6.3A Output power dynamics for CA

38.101-13GPPNRPart 1: Range 1 StandaloneRelease 17TSUser Equipment (UE) radio transmission and reception

6.3A.1 Minimum output power for CA

6.3A.1.1 Minimum output power for intra-band contiguous CA

For intra-band contiguous carrier aggregation, the minimum output power is defined per carrier and the requirement is specified in clause 6.3.1.

6.3A.1.2 Minimum output power for intra-band non-contiguous CA

For intra-band non-contiguous carrier aggregation, the minimum output power is defined per carrier and the requirement is specified in clause 6.3.1.

6.3A.1.3 Minimum output power for inter-band CA

For inter-band carrier aggregation with one uplink carrier assigned to one NR band, the minimum output power requirements in clause 6.3.1 apply.

For inter-band carrier aggregation with two uplink contiguous carrier assigned to one NR band, the minimum output power requirements in subclause 6.3A.1.1apply for those carriers. For inter-band carrier aggregation with uplink assigned to two NR bands, the minimum output power is defined per carrier and the requirement is specified in clause 6.3.1.

For inter-band carrier aggregation with two uplink non-contiguous carrier assigned to one NR band, the minimum output power requirements in subclause 6.3A.1.2 apply for those carriers.

For inter-band carrier aggregation with uplink assigned to two NR bands, the minimum output power is defined per carrier and the requirement is specified in clause 6.3.1.

For combinations of intra-band and inter-band carrier aggregation with three uplink component carriers (up to two contiguously aggregated carriers per operating band), the minimum output power requirements specified in subclause 6.3.1 apply for the NR band supporting one component carrier, and for the NR band supporting two contiguous component carriers the requirements specified in subclause 6.3A.1.1 apply.

6.3A.1.4 Void

6.3A.2 Transmit OFF power for CA

6.3A.2.1 Transmit OFF power for intra-band contiguous CA

For intra-band contiguous carrier aggregation, the transmit OFF power specified in clause 6.3.2 is applicable for each component carrier when the transmitter is OFF on all component carriers. The transmitter is considered to be OFF when the UE is not allowed to transmit on any of its ports.

6.3A.2.2 Transmit OFF power for intra-band non-contiguous CA

For intra-band non-contiguous carrier aggregation, the transmit OFF power specified in clause 6.3.2 is applicable for each component carrier when the transmitter is OFF on all component carriers. The transmitter is considered to be OFF when the UE is not allowed to transmit on any of its ports.

6.3A.2.3 Transmit OFF power for inter-band CA

For inter-band carrier aggregation with one uplink carrier assigned to one NR band, the transmit OFF power requirements in subclause 6.3.2 apply.

For inter-band carrier aggregation with two contiguous carriers assigned to one NR band, the transmit OFF power requirements in subclause 6.3A.2.1 apply for those carriers.

For inter-band carrier aggregation with two uplink non-contiguous carrier assigned to one NR band, the transmit OFF power requirements in subclause 6.3A.2.2 apply for those carriers.

For inter-band carrier aggregation with uplink assigned to two NR bands, the transmit OFF power specified in clause 6.3.2 is applicable for each component carrier when the transmitter is OFF on all component carriers. The transmitter is considered to be OFF when the UE is not allowed to transmit on any of its ports.

For combinations of intra-band and inter-band carrier aggregation with three uplink component carriers (up to two contiguously aggregated carriers per operating band), the transmit OFF power requirements specified in subclause 6.3.2 apply for the NR band supporting one component carrier, and for the NR band supporting two contiguous component carriers the requirements specified in subclause 6.3A.2.1 apply.

6.3A.2.4 Void

6.3A.3 Transmit ON/OFF time mask for CA

6.3A.3.1 Transmit ON/OFF time mask for intra-band contiguous CA

For intra-band contiguous carrier aggregation, the general output power ON/OFF time mask specified in clause 6.3.3.1 is applicable for each component carrier during the ON power period and the transient periods. The OFF period as specified in clause 6.3.3.1 shall only be applicable for each component carrier when all the component carriers are OFF.

6.3A.3.2 Transmit ON/OFF time mask for intra-band non-contiguous CA

For intra-band non-contiguous carrier aggregation, the general output power ON/OFF time mask specified in clause 6.3.3.1 is applicable for each component carrier during the ON power period and the transient periods. The OFF period as specified in clause 6.3.3.1 shall only be applicable for each component carrier when all the component carriers are OFF.

