8.2.4 LAA
36.521-13GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Part 1: Conformance testingRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification
8.2.4.1 LAA PDSCH CA Closed-Loop Spatial Multiplexing Performance
8.2.4.1.1 LAA PDSCH CA Closed Loop Spatial Multiplexing Performance with 4 Tx Antenna port and with FDD as Pcell (FDD single carrier)
8.2.4.1.1.1 Test purpose
The purpose of these tests is to verify the closed loop rank-two performance with frequency selective precoding for CA with LAA SCell(s).
8.2.4.1.1.2 Test applicability
This test applies to all types of E-UTRA FDD Release 13 and forward UEs of category ≥5 that support LAA with E-UTRA FDD as PCell.
8.2.4.1.1.3 Minimum conformance requirements
The parameters specified in Table 8.2.4.1.1.3-1 are valid for FDD CC and LAA SCell(s) unless otherwise stated. And the additional parameters specified in Table 8.2.4.1.1.3-2 are valid for LAA SCell(s).
Table 8.2.4.1.1.3-1: Common Test Parameters
Parameter |
Unit |
Value |
|||
Inter-TTI Distance |
1 |
||||
Number of HARQ processes per component carrier |
Processes |
8 |
|||
Maximum number of HARQ transmission (Note 1) |
4 |
||||
Redundancy version coding sequence |
{0,1,2,3} for QPSK and 16QAM {0,0,1,2} for 64QAM and 256QAM |
||||
Cyclic Prefix |
Normal |
||||
Cell_ID |
0 |
||||
Cross carrier scheduling |
Not configured |
||||
Note 1: For retransmission in partial subframes, the TB size should be kept the same as the initial transmission regardless of the initial transmission is performed in full subframes or partial subframes. |
Table 8.2.4.1.1.3-2: Additional Test Parameters for LAA SCell(s)
Parameter |
Unit |
Value |
|||
DMTC Periodicity |
ms |
80 |
|||
dmtc-PeriodOffset-r12 ms80-r12 |
0 |
||||
Discovery signal occasion duration |
subframe |
1 |
|||
Power allocation of discovery signal |
Same as power allocation of CRS within a transmission burst in the test |
For CA with LAA SCell(s), the requirements are specified in Table 8.2.4.1.1.3-4, with the addition of the parameters in Table 8.2.4.1.1.3-1, Table 8.2.4.1.1.3-2, Table 8.2.4.1.1.3-3 and the downlink physical channel setup according to Annex C.3.2.
The test coverage for different number of component carriers is defined in 8.1.2.4.
Table 8.2.4.1.1.3-3: Test Parameters for Dual-Layer Spatial Multiplexing (FRC)
Parameter |
Unit |
Value |
|
Downlink power allocation |
dB |
-6 |
|
dB |
-6 (Note 1) |
||
σ |
dB |
3 |
|
at antenna port |
dBm/15kHz |
-98 |
|
Precoding granularity |
PRB |
4 for 3MHz and 5MHz CCs, 6 for 10MHz CCs, 8 for 15MHz and 20MHz CCs |
|
PMI delay (Note 2) |
ms |
8 |
|
Reporting interval |
ms |
1 |
|
Reporting mode |
PUSCH 1-2 |
||
CodeBookSubsetRestriction bitmap |
0000000000000000000000000000000011111111111111110000000000000000 |
||
CSI request field (Note 3) |
‘10’ |
||
PDSCH transmission mode |
TM4 |
||
DL Burst transmission pattern for LAA SCell |
As specified in B.8 |
||
The number of subframes set (S1) in a burst |
{1,3,5,8} |
||
Occupied OFDM symbols set in the last subframe |
{6,9,12,14} |
||
Random variable p defined in B.8 |
0.5 |
||
timing error relative of LAA SCell to PCell |
μs |
0 |
|
Frequency offset of th i-th LAA SCell relative to PCell |
Hz |
200 |
|
Note 1: . Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: Multiple CC-s under test are configured as the 1st set of serving cells by higher layers. Note 4: ACK/NACK bits are transmitted using PUSCH with PUCCH format 3. Note 5: The same PDSCH transmission mode is applied to each component carrier. |
Table 8.2.4.1.1.3-4: Single carrier performance for PCell for multiple CA configurations
Band-width |
Reference channel |
OCNG pattern |
Propa-gation condi-tion |
Correlation matrix and antenna config. |
Reference value |
|
Fraction of maximum throughput (%) |
SNR (dB) |
|||||
1.4MHz |
R.14-4 FDD |
OP.1 FDD |
EVA5 |
4×2 Low |
70 |
10.4 |
3MHz |
R.14-5 FDD |
OP.1 FDD |
EVA5 |
4×2 Low |
70 |
9.5 |
5MHz |
R.14-6 FDD |
OP.1 FDD |
EVA5 |
4×2 Low |
70 |
9.5 |
10MHz |
R.14 FDD |
OP.1 FDD |
EVA5 |
4×2 Low |
70 |
10.1 |
15MHz |
R.14-7 FDD |
OP.1 FDD |
EVA5 |
4×2 Low |
70 |
10.1 |
20MHz |
R.14-3 FDD |
OP.1 FDD |
EVA5 |
4×2 Low |
70 |
10.3 |
Table 8.2.4.1.1.3-5: Single carrier performance for LAA SCell(s) for multiple CA configurations
Band-width |
Sub-test (Note 2) |
Reference channel |
OCNG pattern |
Propa-gation condition |
Correlation matrix and antenna config. |
