9.4 Reporting of Precoding Matrix Indicator (PMI)

36.1013GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Release 18TSUser Equipment (UE) radio transmission and reception

Tools: ARFCN - Frequency Conversion for 5G NR/LTE/UMTS/GSM

The minimum performance requirements of PMI reporting are defined based on the precoding gain, expressed as the relative increase in throughput when the transmitter is configured according to the UE reports compared to the case when the transmitter is using random precoding, respectively. When the transmitter uses random precoding, for each PDSCH allocation a precoder is randomly generated and applied to the PDSCH. A fixed transport format (FRC) is configured for all requirements.

The requirements for transmission mode 6, transmission mode 9 with 4 TX and transmission mode 9 with 8 TX alternativeCodebookEnabledCLASSB_K1=TRUE configured are specified in terms of the ratio

In the definition of γ, for PUSCH 3-1 single PMI and PUSCH 1-2 multiple PMI requirements, is 60% of the maximum throughput obtained at using random precoding, and the throughput measured at with precoders configured according to the UE reports;

For the PUCCH 2-1 single PMI requirement, is 60% of the maximum throughput obtained at using random precoding on a randomly selected full-size subband in set S subbands, and the throughput measured at with both the precoder and the preferred full-size subband applied according to the UE reports;

For PUSCH 2-2 multiple PMI requirements, is 60% of the maximum throughput obtained at using random precoding on a randomly selected full-size subband in set S subbands, and the throughput measured at with both the subband precoder and a randomly selected full-size subband (within the preferred subbands) applied according to the UE reports.

For PUCCH 1-1 single PMI requirement under transmission mode 9 with 4Tx and 8 TX when alternativeCodebookEnabledCLASSB_K1=TRUE configured, is 70% of the maximum throughput obtained at using the precoders configured according to the UE reports, and is the throughput measured at with random precoding.

The requirements for transmission mode 9 with 8 TX and transmission mode 9 with 4TX enhanced codebook are specified in terms of the ratio

In the definition of γ, for PUSCH 3-1 single PMI, PUCCH 1-1 single PMI and PUSCH 1-2 multiple PMI requirements, is 70% of the maximum throughput obtained at using the precoders configured according to the UE reports, and is the throughput measured at with random precoding.

The requirements for transmission mode 9 with 12 TX, 16 TX, 24TX and 32 TX Class A codebook are specified in terms of the ratio

In the definition of γ, for PUSCH 3-1 single PMI and PUSCH 1-2 multiple PMI requirements, is 90% of the maximum throughput obtained at using the precoders configured according to the UE reports, and is the throughput measured at with random precoding.

The requirements for transmission mode 9 with 16 TX Class A advancedCodebookEnabled=TRUE configured are specified in terms of the ratio

In the definition of γ, is [70%] of the maximum throughput obtained at using the precoders configured according to both the PMI and relative power indicator (RPI) reported by the UE, and is the throughput measured at using the precoders configured according to the UE reports PMI and fixed RPI equal to 0.

9.4.1 Single PMI

9.4.1.1 Minimum requirement PUSCH 3-1 (Cell-Specific Reference Symbols)

9.4.1.1.1 FDD

For the parameters specified in Table 9.4.1.1.1-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.1.1-2.

Table 9.4.1.1.1-1: PMI test for single-layer (FDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			6
Propagation channel			EVA5
Precoding granularity		PRB	50
Correlation and antenna configuration			Low 2 x 2
Downlink power allocation		dB	-3
		dB	-3
	σ	dB	0
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 3-1
Reporting interval		ms	1
PMI delay (Note 2)		ms	8
Measurement channel			R. 10 FDD
OCNG Pattern			OP.1 FDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Table 9.4.1.1.1-2 Minimum requirement (FDD)

Parameter	Test 1
	1.1
UE Category	≥1

9.4.1.1.2 TDD

For the parameters specified in Table 9.4.1.1.2-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in 9.4.1.1.2-2.

Table 9.4.1.1.2-1: PMI test for single-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			6
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EVA5
Precoding granularity		PRB	50
Correlation and antenna configuration			Low 2 x 2
Downlink power allocation		dB	-3
		dB	-3
	σ	dB	0
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 3-1
Reporting interval		ms	1
PMI delay (Note 2)		ms	10 or 11
Measurement channel			R.10 TDD
OCNG Pattern			OP.1 TDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
Note 1: For random precoder selection, the precoder shall be updated in each available downlink transmission instance. Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Table 9.4.1.1.2-2: Minimum requirement (TDD)

Parameter	Test 1
	1.1
UE Category	≥1

9.4.1.2 Minimum requirement PUCCH 2-1 (Cell-Specific Reference Symbols)

9.4.1.2.1 FDD

For the parameters specified in Table 9.4.1.2.1-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.2.1-2.

Table 9.4.1.2.1-1: PMI test for single-layer (FDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			6
Propagation channel			EVA5
Correlation and antenna configuration			Low 4 x 2
Downlink power allocation		dB	-6
		dB	-6
	σ	dB	3
		dB[mW/15kHz]	-98
PMI delay		ms	8 or 9
Reporting mode			PUCCH 2-1 (Note 6)
Reporting periodicity		ms	N_pd = 2
Physical channel for CQI reporting			PUSCH (Note 3)
PUCCH Report Type for wideband CQI/PMI			2
PUCCH Report Type for subband CQI			1
Measurement channel			R.14-1 FDD
OCNG Pattern			OP.1/2 FDD
Precoding granularity		PRB	6 (full size)
Number of bandwidth parts (J)			3
K			1
cqi-pmi-ConfigIndex			1
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
Note 1: For random precoder selection, the precoder shall be updated every two TTI (2 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: To avoid collisions between HARQ-ACK and wideband CQI/PMI or subband CQI, it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#1, #3, #7 and #9 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#5, #7, #1 and #3. Note 4: Reports for the short subband (having 2RBs in the last bandwidth part) are to be disregarded and instead data is to be transmitted on the most recently used subband for bandwidth part with j=1. Note 5: In the case where wideband PMI is reported, data is to be transmitted on the most recently used subband. Note 6: The bit field for PMI confirmation in DCI format 1B shall be mapped to “0” and TPMI information shall indicate the codebook index used in Table 6.3.4.2.3-2 of TS36.211 [4] according to the latest PMI report on PUCCH.

Table 9.4.1.2.1-2: Minimum requirement (FDD)

	Test 1
	1.2
UE Category	≥1

9.4.1.2.2 TDD

For the parameters specified in Table 9.4.1.2.2-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.2.2-2.

