9.3.8 Additional requirements for enhanced receiver Type B

36.1013GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Release 18TSUser Equipment (UE) radio transmission and reception

The purpose of the test is to verify that the reporting of the channel quality based on the receiver of the enhanced Type B meets a minimum performance. Performance requirements are specified in terms of the relative throughput obtained when the transport format is that indicated by the reported CQI with NeighCellsInfo-r12 configured compared to the case without NeighCellsInfo-r12 configured. Cell 1 is the serving cell, and Cell 2 and Cell 3 are the interference cells.

9.3.8.1 Minimum requirement PUCCH 1-1 (Cell-Specific Reference Symbols)

9.3.8.1.1 FDD

For the parameters specified in Table 9.3.8.1.1-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.3.8.1.1-2 and by the following

a) the ratio of the throughput obtained when transmitting the transport format indicated by each reported wideband CQI index subject to interference sources with NeighCellsInfo-r12 configured and that obtained when transmitting the transport format indicated by each reported wideband CQI index subject to interference sources without NeighCellsInfo-r12 configured shall be ≥ ;

Table 9.3.8.1.1-1 Fading test for FDD

Parameter

Unit

Cell 1

Cell 2

Cell 3

Bandwidth

MHz

10

Transmission mode

4

Downlink power allocation

dB

-3

dB

-3

σ

dB

0

Cyclic Prefix

Normal

Normal

Normal

Cell ID

0

1

6

SNR

dB

8.34

N/A

N/A

N/A

3.28

0.74

dB

[mW/15kHz]

-89.66

-94.72

-97.26

dB

[mW/15kHz]

-98

Propagation channel

EPA5

EPA5

EPA5

Correlation and antenna configuration

Low 2 x 2

Low 2 x 2

Low 2 x 2

Cell-specific reference signals

Antenna ports 0,1

Antenna ports 0,1

Antenna ports 0,1

Interference model

N/A

As specified in clause B.6.3

As specified in clause B.6.3

Reporting periodicity

ms

Npd = 5

N/A

N/A

Physical channel for CQI/PMI reporting

PUCCH Format 2

N/A

N/A

PUCCH Report Type for CQI/PMI

2

N/A

N/A

PUCCH Report Type for RI

3

N/A

N/A

cqi-pmi-ConfigurationIndex

6

N/A

N/A

ri-ConfigurationIndex

1

N/A

N/A

CodeBookSubsetRestriction bitmap

000001

N/A

N/A

Max number of HARQ transmissions

1

N/A

N/A

NeighCellsInfo-r12 (Note 4)

p-aList-r12

N/A

{dB-6, dB-3, dB0}

{dB-6, dB-3, dB0}

transmissionModeList-r12

N/A

{2,3,4,8,9}

{2,3,4,8,9}

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.2 FDD according to Table A.4-1 with one sided dynamic OCNG Pattern OP.1 FDD as described in Annex A.5.1.1.

Note 3: All cells are time-synchronous.

Note 4: NeighCellsInfo-r12 is described in subclause 6.3.2 of [7].

Table 9.3.8.1.1-2 Minimum requirement (FDD)

Test 1

0.925

UE Category

≥2
9.3.8.1.2 TDD

For the parameters specified in Table 9.3.8.1.2-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in 9.3.8.1.2-2 and by the following

a) the ratio of the throughput obtained when transmitting the transport format indicated by each reported wideband CQI index subject to interference sources with NeighCellsInfo-r12 configured and that obtained when transmitting the transport format indicated by each reported wideband CQI index subject to interference sources without NeighCellsInfo-r12 configured shall be ≥ ;

Table 9.3.8.1.2-1 Fading test for TDD

Parameter

Unit

Cell 1

Cell 2

Cell 3

Bandwidth

MHz

10

Transmission mode

4

Uplink downlink configuration

2

Special subframe configuration

4

Downlink power allocation

dB

-3

dB

-3

σ

dB

0

Cyclic Prefix

Normal

Normal

Normal

Cell ID

0

1

6

SNR

dB

8.34

N/A

N/A

N/A

3.28

0.74

dB

[mW/15kHz]

-89.66

-94.72

-97.26

dB

[mW/15kHz]

