8.2.3 TDD FDD CA (Fixed Reference Channel)

36.1013GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Release 18TSUser Equipment (UE) radio transmission and reception

The parameters specified in Table 8.2.3-1 are valid for all the TDD FDD CA tests unless otherwise stated.

Table 8.2.3-1: Common Test Parameters

Parameter

Unit

Value

Uplink downlink configuration (Note 1) for TDD CC only

1

Special subframe configuration (Note 2) for TDD CC only

4

Inter-TTI Distance

1

Maximum number of HARQ processes per component carrier

FDD PCell

Processes

8 for FDD and TDD CCs

TDD PCell

Processes

11 for FDD CC; 7 for TDD CC

Maximum number of HARQ transmission

4

Redundancy version coding sequence

{0,1,2,3} for QPSK and 16QAM

{0,0,1,2} for 64QAM

Number of OFDM symbols for PDCCH per component carrier

OFDM symbols

4 for 1.4 MHz bandwidth, 3 for 3 MHz and 5 MHz bandwidths,

2 for 10 MHz, 15 MHz and 20 MHz bandwidths

Cyclic Prefix

Normal

Cell_ID

0

Cross carrier scheduling

Not configured

ACK/NACK feedback mode

PUCCH format 3

Downlink HARQ-ACK timing

FDD PCell

As specified in Clause 7.3.3 in TS36.213 [6]

TDD PCell

As specified in Clause 7.3.4 in TS36.213 [6]

Note 1: as specified in Table 4.2-2 in TS 36.211 [4].

Note 2: as specified in Table 4.2-1 in TS 36.211 [4].

The applicability of ther requirements are specified in Clause 8.1.2.3. The single carrier performance with different bandwidths for multiple CA configurations specified in Clause 8.2.3 cannot be applied for UE single carrier test.

8.2.3.1 Single-antenna port performance

The single-antenna performance in a given multi-path fading environments is determined by the SNR for which a certain relative information bit throughput of the reference measurement channels in Annex A.3.3 is achieved. The purpose of these tests is to verify the single-antenna performance with different channel models and MCS.

8.2.3.1.1 Minimum Requirement for FDD PCell

For TDD FDD CA with FDD PCell and 2DL CCs, the requirements are specified in Table 8.2.3.1.1-4 based on single carrier requirement specified in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3, with the addition of the parameters in Table 8.2.3.1.1-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with FDD PCell and 3DL CCs, the requirements are specified in Table 8.2.3.1.1-5 based on single carrier requirement specified in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3, with the addition of the parameters in Table 8.2.3.1.1-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with FDD PCell and 4DL CCs, the requirements are specified in Table 8.2.3.1.1-6 based on single carrier requirement specified in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3, with the addition of the parameters in Table 8.2.3.1.1-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with FDD PCell and 5DL CCs, the requirements are specified in Table 8.2.3.1.1-7 based on single carrier requirement specified in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3, with the addition of the parameters in Table 8.2.3.1.1-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with FDD PCell and 6DL CCs, the requirements are specified in Table 8.2.3.1.1-8 based on single carrier requirement specified in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3, with the addition of the parameters in Table 8.2.3.1.1-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with FDD PCell and 7DL CCs, the requirements are specified in Table 8.2.3.1.1-9 based on single carrier requirement specified in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3, with the addition of the parameters in Table 8.2.3.1.1-1 and the downlink physical channel setup according to Annex C.3.2.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.2.3.1.1-1: Test Parameters for CA

Parameter

Unit

Value

Downlink power allocation

dB

0

dB

0 (Note 1)

σ

dB

0

at antenna port

dBm/15kHz

-98

Symbols for unused PRBs

OCNG (Note 2)

Modulation

QPSK

PDSCH transmission mode

1

Note 1: .

Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Note 3: The same PDSCH transmission mode is applied to each component carrier.

Table 8.2.3.1.1-2: Single carrier performance with different bandwidths for multiple CA configurations for FDD PCell and SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

Fraction of Maximum

Throughput (%)

SNR (dB)

1.4 MHz

R.4 FDD

OP.1 FDD

EVA5

1×2 Low

70

-1.3

3 MHz

R.42-1 FDD

OP.1 FDD

EVA5

1×2 Low

70

-1.1

5MHz

R.42-2 FDD

OP.1 FDD

EVA5

1×2 Low

70

-1.0

10MHz

R.2 FDD

OP.1 FDD

EVA5

1×2 Low

70

-1.7

15MHz

R.42-3 FDD

OP.1 FDD

EVA5

1×2 Low

70

-1.6

20MHz

R.42 FDD

OP.1 FDD

EVA5

1×2 Low

70

-1.7

Table 8.2.3.1.1-3: Single carrier performance with different bandwidths for multiple CA configurations for TDD SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

Fraction of Maximum

Throughput (%)

SNR (dB)

1.4 MHz

R.4 TDD

OP.1 TDD

EVA5

1×2 Low

70

-0.6

3 MHz

R.42-1 TDD

OP.1 TDD

EVA5

1×2 Low

70

-0.8

5MHz

R.42-2 TDD

OP.1 TDD

EVA5

1×2 Low

70

-1.2

10MHz

R.2 TDD

OP.1 TDD

EVA5

1×2 Low

70

-1.6

15MHz

R.42-3 TDD

OP.1 TDD

EVA5

1×2 Low

70

-1.4

20MHz

R.42 TDD

OP.1 TDD

EVA5

1×2 Low

70

-1.4

Table 8.2.3.1.1-4: Minimum performance for multiple CA configurations with 2DL CCs (FRC)

Test number

CA Bandwidth combination (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B.

