and periodic CQI report using PUSCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as . The responses are then filtered as follows: for the sequence of responses for each HARQ process, discard all the statDTX responses.

3. Deactivate i.e., stop transmitting anything from the cell 2 and set the cell 1 parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.3.5.1.1.3-1 as appropriate.

4. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #1,#3,#5 and subframe #7 (Table A.4.1-1). The UE will send ACK/NACK and periodic CQI report using PUSCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as .

5. If the ratio ( /) ≥  and ratio (NACK /(ACK + NACK)) calculated in step 2 is greater or equal to 0.02, then pass the UE for this test. Otherwise fail the UE.

9.3.5.1.1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.5.1.1.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	CQI-ReportConfig-DEFAULT
}

Table 9.3.5.1.1.4.3-2: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-DEFAULT ::= SEQUENCE {
cqi-ReportModeAperiodic	Not present
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic CHOICE {
setup SEQUENCE {
cqi-PUCCH-ResourceIndex	0
cqi-pmi-ConfigIndex	1	(see Table 7.2.2-1A in TS 36.213)
cqi-FormatIndicatorPeriodic CHOICE {
widebandCQI	NULL
}
ri-ConfigIndex	NULL	(see Table 7.2.2-1B in TS 36.213)
simultaneousAckNackAndCQI	FALSE
}
}
}

9.3.5.1.1.5 Test requirement

Table 9.3.5.1.1.5-1: Test Parameters for Fading test with single antenna (FDD)

Parameter	Unit	Cell 1	Cell 2
Bandwidth	MHz	10 MHz
Transmission mode		1 (port 0)
Cyclic Prefix		Normal	Normal
Cell ID		0	1
SINR (Note 8)	dB	-1.97	N/A
	dB[mW/15kHz]	-98	N/A
Propagation channel		EPA5	Static (Note 7)
Correlation and antenna configuration		Low (1 x 2)	(1 x 2)
DIP (Note 4)	dB	N/A	-0.38
Reference measurement channel		Note 2	R.2 FDD
Reporting mode		PUCCH 1-0	N/A
Reporting periodicity	ms	N_pd = 2	N/A
CQI delay	ms	8	N/A
Physical channel for CQI reporting		PUSCH (Note 3)	N/A
PUCCH Report Type		4	N/A
cqi-pmi-ConfigurationIndex		1	N/A
Max number of HARQ transmissions		1	N/A
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4) Note 2: Reference measurement channel RC.1 FDD according to Table A.4-1 for Category 2-8 with one sided dynamic OCNG Pattern OP.1 FDD as described in Annex A.5.1.1 and RC.4 FDD according to Table A.4-1 for Category 1 with one/two sided dynamic OCNG Pattern OP.1/2 FDD as described in Annex A.5.1.1/2. Note 3: To avoid collisions between CQI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#1, #3, #7 and #9 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#5, #7, #1 and #3. Note 4: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1. Note 5: Two cells are considered in which Cell 1 is the serving cell and Cell 2 is the interfering cell. The number of the CRS ports in both cells is the same. Interfering cell is fully loaded. Note 6: Both cells are time-synchronous. Note 7: Static channel is used for the interference model. In case for white Gaussian noise model Cell 2 is not present. Note 8: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

Table 9.3.5.1.1.5-2: Test requirement (FDD)

	1.79
UE Category	1-8

9.3.5.1.2 TDD CQI Reporting under fading conditions – PUCCH 1-0 – Enhanced Performance Requirement Type A

9.3.5.1.2.1 Test purpose

9.3.5.1.2.2 Test applicability

This test applies to all types of E-UTRA TDD UE release 11 and forward that support enhanced receiver Type A.

9.3.5.1.2.3 Minimum conformance requirements

For the parameters specified in Table 9.3.5.1.2.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.3.5.1.2.3-2 and by the following

Table 9.3.5.1.2.3-1: Fading test for single antenna (TDD)

