8.2 Performance requirements for PUSCH

36.1043GPPBase Station (BS) radio transmission and receptionEvolved Universal Terrestrial Radio Access (E-UTRA)Release 18TS

Tools: ARFCN - Frequency Conversion for 5G NR/LTE/UMTS/GSM

8.2.1 Requirements in multipath fading propagation conditions

The performance requirement of PUSCH is determined by a minimum required throughput for a given SNR. The required throughput is expressed as a fraction of maximum throughput for the FRCs listed in Annex A. The performance requirements assume HARQ retransmissions. For 2Tx test the HARQ retransmissions for two codewords are independent. The requirements defined based on FRC in Annex A.17 apply to the BS supporting PUSCH with 256QAM. The requirements defined based on FRC in Annex A.18 apply to the BS supporting PUSCH transmission in UpPTS. The requirements defined based on FRC in Annex A.19 apply to the BS supporting both PUSCH transmission in UpPTS and PUSCH with 256QAM. For PUSCH transmission in UpPTS, the special subframe configuration is 10 as specified in 36.211 [10] Table 4.2-1, and during the test only special subframe is scheduled.

Table 8.2.1-1 Test parameters for testing PUSCH

Parameter	Value
Maximum number of HARQ transmissions	4
RV sequence	0, 2, 3, 1, 0, 2, 3, 1
Uplink-downlink allocation for TDD	Configuration 1 (2:2)

8.2.1.1 Minimum requirements

The throughput shall be equal to or larger than the fraction of maximum throughput stated in the tables 8.2.1.1-1 to 8.2.1.1-6 at the given SNR for 1Tx and in tables 8.2.1.1-7 to 8.2.1.1-12 for 2Tx two layer spatial multiplexing transmission.

Table 8.2.1.1-1 Minimum requirements for PUSCH, 1.4 MHz Channel Bandwidth, 1Tx

Number of TX antennas	Number of RX antennas	Cyclic prefix	Propagation conditions and correlation matrix (Annex B)	FRC (Annex A)	Fraction of maximum throughput	SNR [dB]
1	2	Normal	EPA 5Hz Low	A3-2	30%	-4.1
				A3-2	70%	0.1
				A4-3	70%	10.6
				A5-2	70%	17.7
				A17-1	70%	21.4
				A18-1	70%	7.4
				A19-1	70%	18.1
			EVA 5Hz Low	A3-1	30%	-2.7
				A3-1	70%	1.8
				A4-1	30%	4.4
				A4-1	70%	11.3
				A5-1	70%	18.6
			EVA 70Hz Low	A3-2	30%	-3.9
				A3-2	70%	0.7
				A4-3	30%	4.0
				A4-3	70%	11.9
			ETU 70Hz* Low	A3-1	30%	-2.4
			ETU 70Hz* Low	A3-1	70%	2.4
			ETU 300Hz* Low	A3-1	30%	-2.2
			ETU 300Hz* Low	A3-1	70%	2.9
		Extended	ETU 70Hz* Low	A4-2	30%	4.8
		Extended	ETU 70Hz* Low	A4-2	70%	13.5
	4	Normal	EPA 5Hz Low	A3-2	30%	-6.6
				A3-2	70%	-3.1
				A4-3	70%	7.1
				A5-2	70%	14.4
				A17-1	70%	18.2
				A18-1	70%	4.1
				A19-1	70%	14.7
			EVA 5Hz Low	A3-1	30%	-5.0
				A3-1	70%	-1.3
				A4-1	30%	1.3
				A4-1	70%	7.8
				A5-1	70%	15.4
			EVA 70Hz Low	A3-2	30%	-6.3
				A3-2	70%	-2.7
				A4-3	30%	0.8
				A4-3	70%	8.3
			ETU 70Hz* Low	A3-1	30%	-4.8
			ETU 70Hz* Low	A3-1	70%	-1.0
			ETU 300Hz* Low	A3-1	30%	-4.6
			ETU 300Hz* Low	A3-1	70%	-0.6
			ETU 600Hz** Low	A13-1	30%	-0.9
			ETU 600Hz** Low	A13-1	70%	6.1
		Extended	ETU 70Hz* Low	A4-2	30%	1.6
		Extended	ETU 70Hz* Low	A4-2	70%	9.9
	8	Normal	EPA 5Hz Low	A3-2	30%	-9.4
				A3-2	70%	-6.4
				A4-3	70%	4.0
				A5-2	70%	10.9
				A17-1	70%	15.1
				A18-1	70%	1.1
				A19-1	70%	11.6
			EVA 5Hz Low	A3-1	30%	-7.2
				A3-1	70%	-3.8
				A4-1	30%	-1.7
				A4-1	70%	4.6
				A5-1	70%	11.7
			EVA 70Hz Low	A3-2	30%	-9.0
				A3-2	70%	-5.8
				A4-3	30%	-2.5
				A4-3	70%	4.8
			ETU 70Hz* Low	A3-1	30%	-6.8
			ETU 70Hz* Low	A3-1	70%	-3.6
ETU 300Hz* Low			A3-1	30%	-6.7
ETU 300Hz* Low			A3-1	70%	-3.3
Extended		ETU 70Hz* Low	A4-2	30%	-1.1
Extended		ETU 70Hz* Low	A4-2	70%	6.4
Note: Not applicable for Local Area BS and Home BS. Note*: Not applicable for Local Area BS and Home BS, and only applicable for BS supporting ETU600.

Table 8.2.1.1-2 Minimum requirements for PUSCH, 3 MHz Channel Bandwidth, 1Tx

Number of TX antennas	Number of RX antennas	Cyclic prefix	Propagation conditions and correlation matrix (Annex B)	FRC (Annex A)	Fraction of maximum throughput	SNR [dB]
1	2	Normal	EPA 5Hz Low	A3-3	30%	-4.1
				A3-3	70%	0.1
				A4-4	70%	10.9
				A5-3	70%	18.1
				A17-2	70%	22.0
				A18-2	70%	7.4
				A19-2	70%	17.9
			EVA 5Hz Low	A3-1	30%	-2.8
				A3-1	70%	1.8
				A4-1	30%	4.3
				A4-1	70%	11.5
				A5-1	70%	18.8
			EVA 70Hz Low	A3-3	30%	-4.0
				A3-3	70%	0.6
				A4-4	30%	4.7
				A4-4	70%	12.5
			ETU 70Hz* Low	A3-1	30%	-2.5
			ETU 70Hz* Low	A3-1	70%	2.4
			ETU 300Hz* Low	A3-1	30%	-2.2
			ETU 300Hz* Low	A3-1	70%	2.9
		Extended	ETU 70Hz* Low	A4-2	30%	4.7
		Extended	ETU 70Hz* Low	A4-2	70%	13.5
	4	Normal	EPA 5Hz Low	A3-3	30%	-6.8
				A3-3	70%	-3.4
				A4-4	70%	7.7
				A5-3	70%	14.4
				A17-2	70%	18.7
				A18-2	70%	4.0
				A19-2	70%	14.0
			EVA 5Hz Low	A3-1	30%	-5.0
				A3-1	70%	-1.3
				A4-1	30%	1.2
				A4-1	70%	7.8
				A5-1	70%	15.4
			EVA 70Hz Low	A3-3	30%	-6.5
				A3-3	70%	-2.9
				A4-4	30%	1.6
				A4-4	70%	8.7
			ETU 70Hz* Low	A3-1	30%	-4.8
			ETU 70Hz* Low	A3-1	70%	-0.9
			ETU 300Hz* Low	A3-1	30%	-4.6
			ETU 300Hz* Low	A3-1	70%	-0.6
			ETU 600Hz** Low	A13-2	30%	-1.1
			ETU 600Hz** Low	A13-2	70%	5.8
		Extended	ETU 70Hz* Low	A4-2	30%	1.5
		Extended	ETU 70Hz* Low	A4-2	70%	9.9
	8	Normal	EPA 5Hz Low	A3-3	30%	-9.6
				A3-3	70%	-6.6
				A4-4	70%	4.1
				A5-3	70%	11.1
				A17-2	70%	15.6
				A18-2	70%	1.3
				A19-2	70%	11.0
			EVA 5Hz Low	A3-1	30%	-7.1
				A3-1	70%	-4.0
				A4-1	30%	-1.6
				A4-1	70%	4.4
				A5-1	70%	11.7
			EVA 70Hz Low	A3-3	30%	-9.3
				A3-3	70%	-5.9
				A4-4	30%	-2.8
				A4-4	70%	4.8
			ETU 70Hz* Low	A3-1	30%	-7.0
			ETU 70Hz* Low	A3-1	70%	-3.7
ETU 300Hz* Low			A3-1	30%	-6.8
ETU 300Hz* Low			A3-1	70%	-3.3
Extended		ETU 70Hz* Low	A4-2	30%	-1.2
Extended		ETU 70Hz* Low	A4-2	70%	6.5
Note: Not applicable for Local Area BS and Home BS. Note*: Not applicable for Local Area BS and Home BS, and only applicable for BS supporting ETU600.

