7.3F Reference sensitivity for shared spectrum channel access

38.101-13GPPNRPart 1: Range 1 StandaloneRelease 17TSUser Equipment (UE) radio transmission and reception

7.3F.1 General

The reference sensitivity power level REFSENS is the minimum mean power applied to each one of the UE antenna ports, at which the throughput shall meet or exceed the requirements for the specified reference measurement channel.

In later clauses of Clause 7 where the value of REFSENS is used as a reference to set the corresponding requirement, the UE shall be verified against those requirements by applying the REFSENS value in Table 7.3G.2-1 with 2 Rx antenna ports tested.

7.3F.2 Reference sensitivity power level

The throughput shall be ≥ 95 % of the maximum throughput of the reference measurement channels as specified in Annexes A.2.2.2, A3.2 and A.3.3 (with one sided dynamic OCNG Pattern OP.1 FDD/TDD for the DL-signal as described in Annex A.5.1.1/A.5.2.1) with parameters specified in Table 7.3F.2-1, Table 7.3F.2-2, and Table 7.3F.2-3.

Table 7.3F.2-1: Two antenna port reference sensitivity QPSK PREFSENS

Operating band / SCS / Channel bandwidth / REFSENS

Operating band

SCS

kHz

Channel bandwidth (MHz)

REFSENS (dBm)8

Duplex Mode

n46

15

20, 40

-89.7 + 10log10(NRB/106)

TDD

30

20, 40, 60, 80, 100

-89.9 + 10log10(NRB/51)

60

60, 80, 100

-90.1 + 10log10(NRB/24)

n96, n102

15

20, 40

-89.2 + 10log10(NRB/106)

TDD

30

20, 40, 60, 80, 100

-89.4 + 10log10(NRB/51)

60

60, 80, 100

-89.6 + 10log10(NRB/24)

NOTE 1: The REFSENS value is rounded to the nearest number down to one decimal point. “NRB” in REFSENS formula is the maximum transmission bandwidth configuration as defined in Table 5.3.2-1.

For UE(s) equipped with 4 Rx antenna ports, reference sensitivity for 2Rx antenna ports in Table 7.3F.2-1 shall be modified by the amount given in ΔRIB,4R in Table 7.3F.2-2 for the applicable operating bands.

Table 7.3F.2-2: Four antenna port reference sensitivity allowance ΔRIB,4R

Operating band

ΔRIB,4R (dB)

n46, n96, n102

-2.2

The reference receive sensitivity (REFSENS) requirement specified in Table 7.3F.2-1 and Table 7.3F.2-2 shall be met with uplink transmission bandwidth less than or equal to that specified in Table 7.3F.2-3.

Table 7.3F.2-3: Uplink configuration for reference sensitivity

Operating band / SCS / Channel bandwidth

Operating Band

SCS kHz

20 MHz (dBm)

40 MHz (dBm)

60 MHz (dBm)

80 MHz (dBm)

100 MHz (dBm)

n46

15

100

216

30

50

100

162

216

270

60

24

50

75

100

135

n96, n102

15

100

216

30

50

100

162

216

270

60

24

50

75

100

135

Unless given by Table 7.3F.2-4, the minimum requirements specified in Tables 7.3F.2-1 and 7.3F.2-2 shall be verified with the network signalling value NS_01 (Table 6.2F.3.1-1) configured.

Table 7.3F.2-4: Network signaling value for reference sensitivity

Operating band

Network Signalling value

n46

NS_01

n96

NS_53

n102

NS_01

7.3F.3 ΔRIB,c

For a UE supporting CA or DC band combination, the minimum requirement for reference sensitivity in Table 7.3F.2-1 shall be increased by the amount given by ΔRIB,c defined in Table 7.3F.3-1. Unless otherwise stated, ΔRIB,c is set to zero.

Table 7.3F.3-1: ΔRIB,c due to CA (two bands)

Inter-band CA combination

Operating Band

ΔRIB,c (dB)

CA_n46-n48

n46

0

n48

0.5

In case the UE supports more than one of band combinations for CA or DC, and an operating band belongs to more than one band combinations then the applicable additional ΔRIB,c shall be the maximum value for all band combinations defined in clause 7.3A and 7.3F.3 in this specification and 7.3A, 7.3B in TS 38.101-3 [3] for the applicable operating bands.

7.3F.4 Intra-band contiguous shared spectrum channel access CA

For intra-band contiguous carrier aggregation, the throughput of each component carrier shall be ≥ 95 % of the maximum throughput of the reference measurement channels as specified in Annexes A.2.2.2, A.3.2, and A.3.3 (with one sided dynamic OCNG Pattern OP.1 FDD/TDD for the DL-signal as described in Annex A.5.1.1/A.5.2.1) with parameters specified in Table 7.3F.2-1, Table 7.3F.2-2, and Table 7.3F.2-3.