Parameter	Unit	Cell 1	Cell 2
Bandwidth	MHz	10 MHz
Transmission mode		1 (port 0)
Uplink downlink configuration		2
Special subframe configuration		4
Cyclic Prefix		Normal	Normal
Cell ID		0	1
SINR (Note 8)	dB	-2	N/A
	dB[mW/15kHz]	-98	-98
Propagation channel		EPA5	Static (Note 7)
Correlation and antenna configuration		Low (1 x 2)	(1 x 2)
DIP (Note 4)	dB	N/A	-0.41
Reference measurement channel		Note 2	R.2A TDD
Reporting mode		PUCCH 1-0	N/A
Reporting periodicity	ms	N_pd = 5	N/A
CQI delay	ms	10 or 11	N/A
Physical channel for CQI reporting		PUSCH (Note 3)	N/A
PUCCH Report Type		4	N/A
cqi-pmi-ConfigurationIndex		3	N/A
Max number of HARQ transmissions		1	N/A
ACK/NACK feedback mode		Multiplexing	N/A
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4) Note 2: Reference measurement channel RC.1 TDD according to Table A.4-1 for Category 2-8 with one sided dynamic OCNG Pattern OP.1 TDD as described in Annex A.5.2.1 and RC.4 TDD according to Table A.4-1 for Category 1 with one/two sided dynamic OCNG Pattern OP.1/2 TDD as described in Annex A.5.2.1/2. Note 3: To avoid collisions between CQI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#3 and #8 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#7 and #2. Note 4: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1. Note 5: Two cells are considered in which Cell 1 is the serving cell and Cell 2 is the interfering cell. The number of the CRS ports in both cells is the same. Interfering cell is fully loaded. Note 6: Both cells are time-synchronous. Note 7: Static channel is used for the interference model. In case for white Gaussian noise model Cell 2 is not present. Note 8: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

Table 9.3.5.1.2.3-2: Minimum requirement (TDD)

	1.8
UE Category	1-8

The normative reference for this requirement is TS 36.101 [2] clause 9.3.5.1.2.

9.3.5.1.2.4 Test description

9.3.5.1.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS and faders to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.50.

2. The parameter settings for the cell 1 are set up according to Table 9.3.5.1.2.3-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.5.1.2.4.3.

9.3.5.1.2.4.2 Test procedure

1. Set the cell 1 and 2 parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.3.5.1.2.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #2 and #7 (Table A.4.1-2). The UE will send ACK/NACK and periodic CQI report using PUSCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as . The responses are then filtered as follows: for the sequence of responses for each HARQ process, discard all the statDTX responses.

4. The SS shall transmit PDSCH via PDCCH DCI format 1A for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #2 and #7 (Table A.4.1-2). The UE will send ACK/NACK and periodic CQI report using PUSCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as .

5. If the ratio ( /) ≥  and ratio (NACK /(ACK + NACK)) calculated in step 2 is greater or equal to 0.02, then pass the UE for this test. Otherwise fail the UE.

9.3.5.1.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.5.1.2.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	CQI-ReportConfig-DEFAULT
}

Table 9.3.5.1.2.4.3-2: CQI-ReportConfig-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-DEFAULT ::= SEQUENCE {
cqi-ReportModeAperiodic	Not present
nomPDSCH-RS-EPRE-Offset	0
cqi-ReportPeriodic CHOICE {
setup SEQUENCE {
cqi-PUCCH-ResourceIndex	0
cqi-pmi-ConfigIndex	3	(see Table 7.2.2-1A in TS 36.213)
cqi-FormatIndicatorPeriodic CHOICE {
widebandCQI	NULL
}
ri-ConfigIndex	NULL	(see Table 7.2.2-1B in TS 36.213)
simultaneousAckNackAndCQI	FALSE
}
}
}

Table 9.3.5.1.2.4.3-3: TDD-Config-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
TDD-Config-DEFAULT ::= SEQUENCE {
subframeAssignment	Sa2
specialSubframePatterns	Ssp4
}

9.3.5.1.2.5 Test requirement

Table 9.3.5.1.2.5-1: Test Parameters for Fading test with single antenna (TDD)