-98

Propagation channel

EPA5

EPA5

EPA5

Correlation and antenna configuration

Low 2 x 2

Low 2 x 2

Low 2 x 2

Cell-specific reference signals

Antenna ports 0,1

Antenna ports 0,1

Antenna ports 0,1

Interference model

N/A

As specified in clause B.6.3

As specified in clause B.6.3

Reporting periodicity

ms

Npd = 5

N/A

N/A

Physical channel for CQI/PMI reporting

PUSCH

(Note 3)

N/A

N/A

PUCCH Report Type

2

N/A

N/A

cqi-pmi-ConfigurationIndex

3

N/A

N/A

ri-ConfigIndex

805 (Note 5)

N/A

N/A

CodeBookSubsetRestriction bitmap

000001

N/A

N/A

Max number of HARQ transmissions

1

N/A

N/A

ACK/NACK feedback mode

Multiplexing

N/A

N/A

NeighCellsInfo-r12 (Note 6)

p-aList-r12

N/A

{dB-6, dB-3, dB0}

{dB-6, dB-3, dB0}

transmissionModeList-r12

N/A

{2,3,4,8,9}

{2,3,4,8,9}

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.2 TDD according to Table A.4-1 with one sided dynamic OCNG Pattern OP.1 TDD as described in Annex A.5.2.1.

Note 3: To avoid collisions between CQI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#3 and #8 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#7 and #2.

Note 4: All cells are time-synchronous.

Note 5: RI reporting interval is set to the maximum allowable length of 160ms to minimise collisions between RI, CQI/PMI and HARQ-ACK reports. In the case when all three reports collide, it is expected that CQI/PMI reports will be dropped, while RI and HARQ-ACK will be multiplexed. At eNB, CQI report collection shall be skipped every 160ms during performance verification.

Note 6: NeighCellsInfo-r12 is described in subclause 6.3.2 of [7].

Table 9.3.8.1.2-2 Minimum requirement (TDD)

Test 1

0.925

UE Category

≥2

9.3.8.2 Minimum requirement PUCCH 1-1 (CSI Reference Symbols)

9.3.8.2.1 FDD

For the parameters specified in Table 9.3.8.2.1-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.3.8.2.1-2 and by the following

a) the ratio of the throughput obtained when transmitting the transport format indicated by each reported wideband CQI index subject to interference sources with NeighCellsInfo-r12 configured and that obtained when transmitting the transport format indicated by each reported wideband CQI index subject to interference sources without NeighCellsInfo-r12 configured shall be ≥ ;

Table 9.3.8.2.1-1 Fading test for FDD

Parameter

Unit

Cell 1

Cell 2

Cell 3

Bandwidth

MHz

10

Transmission mode

9

Downlink power allocation

dB

0

dB

0

Pc

dB

0

σ

dB

0

Cyclic Prefix

Normal

Normal

Normal

Cell ID

0

1

6

SNR

dB

8.34

N/A

N/A

N/A

3.28

0.74

dB

[mW/15kHz]

-89.66

-94.72

-97.26

dB

[mW/15kHz]

-98

Propagation channel

EPA5

EPA5

EPA5

Correlation and antenna configuration

Low 2 x 2

Low 2 x 2

Low 2 x 2

Cell-specific reference signals

Antenna ports 0,1

Antenna ports 0,1

Antenna ports 0,1

Beamforming Model

As specified in Section B.4.3

CSI reference signals

Antenna ports 15,16

N/A

N/A

CSI-RS periodicity and subframe offset

5/1

N/A

N/A

CSI-RS reference signal configuration

2

N/A

N/A

Zero-power CSI-RS configuration

ICSI-RS / ZeroPowerCSI-RS bitmap

Subframes / bitmap

N/A

1 /

0001000000000000

1 /

0001000000000000

CodeBookSubsetRestriction bitmap

000001

N/A

N/A

Interference model

N/A

As specified in clause B.6.4

As specified in clause B.6.4

Reporting periodicity

ms

Npd = 5

N/A

N/A

Physical channel for CQI/PMI reporting

PUSCH (Note 3)

N/A

N/A

PUCCH Report Type for CQI/PMI

2

N/A

N/A

PUCCH channel for RI reporting

PUCCH Format 2

N/A

N/A

PUCCH Report Type for RI

3

N/A

N/A

cqi-pmi-ConfigurationIndex

2

N/A

N/A

ri-ConfigIndex

1

N/A

N/A

Max number of HARQ transmissions

1

N/A

N/A

NeighCellsInfo-r12 (Note 5)

p-aList-r12

N/A

{dB-6, dB-3, dB0}

{dB-6, dB-3, dB0}

transmissionModeList-r12

N/A

{2,3,4,8,9}

{2,3,4,8,9}

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.11 FDD according to Table A.4-1 with one sided dynamic OCNG Pattern OP.1 FDD as described in Annex A.5.1.1.