Reference value |
|
Fraction of nominal maximum throughput (%) (Note 1) |
SNR (dB) |
||||||
20MHz |
1 |
R.1 FS3 |
OP.1 FS3 |
EVA5 |
4×2 Low |
70 |
18.7 |
2 |
R.1 FS3 |
OP.1 FS3 |
EVA5 |
4×2 Low |
70 |
18.6 |
|
3 |
R.1 FS3 |
OP.1 FS3 |
EVA5 |
4×2 Low |
70 |
18.9 |
|
4 |
R.1 FS3 |
OP.1 FS3 |
EVA5 |
4×2 Low |
70 |
19 |
|
Note 1: Fraction of nominal maximum throughput is calculated based on random transmission occasions of PDSCH. Note 2: An UE is required to fulfil only one test of Sub-test 1-4 depending on UE capabilities of endingDwPTS and secondSlotStartingPosition. For an UE not supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 1; For an UE not supporting endingDwPTS but supporting secondSlotStartingPosition, it is required to fulfil Sub-test 2; For an UE supporting endingDwPTS but not supporting secondSlotStartingPosition, it is required to fulfil Sub-test 3; and For an UE supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 4. |
Table 8.2.4.1.1.3-6: Minimum performance (FRC) based on single carrier performance for CA with LAA SCell(s)
Test number |
Aggregated Bandwidth (MHz) |
Minimum performance requirement (Note 2) |
UE Category |
||
Total |
PCell |
LAA SCell |
|||
1 |
2×20 |
20 |
20 |
As defined in Table 8.2.4.1.1.3-4 and Table 8.2.4.1.1.3-5 |
≥5 |
Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3C. Note 2: Apply a per-CC requirement defined in 8.2.4.1.1.3-4 for PCell and apply a per-CC requirement defined in 8.2.4.1.1.3-5 for LAA SCell. |
The normative reference for this requirement is TS 36.101 [2] clause 8.2.4.1.1
8.2.4.1.1.4 Test description
8.2.4.1.1.4.1 Initial conditions
Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.
Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.
Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.
Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.
Channel Bandwidths to be tested: 2x20MHz, according to Table 8.2.4.1.1.3-6.
CA Capability to be tested: According to Table 8.2.4.1.1.3-6
1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.46 as appropriate.
2. The parameter settings for Pcell are set up according to Table 8.2.4.1.1.3-1 as appropriate.
3. Downlink signals for PCC are initially set up according to Annex C0, C.1 and C.3.2 and uplink signals according to Annex H.1 and H.3.2.
4. Propagation conditions are set according to Annex B.0.
5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.2.4.1.1.4.3.
8.2.4.1.1.4.2 Test procedure
1. Configure the LAA SCC according to Annex C.0, C.1 and Annex C.3.2 for all downlink physical channels. The parameter settings for the LAA SCC are specified in 8.2.4.1.1.3-1 and 8.2.4.1.1.3-2. Additionally, the SS shall configure the PCC and the SCC according to 8.2.4.1.1.3-3.
2. The SS shall configure SCC as per TS 36.508 [7] clause 5.2A.4. Message contents are defined in clause 8.2.4.1.1.4.3.
3. SS activates SCC by sending the activation MAC-CE (Refer TS 36.321 [13], clauses 5.13, 6.1.3.8). Wait for at least 2 seconds (Refer TS 36.133 [4], clauses 8.3.3.2).
4. SS transmits PDSCH via PDCCH DCI format 2 for C_RNTI to transmit the DL RMC according to Table 8.2.4.1.1.3-4 for PCC. The SS sends downlink MAC padding bits on the DL RMC.
5. SS transmits PDSCH via PDCCH DCI format 2 for C_RNTI to transmit the DL RMC according to Tables 8.2.4.1.1.3-2 and 8.2.4.1.1.3-5 for LAA SCC. The SS sends downlink MAC padding bits on the DL RMC. SS transmits PDCCH DCI format 1C for CC_RNTI in the last two subframes of every burst to indicate number of OFDM symbols in the DwPTS of ending partial subframe if required depending on UE capability according to TS 36.213 clause 13A as described in Table 8.2.4.1.1.3-5.
6. SS schedules the UL transmission to carry the PUSCH CSI feedback via PDCCH DCI format 0 with CSI request bit set to ‘10’ and IM_MCS=29 and N_PRB allocated to be less or equal to 20.
7. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR on each of the component carriers according to Tables 8.2.4.1.1.5-1 and 8.2.4.1.1.5-2 for the PCell and the LAA SCell, respectively.
8. Measure the average throughput per component carrier for a duration sufficient to achieve statistical significance according to Annex G clause G.3A.5 on both PCC and LAA SCC. Count the number of NACKs, ACKs and statDTXs on the UL during the test interval, for each component carrier and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.