Table 8.2.1.1-3 Minimum requirements for PUSCH, 5 MHz Channel Bandwidth, 1Tx

Number of TX antennas	Number of RX antennas	Cyclic prefix	Propagation conditions a and correlation matrix (Annex B)	FRC (Annex A)	Fraction of maximum throughput	SNR [dB]
1	2	Normal	EPA 5Hz Low	A3-4	30%	-4.7
				A3-4	70%	-0.7
				A4-5	70%	10.4
				A5-4	70%	18.0
				A17-3	70%	21.9
				A18-3	70%	8.3
				A19-3	70%	19.4
			EVA 5Hz Low	A3-1	30%	-2.7
				A3-1	70%	1.8
				A4-1	30%	4.3
				A4-1	70%	11.5
				A5-1	70%	18.6
			EVA 70Hz Low	A3-4	30%	-4.5
				A3-4	70%	-0.1
				A4-5	30%	4.3
				A4-5	70%	12.3
			ETU 70Hz* Low	A3-1	30%	-2.5
			ETU 70Hz* Low	A3-1	70%	2.4
			ETU 300Hz* Low	A3-1	30%	-2.2
			ETU 300Hz* Low	A3-1	70%	2.9
		Extended	ETU 70Hz* Low	A4-2	30%	4.8
		Extended	ETU 70Hz* Low	A4-2	70%	13.5
	4	Normal	EPA 5Hz Low	A3-4	30%	-7.1
				A3-4	70%	-3.8
				A4-5	70%	7.6
				A5-4	70%	14.4
				A17-3	70%	18.5
				A18-3	70%	5.1
				A19-3	70%	15.8
			EVA 5Hz Low	A3-1	30%	-5.1
				A3-1	70%	-1.4
				A4-1	30%	1.2
				A4-1	70%	7.9
				A5-1	70%	15.5
			EVA 70Hz Low	A3-4	30%	-6.9
				A3-4	70%	-3.3
				A4-5	30%	1.2
				A4-5	70%	8.3
			ETU 70Hz* Low	A3-1	30%	-4.8
			ETU 70Hz* Low	A3-1	70%	-0.9
			ETU 300Hz* Low	A3-1	30%	-4.6
			ETU 300Hz* Low	A3-1	70%	-0.6
			ETU 600Hz** Low	A13-3	30%	-0.9
			ETU 600Hz** Low	A13-3	70%	6.1
		Extended	ETU 70Hz* Low	A4-2	30%	1.6
		Extended	ETU 70Hz* Low	A4-2	70%	9.9
	8	Normal	EPA 5Hz Low	A3-4	30%	-10.1
				A3-4	70%	-7.2
				A4-5	70%	4.0
				A5-4	70%	11.3
				A17-3	70%	15.3
				A18-3	70%	2.0
				A19-3	70%	12.5
			EVA 5Hz Low	A3-1	30%	-7.1
				A3-1	70%	-3.9
				A4-1	30%	-1.9
				A4-1	70%	4.4
				A5-1	70%	11.7
			EVA 70Hz Low	A3-4	30%	-9.9
				A3-4	70%	-6.7
				A4-5	30%	-2.5
				A4-5	70%	4.6
			ETU 70Hz* Low	A3-1	30%	-6.9
			ETU 70Hz* Low	A3-1	70%	-3.4
ETU 300Hz* Low			A3-1	30%	-6.9
ETU 300Hz* Low			A3-1	70%	-3.3
Extended		ETU 70Hz* Low	A4-2	30%	-1.2
Extended		ETU 70Hz* Low	A4-2	70%	6.4
Note: Not applicable for Local Area BS and Home BS. Note*: Not applicable for Local Area BS and Home BS, and only applicable for BS supporting ETU600.

Table 8.2.1.1-4 Minimum requirements for PUSCH, 10 MHz Channel Bandwidth, 1Tx

Number of TX antennas	Number of RX antennas	Cyclic prefix	Propagation conditions and correlation matrix (Annex B)	FRC (Annex A)	Fraction of maximum throughput	SNR [dB]
1	2	Normal	EPA 5Hz Low	A3-5	30%	-4.2
				A3-5	70%	-0.4
				A4-6	70%	10.8
				A5-5	70%	18.3
				A17-4	70%	22.6
				A18-4	70%	8.5
				A19-4	70%	19.5
			EVA 5Hz Low	A3-1	30%	-2.7
				A3-1	70%	1.9
				A4-1	30%	4.3
				A4-1	70%	11.4
				A5-1	70%	18.8
			EVA 70Hz Low	A3-5	30%	-4.1
				A3-5	70%	0.1
				A4-6	30%	4.5
				A4-6	70%	12.6
			ETU 70Hz* Low	A3-1	30%	-2.5
			ETU 70Hz* Low	A3-1	70%	2.4
			ETU 300Hz* Low	A3-1	30%	-2.2
			ETU 300Hz* Low	A3-1	70%	2.9
		Extended	ETU 70Hz* Low	A4-2	30%	4.8
		Extended	ETU 70Hz* Low	A4-2	70%	13.6
	4	Normal	EPA 5Hz Low	A3-5	30%	-6.8
				A3-5	70%	-3.5
				A4-6	70%	7.5
				A5-5	70%	14.7
				A17-4	70%	19.2
				A18-4	70%	5.3
				A19-4	70%	15.8
			EVA 5Hz Low	A3-1	30%	-5.0
				A3-1	70%	-1.2
				A4-1	30%	1.2
				A4-1	70%	7.9
				A5-1	70%	15.5
			EVA 70Hz Low	A3-5	30%	-6.7
				A3-5	70%	-2.9
				A4-6	30%	0.7
				A4-6	70%	8.0
			ETU 70Hz* Low	A3-1	30%	-4.8
			ETU 70Hz* Low	A3-1	70%	-0.9
			ETU 300Hz* Low	A3-1	30%	-4.6
			ETU 300Hz* Low	A3-1	70%	-0.6
			ETU 600Hz** Low	A13-4	30%	-1.0
			ETU 600Hz** Low	A13-4	70%	6.2
		Extended	ETU 70Hz* Low	A4-2	30%	1.7
		Extended	ETU 70Hz* Low	A4-2	70%	10.3
	8	Normal	EPA 5Hz Low	A3-5	30%	-9.8
				A3-5	70%	-6.7
				A4-6	70%	4.2
				A5-5	70%	11.5
				A17-4	70%	15.9
				A18-4	70%	2.1
				A19-4	70%	12.5
			EVA 5Hz Low	A3-1	30%	-6.9
				A3-1	70%	-3.8
				A4-1	30%	-1.7
				A4-1	70%	4.5
				A5-1	70%	11.9
			EVA 70Hz Low	A3-5	30%	-9.7
				A3-5	70%	-6.2
				A4-6	30%	-2.6
				A4-6	70%	4.7
			ETU 70Hz* Low	A3-1	30%	-6.8
			ETU 70Hz* Low	A3-1	70%	-3.6
ETU 300Hz* Low			A3-1	30%	-6.8
ETU 300Hz* Low			A3-1	70%	-3.3
Extended		ETU 70Hz* Low	A4-2	30%	-1.1
Extended		ETU 70Hz* Low	A4-2	70%	6.5
Note: Not applicable for Local Area BS and Home BS. Note*: Not applicable for Local Area BS and Home BS, and only applicable for BS supporting ETU600.

Table 8.2.1.1-5 Minimum requirements for PUSCH, 15 MHz Channel Bandwidth, 1Tx

Number of TX antennas	Number of RX antennas	Cyclic prefix	Propagation conditions and correlation matrix (Annex B)	FRC (Annex A)	Fraction of maximum throughput	SNR [dB]
1	2	Normal	EPA 5Hz Low	A3-6	30%	-4.5
				A3-6	70%	-0.8
				A4-7	70%	11.3
				A5-6	70%	18.8
				A17-5	70%	22.8
				A18-5	70%	9.4
				A19-5	70%	21.4
			EVA 5Hz Low	A3-1	30%	-2.8
				A3-1	70%	1.8
				A4-1	30%	4.2
				A4-1	70%	11.4
				A5-1	70%	18.7
			EVA 70Hz Low	A3-6	30%	-4.5
				A3-6	70%	-0.3
				A4-7	30%	4.2
				A4-7	70%	12.9
			ETU 70Hz* Low	A3-1	30%	-2.5
			ETU 70Hz* Low	A3-1	70%	2.4
			ETU 300Hz* Low	A3-1	30%	-2.2
			ETU 300Hz* Low	A3-1	70%	2.9
		Extended	ETU 70Hz* Low	A4-2	30%	4.9
		Extended	ETU 70Hz* Low	A4-2	70%	13.6
	4	Normal	EPA 5Hz Low	A3-6	30%	-7.2
				A3-6	70%	-3.8
				A4-7	70%	7.6
				A5-6	70%	15.0
				A17-5	70%	18.9
				A18-5	70%	5.9
				A19-5	70%	17.1
			EVA 5Hz Low	A3-1	30%	-5.0
				A3-1	70%	-1.2
				A4-1	30%	1.2
				A4-1	70%	7.9
				A5-1	70%	15.7
			EVA 70Hz Low	A3-6	30%	-7.0
				A3-6	70%	-3.3
				A4-7	30%	0.7
				A4-7	70%	8.5
			ETU 70Hz* Low	A3-1	30%	-4.8
			ETU 70Hz* Low	A3-1	70%	-1.0
			ETU 300Hz* Low	A3-1	30%	-4.6
			ETU 300Hz* Low	A3-1	70%	-0.6
			ETU 600Hz** Low	A13-5	30%	-0.9
			ETU 600Hz** Low	A13-5	70%	6.4
		Extended	ETU 70Hz* Low	A4-2	30%	1.6
		Extended	ETU 70Hz* Low	A4-2	70%	10.1
	8	Normal	EPA 5Hz Low	A3-6	30%	-10.4
				A3-6	70%	-7.3
				A4-7	70%	4.4
				A5-6	70%	11.8
				A17-5	70%	15.5
				A18-5	70%	2.8
				A19-5	70%	13.8
			EVA 5Hz Low	A3-1	30%	-7.1
				A3-1	70%	-4.0
				A4-1	30%	-1.7
				A4-1	70%	4.4
				A5-1	70%	11.7
			EVA 70Hz Low	A3-6	30%	-10.1
				A3-6	70%	-6.8
				A4-7	30%	-2.5
				A4-7	70%	5.0
			ETU 70Hz* Low	A3-1	30%	-7.0
			ETU 70Hz* Low	A3-1	70%	-3.6
ETU 300Hz* Low			A3-1	30%	-6.9
ETU 300Hz* Low			A3-1	70%	-3.3
Extended		ETU 70Hz* Low	A4-2	30%	-1.1
Extended		ETU 70Hz* Low	A4-2	70%	6.7
Note: Not applicable for Local Area BS and Home BS. Note*: Not applicable for Local Area BS and Home BS, and only applicable for BS supporting ETU600.