Note 3: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#1 and #6 to allow periodic CQI/ PMI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#0 and #5.

Note 4: All cells are time-synchronous.

Note 5: NeighCellsInfo-r12 is described in subclause 6.3.2 of [7].

Table 9.3.8.2.1-2 Minimum requirement (FDD)

Test 1

0.925

UE Category

≥2
9.3.8.2.2 TDD

For the parameters specified in Table 9.3.8.2.2-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in 9.3.8.2.2-2 and by the following

a) the ratio of the throughput obtained when transmitting the transport format indicated by each reported wideband CQI index subject to interference sources with NeighCellsInfo-r12 configured and that obtained when transmitting the transport format indicated by each reported wideband CQI index subject to interference sources without NeighCellsInfo-r12 configured shall be ≥ ;

Table 9.3.8.2.2-1 Fading test for TDD

Parameter

Unit

Cell 1

Cell 2

Cell 3

Bandwidth

MHz

10

Transmission mode

9

Downlink power allocation

dB

0

dB

0

Pc

dB

0

σ

dB

0

Uplink downlink configuration

2

Special subframe configuration

4

Cyclic Prefix

Normal

Normal

Normal

Cell ID

0

1

6

SNR

dB

8.34

N/A

N/A

N/A

3.28

0.74

dB

[mW/15kHz]

-89.66

-94.72

-97.26

dB

[mW/15kHz]

-98

Propagation channel

EPA5

EPA5

EPA5

Correlation and antenna configuration

Low 2 x 2

Low 2 x 2

Low 2 x 2

Cell-specific reference signals

Antenna ports 0,1

Antenna ports 0,1

Antenna ports 0,1

Beamforming Model

As specified in Section B.4.3

CSI reference signals

Antenna ports 15,16

N/A

N/A

CSI-RS periodicity and subframe offset

5/3

N/A

N/A

CSI-RS reference signal configuration

2

N/A

N/A

Zero-power CSI-RS configuration

ICSI-RS / ZeroPowerCSI-RS bitmap

Subframes / bitmap

N/A

3 /

0001000000000000

3 /

0001000000000000

CodeBookSubsetRestriction bitmap

000001

N/A

N/A

Interference model

N/A

As specified in clause B.6.4

As specified in clause B.6.4

Reporting periodicity

ms

Npd = 5

N/A

N/A

Physical channel for CQI/PMI reporting

PUSCH (Note 3)

N/A

N/A

PUCCH Report Type for CQI/PMI

2

N/A

N/A

Physical channel for RI reporting

PUCCH Format 2

N/A

N/A

PUCCH Report Type for RI

3

N/A

N/A

cqi-pmi-ConfigurationIndex

3

N/A

N/A

ri-ConfigIndex

805 (Note 5)

N/A

N/A

Max number of HARQ transmissions

1

N/A

N/A

ACK/NACK feedback mode

Multiplexing

N/A

N/A

NeighCellsInfo-r12 (Note 6)

p-aList-r12

N/A

{dB-6, dB-3, dB0}

{dB-6, dB-3, dB0}

transmissionModeList-r12

N/A

{2,3,4,8,9}

{2,3,4,8,9}

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.11 TDD according to Table A.4-1 with one sided dynamic OCNG Pattern OP.1 TDD as described in Annex A.5.2.1.

Note 3: To avoid collisions between CQI/PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#3 and #8 to allow periodic CQI/ PMI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#2 and #7.

Note 4: All cells are time-synchronous.

Note 5: RI reporting interval is set to the maximum allowable length of 160ms to minimise collisions between RI, CQI/PMI and HARQ-ACK reports. In the case when all three reports collide, it is expected that CQI/PMI reports will be dropped, while RI and HARQ-ACK will be multiplexed. At eNB, CQI report collection shall be skipped every 160ms during performance verification and the reported CQI in subframe SF#7 of the previous frame is applied in downlink subframes until a new CQI (after CQI/PMI dropping) is available.

Note 6: NeighCellsInfo-r12 is described in subclause 6.3.2 of [7].