6.3A.3.3 Transmit ON/OFF time mask for inter-band CA

6.3A.3.3.1 General

For inter-band carrier aggregation with one uplink carrier assigned to one NR band, the transmit ON/OFF time mask requirements in subclause 6.3.3 apply.

For inter-band carrier aggregation with two contiguous carriers assigned to one NR band, the transmit ON/OFF time mask requirements in subclause 6.3A.3.1 apply for those carriers.

For inter-band carrier aggregation with two uplink non-contiguous carrier assigned to one NR band, the transmit ON/OFF time mask requirements in subclause 6.3A.3.2 apply for those carriers.

For inter-band carrier aggregation with uplink assigned to two NR bands, the general output power ON/OFF time mask specified in clause 6.3.3.1 is applicable for each component carrier during the ON power period and the transient periods. The OFF period as specified in clause 6.3.3.1 shall only be applicable for each component carrier when all the component carriers are OFF.

For combinations of intra-band and inter-band carrier aggregation with three uplink component carriers (up to two contiguously aggregated carriers per operating band), the transmit ON/OFF time mask requirements specified in subclause 6.3.3.1 apply for the NR band supporting one component carrier, and for the NR band supporting two contiguous component carriers the requirements specified in subclause 6.3A.3.1 apply.

6.3A.3.3.2 Time mask for switching between two uplink carriers

In addition to the requirements in 6.3A.3.3.1 and the maximum output power requirement specified in Table 6.2A.1.3-1 with uplink assigned to two NR bands, the switching time mask specified in this clause is applicable for an uplink band pair of a inter-band UL CA configuration when the capability uplinkTxSwitchingPeriod is present, and is only applicable for uplink switching mechanisms specified in clause 6.1.6 of TS 38.214 [10], where NR UL carrier 1 is capable of one transmit antenna connector and NR UL carrier 2 is capable of two transmit antenna connectors with 3dB boosting on the maximum output power for CA power class 3 when the capability uplinkTxSwitching-PowerBoosting is present and the IE uplinkTxSwitchingPowerBoosting is enabled, and the two uplink carriers are in different bands with different carrier frequencies. The UE shall support the switch between single layer transmission with one antenna port and two-layer transmission with two antenna ports on the two uplink carriers following the scheduling commands and rank adaptation, i.e., both single layer and two-layer transmission with 2 antenna ports, and single layer transmission with 1 antenna port shall be supported on NR UL carrier 2.

The switching periods described in Figure 6.3A.3.3.2-1a and Figure 6.3A.3.3.2-1b are located in either NR carrier 1 or carrier 2 as indicated in RRC signalling uplinkTxSwitchingPeriodLocation [7], and the length of uplink switching period X is less than the value indicated by UE capability uplinkTxSwitchingPeriod.

Figure 6.3A.3.3.2-1a: Time mask for switching between UL carrier 1 and UL Carrier 2, where the switching period is located in carrier 1

Figure 6.3A.3.3.2-1b: Time mask for switching between UL carrier 1 and UL Carrier 2, where the switching period is located in carrier 2

The requirements apply for the case of co-located and synchronized network deployment for the two uplink carriers.

The requirements apply for the case of single TAG for the two uplink carriers, i.e., the same uplink timing for the two carriers as described in clause 4.2 of TS 38.213 [8].

6.3A.3.3.3 Time mask for switching between two uplink carriers with two transmit antenna connectors

In addition to the requirements in 6.3A.3.3.1 and the maximum output power requirement specified in Table 6.2A.1.3-1 with uplink assigned to two NR bands, the switching time mask specified in this clause is applicable for an uplink band pair of a inter-band UL CA configuration when the capability uplinkTxSwitchingPeriod2T2T is present, and is only applicable for uplink switching mechanisms specified in clause 6.1.6 of TS 38.214 [10], where NR UL carrier 1 is capable of two transmit antenna connectors and NR UL carrier 2 is capable of two transmit antenna connectors, and the two uplink carriers are in different bands with different carrier frequencies. The UE shall support the switch between two-layer transmission with two antenna ports and two-layer transmission with two antenna ports on the two uplink carriers following the scheduling commands and rank adaptation, i.e., both single layer and two-layer transmission with 2 antenna ports, and single layer transmission with 1 antenna port shall be supported on NR UL carrier 1 and carrier 2.