Table 8.2.1.1-6 Minimum requirements for PUSCH, 20 MHz Channel Bandwidth, 1Tx

Number of TX antennas	Number of RX antennas	Cyclic prefix	Propagation conditions and correlation matrix (Annex B)	FRC (Annex A)	Fraction of maximum throughput	SNR [dB]
1	2	Normal	EPA 5Hz Low	A3-7	30%	-4.2
				A3-7	70%	-0.4
				A4-8	70%	11.5
				A5-7	70%	19.7
				A17-6	70%	23.7
				A18-6	70%	9.3
				A19-6	70%	21.0
			EVA 5Hz Low	A3-1	30%	-2.7
				A3-1	70%	1.8
				A4-1	30%	4.3
				A4-1	70%	11.5
				A5-1	70%	18.7
			EVA 70Hz Low	A3-7	30%	-4.1
				A3-7	70%	0.2
				A4-8	30%	4.2
				A4-8	70%	13.0
			ETU 70Hz* Low	A3-1	30%	-2.4
			ETU 70Hz* Low	A3-1	70%	2.4
			ETU 300Hz* Low	A3-1	30%	-2.1
			ETU 300Hz* Low	A3-1	70%	2.9
		Extended	ETU 70Hz* Low	A4-2	30%	4.7
		Extended	ETU 70Hz* Low	A4-2	70%	13.6
	4	Normal	EPA 5Hz Low	A3-7	30%	-6.8
				A3-7	70%	-3.5
				A4-8	70%	7.5
				A5-7	70%	15.9
				A17-6	70%	19.8
				A18-6	70%	5.7
				A19-6	70%	16.6
			EVA 5Hz Low	A3-1	30%	-5.1
				A3-1	70%	-1.3
				A4-1	30%	1.2
				A4-1	70%	7.9
				A5-1	70%	15.6
			EVA 70Hz Low	A3-7	30%	-6.7
				A3-7	70%	-2.9
				A4-8	30%	0.7
				A4-8	70%	8.6
			ETU 70Hz* Low	A3-1	30%	-4.4
			ETU 70Hz* Low	A3-1	70%	-0.9
			ETU 300Hz* Low	A3-1	30%	-4.6
			ETU 300Hz* Low	A3-1	70%	-0.7
			ETU 600Hz** Low	A13-6	30%	-0.9
			ETU 600Hz** Low	A13-6	70%	6.4
		Extended	ETU 70Hz* Low	A4-2	30%	1.6
		Extended	ETU 70Hz* Low	A4-2	70%	10.0
	8	Normal	EPA 5Hz Low	A3-7	30%	-9.7
				A3-7	70%	-6.7
				A4-8	70%	4.3
				A5-7	70%	12.5
				A17-6	70%	16.3
				A18-6	70%	2.6
				A19-6	70%	13.2
			EVA 5Hz Low	A3-1	30%	-7.0
				A3-1	70%	-3.9
				A4-1	30%	-1.7
				A4-1	70%	4.6
				A5-1	70%	12.0
			EVA 70Hz Low	A3-7	30%	-9.7
				A3-7	70%	-6.1
				A4-8	30%	-2.2
				A4-8	70%	4.9
			ETU 70Hz* Low	A3-1	30%	-6.9
			ETU 70Hz* Low	A3-1	70%	-3.5
ETU 300Hz* Low			A3-1	30%	-6.8
ETU 300Hz* Low			A3-1	70%	-3.3
Extended		ETU 70Hz* Low	A4-2	30%	-1.2
Extended		ETU 70Hz* Low	A4-2	70%	6.5
Note: Not applicable for Local Area BS and Home BS. Note*: Not applicable for Local Area BS and Home BS, and only applicable for BS supporting ETU600.

Table 8.2.1.1-7 Minimum requirements for PUSCH, 1.4 MHz Channel Bandwidth, 2Tx

Number of TX antennas	Number of RX antennas	Cyclic prefix	Propagation conditions and correlation matrix (Annex B)	FRC (Annex A)	Fraction of maximum throughput	SNR [dB]
2	2	Normal	EPA 5Hz Low	A3-2	70%	4.6
	2	Normal	EPA 5Hz Low	A4-3	70%	17.70
	4	Normal	EPA 5Hz Low	A3-2	70%	-0.1
	4	Normal	EPA 5Hz Low	A4-3	70%	11.9
	8	Normal	EPA 5Hz Low	A3-2	70%	-3.0
	8	Normal	EPA 5Hz Low	A4-3	70%	7.5

Table 8.2.1.1-8 Minimum requirements for PUSCH, 3 MHz Channel Bandwidth, 2Tx

Number of TX antennas	Number of RX antennas	Cyclic prefix	Propagation conditions and correlation matrix (Annex B)	FRC (Annex A)	Fraction of maximum throughput	SNR [dB]
2	2	Normal	EPA 5Hz Low	A3-3	70%	4.4
	2	Normal	EPA 5Hz Low	A4-4	70%	17.6
	4	Normal	EPA 5Hz Low	A3-3	70%	0.3
	4	Normal	EPA 5Hz Low	A4-4	70%	11.8
	8	Normal	EPA 5Hz Low	A3-3	70%	-3.1
	8	Normal	EPA 5Hz Low	A4-4	70%	7.6

Table 8.2.1.1-9 Minimum requirements for PUSCH, 5 MHz Channel Bandwidth, 2Tx

Number of TX antennas	Number of RX antennas	Cyclic prefix	Propagation conditions and correlation matrix (Annex B)	FRC (Annex A)	Fraction of maximum throughput	SNR [dB]
2	2	Normal	EPA 5Hz Low	A3-4	70%	3.7
	2	Normal	EPA 5Hz Low	A4-5	70%	18.2
	4	Normal	EPA 5Hz Low	A3-4	70%	-0.5
	4	Normal	EPA 5Hz Low	A4-5	70%	11.9
	8	Normal	EPA 5Hz Low	A3-4	70%	-3.9
	8	Normal	EPA 5Hz Low	A4-5	70%	7.6

Table 8.2.1.1-10 Minimum requirements for PUSCH, 10 MHz Channel Bandwidth, 2Tx

Number of TX antennas	Number of RX antennas	Cyclic prefix	Propagation conditions and correlation matrix (Annex B)	FRC (Annex A)	Fraction of maximum throughput	SNR [dB]
2	2	Normal	EPA 5Hz Low	A3-5	70%	4.2
	2	Normal	EPA 5Hz Low	A4-6	70%	18.6
	4	Normal	EPA 5Hz Low	A3-5	70%	0.2
	4	Normal	EPA 5Hz Low	A4-6	70%	12.0
	8	Normal	EPA 5Hz Low	A3-5	70%	-3.3
	8	Normal	EPA 5Hz Low	A4-6	70%	7.9

Table 8.2.1.1-11 Minimum requirements for PUSCH, 15 MHz Channel Bandwidth, 2Tx

Number of TX antennas	Number of RX antennas		Cyclic prefix	Propagation conditions and correlation matrix (Annex B)	FRC (Annex A)	Fraction of maximum throughput	SNR [dB]
2	2	Normal		EPA 5Hz Low	A3-6	70%	3.7
					A4-7	70%	19.4
	4	Normal		EPA 5Hz Low	A3-6	70%	-0.2
					A4-7	70%	12.7
	8	Normal		EPA 5Hz Low	A3-6	70%	-3.8
					A4-7	70%	8.3

Table 8.2.1.1-12 Minimum requirements for PUSCH, 20 MHz Channel Bandwidth, 2Tx

Number of TX antennas	Number of RX antennas	Cyclic prefix	Propagation conditions and correlation matrix (Annex B)	FRC (Annex A)	Fraction of maximum throughput	SNR [dB]
2	2	Normal	EPA 5Hz Low	A3-7	70%	4.4
	2	Normal	EPA 5Hz Low	A4-8	70%	19.7
	4	Normal	EPA 5Hz Low	A3-7	70%	0.5
	4	Normal	EPA 5Hz Low	A4-8	70%	12.7
	8	Normal	EPA 5Hz Low	A3-7	70%	-3.4
	8	Normal	EPA 5Hz Low	A4-8	70%	8.3

8.2.2 Requirements for UL timing adjustment

The performance requirement of UL timing adjustment is determined by a minimum required throughput for the moving UE at given SNR. The performance requirements assume HARQ retransmissions. The performance requirements for UL timing adjustment scenario 2 defined in Annex B.4 are optional.

In the tests for UL timing adjustment, two signals are configured, one being transmitted by a moving UE and the other being transmitted by a stationary UE. The transmission of SRS from UE is optional. FRC parameters in Table A.7-1 and Table A.8-1 are applied for both UEs. The received power for both UEs is the same. The resource blocks allocated for both UEs are consecutive. In Scenario 2, Doppler shift is not taken into account.

This requirement shall not be applied to Local Area BS and Home BS.

Table 8.2.2-1 Test parameters for testing UL timing adjustment

Parameter	Value
Maximum number of HARQ transmissions	4
RV sequence	0, 2, 3, 1, 0, 2, 3, 1
Uplink-downlink allocation for TDD	Configuration 1 (2:2)
Subframes in which PUSCH is transmitted	For FDD: subframe #0, #2, #4, #6, and #8 in radio frames For TDD: subframe #2, #3, #7 and #8 in radio frames
Subframes in which sounding RS is transmitted (Note 1)	For FDD: subframe #1 in radio frames For TDD: UpPTS in subframe #1 in radio frames
Note 1. The transmission of SRS is optional.