Parameter	Unit	Cell 1	Cell 2
Bandwidth	MHz	10 MHz
Transmission mode		1 (port 0)
Uplink downlink configuration		2
Special subframe configuration		4
Cyclic Prefix		Normal	Normal
Cell ID		0	1
SINR (Note 8)	dB	-1.97	N/A
	dB[mW/15kHz]	-98	-98
Propagation channel		EPA5	Static (Note 7)
Correlation and antenna configuration		Low (1 x 2)	(1 x 2)
DIP (Note 4)	dB	N/A	-0.38
Reference measurement channel		Note 2	R.2A TDD
Reporting mode		PUCCH 1-0	N/A
Reporting periodicity	ms	N_pd = 5	N/A
CQI delay	ms	10 or 11	N/A
Physical channel for CQI reporting		PUSCH (Note 3)	N/A
PUCCH Report Type		4	N/A
cqi-pmi-ConfigurationIndex		3	N/A
Max number of HARQ transmissions		1	N/A
ACK/NACK feedback mode		Multiplexing	N/A
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4) Note 2: Reference measurement channel RC.1 TDD according to Table A.4-1 for Category 2-8 with one sided dynamic OCNG Pattern OP.1 TDD as described in Annex A.5.2.1 and RC.4 TDD according to Table A.4-1 for Category 1 with one/two sided dynamic OCNG Pattern OP.1/2 TDD as described in Annex A.5.2.1/2. Note 3: To avoid collisions between CQI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#3 and #8 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#7 and #2. Note 4: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1. Note 5: Two cells are considered in which Cell 1 is the serving cell and Cell 2 is the interfering cell. The number of the CRS ports in both cells is the same. Interfering cell is fully loaded. Note 6: Both cells are time-synchronous. Note 7: Static channel is used for the interference model. In case for white Gaussian noise model Cell 2 is not present. Note 8: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

Table 9.3.5.1.2.5-2: Test requirement (TDD)

	1.79
UE Category	1-8

9.3.5.2 PUCCH 1-1 (CSI Reference Symbol)

9.3.5.2.1 FDD CQI Reporting under fading conditions – PUCCH 1-1 – Enhanced Performance Requirement Type A

9.3.5.2.1.1 Test purpose

9.3.5.2.1.2 Test applicability

This test applies to all types of E-UTRA FDD UE release 11 and forward of Category ≥2 that support enhanced receiver Type A.

Applicability requires support for FGI bit 103.

9.3.5.2.1.3 Minimum conformance requirements

For the parameters specified in Table 9.3.5.2.1.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.3.5.2.1.3-2 and by the following

Table 9.3.5.2.1.3-1: Fading test for single antenna (FDD)

Parameter	Unit	Cell 1	Cell 2
Bandwidth	MHz	10 MHz
Transmission mode		9
Cyclic Prefix		Normal	Normal
Cell ID		0	1
SINR (Note 8)	dB	-2	N/A
	dB[mW/15kHz]	-98	N/A
Propagation channel		EPA5	Static (Note 7)
Correlation and antenna configuration		Low (2 x 2)	(1 x 2)
Beamforming Model		As specified in Section B.4.3 (Note 10, 11)	N/A
DIP (Note 4)	dB	N/A	-0.41
Cell-specific reference signals		Antenna ports 0,1	Antenna port 0
CSI reference signals		Antenna ports 15,16	N/A
CSI-RS periodicity and subframe offset		5/1	N/A
CSI-RS reference signal configuration		2	N/A
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap	Subframes / bitmap	N/A	1 / 0010000000000000
CodeBookSubsetRestriction bitmap		001111	N/A
Reference measurement channel		Note 2	R.2 FDD
Reporting mode		PUCCH 1-1	N/A
Reporting periodicity	ms	N_pd = 5	N/A
CQI delay	ms	8	N/A
Physical channel for CQI/PMI reporting		PUSCH (Note 3)	N/A
PUCCH Report Type for CQI/PMI		2	N/A
PUCCH channel for RI reporting		PUCCH Format 2	N/A
PUCCH Report Type for RI		3	N/A
cqi-pmi-ConfigurationIndex		2	N/A
ri-ConfigIndex		1	N/A
Max number of HARQ transmissions		1	N/A
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4) Note 2: Reference measurement channel RC.11 FDD according to Table A.4-1 with one sided dynamic OCNG Pattern OP.1 FDD as described in Annex A.5.1.1. Note 3: To avoid collisions between CQI/ PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#1 and #6 to allow periodic CQI/ PMI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#0 and #5. Note 4: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1. Note 5: Two cells are considered in which Cell 1 is the serving cell and Cell 2 is the interfering cell. Interfering cell is fully loaded. Note 6: Both cells are time-synchronous. Note 7: Static channel is used for the interference model. In case for white Gaussian noise model Cell 2 is not present. Note 8: SINR corresponds to of Cell 1 as defined in clause 8.1.1. Note 9: N/A. Note 10: The precoder in clause B.4.3 follows UE recommended PMI. Note 11: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Table 9.3.5.2.1.3-2: Minimum requirement (FDD)

	1.8
UE Category	≥2

The normative reference for this requirement is TS 36.101 [2] clause 9.3.5.2.1.