The switching periods described in Figure 6.3A.3.3.3-1a and Figure 6.3A.3.3.3-1b are located in either NR carrier 1 or carrier 2 as indicated in RRC signalling uplinkTxSwitchingPeriodLocation [7], and the length of uplink switching period X is less than the value indicated by UE capability uplinkTxSwitchingPeriod2T2T.

Figure 6.3A.3.3.3-1a: Time mask for switching between UL carrier 1 and UL Carrier 2, where the switching period is located in carrier 1

Figure 6.3A.3.3.3-1b: Time mask for switching between UL carrier 1 and UL Carrier 2, where the switching period is located in carrier 2

The requirements apply for the case of co-located and synchronized network deployment for the two uplink carriers.

The requirements apply for the case of single TAG for the two uplink carriers, i.e., the same uplink timing for the two carriers as described in clause 4.2 of TS 38.213 [8].

6.3A.3.3.4 Time mask for switching between one uplink band with one transmit antenna connector and one uplink band with two transmit antenna connectors

In addition to the requirements in 6.3A.3.3.1 and the maximum output power requirement specified in Table 6.2A.1.3-1 with uplink assigned to two NR bands, the switching time mask specified in this clause is applicable for an uplink band pair of a inter-band UL CA configuration when the capability uplinkTxSwitchingPeriod is present, and is only applicable for uplink switching mechanisms specified in clause 6.1.6 of TS 38.214 [10], where NR UL carrier 1 in band A is capable of one transmit antenna connector, NR UL carrier 2 and carrier 3 in band B are capable of two transmit antenna connectors. NR UL carrier 2 and carrier 3 are two contiguous aggregated carriers, and band A and band B are different bands with different carrier frequencies. The UE shall support the switch between single layer transmission with one antenna port and two-layer transmission with two antenna ports on the two uplink bands following the scheduling commands and rank adaptation, i.e., both single layer and two-layer transmission with 2 antenna ports, and single layer transmission with 1 antenna port shall be supported on NR UL carrier 2 and carrier 3 in band B.

The switching periods described in Figure 6.3A.3.3.4-1a and Figure 6.3A.3.3.4-1b are located in either NR band A or band B as indicated in RRC signalling uplinkTxSwitchingPeriodLocation [7], and the length of uplink switching period X is less than the value indicated by UE capability uplinkTxSwitchingPeriod .

Figure 6.3A.3.3.4-1a: Time mask for switching between one carrier in band A and two contiguous carriers in band B, where the switching period is located in band A

Figure 6.3A.3.3.4-1b: Time mask for switching between one carrier in band A and two contiguous carriers in band B, where the switching period is located in band B

The requirements apply for the case of co-located and synchronized network deployment for the three uplink carriers.

The requirements apply for the case of single TAG for the three uplink carriers, i.e., the same uplink timing for the three carriers as described in clause 4.2 of TS 38.213 [8].

6.3A.3.3.5 Time mask for switching between two uplink bands with two transmit antenna connectors

In addition to the requirements in 6.3A.3.3.1 and the maximum output power requirement specified in Table 6.2A.1.3-1 with uplink assigned to two NR bands, the switching time mask specified in this clause is applicable for an uplink band pair of a inter-band UL CA configuration when the capability uplinkTxSwitchingPeriod2T2T is present, and is only applicable for uplink switching mechanisms specified in clause 6.1.6 of TS 38.214 [10], where NR UL carrier 1 in band A is capable of two transmit antenna connectors, NR UL carrier 2 and carrier 3 in band B are capable of two transmit antenna connectors. NR UL carrier 2 and carrier 3 are two contiguous aggregated carriers, and band A and band B are different bands with different carrier frequencies. The UE shall support the switch between two-layer transmission with two antenna ports and two-layer transmission with two antenna ports on the two uplink bands following the scheduling commands and rank adaptation, i.e., both single layer and two-layer transmission with 2 antenna ports, and single layer transmission with 1 antenna port shall be supported on NR UL carrier 1, carrier 2 and carrier 3 in the two bands.

The switching periods described in Figure 6.3A.3.3.5-1a and Figure 6.3A.3.3.5-1b are located in either NR band A or band B as indicated in RRC signalling uplinkTxSwitchingPeriodLocation [7], and the length of uplink switching period X is less than the value indicated by UE capability uplinkTxSwitchingPeriod2T2T.

Figure 6.3A.3.3.5-1a: Time mask for switching between one carrier in band A and two contiguous carriers in band B, where the switching period is located in band A

Figure 6.3A.3.3.5-1b: Time mask for switching between one carrier in band A and two contiguous carriers in band B, where the switching period is located in band B

The requirements apply for the case of co-located and synchronized network deployment for the three uplink carriers.

