8.3.2 TDD

36.1013GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Release 18TSUser Equipment (UE) radio transmission and reception

The parameters specified in Table 8.3.2-1 are valid for TDD unless otherwise stated.

Table 8.3.2-1: Common Test Parameters for User-specific Reference Symbols

Parameter		Unit	Value
Uplink downlink configuration (Note 1)				1
Special subframe configuration (Note 2)				4
Cyclic prefix				Normal
Cell ID				0
Inter-TTI Distance				1
Number of HARQ processes			Processes	7
Maximum number of HARQ transmission				4
Redundancy version coding sequence				{0,1,2,3} for QPSK and 16QAM {0,0,1,2} for 64QAM, 256QAM and 1024QAM
Number of OFDM symbols for PDCCH			OFDM symbols	2
Precoder update granularity				Frequency domain: 1 PRB for Transmission mode 8, 1 PRG for Transmission modes 9 and 10 Time domain: 1 ms
ACK/NACK feedback mode				Multiplexing
Note 1: as specified in Table 4.2-2 in TS 36.211 [4] Note 2: as specified in Table 4.2-1 in TS 36.211 [4]

8.3.2.1 Single-layer Spatial Multiplexing

For single-layer transmission on antenna port 5, the requirements are specified in Table 8.3.2.1-2, with the addition of the parameters in Table 8.3.2.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the demodulation performance using user-specific reference signals with full RB or single RB allocation.

Table 8.3.2.1-1: Test Parameters for Testing DRS

Parameter		Unit	Test 1	Test 2	Test 3	Test 4
Downlink power allocation		dB	0	0	0	0
		dB	0 (Note 1)	0 (Note 1)	0 (Note 1)	0 (Note 1)
	σ	dB	0	0	0	0
Cell-specific reference signals			Antenna port 0
Beamforming model			Annex B.4.1
at antenna port		dB/15kHz	-98	-98	-98	-98
Symbols for unused PRBs			OCNG (Note 2)	OCNG (Note 2)	OCNG (Note 2)	OCNG (Note 2)
PDSCH transmission mode			7	7	7	7
Note 1: . Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.2.1-2: Minimum performance DRS (FRC)

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
1	10 MHz QPSK 1/3	R.25 TDD	OP.1 TDD	EPA5	2×2 Low	70	-0.8	≥1
2	10 MHz 16QAM 1/2	R.26 TDD	OP.1 TDD	EPA5	2×2 Low	70	7.0	≥2
	5MHz 16QAM 1/2	R.26-1 TDD	OP.1 TDD	EPA5	2×2 Low	70	7.0	1
3	10 MHz 64QAM 3/4	R.27 TDD	OP.1 TDD	EPA5	2×2 Low	70	17.0	≥2
	10 MHz 64QAM 3/4	R.27-1 TDD	OP.1 TDD	EPA5	2×2 Low	70	17.0	1
4	10 MHz 16QAM 1/2	R.28 TDD	OP.1 TDD	EPA5	2×2 Low	30	1.7	≥1

For single-layer transmission on antenna ports 7 or 8 upon detection of a PDCCH with DCI format 2B, the requirements are specified in Table 8.3.2.1-4 and 8.3.2.1-5, with the addition of the parameters in Table 8.3.2.1-3 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify rank-1 performance on one of the antenna ports 7 or 8 with and without a simultaneous transmission on the other antenna port.

Table 8.3.2.1-3: Test Parameters for Testing CDM-multiplexed DM RS (single layer)

Parameter		Unit	Test 1	Test 2	Test 3	Test 4	Test 5
Downlink power allocation		dB	0	0	0	0	0
		dB	0 (Note 1)	0 (Note 1)	0 (Note 1)	0 (Note 1)	0 (Note 1)
	σ	dB	-3	-3	-3	-3	-3
Cell-specific reference signals			Antenna port 0 and antenna port 1
Beamforming model			Annex B.4.1
at antenna port		dBm/15kHz	-98	-98	-98	-98	-98
Symbols for unused PRBs			OCNG (Note 4)	OCNG (Note 4)	OCNG (Note 4)	OCNG (Note 4)	OCNG (Note 4)
Simultaneous transmission			No	No	No	Yes (Note 3, 5)	Yes (Note 3, 5)
PDSCH transmission mode			8	8	8	8	8
Note 1: . Note 2: The modulation symbols of the signal under test is mapped onto antenna port 7 or 8. Note 3: Modulation symbols of an interference signal is mapped onto the antenna port (7 or 8) not used for the input signal under test. Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 5: The two UEs’ scrambling identities are set to 0 for CDM-multiplexed DM RS with interfering simultaneous transmission test cases.

Table 8.3.2.1-4: Minimum performance for CDM-multiplexed DM RS without simultaneous transmission (FRC)

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
1	10 MHz QPSK 1/3	R.31 TDD	OP.1 TDD	EVA5	2×2 Low	70	-1.0	≥1
2	10 MHz 16QAM 1/2	R.32 TDD	OP.1 TDD	EPA5	2×2 Medium	70	7.7	≥2
	5MHz 16QAM 1/2	R.32-1 TDD	OP.1 TDD	EPA5	2×2 Medium	70	7.7	1
3	10 MHz 64QAM 3/4	R.33 TDD	OP.1 TDD	EPA5	2×2 Low	70	17.7	≥2
	10 MHz 64QAM 3/4	R.33-1 TDD	OP.1 TDD	EPA5	2×2 Low	70	17.7	1

Table 8.3.2.1-5: Minimum performance for CDM-multiplexed DM RS with interfering simultaneous transmission (FRC)

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
4	10 MHz 16QAM 1/2	R.32 TDD (Note 1)	OP.1 TDD	EPA5	2×2 Medium	70	21.9	≥2
5	10 MHz 64QAM 1/2	R.34 TDD (Note 1)	OP.1 TDD	EPA5	2×2 Low	70	22.0	≥2
Note 1: The reference channel applies to both the input signal under test and the interfering signal.

8.3.2.1A Single-layer Spatial Multiplexing (with multiple CSI-RS configurations)

For single-layer transmission on antenna ports 7 or 8 upon detection of a PDCCH with DCI format 2C, the requirements are specified in Table 8.3.2.1A-2 and 8.3.2.1A-3, with the addition of the parameters in Table 8.3.2.1A-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify rank-1 performance on one of the antenna ports 7 or 8 with and without a simultaneous transmission on the other antenna port, and to verify rate matching with multiple CSI reference symbol configurations with non-zero and zero transmission power.

Table 8.3.2.1A-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with multiple CSI-RS configurations

Parameter		Unit	Test 1, Test 1a	Test 2	Test 3	Test 4, Test 4a	Test 5
Downlink power allocation		dB	0	0	0	0	0
		dB	0 (Note 1)	0 (Note 1)	0 (Note 1)	0 (Note 1)	0 (Note 1)
	σ	dB	-3	-3	-3	-3	-3
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,22	Antenna ports 15,…,18	Antenna ports 15,…,18	Antenna ports 15,…,22	Antenna ports 15,…,18
Beamforming model			Annex B.4.1	Annex B.4.1	Annex B.4.1	Annex B.4.1	Annex B.4.1
CSI-RS periodicity and subframe offset TCSI-RS / ∆CSI-RS		Subframes	5 / 4	5 / 4	5 / 4	5 / 4	5 / 4
CSI reference signal configuration			1	3	3	1	3
csi-RS-ConfigZP-ApList			N/A	NA	NA	{0,1}	NA
Zero-power CSI-RS configuration ICSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	4 / 0010000100000000	4 / 0010000000000000	4/ 0010000000000000	0010000100000000 or 0001000100000000 (Note 7)	N/A
at antenna port		dBm/15kHz	-98	-98	-98	-98	-98
Symbols for unused PRBs			OCNG (Note 4)	OCNG (Note 4)	OCNG (Note 4)	OCNG (Note 4)	OCNG (Note 4)
Number of allocated resource blocks (Note 2)		PRB	50	50	100	50	50
Simultaneous transmission			No	Yes (Note 3, 5)	No	No	No
PDSCH transmission mode			9	9	9	9	9
Number of MBSFN subframes		Subframes	2 (Note 6)	NA	NA	2 (Note 7)	NA
Note 1: . Note 2: The modulation symbols of the signal under test are mapped onto antenna port 7 or 8. Note 3: Modulation symbols of an interference signal is mapped onto the antenna port (7 or 8) not used for the input signal under test. Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 5: The two UEs’ scrambling identities are set to 0 for CDM-multiplexed DM RS with interfering simultaneous transmission test cases. Note 6: For TDD mode, 2 subframes (#4/9) are allocated as MBSFN subframes. Note 7: Through DCI signalling, indicating aperiodic ZP-CSI-RS in sub-frames #4 and #9 per frame, the indicated aperiodic ZP-CSI-RS is random selected from RRC-configured AP ZP CSIRS list.