Note 2: 30usec timing difference between PCell and any SCell is applied in inter-band CA case, where PCell can be assigned on any FDD CC.

Table 8.2.3.1.1-5: Minimum performance for multiple CA configurations with 3DL CCs (FRC)

Test number

CA Bandwidth combination (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

3×20

20

2×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥5

2

20+20+15

15

2×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥5

3

20+20+10

10

2×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥5

4

3×20

2×20

20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥5

5

20+20+15

20+15

20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥5

6

20+20+10

20+10

20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥5

7

20+10+10

2×10

20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥5

8

10+15+20

10

15+20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥5

9

10+15+20

10+15

20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B.

Note 2: 30usec timing difference between PCell and any SCell is applied in inter-band CA case, where PCell can be assigned on any FDD CC.

Table 8.2.3.1.1-6: Minimum performance for multiple CA configurations with 4DL CCs (FRC)

Test number

CA Bandwidth combination (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

4×20

20

3×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥8

2

4×20

2×20

2×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥8

3

3×20+15

20+15

2×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥8

4

2×15+2×20

2×15

2×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥8

5

3×20+15

2×20+15

20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥8

6

2×15+2×20

2×15+20

20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥8

7

3×20+10

2×20+10

20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥8

8

4×20

3×20

20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥8

9

10+3×20

10

3×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥8

10

2×10+2×20

2×10

2×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥8

11

2×10+20+15

2×10

20+15

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥8

12

10+3×20

10+20

2×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥8

13

10+15+2×20

10+15

2×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥8

14

10+15+2×20

10+15+20

20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

≥8

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B.

Note 2: 30usec timing difference between PCell and any SCell is applied in inter-band CA case, where PCell can be assigned on any CC.

Table 8.2.3.1.1-7: Minimum performance for multiple CA configurations with 5DL CCs (FRC)

Test number

CA Bandwidth combination (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

15+4×20

15+2×20

2×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

2

2×15+3×20

2×15+20

2×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

3

4×20+20

4×20

20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

4

3×20+2×20

3×20

2×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

5

2×20+3×20

2×20

3X20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

6

20+4×20

20

4×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

7

10+4×20

10

4×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

8

10+20+3×20

10+20

3×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

9

2×10+3×20

2×10

3×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

10

10+2×20+2×20

10+2×20

2×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

11

10+15+20+2×20

10+15+20

2×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B.

Note 2: 30usec timing difference between PCell and any SCell is applied in inter-band CA case, where PCell can be assigned on any CC.

Table 8.2.3.1.1-8: Minimum performance for multiple CA configurations with 6DL CCs (FRC)

Test number

CA Bandwidth combination (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

1×20+5×20

1×20

5×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

2

2×20+4×20

2×20

4×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

Table 8.2.3.1.1-9: Minimum performance for multiple CA configurations with 7DL CCs (FRC)

Test number

CA Bandwidth combination (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

1×20+6×20

1×20

6×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

2

2×20+5×20

2×20

5×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

8.2.3.1.2 Minimum Requirement for TDD PCell

For TDD FDD CA with TDD PCell and 2DL CCs, the requirements are specified in Table 8.2.3.1.2-4 based on single carrier requirement specified in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3, with the addition of the parameters in Table 8.2.3.1.2-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with TDD PCell with 3DL CCs, the requirements are specified in Table 8.2.3.1.2-5 based on single carrier requirement specified in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3, with the addition of the parameters in Table 8.2.3.1.2-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with TDD PCell with 4DL CCs, the requirements are specified in Table 8.2.3.1.2-6 based on single carrier requirement specified in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3, with the addition of the parameters in Table 8.2.3.1.2-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with TDD PCell with 5DL CCs, the requirements are specified in Table 8.2.3.1.2-7 based on single carrier requirement specified in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3, with the addition of the parameters in Table 8.2.3.1.2-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with TDD PCell with 6DL CCs, the requirements are specified in Table 8.2.3.1.2-8 based on single carrier requirement specified in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3, with the addition of the parameters in Table 8.2.3.1.2-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with TDD PCell with 7DL CCs, the requirements are specified in Table 8.2.3.1.2-9 based on single carrier requirement specified in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3, with the addition of the parameters in Table 8.2.3.1.2-1 and the downlink physical channel setup according to Annex C.3.2.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.2.3.1.2-1: Test Parameters for CA

Parameter

Unit

Value

Downlink power allocation

dB

0

dB

0 (Note 1)

σ

dB

0

at antenna port

dBm/15kHz

-98

Symbols for unused PRBs

OCNG (Note 2)

Modulation

QPSK

PDSCH transmission mode

1

Note 1: .

Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Note 3: The same PDSCH transmission mode is applied to each component carrier.