8.2.4.1.1.4.3 Message contents
Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:
Table 8.2.4.1.1.4.3-1: PDSCH-ConfigDedicated-DEFAULT
Derivation Path: TS 36.508 [7] clause 4.6.3, Table 4.6.3-6 PDSCH-ConfigDedicated-DEFAULT |
|||
Information Element |
Value/remark |
Comment |
Condition |
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE { |
|||
p-a |
dB-6 |
||
} |
Table 8.2.4.1.1.4.3-2: PhysicalConfigDedicated-DEFAULT
Derivation Path: 36.508 clause 5.5.1, Table 5.5.1.2-1 |
|||
Information Element |
Value/remark |
Comment |
Condition |
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE { |
|||
antennaInfo CHOICE { |
|||
explicitValue ::= SEQUENCE { |
|||
transmissionMode |
tm4 |
||
codebookSubsetRestriction CHOICE { |
|||
n4TxAntenna-tm4 |
0000000000000000000000000000000011111111111111110000000000000000 |
||
} |
|||
ue-TransmitAntennaSelection CHOICE { |
|||
release |
NULL |
||
} |
|||
} |
|||
} |
|||
cqi-ReportConfig-r10 |
CQI-ReportConfig-r10-DEFAULT |
||
} |
Table 8.2.4.1.1.4.3-3: CQI-ReportConfig-r10-DEFAULT
Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-2AA |
|||
Information Element |
Value/remark |
Comment |
Condition |
CQI-ReportConfig-r10 ::= SEQUENCE { |
RBC |
||
cqi-ReportAperiodic-r10 |
CQI-ReportAperiodic-r10-DEFAULT |
||
nomPDSCH-RS-EPRE-Offset |
0 |
||
cqi-ReportPeriodic-r10 |
Not present |
||
pmi-RI-Report-r9 |
Not present |
||
csi-SubframePatternConfig-r10 |
Not present |
||
} |
Table 8.2.4.1.1.4.3-4: CQI-ReportAperiodic-r10-DEFAULT
Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-1A |
|||
Information Element |
Value/remark |
Comment |
Condition |
CQI-ReportAperiodic-r10 ::=CHOICE { |
|||
setup SEQUENCE { |
|||
cqi-ReportModeAperiodic-r10 |
rm12 |
||
aperiodicCSI-Trigger-r10 ::= SEQUENCE { |
|||
trigger1-r10 |
11000000 |
Configure report for PCell and SCell (index = {0,1}) |
|
trigger2-r10 |
00000000 |
No report |
|
} |
|||
} |
|||
} |
Table 8.2.4.1.1.4.3-5: PhysicalConfigDedicatedSCell-r10-DEFAULT
Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-6A |
|||
Information Element |
Value/remark |
Comment |
Condition |
PhysicalConfigDedicated SCell-r10-DEFAULT ::= SEQUENCE { |
|||
nonUL-Configuration-r10 SEQUENCE { |
|||
antennaInfo-r10 SEQUENCE { |
|||
transmissionMode-r10 |
tm4 |
||
codebookSubsetRestriction-r10 |
0000000000000000000000000000000011111111111111110000000000000000 |
BIT STRING |
|
ue-TransmitAntennaSelection CHOICE { |
|||
release |
NULL |
||
} |
|||
} |
|||
pdsch-ConfigDedicated-r10 CHOICE { |
|||
p-a |
dB-6 |
||
} |
|||
} |
|||
} |
|||
ul-Configuration-r10 SEQUENCE { |
|||
cqi-ReportConfigSCell-r10 |
CQI-ReportConfigSCell-r10-DEFAULT |
||
} |
|||
Laa-ScellConfiguration-r13 SEQUENCE { |
|||
subframeStartPosition |
‘s0’ or ‘s07’ |
Depending on UE capability, as described in Table 8.2.4.1.1.3-5 |
|
Laa-SCellSubframeConfig |
‘00000000’ |
||
} |
|||
} |
Table 8.2.4.1.1.4.3-6: CQI-ReportConfigSCell-r10-DEFAULT
Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-2AB |
|||
Information Element |
Value/remark |
Comment |
Condition |
CQI-ReportConfigSCell-r10 ::= SEQUENCE { |
|||
cqi-ReportModeAperiodic-r10 |
rm12 |
||
nomPDSCH-RS-EPRE-Offset-r10 |
0 |
||
cqi-ReportPeriodicSCell-r10 |
Not present |
||
pmi-RI-Report-r10 |
Not present |
||
} |
Table 8.2.4.1.1.4.3-7: PUCCH-ConfigDedicated-v1020-DEFAULT
Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-9A |
|||
Information Element |
Value/remark |
Comment |
Condition |
PUCCH-ConfigDedicated-v1020 ::= SEQUENCE { |
|||
pucch-Format-r10 CHOICE { |
|||
format3-r10 SEQUENCE { |
|||
n3PUCCH-AN-List-r10 SEQUENCE { |
4 |
||
101 |
|||
102 |
|||
103 |
|||
104 |
|||
} |
|||
twoAntennaPortActivatedPUCCH-Format3-r10 |
Not present |
||
} |
|||
} |
|||
} |
Table 8.2.4.1.1.4.3-8: RadioResourceConfigCommon-DEFAULT
Derivation Path: 36.508 clause 4.6.3 |
|||||
Information Element |
Value/remark |
Comment |
Condition |
||
RadioResourceConfigCommon-DEFAULT ::= SEQUENCE { |
|||||
tdd-Config |
Not present |
||||
} |
Table 8.2.4.1.1.4.3-9: MeasDS-Config-DEFAULT
Derivation Path: 36.508 clause 4.6.6 |
|||
Information Element |
Value/remark |
Comment |
Condition |
MeasDS-Config-DEFAULT ::= CHOICE { |
|||
setup SEQUENCE { |
|||
dmtc-PeriodOffset-r12 CHOICE { |
|||
ms80-r12 |
0 |
||
} |
|||
ds-OccasionDuration-r12 CHOICE { |
|||
durationTDD-r12 |
2 |
||
} |
|||
} |
|||
} |
Table 8.2.4.1.1.4.3-10: PUSCH-ConfigDedicated-DEFAULT
Derivation Path: 36.331 clause 6.3.2 |
|||
Information Element |
Value/remark |
Comment |
Condition |
PUSCH-ConfigDedicated-DEFAULT ::= SEQUENCE { |
|||
betaOffset-ACK-Index |
5 |
||
betaOffset-RI-Index |
6 |
||
betaOffset-CQI-Index |
5 |
||
} |
8.2.4.1.1.5 Test requirement
Table 8.2.4.1.1.5-3 defines the test requirements based on the single carrier performance requirements for the FDD PCell defined in Table 8.2.4.1.1.5-1 and on the single carrier performance requirements for the LAA SCell defined in Table 8.2.4.1.1.5-2.
