8.3.3 LAA

36.521-13GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Part 1: Conformance testingRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification

8.3.3.1 Dual-Layer Spatial Multiplexing with DM-RS

Table 8.3.3.1-1: Common Test Parameters

Parameter

Unit

Value

Cyclic prefix

Normal

Cell ID

0

Inter-TTI Distance

1

Number of HARQ processes

Processes

8

Maximum number of HARQ transmission (Note 1)

4

Redundancy version coding sequence

{0,1,2,3} for QPSK and 16QAM

{0,0,1,2} for 64QAM and 256QAM

Precoder update granularity

Frequency domain: 1 PRG

Time domain: 1 ms

Note 1: For retransmission in partial subframes, the TB size should be kept the same as the initial transmission regardless of the initial transmission is performed in full subframes or partial subframes.

Note 2: Void.

Table 8.3.3.1-2: Additional Test Parameters for LAA SCell(s)

Parameter

Unit

Value

DMTC Periodicity

ms

80

dmtc-PeriodOffset-r12 ms80-r12

0

Discovery signal occasion duration

subframe

1

Power allocation of discovery signal

Same as power allocation of CRS within a transmission burst in the test

8.3.3.1.1 LAA Dual-Layer Spatial Multiplexing with DM-RS with FDD as PCell
8.3.3.1.1.1 Test purpose

To verify the UE’s ability to receive a predefined test signal, representing a multi-path fading channel that is determined by the SNR with a percentage of the information bit throughput for a specified downlink Reference Measurement Channel (RMC) not falling below a specified value and verify the rank-2 performance for full RB allocation for CA with LAA Scell(s).

8.3.3.1.1.2 Test applicability

This test applies to all types of E-UTRA FDD Release 13 and forward UE of categories 5 or higher that support E-UTRA FDD and downlink LAA with FDD as PCell. Applicability requires support for TM9 on LAA cells.

8.3.3.1.1.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A clause A.3.3.2 and A.3.15.2, with the addition of the relevant parameters in Tables 8.2.3-1 and Tables 8.3.3.1.1.3-1 to 8.3.3.1.1.3-7. The downlink physical channel setup according to Table C.3.2-1 in Annex C.

Using this configuration the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.3.1.1.3-7 for the specified SNR. For performance the bandwidths specified in article 5.4.2A are verified.

Table 8.3.3.1.1.3-1: Common Test Parameters

Parameter

Unit

Value

Cyclic prefix

Normal

Cell ID

0

Inter-TTI Distance

1

Number of HARQ processes

Processes

8

Maximum number of HARQ transmission (Note 1)

4

Redundancy version coding sequence

{0,1,2,3} for QPSK and 16QAM

{0,0,1,2} for 64QAM and 256QAM

Precoder update granularity

Frequency domain: 1 PRG

Time domain: 1 ms

Note 1: For retransmission in partial subframes, the TB size should be kept the same as the initial transmission regardless of the initial transmission is performed in full subframes or partial subframes.

Note 2: Void.

Table 8.3.3.1.1.3-2: Additional Test Parameters for LAA SCell(s)

Parameter

Unit

Value

DMTC Periodicity

ms

80

dmtc-PeriodOffset-r12 ms80-r12

0

Discovery signal occasion duration

subframe

1

Power allocation of discovery signal

Same as power allocation of CRS within a transmission burst in the test

For CA with LAA SCell(s), the requirements for dual-layer transmission on antenna ports 7 and 8 upon detection of a PDCCH with DCI format 2C are specified in Table 8.3.3.1.1.3-7, with the addition of the parameters in Table 8.3.3.1.1.3-3, Table 8.3.3.1.1.3-4, Table 8.3.3.1.1.3-5 and Table 8.3.3.1.1.3-6. The downlink physical channel setup is set according to Annex C.3.2. The purpose of these tests is to verify the rank-2 performance for full RB allocation for CA with LAA SCell(s).