9.3.5.2.1.4 Test description

9.3.5.2.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS and faders to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.51.

2. The parameter settings for the cell 1 are set up according to Table 9.3.5.2.1.5-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.5.2.1.4.3.

9.3.5.2.1.4.2 Test procedure

1. Set the cell 1 and 2 parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.3.5.2.1.5-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #0 and subframe #5 (Table A.4.1-1). The UE will send ACK/NACK and periodic CQI report using PUSCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as . The responses are then filtered as follows: for the sequence of responses for each HARQ process, discard all the statDTX responses.

4. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #0 and subframe #5 (Table A.4.1-1). The UE will send ACK/NACK and periodic CQI report using PUSCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as .

5. If the ratio ( /) ≥  in Table 9.3.5.2.1.5-2 and ratio (NACK /(ACK + NACK)) calculated in step 2 is greater or equal to 0.02, then pass the UE for this test. Otherwise fail the UE.

9.3.5.2.1.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.5.2.1.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	Not present		RBC
antennaInfo	Not present		RBC
antennaInfo-r10 CHOICE{			RBC
explicitValue-r10	AntennaInfoDedicated-r10
}
cqi-ReportConfig-r10	CQI-ReportConfig-r10- DEFAULT		RBC
csi-RS-Config-r10	CSI-RS-Config-r10		RBC
}

Condition	Explanation
RBC	Used at configuration of a radio bearer combination during SRB2+DRB establishment

Table 9.3.5.2.1.4.3-2: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	001111
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}

Table 9.3.5.2.1.4.3-3: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-r10 ::= SEQUENCE {
cqi-ReportAperiodic-r10	Not Present
cqi-ReportPeriodic-r10	CQI-ReportPeriodic-r10-DEFAULT
pmi-RI-Report-r9	setup
}

Table 9.3.5.2.1.4.3-4: CQI-ReportPeriodic-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportPeriodic-r10 ::= CHOICE {
setup SEQUENCE {
cqi-PUCCH-ResourceIndex-r10	0
cqi-PUCCH-ResourceIndexP1-r10	Not present
cqi-pmi-ConfigIndex	2
cqi-FormatIndicatorPeriodic-r10 CHOICE {
widebandCQI-r10 SEQUENCE {
csi-ReportMode-r10	Not present
}
ri-ConfigIndex	1
simultaneousAckNackAndCQI	FALSE
}
}
}

Table 9.3.5.2.1.4.3-5: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
setup SEQUENCE {
antennaPortsCount-r10	an2	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	2	Parameter: CSI reference signal configuration
subframeConfig-r10	1	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	0	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
zeroTxPowerCSI-RS-r10 CHOICE{
release	NULL
}
}

Table 9.3.5.2.1.4.3-6: Void

9.3.5.2.1.5 Test requirement

Table 9.3.5.2.1.5-1: Test Parameters for fading test for single antenna (FDD)