The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.3.2 for the FDD PCell and A.8 for the LAA SCell, for the selected throughput test, shall meet or exceed the specified value in Tables 8.2.4.1.1.5-1 and 8.2.4.1.1.5-2, respectively, for the specified SNR including test tolerances and uncertainties.
Table 8.2.4.1.1.5-1: Single carrier performance for PCell for multiple CA configurations
Band-width |
Reference channel |
OCNG pattern |
Propa-gation condi-tion |
Correlation matrix and antenna config. |
Reference value |
|
Fraction of maximum throughput (%) |
SNR (dB) |
|||||
1.4MHz |
R.14-4 FDD |
OP.1 FDD |
EVA5 |
4×2 Low |
70 |
11.3 |
3MHz |
R.14-5 FDD |
OP.1 FDD |
EVA5 |
4×2 Low |
70 |
10.4 |
5MHz |
R.14-6 FDD |
OP.1 FDD |
EVA5 |
4×2 Low |
70 |
10.4 |
10MHz |
R.14 FDD |
OP.1 FDD |
EVA5 |
4×2 Low |
70 |
11 |
15MHz |
R.14-7 FDD |
OP.1 FDD |
EVA5 |
4×2 Low |
70 |
11 |
20MHz |
R.14-3 FDD |
OP.1 FDD |
EVA5 |
4×2 Low |
70 |
11.2 |
Table 8.2.4.1.1.5-2: Single carrier performance for LAA SCell(s) for multiple CA configurations
Band-width |
Sub-test (Note 2) |
Reference channel |
OCNG pattern |
Propa-gation condition |
Correlation matrix and antenna config. |
Reference value |
|
Fraction of nominal maximum throughput (%) (Note 1) |
SNR (dB) |
||||||
20MHz |
1 |
R.1 FS3 |
OP.1 FS3 |
EVA5 |
4×2 Low |
70 |
19.6 |
2 |
R.1 FS3 |
OP.1 FS3 |
EVA5 |
4×2 Low |
70 |
19.5 |
|
3 |
R.1 FS3 |
OP.1 FS3 |
EVA5 |
4×2 Low |
70 |
19.8 |
|
4 |
R.1 FS3 |
OP.1 FS3 |
EVA5 |
4×2 Low |
70 |
19.9 |
|
Note 1: Fraction of nominal maximum throughput is calculated based on random transmission occasions of PDSCH. Note 2: An UE is required to fulfil only one test of Sub-test 1-4 depending on UE capabilities of endingDwPTS and secondSlotStartingPosition. For an UE not supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 1; For an UE not supporting endingDwPTS but supporting secondSlotStartingPosition, it is required to fulfil Sub-test 2; For an UE supporting endingDwPTS but not supporting secondSlotStartingPosition, it is required to fulfil Sub-test 3; and For an UE supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 4. |
Table 8.2.4.1.1.5-3: Minimum performance (FRC) based on single carrier performance for CA with LAA SCell(s)
Test number |
Aggregated Bandwidth (MHz) |
Minimum performance requirement (Note 2) |
UE Category |
||
Total |
PCell |
LAA SCell |
|||
1 |
2×20 |
20 |
20 |
As defined in Table 8.2.4.1.1.5-1 and Table 8.2.4.1.1.5-2 |
≥5 |
Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3C. Note 2: Apply a per-CC requirement defined in 8.2.4.1.1.5-1 for PCell and apply a per-CC requirement defined in 8.2.4.1.1.5-2 for LAA SCell. |
8.2.4.1.2 LAA PDSCH CA Closed Loop Spatial Multiplexing Performance with 4 Tx Antenna port and with TDD as Pcell (TDD single carrier)
8.2.4.1.2.1 Test purpose
The purpose of these tests is to verify the closed loop rank-two performance with frequency selective precoding for CA with LAA SCell(s).
8.2.4.1.2.2 Test applicability
This test applies to all types of E-UTRA TDD Release 13 and forward UEs of category ≥5 that support LAA with E-UTRA TDD as PCell.