8.2.2.1 Minimum requirements

The throughput shall be ≥ 70% of the maximum throughput of the reference measurement channel as specified in Annex A for the moving UE at the SNR given in table 8.2.2.1-1.

Table 8.2.2.1-1 Minimum requirements for UL timing adjustment

Number of TX antennas	Number of RX antennas	Cyclic prefix	Channel Bandwidth [MHz]	Moving propagation conditions and correlation matrix (Annex B)	FRC (Annex A)	SNR [dB]
1	2	Normal	1.4	Scenario 1 Low	A7-1	13.1
			1.4	Scenario 2 Low	A8-1	-1.9
			3	Scenario 1 Low	A7-2	13.4
			3	Scenario 2 Low	A8-2	-1.5
			5	Scenario 1 Low	A7-3	13.2
			5	Scenario 2 Low	A8-3	-1.6
			10	Scenario 1 Low	A7-4	13.8
			10	Scenario 2 Low	A8-4	-1.8
			15	Scenario 1 Low	A7-5	14.0
			15	Scenario 2 Low	A8-5	-1.8
			20	Scenario 1 Low	A7-6	13.9
			20	Scenario 2 Low	A8-6	-1.8

8.2.3 Requirements for high speed train

The performance requirement of PUSCH for high speed train is determined by a minimum required throughput for a given SNR. The required throughput is expressed as a fraction of maximum throughput for the FRCs listed in Annex A. The performance requirements assume HARQ retransmissions. The performance requirements for high speed train are optional.

This requirement shall not be applied to Local Area BS and Home BS.

Table 8.2.3-1 Test parameters for high speed train

Parameter	Value
Maximum number of HARQ transmissions	4
RV sequence	0, 2, 3, 1, 0, 2, 3, 1
Uplink-downlink allocation for TDD	Configuration 1 (2:2)
Subframes in which PUSCH is transmitted	For FDD: subframe #0 and #8 in radio frames for which SFN mod 4 = 0 subframe #6 in radio frames for which SFN mod 4 = 1 subframe #4 in radio frames for which SFN mod 4 = 2 subframe #2 in radio frames for which SFN mod 4 = 3 For TDD: subframe #2 in each radio frame
Subframes in which PUCCH is transmitted (Note 1, Note 2)	For FDD: subframe #5 in radio frames For TDD: subframe #3 in each radio frame
Note 1: The configuration of PUCCH (format 2) is optional. Note 2: The SNR values per antenna shall be set to -4.5 dB and -1.5 dB for Scenario 1 and 3, respectively.

8.2.3.1 Minimum requirements

The throughput shall be equal to or larger than the fraction of maximum throughput stated in table 8.2.3.1-1 at the given SNR.

Table 8.2.3.1-1 Minimum requirements of PUSCH for high speed train

Channel Bandwidth [MHz]	Cyclic prefix	FRC (Annex A)	Number of TX antennas	Number of RX antennas	Propagation conditions and correlation matrix (Annex B)	Fraction of maximum throughput	SNR [dB]
1.4	Normal	A3-2	1	1	HST Scenario 3	30%	-1.5
						70%	1.9
					HST Scenario 3-LTE500a^{(NOTE 1)}	30%	-1.5
						70%	1.9
					HST Scenario 3-LTE500b^{(NOTE 2)}	30%	-1.5
						70%	1.9
				2	HST Scenario 1 Low	30%	-3.9
						70%	-0.6
					HST Scenario 1-LTE500a Low^{(NOTE 1)}	30%	-3.9
						70%	-0.6
					HST Scenario 1-LTE500b Low^{(NOTE 2)}	30%	-3.9
						70%	-0.6
3	Normal	A3-3		1	HST Scenario 3	30%	-2.1
						70%	1.6
					HST Scenario 3-LTE500a^{(NOTE 1)}	30%	-2.1
						70%	1.8
					HST Scenario 3-LTE500b^{(NOTE 2)}	30%	-2.1
						70%	1.7
				2	HST Scenario 1 Low	30%	-4.5
						70%	-1.0
					HST Scenario 1-LTE500a Low^{(NOTE 1)}	30%	-4.5
						70%	-1.0
					HST Scenario 1-LTE500b Low^{(NOTE 2)}	30%	-4.5
						70%	-1.0
5	Normal	A3-4		1	HST Scenario 3	30%	-2.6
						70%	1.3
					HST Scenario 3-LTE500a^{(NOTE 1)}	30%	-2.6
						70%	1.3
					HST Scenario 3-LTE500b^{(NOTE 2)}	30%	-2.6
						70%	1.3
				2	HST Scenario 1 Low	30%	-5.1
						70%	-1.4
					HST Scenario 1-LTE500a Low^{(NOTE 1)}	30%	-5.1
						70%	-1.4
					HST Scenario 1-LTE500b Low^{(NOTE 2)}	30%	-5.1
						70%	-1.4
10	Normal	A3-5		1	HST Scenario 3	30%	-2.7
						70%	1.2
					HST Scenario 3-LTE500a^{(NOTE 1)}	30%	-2.7
						70%	1.7
					HST Scenario 3-LTE500b^{(NOTE 2)}	30%	-2.7
						70%	1.7
				2	HST Scenario 1 Low	30%	-5.4
						70%	-1.5
					HST Scenario 1-LTE500a Low^{(NOTE 1)}	30%	-5.4
						70%	-1.5
					HST Scenario 1-LTE500b Low^{(NOTE 2)}	30%	-5.4
						70%	-1.2
15	Normal	A3-6		1	HST Scenario 3	30%	-2.7
						70%	1.2
					HST Scenario 3-LTE500a^{(NOTE 1)}	30%	-2.7
						70%	1.2
					HST Scenario 3-LTE500b^{(NOTE 2)}	30%	-2.7
						70%	1.2
				2	HST Scenario 1 Low	30%	-5.2
						70%	-1.4
					HST Scenario 1-LTE500a Low^{(NOTE 1)}	30%	-5.2
						70%	-1.4
					HST Scenario 1-LTE500b Low^{(NOTE 2)}	30%	-5.2
						70%	-1.4
20	Normal	A3-7		1	HST Scenario 3	30%	-2.7
						70%	1.2
					HST Scenario 3-LTE500a^{(NOTE 1)}	30%	-2.7
						70%	1.5
			HST Scenario 3-LTE500b^{(NOTE 2)}		30%	-2.7
					70%	1.8
			2	HST Scenario 1 Low	30%	-5.3
					70%	-1.4
				HST Scenario 1-LTE500a Low^{(NOTE 1)}	30%	-5.3
					70%	-1.4
				HST Scenario 1-LTE500b Low^{(NOTE 2)}	30%	-5.3
					70%	-1.4
NOTE 1: Not applicable if the BS manufacturer declares supported maximum Doppler frequency is 1750 Hz NOTE 2: Not applicable if the BS manufacturer declares supported maximum Doppler frequency is 1944 Hz

8.2.4 Requirements for HARQ-ACK multiplexed on PUSCH

Two performance requirements are defined for HARQ-ACK multiplexed on PUSCH: ACK false detection and ACK missed detection requirements.

The ACK false detection probability for PUSCH is the probability that ACK is detected when data only is sent on symbols where HARQ-ACK information can be allocated (i.e. by puncturing data).

The ACK missed detection probability for HARQ-ACK multiplexed on PUSCH is the conditional probability of not detecting an ACK when it was sent on PUSCH resources.

In the tests for ACK missed detection on PUSCH, data is punctured by the control information (i.e. ACK/NACK) in both slots within subframe on symbols as specified in 36.212.

In both tests none of CQI, RI nor SRS is transmitted. Tests are to be performed for one bit HARQ-ACK information (O = 1).

8.2.4.1 Minimum requirement

The ACK false detection probability as well as the ACK missed detection probability for HARQ-ACK multiplexed on PUSCH shall not exceed 1% at PUSCH power settings presented in table 8.2.4.1-1.

Table 8.2.4.1-1 Minimum requirements for HARQ-ACK multiplexed on PUSCH

Number of TX antennas	Number of RX antennas	Cyclic Prefix	Propagation conditions and correlation matrix (Annex B)	Channel Bandwidth [MHz]	FRC (Annex A)		SNR [dB]
1	2	Normal	EVA 5* Low	1.4	A.3-1	8	6.8
				1.4	A.4-3	5	13.6
				3	A.3-1	8	6.8
				3	A.4-4	5	13.1
				5	A.3-1	8	6.9
				5	A.4-5	5	12.4
				10	A.3-1	8	6.8
				10	A.4-6	5	12.4
				15	A.3-1	8	6.8
				15	A.4-7	5	12.0
				20	A.3-1	8	6.8
				20	A.4-8	5	11.9
			ETU70** Low	1.4	A.3-1	8	6.6
				1.4	A.4-3	5	13.8
				3	A.3-1	8	6.6
				3	A.4-4	5	12.9
				5	A.3-1	8	6.5
				5	A.4-5	5	12.5
				10	A.3-1	8	6.6
				10	A.4-6	5	12.3
				15	A.3-1	8	6.7
				15	A.4-7	5	12.1
				20	A.3-1	8	6.5
				20	A.4-8	5	12
Note: Not applicable for Wide Area BS and Medium Range BS. Note*: Not applicable for Local Area BS and Home BS.

8.2.5 Requirements for PUSCH with TTI bundling and enhanced HARQ pattern

The performance requirement of PUSCH configured with TTI bundling and enhanced HARQ pattern, as specified in 36.213 [11] clause 8 and 8.0, is determined by residual block error probability (BLER) after HARQ retransmission. The performance is measured by the required SNR at residual BLER of 2% for the FRCs listed in Annex A.11. The residual BLER is defined as follows:

where:

– A is the number of incorrectly decoded transport blocks after HARQ retransmission.