Table 8.2.3.1.2-2: Single carrier performance with different bandwidths for multiple CA configurations for FDD SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

Fraction of Maximum

Throughput (%)

SNR (dB)

1.4 MHz

R.4 FDD

OP.1 FDD

EVA5

1×2 Low

70

-1.3

3 MHz

R.42-1 FDD

OP.1 FDD

EVA5

1×2 Low

70

-1.1

5MHz

R.42-2 FDD

OP.1 FDD

EVA5

1×2 Low

70

-1.0

10MHz

R.2 FDD

OP.1 FDD

EVA5

1×2 Low

70

-1.7

15MHz

R.42-3 FDD

OP.1 FDD

EVA5

1×2 Low

70

-1.6

20MHz

R.42 FDD

OP.1 FDD

EVA5

1×2 Low

70

-1.7

Table 8.2.3.1.2-3: Single carrier performance with different bandwidths for multiple CA configurations for TDD PCell and SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

Fraction of Maximum

Throughput (%)

SNR (dB)

1.4 MHz

R.4 TDD

OP.1 TDD

EVA5

1×2 Low

70

-0.6

3 MHz

R.42-1 TDD

OP.1 TDD

EVA5

1×2 Low

70

-0.8

5MHz

R.42-2 TDD

OP.1 TDD

EVA5

1×2 Low

70

-1.2

10MHz

R.2 TDD

OP.1 TDD

EVA5

1×2 Low

70

-1.6

15MHz

R.42-3 TDD

OP.1 TDD

EVA5

1×2 Low

70

-1.4

20MHz

R.42 TDD

OP.1 TDD

EVA5

1×2 Low

70

-1.4

Table 8.2.3.1.2-4: Minimum performance for multiple CA configurations with 2DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B

Note 2: 30usec timing difference between PCell and any SCell is applied in inter-band CA case, where PCell can be assigned on any TDD CC.

Table 8.2.3.1.2-5: Minimum performance for multiple CA configurations with 3DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

3×20

20

2×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥5

2

20+20+15

15

2×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥5

3

20+20+10

10

2×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥5

4

3×20

2×20

20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥5

5

20+20+15

20+15

20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥5

6

20+20+10

20+10

20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥5

7

20+10+10

2×10

20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥5

8

10+15+20

10

15+20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥5

9

10+15+20

10+15

20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B.

Note 2: 30usec timing difference between PCell and any SCell is applied in inter-band CA case, where PCell can be assigned on any TDD CC.

Table 8.2.3.1.2-6: Minimum performance for multiple CA configurations with 4DL CCs (FRC)

Test number

CA Bandwidth combination (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

4×20

20

3×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥8

2

4×20

2×20

2×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥8

3

3×20+15

20+15

2×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥8

4

2×15+2×20

2×15

2×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥8

5

3×20+15

2×20+15

20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥8

6

2×15+2×20

2×15+20

20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥8

7

3×20+10

2×20+10

20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥8

8

4×20

3×20

20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥8

9

10+3×20

10

3×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥8

10

2×10+2×20

2×10

2×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥8

11

2×10+20+15

2×10

20+15

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥8

12

10+3×20

10+20

2×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥8

13

10+15+2×20

10+15

2×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥8

14

10+15+2×20

10+15+20

20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

≥8

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B.

Note 2: 30usec timing difference between PCell and any SCell is applied in inter-band CA case, where PCell can be assigned on any CC.

Table 8.2.3.1.2-7: Minimum performance for multiple CA configurations with 5DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

15+4×20

15+2×20

2×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

8, ≥11

2

2×15+3×20

2×15+20

2×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

8, ≥11

3

4×20+20

4×20

20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

8, ≥11

4

3×20+2×20

3×20

2×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

8, ≥11

5

2×20+3×20

2×20

3X20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

8, ≥11

6

20+4×20

20

4×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

8, ≥11

7

10+4×20

10

4×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

8, ≥11

8

10+20+3×20

10+20

3×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

8, ≥11

9

2×10+3×20

2×10

3×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

8, ≥11

10

10+2×20+2×20

10+2×20

2×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

8, ≥11

11

10+15+20+2×20

10+15+20

2×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

8, ≥11

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B.

Note 2: 30usec timing difference between PCell and any SCell is applied in inter-band CA case, where PCell can be assigned on any CC.

Table 8.2.3.1.2-8: Minimum performance for multiple CA configurations with 6DL CCs (FRC)

Test number

CA Bandwidth combination (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

1×20+5×20

1×20

5×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

2

2×20+4×20

2×20

4×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

Table 8.2.3.1.2-9: Minimum performance for multiple CA configurations with 7DL CCs (FRC)

Test number

CA Bandwidth combination (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

1×20+6×20

1×20

6×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

2

2×20+5×20

2×20

5×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

8.2.3.2 Open-loop spatial multiplexing performance 2Tx Antenna port

8.2.3.2.1 Minimum Requirement for FDD PCell

For TDD FDD CA with FDD PCell and 2DL CCs, the requirements are specified in Table 8.2.3.2.1-4 based on single carrier requirement specified in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3, with the addition of the parameters in Table 8.2.3.2.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

For TDD FDD CA with FDD PCell and 3DL CCs, the requirements are specified in Table 8.2.3.2.1-5 based on single carrier requirement specified in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3, with the addition of the parameters in Table 8.2.3.2.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

For TDD FDD CA with FDD PCell and 4DL CCs, the requirements are specified in Table 8.2.3.2.1-6 based on single carrier requirement specified in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3, with the addition of the parameters in Table 8.2.3.2.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

For TDD FDD CA with FDD PCell and 5DL CCs, the requirements are specified in Table 8.2.3.2.1-7 based on single carrier requirement specified in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3, with the addition of the parameters in Table 8.2.3.2.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

For TDD FDD CA with FDD PCell and 6DL CCs, the requirements are specified in Table 8.2.3.2.1-8 based on single carrier requirement specified in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3, with the addition of the parameters in Table 8.2.3.2.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

For TDD FDD CA with FDD PCell and 7DL CCs, the requirements are specified in Table 8.2.3.2.1-9 based on single carrier requirement specified in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3, with the addition of the parameters in Table 8.2.3.2.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.2.3.2.1-1: Test Parameters for Large Delay CDD (FRC) for CA

Parameter

Unit

Value

Downlink power allocation

dB

-3

dB

-3 (Note 1)

σ

dB

0

at antenna port

dBm/15kHz

-98

PDSCH transmission mode

3

Note 1: .