8.2.4.1.2.3 Minimum conformance requirements
The parameters specified in Table 8.2.4.1.2.3-1 are valid for TDD CC and LAA SCell(s) unless otherwise stated. And the additional parameters specified in Table 8.2.4.1.2.3-2 are valid for LAA SCell(s).
Table 8.2.4.1.2.3-1: Common Test Parameters (TDD)
Parameter |
Unit |
Value |
|||
Uplink downlink configuration (Note 1) |
1 |
||||
Special subframe configuration (Note 2) |
4 |
||||
Cyclic prefix |
Normal |
||||
Cell ID |
0 |
||||
Inter-TTI Distance |
1 |
||||
Number of HARQ processes per component carrier |
Processes |
7 |
|||
Maximum number of HARQ transmission (Note 3) |
4 |
||||
Redundancy version coding sequence |
{0,1,2,3} for QPSK and 16QAM {0,0,1,2} for 64QAM and 256QAM |
||||
Cross carrier scheduling |
Not configured |
||||
Note 1: as specified in Table 4.2-2 in TS 36.211 [4]. Note 2: as specified in Table 4.2-1 in TS 36.211 [4]. Note 3: For retransmission in partial subframes, the TB size should be kept the same as the initial transmission regardless of the initial transmission is performed in full subframes or partial subframes. |
Table 8.2.4.1.2.3-2: Additional Test Parameters for LAA SCell(s)
Parameter |
Unit |
Value |
|||
DMTC Periodicity |
ms |
80 |
|||
dmtc-PeriodOffset-r12 ms80-r12 |
0 |
||||
Discovery signal occasion duration |
subframe |
1 |
|||
Power allocation of discovery signal |
Same as power allocation of CRS within a transmission burst in the test |
For CA with LAA SCell(s), the requirements are specified in Table 8.2.4.1.2.3-4, with the addition of the parameters in Table 8.2.4.1.2.3-1, Table 8.2.4.1.2.3-2, Table 8.2.4.1.2.3-3 and the downlink physical channel setup according to Annex C.3.2.
The test coverage for different number of component carriers is defined in 8.1.2.4.
Table 8.2.4.1.2.3-3: Test Parameters for Dual-Layer Spatial Multiplexing (FRC)
Parameter |
Unit |
Value |
|
Downlink power allocation |
dB |
-6 |
|
dB |
-6 (Note 1) |
||
σ |
dB |
3 |
|
at antenna port |
dBm/15kHz |
-98 |
|
Precoding granularity |
PRB |
4 for 3MHz and 5MHz CCs, 6 for 10MHz CCs, 8 for 15MHz and 20MHz CCs |
|
PMI delay (Note 2) |
ms |
10 or 11 |
|
Reporting interval |
ms |
1 or 4 (Note 3) |
|
Reporting mode |
PUSCH 1-2 |
||
CodeBookSubsetRestriction bitmap |
0000000000000000000000000000000011111111111111110000000000000000 |
||
CSI request field (Note 4) |
‘10’ |
||
PDSCH transmission mode |
TM4 |
||
DL Burst transmission pattern for LAA SCell |
As specified in B.8 |
||
The number of subframes set (S1) in a burst |
{1,3,5,8} |
||
Occupied OFDM symbols set in the last subframe |
{6,9,12,14} |
||
Random variable p defined in B.8 |
0.5 |
||
timing error relative of LAA SCell to PCell |
μs |
0 |
|
Frequency offset of th i-th LAA SCell relative to PCell |
Hz |
200 |
|
Note 1: . Note 2: If the UE reports in an available uplink reporting instance at subframe SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: For Uplink – downlink configuration 1 the reporting interval will alternate between 1ms and 4ms. Note 4: Multiple CC-s under test are configured as the 1st set of serving cells by higher layers. Note 5: ACK/NACK bits are transmitted using PUSCH with PUCCH format 3. Note 6: The same PDSCH transmission mode is applied to each component carrier. |
Table 8.2.4.1.2.3-4: Single carrier performance for PCell for multiple CA configurations
Band-width |
Reference channel |
OCNG pattern |
Propa-gation condi-tion |
Correlation matrix and antenna config. |
Reference value |
|
Fraction of maximum throughput (%) |
SNR (dB) |
|||||
1.4MHz |
R.43-1 TDD |
OP.1 TDD |
EVA5 |
4×2 Low |
70 |
11.0 |
3MHz |
R.43-2 TDD |
OP.1 TDD |
EVA5 |
4×2 Low |
70 |
9.8 |
5MHz |
R.43-3 TDD |
OP.1 TDD |
EVA5 |
4×2 Low |
70 |
10.0 |
10MHz |
R.43-4 TDD |
OP.1 TDD |
EVA5 |
4×2 Low |
70 |
10.5 |
15MHz |
R.43-5 TDD |
OP.1 TDD |
EVA5 |
4×2 Low |
70 |
10.6 |
20MHz |
R.43 TDD |
OP.1 TDD |
EVA5 |
4×2 Low |
70 |
10.7 |
Table 8.2.4.1.2.3-5: Single carrier performance for LAA SCell for multiple CA configurations
Bandwidth |
Sub-test (Note 2) |
Reference channel |
OCNG pattern |
Propa-gation condition |
Correlation matrix and antenna config. |
Reference value |
|
Fraction of maximum throughput (%) (Note 1) |
SNR (dB) |
||||||
20MHz |
1 |
R.1 FS3 |
OP.1 FS3 |
EVA5 |
4×2 Low |
70 |
18.7 |
2 |
R.1 FS3 |
OP.1 FS3 |
EVA5 |
4×2 Low |
70 |
18.6 |
|
3 |
R.1 FS3 |
OP.1 FS3 |
EVA5 |