– B is the number of transmitted transport blocks (retransmitted transport blocks are not counted repetitively).

The requirement is applicable for FDD. TTI bundling and enhanced HARQ pattern are enabled in the tests.

Table 8.2.5-1: Test parameters for PUSCH with TTI bundling and enhanced HARQ pattern

Parameter	Value
Number of TTIs for a TTI bundle	4
RV sequence for 4 TTIs within a TTI bundle	0, 2, 3, 1
HARQ round trip time	12 ms
Maximum number of HARQ transmissions for a TTI bundle	5

8.2.5.1 Minimum requirements

The residual BLER shall not exceed 2% at the given SNR in Table 8.2.5.1-1.

Table 8.2.5.1-1: Minimum requirements for PUSCH with TTI bundling and enhanced HARQ pattern

Number of TX antennas	Number of RX antennas	Cyclic Prefix	Propagation conditions and correlation matrix (Annex B)	Channel Bandwidth / SNR [dB]
Number of TX antennas	Number of RX antennas	Cyclic Prefix	Propagation conditions and correlation matrix (Annex B)	1.4 MHz	3 MHz	5 MHz	10 MHz	15 MHz	20 MHz
1	2	Normal	EVA 5 Low	-4.7	-4.7	-4.7	-4.7	-4.6	-4.6
	2		ETU 300* Low	-7.9	-7.9	-8.0	-7.9	-8.0	-7.9
	4		EVA 5 Low	-8.4	-8.3	-8.3	-8.3	-8.4	-8.4
	4		ETU 300* Low	-10.3	-10.3	-10.3	-10.4	-10.3	-10.3
	8		EVA 5 Low	-11.4	-11.3	-11.4	-11.4	-11.3	-11.4
	8		ETU 300* Low	-12.5	-12.4	-12.5	-12.4	-12.4	-12.5
Note*: Not applicable for Local Area BS and Home BS.

8.2.6 Enhanced performance requirement type A in multipath fading propagation conditions with synchronous interference

The enhanced performance requirement type A of PUSCH is determined by a minimum required throughput for a given SINR. The required throughput is expressed as a fraction of maximum throughput for the FRCs listed in Annex A. The performance requirements assume HARQ retransmissions.

The purpose is to verify the demodulation performance when the wanted PUSCH signal in the serving cell is interfered by PUSCH of one or two dominant interferer(s) applying the interference model defined in clause B.6.2.

The requirements apply to the BS supporting the enhanced performance requirements type A.

The requirements apply to the BS receiving the synchronous interference i.e., the interference is time-synchronous with the tested signal.

Table 8.2.6-1: Test parameters for enhanced performance requirement type A

Parameter		Unit	Tested signal	Interferer 1 (Note 1)	Interferer 2 (Note 1)
Maximum number of HARQ transmissions			4	N/A	N/A
RV sequence			0, 2, 3, 1, 0, 2, 3, 1	N/A	N/A
DIP (Note 2)	Set 1	dB	N/A	-1.11	-10.91
	Set 2	dB	N/A	-0.43	-13.78
Cell Id			0	1	2
Interference model			N/A	As specified in clause B.6.2	As specified in clause B.6.2
Cyclic Prefix			Normal
Uplink-downlink allocation for TDD			Configuration 1 (2:2)
Demodulation reference signal for PUSCH			=0, =0, =0 Group hopping and sequence hopping are disabled.
Note 1: One explicit interferer, i.e., interferer 1, is modelled for tests with 2 RX antennas. Two explicit interferers are modelled for tests with 4 or 8 RX antennas. Note 2: The respective received energy of each interferer relative to is defined by its associated DIP value as specified in clause B.6.1. DIP set 1 and set 2 are derived respectively in homogeneous and heterogeneous network scenarios. Note 3: All cells are time-synchronous.

8.2.6.1 Minimum requirements

The throughput shall be equal to or larger than the fraction of maximum throughput stated in the tables 8.2.6.1-1 to 8.2.6.1-6 at the given SINR.

Table 8.2.6.1-1: Enhanced performance requirement type A for PUSCH, 1.4 MHz Channel Bandwidth

Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Propagation conditions and correlation matrix (Annex B) (Note 2)			DIP set	FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Tested signal	Interferer 1	Interferer 2	DIP set	FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
1	2	EPA 5 Low	ETU 5 Low	N/A	Set 2	A12-1	70%	-4.8
	2	EVA 70 Low	ETU 70 Low	N/A	Set 1*	A12-1	70%	-2.0
	4	EPA 5 Low	ETU 5 Low	ETU 5 Low	Set 2	A13-1	70%	-4.1
	4	EVA 70 Low	ETU 70 Low	ETU 70 Low	Set 1*	A13-1	70%	-0.1
	8	EPA 5 Low	ETU 5 Low	ETU 5 Low	Set 2	A4-3	70%	-4.7
	8	EVA 70 Low	ETU 70 Low	ETU 70 Low	Set 1*	A4-3	70%	0.0
Note*: Not applicable for Local Area BS and Home BS.
Note 1: Antenna configuration applies for each of the tested signal, interferer 1 and interferer 2. Note 2: The propagation conditions for the tested signal, interferer 1 and interferer 2 are statistically independent. Note 3: SINR corresponds to of the tested signal as defined in clause 8.1.

Table 8.2.6.1-2: Enhanced performance requirement type A for PUSCH, 3 MHz Channel Bandwidth

Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Propagation conditions and correlation matrix (Annex B) (Note 2)			DIP set	FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Tested signal	Interferer 1	Interferer 2	DIP set	FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
1	2	EPA 5 Low	ETU 5 Low	N/A	Set 2	A12-2	70%	-5.0
	2	EVA 70 Low	ETU 70 Low	N/A	Set 1*	A12-2	70%	-2.3
	4	EPA 5 Low	ETU 5 Low	ETU 5 Low	Set 2	A13-2	70%	-4.4
	4	EVA 70 Low	ETU 70 Low	ETU 70 Low	Set 1*	A13-2	70%	-0.1
	8	EPA 5 Low	ETU 5 Low	ETU 5 Low	Set 2	A4-4	70%	-4.6
	8	EVA 70 Low	ETU 70 Low	ETU 70 Low	Set 1*	A4-4	70%	-0.1
Note*: Not applicable for Local Area BS and Home BS.
Note 1: Antenna configuration applies for each of the tested signal, interferer 1 and interferer 2. Note 2: The propagation conditions for the tested signal, interferer 1 and interferer 2 are statistically independent. Note 3: SINR corresponds to of the tested signal as defined in clause 8.1.

Table 8.2.6.1-3: Enhanced performance requirement type A for PUSCH, 5 MHz Channel Bandwidth

Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Propagation conditions and correlation matrix (Annex B) (Note 2)			DIP set	FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Tested signal	Interferer 1	Interferer 2	DIP set	FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
1	2	EPA 5 Low	ETU 5 Low	N/A	Set 2	A12-3	70%	-5.1
	2	EVA 70 Low	ETU 70 Low	N/A	Set 1*	A12-3	70%	-2.5
	4	EPA 5 Low	ETU 5 Low	ETU 5 Low	Set 2	A13-3	70%	-4.1
	4	EVA 70 Low	ETU 70 Low	ETU 70 Low	Set 1*	A13-3	70%	0.1
	8	EPA 5 Low	ETU 5 Low	ETU 5 Low	Set 2	A4-5	70%	-4.7
	8	EVA 70 Low	ETU 70 Low	ETU 70 Low	Set 1*	A4-5	70%	-0.5
Note*: Not applicable for Local Area BS and Home BS.
Note 1: Antenna configuration applies for each of the tested signal, interferer 1 and interferer 2. Note 2: The propagation conditions for the tested signal, interferer 1 and interferer 2 are statistically independent. Note 3: SINR corresponds to of the tested signal as defined in clause 8.1.

Table 8.2.6.1-4: Enhanced performance requirement type A for PUSCH, 10 MHz Channel Bandwidth

Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Propagation conditions and correlation matrix (Annex B) (Note 2)			DIP set	FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Tested signal	Interferer 1	Interferer 2	DIP set	FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
1	2	EPA 5 Low	ETU 5 Low	N/A	Set 2	A12-4	70%	-5.4
	2	EVA 70 Low	ETU 70 Low	N/A	Set 1*	A12-4	70%	-2.7
	4	EPA 5 Low	ETU 5 Low	ETU 5 Low	Set 2	A13-4	70%	-4.2
	4	EVA 70 Low	ETU 70 Low	ETU 70 Low	Set 1*	A13-4	70%	-0.1
	8	EPA 5 Low	ETU 5 Low	ETU 5 Low	Set 2	A4-6	70%	-4.5
	8	EVA 70 Low	ETU 70 Low	ETU 70 Low	Set 1*	A4-6	70%	-0.2
Note*: Not applicable for Local Area BS and Home BS.
Note 1: Antenna configuration applies for each of the tested signal, interferer 1 and interferer 2. Note 2: The propagation conditions for the tested signal, interferer 1 and interferer 2 are statistically independent. Note 3: SINR corresponds to of the tested signal as defined in clause 8.1.