Table 9.4.1.2.2-1: PMI test for single-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			6
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EVA5
Correlation and antenna configuration			Low 4 x 2
Downlink power allocation		dB	-6
		dB	-6
	σ	dB	3
		dB[mW/15kHz]	-98
PMI delay		ms	10
Reporting mode			PUCCH 2-1 (Note 6)
Reporting periodicity		ms	N_P = 5
Physical channel for CQI reporting			PUSCH (Note 3)
PUCCH Report Type for wideband CQI/PMI			2
PUCCH Report Type for subband CQI			1
Measurement channel			R.14-1 TDD
OCNG Pattern			OP.1/2 TDD
Precoding granularity		PRB	6 (full size)
Number of bandwidth parts (J)			3
K			1
cqi-pmi-ConfigIndex			4
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK fedback mode			Multiplexing
Note 1: For random precoder selection, the precoder shall be updated in each available downlink transmission instance. Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: To avoid collisions between HARQ-ACK and wideband CQI/PMI or subband CQI it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#4 and #9 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#8 and #3. Note 4: Reports for the short subband (having 2RBs in the last bandwidth part) are to be disregarded and instead data is to be transmitted on the most recently used subband for bandwidth part with j=1. Note 5: In the case where wideband PMI is reported, data is to be transmitted on the most recently used subband. Note 6: The bit field for PMI confirmation in DCI format 1B shall be mapped to “0” and TPMI information shall indicate the codebook index used in Table 6.3.4.2.3-2 of TS36.211 [4] according to the latest PMI report on PUCCH.

Table 9.4.1.2.2-2: Minimum requirement (TDD)

	Test 1
	1.2
UE Category	≥1

9.4.1.3 Minimum requirement PUSCH 3-1 (CSI Reference Symbol)

9.4.1.3.1 FDD

For the parameters specified in Table 9.4.1.3.1-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.3.1-2.

Table 9.4.1.3.1-1: PMI test for single-layer (FDD)

Parameter		Unit	Test 1	Test 2	Test 3
Bandwidth		MHz	10	10	10
Transmission mode			9	9	9
Propagation channel			EPA5	EPA5	EPA5
Precoding granularity		PRB	50	50	50
Correlation and antenna configuration			Low ULA 4 x 2	Low ULA 4 x 2	Low ULA 4 x 2
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18	Antenna ports 15,…,18	Antenna ports 15,…,18
Beamforming model			Annex B.4.3	Annex B.4.3	Annex B.4.3
FrequencyDensityBeamformed			N/A	1	1
NZP-TransmissionCombBeamformed			N/A	N/A	N/A
csi-RS-NZP-mode			N/A	aperiodic	multiShot
NumberActivatedAperiodicCSI-RS-Resources			N/A	1	NA
CSI-RS-ConfigNZPAperiodic			N/A	6,7 (Note 4)	NA
NumberActivatedCSI-RS-Resources			N/A	NA	1
eMIMO-Type			N/A	ClassB	ClassB
alternativeCodebookEnabledCLASSB_K1			N/A	FALSE	FALSE
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 1	N/A	5/ 1
CSI-RS reference signal configuration			6	N/A	6,7 (Note 5,6)
CodeBookSubsetRestriction bitmap			0x0000 0000 0000 FFFF	0x0000 0000 0000 FFFF	0x0000 0000 0000 FFFF
Downlink power allocation		dB	0	0
		dB	0	0
	Pc	dB	-3	-3
	σ	dB	-3	-3
		dB[mW/15kHz]	-98	-98	-98
Reporting mode			PUSCH 3-1	PUSCH 3-1	PUSCH 3-1
Reporting interval		ms	5	5	5
PMI delay (Note 2)		ms	8	8	8
Measurement channel			R.44 FDD	R.44 FDD	R.44 FDD
OCNG Pattern			OP.1 FDD	OP.1 FDD	OP.1 FDD
Max number of HARQ transmissions			4	4	4
Redundancy version coding sequence			{0,1,2,3}	{0,1,2,3}	{0,1,2,3}
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: PDSCH _RA= 0 dB, PDSCH_RB= 0 dB in order to have the same PDSCH and OCNG power per subcarrier at the receiver. Note 4: Only one of these two aperiodic NZP CSI-RS resources will be randomly seleted and activated during test .The selected aperiodic NZP CSI-RS is transmitted in every subframe #1 and #6. Note 5: Through MAC CE, one of these two periodic NZP CSI-RS resources will be activated and the other one will be deactivated in an alternative way. The activation and deactivation command will be transmitted in sub-frame #0 per [10000] ms. Note 6: When activation and/or deactivation command through MAC CE is transmitted at subframe n, the scheduled PDSCH transmission will be skiped for the subsequent 25 subframes.

Table 9.4.1.3.1-2: Minimum requirement (FDD)

Parameter	Test 1	Test 2	Test 3
	1.2	[1.2]	[1.2]
UE Category	≥1	≥2	≥2
Note 1: For UE that indicates support of csi-RS-NZP-mode ‘aperiodic’ and/or ‘multiShot’, test 2 and/or test 3 will be run and test 1 will be skipped. Otherwise, test 1 will be run and test 2 and test 3 will be skipped.

9.4.1.3.2 TDD

For the parameters specified in Table 9.4.1.3.2-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.3.2-2.

Table 9.4.1.3.2-1: PMI test for single-layer (TDD)