Table 8.3.3.1.1.3-3: Test Parameters for Large Delay CDD (FRC) for PCell

Parameter

Unit

Value

Downlink power allocation

dB

-3

dB

-3 (NOTE 1)

σ

dB

0

at antenna port

dBm/15kHz

-98

PDSCH transmission mode

TM3

Subframe configuration

Non-MBSFN

NOTE 1: .

NOTE 2: PUCCH format 3 is used to feedback ACK/NACK.

NOTE 3: Void

Table 8.3.3.1.1.3-4: Test Parameters for CDM-multiplexed DM RS (dual layer) for CA with LAA SCell(s)

Parameter

Unit

Test 1

Downlink power allocation

dB

0

dB

0 (Note 1)

σ

dB

-3

Cell-specific reference signals

Antenna ports 0 and 1

CSI reference signals

Antenna ports 15,16

DMRS ports (dual layer transmission)

port 7 and port 8

Beamforming model

Annex B.4.2

CSI-RS periodicity and subframe offset TCSI-RS / CSI-RS

Subframes

5/2

CSI reference signal configuration

8

Zero-power CSI-RS configuration

ICSI-RS / ZeroPowerCSI-RS bitmap

Subframes / bitmap

3 /

0010000000000000

at antenna port

dBm/15kHz

-98

Symbols for unused PRBs

OCNG (Note 2)

PDSCH transmission mode

9

DL Burst transmission pattern for LAA SCell

As specified in B.8

The number of subframes set (S1) in a burst

{1,3,5,8}

Occupied OFDM symbols set in the last subframe

{6,9,12,14}

Random variable p defined in B.8

0.5

timing error relative of LAA SCell to PCell

μs

0

Frequency offset of the i-th LAA SCell relative to PCell

Hz

200

Note 1:

Note 2: These physical resource blocks are assigned only within burst transmissions to a LAA UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.3.1.1.3-5: Single carrier performance Large Delay CDD (FRC) for PCell for multiple CA configurations

Band-width

Reference channel

OCNG pattern

Propa-gation condition

Correlation matrix and antenna config.

Reference value

Fraction of Nominal maximum throughput (%)

SNR (dB)

1.4MHz

R.11-5 FDD

OP.1 FDD

EVA70

2×2 Low

70

13.6

3MHz

R.11-6 FDD

OP.1 FDD

EVA70

2×2 Low

70

12.3

5MHz

R.11-2 FDD

OP.1 FDD

EVA70

2×2 Low

70

12.3

10MHz

R.11 FDD

OP.1 FDD

EVA70

2×2 Low

70

12.9

15MHz

R.11-7 FDD

OP.1 FDD

EVA70

2×2 Low

70

12.8

20MHz

R.30 FDD

OP.1 FDD

EVA70

2×2 Low

70

12.9

Table 8.3.3.1.1.3-6: Single carrier performance for CDM-multiplexed DM RS (dual layer) for LAA SCell for multiple CA configurations

Band-width

Sub-test

(Note 2)

Reference channel

OCNG pattern

Propa-gation condition

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%) (Note 1)

SNR (dB)

20MHz

1

R.2 FS3

OP.1 FS3

EVA5

2×2 Low

70

14.1

2

R.2 FS3

OP.1 FS3

EVA5

2×2 Low

70

14

3

R.2 FS3

OP.1 FS3

EVA5

2×2 Low

70

14.2

4

R.2 FS3

OP.1 FS3

EVA5

2×2 Low

70

14.2

Note 1: Fraction of nominal maximum throughput is calculated based on random occasions of LAA PDSCH transmission.

Note 2: An UE is required to fulfil only one test of Sub-test 1-4 depending on UE capabilities of endingDwPTS and secondSlotStartingPosition. For an UE not supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 1; For an UE not supporting endingDwPTS but supporting secondSlotStartingPosition, it is required to fulfil Sub-test 2; For an UE supporting endingDwPTS but not supporting secondSlotStartingPosition, it is required to fulfil Sub-test 3; and For an UE supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 4.