4×2 Low |
70 |
18.9 |
|
4 |
R.1 FS3 |
OP.1 FS3 |
EVA5 |
4×2 Low |
70 |
19 |
|
Note 1: Fraction of nominal maximum throughput is calculated based on random transmission occasions of PDSCH. Note 2: An UE is required to fulfil only one test of Sub-test 1-4 depending on UE capabilities of endingDwPTS and secondSlotStartingPosition. For an UE not supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 1; For an UE not supporting endingDwPTS but supporting secondSlotStartingPosition, it is required to fulfil Sub-test 2; For an UE supporting endingDwPTS but not supporting secondSlotStartingPosition, it is required to fulfil Sub-test 3; and For an UE supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 4. |
Table 8.2.4.1.2.3-6: Minimum performance (FRC) based on single carrier performance for CA with LAA SCell(s)
Test number |
Aggregated Bandwidth (MHz) |
Minimum performance requirement (Note 2) |
UE Category |
||
Total |
PCell |
LAA SCell |
|||
1 |
2×20 |
20 |
20 |
As defined in Table 8.2.4.1.2.3-4 and Table 8.2.4.1.2.3-5 |
≥5 |
Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3C. Note 2: Apply a per-CC requirement defined in 8.2.4.1.2.3-4 for PCell and apply a per-CC requirement defined in 8.2.4.1.2.3-5 for LAA SCell. |
The normative reference for this requirement is TS 36.101 [2] clause 8.2.4.1.2
8.2.4.1.2.4 Test description
8.2.4.1.2.4.1 Initial conditions
Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.
Configurations of PDSCH and PDCCH before measurement are specified in Annex C.2.
Test Environment: Normal, as defined in TS 36.508 [7] clause 4.1.
Frequencies to be tested: Mid Range, as defined in TS 36.508 [7] clause 4.3.1.
Channel Bandwidths to be tested: 2x20MHz, according to Table 8.2.4.1.2.3-6.
CA Capability to be tested: According to Table 8.2.4.1.2.3-6
1. Connect the SS, the faders and AWGN noise sources to the UE antenna connectors as shown in TS 36.508 [7] Annex A, Figure A.46 as appropriate.
2. The parameter settings for Pcell are set up according to Table 8.2.4.1.2.3-1 as appropriate.
3. Downlink signals for PCC are initially set up according to Annex C0, C.1 and C.3.2 and uplink signals according to Annex H.1 and H.3.2.
4. Propagation conditions are set according to Annex B.0.
5. Ensure the UE is in State 3A-RF according to TS 36.508 [7] clause 5.2A.2. Message contents are defined in clause 8.2.4.1.2.4.3.
8.2.4.1.2.4.2 Test procedure
1. Configure the LAA SCC according to Annex C.0, C.1 and Annex C.3.2 for all downlink physical channels. The parameter settings for the LAA SCC are specified in 8.2.4.1.2.3-1 and 8.2.4.1.2.3-2. Additionally, the SS shall configure the PCC and the SCC according to 8.2.4.1.2.3-3.
2. The SS shall configure SCC as per TS 36.508 [7] clause 5.2A.4. Message contents are defined in clause 8.2.4.1.2.4.3.
3. SS activates SCC by sending the activation MAC-CE (Refer TS 36.321 [13], clauses 5.13, 6.1.3.8). Wait for at least 2 seconds (Refer TS 36.133 [4], clauses 8.3.3.2).
4. SS transmits PDSCH via PDCCH DCI format 2 for C_RNTI to transmit the DL RMC according to Table 8.2.4.1.2.3-4 for PCC. The SS sends downlink MAC padding bits on the DL RMC.
5. SS transmits PDSCH via PDCCH DCI format 2 for C_RNTI to transmit the DL RMC according to Tables 8.2.4.1.2.3-2 and 8.2.4.1.2.3-5 for LAA SCC. The SS sends downlink MAC padding bits on the DL RMC. SS transmits PDCCH DCI format 1C for CC_RNTI in the last two subframes of every burst to indicate number of OFDM symbols in the DwPTS of ending partial subframe if required depending on UE capability according to TS 36.213 clause 13A as described in Table 8.2.4.1.2.3-5.
6. SS schedules the UL transmission to carry the PUSCH CSI feedback via PDCCH DCI format 0 with CSI request bit set to ‘10’ and I_MCS=29 and N_PRB allocated to be less or equal to 20.
7. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR on each of the component carriers according to Tables 8.2.4.1.2.5-1 and 8.2.4.1.2.5-2 for the PCell and the LAA SCell, respectively.
8. Measure the average throughput per component carrier for a duration sufficient to achieve statistical significance according to Annex G clause G.3A.5 on both PCC and LAA SCC. Count the number of NACKs, ACKs and statDTXs on the UL during the test interval, for each component carrier and decide pass or fail according to Tables G.3.5 and G.3.6 in Annex G clause G.3.