The requirements apply for the case of single TAG for the three uplink carriers, i.e., the same uplink timing for the three carriers as described in clause 4.2 of TS 38.213 [8].

6.3A.3.4 Void

6.3A.4 Power control for CA

6.3A.4.1 Power control for intra-band contiguous CA

6.3A.4.1.1 Absolute power tolerance

The absolute power tolerance is the ability of the UE transmitter to set its initial output power to a specific value for the first sub-frame at the start of a contiguous transmission or non-contiguous transmission with a transmission gap on each active component carriers larger than 20ms. The requirement can be tested by time aligning any transmission gaps on the component carriers.

6.3A.4.1.1.1 Minimum requirements

For intra-band contiguous carrier aggregation the absolute power control tolerance per component carrier is given in Table 6.3.4.2-1.

6.3A.4.1.2 Relative power tolerance

6.3A.4.1.2.1 Minimum requirements

For intra-band contiguous carrier aggregation, the requirements apply when the power of the target and reference sub-frames on each component carrier exceed the minimum output power as defined in clause 6.3A.1 and the total power is limited by PUMAX as defined in clause 6.2A.4. The UE shall meet the following requirements for transmission on both assigned component carriers when the average transmit power per PRB is aligned across both assigned carriers in the reference sub-frame:

a) for all possible combinations of PUSCH and PUCCH transitions per component carrier, the corresponding requirements given in Table 6.3.4.3-1;

b) for SRS transitions on each component carrier, the requirements for combinations of PUSCH/PUCCH and SRS transitions given in Table 6.3.4.2-1 with simultaneous SRS of constant SRS bandwidth allocated in the target and reference subrames;

c) for RACH on the primary component carrier, the requirements given in Table 6.3.4.3-1 for PRACH.

For a) and b) above, the power step P between the reference and target subframes shall be set by a TPC command and/or an uplink scheduling grant transmitted by means of an appropriate DCI Format.

6.3A.4.1.3 Aggregate power control tolerance

For intra-band contiguous carrier aggregation, the aggregate power tolerance per component carrier is given in Table 6.3.4.4-1. The average power per PRB shall be aligned across both assigned carriers before the start of the test. The requirement can be tested with the transmission gaps time aligned between component carriers.

6.3A.4.2 Power control for intra-band non-contiguous CA

6.3A.4.2.1 Absolute power tolerance

The absolute power tolerance is the ability of the UE transmitter to set its initial output power to a specific value for the first sub-frame at the start of a contiguous transmission or non-contiguous transmission with a transmission gap on each active component carriers larger than 20ms. The requirement can be tested by time aligning any transmission gaps on the component carriers.

6.3A.4.2.1.1 Minimum requirements

For intra-band non-contiguous carrier aggregation the absolute power control tolerance per component carrier is given in Table 6.3.4.2-1.

6.3A.4.2.2 Relative power tolerance

6.3A.4.2.2.1 Minimum requirements

For intra-band non-contiguous carrier aggregation, the requirements apply when the power of the target and reference sub-frames on each component carrier exceed the minimum output power as defined in subclause 6.3A.1 and the total power is limited by PUMAX as defined in subclause 6.2A.4. The UE shall meet the following requirements for transmission on both assigned component carriers when the average transmit power per PRB is aligned across both assigned carriers in the reference sub-frame:

a) for all possible combinations of PUSCH and PUCCH transitions per component carrier, the corresponding requirements given in Table 6.3.4.3-1;

b) for SRS transitions on each component carrier, the requirements for combinations of PUSCH/PUCCH and SRS transitions given in Table 6.3.4.3-1 with simultaneous SRS of constant SRS bandwidth allocated in the target and reference subrames;

c) for RACH on the primary component carrier, the requirements given in Table 6.3.4.3-1for PRACH.

For a) and b) above, the power step P between the reference and target subframes shall be set by a TPC command and/or an uplink scheduling grant transmitted by means of an appropriate DCI Format.

6.3A.4.2.3 Aggregate power control tolerance

For intra-band non-contiguous carrier aggregation, the aggregate power tolerance per component carrier is given in Table 6.3.4.4-1. The average power per PRB shall be aligned across both assigned carriers before the start of the test. The requirement can be tested with the transmission gaps time aligned between component carriers.

6.3A.4.3 Power control for inter-band CA

No requirements unique to CA operation are defined.

6.3A.4.4 Void