Table 8.3.3.1.1.3-7: Minimum performance (FRC) based on single carrier performance for CA with LAA SCell(s)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement (Note 2)

UE Category

Total

PCell

LAA SCell

1

2×20

20

20

As defined in Table 8.3.3.1.1.3-5 and Table 8.3.3.1.1.3-6

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3C.

Note 2: Apply a per-CC requirement defined in Table 8.3.3.1.1.3-5 for PCell and apply a per-CC requirement defined in Table 8.3.3.1.1.3-6 for LAA SCell.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.3.1.1

8.3.3.1.1.4 Test description

8.3.3.1.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.

Channel Bandwidths to be tested: 20 MHz + 20 MHz.

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure group A.36 as appropriate.

2. The parameter settings for the cell are set up according to Table 8.3.3.1-1, 8.3.3.1-2 and 8.3.3.1.1.3-1 as appropriate.

3. Downlink signals for PCC are initially set up according to Annex C.0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.3.1.1.4.3.

8.3.3.1.1.4.2 Test procedure

1. Configure SCC according to Annex C.0, C.1 and Annex C.3.2 for all downlink physical channels.

2. The SS shall configure SCC, as appropriate and defined in Table 8.3.3.1.1.3-4 as per TS 36.508 [7] clause 5.2A.4. Message contents are defined in clause 8.3.3.1.1.4.3.

3. SS activates SCC by sending the activation MAC-CE (Refer TS 36.321 [13], clauses 5.13, 6.1.3.8). Wait for at least 2 seconds (Refer TS 36.133 [4], clauses 8.3.3.2).

4. SS transmits PDSCH via PDCCH DCI format 2A for C_RNTI to transmit the DL RMC according to Table 8.3.3.1.1.3-5 for PCC. The SS sends downlink MAC padding bits on the DL RMC.

5. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Table 8.3.3.1.1.3-6 for SCC. The SS sends downlink MAC padding bits on the DL RMC. Additionally in the last two subframes of every burst SS transmits PDCCH DCI format 1C for CC_RNTI to indicate number of OFDM symbols in the DwPTS of ending partial subframe if required depending on UE capability according to TS 36.213 clause 13A as described in Table 8.3.3.1.1.3-6.

6. Set the parameters of the reference channel, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Tables 8.3.3.1.1.5-1 and 8.3.3.1.1.5-2 as appropriate.

7. Measure the average throughput per component carrier for a duration sufficient to achieve statistical significance according to Annex G clause G.3A.5, on both PCC and SCC. Count the number of NACKs, ACKs and statDTXs on the UL during each subtest on both component carriers.

8.3.3.1.1.4.3 Message contents

Message contents are according to TS 36.508 [7] clauses 5.5 and 4.6 with the following exceptions

Table 8.3.3.1.1.4.3-1: MeasDS-Config-DEFAULT

Derivation Path: 36.508 clause 4.6.6

Information Element

Value/remark

Comment

Condition

MeasDS-Config-DEFAULT ::= CHOICE {

setup SEQUENCE {

dmtc-PeriodOffset-r12 CHOICE {

ms80-r12

0

}

ds-OccasionDuration-r12 CHOICE {

durationTDD-r12

2

}

}

}

Table 8.3.3.1.1.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

antennaInfo CHOICE {

antennaInfoDedicated ::= SEQUENCE {

transmissionMode

Tm3

codebookSubsetRestriction CHOICE {

n2TxAntenna-tm3

11

}

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

}

}

Table 8.3.3.1.1.4.3-3: PhysicalConfigDedicatedSCell-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-6A

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicatedSCell-r10-DEFAULT ::= SEQUENCE {

nonUL-Configuration-r10 SEQUENCE {

antennaInfo-r10 SEQUENCE {

transmissionMode-r10

tm9

codebookSubsetRestriction-r10

Not present

If the UE is configured with transmissionMode tm9, E-UTRAN only configures the field codebookSubsetRestriction if PMI/RI reporting is configured