Table 8.3.2.1A-2: Minimum performance for CDM-multiplexed DM RS without simultaneous transmission (FRC) with multiple CSI-RS configurations

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category	UE DL Cat-egory
						Fraction of Maximum Throughput (%)	SNR (dB)
1	10 MHz QPSK 1/3	R.50-1 TDD	OP.1 TDD	EVA5	2×2 Low	70	-0.73	≥1	≥6
1a	10 MHz QPSK 1/3	R.50-2 TDD	OP.1 TDD	EVA5	2×2 Low	70	[-0.6]	≥1	≥6
3	20MHz 256QAM	R. 66 TDD	OP.1 TDD	EPA5	2×2 Low	70	24.3	11-12	≥11
4	10 MHz QPSK 1/3	R.50-1 TDD	OP.1 TDD	EVA5	2×2 Low	70	[-0.73]	≥1	≥6
4a	10 MHz QPSK 1/3	R.50-2 TDD	OP.1 TDD	EVA5	2×2 Low	[70]	TBD	≥1	≥6
5	10MHz 1024QAM	R.101 TDD	OP.1 TDD	EPA5	4×2 Low	70	29.0	TBD	20, ≥ 22
Note 1: For UE that does not support aperiodic ZP-CSI-RS, test 1a will be run and test 1 will be skipped if the UE indicates support of pdsch-CollisionHandling-r13. Otherwise, test 1 will be run and test 1a will be skipped. For UE that does not support aperiodic ZP-CSI-RS, test 4 and test 4a will be skipped. Note 2: For UE that supports AP ZP CSIRS, test 4a will be run and test 4 will be skipped if the UE indicates support of pdsch-CollisionHandling-r13. Otherwise, test 4 will be run and test 4a will be skipped. For UE that supports AP ZP CSIRS, test 1 and test 1a will be skipped.

Table 8.3.2.1A-3: Minimum performance for CDM-multiplexed DM RS with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
2	10 MHz 64QAM 1/2	R.44 TDD	OP.1 TDD	EPA5	2×2 Low	70	22.1	≥2
Note 1: The reference channel applies to both the input signal under test and the interfering signal.

8.3.2.1B Enhanced Performance Requirement Type A – Single-layer Spatial Multiplexing with TM9 interference model

The requirements are specified in Table 8.3.2.1B-2, with the addition of the parameters in Table 8.3.2.1B-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify closed-loop rank one performance on one of the antenna ports 7 or 8 without a simultaneous transmission on the other antenna port in the serving cell when the PDSCH transmission in the serving cell is interfered by PDSCH of one dominant interfering cell applying transmission mode 9 interference model defined in clause B.5.4. In 8.3.2.1B-1, Cell 1 is the serving cell, and Cell 2 is the interfering cell. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1and Cell 2, respectively.

Table 8.3.2.1B-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with TM9 interference model

parameter		Unit	Cell 1	Cell 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18	N/A
CSI-RS periodicity and subframe offset TCSI-RS / ∆CSI-RS		Subframes	5 / 4	N/A
CSI reference signal configuration			0	N/A
at antenna port		dBm/15kHz	-98	N/A
DIP (Note 2)		dB	N/A	-1.73
BWChannel		MHz	10	10
Cyclic Prefix			Normal	Normal
Cell Id			0	126
Number of control OFDM symbols			2	2
PDSCH transmission mode			9	N/A
Beamforming model			As specified in clause B.4.3 (Note 4, 5)	N/A
Interference model			N/A	As specified in clause B.5.4
Probability of occurrence of transmission rank in interfering cells	Rank 1		N/A	70
	Rank 2		N/A	30
Precoder update granularity		PRB	50	6
PMI delay (Note 5)		ms	10 or 11	N/A
Reporting interval		ms	5	N/A
Reporting mode			PUCCH 1-1	N/A
CodeBookSubsetRestriction bitmap			0000000000000000000000000000000000000000000000001111111111111111	N/A
Symbols for unused PRBs			OCNG (Note 6)	N/A
Simultaneous transmission			No simultaneous transmission on the other antenna port in (7 or 8) not used for the input signal under test	N/A
Physical channel for CQI reporting			PUSCH(Note 8)	N/A
cqi-pmi-ConfigurationIndex			4	N/A
Note 1: Note 2: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1. Note 3: The modulation symbols of the signal under test in Cell 1 are mapped onto antenna port 7 or 8. Note 4: The precoder in clause B.4.3 follows UE recommended PMI. Note 5: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 6: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 7: All cells are time-synchronous. Note 8: To avoid collisions between CQI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#4 and #9 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#8 and #3.

Table 8.3.2.1B-2: Enhanced Performance Requirement Type A, CDM-multiplexed DM RS with TM9 interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 3)

Reference Value

UE Category

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum Throughput (%)

SINR (dB) (Note 2)

1

R.48 TDD

OP.1 TDD

N/A

EVA5

EVA5

4×2 Low

70

-1.0

≥1

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent. Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1. Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

8.3.2.1C Single-layer Spatial Multiplexing (demodulation subframe overlaps with aggressor cell ABS and CRS assistance information are configured)

The requirements are specified in Table 8.3.2.1C-2, with the addition of parameters in Table 8.3.2.1C-1. The purpose is to verify the performance of the antenna ports 7 or 8 without a simultaneous transmission on the other antenna port in the serving cell if the PDSCH transmission in the serving cell takes place in subframes that overlap with ABS [9] of the aggressor cell with CRS assistance information. In Table 8.3.2.1C-1, Cell 1 is the serving cell, and Cell 2 and Cell 3 are the aggressor cells. The downlink physical channel setup for Cell 1 is according to Annex C.3.2 and for Cell 2 and Cell 3 is according to Annex C.3.3, respectively. The CRS assistance information [7] includes Cell 2 and Cell 3.

Table 8.3.2.1C-1: Test parameters of TM9-Single-Layer (2 CSI-RS ports) – Non-MBSFN ABS

Parameter			Unit		Cell 1		Cell 2		Cell 3
Uplink downlink Configuration					1		1		1
Special subframe configuration					4		4		4
Downlink power allocation			dB		0		-3		-3
			dB		0 (Note 1)		-3 (Note 1)		-3 (Note 1)
		σ	dB		-3		N/A		N/A
at antenna port			dBm/15kHz		-98 (Note 2)		N/A		N/A
			dBm/15kHz		-98 (Note 3)		N/A		N/A
			dBm/15kHz		-93 (Note 4)		N/A		N/A
			dB		Reference Value in Table 8.3.2.1C-2		12		10
BWChannel			MHz		10		10		10
Subframe Configuration					Non-MBSFN		Non-MBSFN		Non-MBSFN
Time Offset between Cells			μs		N/A		3		-1
Frequency shift between Cells			Hz		N/A		300		-100
Cell Id					0		1		126
Cell-specific reference signals					Antenna ports 0,1
CSI reference signals					Antenna ports 15,16		N/A		N/A
CSI-RS periodicity and subframe offset TCSI-RS / ∆CSI-RS			Subframes		5 / 4		N/A		N/A
CSI reference signal configuration					8		N/A		N/A
Zero-power CSI-RS configuration ICSI-RS / ZeroPowerCSI-RS bitmap			Subframes / bitmap		4 / 0010000000000000		N/A		N/A
ABS pattern (Note 5)					N/A		0000000001 0000000001		0000000001 0000000001
RLM/RRM Measurement Subframe Pattern (Note 6)					0000000001 0000000001		N/A		N/A
CSI Subframe Sets (Note7)		CCSI,0			0000000001 0000000001		N/A		N/A
		CCSI,1			1100111000 1100111000		N/A		N/A
Number of control OFDM symbols					2		Note 8		Note 8
PDSCH transmission mode					TM9-1layer		Note 9		Note 9
Precoding granularity					Frequency domain: 1 PRG Time domain: 1 ms		N/A		N/A
Beamforming model					Annex B.4.1		N/A		N/A
Cyclic prefix					Normal		Normal		Normal
Note 1: . Note 2: This noise is applied in OFDM symbols #1, #2, #3, #5, #6, #8, #9, #10,#12, #13 of a subframe overlapping with the aggressor ABS. Note 3: This noise is applied in OFDM symbols #0, #4, #7, #11 of a subframe overlapping with the aggressor ABS. Note 4: This noise is applied in all OFDM symbols of a subframe overlapping with aggressor non-ABS Note 5: ABS pattern as defined in [9]. PDSCH other than SIB1/paging and its associated PDCCH/PCFICH are transmitted in the serving cell subframe when the subframe is overlapped with the ABS subframe of aggressor cell and the subframe is available in the definition of the reference channel. Note 6: Time-domain measurement resource restriction pattern for PCell measurements as defined in [7] Note 7: As configured according to the time-domain measurement resource restriction pattern for CSI measurements defined in [7]. Note 8: The number of control OFDM symbols is not available for ABS and is 2 for the subframe indicated by “0” of ABS pattern. Note 9: Downlink physical channel setup in Cell 2 and Cell 3 in accordance with Annex C.3.3 applying OCNG pattern as defined in Annex A.5. Note 10: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 11: For Uplink – downlink configuration 1 the reporting interval will alternate between 1ms and 4ms. Note 12: The number of the CRS ports in Cell 1, Cell 2 and Cell 3 is the same. Note 13: SIB-1 will not be transmitted in Cell 2 and Cell 3 in this test. Note 14: The modulation symbols of the signal under test are mapped onto antenna port 7 or 8.