Parameter		Unit	Test 1	Test 2	Test 3
Bandwidth		MHz	10	10	10
Transmission mode			9	9	9
Uplink downlink configuration			1	1	1
Special subframe configuration			4	4	4
Propagation channel			EVA5	EVA5	EVA5
Precoding granularity		PRB	50	50	50
Antenna configuration			8 x 2	8 x 2	8 x 2
Correlation modeling			High, Cross polarized	High, Cross polarized	High, Cross polarized
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,22	Antenna ports 15,…,22	Antenna ports 15,…,22
Beamforming model			Annex B.4.3	Annex B.4.3	Annex B.4.3
FrequencyDensityBeamformed			N/A	1	1
NZP-TransmissionCombBeamformed			N/A	N/A	N/A
csi-RS-NZP-mode			N/A	aperiodic	multiShot
NumberActivatedAperiodicCSI-RS-Resources			N/A	1	N/A
CSI-RS-ConfigNZPAperiodic			N/A	0,1 (Note 5)	N/A
NumberActivatedCSI-RS-Resources			N/A	N/A	1
eMIMO-Type			N/A	ClassB	ClassB
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 4	N/A	5/ 4
CSI-RS reference signal configuration			0	N/A	0,1 (Note 6,7)
CodeBookSubsetRestriction bitmap			0x0000 0000 001F FFE0 0000 0000 FFFF	0x0000 0000 001F FFE0 0000 0000 FFFF	0x0000 0000 001F FFE0 0000 0000 FFFF
Downlink power allocation		dB	0	0
		dB	0	0
	Pc	dB	-6	-6
	σ	dB	-3	-3
		dB[mW/15kHz]	-98	-98	-98
Reporting mode			PUSCH 3-1	PUSCH 3-1	PUSCH 3-1
Reporting interval		ms	5	5	5
PMI delay (Note 2)		ms	10	10	10
Measurement channel			R.45-1 TDD for UE Category 1, R.45 TDD for UE Category ≥2	R.45 TDD	R.45 TDD
OCNG Pattern			OP.7 TDD for UE Category 1, and OP.1 TDD for UE Category ≥2	OP.1 TDD	OP.1 TDD
Max number of HARQ transmissions			4	4	4
Redundancy version coding sequence			{0,1,2,3}	{0,1,2,3}	{0,1,2,3}
ACK/NACK feedback mode			Multiplexing	Multiplexing	Multiplexing
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#4 and #9 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#3 and #8. Note 4: Randomization of the principle beam direction shall be used as specified in B.2.3A.4 Note 5: Only one of these two aperiodic NZP CSI-RS resources will be randomly seleted and activated during test .The selected aperiodic NZP CSI-RS is transmitted in every subframe #4 and #9. Note 6: Through MAC CE, one of these two periodic NZP CSI-RS resources will be activated and the other one will be deactivated in an alternative way. The activation and deactivation command will be transmitted in sub-frame #0 per [10000] ms. Note 7: When activation and/or deactivation command through MAC CE is transmitted at subframe n, the scheduled PDSCH transmission will be skiped for the subsequent 25 subframes.

Table 9.4.1.3.2-2: Minimum requirement (TDD)

Parameter	Test 1	Test 2	Test 3
	3	[3]	[3]
UE Category	≥1	≥2	≥2
Note 1: For UE that indicates support of csi-RS-NZP-mode ‘aperiodic’ and/or ‘multiShot’, test 2 and/or test 3 will be run and test 1 will be skipped. Otherwise, test 1 will be run and test 2 and test 3 will be skipped.

9.4.1.3.3 FDD (with Class A 12Tx codebook)

For the parameters specified in Table 9.4.1.3.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.3.3-2.

Table 9.4.1.3.3-1: PMI test for single-layer (FDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Propagation channel			EPA5
Precoding granularity		PRB	50
Correlation and antenna configuration			High 2D XP 12(2,3,2) x 2
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,26
Beamforming model			Annex B.4.3
CDM Type			CDM2
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 1
NZP-CSI-RS-Configuration-List			{0,1,2}
eMIMO-Type			Class A
codebookConfig-N1			2
codebookConfig-N2			3
codebook-Over-Sampling-RateConfig-O1			8
codebook-Over-Sampling-RateConfig-O2			4
Codebook-Config			Note 5
codebookSubsetRestriction-1			0x01 FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF
codebookSubsetRestriction-2			Codebook-Config 1: 0000 0000 1111 Codebook-Config 2,3,4: 0x 00 000000 0000 FFFF
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-8
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 3-1
Reporting interval		ms	5
PMI delay (Note 2)		ms	8
Measurement channel			R.77 FDD
Rank Number of PDSCH			1
OCNG Pattern			OP.1 FDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: PDSCH _RA= 0 dB, PDSCH_RB= 0 dB in order to have the same PDSCH and OCNG power per subcarrier at the receiver. Note 4: Randomization of the principle beam direction shall be used as specified in B.2.3B.4. Note 5: Value of parameter codebookConfig shall be random selected one value from UE supported codebook configurations.

Table 9.4.1.3.3-2: Minimum requirement (FDD)

Parameter	Test 1
	2.5
UE Category	≥2

9.4.1.3.4 TDD (with Class A 12Tx codebook)

For the parameters specified in Table 9.4.1.3.4-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.3.4-2.

Table 9.4.1.3.4-1: PMI test for single-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EPA5
Precoding granularity		PRB	50
Correlation and antenna configuration			High 2D XP 12(2,3,2) x 2
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,26
Beamforming model			Annex B.4.3
CDM Type			CDM2
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 4
NZP-CSI-RS-Configuration-List			{0,1,2}
eMIMO-Type			Class A
codebookConfig-N1			2
codebookConfig-N2			3
codebook-Over-Sampling-RateConfig-O1			8
codebook-Over-Sampling-RateConfig-O2			4
Codebook-Config			Note 5
codebookSubsetRestriction-1			0x01 FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF
codebookSubsetRestriction-2			Codebook-Config 1: 0000 0000 1111 Codebook-Config 2,3,4: 0x 00 000000 0000 FFFF
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-8
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 3-1
Reporting interval		ms	5
PMI delay (Note 2)		ms	10
Measurement channel			R.77 TDD
Rank Number of PDSCH			1
OCNG Pattern			OP.1 TDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#4 and #9 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#3 and #8. Note 4: Randomization of the principle beam direction shall be used as specified in B.2.3B.4. Note 5: Value of parameter codebookConfig shall be random selected one value from UE supported codebook configurations.

Table 9.4.1.3.4-2: Minimum requirement (TDD)

Parameter	Test 1
	2.5
UE Category	≥2

9.4.1.3.5 FDD (with Class A 24Tx codebook)

For the parameters specified in Table 9.4.1.3.5-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.3.5-2.

Table 9.4.1.3.5-1: PMI test for dual-layer (FDD)

Parameter		Unit	Test 1a	Test 1b
Bandwidth		MHz	10	10
Transmission mode			9	9
Propagation channel			EPA5	EPA5
Precoding granularity		PRB	50	50
Correlation and antenna configuration			High 2D XP 24(3,4,2) x 2	High 2D XP 24(3,4,2) x 2
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,38	Antenna ports 15,…,38
Beamforming model			Annex B.4.3	Annex B.4.3
CDM Type			CDM4	CDM4
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 1	5/ 1
FrequencyDensityNonPrecoded			1	1/3
NZP-TransmissionCombListNonprecoded			N/A	{0,1,2}
NZP-CSI-RS-Configuration-List			{0,1,2}	{0,1,2}
eMIMO-Type			Class A	Class A
codebookConfig-N1			3	3
codebookConfig-N2			4	4
codebook-Over-Sampling-RateConfig-O1			8	8
codebook-Over-Sampling-RateConfig-O2			4	4
Codebook-Config			Note 5	Note 5
codebookSubsetRestriction-1			0x02 FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF	0x02 FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF
codebookSubsetRestriction-2			Codebook-Config 1: 0000 1111 0000 Codebook-Config 2,3,4: 0x 00 0000 FFFF 0000	Codebook-Config 1: 0000 1111 0000 Codebook-Config 2,3,4: 0x 00 0000 FFFF 0000
Downlink power allocation		dB	0	0
		dB	0	0
	Pc	dB	-8	-8
	σ	dB	-3	-3
		dB[mW/15kHz]	-98	-98
Reporting mode			PUSCH 3-1	PUSCH 3-1
Reporting interval		ms	5	5
PMI delay (Note 2)		ms	8	8
Measurement channel			R.88 FDD	R.88A FDD
Rank Number of PDSCH			2	2
OCNG Pattern			OP.1 FDD	OP.1 FDD
Max number of HARQ transmissions			4	4
Redundancy version coding sequence			{0,1,2,3}	{0,1,2,3}
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: PDSCH _RA= 0 dB, PDSCH_RB= 0 dB in order to have the same PDSCH and OCNG power per subcarrier at the receiver. Note 4: Randomization of the principle beam direction shall be used as specified in B.2.3B.4. Note 5: Value of parameter codebookConfig shall be random selected one value from UE supported codebook configurations.