Note 2: The same PDSCH transmission mode is applied to each component carrier.

Table 8.2.3.2.1-2: Single carrier performance with different bandwidths for multiple CA configurations for FDD PCell and SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

Fraction of Maximum

Throughput (%)

SNR (dB)

1.4 MHz

R.11-5 FDD

OP.1 FDD

EVA70

2×2 Low

70

13.6

3 MHz

R.11-6 FDD

OP.1 FDD

EVA70

2×2 Low

70

12.3

5MHz

R.11-2 FDD

OP.1 FDD

EVA70

2×2 Low

70

12.3

10MHz

R.11 FDD

OP.1 FDD

EVA70

2×2 Low

70

12.9

15MHz

R.11-7 FDD

OP.1 FDD

EVA70

2×2 Low

70

12.8

20MHz

R.30 FDD

OP.1 FDD

EVA70

2×2 Low

70

12.9

Table 8.2.3.2.1-3: Single carrier performance with different bandwidths for multiple CA configurations for TDD SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

Fraction of Maximum

Throughput (%)

SNR (dB)

1.4 MHz

R.11-5 TDD

OP.1 TDD

EVA70

2×2 Low

70

13.2

3 MHz

R.11-6 TDD

OP.1 TDD

EVA70

2×2 Low

70

12.8

5MHz

R.11-7 TDD

OP.1 TDD

EVA70

2×2 Low

70

12.6

10MHz

R.11-8 TDD

OP.1 TDD

EVA70

2×2 Low

70

12.8

15MHz

R.11-9 TDD

OP.1 TDD

EVA70

2×2 Low

70

12.9

20MHz

R.30-1 TDD

OP.1 TDD

EVA70

2×2 Low

70

13.0

Table 8.2.3.2.1-4: Minimum performance for multiple CA configurations with 2DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B

Table 8.2.3.2.1-5: Minimum performance for multiple CA configurations with 3DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

3×20

20

2×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥5

2

20+20+15

15

2×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥5

3

20+20+10

10

2×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥5

4

3×20

2×20

20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥5

5

20+20+15

20+15

20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥5

6

20+20+10

20+10

20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥5

7

20+10+10

2×10

20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.1.1-3 per CC

≥5

8

10+15+20

10

15+20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥5

9

10+15+20

10+15

20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.1.1-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B.

Table 8.2.3.2.1-6: Minimum performance for multiple CA configurations with 4DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

4×20

20

3×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥8

2

4×20

2×20

2×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥8

3

3×20+15

20+15

2×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥8

4

2×15+2×20

2×15

2×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥8

5

3×20+15

2×20+15

20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥8

6

2×15+2×20

2×15+20

20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥8

7

3×20+10

2×20+10

20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥8

8

4×20

3×20

20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥8

9

10+3×20

10

3×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥8

10

2×10+2×20

2×10

2×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥8

11

2×10+20+15

2×10

20+15

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥8

12

10+3×20

10+20

2×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥8

13

10+15+2×20

10+15

2×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥8

14

10+15+2×20

10+15+20

20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

≥8

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B.

Table 8.2.3.2.1-7: Minimum performance for multiple CA configurations with 5DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

15+4×20

15+2×20

2×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

8, ≥11

2

2×15+3×20

2×15+20

2×20

As defined in Table 8.2.3.1.2-2 and Table 8.2.3.1.2-3 per CC

8, ≥11

3

4×20+20

4×20

20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

8, ≥11

4

3×20+2×20

3×20

2×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

8, ≥11

5

2×20+3×20

2×20

3X20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

8, ≥11

6

20+4×20

20

4×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

8, ≥11

7

10+4×20

10

4×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

8, ≥11

8

10+20+3×20

10+20

3×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

8, ≥11

9

2×10+3×20

2×10

3×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

8, ≥11

10

10+2×20+2×20

10+2×20

2×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

8, ≥11

11

10+15+20+2×20

10+15+20

2×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

8, ≥11

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B.

Table 8.2.3.2.1-8: Minimum performance for multiple CA configurations with 6DL CCs (FRC)

Test number

CA Bandwidth combination (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

1×20+5×20

1×20

5×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

8, ≥11

2

2×20+4×20

2×20

4×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

8, ≥11

Table 8.2.3.2.1-9: Minimum performance for multiple CA configurations with 7DL CCs (FRC)

Test number

CA Bandwidth combination (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

1×20+6×20

1×20

6×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

8, ≥11

2

2×20+5×20

2×20

5×20

As defined in Table 8.2.3.2.1-2 and Table 8.2.3.2.1-3 per CC

8, ≥11

8.2.3.2.1A Soft buffer management test for FDD PCell

For TDD-FDD CA, the requirements are specified in Table 8.2.3.2.1A-2, with the addition of the parameters in Table 8.2.3.2.1A-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the UE performance with proper instantaneous buffer implementation for FDD as PCell.