Parameter	Unit	Cell 1	Cell 2
Bandwidth	MHz	10 MHz
Transmission mode		9
Cyclic Prefix		Normal	Normal
Cell ID		0	1
SINR (Note 8)	dB	-1.97	N/A
	dB[mW/15kHz]	-98	N/A
Propagation channel		EPA5	Static (Note 7)
Correlation and antenna configuration		Low (2 x 2)	(1 x 2)
Beamforming Model		As specified in Section B.4.3 (Note: 10, 11)	N/A
DIP (Note 4)	dB	N/A	-0.38
Cell-specific reference signals		Antenna ports 0,1	Antenna port 0
CSI reference signals		Antenna ports 15,16	N/A
CSI-RS periodicity and subframe offset		5/1	N/A
CSI-RS reference signal configuration		2	N/A
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap	Subframes / bitmap	N/A	1 / 0010000000000000
CodeBookSubsetRestriction bitmap		001111	N/A
Reference measurement channel		Note 2	R.2 FDD
Reporting mode		PUCCH 1-1	N/A
Reporting periodicity	ms	N_pd = 5	N/A
CQI delay	ms	8	N/A
Physical channel for CQI/PMI reporting		PUSCH (Note 3)	N/A
PUCCH Report Type for CQI/PMI		2	N/A
PUCCH channel for RI reporting		PUCCH Format 2	N/A
PUCCH Report Type for RI		3	N/A
cqi-pmi-ConfigurationIndex		2	N/A
ri-ConfigIndex		1	N/A
Max number of HARQ transmissions		1	N/A
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4) Note 2: Reference measurement channel RC.11 FDD according to Table A.4-1with one sided dynamic OCNG Pattern OP.1 FDD as described in Annex A.5.1.1. Note 3: To avoid collisions between CQI/ PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#1 and #6 to allow periodic CQI/ PMI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#0 and #5. Note 4: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1. Note 5: Two cells are considered in which Cell 1 is the serving cell and Cell 2 is the interfering cell. Interfering cell is fully loaded. Note 6: Both cells are time-synchronous. Note 7: Static channel is used for the interference model. In case for white Gaussian noise model Cell 2 is not present. Note 8: SINR corresponds to of Cell 1 as defined in clause 8.1.1. Note 9: N/A. Note 10: The precoder in clause B.4.3 follows UE recommended PMI. Note 11: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Table 9.3.5.2.1.5-2: Test requirement (FDD)

	1.79
UE Category	≥2

9.3.5.2.2 TDD CQI Reporting under fading conditions – PUCCH 1-1 – Enhanced Performance Requirement Type A

9.3.5.2.2.1 Test purpose

9.3.5.2.2.2 Test applicability

This test applies to all types of E-UTRA TDD UE release 11 and forward of Category ≥2 that support enhanced receiver Type A.

Applicability requires support for FGI bit 103.

9.3.5.2.2.3 Minimum conformance requirements

For the parameters specified in Table 9.3.5.2.2.3-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in 9.3.5.2.2.3-2 and by the following

Table 9.3.5.2.2.3-1: Fading test for single antenna (TDD)

Parameter	Unit	Cell 1	Cell 2
Bandwidth	MHz	10 MHz
Transmission mode		9
Uplink downlink configuration		2
Special subframe configuration		4
Cyclic Prefix		Normal	Normal
Cell ID		0	1
SINR (Note 8)	dB	-2	N/A
	dB[mW/15kHz]	-98	-98
Propagation channel		EPA5	Static (Note 7)
Correlation and antenna configuration		Low (2 x 2)	(1 x 2)
Beamforming Model		As specified in Section B.4.3 (Note 11, 12)	N/A
DIP (Note 4)	dB	N/A	-0.41
Cell-specific reference signals		Antenna ports 0,1	Antenna port 0
CSI reference signals		Antenna ports 15,16	N/A
CSI-RS periodicity and subframe offset		5/3	N/A
CSI-RS reference signal configuration		2	N/A
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap	Subframes / bitmap	N/A	3 / 0010000000000000
CodeBookSubsetRestriction bitmap		001111	N/A
Reference measurement channel		Note 2	R.2A TDD
Reporting mode		PUCCH 1-1	N/A
Reporting periodicity	ms	N_pd = 5	N/A
CQI delay	ms	10	N/A
Physical channel for CQI/PMI reporting		PUSCH (Note 3)	N/A
PUCCH Report Type for CQI/PMI		2	N/A
Physical channel for RI reporting		PUCCH Format 2	N/A
PUCCH Report Type for RI		3	N/A
cqi-pmi-ConfigurationIndex		3	N/A
ri-ConfigIndex		805 (Note 9)	N/A
Max number of HARQ transmissions		1	N/A
ACK/NACK feedback mode		Multiplexing	N/A
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4) Note 2: Reference measurement channel RC.11 TDD according to Table A.4-1 with one sided dynamic OCNG Pattern OP.1 TDD as described in Annex A.5.2.1. Note 3: To avoid collisions between CQI/ PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#3 and #8 to allow periodic CQI/ PMI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#2 and #7. Note 4: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1. Note 5: Two cells are considered in which Cell 1 is the serving cell and Cell 2 is the interfering cell. Interfering cell is fully loaded. Note 6: Both cells are time-synchronous. Note 7: Static channel is used for the interference model. In case for white Gaussian noise model Cell 2 is not present. Note 8: SINR corresponds to of Cell 1 as defined in clause 8.1.1. Note 9: RI reporting interval is set to the maximum allowable length of 160ms to minimise collisions between RI, CQI/PMI and HARQ-ACK reports. In the case when all three reports collide, it is expected that CQI/PMI reports will be dropped, while RI and HARQ-ACK will be multiplexed. At eNB, CQI report collection shall be skipped every 160ms during performance verification and the reported CQI in subframe SF#7 of the previous frame is applied in downlink subframes until a new CQI (after CQI/PMI dropping) is available. Note 10: N/A. Note 11: The precoder in clause B.4.3 follows UE recommended PMI. Note 12: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Table 9.3.5.2.2.3-2: Minimum requirement (TDD)