Table 9.4.1.3.5-2: Minimum requirement (FDD)

Parameter	Test 1a	Test 1b
	[3.5]	[3.5]
UE Category	≥2	≥2
Note1: For UE that indicates support of density reduction for Class A, test 1b will be run and test 1a will be skipped. Otherwise, test 1a will be run and test 1b will be skipped.

9.4.1.3.6 TDD (with Class A 24Tx codebook)

For the parameters specified in Table 9.4.1.3.6-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.3.6-2.

Table 9.4.1.3.6-1: PMI test for dual-layer (TDD)

Parameter		Unit	Test 1a	Test 1b
Bandwidth		MHz	10	10
Transmission mode			9	9
Uplink downlink configuration			1	1
Special subframe configuration			4	4
Propagation channel			EPA5	EPA5
Precoding granularity		PRB	50	50
Correlation and antenna configuration			High 2D XP 24(3,4,2) x 2	High 2D XP 24(3,4,2) x 2
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,38	Antenna ports 15,…,38
Beamforming model			Annex B.4.3	Annex B.4.3
CDM Type			CDM4	CDM4
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 4	5/ 4
FrequencyDensityNonPrecoded			1	1/3
NZP-TransmissionCombListNonprecoded			NA	{0,1,2}
NZP-CSI-RS-Configuration-List			{0,1,2}	{0,1,2}
eMIMO-Type			Class A	Class A
codebookConfig-N1			3	3
codebookConfig-N2			4	4
codebook-Over-Sampling-RateConfig-O1			8	8
codebook-Over-Sampling-RateConfig-O2			4	4
Codebook-Config			Note 5	Note 5
codebookSubsetRestriction-1			0x02 FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF	0x02 FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF
codebookSubsetRestriction-2			Codebook-Config 1: 0000 1111 0000 Codebook-Config 2,3,4: 0x 00 0000 FFFF 0000	Codebook-Config 1: 0000 1111 0000 Codebook-Config 2,3,4: 0x 00 0000 FFFF 0000
Downlink power allocation		dB	0	0
		dB	0	0
	Pc	dB	-8	-8
	σ	dB	-3	-3
		dB[mW/15kHz]	-98	-98
Reporting mode			PUSCH 3-1	PUSCH 3-1
Reporting interval		ms	5	5
PMI delay (Note 2)		ms	10	10
Measurement channel			R.88 TDD	R.88A TDD
Rank Number of PDSCH			2	2
OCNG Pattern			OP.1 TDD	OP.1 TDD
Max number of HARQ transmissions			4	4
Redundancy version coding sequence			{0,1,2,3}	{0,1,2,3}
ACK/NACK feedback mode			Multiplexing	Multiplexing
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#4 and #9 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#3 and #8. Note 4: Randomization of the principle beam direction shall be used as specified in B.2.3B.4. Note 5: Value of parameter codebookConfig shall be random selected one value from UE supported codebook configurations.

Table 9.4.1.3.6-2: Minimum requirement (TDD)

Parameter	Test 1a	Test 1b
	[3.0]	[3.0]
UE Category	≥2	≥2
Note1: For UE that indicates support of density reduction for Class A, test 1b will be run and test 1a will be skipped. Otherwise, test 1a will be run and test 1b will be skipped.

9.4.1.4 Minimum requirement PUCCH 1-1 (CSI Reference Symbol)

9.4.1.4.1 FDD (with 4Tx enhanced codebook)

For the parameters specified in Table 9.4.1.4.1-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.4.1-2.

Table 9.4.1.4.1-1 PMI test for single-layer (FDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Propagation channel			EPA5
Precoding granularity		PRB	50
Correlation and antenna configuration			High XP 4 x 2
Beamforming model			Annex B.4.3
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS T_CSI-RS / ∆_CSI-RS			5/ 1
CSI-RS reference signal configuration			6
CodeBookSubsetRestriction bitmap			0x0000 0000 0000 FFFF 0000 00FF
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-3
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUCCH 1-1 submode1
Reporting interval		ms	5
PMI delay (Note 2)		ms	10
Physical channel for CQI/PMI reporting			PUSCH (Note 3)
PUCCH Report Type for CQI/second PMI			2b
Physical channel for RI reporting			PUSCH
PUCCH Report Type for RI/ first PMI			5
cqi-pmi-ConfigurationIndex			4
ri-ConfigIndex			1
Measurement channel			R.60 FDD
OCNG Pattern			OP.1 FDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
alternativeCodeBookEnabledFor4TX-r12			True
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity) Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. Note 4: PDSCH _RA= 0 dB, PDSCH_RB= 0 dB in order to have the same PDSCH and OCNG power per subcarrier at the receiver. Note 5: Randomization of the principle beam direction shall be used as specified in B.2.3A.4

Table 9.4.1.4.1-2 Minimum requirement (FDD)

Parameter	Test 1
	1.8
UE Category	≥1

9.4.1.4.2 TDD (with 4Tx enhanced codebook)

For the parameters specified in Table 9.4.1.4.2-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.4.2-2.

Table 9.4.1.4.2-1 PMI test for single-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EPA5
Precoding granularity		PRB	50
Correlation and antenna configuration			High XP 4 x 2
Beamforming model			Annex B.4.3
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 4
CSI-RS reference signal configuration			6
CodeBookSubsetRestriction bitmap			0x0000 0000 0000 FFFF 0000 00FF
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-3
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUCCH 1-1 submode1
Reporting interval		ms	5
PMI delay (Note 2)		ms	15
Physical channel for CQI/PMI reporting			PUSCH (Note 3)
PUCCH Report Type for CQI/second PMI			2b
Physical channel for RI reporting			PUSCH
PUCCH Report Type for RI/ first PMI			5
cqi-pmi-ConfigurationIndex			4
ri-ConfigIndex			1
Measurement channel			R.60 TDD
OCNG Pattern			OP.1 TDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
alternativeCodeBookEnabledFor4TX-r12			True
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity) Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. Note 4: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#4 and #9 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#3 and #8. Note 5: Randomization of the principle beam direction shall be used as specified in B.2.3A.4.