Table 8.2.3.2.1A-1: Test Parameters for CA

Parameter

Unit

Value

FDD Carrier

TDD Carrier

Downlink power allocation

dB

-3

-3

dB

-3 (Note 1)

-3 (Note 1)

σ

dB

0

0

at antenna port

dBm/15kHz

-98

-98

PDSCH transmission mode

3

3

Note 1: .

Note 2: The same PDSCH transmission mode is applied to each component carrier.

Table 8.2.3.2.1A-2: Minimum performance (FRC) for CA

Test num.

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

UE cate

gory

Fraction of maximum throughput (%)

SNR (dB)

1

PCell

20MHz

R.30 FDD

OP.1 FDD (Note 1)

EVA70

2×2 Low

70

13.2

3

SCell

20MHz

R.30-2 TDD

OP.1 TDD (Note 1)

70

13.2

2

PCell

20MHz

R.35-1 FDD

OP.1 FDD (Note 1)

EVA70

2×2 Low

70

16.3

4

SCell

20MHz

R.35-1 TDD

OP.1 TDD (Note 1)

70

16.3

3

PCell

10MHz

R.35-3 FDD

OP.1 FDD (Note 1)

EVA70

2×2 Low

70

16.0

3

SCell

20MHz

R.30-2 TDD

OP.1 TDD (Note 1)

70

13.2

4

PCell

10MHz

R.35-3 FDD

OP.1 FDD (Note 1)

EVA70

2×2 Low

70

16.0

4

SCell

20MHz

R.35-1 TDD

OP.1 TDD (Note 1)

70

16.3

5

PCell

15MHz

R.35-2 FDD

OP.1 FDD (Note 1)

EVA70

2×2 Low

70

16.0

3

SCell

20MHz

R.30-2 TDD

OP.1 TDD (Note 1)

70

13.2

6

PCell

15MHz

R.35-2 FDD

OP.1 FDD (Note 1)

EVA70

2×2 Low

70

16.0

4

SCell

20MHz

R.35-1 TDD

OP.1 TDD (Note 1)

70

16.3

Note 1: The OCNG pattern applies for each CC.

Note 2: The applicability and test rules of requirements for different CA configurations and bandwidth combination sets are defined in 8.1.2.3B.

8.2.3.2.2 Minimum Requirement for TDD PCell

For TDD FDD CA with TDD PCell and 2DL CCs, the requirements are specified in Table 8.2.3.2.2-4 based on single carrier requirement specified in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3, with the addition of the parameters in Table 8.2.3.2.2-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

For TDD FDD CA with TDD PCell and 3DL CCs, the requirements are specified in Table 8.2.3.2.2-5 based on single carrier requirement specified in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3, with the addition of the parameters in Table 8.2.3.2.2-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

For TDD FDD CA with TDD PCell and 4DL CCs, the requirements are specified in Table 8.2.3.2.2-6 based on single carrier requirement specified in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3, with the addition of the parameters in Table 8.2.3.2.2-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

For TDD FDD CA with TDD PCell and 5DL CCs, the requirements are specified in Table 8.2.3.2.2-7 based on single carrier requirement specified in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3, with the addition of the parameters in Table 8.2.3.2.2-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

For TDD FDD CA with TDD PCell and 6DL CCs, the requirements are specified in Table 8.2.3.2.2-8 based on single carrier requirement specified in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3, with the addition of the parameters in Table 8.2.3.2.2-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

For TDD FDD CA with TDD PCell and 7DL CCs, the requirements are specified in Table 8.2.3.2.2-9 based on single carrier requirement specified in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3, with the addition of the parameters in Table 8.2.3.2.2-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.2.3.2.2-1: Test Parameters for Large Delay CDD (FRC) for CA

Parameter

Unit

Value

Downlink power allocation

dB

-3

dB

-3 (Note 1)

σ

dB

0

at antenna port

dBm/15kHz

-98

PDSCH transmission mode

3

Note 1: .

Note 2: The same PDSCH transmission mode is applied to each component carrier.

Table 8.2.3.2.2-2: Single carrier performance with different bandwidths for multiple CA configurations for FDD SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

Fraction of Maximum

Throughput (%)

SNR (dB)

1.4 MHz

R.11-5 FDD

OP.1 FDD

EVA70

2×2 Low

70

13.6

3 MHz

R.11-6 FDD

OP.1 FDD

EVA70

2×2 Low

70

12.3

5MHz

R.11-2 FDD

OP.1 FDD

EVA70

2×2 Low

70

12.3

10MHz

R.11 FDD

OP.1 FDD

EVA70

2×2 Low

70

12.9

15MHz

R.11-7 FDD

OP.1 FDD

EVA70

2×2 Low

70

12.8

20MHz

R.30 FDD

OP.1 FDD

EVA70

2×2 Low

70

12.9

Table 8.2.3.2.2-3: Single carrier performance with different bandwidths for multiple CA configurations for TDD PCell and SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

Fraction of Maximum

Throughput (%)

SNR (dB)