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

csi-RS-Config-r10

CSI-RS-Config-r10

pdsch-ConfigDedicated-r10

Not present

}

Laa-ScellConfiguration-r13 SEQUENCE {

subframeStartPosition

‘s0’ or ‘s07’

Depending on UE capability, as described in Table 8.3.3.1.1.3-6

Laa-SCellSubframeConfig

‘00000000’

}

}

Table 8.3.3.1.1.4.3-4: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE{

setup SEQUENCE {

antennaPortsCount-r10

an2

Parameter represents the number of antenna ports used for transmission of CSI reference signals

resourceConfig-r10

8

Parameter: CSI reference signal configuration

subframeConfig-r10

2

= when CSI-RS SubframeConfig is from 0-4; Parameter:

p-C-r10

0

Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback

}

}

zeroTxPowerCSI-RS-r10 CHOICE{

setup SEQUENCE {

zeroTxPowerResourceConfigList-r10

2

Parameter: ZeroPowerCSI-RS

zeroTxPowerSubframeConfig-r10

3

Parameter:

}

}

}

Table 8.3.3.1.1.4.3-5: PUCCH-ConfigDedicated-v1020-DEFAULT

Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-9A

Information Element

Value/remark

Comment

Condition

PUCCH-ConfigDedicated-v1020 ::= SEQUENCE {

pucch-Format-r10 CHOICE {

format3-r10 SEQUENCE {

n3PUCCH-AN-List-r10 SEQUENCE {

4

101

102

103

104

}

twoAntennaPortActivatedPUCCH-Format3-r10

Not present

}

}

}

8.3.3.1.1.5 Test Requirements

Table 8.3.3.1.1.5-1 defines the primary level settings including test tolerances for all throughput tests.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.15.2 and A.3.3.2 for the throughput test shall meet or exceed the specified value in Table 8.3.3.1.1.5-1 and 8.3.3.1.1.5-2 for the specified SNR including test tolerances for all throughput tests.

Table 8.3.3.1.1.5-1: Test Parameters for Large Delay CDD (FRC) for PCell for multiple CA configurations

Band-width

Reference channel

OCNG pattern

Propa-gation condition

Correlation matrix and antenna config.

Reference value

Fraction of Nominal maximum throughput (%)

SNR (dB)

20MHz

R.30 FDD

OP.1 FDD

EVA70

2×2 Low

70

13.8

Table 8.3.3.1.1.5-2: Test parameters for CDM-multiplexed DM RS (dual layer) for LAA SCell for multiple CA configurations

Band-width

Sub-test

(Note 2)

Reference channel

OCNG pattern

Propa-gation condition

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%) (Note 1)

SNR (dB)

20MHz

1

R.2 FS3

OP.1 FS3

EVA5

2×2 Low

70

15.0

2

R.2 FS3

OP.1 FS3

EVA5

2×2 Low

70

14.9

3

R.2 FS3

OP.1 FS3

EVA5

2×2 Low

70

15.1

4

R.2 FS3

OP.1 FS3

EVA5

2×2 Low

70

15.1

Note 1: Fraction of nominal maximum throughput is calculated based on random occasions of LAA PDSCH transmission.

Note 2: An UE is required to fulfil only one test of Sub-test 1-4 depending on UE capabilities of endingDwPTS and secondSlotStartingPosition. For an UE not supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 1; For an UE not supporting endingDwPTS but supporting secondSlotStartingPosition, it is required to fulfil Sub-test 2; For an UE supporting endingDwPTS but not supporting secondSlotStartingPosition, it is required to fulfil Sub-test 3; and For an UE supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 4.

8.3.3.1.2 LAA Dual-Layer Spatial Multiplexing with DM-RS with TDD as PCell
8.3.3.1.2.1 Test purpose

To verify the UE’s ability to receive a predefined test signal, representing a multi-path fading channel that is determined by the SNR with a percentage of the information bit throughput for a specified downlink Reference Measurement Channel (RMC) not falling below a specified value and verify the rank-2 performance for full RB allocation for CA with LAA Scell(s).