Table 9.4.1.4.2-2 Minimum requirement (TDD)

Parameter	Test 1
	1.8
UE Category	≥1

9.4.1.4.3 FDD (with Class B alternative codebook for one CSI-RS resource configured)

For the parameters specified in Table 9.4.1.4.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.4.3-2.

Table 9.4.1.4.3-1 PMI test for single-layer (FDD)

Parameter		Unit	Test 1	Test 1a
Bandwidth		MHz	10	10
Transmission mode			9	9
Propagation channel			EPA5	EPA5
Precoding granularity		PRB	50	50
Correlation and antenna configuration			ULA Low 4 x 2	ULA Low 4 x 2
Beamforming model			Annex B.4.3	Annex B.4.3
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18	Antenna ports 15,…,18
FrequencyDensityBeamformed			1	1/2
NZP-TransmissionCombBeamformed			N/A	0
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 1	5/ 1
CSI-RS reference signal configuration			6	6
eMIMO-Type			Class B	Class B
alternativeCodebookEnabledCLASSB_K1			TRUE	TRUE
codebookSubsetRestriction-3			00 0000 0000 0000 1111 1111	00 0000 0000 0000 1111 1111
Downlink power allocation		dB	0	0
		dB	0	0
	Pc	dB	-6	-6
	σ	dB	-3	-3
		dB[mW/15kHz]	-98	-98
Reporting mode			PUCCH 1-1	PUCCH 1-1
Reporting interval		ms	5	5
PMI delay (Note 2)		ms	10	10
Physical channel for CQI/PMI reporting			PUSCH (Note 3)	PUSCH (Note 3)
PUCCH Report Type for CQI/PMI			2	2
Physical channel for RI reporting			PUSCH	PUSCH
PUCCH Report Type for RI			3	3
cqi-pmi-ConfigurationIndex			2	2
ri-ConfigIndex			1	1
Measurement channel			R.45 FDD	R.45A-2 FDD
Rank number of PDSCH			1	1
OCNG Pattern			OP.1 FDD	OP.1 FDD
Max number of HARQ transmissions			4	4
Redundancy version coding sequence			{0,1,2,3}	{0,1,2,3}
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. Note 4: PDSCH_RA= 0 dB, PDSCH_RB= 0 dB in order to have the same PDSCH and OCNG power per subcarrier at the receiver.

Table 9.4.1.4.3-2 Minimum requirement (FDD)

Parameter	Test 1	Test 1a
	1.1	[1.1]
UE Category	≥2	≥2
Note1: For UE that indicates support of density reduction for Class B, test 1a will be run and test 1 will be skipped. Otherwise, test 1 will be run and test 1a will be skipped.

9.4.1.4.4 TDD (with Class B alternative codebook for one CSI-RS resource configured)

For the parameters specified in Table 9.4.1.4.4-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.1.4.4-2.

Table 9.4.1.4.4-1 PMI test for single-layer (TDD)

Parameter		Unit	Test 1	Test 1a
Bandwidth		MHz	10	10
Transmission mode			9	9
Uplink downlink configuration			1	1
Special subframe configuration			4	4
Propagation channel			EPA5	EPA5
Precoding granularity		PRB	50	50
Correlation and antenna configuration			ULA Low 8 x 2	ULA Low 8 x 2
Beamforming model			Annex B.4.3	Annex B.4.3
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,22	Antenna ports 15,…,22
FrequencyDensityBeamformed			1	1/2
NZP-TransmissionCombBeamformed			N/A	0
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 4	5/ 4
CSI-RS reference signal configuration			0	0
eMIMO-Type			Class B	Class B
alternativeCodebookEnabledCLASSB_K1			TRUE	TRUE
codebookSubsetRestriction-3			0x 000 0000 0000 FFFF	0x 000 0000 0000 FFFF
Downlink power allocation		dB	0	0
		dB	0	0
	Pc	dB	-3	-3
	σ	dB	-3	-3
		dB[mW/15kHz]	-98	-98
Reporting mode			PUCCH 1-1	PUCCH 1-1
Reporting interval		ms	5	5
PMI delay (Note 2)		ms	10	10
Physical channel for CQI/PMI reporting			PUSCH (Note 3)	PUSCH (Note 3)
PUCCH Report Type for CQI/ PMI			2	2
Physical channel for RI reporting			PUSCH	PUSCH
PUCCH Report Type for RI			3	3
cqi-pmi-ConfigurationIndex			4	4
ri-ConfigIndex			805	805
Measurement channel			R.45 TDD	R.45A TDD
Rank number of PDSCH			1	1
OCNG Pattern			OP.1 TDD	OP.1 TDD
Max number of HARQ transmissions			4	4
Redundancy version coding sequence			{0,1,2,3}	{0,1,2,3}
ACK/NACK feedback mode			Multiplexing	Multiplexing
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. Note 4: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#4 and #9 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#3 and #8.

Table 9.4.1.4.4-2 Minimum requirement (TDD)

Parameter	Test 1	Test 1a
	1.2	[1.2]
UE Category	≥2	≥2
Note1: For UE that indicates support of density reduction for Class B, test 1a will be run and test 1 will be skipped. Otherwise, test 1 will be run and test 1a will be skipped.

9.4.1a Void

9.4.1a.1 Void

9.4.1a.1.1 Void

9.4.1a.1.2 Void

9.4.2 Multiple PMI

9.4.2.1 Minimum requirement PUSCH 1-2 (Cell-Specific Reference Symbols)

9.4.2.1.1 FDD

For the parameters specified in Table 9.4.2.1.1-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in 9.4.2.1.1-2.

Table 9.4.2.1.1-1: PMI test for single-layer (FDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			6
Propagation channel			EPA5
Precoding granularity (only for reporting and following PMI)		PRB	6
Correlation and antenna configuration			Low 2 x 2
Downlink power allocation		dB	-3
		dB	-3
	σ	dB	0
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 1-2
Reporting interval		ms	1
PMI delay		ms	8
Measurement channel			R.11-3 FDD for UE Category 1, R.11 FDD for UE Category ≥2
OCNG Pattern			OP.1/2 FDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
Note 1: For random precoder selection, the precoders shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: One/two sided dynamic OCNG Pattern OP.1/2 FDD as described in Annex A.5.1.1/2 shall be used.