7.3G.5 Inter-band CA with shared spectrum channel access

7.3G.5.0 General

For inter-band carrier aggregation with one component carrier per operating band and the uplink assigned to one NR band the throughput of the NR carrier shall be ≥ 95 % of the maximum throughput of the reference measurement channels as specified in Annexes A.2.2.2, A.3.2, and A.3.3 (with one sided dynamic OCNG Pattern OP.1 FDD/TDD for the DL-signal as described in Annex A.5.1.1/A.5.2.1 with parameters specified in Table 7.3.2-1a, Table 7.3.2-1b, Table 7.3.2-2 and Table 7.3.2-3 modified in accordance with clause 7.3F.3. The throughput of the NR-U carrier shall be ≥ 95 % of the maximum throughput of the reference measurement channels as specified in Annexes A.2.2.2, A.3.2, and A.3.3 (with one sided dynamic OCNG Pattern OP.1 FDD/TDD for the DL-signal as described in Annex A.5.1.1/A.5.2.1) with parameters specified in Table 7.3F.2-1, Table 7.3F.2-2, and Table 7.3F.2-3 modified in accordance with clause 7.3F.3. The reference sensitivity is defined to be met with all downlink component carriers active and the PCell uplink carrier active. Exceptions to reference sensitivity are allowed in accordance with clause 7.3F.5.1 and clause 7.3F.5.2.

7.3F.5.1 Reference sensitivity exceptions due to UL harmonic interference

The reference sensitivity for the shared access band does not apply when there is at least one individual RE within the shared access downlink transmission bandwidth which falls into the reference sensitivity exclusion region as specified n Table 7.3G.5.1-1.

Table 7.3F.5.1-1: NR-U reference sensitivity measurement exclusion region in MHz.

NR Band / Harmonic order / Channel BW in UL

Band

Harmonic order

5MHz

10MHz

15MHz

20 MHz

40MHz

n25

3

+/- 15

+/- 23

+/- 35

+/- 45

+/- 90

n66

3

+/- 15

+/- 23

+/- 35

+/- 45

+/- 90

NOTE 1: Even though UL harmonic does not fall directly into NR-U band the exclusion region still applies.

NOTE 2: The center of the exclusion region is obtained by multiplying the UL channel center frequency by the harmonic order.

7.3F.5.2 Reference sensitivity exceptions due to receiver harmonic mixing

Sensitivity degradation is allowed for a band if it is impacted by receiver harmonic mixing due to another band part of the same CA configuration. Reference sensitivity exceptions are specified in Table 7.3G.5.2-1 with uplink configuration specified in Table 7.3F.5.2-2

Table 7.3F.5.2-1: Reference sensitivity exceptions due to harmonic mixing for CA in NR FR1

NR Band / Channel bandwidth of the affected DL band

UL band

DL band

5 MHz

(dB)

10 MHz

(dB)

15 MHz

(dB)

20 MHz

(dB)

25 MHz

(dB)

30

MHz(dB)

40 MHz

(dB)

50 MHz

(dB)

60 MHz

(dB)

70

MHz(dB)

80 MHz

(dB)

90 MHz

(dB)

100 MHz

(dB)

n46

n481

22.6

19.5

17.8

16.6

14

13.1

12.6

12

12

12

12

NOTE 1: The requirements should be verified for UL NR-ARFCN of the aggressor (high) band (superscript HB) such that in MHz and with carrier frequency in the victim (lower) band in MHz and the channel bandwidth configured in the higher band.

Table 7.3F.5.2-2: Reference sensitivity exceptions due to harmonic mixing for CA in NR FR1

Operating band / SCS / Channel bandwidth / Duplex-mode

Operating Band

SCS kHz

5

MHz
(dBm)

10

MHz
(dBm)

15

MHz
(dBm)

20

MHz
(dBm)

25

MHz
(dBm)

30

MHz (dBm)

40

MHz
(dBm)

50

MHz
(dBm)

60

MHz
(dBm)

70

MHz
(dBm)

80

MHz
(dBm)

90

MHz
(dBm)

100 MHz
(dBm)

Duplex Mode

n46

15

12

25

36

50

100

100

100

100

100

100

100

FDD

7.3F.5.3 Reference sensitivity exceptions due to cross band isolation

For unsynchronized operation, Rx de-sensing in one band will be caused by another band due to lack of isolation in the band filters. Reference sensitivity exceptions for cross band are specified in Table 7.3F.5.3-1 with uplink configuration specified in Table 7.3F.5.3-2-2.

Table 7.3F.5.3-1: MSD due to cross band isolation

Operating Band / Channel bandwidth of the affected DL band

CA Configuration

UL band

DL band

5
MHz (dB)

10
MHz (dB)

15
MHz (dB)

20
MHz (dB)

25
MHz (dB)

30 MHz (dB)

40 MHz (dB)

50 MHz (dB)

60 MHz (dB)

80 MHz (dB)

90 MHz (dB)

100 MHz (dB)

CA_n46A-n48A

n46

n48

13.3

10.4

8.8

7.8

7.8

7

6.5

5.7

5.4

5.1

n48

n46

13.5

10.9

9.4

8.7

Table 7.3F.5.3-2: Uplink configuration for reference sensitivity exceptions due to cross band isolation

Operating Band / SCS / Channel bandwidth of the affected DL band

UL band

DL band

SCS of UL band (kHz)

5 MHz

10 MHz

15 MHz

20 MHz

25 MHz

30 MHz

40 MHz

50 MHz

60 MHz

80 MHz

90 MHz

100 MHz

n46

n48

30

216

216

216

216

216

216

216

216

216

216

n48

n46

15

216

216

216

216

NOTE 1: The UL configuration applies regardless of the channel bandwidth of the UL band unless the UL resource blocks exceed that specified in Table 7.3.2-3 for the uplink bandwidth in which case the allocation according to Table 7.3.2-3 applies.

NOTE 2: Refers to the UL resource blocks shall be located as close as possible to the downlink operating band but confined within the transmission bandwidth configuration for the channel bandwidth in Table 5.3.2-1.