8.3.3.1.2.2 Test applicability

This test applies to all types of E-UTRA TDD Release 13 and forward UE of categories 5 or higher that support E‑UTRA TDD and downlink LAA with TDD as PCell. Applicability requires support for TM9 on LAA cells..

8.3.3.1.2.3 Minimum conformance requirements

The requirements are specified in terms of the percentage of information bit throughput for the downlink reference measurement channels specified in Annex A.3.4.2 and Annex A.3.15.2, with the addition of the relevant parameters in Table 8.2.3-1 and Tables 8.3.3.1.2.3-1 to 8.3.3.1.2.3-7. The downlink physical channel setup is set according to Table C.3.2-1 in Annex C.

The parameters specified in Table 8.3.3.1.2.3-1 are valid for TDD CC and LAA SCell(s) unless otherwise stated. And the additional parameters specified in Table 8.3.3.1.2.3-2 are valid for LAA SCell(s).

Table 8.3.3.1.2.3-1: Common Test Parameters

Parameter

Unit

Value

Uplink downlink configuration (Note 1)

1

Special subframe configuration (Note 2)

4

Cyclic prefix

Normal

Cell ID

0

Inter-TTI Distance

1

Number of HARQ processes

Processes

7

Maximum number of HARQ transmission (Note 3)

4

Redundancy version coding sequence

{0,1,2,3} for QPSK and 16QAM

{0,0,1,2} for 64QAM and 256QAM

Precoder update granularity

Frequency domain: 1 PRG for Transmission modes 9

Time domain: 1 ms

ACK/NACK feedback mode

Multiplexing

Note 1: As specified in Table 4.2-2 in TS 36.211 [4]

Note 2: As specified in Table 4.2-1 in TS 36.211 [4]

Note 3: For retransmission in partial subframes, the TB size should be kept the same as the initial transmission regardless of the initial transmission is performed in full subframes or partial subframes.

Table 8.3.3.1.2.3-2: Additional Test Parameters for LAA SCell(s)

Parameter

Unit

Value

DMTC Periodicity

ms

80

dmtc-PeriodOffset-r12 ms80-r12

0

Discovery signal occasion duration

subframe

1

Power allocation of discovery signal

Same as power allocation of CRS within a transmission burst in the test

For CA with LAA SCell(s), the requirements for dual-layer transmission on antenna ports 7 and 8 upon detection of a PDCCH with DCI format 2C are specified in Table 8.3.3.1.2.3-7, with the addition of the parameters in Table 8.3.3.1.2.3-3, Table 8.3.3.1.2.3-4, Table 8.3.3.1.2.3-5 and Table 8.3.3.1.2.3-6. The purpose of these tests is to verify the rank-2 performance for full RB allocation for CA with LAA SCell(s).

Table 8.3.3.1.2.3-3: Test Parameters for Large Delay CDD (FRC) for PCell

Parameter

Unit

Value

Downlink power allocation

dB

-3

dB

-3 (NOTE 1)

σ

dB

0

at antenna port

dBm/15kHz

-98

PDSCH transmission mode

TM3

Subframe configuration

Non-MBSFN

NOTE 1: .

NOTE 2: PUCCH format 3 is used to feedback ACK/NACK.