1.4 MHz

R.11-5 TDD

OP.1 TDD

EVA70

2×2 Low

70

13.2

3 MHz

R.11-6 TDD

OP.1 TDD

EVA70

2×2 Low

70

12.8

5MHz

R.11-7 TDD

OP.1 TDD

EVA70

2×2 Low

70

12.6

10MHz

R.11-8 TDD

OP.1 TDD

EVA70

2×2 Low

70

12.8

15MHz

R.11-9 TDD

OP.1 TDD

EVA70

2×2 Low

70

12.9

20MHz

R.30-1 TDD

OP.1 TDD

EVA70

2×2 Low

70

13.0

Table 8.2.3.2.2-4: Minimum performance for multiple CA configurations with 2DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B

Table 8.2.3.2.2-5: Minimum performance for multiple CA configurations with 3DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

3×20

20

2×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥5

2

20+20+15

15

2×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥5

3

20+20+10

10

2×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥5

4

3×20

2×20

20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥5

5

20+20+15

20+15

20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥5

6

20+20+10

20+10

20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥5

7

20+10+10

2×10

20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥5

8

10+15+20

10

15+20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥5

9

10+15+20

10+15

20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B.

Table 8.2.3.2.2-6: Minimum performance for multiple CA configurations with 4DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

4×20

20

3×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥8

2

4×20

2×20

2×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥8

3

3×20+15

20+15

2×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥8

4

2×15+2×20

2×15

2×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥8

5

3×20+15

2×20+15

20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥8

6

2×15+2×20

2×15+20

20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥8

7

3×20+10

2×20+10

20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥8

8

4×20

3×20

20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥8

9

10+3×20

10

3×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥8

10

2×10+2×20

2×10

2×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥8

11

2×10+20+15

2×10

20+15

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥8

12

10+3×20

10+20

2×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥8

13

10+15+2×20

10+15

2×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥8

14

10+15+2×20

10+15+20

20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

≥8

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B.

Table 8.2.3.2.2-7: Minimum performance for multiple CA configurations with 5DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

15+4×20

15+2×20

2×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

8, ≥11

2

2×15+3×20

2×15+20

2×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

8, ≥11

3

4×20+20

4×20

20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

8, ≥11

4

3×20+2×20

3×20

2×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

8, ≥11

5

2×20+3×20

2×20

3X20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

8, ≥11

6

20+4×20

20

4×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

8, ≥11

7

10+4×20

10

4×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

8, ≥11

8

10+20+3×20

10+20

3×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

8, ≥11

9

2×10+3×20

2×10

3×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

8, ≥11

10

10+2×20+2×20

10+2×20

2×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

8, ≥11

11

10+15+20+2×20

10+15+20

2×20

As defined in Table 8.2.3.2.2-2 and Table 8.2.3.2.2-3 per CC

8, ≥11

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B.

Table 8.2.3.2.2-8: Minimum performance for multiple CA configurations with 6DL CCs (FRC)

Test number

CA Bandwidth combination (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

1×20+5×20

1×20

5×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

2

2×20+4×20

2×20

4×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

Table 8.2.3.2.2-9: Minimum performance for multiple CA configurations with 7DL CCs (FRC)

Test number

CA Bandwidth combination (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

1×20+6×20

1×20

6×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

2

2×20+5×20

2×20

5×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

8.2.3.2.2A Soft buffer management test for TDD PCell

For TDD-FDD CA, the requirements are specified in Table 8.2.3.2.2A-2, with the addition of the parameters in Table 8.2.3.2.2A-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the UE performance with proper instantaneous buffer implementation for TDD as PCell.

Table 8.2.3.2.2A-1: Test Parameters for CA

Parameter

Unit

Value

FDD Carrier

TDD Carrier

Downlink power allocation

dB

-3

-3

dB

-3 (Note 1)

-3 (Note 1)

σ

dB

0

0

at antenna port

dBm/15kHz

-98

-98

PDSCH transmission mode

3

3

Note 1: .

Note 2: The same PDSCH transmission mode is applied to each component carrier.

Table 8.2.3.2.2A-2: Minimum performance (FRC) for CA

Test num.

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

UE cate

gory

Fraction of maximum throughput (%)

SNR (dB)

1

PCell

20MHz

R.30-2 TDD

OP.1 TDD (Note 1))

EVA70

2×2 Low

70

13.2

3

SCell

20MHz

R.30 FDD

OP.1 FDD (Note 1

70

13.2

2

PCell

20MHz

R.35-1 TDD

OP.1 TDD (Note 1)

EVA70

2×2 Low

70

16.2

4

SCell

20MHz

R.35-1 FDD

OP.1 FDD (Note 1)

70

16.2

3

PCell

20MHz

R.30-2 TDD

OP.1 TDD (Note 1)

EVA70

2×2 Low

70

13.2

3

SCell

10MHz

R.35-3 FDD

OP.1 FDD (Note 1)

70

16.0

4

PCell

20MHz

R.35-1 TDD

OP.1 TDD (Note 1)

EVA70

2×2 Low

70

16.2

4

SCell

10MHz

R.35-3 FDD

OP.1 FDD (Note 1)

70

15.8

5

PCell

20MHz

R.30-2 TDD

OP.1 TDD (Note 1)

EVA70

2×2 Low

70

13.2

3

SCell

15MHz

R.35-2 FDD

OP.1 FDD (Note 1)

70

15.8

6

PCell

20MHz

R.35-1 TDD

OP.1 TDD (Note 1)

EVA70

2×2 Low

70

16.2

4

SCell

15MHz

R.35-2 FDD

OP.1 FDD (Note 1)

70

15.8

Note 1: The OCNG pattern applies for each CC.