Table 9.4.2.1.1-2: Minimum requirement (FDD)

Parameter	Test 1
	1.2
UE Category	≥1

9.4.2.1.2 TDD

For the parameters specified in Table 9.4.2.1.2-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in 9.4.2.1.2-2.

Table 9.4.2.1.2-1: PMI test for single-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			6
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EPA5
Precoding granularity (only for reporting and following PMI)		PRB	6
Correlation and antenna configuration			Low 2 x 2
Downlink power allocation		dB	-3
		dB	-3
	σ	dB	0
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 1-2
Reporting interval		ms	1
PMI delay		ms	10 or 11
Measurement channel			R.11-3 TDD for UE Category 1 R.11 TDD for UE Category ≥2
OCNG Pattern			OP.1/2 TDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
Note 1: For random precoder selection, the precoders shall be updated in each available downlink transmission instance. Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: One/two sided dynamic OCNG Pattern OP.1/2 TDD as described in Annex A.5.2.1/2 shall be used.

Table 9.4.2.1.2-2: Minimum requirement (TDD)

Parameter	Test 1
	1.2
UE Category	≥1

9.4.2.2 Minimum requirement PUSCH 2-2 (Cell-Specific Reference Symbols)

9.4.2.2.1 FDD

For the parameters specified in Table 9.4.2.2.1-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.2.2.1-2.

Table 9.4.2.2.1-1: PMI test for single-layer (FDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			6
Propagation channel			EVA5
Correlation and antenna configuration			Low 4 x 2
Downlink power allocation		dB	-6
		dB	-6
	σ	dB	3
		dB[mW/15kHz]	-98
PMI delay		ms	8
Reporting mode			PUSCH 2-2
Reporting interval		ms	1
Measurement channel			R.14-2 FDD
OCNG Pattern			OP.1/2 FDD
Subband size (k)		RBs	3 (full size)
Number of preferred subbands (M)			5
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity) Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4)

Table 9.4.2.2.1-2: Minimum requirement (FDD)

	Test 1
	1.2
UE Category	≥1

9.4.2.2.2 TDD

For the parameters specified in Table 9.4.2.2.2-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.2.2.2-2.

Table 9.4.2.2.2-1: PMI test for single-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			6
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EVA5
Correlation and antenna configuration			Low 4 x 2
Downlink power allocation		dB	-6
		dB	-6
	σ	dB	3
		dB[mW/15kHz]	-98
PMI delay		ms	10
Reporting mode			PUSCH 2-2
Reporting interval		ms	1
Measurement channel			R.14-2 TDD
OCNG Pattern			OP.1/2 TDD
Subband size (k)		RBs	3 (full size)
Number of preferred subbands (M)			5
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
Note 1: For random precoder selection, the precoders shall be updated in each available downlink transmission instance. Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Table 9.4.2.2.2-2 Minimum requirement (TDD)

	Test 1
	1.15
UE Category	≥1

9.4.2.3 Minimum requirement PUSCH 1-2 (CSI Reference Symbol)

9.4.2.3.1 FDD

For the parameters specified in Table 9.4.2.3.1-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in 9.4.2.3.1-2.

Table 9.4.2.3.1-1: PMI test for single-layer (FDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Propagation channel			EVA5
Precoding granularity (only for reporting and following PMI)		PRB	6
Correlation and antenna configuration			Low ULA 4 x 2
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
Beamforming model			Annex B.4.3
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 1
CSI-RS reference signal configuration			8
CodeBookSubsetRestriction bitmap			0x0000 0000 0000 FFFF
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-3
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 1-2
Reporting interval		ms	5
PMI delay		ms	8
Measurement channel			R.45-1 FDD for UE Category 1, R.45 FDD for UE Category ≥2
OCNG Pattern			OP.7 FDD for UE Category 1 OP.1 FDD for UE Category ≥2
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
Note 1: For random precoder selection, the precoders shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: Void. Note 4: PDSCH _RA= 0 dB, PDSCH_RB= 0 dB in order to have the same PDSCH and OCNG power per subcarrier at the receiver.

Table 9.4.2.3.1-2: Minimum requirement (FDD)

Parameter	Test 1
	1.3
UE Category	≥1

9.4.2.3.2 TDD

For the parameters specified in Table 9.4.2.3.2-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in 9.4.2.3.2-2.

Table 9.4.2.3.2-1: PMI test for single-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EVA5
Precoding granularity (only for reporting and following PMI)		PRB	6
Antenna configuration			8 x 2
Correlation modeling			High, Cross polarized
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,22
Beamforming model			Annex B.4.3
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 4
CSI-RS reference signal configuration			4
CodeBookSubsetRestriction bitmap			0x0000 0000 001F FFE0 0000 0000 FFFF
Downlink power allocation		dB	0
		dB	0
	Pc	db	-6
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 1-2
Reporting interval		ms	5 (Note 4)
PMI delay		ms	10
Measurement channel			R.45-1 TDD for UE Category 1, R.45 TDD for UE Category ≥2
OCNG Pattern			OP.7 TDD for UE Category 1 OP.1 TDD for UE Category ≥2
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
Note 1: For random precoder selection, the precoders shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: Void. Note 4: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#4 and #9 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#3 and #8. Note 5: Randomization of the principle beam direction shall be used as specified in B.2.3A.4.

Table 9.4.2.3.2-2: Minimum requirement (TDD)

Parameter	Test 1
	3.5
UE Category	≥1

9.4.2.3.3 FDD (with 4Tx enhanced codebook)

For the parameters specified in Table 9.4.2.3.3-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in 9.4.2.3.3-2.

Table 9.4.2.3.3-1 PMI test for dual-layer (FDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Propagation channel			EVA5
Precoding granularity (only for reporting and following PMI)		PRB	6
Correlation and antenna configuration			High XP 4 x 2
Beamforming model			Annex B.4.3
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
CSI-RS periodicity and subframe offset T_CSI-RS / I_CSI-RS			5/ 1
CSI-RS reference signal configuration			8
CodeBookSubsetRestriction bitmap			0x0000 0000 FFFF 0000 FFFF 0000
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-3
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUSCH1-2
Reporting interval		ms	5
PMI delay (Note 2)		ms	8
Measurement channel			R.45-1 FDD for UE Category 1, R.45 FDD for UE Category ≥2
Rank Number of PDSCH			2
OCNG Pattern			OP.7 FDD for UE Category 1 OP.1 FDD for UE Category ≥2
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
alternativeCodeBookEnabledFor4TX-r12			True
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity) Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: Void. Note 4: PDSCH _RA= 0 dB, PDSCH_RB= 0 dB in order to have the same PDSCH and OCNG power per subcarrier at the receiver. Note 5: Randomization of the principle beam direction shall be used as specified in B.2.3A.4

Table 9.4.2.3.3-2 Minimum requirement (FDD)

Parameter	Test 1
	1.2
UE Category	≥1

9.4.2.3.4 TDD (with 4Tx enhanced codebook)

For the parameters specified in Table 9.4.2.3.4-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in 9.4.2.3.4-2.