NOTE 3: Void

Table 8.3.3.1.2.3-4: Test Parameters for CDM-multiplexed DM RS (dual layer) for LAA SCell(s)

Parameter

Unit

Test 1

Downlink power allocation

dB

0

dB

0 (Note 1)

σ

dB

-3

Cell-specific reference signals

Antenna ports 0 and 1

CSI reference signals

Antenna ports 15,16

DMRS ports (dual layer transmission)

port 7 and port 8

Beamforming model

Annex B.4.2

CSI-RS periodicity and subframe offset TCSI-RS / CSI-RS

Subframes

5/4

CSI reference signal configuration

8

Zero-power CSI-RS configuration

ICSI-RS / ZeroPowerCSI-RS bitmap

Subframes / bitmap

4/

0010000000000000

at antenna port

dBm/15kHz

-98

Symbols for unused PRBs

OCNG (Note 2)

PDSCH transmission mode

9

DL Burst transmission pattern for LAA SCell

As specified in B.8

The number of subframes set (S1) in a burst

{1,3,5,8}

Occupied OFDM symbols set in the last subframe

{6,9,12,14}

Random variable p defined in B.8

0.5

Timing error relative of LAA SCell to PCell

μs

0

Frequency offset of th i-th LAA SCell relative to PCell

Hz

200

Note 1:

Note 2: These physical resource blocks are assigned only within burst transmissions to a LAA UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.3.1.2.3-5: Single carrier performance Large Delay CDD (FRC) for PCell for multiple CA configurations

Band-width

Reference channel

OCNG pattern

Propa-gation condition

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

1.4MHz

R.11-5 TDD

OP.1 TDD

EVA70

2×2 Low

70

13.2

3MHz

R.11-6 TDD

OP.1 TDD

EVA70

2×2 Low

70

12.8

5MHz

R.11-7 TDD

OP.1 TDD

EVA70

2×2 Low

70

12.6

10MHz

R.11-8 TDD

OP.1 TDD

EVA70

2×2 Low

70

12.8

15MHz

R.11-9 TDD

OP.1 TDD

EVA70

2×2 Low

70

12.9

20MHz

R.30-1 TDD

OP.1 TDD

EVA70

2×2 Low

70

13.0

Table 8.3.3.1.2.3-6: Single carrier performance for CDM-multiplexed DM RS (dual layer) for LAA SCell(s) for multiple CA configurations

Band-width

Sub-test

(Note2)

Reference channel

OCNG pattern

Propa-gation condition

Correlation matrix and antenna config.

Reference value

Fraction of Nominal maximum throughput (%) (Note 1)

SNR (dB)

20MHz

1

R.2 FS3

OP.1 FS3

EVA5

2×2 Low

70

14.1

2

R.2 FS3

OP.1 FS3

EVA5

2×2 Low

70

14

3

R.2 FS3

OP.1 FS3

EVA5

2×2 Low

70

14.2

4

R.2 FS3

OP.1 FS3

EVA5

2×2 Low

70

14.2

Note 1: Fraction of nominal maximum throughput is calculated based on random occasions of LAA PDSCH transmission.

Note 2: An UE is required to fulfil only one test of Sub-test 1-4 depending on UE capabilities of endingDwPTS and secondSlotStartingPosition. For an UE not supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 1; For an UE not supporting endingDwPTS but supporting secondSlotStartingPosition, it is required to fulfil Sub-test 2; For an UE supporting endingDwPTS but not supporting secondSlotStartingPosition, it is required to fulfil Sub-test 3; and For an UE supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 4.

Table 8.3.3.1.2.3-7: Minimum performance (FRC) based on single carrier performance for CA with LAA SCell(s)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement (Note 2)

UE Category

Total

PCell

LAA SCell

1

2×20

20

20

As defined in Table 8.3.3.1.2.3-5 and Table 8.3.3.1.2.3-6

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in TS 36.101 [2] clause 8.1.2.3C.

Note 2: Apply a per-CC requirement defined in Table 8.3.3.1.2.3-5 for PCell and apply a per-CC requirement defined in Table 8.3.3.1.2.3-6 for LAA SCell.

Using this configuration, the fraction of maximum throughput percentage shall meet or exceed the minimum requirements specified in Table 8.3.3.1.2.3-7 for the specified SNR. For performance, the bandwidths specified in clause 5.4.2A are verified.

The normative reference for this requirement is TS 36.101 [2] clause 8.3.3.1.2.