Table 8.2.6.1-5: Enhanced performance requirement type A for PUSCH, 15 MHz Channel Bandwidth

Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Propagation conditions and correlation matrix (Annex B) (Note 2)			DIP set	FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Tested signal	Interferer 1	Interferer 2	DIP set	FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
1	2	EPA 5 Low	ETU 5 Low	N/A	Set 2	A12-5	70%	-5.5
	2	EVA 70 Low	ETU 70 Low	N/A	Set 1*	A12-5	70%	-2.7
	4	EPA 5 Low	ETU 5 Low	ETU 5 Low	Set 2	A13-5	70%	-4.0
	4	EVA 70 Low	ETU 70 Low	ETU 70 Low	Set 1*	A13-5	70%	0.0
	8	EPA 5 Low	ETU 5 Low	ETU 5 Low	Set 2	A4-7	70%	-4.5
	8	EVA 70 Low	ETU 70 Low	ETU 70 Low	Set 1*	A4-7	70%	-0.3
Note*: Not applicable for Local Area BS and Home BS.
Note 1: Antenna configuration applies for each of the tested signal, interferer 1 and interferer 2. Note 2: The propagation conditions for the tested signal, interferer 1 and interferer 2 are statistically independent. Note 3: SINR corresponds to of the tested signal as defined in clause 8.1.

Table 8.2.6.1-6: Enhanced performance requirement type A for PUSCH, 20 MHz Channel Bandwidth

Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Propagation conditions and correlation matrix (Annex B) (Note 2)			DIP set	FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Tested signal	Interferer 1	Interferer 2	DIP set	FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
1	2	EPA 5 Low	ETU 5 Low	N/A	Set 2	A12-6	70%	-5.7
	2	EVA 70 Low	ETU 70 Low	N/A	Set 1*	A12-6	70%	-3.0
	4	EPA 5 Low	ETU 5 Low	ETU 5 Low	Set 2	A13-6	70%	-4.5
	4	EVA 70 Low	ETU 70 Low	ETU 70 Low	Set 1*	A13-6	70%	-0.4
	8	EPA 5 Low	ETU 5 Low	ETU 5 Low	Set 2	A4-8	70%	-4.6
	8	EVA 70 Low	ETU 70 Low	ETU 70 Low	Set 1*	A4-8	70%	-0.1
Note*: Not applicable for Local Area BS and Home BS.
Note 1: Antenna configuration applies for each of the tested signal, interferer 1 and interferer 2. Note 2: The propagation conditions for the tested signal, interferer 1 and interferer 2 are statistically independent. Note 3: SINR corresponds to of the tested signal as defined in clause 8.1.

8.2.6A Enhanced performance requirement type A in multipath fading propagation conditions with asynchronous interference

The purpose is to verify the demodulation performance when the wanted PUSCH signal in the serving cell is interfered by PUSCH of two interferers from the same interfering cell, applying the interference model defined in clause B.6.3.

The requirements apply to the BS supporting the enhanced performance requirements type A.

The requirements apply to the BS receiving the asynchronous interference i.e., the interference is time-asynchronous with the tested signal.

Table 8.2.6A-1: Test parameters for enhanced performance requirement type A

Parameter	Unit	Tested signal	Interferer 1-1 (Note 1)	Interferer 1-2 (Note 1)
Maximum number of HARQ transmissions		4	N/A	N/A
RV sequence		0, 2, 3, 1, 0, 2, 3, 1	N/A	N/A
DIP (Note 2)	dB	N/A	-0.43	-0.43
Cell Id		0	1	1
Interference model		N/A	As specified in clause B.6.3	As specified in clause B.6.3
Cyclic Prefix		Normal
Demodulation reference signal for PUSCH		=0, =0, =0 Group hopping and sequence hopping are disabled.
Note 1: Interferer 1-1 and interferer 1-2 are connected to the same cell and configured to transmit respectively in the even subframes and odd subframes. Note 2: The respective received energy of each interferer relative to is defined by its associated DIP value as specified in clause B.6.1. Note 3: The transmissions of both interferer 1-1 and interferer 1-2 are delayed with respect to the tested signal by 0.33 ms.

8.2.6A.1 Minimum requirements

The throughput shall be equal to or larger than the fraction of maximum throughput stated in the tables 8.2.6A.1-1 to 8.2.6A.1-6 at the given SINR.

Table 8.2.6A.1-1 Enhanced performance requirement type A for PUSCH, 1.4 MHz Channel Bandwidth

Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Propagation conditions and correlation matrix (Annex B) (Note 2)			FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Tested signal	Interferer 1-1	Interferer 1-2	FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
1	2	EPA 5 Low	ETU 5 Low	ETU 5 Low	A12-1	70%	-2.3
	4	EPA 5 Low	ETU 5 Low	ETU 5 Low	A13-1	70%	-1.4]
	8	EPA 5 Low	ETU 5 Low	ETU 5 Low	A4-3	70%	-2.2
Note 1: Antenna configuration applies for each of the tested signal, interferer 1-1 and interferer 1-2. Note 2: The propagation conditions for the tested signal, interferer 1-1 and interferer 1-2 are statistically independent. Note 3: SINR corresponds to of the tested signal as defined in clause 8.1.

Table 8.2.6A.1-2 Enhanced performance requirement type A for PUSCH, 3 MHz Channel Bandwidth

Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Propagation conditions and correlation matrix (Annex B) (Note 2)			FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Tested signal	Interferer 1-1	Interferer 1-2	FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
1	2	EPA 5 Low	ETU 5 Low	ETU 5 Low	A12-2	70%	-2.5
	4	EPA 5 Low	ETU 5 Low	ETU 5 Low	A13-2	70%	-1.6
	8	EPA 5 Low	ETU 5 Low	ETU 5 Low	A4-4	70%	-2.2
Note 1: Antenna configuration applies for each of the tested signal, interferer 1-1 and interferer 1-2. Note 2: The propagation conditions for the tested signal, interferer 1-1 and interferer 1-2 are statistically independent. Note 3: SINR corresponds to of the tested signal as defined in clause 8.1.

Table 8.2.6A.1-3 Enhanced performance requirement type A for PUSCH, 5 MHz Channel Bandwidth

Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Propagation conditions and correlation matrix (Annex B) (Note 2)			FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Tested signal	Interferer 1-1	Interferer 1-2	FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
1	2	EPA 5 Low	ETU 5 Low	ETU 5 Low	A12-3	70%	-2.6
	4	EPA 5 Low	ETU 5 Low	ETU 5 Low	A13-3	70%	-1.3
	8	EPA 5 Low	ETU 5 Low	ETU 5 Low	A4-5	70%	-2.1
Note 1: Antenna configuration applies for each of the tested signal, interferer 1-1 and interferer 1-2. Note 2: The propagation conditions for the tested signal, interferer 1-1 and interferer 1-2 are statistically independent. Note 3: SINR corresponds to of the tested signal as defined in clause 8.1.

Table 8.2.6A.1-4: Enhanced performance requirement type A for PUSCH, 10 MHz Channel Bandwidth

Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Propagation conditions and correlation matrix (Annex B) (Note 2)			FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Tested signal	Interferer 1-1	Interferer 1-2	FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
1	2	EPA 5 Low	ETU 5 Low	ETU 5 Low	A12-4	70%	-2.8
	4	EPA 5 Low	ETU 5 Low	ETU 5 Low	A13-4	70%	-1.3
	8	EPA 5 Low	ETU 5 Low	ETU 5 Low	A4-6	70%	-1.9
Note 1: Antenna configuration applies for each of the tested signal, interferer 1-1 and interferer 1-2. Note 2: The propagation conditions for the tested signal, interferer 1-1 and interferer 1-2 are statistically independent. Note 3: SINR corresponds to of the tested signal as defined in clause 8.1.

Table 8.2.6A.1-5: Enhanced performance requirement type A for PUSCH, 15 MHz Channel Bandwidth

Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Propagation conditions and correlation matrix (Annex B) (Note 2)			FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Tested signal	Interferer 1-1	Interferer 1-2	FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
1	2	EPA 5 Low	ETU 5 Low	ETU 5 Low	A12-5	70%	-2.7
	4	EPA 5 Low	ETU 5 Low	ETU 5 Low	A13-5	70%	-1.1
	8	EPA 5 Low	ETU 5 Low	ETU 5 Low	A4-7	70%	-1.4
Note 1: Antenna configuration applies for each of the tested signal, interferer 1-1 and interferer 1-2. Note 2: The propagation conditions for the tested signal, interferer 1-1 and interferer 1-2 are statistically independent. Note 3: SINR corresponds to of the tested signal as defined in clause 8.1.

Table 8.2.6A.1-6: Enhanced performance requirement type A for PUSCH, 20 MHz Channel Bandwidth

Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Propagation conditions and correlation matrix (Annex B) (Note 2)			FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Tested signal	Interferer 1-1	Interferer 1-2	FRC (Annex A)	Fraction of maximum throughput	SINR [dB] (Note 3)
1	2	EPA 5 Low	ETU 5 Low	ETU 5 Low	A12-6	70%	-2.9
	4	EPA 5 Low	ETU 5 Low	ETU 5 Low	A13-6	70%	-1.1
	8	EPA 5 Low	ETU 5 Low	ETU 5 Low	A4-8	70%	-1.3
Note 1: Antenna configuration applies for each of the tested signal, interferer 1-1 and interferer 1-2. Note 2: The propagation conditions for the tested signal, interferer 1-1 and interferer 1-2 are statistically independent. Note 3: SINR corresponds to of the tested signal as defined in clause 8.1.

8.2.7 Requirements for PUSCH supporting coverage enhancement

For the parameters specified in Table 8.2.7-1 the throughput shall be equal to or larger than the fraction of maximum throughput stated in the tables8.2.7-2 to 8.2.7-11 at the given SNR.