Table 8.3.2.1C-2: Minimum Performance of TM9-Single-Layer (2 CSI-RS ports) – Non-MBSFN ABS

Test Number	Reference Channel	OCNG Pattern			Propagation Conditions (Note1)			Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
		Cell 1	Cell 2	Cell 3	Cell 1	Cell 2	Cell 3		Fraction of Maximum Throughput (%)	SNR (dB) (Note 3)
1	R.51 TDD	OP.1TDD	OP.1TDD	OP.1TDD	EVA5			2×2 Low	70	8.5	≥2
Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent. Note 2: The correlation matrix and antenna configuration apply for Cell 1, Cell 2 and Cell 3. Note 3: SNR corresponds to of cell 1.

8.3.2.1D Enhanced Performance Requirement Type B – Single-layer Spatial Multiplexing with TM9 interference

The requirements are specified in Table 8.3.2.1D-2, with the addition of the parameters in Table 8.3.2.1D-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify closed loop rank one performance on one of the antenna ports 7or 8 without a simultaneous transmission on the other antenna port in the serving cell when the PDSCH transmission in the serving cell is interfered by PDSCH of two interfering cells applying transmission mode 9 interference model defined in clause B.6.4. In 8.3.2.1D-1, Cell 1 is the serving cell, and Cell 2, 3 are interfering cells. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1, Cell 2 and Cell 3, respectively.

Table 8.3.2.1D-1: Test Parameters for Testing CDM-multiplexed DM RS (Single-layer) with TM9 interference model

Parameter			Unit	Cell 1	Cell 2	Cell 3
Uplink downlink Configuration				1	1	1
Special subframe configuration				4	4	4
Downlink power allocation			dB	0	0	0
			dB	0 (Note 1)	0	0
		σ	dB	-3	-3	-3
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
at antenna port			dBm/15kHz	-98
			dB	N/A	13.91	3.34
BWChannel			MHz	10	10	10
Cyclic Prefix				Normal	Normal	Normal
Cell Id				0	1	6
Number of control OFDM symbols in normal subframes				3	3	3
CFI indicated in PCFICH in normal subframes				3	3	3
Number of control OFDM symbols in special subframes				2	2	2
CFI indicated in PCFICH in special subframes				2	2	2
PDSCH transmission mode				9	9	9
Interference model				N/A	As specified in clause B.6.4	As specified in clause B.6.4
Precoding				Random wideband precoding per TTI	As specified in clause B.6.4	As specified in clause B.6.4
CSI reference signals				Antenna ports 15, 16, 17, 18	Antenna ports 15, 16	Antenna ports 15, 16
CSI-RS periodicity and subframe offset TCSI-RS / ∆CSI-RS			Subframes	10 / 4	10 / 4	10 / 4
CSI reference signal configuration				5	6	7
Zero-power CSI-RS configuration ICSI-RS /ZeroPowerCSI-RS bitmap			Subframes / bitmap	9 / 1000000000000000	9 / 0100000000000000	9 / 0010000000000000
Time offset to cell 1			us	N/A	2	3
Frequency offset to cell 1			Hz	N/A	200	300
MBSFN				Not configured	Not configured	Not configured
NeighCellsInfo-r12 (Note 4)	p-aList-r12			N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
	transmissionModeList-r12			N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: Note 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells. Note 3: CSI-RS configurations are according to [4] subclause 6.10.5.2. Note 4: NeighCellsInfo-r12 is described in subclause 6.3.2 of [7].

Table 8.3.2.1D-2: Minimum Performance for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS with TM9 interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration

Reference Value

UE Category

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Fraction of Maximum Throughput (%)

SNR (dB) (Note 2)

1

R.69 TDD

OP.1 TDD

N/A

N/A

EPA5

EPA5

EPA5

4×2 Low

2×2 Low

2×2 Low

85

18.0

≥1

Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent. Note 2: SNR corresponds to of Cell 1 as defined in clause 8.1.1.

8.3.2.1E Enhanced Performance Requirement Type B – Single-layer Spatial Multiplexing with CRS interference model

The requirements are specified in Table 8.3.2.1E-2, with the addition of the parameters in Table 8.3.2.1E-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify closed loop rank one performance on one of the antenna ports 7 or 8 without a simultaneous transmission on the other antenna port in the serving cell when the PDSCH transmission in the serving cell is interfered by the CRS of the interfering cell, applying the CRS interference model defined in clause B.6.5. In 8.3.2.1E-1, Cell 1 is the serving cell, and Cell 2, 3 are interfering cells. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1, Cell 2 and Cell 3, respectively.

Table 8.3.2.1E-1: Test Parameters for Testing CDM-multiplexed DM RS (Single-layer) with CRS interference model

Parameter			Unit	Cell 1	Cell 2	Cell 3
Uplink downlink Configuration				1	1	1
Special subframe configuration				4	4	4
Downlink power allocation			dB	0	0	0
			dB	0 (Note 1)	0	0
		σ	dB	-3	-3	-3
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
at antenna port			dBm/15kHz	-98
			dB	N/A	13.91	3.34
BWChannel			MHz	10	10	10
Cyclic Prefix				Normal	Normal	Normal
Cell Id				0	1	6
Number of control OFDM symbols in normal subframes				3	3	3
CFI indicated in PCFICH in normal subframes				3	3	3
Number of control OFDM symbols in special subframes				2	2	2
CFI indicated in PCFICH in special subframes				2	2	2
PDSCH transmission mode				8	N/A	N/A
Interference model				N/A	As specified in clause B.6.5	As specified in clause B.6.5
Precoding				Random wideband precoding per TTI	N/A	N/A
Time offset to cell 1			us	N/A	2	3
Frequency offset to cell 1			Hz	N/A	200	300
MBSFN				Not configured	Not configured	Not configured
NeighCellsInfo-r12 (Note 3)	p-aList-r12			N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
	transmissionModeList-r12			N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: Note 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells. Note 3: NeighCellsInfo-r12 is described in subclause 6.3.2 of [7].

Table 8.3.2.1E-2: Minimum Performance for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS with CRS interference model

Test Number	Reference Channel	OCNG Pattern			Propagation Conditions			Correlation Matrix and Antenna Configuration (Note 3)	Reference Value		UE Category
		Cell 1	Cell 2	Cell 3	Cell 1	Cell 2	Cell 3		Fraction of Maximum Throughput (%)	SNR (dB) (Note 2)
1	R.71 TDD	OP.1 TDD	N/A	N/A	EPA5	EPA5	EPA5	2×2 Low	85	14.0	≥2
Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent. Note 2: SNR corresponds to of Cell 1 as defined in clause 8.1.1. Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1, Cell 2 and Cell 3.

8.3.2.1F Enhanced Performance Requirement Type B – Single-layer Spatial Multiplexing with TM3 interference

The requirements are specified in Table 8.3.2.1F-2, with the addition of the parameters in Table 8.3.2.1F-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify closed loop rank one performance on one of the antenna ports 7 or 8 without a simultaneous transmission on the other antenna port in the serving cell when the PDSCH transmission in the serving cell is interfered by PDSCH of two interfering cells applying transmission mode 3 interference model defined in clause B.6.2. In 8.3.2.1F-1, Cell 1 is the serving cell, and Cell 2, 3 are interfering cells. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1, Cell 2 and Cell 3, respectively.

Table 8.3.2.1F-1: Test Parameters for Testing CDM-multiplexed DM RS (Single-layer) with TM3 interference model

Parameter			Unit	Cell 1	Cell 2	Cell 3
Uplink downlink Configuration				1	1	1
Special subframe configuration				4	4	4
Downlink power allocation			dB	0	-3	-3
			dB	0 (Note 1)	-3	-3
		σ	dB	-3	0	0
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
at antenna port			dBm/15kHz	-98
			dB	N/A	3.28	0.74
BWChannel			MHz	10	10	10
Cyclic Prefix				Normal	Normal	Normal
Cell Id				0	1	6
Number of control OFDM symbols in normal subframes				3	3	3
CFI indicated in PCFICH in normal subframes				3	Random from set {1,2,3}	Random from set {1,2,3}
Number of control OFDM symbols in special subframes				2	2	2
CFI indicated in PCFICH in special subframes				2	Random from set {1,2}	Random from set {1,2}
PDSCH transmission mode				8	3	3
Interference model				N/A	As specified in clause B.6.2	As specified in clause B.6.2
Precoding				Random wideband precoding per TTI	As specified in clause B.6.2	As specified in clause B.6.2
Time offset to cell 1			us	N/A	2	3
Frequency offset to cell 1			Hz	N/A	200	300
MBSFN				Not configured	Not configured	Not configured
NeighCellsInfo-r12 (Note 4)	p-aList-r12			N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
	transmissionModeList-r12			N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: Note 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells. Note 3: CSI-RS configurations are according to [4] subclause 6.10.5.2. Note 4: NeighCellsInfo-r12 is described in subclause 6.3.2 of [7].