8.3.3.1.2.4 Test description

8.3.3.1.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.

Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.

Channel Bandwidths to be tested: 20 MHz + 20 MHz.

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure group A.36 as appropriate.

2. The parameter settings for the cell are set up according to Tables 8.3.3.1.2.3-1 to 8.3.3.1.2.3-3 as appropriate.

3. Downlink signals for PCC are initially set up according to Annex C.0, C.1 and Annex C.3.2 and uplink signals according to Annex H.1 and H.3.2.

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.3.3.1.2.4.3.

8.3.3.1.2.4.2 Test procedure

1. Configure SCC according to Annex C.0, C.1 and Annex C.3.2 for all downlink physical channels.

2. The SS shall configure SCC, as appropriate and defined in Table 8.3.3.1.2.3-4 as per TS 36.508 [7] clause 5.2A.4. Message contents are defined in clause 8.3.3.1.2.4.3.

3. SS activates SCC by sending the activation MAC-CE (Refer to TS 36.321 [13], clauses 5.13 and 6.1.3.8). Wait for at least 2 seconds (Refer to TS 36.133 [4], clause 8.3.3.2).

4. SS transmits PDSCH via PDCCH DCI format 2A for C_RNTI to transmit the DL RMC according to Table 8.3.3.1.2.3-5 for PCC. The SS sends downlink MAC padding bits on the DL RMC.

5. SS transmits PDSCH via PDCCH DCI format 2C for C_RNTI to transmit the DL RMC according to Table 8.3.3.1.2.3-6 for SCC. The SS sends downlink MAC padding bits on the DL RMC. Additionally, in the last two subframes of every burst, SS transmits PDCCH DCI format 1C for CC_RNTI to indicate number of OFDM symbols in the DwPTS of ending partial subframe if required depending on UE capability according to TS 36.213 [10] clause 13A as described in Table 8.3.3.1.2.3-6.

6. Set the parameters of the reference channel, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Tables 8.3.3.1.2.5-1 and 8.3.3.1.2.5-2 as appropriate.

7. Measure the average throughput per component carrier for a duration sufficient to achieve statistical significance according to Annex G.3A.5, on both PCC and SCC. Count the number of NACKs, ACKs and statDTXs on the UL during each subtest on both component carriers.

8.3.3.1.2.4.3 Message contents

Message contents are according to TS 36.508 [7] clauses 5.5 and 4.6 with the following exceptions.

Table 8.3.3.1.2.4.3-1: MeasDS-Config-DEFAULT

Derivation Path: 36.508 clause 4.6.6

Information Element

Value/remark

Comment

Condition

MeasDS-Config-DEFAULT ::= CHOICE {

setup SEQUENCE {

dmtc-PeriodOffset-r12 CHOICE {

ms80-r12

0

}

ds-OccasionDuration-r12 CHOICE {

durationTDD-r12

2

}

}

}

Table 8.3.3.1.2.4.3-2: PhysicalConfigDedicated-DEFAULT

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicated-DEFAULT ::= SEQUENCE {

antennaInfo CHOICE {

antennaInfoDedicated ::= SEQUENCE {

transmissionMode

tm3

codebookSubsetRestriction CHOICE {

n2TxAntenna-tm3

11

}

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

}

}

Table 8.3.3.1.2.4.3-3: PhysicalConfigDedicatedSCell-r10-DEFAULT

Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-6A

Information Element

Value/remark

Comment

Condition

PhysicalConfigDedicatedSCell-r10-DEFAULT ::= SEQUENCE {

nonUL-Configuration-r10 SEQUENCE {

antennaInfo-r10 SEQUENCE {

transmissionMode-r10

tm9

codebookSubsetRestriction-r10

Not present

If the UE is configured with transmissionMode tm9, E-UTRAN only configures the field codebookSubsetRestriction if PMI/RI reporting is configured

ue-TransmitAntennaSelection CHOICE {

release

NULL

}

}

csi-RS-Config-r10

CSI-RS-Config-r10

pdsch-ConfigDedicated-r10

Not present

}

Laa-ScellConfiguration-r13 SEQUENCE {

subframeStartPosition

‘s0’ or ‘s07’