8.2.4.1.2.4.3 Message contents
Message contents are according to TS 36.508 [7] clause 4.6 with the following exceptions:
Table 8.2.4.1.2.4.3-1: PDSCH-ConfigDedicated-DEFAULT
Derivation Path: TS 36.508 [7] clause 4.6.3, Table 4.6.3-6 PDSCH-ConfigDedicated-DEFAULT |
|||
Information Element |
Value/remark |
Comment |
Condition |
PDSCH-ConfigDedicated-DEFAULT ::= SEQUENCE { |
|||
p-a |
dB-6 |
||
} |
Table 8.2.4.1.2.4.3-2: PhysicalConfigDedicated-DEFAULT
Derivation Path: 36.508 clause 5.5.1, Table 5.5.1.2-1 |
|||
Information Element |
Value/remark |
Comment |
Condition |
PhysicalConfigDedicated-DEFAULT ::= SEQUENCE { |
|||
antennaInfo CHOICE { |
|||
explicitValue ::= SEQUENCE { |
|||
transmissionMode |
tm4 |
||
codebookSubsetRestriction CHOICE { |
|||
n4TxAntenna-tm4 |
0000000000000000000000000000000011111111111111110000000000000000 |
||
} |
|||
ue-TransmitAntennaSelection CHOICE { |
|||
release |
NULL |
||
} |
|||
} |
|||
} |
|||
cqi-ReportConfig-r10 |
CQI-ReportConfig-r10-DEFAULT |
||
} |
Table 8.2.4.1.2.4.3-3: CQI-ReportConfig-r10-DEFAULT
Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-2AA |
|||
Information Element |
Value/remark |
Comment |
Condition |
CQI-ReportConfig-r10 ::= SEQUENCE { |
RBC |
||
cqi-ReportAperiodic-r10 |
CQI-ReportAperiodic-r10-DEFAULT |
||
nomPDSCH-RS-EPRE-Offset |
0 |
||
cqi-ReportPeriodic-r10 |
Not present |
||
pmi-RI-Report-r9 |
Not present |
||
csi-SubframePatternConfig-r10 |
Not present |
||
} |
Table 8.2.4.1.2.4.3-4: CQI-ReportAperiodic-r10-DEFAULT
Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-1A |
|||
Information Element |
Value/remark |
Comment |
Condition |
CQI-ReportAperiodic-r10 ::=CHOICE { |
|||
setup SEQUENCE { |
|||
cqi-ReportModeAperiodic-r10 |
rm12 |
||
aperiodicCSI-Trigger-r10 ::= SEQUENCE { |
|||
trigger1-r10 |
11000000 |
Configure report for PCell and SCell (index = {0,1}) |
|
trigger2-r10 |
00000000 |
No report |
|
} |
|||
} |
|||
} |
Table 8.2.4.1.2.4.3-5: PhysicalConfigDedicatedSCell-r10-DEFAULT
Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-6A |
|||
Information Element |
Value/remark |
Comment |
Condition |
PhysicalConfigDedicated SCell-r10-DEFAULT ::= SEQUENCE { |
|||
nonUL-Configuration-r10 SEQUENCE { |
|||
antennaInfo-r10 SEQUENCE { |
|||
transmissionMode-r10 |
tm4 |
||
codebookSubsetRestriction-r10 |
0000000000000000000000000000000011111111111111110000000000000000 |
BIT STRING |
|
ue-TransmitAntennaSelection CHOICE { |
|||
release |
NULL |
||
} |
|||
} |
|||
pdsch-ConfigDedicated-r10 CHOICE { |
|||
p-a |
dB-6 |
||
} |
|||
} |
|||
} |
|||
ul-Configuration-r10 SEQUENCE { |
|||
cqi-ReportConfigSCell-r10 |
CQI-ReportConfigSCell-r10-DEFAULT |
||
} |
|||
Laa-ScellConfiguration-r13 SEQUENCE { |
|||
subframeStartPosition |
‘s0’ or ‘s07’ |
Depending on UE capability, as described in Table 8.2.4.1.2.3-5 |
|
Laa-SCellSubframeConfig |
‘00000000’ |
||
} |
|||
} |
Table 8.2.4.1.2.4.3-6: CQI-ReportConfigSCell-r10-DEFAULT
Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-2AB |
|||
Information Element |
Value/remark |
Comment |
Condition |
CQI-ReportConfigSCell-r10 ::= SEQUENCE { |
|||
cqi-ReportModeAperiodic-r10 |
rm12 |
||
nomPDSCH-RS-EPRE-Offset-r10 |
0 |
||
cqi-ReportPeriodicSCell-r10 |
Not present |
||
pmi-RI-Report-r10 |
Not present |
||
} |
Table 8.2.4.1.2.4.3-7: PUCCH-ConfigDedicated-v1020-DEFAULT
Derivation Path: 36.508 clause 4.6.3 Table 4.6.3-9A |
|||
Information Element |
Value/remark |
Comment |
Condition |
PUCCH-ConfigDedicated-v1020 ::= SEQUENCE { |
|||
pucch-Format-r10 CHOICE { |
|||
format3-r10 SEQUENCE { |
|||
n3PUCCH-AN-List-r10 SEQUENCE { |
4 |
||
101 |
|||
102 |
|||
103 |
|||
104 |
|||
} |
|||
twoAntennaPortActivatedPUCCH-Format3-r10 |
Not present |
||
} |
|||
} |
|||
} |
Table 8.2.4.1.2.4.3-8: TDD-Configuration-DEFAULT
Derivation Path: 36.508 clause 4.6.4 |
|||
Information Element |