Table 8.3.2.1F-2: Minimum Performance for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS with TM3 interference model

Test Number	Reference Channel	OCNG Pattern			Propagation Conditions			Correlation Matrix and Antenna Configuration (Note 3)	Reference Value		UE Category
		Cell 1	Cell 2	Cell 3	Cell 1	Cell 2	Cell 3		Fraction of Maximum Throughput (%)	SNR (dB) (Note 2)
1	R.70 TDD	OP.1 TDD	N/A	N/A	EPA5	EPA5	EPA5	2×2 Low	85	11.3	≥1
Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent. Note 2: SNR corresponds to of Cell 1 as defined in clause 8.1.1. Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1, Cell 2 and Cell 3.

8.3.2.1G Enhanced Performance Requirement Type B – Single-layer Spatial Multiplexing with TM10 serving cell configuration and TM9 interference model

The requirements are specified in Table 8.3.2.1G-2, with the addition of the parameters in Table 8.3.2.1G-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify closed loop rank one performance on one of the antenna ports 7 or 8 without a simultaneous transmission on the other antenna port in the serving cell when the PDSCH transmission configured with TM10 in the serving cell is interfered by PDSCH of one dominant interfering cell applying transmission mode 9 interference model defined in clause B.6.3. The NAICS network assistance is provided when the serving cell TM10 is configured with QCL-type A and PCID based DM-RS scrambling. The neighbouring cell has transmission mode TM9 and NeighCellsInfo-r12 for interfering cell indicates presence of TM9. In 8.3.2.1G-1, Cell 1 is the serving cell, and Cell 2, 3 are interfering cells. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1, Cell 2 and Cell 3, respectively.

Table 8.3.2.1G-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) Multiplexing with TM10 serving cell configuration and TM9 interference model

Parameter			Unit	Cell 1	Cell 2	Cell 3
Uplink downlink Configuration				1	1	1
Special subframe configuration				4	4	4
Downlink power allocation			dB	0	0	0
			dB	0 (Note 1)	0	0
		σ	dB	-3	-3	-3
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
at antenna port			dBm/15kHz	-98
			dB	N/A	13.91	3.34
BWChannel			MHz	10	10	10
Cyclic Prefix				Normal	Normal	Normal
Cell Id				0	1	6
Number of control OFDM symbols in normal subframes				3	3	3
CFI indicated in PCFICH in normal subframes				3	3	3
Number of control OFDM symbols in special subframes				2	2	2
CFI indicated in PCFICH in special subframes				2	2	2
PDSCH transmission mode				10	9	9
Interference model				N/A	As specified in clause B.6.4	As specified in clause B.6.4
Precoding				Random wideband precoding per TTI	As specified in clause B.6.4	As specified in clause B.6.4
CSI reference signals				Antenna ports 15, 16, 17, 18	Antenna ports 15, 16	Antenna ports 15, 16
CSI-RS periodicity and subframe offset TCSI-RS / ∆CSI-RS			Subframes	10 / 4	10 / 4	10 / 4
CSI reference signal configuration				5	6	7
Zero-power CSI-RS configuration ICSI-RS /ZeroPowerCSI-RS bitmap			Subframes / bitmap	9 / 1000000000000000	9 / 0100000000000000	9 / 0010000000000000
Time offset to cell 1			us	N/A	2	3
Frequency offset to cell 1			Hz	N/A	200	300
MBSFN				Not configured	Not configured	Not configured
NeighCellsInfo-r12 (Note 4)	p-aList-r12			N/A	{dB-6, dB-3, dB0}	{dB-6, dB-3, dB0}
	transmissionModeList-r12			N/A	{2,3,4,8,9}	{2,3,4,8,9}
Note 1: Note 2: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells. Note 3: CSI-RS configurations are according to [4] subclause 6.10.5.2. Note 4: NeighCellsInfo-r12 is described in subclause 6.3.2 of [7].

Table 8.3.2.1G-2: Minimum Performance for Enhanced Performance Requirement Type B, CDM-multiplexed DM RS Multiplexing with TM10 serving cell configuration and TM9 interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration

Reference Value

UE Category

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Cell 1

Cell 2

Cell 3

Fraction of Maximum Throughput (%)

SNR (dB) (Note 2)

1

R.69 TDD

OP.1 TDD

N/A

N/A

EPA5

EPA5

EPA5

4×2 Low

2×2 Low

2×2 Low

85

18.0

≥1

Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent. Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

8.3.2.1H Single-layer Spatial Multiplexing (CRS assistance information is configured)

The requirements are specified in Table 8.3.2.1H-2, with the addition of parameters in Table 8.3.2.1H-1. The purpose is to verify the performance of the antenna ports 7 or 8 without a simultaneous transmission on the other antenna port in the serving cell with CRS assistance information. In Table 8.3.2.1H-1, Cell 1 is the serving cell, and Cell 2 and Cell 3 are the aggressor cells. The downlink physical channel setup for Cell 1, Cell 2 and Cell 3 is according to Annex C.3.2. The CRS assistance information [7] includes Cell 2 and Cell 3.

Table 8.3.2.1H-1: Test parameters of TM9-Single-Layer (2 CSI-RS ports)

Parameter			Unit	Cell 1	Cell 2	Cell 3
Uplink downlink Configuration				1	1	1
Special subframe configuration				4	4	4
Downlink power allocation			dB	0	0	0
			dB	0 (Note 1)	0 (Note 1)	0 (Note 1)
		σ	dB	-3	-3	-3
at antenna port			dBm/15kHz	-98	N/A	N/A
			dB	Reference Value in Table 8.3.2.1H-2	10.45	4.6
BWChannel			MHz	10	10	10
Subframe Configuration				Non-MBSFN	Non-MBSFN	Non-MBSFN
Time Offset to Cell 1			μs	N/A	3	-1
Frequency shift to Cell 1			Hz	N/A	300	-100
Cell Id				0	1	126
Cell-specific reference signals				Antenna ports 0,1
CSI reference signals				Antenna ports 15,16	N/A	N/A
CSI-RS periodicity and subframe offset TCSI-RS / ∆CSI-RS			Subframes	5 / 4	N/A	N/A
CSI reference signal configuration				8	N/A	N/A
Zero-power CSI-RS configuration ICSI-RS / ZeroPowerCSI-RS bitmap			Subframes / bitmap	4 / 0010000000000000	N/A	N/A
Number of control OFDM symbols				2	2	2
PDSCH transmission mode				TM9-1layer	N/A	N/A
Interference model				N/A	As specified in clause B.5.4	As specified in clause B.5.4
Probability of occurrence of transmission in interference cells			%	N/A	20	20
Probability of occurrence of transmission rank in interfering cells	Rank 1		%	N/A	80	80
	Rank 2		%	N/A	20	20
Precoding granularity				Frequency domain: 1 PRG Time domain: 1 ms	N/A	N/A
Beamforming model				Annex B.4.1	N/A	N/A
Cyclic prefix				Normal	Normal	Normal
Note 1: . Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: For Uplink – downlink configuration 1 the reporting interval will alternate between 1ms and 4ms. Note 4: The number of the CRS ports in Cell 1, Cell 2 and Cell 3 is the same. Note 5: SIB-1 will not be transmitted in Cell 2 and Cell 3 in this test. Note 6: The modulation symbols of the signal under test are mapped onto antenna port 7 or 8.

Table 8.3.2.1H-2: Minimum Performance of TM9-Single-Layer (2 CSI-RS ports)

Test Number	Reference Channel	OCNG Pattern			Propagation Conditions (Note1)			Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
		Cell 1	Cell 2	Cell 3	Cell 1	Cell 2	Cell 3		Fraction of Maximum Throughput (%)	SNR (dB) (Note 3)
1	R.51-1 TDD	OP.1TDD	N/A	N/A	EVA5			2×2 Low	70	11.9	≥2
Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent. Note 2: The correlation matrix and antenna configuration apply for Cell 1, Cell 2 and Cell 3. Note 3: SNR corresponds to of cell 1.

8.3.2.1I Single-layer Spatial Multiplexing (With Enhanced DMRS table configured)

For single-layer transmission on antenna port 7, 8, 11 or 13 upon detection of a PDCCH with DCI format 2C, the requirement is specified in Table 8.3.2.1I-2, with the addition of the parameters in Table 8.3.2.1I-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of the test is to verify rank-1 performance on antenna port 11 with a simultaneous transmission on the antenna port 7, 8 or 13 with DMRS enhancement table and 4 orthogonal DMRS ports (dmrs-Enhancements-r13 UE-EUTRA-Capability [7]).