	1.8
UE Category	≥2

The normative reference for this requirement is TS 36.101 [2] clause 9.3.5.2.2.

9.3.5.2.2.4 Test description

9.3.5.2.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range as defined in TS 36.508 [7] clause 4.3.1.1.

Channel Bandwidths to be tested: 10MHz, as defined in TS 36.508 [7] clause 4.3.1.1

1. Connect the SS and faders to the UE antenna connector (s) as shown in TS 36.508 [7] Annex A, Figure A.51.

2. The parameter settings for the cell 1 are set up according to Table 9.3.5.2.2.5-1.

3. Downlink signals are initially set up according to Annex C.1 and Annex C.3.2, and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 9.3.5.2.2.4.3.

9.3.5.2.2.4.2 Test procedure

1. Set the cell 1 and 2 parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 9.3.5.2.2.5-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #2 and subframe #7 (Table A.4.1-2). The UE will send ACK/NACK and periodic CQI report using PUSCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as . The responses are then filtered as follows: for the sequence of responses for each HARQ process, discard all the statDTX responses.

4. The SS shall transmit PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to the wideband CQI value reported from UE. The SS sends downlink MAC padding bits on the DL RMC. The SS sends uplink scheduling information via PDCCH DCI format 0 with CQI request bit set to 0 to schedule UL RMC in subframe #2 and subframe #7 (Table A.4.1-2). The UE will send ACK/NACK and periodic CQI report using PUSCH. Measure the average throughput according to Annex G.5.3. Declare the throughput as .

5. If the ratio ( /) ≥  in Table 9.3.5.2.2.5-2 and ratio (NACK /(ACK + NACK)) calculated in step 2 is greater or equal to 0.02, then pass the UE for this test. Otherwise fail the UE.

9.3.5.2.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:

Table 9.3.5.2.2.4.3-1: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.508 clause 5.5.1.2
Information Element	Value/remark	Comment	Condition
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {
cqi-ReportConfig	Not present		RBC
antennaInfo	Not present		RBC
antennaInfo-r10 CHOICE{			RBC
explicitValue-r10	AntennaInfoDedicated-r10
}
cqi-ReportConfig-r10	CQI-ReportConfig-r10- DEFAULT		RBC
csi-RS-Config-r10	CSI-RS-Config-r10		RBC
}

Condition	Explanation
RBC	Used at configuration of a radio bearer combination during SRB2+DRB establishment

Table 9.3.5.2.2.4.3-2 Void

Table 9.3.5.2.2.4.3-3: AntennaInfoDedicated-r10

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
AntennaInfoDedicated-r10 ::= SEQUENCE {
transmissionMode-r10	tm9-v1020
codebookSubsetRestriction-r10	001111
ue-TransmitAntennaSelection CHOICE {
release	NULL
}
}

Table 9.3.5.2.2.4.3-4: CQI-ReportConfig-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportConfig-r10 ::= SEQUENCE {
cqi-ReportAperiodic-r10	Not Present
cqi-ReportPeriodic-r10	CQI-ReportPeriodic-r10-DEFAULT
pmi-RI-Report-r9	setup
}

Table 9.3.5.2.2.4.3-5: CQI-ReportPeriodic-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
CQI-ReportPeriodic-r10 ::= CHOICE {
setup SEQUENCE {
cqi-PUCCH-ResourceIndex-r10	0
cqi-PUCCH-ResourceIndexP1-r10	Not present
cqi-pmi-ConfigIndex	3
cqi-FormatIndicatorPeriodic-r10 CHOICE {
widebandCQI-r10 SEQUENCE {
csi-ReportMode-r10	Not present
}
ri-ConfigIndex	805
simultaneousAckNackAndCQI	FALSE
}
}
}