Table 9.4.2.3.4-1 PMI test for dual-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EVA5
Precoding granularity (only for reporting and following PMI)		PRB	6
Correlation and antenna configuration			XP High 4 x 2
Beamforming model			Annex B.4.3
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
CSI-RS periodicity and subframe offset T_CSI-RS / I_CSI-RS			5/ 4
CSI-RS reference signal configuration			4
CodeBookSubsetRestriction bitmap			0x0000 0000 FFFF 0000 FFFF 0000
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-3
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUSCH1-2
Reporting interval		ms	5
PMI delay (Note 2)		ms	10
Measurement channel			R.61-1 TDD for UE Category 1, R.61 TDD for UE Category ≥2
Rank Number of PDSCH			2
OCNG Pattern			OP.7 FDD for UE Category 1 OP.1 FDD for UE Category ≥2
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
alternativeCodeBookEnabledFor4TX-r12			True
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity) Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note3: Void. Note 4: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#4 and #9 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#3 and #8. Note 5: Randomization of the principle beam direction shall be used as specified in B.2.3A.4.

Table 9.4.2.3.4-2 Minimum requirement (TDD)

Parameter	Test 1
	1.2
UE Category	≥1

9.4.2.3.5 FDD (with Class A 16Tx codebook)

For the parameters specified in Table 9.4.2.3.5-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.2.3.5-2.

Table 9.4.2.3.5-1: PMI test for dual-layer (FDD)

Parameter	Unit	Test 1
Bandwidth	MHz	10
Transmission mode		9
Propagation channel		EVA5
Precoding granularity (only for reporting and following PMI)	PRB	6
Correlation and antenna configuration		High 2D XP 16(2,4,2) x 2
Cell-specific reference signals		Antenna ports 0,1
CSI reference signals		Antenna ports 15,…,30
Beamforming model		Annex B.4.3
CDM Type		CDM4
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		5/ 1
NZP-CSI-RS-Configuration-List		{0,1}
eMIMO-Type		Class A
codebookConfig-N1		2
codebookConfig-N2		4
codebook-Over-Sampling-RateConfig-O1		8
codebook-Over-Sampling-RateConfig-O2		8
Codebook-Config		Note 5
codebookSubsetRestriction-1		0x02 FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF
codebookSubsetRestriction-2		Codebook-Config 1: 0000 1111 0000 Codebook-Config 2,3,4: 0x 00 000000 FFFF 0000
Downlink power allocation	dB	0
		dB	0
		Pc	dB	-6
		σ	dB	-3
	dB[mW/15kHz]	-98
Reporting mode		PUSCH 1-2
Reporting interval	ms	5
PMI delay (Note 2)	ms	8
Measurement channel		R.78 FDD
Rank Number of PDSCH		2
OCNG Pattern		OP.1 FDD
Max number of HARQ transmissions		4
Redundancy version coding sequence		{0,1,2,3}
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: PDSCH _RA= 0 dB, PDSCH_RB= 0 dB in order to have the same PDSCH and OCNG power per subcarrier at the receiver. Note 4: Randomization of the principle beam direction shall be used as specified in B.2.3B.4. Note 5: Value of parameter codebookConfig shall be random selected one value from UE supported codebook configurations.

Table 9.4.2.3.5-2: Minimum requirement (FDD)

Parameter	Test 1
	2.5
UE Category	≥2

9.4.2.3.6 TDD (with Class A 16Tx codebook)

For the parameters specified in Table 9.4.2.3.6-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.2.3.6-2.

Table 9.4.2.3.6-1: PMI test for dual-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EVA5
Precoding granularity (only for reporting and following PMI)		PRB	6
Correlation and antenna configuration			High 2D XP 16(2,4,2) x 2
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,26
Beamforming model			Annex B.4.3
CDM Type			CDM4
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 4
NZP-CSI-RS-Configuration-List			{0,1}
eMIMO-Type			Class A
codebookConfig-N1			2
codebookConfig-N2			4
codebook-Over-Sampling-RateConfig-O1			8
codebook-Over-Sampling-RateConfig-O2			8
Codebook-Config			Note 5
codebookSubsetRestriction-1			0x02 FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF
codebookSubsetRestriction-2			Codebook-Config 1: 0000 1111 0000 Codebook-Config 2,3,4: 0x 00 000000 FFFF 0000
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-6
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 1-2
Reporting interval		ms	5
PMI delay (Note 2)		ms	10
Measurement channel			R.78 TDD
Rank Number of PDSCH			2
OCNG Pattern			OP.1 TDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#4 and #9 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#3 and #8. Note 4: Randomization of the principle beam direction shall be used as specified in B.2.3B.4 Note 5: Value of parameter codebookConfig shall be random selected one value from UE supported codebook configurations.

Table 9.4.2.3.6-2: Minimum requirement (TDD)

Parameter	Test 1
	2.5
UE Category	≥2

9.4.2.3.7 FDD (with Class A 32Tx codebook)

For the parameters specified in Table 9.4.2.3.7-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.2.3.7-2.

Table 9.4.2.3.7-1: PMI test for dual-layer (FDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Propagation channel			EVA5
Precoding granularity (only for reporting and following PMI)		PRB	6
Correlation and antenna configuration			High 2D XP 32(4,4,2) x 2
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,46
Beamforming model			Annex B.4.3
CDM Type			CDM8
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 1
FrequencyDensityNonPrecoded			1
NZP-TransmissionCombListNonprecoded			NA
NZP-CSI-RS-Configuration-List			{0,1,2,3}
eMIMO-Type			Class A
codebookConfig-N1			4
codebookConfig-N2			4
codebook-Over-Sampling-RateConfig-O1			8
codebook-Over-Sampling-RateConfig-O2			4
Codebook-Config			Note 5
codebookSubsetRestriction-1			0x02 FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF
codebookSubsetRestriction-2			Codebook-Config 1: 0000 1111 0000 Codebook-Config 2,3,4: 0x 00 0000 FFFF 0000
Downlink power allocation		dB	0
		dB		0
	Pc	dB			-6
	σ	dB			-3
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 1-2
Reporting interval		ms	5
PMI delay (Note 2)		ms	8
Measurement channel			R.89 FDD
Rank Number of PDSCH			2
OCNG Pattern			OP.1 FDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: PDSCH _RA= 0 dB, PDSCH_RB= 0 dB in order to have the same PDSCH and OCNG power per subcarrier at the receiver. Note 4: Randomization of the principle beam direction shall be used as specified in B.2.3B.4. Note 5: Value of parameter codebookConfig shall be random selected one value from UE supported codebook configurations.