Table 8.3.2.1I-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations with Enhanced DMRS table

parameter		Unit	Test 1
Downlink power allocation		dB	0
		dB	0 (Note 1)
	σ	dB	-3
Beamforming model			Annex B.4.1A
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
CSI-RS periodicity and subframe offset TCSI-RS / ∆CSI-RS		Subframes	5 / 4
CSI reference signal configuration			3
Zero-power CSI-RS configuration ICSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	4 / 0010000000000000
at antenna port		dBm/15kHz	-98
Symbols for unused PRBs			OCNG (Note 4)
Number of allocated resource blocks (Note 2)		PRB	50
Simultaneous transmission			Yes (Note 3, 5)
dmrs-Enhancements-r13			Enable
PDSCH transmission mode			9
Note 1: . Note 2: The modulation symbols of the signal under test are mapped onto antenna port 11. Note 3: Modulation symbols of an interference signal are random mapped onto one antenna port among antenna port 7, 8 and 13. The upadate granularity for randomized mapping antenna port is 1 PRG in frequency domain and 1ms in time domain. Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 5: The two UEs’ scrambling identities are set to 0 with OCC =4.

Table 8.3.2.1I-2: Minimum performance for CDM-multiplexed DM RS with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations with Enhanced DMRS table

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
1	10 MHz 64QAM 1/2	R.44 TDD	OP.1 TDD	EPA5	2×2 Low	70	22.1	≥2
Note 1: The reference channel applies to both the input signal under test and the interfering signal.

8.3.2.1J Single-layer Spatial Multiplexing (with assistance information for simultaneous transmition interfering PDSCH)

For single-layer transmission on a DMRS antenna port upon detection of a PDCCH with DCI format 2C, the requirements are specified in Table 8.3.2.1J-1, with the addition of the parameters in Table 8.3.2.1J-2 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify rank-1 performance on one DMRS antenna port with a simultaneous transmission on one of the other DMRS antenna port with or without DMRS enhancement table and 4 orthogonal DMRS ports (dmrs-Enhancements-r13 UE-EUTRA-Capability [7]).

Table 8.3.2.1J-1: Test Parameters for Minimun Performance Requirement – Single-layer Spatial Multiplexing with assistance information for simultaneous transmition interfering PDSCH (FRC)

parameter		Unit	Test 1	Test 2	Test 3
Downlink power allocation		dB	0
		dB	0 (Note 1)
	σ	dB	-3
Beamforming model			Annex B.4.1
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
CSI-RS periodicity and subframe offset TCSI-RS / ∆CSI-RS		Subframes	5 / 4
CSI reference signal configuration			3
Zero-power CSI-RS configuration ICSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	4 / 0010000000000000
at antenna port		dBm/15kHz	-98
Symbols for unused PRBs			OCNG (Note 2)
Number of allocated resource blocks		PRB	50
Simultaneous transmission			Yes
PDSCH transmission mode			9
Number of MBSFN subframes		Subframes	NA
dmrs-Enhancements-r13			Disabled	Enable	Enable
k-max-r14 (Note 5)			1	1	3
Note 1: . Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 3: In Test 1, the modulation symbols of the signal under test are mapped randomly onto antenna port 7 or 8. Modulation symbols of an interference signal are mapped randomly onto one of the remaining DMRS antenna port. The two UEs’ scrambling identities are set to 0 with OCC =2. Note 4: In Test 2 and Test 3, the modulation symbols of the signal under test are mapped randomly onto antenna port 7, 8, 11 or 13. Modulation symbols of an interference signal are mapped randomly onto one of the remaining DMRS antenna port. The two UEs’ scrambling identities are set to 0 with OCC =4. Note 5: k-max-r14 is decribed in subclause 6.3.2 of [7]. Note 6: The upadate granularity for randomized mapping antenna port is 50 PRGs in frequency domain and 1ms in time domain.

Table 8.3.2.1J-2: Minimum performance for Minimun Performance Requirement – Single-layer Spatial Multiplexing with assistance information for simultaneous transmition interfering PDSCH (FRC)

Test number	Bandwidth	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
1	10 MHz	R.cc TDD	OP.1 TDD	EPA5	4×2 Low	70	15.2	≥2
2
3

8.3.2.2 Dual-Layer Spatial Multiplexing

For dual-layer transmission on antenna ports 7 and 8 upon detection of a PDCCH with DCI format 2B, the requirements are specified in Table 8.3.2.2-2, with the addition of the parameters in Table 8.3.2.2-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the rank-2 performance for full RB allocation.

Table 8.3.2.2-1: Test Parameters for Testing CDM-multiplexed DM RS (dual layer)

Parameter		Unit	Test 1	Test 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0 (Note 1)
	σ	dB	-3	-3
Cell-specific reference symbols			Antenna port 0 and antenna port 1
Beamforming model			Annex B.4.2
at antenna port		dBm/15kHz	-98	-98
Symbols for unused PRBs			OCNG (Note 2)	OCNG (Note 2)
Number of allocated resource blocks		PRB	50	50
PDSCH transmission mode			8	8
Note 1: . Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.2.2-2: Minimum performance for CDM-multiplexed DM RS (FRC)

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
1	10 MHz QPSK 1/3	R.31 TDD	OP.1 TDD	EVA5	2×2 Low	70	4.5	≥2
2	10 MHz 16QAM 1/2	R.32 TDD	OP.1 TDD	EPA5	2×2 Medium	70	21.7	≥2

8.3.2.2A Enhanced Performance Requirement Type C – Dual-Layer Spatial Multiplexing

The requirements are specified in Table 8.3.2.2A-2, with the addition of the parameters in Table 8.3.2.2A-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the rank-2 performance for full RB allocation upon antenna ports 7 and 8.

Table 8.3.2.2A-1: Test Parameters for Testing CDM-multiplexed DM RS (dual layer)

Parameter		Unit	Test 1
Downlink power allocation		dB	0
		dB	0 (Note 1)
	σ	dB	-3
Cell-specific reference symbols			Antenna port 0 and antenna port 1
Beamforming model			Annex B.4.2
at antenna port		dBm/15kHz	-98
Symbols for unused PRBs			OCNG (Note 2)
Number of allocated resource blocks		PRB	50
PDSCH transmission mode			8
Note 1: . Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.2.2A-2: Enhanced Performance Requirement Type C for CDM-multiplexed DM RS (FRC)

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
1	10 MHz 16QAM 1/2	R.32 TDD	OP.1 TDD	EPA5	2×2 Medium	70	17.0	≥2

8.3.2.3 Dual-Layer Spatial Multiplexing (with multiple CSI-RS configurations)

For dual-layer transmission on antenna ports 7 and 8 upon detection of a PDCCH with DCI format 2C, the requirements are specified in Table 8.3.2.3-2, with the addition of the parameters in Table 8.3.2.3-1 where Cell 1 is the serving cell and Cell 2 is the interfering cell. The downlink physical channel setup is set according to Annex C.3.2. The purpose of these tests is to verify the rank-2 performance for full RB allocation, to verify rate matching with multiple CSI reference symbol configurations with non-zero and zero transmission power, and to verify that the UE correctly estimate SNR.

Table 8.3.2.3-1: Test Parameters for Testing CDM-multiplexed DM RS (dual layer) with multiple CSI-RS configurations

Parameter		Unit	Test 1
			Cell 1	Cell 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
	PDSCH_RA	dB	4	NA
	PDSCH_RB	dB	4	NA
Cell-specific reference signals			Antenna ports 0 and 1	Antenna ports 0 and 1
Cell ID			0	126
CSI reference signals			Antenna ports 15,16	NA
Beamforming model			Annex B.4.2	NA
CSI-RS periodicity and subframe offset TCSI-RS / ∆CSI-RS		Subframes	5 / 4	NA
CSI reference signal configuration			8	NA
Zero-power CSI-RS configuration ICSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	4 / 0010000000000000	NA
at antenna port		dBm/15kHz	-98	-98
			Reference Value in Table 8.3.2.3-2	Test specific, 7.25dB
Symbols for unused PRBs			OCNG (Note 2)	NA
Number of allocated resource blocks (Note 2)		PRB	50	NA
Simultaneous transmission			No	NA
PDSCH transmission mode			9	Blanked
Note 1: Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.2.3-2: Minimum performance for CDM-multiplexed DM RS (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum Throughput (%)

SNR (dB)

1

10 MHz 16QAM 1/2

R.51 TDD

OP.1 TDD

N/A

ETU5

ETU5

2×2 Low

70

14.8

≥2

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent. Note 2: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2. Note 3: SNR corresponds to of Cell 1.

8.3.2.4 Performance requirements for DCI format 2D and non Quasi Co-located Antenna Ports

8.3.2.4.1 Minimum requirement with Same Cell ID (with single NZP CSI-RS resource)

The requirements are specified in Table 8.3.2.4.1-3, with the additional parameters in Table 8.3.2.4.1-1 and Table 8.3.2.4.1-2. The purpose of this test is to verify the UE capability of supporting non quasi-colocated antenna ports when the UE receives DCI format 2D in a scenario where the two transmission point share the same Cell ID. In particular the test verifies that the UE, configured with quasi co-location type B, performs correct tracking and compensation of the timing difference between two transmission points, channel parameters estimation and rate matching according to the ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’ (PQI) signalling defined in [6], configured according to Table 8.3.2.4.1-2. In Tables 8.3.2.4.1-1 and 8.3.2.4.1-2, transmission point 1 (TP 1) is the serving cell and transmission point 2 (TP 2) transmits PDSCH. The downlink physical channel setup for TP 1 is according to Table C.3.4-1 and for TP 2 according to Table C.3.4-2.