Table 9.3.5.2.2.4.3-6: CSI-RS-Config

Derivation Path: 36.331 clause 6.3.2
Information Element	Value/remark	Comment	Condition
CSI-RS-Config-r10 ::= SEQUENCE {
csi-RS-r10 CHOICE{
setup SEQUENCE {
antennaPortsCount-r10	an2	Parameter represents the number of antenna ports used for transmission of CSI reference signals
resourceConfig-r10	2	Parameter: CSI reference signal configuration
subframeConfig-r10	3	= when CSI-RS SubframeConfig is from 0-4; Parameter:
p-C-r10	0	Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback
}
}
zeroTxPowerCSI-RS-r10 CHOICE{
release	NULL
}
}

Table 9.3.5.2.2.4.3-7: TDD-Config-DEFAULT

Derivation Path: 36.508 clause 4.6.3
Information Element	Value/remark	Comment	Condition
TDD-Config-DEFAULT ::= SEQUENCE {
subframeAssignment	Sa2
specialSubframePatterns	Ssp4
}

9.3.5.2.2.5 Test requirement

Table 9.3.5.2.2.5-1: Test parameters for fading test for single antenna (TDD)

Parameter	Unit	Cell 1	Cell 2
Bandwidth	MHz	10 MHz
Transmission mode		9
Uplink downlink configuration		2
Special subframe configuration		4
Cyclic Prefix		Normal	Normal
Cell ID		0	1
SINR (Note 8)	dB	-1.97	N/A
	dB[mW/15kHz]	-98	-98
Propagation channel		EPA5	Static (Note 7)
Correlation and antenna configuration		Low (2 x 2)	(1 x 2)
Beamforming Model		As specified in Section B.4.3 (Note 11, 12)	N/A
DIP (Note 4)	dB	N/A	-0.38
Cell-specific reference signals		Antenna ports 0,1	Antenna port 0
CSI reference signals		Antenna ports 15,16	N/A
CSI-RS periodicity and subframe offset		5/3	N/A
CSI-RS reference signal configuration		2	N/A
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap	Subframes / bitmap	N/A	3 / 0010000000000000
CodeBookSubsetRestriction bitmap		001111	N/A
Reference measurement channel		Note 2	R.2A TDD
Reporting mode		PUCCH 1-1	N/A
Reporting periodicity	ms	N_pd = 5	N/A
CQI delay	ms	10	N/A
Physical channel for CQI/PMI reporting		PUSCH (Note 3)	N/A
PUCCH Report Type for CQI/PMI		2	N/A
Physical channel for RI reporting		PUCCH Format 2	N/A
PUCCH Report Type for RI		3	N/A
cqi-pmi-ConfigurationIndex		3	N/A
ri-ConfigIndex		805 (Note 9)	N/A
Max number of HARQ transmissions		1	N/A
ACK/NACK feedback mode		Multiplexing	N/A
Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4) Note 2: Reference measurement channel RC.11 TDD according to Table A.4-1 with one sided dynamic OCNG Pattern OP.1 TDD as described in Annex A.5.2.1. Note 3: To avoid collisions between CQI/ PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#3 and #8 to allow periodic CQI/ PMI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#2 and #7. Note 4: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1. Note 5: Two cells are considered in which Cell 1 is the serving cell and Cell 2 is the interfering cell. Interfering cell is fully loaded. Note 6: Both cells are time-synchronous. Note 7: Static channel is used for the interference model. In case for white Gaussian noise model Cell 2 is not present. Note 8: SINR corresponds to of Cell 1 as defined in clause 8.1.1. Note 9: RI reporting interval is set to the maximum allowable length of 160ms to minimise collisions between RI, CQI/PMI and HARQ-ACK reports. In the case when all three reports collide, it is expected that CQI/PMI reports will be dropped, while RI and HARQ-ACK will be multiplexed. At eNB, CQI report collection shall be skipped every 160ms during performance verification and the reported CQI in subframe SF#7 of the previous frame is applied in downlink subframes until a new CQI (after CQI/PMI dropping) is available. Note 10: N/A. Note 11: The precoder in clause B.4.3 follows UE recommended PMI. Note 12: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Table 9.3.5.2.2.5-2: Test requirement (TDD)

	1.79
UE Category	≥2