Table 8.2.7-1 Test Parameters for PUSCH

Parameter	unit	Mode A	Mode B

Maximum number of HARQ transmissions		4	2
RV sequences		0, 2, 3, 1, 0, 2, 3, 1	FDD: 0, 0, 0, 0, 2, 2, 2, 2, 3, 3, 3, 3, 1, 1, 1, 1 TDD: 0, 0, 0, 0, 0, 2, 2, 2, 2, 2, 3, 3, 3, 3, 3, 1, 1, 1, 1,1
Number of PUSCH repetitions		8	256
Frequency hopping		ON	ON
Frequency hopping interval	subframes	4: FDD 5: TDD	4: FDD 5: TDD
Note 1: Guard period shall be created according to TS36.211, 5.2.5 [12]

Table 8.2.7-2 Minimum requirements for PUSCH, 3 MHz Channel Bandwidth for Mode A, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode A

EPA 5Hz Low

A3-2

70%

-6.2

Mode A

ETU 200Hz Low

A3-2

70%

-7.1

Table 8.2.7-3 Minimum requirements for PUSCH, 5 MHz Channel Bandwidth for Mode A, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode A

EPA 5Hz Low

A3-2

70%

-6.6

Mode A

ETU 200Hz Low

A3-2

70%

-7.1

Table 8.2.7-4 Minimum requirements for PUSCH, 10 MHz Channel Bandwidth for Mode A, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode A

EPA 5Hz Low

A3-2

70%

-6.9

Mode A

ETU 200Hz Low

A3-2

70%

-7.1

Table 8.2.7-5 Minimum requirements for PUSCH, 15 MHz Channel Bandwidth for Mode A, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode A

EPA 5Hz Low

A3-2

70%

-6.9

Mode A

ETU 200Hz Low

A3-2

70%

-7.1

Table 8.2.7-6 Minimum requirements for PUSCH, 20 MHz Channel Bandwidth for Mode A, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode A

EPA 5Hz Low

A3-2

70%

-7.0

Mode A

ETU 200Hz Low

A3-2

70%

-7.1

Table 8.2.7-7 Minimum requirements for PUSCH, 3 MHz Channel Bandwidth for Mode B, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode B

ETU 1Hz Low

A3-1

70%

-15.0

Table 8.2.7-8 Minimum requirements for PUSCH, 5 MHz Channel Bandwidth for Mode B, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode B

ETU 1Hz Low

A3-1

70%

-15.2

Table 8.2.7-9 Minimum requirements for PUSCH, 10 MHz Channel Bandwidth for Mode B, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode B

ETU 1Hz Low

A3-1

70%

-15.3

Table 8.2.7-10 Minimum requirements for PUSCH, 15 MHz Channel Bandwidth for Mode B, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode B

ETU 1Hz Low

A3-1

70%

-15.1

Table 8.2.7-11 Minimum requirements for PUSCH, 20 MHz Channel Bandwidth for Mode B, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode B

ETU 1Hz Low

A3-1

70%

-15.2

8.2.8 Requirements for PUSCH of Frame structure type 3

For the parameters specified in Table 8.2.8-1 the throughput shall be equal to or larger than the fraction of maximum throughput stated in the tables 8.2.8-2 at the given SNR when the PUSCH is transmitted with Frame structure type 3.

Table 8.2.8-1: Test Parameters for PUSCH with frame structure type 3

Parameter	Unit	Value (NOTE 1)
Maximum number of HARQ transmissions		4
RV sequences		[0 ,2, 0, 2]
PUSCH starting position (NOTE 2)		’01’
PUSCH ending symbol (NOTE 3)		‘0’
NOTE 1: PUSCH scheduling pattern is defined as the bitmap {1111000000} with the periodicity of 10ms. Value 1 in the bitmap indicates there is PUSCH data transmission on the corresponding subrames; Value 0 indicates that there is no PUSCH data transmission on the corresponding subframes. NOTE 2: The PUSCH starting position is applicable to only the first PUSCH transmission subframe indicated in the bitmap. For other transmission subframes indicated in the bitmap, PUSCH starting position is at symbol 0. NOTE 3: The PUSCH ending symbol value indicates the configuration of the last symbol of the last PUSCH transmission subframe indicated in the bitmap.

Table 8.2.8-2: Minimum requirements for PUSCH, 20 MHz Channel Bandwidth, 1Tx

Number of TX antennas	Number of RX antennas	Cyclic prefix	Propagation conditions and correlation matrix (Annex B)	FRC (Annex A)	Fraction of nominal maximum throughput (NOTE 1)	SNR [dB]
1	2	Normal	EPA 5Hz Low	A20-1	70%	-0.2
	2	Normal	EPA 5Hz Low	A20-2	70%	12.1
	4	Normal	EPA 5Hz Low	A20-1	70%	-3.2
	4	Normal	EPA 5Hz Low	A20-2	70%	8.3
NOTE1: Fraction of nominal maximum throughput is calculated based on the actual transmitted PUSCH

8.2.9 Enhanced performance requirement type B in multipath fading propagation conditions

The purpose is to verify the demodulation performance when there are multiple co-scheduled intra-cell UEs in the serving cell and one inter-cell interfering UE in the negiboring cell. The PUSCH of all the intra-cell UEs are wanted signal for the BS.

The enhanced performance requirement type B of PUSCH is determined by a minimum required throughput for a given SINR. The required throughput is expressed as a fraction of maximum sum throughput of all the intra-cell UEs for the FRCs listed in Annex A. The performance requirements assume HARQ retransmissions.

The requirements apply to the BS supporting the enhanced performance requirements type B.

Table 8.2.9-1: Test parameters for enhanced performance requirement type B, 2 RX antennas

Parameter		Unit	Wanted intra-cell UEs (Note 1)		Inter-cell interfering UE
			UE1	UE2
Cyclic Prefix			Normal
Uplink-downlink allocation for TDD			Configuration 1 (2:2)
Maximum number of HARQ transmissions			4		N/A
RV sequence			0, 2, 3, 1, 0, 2, 3, 1		N/A
Cell Id			0		1
Inter-cell interference model			N/A		As specified in clause B.6.2
DIP (Note 2)	Set 1	dB	N/A		-5.45
	Set 2	dB	N/A		-0.43
Relative power of intra-cell UEs (Note 3)	Set 1	dB	0	0	N/A
	Set 2	dB	0	3	N/A
Time offset		us	-1	1	0
Frequency offset		Hz	-200	200	0
Demodulation reference signal for PUSCH			0	6	0
	,		=0, =0 Group hopping and sequence hopping are disabled.
Note 1: Two intra-cell UEs, i.e., UE1 and UE2, are configured for tests with 2 RX antennas. Note 2: The respective received energy of each inter-cell interferer relative to is defined by its associated DIP value as specified in clause B.6.1. DIP set 1 and set 2 are derived respectively in homogeneous and heterogeneous network scenarios. Note 3: For set 1, equal average received signal energy is configured for the intra-cell UEs, while short-term variation remains. For set 2, the average received signal energy of UE2 is 3 dB higher than that of UE1.

Table 8.2.9-2: Test parameters for enhanced performance requirement type B, 4 RX antennas

Parameter		Unit	Wanted intra-cell UEs (Note 1)				Inter-cell interfering UE
			UE1	UE2	UE3	UE4
Cyclic Prefix			Normal
Uplink-downlink allocation for TDD			Configuration 1 (2:2)
Maximum number of HARQ transmissions			4				N/A
RV sequence			0, 2, 3, 1, 0, 2, 3, 1				N/A
Cell Id			0				1
Inter-cell interference model			N/A				As specified in clause B.6.2
DIP (Note 2)	Set 1	dB	N/A				-5.45
	Set 2	dB	N/A				-0.43
Relative power of intra-cell UEs (Note 3)	Set 1	dB	0	0	0	0	N/A
	Set 2	dB	0	3	0	3	N/A
Time offset		us	-1	-0.5	0.5	1	0
Frequency offset		Hz	-200	-100	100	200	0
Demodulation reference signal for PUSCH			0	3	6	9	0
	,		=0, =0 Group hopping and sequence hopping are disabled.
Note 1: Four intra-cell UEs, i.e., UE1, UE2, UE3 and UE4, are configured for tests with 4 RX antennas. Note 2: The respective received energy of each inter-cell interferer relative to is defined by its associated DIP value as specified in clause B.6.1. DIP set 1 and set 2 are derived respectively in homogeneous and heterogeneous network scenarios. Note 3: For set 1, equal average received signal energy is configured for the intra-cell UEs, while short-term variation remains. For set 2, the average received signal energy of UE1 and UE3 is the same, the average received signal energy of UE2 and UE4 is the same, and the average received signal energy of UE2 is 3 dB higher than that of UE1.

8.2.9.1 Minimum requirements

The throughput shall be equal to or larger than the fraction of maximum throughput stated in the tables 8.2.9.1-1 to 8.2.9.1-6 at the given SINR.

Table 8.2.9.1-1: Enhanced performance requirement type B for PUSCH, 1.4 MHz Channel Bandwidth

Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Propagation conditions and correlation matrix (Annex B) (Note 2)		DIP set	Relative power of intra-cell UEs	FRC (Annex A)		Fraction of maximum sum throughput of all the intra-cell UEs	UE1’s SINR [dB] (Note 3)
Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Wanted intra-cell UEs	Inter-cell interfering UE	DIP set	Relative power of intra-cell UEs	UE1, UE3	UE2, UE4		UE1’s SINR [dB] (Note 3)
1	2	EPA 5 Low	ETU 5 Low	Set 2	Set 1	A22-1	A22-1	80%	15.4
	2	EVA 70 Low	ETU 70 Low	Set 1*	Set 2	A13-1	A13-1	80%	11.3
	4	EVA 70 Low	ETU 70 Low	Set 1*	Set 1	A13-1	A13-1	80%	10.3
	4	EPA 5 Low	ETU 5 Low	Set 2	Set 2	A21-1	A13-1	80%	0.6
Note*: Not applicable for Local Area BS and Home BS.
Note 1: Antenna configuration applies for each of the intra-cell and inter-cell UEs. Note 2: The propagation conditions for the intra-cell and inter-cell UEs are statistically independent. Note 3: SINR corresponds to of UE1 as defined in clause 8.1.