Table 8.3.2.4.1-1: Test Parameters for quasi co-location type B: same Cell ID

Parameter		Unit	TP 1	TP 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
Cell-specific reference signals			Antenna ports 0,1	(Note 2)
CSI-RS 0 antenna ports			NA	Port {15,16}
qcl-CSI-RS-ConfigNZPId-r11, CSI-RS 0 periodicity and subframe offset TCSI-RS / ∆CSI-RS		Subframes	NA	5/4
qcl-CSI-RS-ConfigNZPId-r11, CSI-RS 0 configuration			NA	8
csi-RS-ConfigZPId-r11, Zero-power CSI-RS 0 configuration ICSI-RS / ZeroPower CSI-RS bitmap			NA	4/ 0000010000000000
at antenna port		dBm/15kHz	-98	-98
		dB	Reference point in Table 8.3.2.4.1-3	Reference point in Table 8.3.2.4.1-3
BWChannel		MHz	10	10
Cyclic Prefix			Normal	Normal
Cell Id			0	0
Number of control OFDM symbols			2	2
PDSCH transmission mode			Blanked	10
Number of allocated PRB		PRB	NA	50
qcl-Operation, ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’			Type B, ‘00’
Time offset between TPs		μs	NA	Reference point in Table 8.3.2.4.1-3
Frequency error between TPs		Hz	NA	0
Beamforming model			NA	Port 7 as specified in clause B.4.1
Symbols for unused PRBs			NA	OCNG (Note 3)
Note 1: Noet 2: REs for antenna ports 0 and 1 have zero transmission power. Note 3: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.2.4.1-2: Configurations of PQI and DL transmission hypothesis for each PQI set

PQI set index	Parameters in each PQI set		DL transmission hypothesis for each PQI Set
	NZP CSI-RS Index (For quasi co-location)	ZP CSI-RS configuration	TP 1	TP 2
PQI set 0	CSI-RS 0	ZP CSI-RS 0	Blanked	PDSCH

Table 8.3.2.4.1-3: Minimum performance for quasi co-location type B: same Cell ID

Test Number	Reference Channel	OGCN pattern		Time offset between TPs (μs)	Propagation Conditions (Note1)		Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
		TP 1	TP 2		TP 1	TP 2		Fraction of Maximum Throughput (%)	SNR (dB) (Note 3)
1	R.52 TDD	NA	OP.1 TDD	2	EPA5	EPA5	2×2 Low	70	12	≥2
2	R.52 TDD	NA	OP.1 TDD	-0.5	EPA5	EPA5	2×2 Low	70	12.4	≥2
Note 1: The propagation conditions for TP 1 and TP 2 are statistically independent. Note 2: The correlation matrix and antenna configuration apply for TP 1 and TP 2. Note 3: SNR corresponds to of TP 2 as defined in clause 8.1.1.

8.3.2.4.2 Minimum requirements with Same Cell ID (with multiple NZP CSI-RS resources)

The requirements are specified in Table 8.3.2.4.2-3, with the additional parameters in Tables 8.3.2.4.2-1 and 8.3.2.4.2-2. The purpose of this test is to verify the UE capability of supporting non quasi-colocated antenna ports when the UE receives DCI format 2D in a scenario where the two transmission point share the same Cell ID. In particular the test verifies that the UE, configured with quasi co-location type B, performs correct tracking and compensation of the timing difference between two transmission points, channel parameters estimation and rate matching according to the ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’ (PQI) signalling defined in [6]. In Tables 8.3.2.4.2-1 and 8.3.2.4.2-2, transmission point 1 (TP 1) is the serving cell transmitting PDCCH, synchronization signals and PBCH, and transmission point 2 (TP 2) has same Cell ID as TP 1. Multiple NZP CSI-RS resources and ZP CSI-RS resources are configured. In each sub-frame, DL PDSCH transmission is dynamically switched between 2 TPs with multiple PDSCH RE Mapping and Quasi-Co-Location Indicator configuration (PQI). Configurations of PDSCH RE Mapping and Quasi-Co-Location Indicator and downlink transmission hypothesis are defined in Table 8.3.2.4.2-2. The downlink physical channel setup for TP 1 is according to Table C.3.4-1 and for TP 2 according to Table C.3.4-2.

Table 8.3.2.4.2-1: Test Parameters for timing offset compensation with DPS transmission

parameter		Unit	TP 1	TP 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
Beamforming model			As specified in clause B.4.1	As specified in clause B.4.1
Cell-specific reference signals			Antenna ports 0,1	(Note 2)
CSI reference signals 0			Antenna ports {15,16}	N/A
CSI-RS 0 periodicity and subframe offset TCSI-RS / ∆CSI-RS		Subframes	5 / 4	N/A
CSI reference signal 0 configuration			0	N/A
CSI reference signals 1			N/A	Antenna ports {15,16}
CSI-RS 1 periodicity and subframe offset TCSI-RS / ∆CSI-RS		Subframes	N/A	5 / 4
CSI reference signal 1 configuration			N/A	8
Zero-power CSI-RS 0 configuration ICSI-RS / ZeroPower CSI-RS bitmap		Subframes/bitmap	4/ 0010000000000000	N/A
Zero-power CSI-RS1 configuration ICSI-RS / ZeroPower CSI-RS bitmapS		Subframes/bitmap	N/A	4/ 0000010000000000
		dB	Reference Value in Table 8.3.2.4.2-3	Reference Value in Table 8.3.2.4.2-3
at antenna port		dBm/15kHz	-98	-98
BWChannel		MHz	10	10
Cyclic Prefix			Normal	Normal
Cell Id			0	0
Number of control OFDM symbols			2	2
Timing offset between TPs			N/A	Reference Value in Table 8.3.2.4.2-3
Frequency offset between TPs		Hz	N/A	0
Number of allocated resource blocks		PRB	50	50
PDSCH transmission mode			10	10
Probability of occurrence of PDSCH transmission(Note 3)		%	30	70
Symbols for unused PRBs			OCNG (Note 4)	OCNG (Note 4)
Note 1: Note 2: REs for antenna ports 0 and 1 have zero transmission power. Note 3: PDSCH transmission from TPs shall be randomly determined independently for each subframe. Probabilities of occurrence of PDSCH transmission from TPs are specified. Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.2.4.2-2: Configurations of PQI and DL transmission hypothesis for each PQI set

PQI set index	Parameters in each PQI set		DL transmission hypothesis for each PQI Set
	NZP CSI-RS Index (For quasi co-location)	ZP CSI-RS configuration	TP 1	TP 2
PQI set 0	CSI-RS 0	ZP CSI-RS 0	PDSCH	Blanked
PQI set 1	CSI-RS 1	ZP CSI-RS 1	Blanked	PDSCH

Table 8.3.2.4.2-3: Performance Requirements for timing offset compensation with DPS transmission

Test Number	Timing offset(us)	Reference Channel	OCNG Pattern		Propagation Conditions		Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
			TP 1	TP 2	TP 1	TP 2		Fraction of Maximum Throughput (%)	SNR (dB) (Note 3)
1	2	R.53 TDD	OP.1 TDD	OP.1 TDD	EPA5	EPA5	2×2 Low	70	12.3	≥2
2	-0.5	R.53 TDD	OP.1 TDD	OP.1 TDD	EPA5	EPA5	2×2 Low	70	12.5	≥2
Note 1: The propagation conditions for TP 1and TP 2 are statistically independent. Note 2: Correlation matrix and antenna configuration parameters apply for each of TP 1 and TP 2. Note 3: SNR corresponds to of both TP 1 and TP 2 as defined in clause 8.1.1.

8.3.2.4.3 Minimum requirement with Different Cell ID and Colliding CRS (with single NZP CSI-RS resource)

The requirements are specified in Table 8.3.2.4.3-2, with the additional parameters in Table 8.3.2.4.3-1. The purpose of this test is to verify the UE capability of supporting non quasi-colocated antenna ports when the UE receives DCI format 2D in a scenario where the two transmission points have different Cell ID and colliding CRS. In particular the test verifies that the UE, configured with quasi co-location type B, performs correct tracking and compensation of the frequency difference between two transmission points, channel parameters estimation and rate matching behaviour according to the ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’ signalling defined in [6]. In Table 8.3.2.4.3-1, transmission point 1 (TP 1) is serving cell transmitting PDCCH, synchronization signals and PBCH, and transmission point 2 (TP 2) transmits PDSCH with different Cell ID. The downlink physical channel setup for TP 1 is according to Table C.3.4-1 and for TP 2 according to Table C.3.4-2.