Value/remark |
Comment |
Condition |
TDD-Configuration-DEFAULT ::= SEQUENCE { |
|||
subframeAssignment |
Sa1 |
||
specialSubframePatterns |
Ssp4 |
||
} |
Table 8.2.4.1.2.4.3-9: MeasDS-Config-DEFAULT
Derivation Path: 36.508 clause 4.6.6 |
|||
Information Element |
Value/remark |
Comment |
Condition |
MeasDS-Config-DEFAULT ::= CHOICE { |
|||
setup SEQUENCE { |
|||
dmtc-PeriodOffset-r12 CHOICE { |
|||
ms80-r12 |
0 |
||
} |
|||
ds-OccasionDuration-r12 CHOICE { |
|||
durationTDD-r12 |
2 |
||
} |
|||
} |
|||
} |
Table 8.2.4.1.2.4.3-10: PUSCH-ConfigDedicated-DEFAULT
Derivation Path: 36.331 clause 6.3.2 |
|||
Information Element |
Value/remark |
Comment |
Condition |
PUSCH-ConfigDedicated-DEFAULT ::= SEQUENCE { |
|||
betaOffset-ACK-Index |
5 |
||
betaOffset-RI-Index |
6 |
||
betaOffset-CQI-Index |
5 |
||
} |
Table 8.2.4.1.2.4.3-10: Void
8.2.4.1.2.5 Test requirement
Table 8.2.4.1.2.5-3 defines the test requirements based on the single carrier performance requirements for the TDD PCell defined in Table 8.2.4.1.2.5-1 and on the single carrier performance requirements for the LAA SCell defined in Table 8.2.4.1.2.5-2.
The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A clause A.3.4.2 for the TDD PCell and A.8 for the LAA SCell, for the selected throughput test, shall meet or exceed the specified value in Tables 8.2.4.1.2.5-1 and 8.2.4.1.2.5-2, respectively, for the specified SNR including test tolerances and uncertainties.
Table 8.2.4.1.2.5-1: Single carrier performance for PCell for multiple CA configurations
Band-width |
Reference channel |
OCNG pattern |
Propa-gation condi-tion |
Correlation matrix and antenna config. |
Reference value |
|
Fraction of maximum throughput (%) |
SNR (dB) |
|||||
1.4MHz |
R.43-1 TDD |
OP.1 TDD |
EVA5 |
4×2 Low |
70 |
11.9 |
3MHz |
R.43-2 TDD |
OP.1 TDD |
EVA5 |
4×2 Low |
70 |
10.7 |
5MHz |
R.43-3 TDD |
OP.1 TDD |
EVA5 |
4×2 Low |
70 |
10.9 |
10MHz |
R.43-4 TDD |
OP.1 TDD |
EVA5 |
4×2 Low |
70 |
11.4 |
15MHz |
R.43-5 TDD |
OP.1 TDD |
EVA5 |
4×2 Low |
70 |
11.5 |
20MHz |
R.43 TDD |
OP.1 TDD |
EVA5 |
4×2 Low |
70 |
11.6 |
Table 8.2.4.1.2.5-2: Single carrier performance for LAA SCell for multiple CA configurations
Bandwidth |
Sub-test (Note 2) |
Reference channel |
OCNG pattern |
Propa-gation condition |
Correlation matrix and antenna config. |
Reference value |
|
Fraction of maximum throughput (%) (Note 1) |
SNR (dB) |
||||||
20MHz |
1 |
R.1 FS3 |
OP.1 FS3 |
EVA5 |
4×2 Low |
70 |
19.6 |
2 |
R.1 FS3 |
OP.1 FS3 |
EVA5 |
4×2 Low |
70 |
19.5 |
|
3 |
R.1 FS3 |
OP.1 FS3 |
EVA5 |
4×2 Low |
70 |
19.8 |
|
4 |
R.1 FS3 |
OP.1 FS3 |
EVA5 |
4×2 Low |
70 |
19.9 |
|
Note 1: Fraction of nominal maximum throughput is calculated based on random transmission occasions of PDSCH. Note 2: An UE is required to fulfil only one test of Sub-test 1-4 depending on UE capabilities of endingDwPTS and secondSlotStartingPosition. For an UE not supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 1; For an UE not supporting endingDwPTS but supporting secondSlotStartingPosition, it is required to fulfil Sub-test 2; For an UE supporting endingDwPTS but not supporting secondSlotStartingPosition, it is required to fulfil Sub-test 3; and For an UE supporting both endingDwPTS and secondSlotStartingPosition, it is required to fulfil Sub-test 4. |
Table 8.2.4.1.2.5-3: Minimum performance (FRC) based on single carrier performance for CA with LAA SCell(s)
Test number |
Aggregated Bandwidth (MHz) |
Minimum performance requirement (Note 2) |
UE Category |
||
Total |
PCell |
LAA SCell |
|||
1 |
2×20 |
20 |
20 |
As defined in Table 8.2.4.1.2.5-1 and Table 8.2.4.1.2.5-2 |
≥5 |
Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3C. Note 2: Apply a per-CC requirement defined in 8.2.4.1.2.5-1 for PCell and apply a per-CC requirement defined in 8.2.4.1.2.5-2 for LAA SCell. |