Depending on UE capability, as described in Table 8.3.3.1.2.3-6

Laa-SCellSubframeConfig

‘00000000’

}

}

Table 8.3.3.1.2.4.3-4: CSI-RS-Config-r10

Derivation Path: 36.331 clause 6.3.2

Information Element

Value/remark

Comment

Condition

CSI-RS-Config-r10 ::= SEQUENCE {

csi-RS-r10 CHOICE{

setup SEQUENCE {

antennaPortsCount-r10

an2

Parameter represents the number of antenna ports used for transmission of CSI reference signals

resourceConfig-r10

8

Parameter: CSI reference signal configuration

subframeConfig-r10

4

= when CSI-RS SubframeConfig is from 0-4; Parameter:

p-C-r10

0

Parameter: which is the assumed ratio of PDSCH EPRE to CSI-RS EPRE when UE derives CSI feedback

}

}

zeroTxPowerCSI-RS-r10 CHOICE{

setup SEQUENCE {

zeroTxPowerResourceConfigList-r10

2

Parameter: ZeroPowerCSI-RS

zeroTxPowerSubframeConfig-r10

4

Parameter:

}

}

}

Table 8.3.3.1.2.4.3-5: PUCCH-ConfigDedicated-v1020-DEFAULT

Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-9A

Information Element

Value/remark

Comment

Condition

PUCCH-ConfigDedicated-v1020 ::= SEQUENCE {

pucch-Format-r10 CHOICE {

format3-r10 SEQUENCE {

n3PUCCH-AN-List-r10 SEQUENCE {

4

101

102

103

104

}

twoAntennaPortActivatedPUCCH-Format3-r10

Not present

}

}

}

8.3.3.1.2.5 Test Requirements

Table 8.3.3.1.2.5-1 defines the primary level settings including test tolerances for all throughput tests.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A.3.4.2 and Annex A.3.15.2 for the throughput test shall meet or exceed the specified value in Table 8.3.3.1.2.5-1 and 8.3.3.1.2.5-2 for the specified SNR including test tolerances for all throughput tests.

Table 8.3.3.1.2.5-1: Test Parameters for Large Delay CDD (FRC) for PCell for multiple CA configurations

Band-width

Reference channel

OCNG pattern

Propa-gation condition

Correlation matrix and antenna config.

Reference value

Fraction of Nominal maximum throughput (%)

SNR (dB)

20MHz

R.30-1 TDD

OP.1 TDD

EVA70

2×2 Low

70

13.9

Table 8.3.3.1.2.5-2: Test parameters for CDM-multiplexed DM RS (dual layer) for LAA SCell for multiple CA configurations

Band-width

Sub-test

(Note 2)

Reference channel

OCNG pattern

Propa-gation condition

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%) (Note 1)

SNR (dB)

20MHz

1

R.2 FS3

OP.1 FS3

EVA5

2×2 Low

70

15.0

2

R.2 FS3

OP.1 FS3

EVA5

2×2 Low

70

14.9

3

R.2 FS3

OP.1 FS3

EVA5

2×2 Low

70

15.1

4

R.2 FS3

OP.1 FS3

EVA5

2×2 Low

70

15.1

Note 1: Fraction of nominal maximum throughput is calculated based on random occasions of LAA PDSCH transmission.

Note 2: An UE is required to fulfil only one test of Sub-test 1-4 depending on UE capabilities of endingDwPTS and secondSlotStartingPosition. For an UE not supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 1; For an UE not supporting endingDwPTS but supporting secondSlotStartingPosition, it is required to fulfil Sub-test 2; For an UE supporting endingDwPTS but not supporting secondSlotStartingPosition, it is required to fulfil Sub-test 3; and For an UE supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 4.