Table 8.3.2.4.3-1: Test Parameters for quasi co-location type B with different Cell ID and Colliding CRS

parameter		Unit	TP 1	TP 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
Beamforming model			N/A	As specified in clause B.4.2
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
CSI reference signals 0			N/A	Antenna ports {15,16}
CSI-RS 0 periodicity and subframe offset TCSI-RS / ∆CSI-RS		Subframes	N/A	5 / 4
CSI reference signal 0 configuration			N/A	0
Zero-power CSI-RS 0 configuration ICSI-RS / ZeroPower CSI-RS bitmap		Subframes/bitmap	N/A	4/ 0010000000000000
		dB	Reference point in Table 8.3.2.4.3-2 + 4dB	Reference Value in Table 8.3.2.4.3-2
at antenna port		dBm/15kHz	-98	-98
BWChannel		MHz	10	10
Cyclic Prefix			Normal	Normal
Cell Id			0	126
Number of control OFDM symbols			1	2
Timing offset between TPs		us	N/A	0
Frequency offset between TPs		Hz	N/A	200
qcl-Operation, ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’			Type B, ‘00’
PDSCH transmission mode			Blank	10
Number of allocated resource block			N/A	50
Symbols for unused PRBs			N/A	OCNG(Note2)
Note 1: Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.2.4.3-2: Performance Requirements for quasi co-location type B with different Cell ID and Colliding CRS

Test Number		Reference Channel	OCNG Pattern		Propagation Conditions (Note1)		Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
			TP 1	TP 2	TP 1	TP 2		Fraction of Maximum Throughput (%)	SNR (dB) (Note 3)
1	R.54 TDD		N/A	OP.1TDD	EPA5	ETU5	2×2 Low	70	14.7	≥2
Note 1: The propagation conditions for TP 1 and TP 2 are statistically independent. Note 2: Correlation matrix and antenna configuration parameters apply for each of TP 1 and TP 2. Note 3: SNR corresponds to of TP 2 as defined in clause 8.1.1.

8.3.2.4.4 Minimum requirement with Different Cell ID and non-Colliding CRS (with single NZP CSI-RS resource and CRS assistance information is configured)

The requirements are specified in Table 8.3.2.4.4-3, with the additional parameters in Table 8.3.2.4.4-1 and Table 8.3.2.4.4-2. The purpose of this test is to verify the UE capability of supporting non quasi-colocated antenna ports when the UE receives DCI format 2D in a scenario where three transmission points have different Cell ID and non-colliding CRS. In particular the test verifies that the UE, configured with quasi co-location type B, performs correct tracking and compensation of the frequency difference and time difference between two transmission points, channel parameters estimation and rate matching behaviour according to the ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’ signalling defined in [6]. Further, the test verifies that the UE, configured with the CRS assistance information [7], can mitigate interference from CRS for demodulation. The CRS assistance information [7] includes TP 3. In Table 8.3.2.4.4-1, transmission point 1 (TP 1) is serving cell transmitting PDCCH, synchronization signals and PBCH, transmission point 2 (TP 2) transmits PDSCH with different Cell ID, and Transmission point 3 (TP 3) is the aggressor transmission point. The downlink physical channel setup for TP 1 is according to Table C.3.4-1, for TP 2 is according to Table C.3.4-2, and for TP 3 is according to Annex C.3.2.

Table 8.3.2.4.4-1: Test Parameters for quasi co-location type B with different Cell ID and non-colliding CRS when CRS assistance information is configured

parameter			Unit	TP 1	TP 2	TP 3
Downlink power allocation			dB	0	0	0
			dB	0 (Note 1)	0	0
		σ	dB	-3	-3	-3
Beamforming model				N/A	Port 7 as specified in clause B.4.1	N/A
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
CSI reference signals 0				N/A	Antenna ports {15,16}	N/A
CSI-RS 0 periodicity and subframe offset TCSI-RS / ∆CSI-RS			Subframes	N/A	5 / 4	N/A
CSI reference signal 0 configuration				N/A	0	N/A
Zero-power CSI-RS 0 configuration ICSI-RS / ZeroPower CSI-RS bitmap			Subframes/bitmap	N/A	4/ 0010000000000000	N/A
			dB	10.45	Reference Value in Table 8.3.2.4.4-3	8.45
at antenna port			dBm/15kHz	-98	-98	N/A
BWChannel			MHz	10	10	10
Cyclic Prefix				Normal	Normal	Normal
Cell Id				0	1	128
Number of control OFDM symbols				1	2	2
Timing offset to TP 1			us	N/A	-0.5	3
Frequency offset to TP 1			Hz	N/A	200	-100
qcl-Operation, ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’				Type B, ‘00’		N/A
PDSCH transmission mode				Blank	10	9
Number of allocated resource block				N/A	50	N/A
Symbols for unused PRBs				N/A	OCNG(Note2)	N/A
Interference model				N/A	N/A	As specified in clause B.5.4
Probability of occurrence of transmission in interference cells			%	N/A	N/A	20
Probability of occurrence of transmission rank in interfering cells	Rank 1		%	N/A	N/A	80
	Rank 2		%	N/A	N/A	20
Note 1: Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.2.4.4-2: Configurations of PQI and DL transmission hypothesis for each PQI set

PQI set index	Parameters in each PQI set		DL transmission hypothesis for each PQI Set
	NZP CSI-RS Index (For quasi co-location)	ZP CSI-RS configuration	TP 1	TP 2
PQI set 0	CSI-RS 0	ZP CSI-RS 0	Blanked	PDSCH

Table 8.3.2.4.4-3: Performance Requirements for quasi co-location type B with different Cell ID and non-Colliding CRS when CRS assistance information is configured

Test Number	Reference Channel	OCNG Pattern			Propagation Conditions (Note1)			Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
		TP 1	TP 2	TP3	TP 1	TP 2	TP3		Fraction of Maximum Throughput (%)	SNR (dB) (Note 3)
1	R.52-1 TDD	N/A	OP.1TDD	N/A	EVA5	EVA5	EVA5	2×2 Low	70	11.1	≥2
Note 1: The propagation conditions for TP.1, TP.2 and TP.3 are statistically independent. Note 2: Correlation matrix and antenna configuration parameters apply for each of TP.1, TP.2 and TP.3. Note 3: SNR corresponds to of TP.2 as defined in clause 8.1.1.

8.3.2.4.5 Minimum requirements with different Cell ID and non-colliding CRS (with multiple NZP CSI-RS resources and CRS assistance information is configured)

The requirements are specified in Table 8.3.2.4.5-3, with the additional parameters in Tables 8.3.2.4.5-1 and 8.3.2.4.5-2. The purpose of this test is to verify the UE capability of supporting non quasi-colocated antenna ports when the UE receives DCI format 2D in a scenario where three transmission point have the different Cell ID and non-colliding CRS. In particular the test verifies that the UE, configured with quasi co-location type B, performs correct tracking and compensation of the frequency difference and timing difference between two transmission points, channel parameters estimation and rate matching according to the ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’ (PQI) signalling defined in [6]. Further, the test verifies that the UE, configured with the CRS assistance information [7], can mitigate interference from CRS for demodulation. The CRS assistance information [7] includes TP 3. In Tables 8.3.2.4.5-1 and 8.3.2.4.5-2, transmission point 1 (TP 1) is the serving cell transmitting PDCCH, synchronization signals and PBCH, Transmission point 2 (TP 2) has different Cell ID as TP 1, and Transmission point 3 (TP3) is the aggressor transmission point. Multiple NZP CSI-RS resources and ZP CSI-RS resources are configured. In each sub-frame, DL PDSCH transmission is dynamically switched between TP 1 and TP 2 with multiple PDSCH RE Mapping and Quasi-Co-Location Indicator configuration (PQI). Configurations of PDSCH RE Mapping and Quasi-Co-Location Indicator and downlink transmission hypothesis are defined in Table 8.3.2.4.5-2. The downlink physical channel setup for TP 1 is according to Table C.3.4-1, for TP 2 is according to Table C.3.4-2, and for TP 3 is according to Annex C.3.2