Table 8.2.9.1-2: Enhanced performance requirement type B for PUSCH, 3 MHz Channel Bandwidth

Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Propagation conditions and correlation matrix (Annex B) (Note 2)		DIP set	Relative power of intra-cell UEs	FRC (Annex A)		Fraction of maximum sum throughput of all the intra-cell UEs	UE1’s SINR [dB] (Note 3)
Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Wanted intra-cell UEs	Inter-cell interfering UE	DIP set	Relative power of intra-cell UEs	UE1, UE3	UE2, UE4		UE1’s SINR [dB] (Note 3)
1	2	EPA 5 Low	ETU 5 Low	Set 2	Set 1	A22–2	A22–2	80%	15.5
	2	EVA 70 Low	ETU 70 Low	Set 1*	Set 2	A13-2	A13-2	80%	10.7
	4	EVA 70 Low	ETU 70 Low	Set 1*	Set 1	A13-2	A13-2	80%	9.9
	4	EPA 5 Low	ETU 5 Low	Set 2	Set 2	A21–2	A13-2	80%	0.1
Note*: Not applicable for Local Area BS and Home BS.
Note 1: Antenna configuration applies for each of the intra-cell and inter-cell UEs. Note 2: The propagation conditions for the intra-cell and inter-cell UEs are statistically independent. Note 3: SINR corresponds to of UE1 as defined in clause 8.1.

Table 8.2.9.1-3: Enhanced performance requirement type B for PUSCH, 5 MHz Channel Bandwidth

Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Propagation conditions and correlation matrix (Annex B) (Note 2)		DIP set	Relative power of intra-cell UEs	FRC (Annex A)		Fraction of maximum sum throughput of all the intra-cell UEs	UE1‘s SINR [dB] (Note 3)
Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Wanted intra-cell UEs	Inter-cell interfering UE	DIP set	Relative power of intra-cell UEs	UE1, UE3	UE2, UE4		UE1‘s SINR [dB] (Note 3)
1	2	EPA 5 Low	ETU 5 Low	Set 2	Set 1	A22–3	A22–3	80%	16.1
	2	EVA 70 Low	ETU 70 Low	Set 1*	Set 2	A13-3	A13-3	80%	11.0
	4	EVA 70 Low	ETU 70 Low	Set 1*	Set 1	A13-3	A13-3	80%	10.4
	4	EPA 5 Low	ETU 5 Low	Set 2	Set 2	A21–3	A13-3	80%	0.4
Note*: Not applicable for Local Area BS and Home BS.
Note 1: Antenna configuration applies for each of the intra-cell and inter-cell UEs. Note 2: The propagation conditions for the intra-cell and inter-cell UEs are statistically independent. Note 3: SINR corresponds to of UE1 as defined in clause 8.1.

Table 8.2.9.1-4: Enhanced performance requirement type B for PUSCH, 10 MHz Channel Bandwidth

Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Propagation conditions and correlation matrix (Annex B) (Note 2)		DIP set	Relative power of intra-cell UEs	FRC (Annex A)		Fraction of maximum sum throughput of all the intra-cell UEs	UE1’s SINR [dB] (Note 3)
Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Wanted intra-cell UEs	Inter-cell interfering UE	DIP set	Relative power of intra-cell UEs	UE1, UE3	UE2, UE4		UE1’s SINR [dB] (Note 3)
1	2	EPA 5 Low	ETU 5 Low	Set 2	Set 1	A22–4	A22–4	80%	16.2
	2	EVA 70 Low	ETU 70 Low	Set 1*	Set 2	A13-4	A13-4	80%	10.5
	4	EVA 70 Low	ETU 70 Low	Set 1*	Set 1	A13-4	A13-4	80%	10.0
	4	EPA 5 Low	ETU 5 Low	Set 2	Set 2	A21–4	A13-4	80%	0.2
Note*: Not applicable for Local Area BS and Home BS.
Note 1: Antenna configuration applies for each of the intra-cell and inter-cell UEs. Note 2: The propagation conditions for the intra-cell and inter-cell UEs are statistically independent. Note 3: SINR corresponds to of UE1 as defined in clause 8.1.

Table 8.2.9.1-5: Enhanced performance requirement type B for PUSCH, 15 MHz Channel Bandwidth

Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Propagation conditions and correlation matrix (Annex B) (Note 2)		DIP set	Relative power of intra-cell UEs	FRC (Annex A)		Fraction of maximum sum throughput of all the intra-cell UEs	UE1’s SINR [dB] (Note 3)
Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Wanted intra-cell UEs	Inter-cell interfering UE	DIP set	Relative power of intra-cell UEs	UE1, UE3	UE2, UE4		UE1’s SINR [dB] (Note 3)
1	2	EPA 5 Low	ETU 5 Low	Set 2	Set 1	A22–4	A22–4	80%	16.2
	2	EVA 70 Low	ETU 70 Low	Set 1*	Set 2	A13-5	A13-5	80%	10.6
	4	EVA 70 Low	ETU 70 Low	Set 1*	Set 1	A13-5	A13-5	80%	10.3
	4	EPA 5 Low	ETU 5 Low	Set 2	Set 2	A21–5	A13-5	80%	0.5
Note*: Not applicable for Local Area BS and Home BS.
Note 1: Antenna configuration applies for each of the intra-cell and inter-cell UEs. Note 2: The propagation conditions for the intra-cell and inter-cell UEs are statistically independent. Note 3: SINR corresponds to of UE1 as defined in clause 8.1.

Table 8.2.9.1-6: Enhanced performance requirement type B for PUSCH, 20 MHz Channel Bandwidth

Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Propagation conditions and correlation matrix (Annex B) (Note 2)		DIP set	Relative power of intra-cell UEs	FRC (Annex A)		Fraction of maximum sum throughput of all the intra-cell UEs	UE1’s SINR [dB] (Note 3)
Number of TX antennas (Note 1)	Number of RX antennas (Note 1)	Wanted intra-cell UEs	Inter-cell interfering UE	DIP set	Relative power of intra-cell UEs	UE1, UE3	UE2, UE4		UE1’s SINR [dB] (Note 3)
1	2	EPA 5 Low	ETU 5 Low	Set 2	Set 1	A22–4	A22–4	80%	16.3
	2	EVA 70 Low	ETU 70 Low	Set 1*	Set 2	A13-6	A13-6	80%	10.6
	4	EVA 70 Low	ETU 70 Low	Set 1*	Set 1	A13-6	A13-6	80%	10.3
	4	EPA 5 Low	ETU 5 Low	Set 2	Set 2	A21–6	A13-6	80%	0.6
Note*: Not applicable for Local Area BS and Home BS.
Note 1: Antenna configuration applies for each of the intra-cell and inter-cell UEs. Note 2: The propagation conditions for the intra-cell and inter-cell UEs are statistically independent. Note 3: SINR corresponds to of UE1 as defined in clause 8.1.

8.2.10 Requirements for PUSCH supporting subPRB transmission

For the parameters specified in Table 8.2.10-1 the throughput shall be equal to or larger than the fraction of maximum throughput stated in the tables8.2.10-2 to 8.2.10-11 at the given SNR.

The requirements apply to the BS supporting the PUSCH with subPRB transmission.

Table 8.2.10-1: Test Parameters for PUSCH

Parameter	unit	Mode A	Mode B
Maximum number of HARQ transmissions		4	2
RV sequences (Note 2)		0, 2, 3, 1, 0, 2, 3, 1	0, 2, 3, 1, 0, 2, 3, 1
Number of PUSCH repetitions		1	16
Frequency hopping		ON	ON
Frequency hopping interval	subframes	4: FDD 5: TDD	4: FDD 5: TDD
Note 1: Guard period shall be created according to TS36.211, 5.2.5 [12] Note 2: RV changes per repetition every (RU size x number of RUs) transmission subframes.

Table 8.2.10-2: Minimum requirements for PUSCH, 3 MHz Channel Bandwidth for Mode A, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode A

EPA 5Hz Low

A25-1

70%

-0.6

Table 8.2.10-3: Minimum requirements for PUSCH, 5 MHz Channel Bandwidth for Mode A, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode A

EPA 5Hz Low

A25-1

70%

-0.8

Table 8.2.10-4: Minimum requirements for PUSCH, 10 MHz Channel Bandwidth for Mode A, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode A

EPA 5Hz Low

A25-1

70%

-0.8

Table 8.2.10-5: Minimum requirements for PUSCH, 15 MHz Channel Bandwidth for Mode A, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode A

EPA 5Hz Low

A25-1

70%

-1.0

Table 8.2.10-6: Minimum requirements for PUSCH, 20 MHz Channel Bandwidth for Mode A, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode A

EPA 5Hz Low

A25-1

70%

-1.0

Table 8.2.10-7: Minimum requirements for PUSCH, 3 MHz Channel Bandwidth for Mode B, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode B

EPA 5Hz Low

A25-2

70%

-9.3

Table 8.2.10-8: Minimum requirements for PUSCH, 5 MHz Channel Bandwidth for Mode B, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode B

EPA 5Hz Low

A25-2

70%

-9.5

Table 8.2.10-9: Minimum requirements for PUSCH, 10 MHz Channel Bandwidth for Mode B, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode B

EPA 5Hz Low

A25-2

70%

-9.5

Table 8.2.10-10: Minimum requirements for PUSCH, 15 MHz Channel Bandwidth for Mode B, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode B

EPA 5Hz Low

A25-2

70%

-9.5

Table 8.2.10-11: Minimum requirements for PUSCH, 20 MHz Channel Bandwidth for Mode B, 1Tx

Number of TX antennas

Number of RX antennas

CE Mode

Propagation conditions and correlation matrix (Annex B)

FRC
(Annex A)

Fraction of maximum throughput

SNR

[dB]

Mode B

EPA 5Hz Low

A25-2

70%

-9.5