Table 9.3.8.2.2-2 Minimum requirement (TDD)

Test 1

0.925

UE Category

≥2

9.3.8.3 Minimum requirement with CSI process

9.3.8.3.1 FDD

For the parameters specified in Table 9.3.8.3.1-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.3.8.3.1-2 and by the following

a) the ratio of the throughput obtained for the Type B receiver with NAICS assistance information when transmitting the transport format indicated by each reported wideband CQI index subject to interference sources with specified and that obtained for the Type B receiver without NAICS assistance information when transmitting the transport format indicated by each reported wideband CQI index subject to interference sources with the same specified shall be ≥ ;

Table 9.3.8.3.1-1 Fading test for single antenna (FDD)

Parameter

Unit

Cell 1

Cell 2

Cell 3

Bandwidth

MHz

10

Transmission mode

10

9

9

Downlink power allocation

dB

0

dB

0

Pc

dB

0

σ

dB

0

Cyclic Prefix

Normal

Normal

Normal

Cell ID

0

1

6

SNR

dB

8.34

N/A

N/A

dB

N/A

3.28

0.74

dB

[mW/15kHz]

-89.66

-94.72

-97.26

dB[mW/15kHz]

-98

Propagation channel

EPA5

EPA5

EPA5

Correlation and antenna configuration

Low 2 x 2

Low 2 x 2

Low 2 x 2

Cell-specific reference signals

Antenna ports 0,1

Antenna port 0, 1

Antenna port 0, 1

Beamforming Model

As specified in Section B.4.3

CSI reference signals

Antenna ports 15,16

N/A

N/A

CSI-RS periodicity and subframe offset

5/1

N/A

N/A

CSI-RS reference signal configuration

2

N/A

N/A

Zero-power CSI-RS configuration

ICSI-RS / ZeroPowerCSI-RS bitmap

Subframes / bitmap

N/A

1 /

0001000000000000

1 /

0001000000000000

Interference model

N/A

As specified in clause B.6.4

As specified in clause B.6.4

CSI process

CSI-RS

CSI-RS

N/A

N/A

CSI-IM

CSI-IM

N/A

N/A

Reporting mode

PUCCH 1-1

N/A

N/A

CodeBookSubsetRestriction bitmap

000001

N/A

N/A

Reporting periodicity

ms

Npd = 5

N/A

N/A

CQI delay

ms

8

N/A

N/A

Physical channel for CQI/ PMI reporting

PUSCH

(Note 3)

N/A

N/A

PUCCH Report Type for CQI/PMI

2

N/A

N/A

PUCCH channel for RI reporting

PUCCH Format 2

N/A

N/A

PUCCH report type for RI

3

N/A

N/A

cqi-pmi-ConfigurationIndex

2

N/A

N/A

ri-ConfigIndex

1

N/A

N/A

CSI-IM periodicity and subframe offset TCSI-RS / ∆CSI-RS

5/1

N/A

N/A

CSI-IM configuration

6

N/A

N/A

CSI process for PDSCH scheduling

CSI process

N/A

N/A

Quasi-co-located CSI-RS

CSI-RS

N/A

N/A

Quasi-co-located CRS

Same Cell ID as Cell 1

N/A

N/A

Reference measurement channel

Note 2

N/A

N/A

Max number of HARQ transmissions

1

N/A

N/A

NeighCellsInfo-r12 (Note 5)

p-aList-r12

N/A

{dB-6, dB-3, dB0}

{dB-6, dB-3, dB0}

transmissionModeList-r12

N/A

{2,3,4,8,9}

{2,3,4,8,9}

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.11 FDD according to Table A.4-1 with one sided dynamic OCNG Pattern OP.1 FDD as described in Annex A.5.1.1.

Note 3: To avoid collisions between CQI/ PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#1 and #6 to allow periodic CQI/ PMI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#0 and #5.

Note 4: All cells are time-synchronous.

Note 5: NeighCellsInfo-r12 is described in subclause 6.3.2 of [7].