Table 8.3.2.4.5-1: Test Parameters for DPS transmission with CRS assistance information

parameter			Unit	TP 1	TP 2	TP 3
Downlink power allocation			dB	0	0	0
			dB	0 (Note 1)	0	0
		σ	dB	-3	-3	-3
Beamforming model				As specified in clause B.4.1	As specified in clause B.4.1	N/A
Cell-specific reference signals				Antenna ports 0,1	Antenna ports 0,1	Antenna ports 0,1
CSI reference signals 0				Antenna ports {15,16}	N/A	N/A
CSI-RS 0 periodicity and subframe offset TCSI-RS / ∆CSI-RS			Subframes	5 / 4	N/A	N/A
CSI reference signal 0 configuration				0	N/A	N/A
CSI reference signals 1				N/A	Antenna ports {15,16}	N/A
CSI-RS 1 periodicity and subframe offset TCSI-RS / ∆CSI-RS			Subframes	N/A	5 / 4	N/A
CSI reference signal 1 configuration				N/A	8	N/A
Zero-power CSI-RS 0 configuration ICSI-RS / ZeroPower CSI-RS bitmap			Subframes/bitmap	4/ 0010000000000000	N/A	N/A
Zero-power CSI-RS1 configuration ICSI-RS / ZeroPower CSI-RS bitmapS			Subframes/bitmap	N/A	4/ 0000010000000000	N/A
(Note 2)			dB	Reference Value in Table 8.3.2.4.5-3	Reference Value in Table 8.3.2.4.5-3	8.45
at antenna port			dBm/15kHz	-98	-98	N/A
BWChannel			MHz	10	10	10
Cyclic Prefix				Normal	Normal	Normal
Cell Id				0	1	128
Number of control OFDM symbols				2	2	2
Timing offset to TP 1				N/A	-0.5	3
Frequency offset to TP 1			Hz	N/A	200	-100
Number of allocated resource blocks			PRB	50	50	N/A
PDSCH transmission mode				10	10	9
Probability of occurrence of PDSCH transmission(Note 3)			%	30	70	N/A
Symbols for unused PRBs				OCNG (Note 4)	OCNG (Note 4)	N/A
Interference model				N/A	N/A	As specified in clause B.5.4
Probability of occurrence of transmission in interference cells			%	N/A	N/A	20
Probability of occurrence of transmission rank in interfering cells	Rank 1		%	N/A	N/A	80
	Rank 2		%	N/A	N/A	20
Note 1: Note 2: of TP 1 is set the same as that of TP 2. Note 3: PDSCH transmission from TP 1 and TP 2 shall be randomly determined independently for each subframe. Probabilities of occurrence of PDSCH transmission from TPs are specified. Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.3.2.4.5-2: Configurations of PQI and DL transmission hypothesis for each PQI set

PQI set index	Parameters in each PQI set		DL transmission hypothesis for each PQI Set
	NZP CSI-RS Index (For quasi co-location)	ZP CSI-RS configuration	TP 1	TP 2
PQI set 0	CSI-RS 0	ZP CSI-RS 0	PDSCH	Blanked
PQI set 1	CSI-RS 1	ZP CSI-RS 1	Blanked	PDSCH

Table 8.3.2.4.5-3: Performance Requirements for DPS transmission with CRS assistance information

Test Number	Reference Channel	OCNG Pattern			Propagation Conditions (Note1)			Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
		TP 1	TP 2	TP3	TP 1	TP 2	TP3		Fraction of Maximum Throughput (%)	SNR (dB) (Note 3)
1	R.52-1 TDD	OP.1TDD	OP.1TDD	N/A	EVA5	EVA5	EVA5	2×2 Low	70	11.2	≥2
Note 1: The propagation conditions for TP.1, TP.2 and TP.3 are statistically independent. Note 2: Correlation matrix and antenna configuration parameters apply for each of TP.1, TP.2 and TP.3. Note 3: SNR corresponds to of both TP.1 and TP.2 as defined in clause 8.1.1.

8.3.2.4.6 Minimum requirements for QCL Type C and 2 Layers Spatial Multiplexing

The requirements are specified in Table 8.3.2.4.6-3, with the additional parameters in Table 8.3.2.4.6-1 and Table 8.3.2.4.6-2. The purpose of this test is to verify the UE capability of supporting non quasi-colocated antenna ports when the UE receives DCI format 2D in a scenario with non-coherent joint transmission from two transmission points. The test verifies that the UE configured with quasi co-location type C performs correct tracking and compensation of the frequency and time difference between two transmission points, channel parameters estimation, channel estimation and rate matching behaviour according to the ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’ signalling defined in [6]. In Table 8.3.2.4.6-1, transmission point 1 (TP 1) is the serving cell transmitting PDCCH, synchronization signals, PBCH and PDSCH, and transmission point 2 (TP 2) has different Cell ID and transmits PDSCH. In the test the PDSCH is transmitted from TP 1 and TP 2. The downlink physical channel setup for TP 1 is according to Annex C.3.2 and for TP 2 according to Annex C.3.2.

Table 8.3.2.4.6-1: Test Parameters

Parameter		Unit	TP 1	TP 2
Uplink downlink configuration			1	1
Special subframe configuration			4	4
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
Beamforming model			Random beamforming (rank 1)	Random beamforming (rank 1)
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
CSI reference signals 0			Antenna ports {15,16}	N/A
CSI-RS 0 periodicity and subframe offset TCSI-RS / ∆CSI-RS		Subframes	5 / 4
CSI reference signal 0 configuration			0
CSI reference signals 1			N/A	Antenna ports {15,16}
CSI-RS 1 periodicity and subframe offset TCSI-RS / ∆CSI-RS		Subframes		5 / 4
CSI reference signal 1 configuration				8
Zero-power CSI-RS 0 configuration ICSI-RS / ZeroPower CSI-RS bitmap		Subframes/bitmap	4/ 0010000000000000	N/A
Zero-power CSI-RS1 configuration ICSI-RS / ZeroPower CSI-RS bitmap		Subframes/bitmap	N/A	4/ 0010000000000000
		dB	SNR1	SNR2 = SNR1
at antenna port		dBm/15kHz	-98	-98
BWChannel		MHz	10	10
Cyclic Prefix			Normal	Normal
Cell ID			0	126
Number of control OFDM symbols / PDSCH start			2	2
Timing offset relative to TP 1		us	N/A	2
Frequency offset relative to TP 1		Hz	N/A	200
qcl-Operation, ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’			Type C, ‘00’
PDSCH transmission mode (Note 2)			10	10
Number of allocated resource block			50	50
Note 1: Note 2: PDSCH transmission is done from both TPs (CW1 is transmitted from TP 1 and CW2 is transmitted from TP 2)

Table 8.3.2.4.6-2: Configurations of PQI and DL transmission hypothesis for each PQI set

PQI set index	Parameters in each PQI set		DL transmission hypothesis for each PQI Set
	NZP CSI-RS Index (For quasi co-location)	ZP CSI-RS configuration	TP 1	TP 2
PQI set 0	CSI-RS 0 for CW1 CSI-RS 1 for CW2	ZP CSI-RS 0	PDSCH	PDSCH

Table 8.3.2.4.6-3: Performance Requirements

Test Number	Reference Channel		OCNG Pattern		Propagation Conditions (Note1)		Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
	TP 1	TP 2	TP 1	TP 2	TP 1	TP 2		Fraction of Maximum Throughput (%)	SNR1 (dB) (Note 3)
1	R.97 TDD	[R.97 TDD	OP.1TDD	OP.1TDD	EPA5	EPA5	2×2 Low	70	10.7	≥2
Note 1: The propagation conditions for TP 1 and TP 2 are statistically independent. Note 2: Correlation matrix and antenna configuration parameters apply for each of TP 1 and TP 2. Note 3: SNR corresponds to of TP 1 and TP 2 as defined in clause 8.1.1.

8.3.2.5 Performance Requirements for semiOpenLoop transmission

The requirements are specified in Table 8.3.2.5-2, with the addition of the parameters in Table 8.3.2.5-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify rank one and rank two performances for full RB allocation upon antenna ports 7 and 8 with higher layer parameter semiOpenLoop is configured.

Table 8.3.2.5-1: Test Parameters for Testing CDM-multiplexed DM RS (dual layer) when high layer parameter semiOpenLoop is configured

parameter		Unit	Test 1	Test 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0 (Note 1)
	σ	dB	-3	-3
Cell-specific reference signals			Antenna ports 0 and 1	Antenna ports 0 and 1
CSI reference signals			Antenna ports 15,16	Antenna ports 15,16,17,18
Beamforming model			B.4.3 (Note 3)	B.4.3 (Note 3)
CSI-RS periodicity and subframe offset TCSI-RS / ∆CSI-RS		Subframes	5 / 4	5 / 4
CSI reference signal configuration			0	0
Zero-power CSI-RS configuration ICSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	4/ 0010000000000000	4/ 0010000000000000
at antenna port		dBm/15kHz	-98	-98
Symbols for unused PRBs			OCNG (Note 2)	OCNG (Note 2)
Number of allocated resource blocks (Note 2)		PRB	50	50
Simultaneous transmission			No	No
PDSCH transmission mode			9	9
Rank Number of PDSCH			1	2
semiOpenLoop			True	True
Note 1: Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 3: For 2 antenna ports {15, 16}, the precoding matrix corresponding to codebook index 0 from Table 6.3.4.2.3-1 in [4] with ; For 4 antenna ports, the precoding matrix random seleted from Table 6.3.4.2.3-2 in [4] with

Table 8.3.2.5-2: Minimum Performance Requirements for CDM-multiplexed DM RS (FRC) when high layer parameter semiOpenLoop is configured

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
1	10 MHz QPSK 1/3	R.76A TDD	OP.1 TDD	EVA 70Hz	2×2 Medium	70	[0.9]	≥1
2	10 MHz 16QAM 1/2	R.61A TDD	OP.1 TDD	EVA 70Hz	4×2 Low	70	[15.6]	≥2