Note 2: The applicability and test rules of requirements for different CA configurations and bandwidth combination sets are defined in 8.1.2.3B.

8.2.3.3 Closed-loop spatial multiplexing performance 4Tx Antenna Port

8.2.3.3.1 Minimum Requirement for FDD PCell

For TDD FDD CA with FDD PCell and 2DL CCs, the requirements are specified in Table 8.2.3.3.1-4 based on single carrier requirement specified in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3, with the addition of the parameters in Table 8.2.3.3.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding.

For TDD FDD CA with FDD PCell and 3DL CCs, the requirements are specified in Table 8.2.3.3.1-5 based on single carrier requirement specified in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3, with the addition of the parameters in Table 8.2.3.3.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding.

For TDD FDD CA with FDD PCell and 4DL CCs, the requirements are specified in Table 8.2.3.3.1-6 based on single carrier requirement specified in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3, with the addition of the parameters in Table 8.2.3.3.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding.

For TDD FDD CA with FDD PCell and 5DL CCs, the requirements are specified in Table 8.2.3.3.1-7 based on single carrier requirement specified in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3, with the addition of the parameters in Table 8.2.3.3.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding.

For TDD FDD CA with FDD PCell and 6DL CCs, the requirements are specified in Table 8.2.3.3.1-8 based on single carrier requirement specified in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3, with the addition of the parameters in Table 8.2.3.3.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding.

For TDD FDD CA with FDD PCell and 7DL CCs, the requirements are specified in Table 8.2.3.3.1-9 based on single carrier requirement specified in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3, with the addition of the parameters in Table 8.2.3.3.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.2.3.3.1-1: Test Parameters for Multi-Layer Spatial Multiplexing (FRC) for CA

Parameter

Unit

Value

Downlink power allocation

dB

-6

dB

-6 (Note 1)

σ

dB

3

at antenna port

dBm/15kHz

-98

Precoding granularity

PRB

Wideband precoding for 1.4MHz, 4 for 3MHz and 5MHz CCs, 6 for 10MHz CCs, 8 for 15MHz and 20MHz CCs

PMI delay (Note 2)

FDD CC

ms

8

TDD CC

ms

10 or 11

Reporting interval

FDD CC

ms

1

TDD CC

ms

1 or 4 (Note 3)

Reporting mode

PUSCH 1-2

CodeBookSubsetRestriction bitmap

0000000000000000000000000000000011111111111111110000000000000000

CSI request field (Note 3)

‘10’

PDSCH transmission mode

4

Note 1: .

Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Note 3: Multiple CC-s under test are configured as the 1st set of serving cells by higher layers.

Note 4: ACK/NACK bits are transmitted using PUSCH with PUCCH format 3.

Note 5: The same PDSCH transmission mode is applied to each component carrier.

Table 8.2.3.3.1-2: Single carrier performance with different bandwidths for multiple CA configurations for FDD PCell and SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

Fraction of Maximum

Throughput (%)

SNR (dB)

1.4 MHz

R.14-4 FDD

OP.1 FDD

EVA5

4×2 Low

70

10.4

3 MHz

R.14-5 FDD

OP.1 FDD

EVA5

4×2 Low

70

9.5

5MHz

R.14-6 FDD

OP.1 FDD

EVA5

4×2 Low

70

9.5

10MHz

R.14 FDD

OP.1 FDD

EVA5

4×2 Low

70

10.1

15MHz

R.14-7 FDD

OP.1 FDD

EVA5

4×2 Low

70

10.1

20MHz

R.14-3 FDD

OP.1 FDD

EVA5

4×2 Low

70

10.3

Table 8.2.3.3.1-3: Single carrier performance with different bandwidths for multiple CA configurations for TDD SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

Fraction of Maximum

Throughput (%)

SNR (dB)

1.4 MHz

R.43-1 TDD

OP.1 TDD

EVA5

4×2 Low

70

11.0

3 MHz

R.43-2 TDD

OP.1 TDD

EVA5

4×2 Low

70

9.8

5MHz

R.43-3 TDD

OP.1 TDD

EVA5

4×2 Low

70

10.0

10MHz

R.43-4 TDD

OP.1 TDD

EVA5

4×2 Low

70

10.5

15MHz

R.43-5 TDD

OP.1 TDD

EVA5

4×2 Low

70

10.6

20MHz

R.43 TDD

OP.1 TDD

EVA5

4×2 Low

70

10.7

Table 8.2.3.3.1-4: Minimum performance for multiple CA configurations with 2DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B

Table 8.2.3.3.1-5: Minimum performance for multiple CA configurations with 3DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

3×20

20

2×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥5

2

20+20+15

15

2×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥5

3

20+20+10

10

2×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥5

4

3×20

2×20

20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥5

5

20+20+15

20+15

20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥5

6

20+20+10

20+10

20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥5

7

20+10+10

2×10

20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥5

8

10+15+20

10

15+20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥5

9

10+15+20

10+15

20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B.