Table 9.3.8.3.1-2 Minimum requirement (FDD)

Test 1

0.925

UE Category

≥2
9.3.8.3.2 TDD

For the parameters specified in Table 9.3.8.3.2-1, and using the downlink physical channels specified in Annex C, the minimum requirements are specified in Table 9.3.8.3.2-2 and by the following

a) the ratio of the throughput obtained obtained for the Type B receiver with NAICS assistance information when transmitting the transport format indicated by each reported wideband CQI index subject to interference sources with specified and that obtained for the Type B receiver without NAICS assistance information when transmitting the transport format indicated by each reported wideband CQI index subject to interference sources with the same specified shall be ≥ ;

Table 9.3.8.3.2-1 Fading test for single antenna (TDD)

Parameter

Unit

Cell 1

Cell 2

Cell 3

Bandwidth

MHz

10

Transmission mode

10

9

9

Downlink power allocation

dB

0

dB

0

Pc

dB

0

σ

dB

0

Uplink downlink configuration

2

Special subframe configuration

4

Cyclic Prefix

Normal

Normal

Normal

Cell ID

0

1

6

SNR

dB

8.34

N/A

N/A

dB

N/A

3.28

0.74

dB

[mW/15kHz]

-89.66

-94.72

-97.26

dB[mW/15kHz]

-98

Propagation channel

EPA5

EPA5

EPA5

Correlation and antenna configuration

Low 2 x 2

Low 2 x 2

Low 2 x 2

Cell-specific reference signals

Antenna ports 0,1

Antenna port 0,1

Antenna port 0,1

Beamforming Model

As specified in Section B.4.3

CSI reference signals

Antenna ports 15,16

N/A

N/A

CSI-RS periodicity and subframe offset

5/3

N/A

N/A

CSI-RS reference signal configuration

2

N/A

N/A

Zero-power CSI-RS configuration

ICSI-RS / ZeroPowerCSI-RS bitmap

Subframes / bitmap

N/A

3 /

0001000000000000

3 /

0001000000000000

Interference model

N/A

As specified in clause B.6.4

As specified in clause B.6.4

CSI process

CSI-RS

CSI-RS

N/A

N/A

CSI-IM

CSI-IM

N/A

N/A

Reporting mode

PUCCH 1-1

N/A

N/A

CodeBookSubsetRestriction bitmap

000001

N/A

N/A

Reporting periodicity

ms

Npd = 5

N/A

N/A

CQI delay

ms

8

N/A

N/A

Physical channel for CQI/ PMI reporting

PUSCH

(Note 3)

N/A

N/A

PUCCH Report Type for CQI/PMI

2

N/A

N/A

PUCCH channel for RI reporting

PUCCH Format 2

N/A

N/A

PUCCH report type for RI

3

N/A

N/A

cqi-pmi-ConfigurationIndex

3

N/A

N/A

ri-ConfigIndex

805 (Note 5)

N/A

N/A

CSI-IM periodicity and subframe offset TCSI-RS / ∆CSI-RS

5/1

N/A

N/A

CSI-IM configuration

6

N/A

N/A

CSI process for PDSCH scheduling

CSI process

N/A

N/A

Quasi-co-located CSI-RS

CSI-RS

N/A

N/A

Quasi-co-located CRS

Same Cell ID as Cell 1

N/A

N/A

Reference measurement channel

Note 2

N/A

N/A

Max number of HARQ transmissions

1

N/A

N/A

ACK/NACK feedback mode

Multiplexing

N/A

N/A

NeighCellsInfo-r12 (Note 6)

p-aList-r12

N/A

{dB-6, dB-3, dB0}

{dB-6, dB-3, dB0}

transmissionModeList-r12

N/A

{2,3,4,8,9}

{2,3,4,8,9}

Note 1: If the UE reports in an available uplink reporting instance at subframe SF#n based on CQI estimation at a downlink SF not later than SF#(n-4), this reported wideband CQI cannot be applied at the eNB downlink before SF#(n+4)

Note 2: Reference measurement channel RC.11 TDD according to Table A.4-1 with one sided dynamic OCNG Pattern OP.1 TDD as described in Annex A.5.2.1.

Note 3: To avoid collisions between CQI/ PMI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#1 and #6 to allow periodic CQI/ PMI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#0 and #5.

Note 4: All cells are time-synchronous.

Note 5: RI reporting interval is set to the maximum allowable length of 160ms to minimise collisions between RI, CQI/PMI and HARQ-ACK reports. In the case when all three reports collide, it is expected that CQI/PMI reports will be dropped, while RI and HARQ-ACK will be multiplexed. At eNB, CQI report collection shall be skipped every 160ms during performance verification and the reported CQI in subframe SF#7 of the previous frame is applied in downlink subframes until a new CQI (after CQI/PMI dropping) is available.

Note 6: NeighCellsInfo-r12 is described in subclause 6.3.2 of [7].

Table 9.3.8.3.2-2 Minimum requirement (TDD)

Test 1

0.925

UE Category

≥2