Table 9.4.2.3.7-2: Minimum requirement (FDD)

Parameter	Test 1
	[4.5]
UE Category	≥2

9.4.2.3.8 TDD (with Class A 32Tx codebook)

For the parameters specified in Table 9.4.2.3.8-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.2.3.8-2.

Table 9.4.2.3.8-1: PMI test for dual-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EVA5
Precoding granularity (only for reporting and following PMI)		PRB	6
Correlation and antenna configuration			High 2D XP 32(4,4,2) x 2
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,46
Beamforming model			Annex B.4.3
CDM Type			CDM8
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 4
FrequencyDensityNonPrecoded			1
NZP-TransmissionCombListNonprecoded			NA
NZP-CSI-RS-Configuration-List			{0,1,2,3}
eMIMO-Type			Class A
codebookConfig-N1			4
codebookConfig-N2			4
codebook-Over-Sampling-RateConfig-O1			8
codebook-Over-Sampling-RateConfig-O2			8
Codebook-Config			Note 5
codebookSubsetRestriction-1			0x02 FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF
codebookSubsetRestriction-2			Codebook-Config 1: 0000 1111 0000 Codebook-Config 2,3,4: 0x 00 0000 FFFF 0000
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-6
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 1-2
Reporting interval		ms	5
PMI delay (Note 2)		ms	10
Measurement channel			R.89 TDD
Rank Number of PDSCH			2
OCNG Pattern			OP.1 TDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#4 and #9 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#3 and #8. Note 4: Randomization of the principle beam direction shall be used as specified in B.2.3B.4 Note 5: Value of parameter codebookConfig shall be random selected one value from UE supported codebook configurations.

Table 9.4.2.3.8-2: Minimum requirement (TDD)

Parameter	Test 1
	[4.5]
UE Category	≥2

9.4.2.3.9 FDD (with Class A 16Tx advanced codebook)

For the parameters specified in Table 9.4.2.3.9-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.2.3.9-2.

Table 9.4.2.3.9-1: PMI test for dual-layer (FDD)

Parameter	Unit	Test 1
Bandwidth	MHz	10
Transmission mode		9
Propagation channel		EVA5
Precoding granularity (only for reporting and following PMI)	PRB	6
Correlation and antenna configuration		Medium 2D XP 16(2,4,2) x 2
Cell-specific reference signals		Antenna ports 0,1
CSI reference signals		Antenna ports 15,…,30
Beamforming model		Annex B.4.3
CDM Type		CDM4
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		5/ 1
NZP-CSI-RS-Configuration-List		{0,1}
eMIMO-Type		Class A
advancedCodebookEnabled		TRUE
codebookConfig-N1		2
codebookConfig-N2		4
codebook-Over-Sampling-RateConfig-O1		8
codebook-Over-Sampling-RateConfig-O2		8
Codebook-Config		Note 5
codebookSubsetRestriction-1		0x02 FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF
codebookSubsetRestriction-2		Codebook-Config 1: 0000 1111 0000 Codebook-Config 2,3,4: 0x 00 000000 FFFF 0000
Downlink power allocation	dB	0
		dB	0
		Pc	dB	-6
		σ	dB	-3
	dB[mW/15kHz]	-98
Reporting mode		PUSCH 1-2
Reporting interval	ms	5
PMI delay (Note 2)	ms	8
Measurement channel		R.78 FDD
Rank Number of PDSCH		2
OCNG Pattern		OP.1 FDD
Max number of HARQ transmissions		4
Redundancy version coding sequence		{0,1,2,3}
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: PDSCH _RA= 0 dB, PDSCH_RB= 0 dB in order to have the same PDSCH and OCNG power per subcarrier at the receiver. Note 4: Randomization of the dual-cluster beam directions shall be used as specified in B.2.3B.4A. The value of relative power ratio (p) shall be fixed as 1 during the test. Note 5: Value of parameter codebookConfig shall be random selected one value from UE supported codebook configurations.

Table 9.4.2.3.9-2: Minimum requirement (FDD)

Parameter	Test 1
	[1.03]
UE Category	≥2

9.4.2.3.10 TDD (with Class A 16Tx advanced codebook)

For the parameters specified in Table 9.4.2.3.10-1, and using the downlink physical channels specified in Annex C.3.2, the minimum requirements are specified in Table 9.4.2.3.10-2.

Table 9.4.2.3.10-1: PMI test for dual-layer (TDD)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Transmission mode			9
Uplink downlink configuration			1
Special subframe configuration			4
Propagation channel			EVA5
Precoding granularity (only for reporting and following PMI)		PRB	6
Correlation and antenna configuration			Medium 2D XP 16(2,4,2) x 2
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,26
Beamforming model			Annex B.4.3
CDM Type			CDM4
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			5/ 4
NZP-CSI-RS-Configuration-List			{0,1}
eMIMO-Type			Class A
advancedCodebookEnabled			TRUE
codebookConfig-N1			2
codebookConfig-N2			4
codebook-Over-Sampling-RateConfig-O1			8
codebook-Over-Sampling-RateConfig-O2			8
Codebook-Config			Note 5
codebookSubsetRestriction-1			0x02 FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF
codebookSubsetRestriction-2			Codebook-Config 1: 0000 1111 0000 Codebook-Config 2,3,4: 0x 00 000000 FFFF 0000
Downlink power allocation		dB	0
		dB	0
	Pc	dB	-6
	σ	dB	-3
		dB[mW/15kHz]	-98
Reporting mode			PUSCH 1-2
Reporting interval		ms	5
PMI delay (Note 2)		ms	10
Measurement channel			R.78 TDD
Rank Number of PDSCH			2
OCNG Pattern			OP.1 TDD
Max number of HARQ transmissions			4
Redundancy version coding sequence			{0,1,2,3}
ACK/NACK feedback mode			Multiplexing
Note 1: For random precoder selection, the precoder shall be updated in each TTI (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: PDCCH DCI format 0 with a trigger for aperiodic CQI shall be transmitted in downlink SF#4 and #9 to allow aperiodic CQI/PMI/RI to be transmitted on uplink SF#3 and #8. Note 4: Randomization of the dual-cluster beam directions shall be used as specified in B.2.3B.4A. The value of relative power ratio (p) shall be fixed as 1 during the test. Note 5: Value of parameter codebookConfig shall be random selected one value from UE supported codebook configurations.

Table 9.4.2.3.10-2: Minimum requirement (TDD)

Parameter	Test 1
	[1.03]
UE Category	≥2