Table 8.2.3.3.1-6: Minimum performance for multiple CA configurations with 4DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

4×20

20

3×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥8

2

4×20

2×20

2×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥8

3

3×20+15

20+15

2×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥8

4

2×15+2×20

2×15

2×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥8

5

3×20+15

2×20+15

20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥8

6

2×15+2×20

2×15+20

20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥8

7

3×20+10

2×20+10

20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥8

8

4×20

3×20

20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥8

9

10+3×20

10

3×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥8

10

2×10+2×20

2×10

2×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥8

11

2×10+20+15

2×10

20+15

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥8

12

10+3×20

10+20

2×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥8

13

10+15+2×20

10+15

2×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥8

14

10+15+2×20

10+15+20

20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

≥8

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B.

Table 8.2.3.3.1-7: Minimum performance for multiple CA configurations with 5DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

15+4×20

15+2×20

2×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

8, ≥11

2

2×15+3×20

2×15+20

2×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

8, ≥11

3

4×20+20

4×20

20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

8, ≥11

4

3×20+2×20

3×20

2×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

8, ≥11

5

2×20+3×20

2×20

3X20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

8, ≥11

6

20+4×20

20

4×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

8, ≥11

7

10+4×20

10

4×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

8, ≥11

8

10+20+3×20

10+20

3×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

8, ≥11

9

2×10+3×20

2×10

3×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

8, ≥11

10

10+2×20+2×20

10+2×20

2×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

8, ≥11

11

10+15+20+2×20

10+15+20

2×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

8, ≥11

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B

Table 8.2.3.3.1-8: Minimum performance for multiple CA configurations with 6DL CCs (FRC)

Test number

CA Bandwidth combination (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

1×20+5×20

1×20

5×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

8, ≥11

2

2×20+4×20

2×20

4×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

8, ≥11

Table 8.2.3.3.1-9: Minimum performance for multiple CA configurations with 7DL CCs (FRC)

Test number

CA Bandwidth combination (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

1×20+6×20

1×20

6×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

8, ≥11

2

2×20+5×20

2×20

5×20

As defined in Table 8.2.3.3.1-2 and Table 8.2.3.3.1-3 per CC

8, ≥11

8.2.3.3.2 Minimum Requirement for TDD PCell

For TDD FDD CA with TDD PCell and 2DL CCs, the requirements are specified in Table 8.2.3.3.2-4 based on single carrier requirement specified in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3, with the addition of the parameters in Table 8.2.3.3.2-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding.

For TDD FDD CA with TDD PCell and 3DL CCs, the requirements are specified in Table 8.2.3.3.2-5 based on single carrier requirement specified in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3, with the addition of the parameters in Table 8.2.3.3.2-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding.

For TDD FDD CA with TDD PCell and 4DL CCs, the requirements are specified in Table 8.2.3.3.2-6 based on single carrier requirement specified in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3, with the addition of the parameters in Table 8.2.3.3.2-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding.

For TDD FDD CA with TDD PCell and 5DL CCs, the requirements are specified in Table 8.2.3.3.2-7 based on single carrier requirement specified in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3, with the addition of the parameters in Table 8.2.3.3.2-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding.

For TDD FDD CA with TDD PCell and 6DL CCs, the requirements are specified in Table 8.2.3.3.2-8 based on single carrier requirement specified in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3, with the addition of the parameters in Table 8.2.3.3.2-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding.

For TDD FDD CA with TDD PCell and 7DL CCs, the requirements are specified in Table 8.2.3.3.2-9 based on single carrier requirement specified in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3, with the addition of the parameters in Table 8.2.3.3.2-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.2.3.3.2-1: Test Parameters for Multi-Layer Spatial Multiplexing (FRC) for CA

Parameter

Unit

Value

Downlink power allocation

dB

-6

dB

-6 (Note 1)

σ

dB

3

at antenna port

dBm/15kHz

-98

Precoding granularity

PRB

Widelband pre-coding for 1.4MHz, 4 for 3MHz and 5MHz CCs, 6 for 10MHz CCs, 8 for 15MHz and 20MHz CCs

PMI delay (Note 2)

FDD CC

ms

8

TDD CC

ms

10 or 11

Reporting interval

FDD CC

ms

1

TDD CC

ms

1 or 4 (Note 3)

Reporting mode

PUSCH 1-2

CodeBookSubsetRestriction bitmap

0000000000000000000000000000000011111111111111110000000000000000

CSI request field (Note 3)

‘10’

PDSCH transmission mode

TM4

Note 1: .

Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Note 3: Multiple CC-s under test are configured as the 1st set of serving cells by higher layers.

Note 4: ACK/NACK bits are transmitted using PUSCH with PUCCH format 3.

Note 5: The same PDSCH transmission mode is applied to each component carrier.

Table 8.2.3.3.2-2: Single carrier performance with different bandwidths for multiple CA configurations for FDD SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

Fraction of Maximum

Throughput (%)

SNR (dB)

1.4 MHz

R.14-4 FDD

OP.1 FDD

EVA5

4×2 Low

70

10.4

3 MHz

R.14-5 FDD

OP.1 FDD

EVA5

4×2 Low

70

9.5

5MHz

R.14-6 FDD

OP.1 FDD

EVA5

4×2 Low

70

9.5

10MHz

R.14 FDD

OP.1 FDD

EVA5

4×2 Low

70

10.1

15MHz

R.14-7 FDD

OP.1 FDD

EVA5

4×2 Low

70

10.1

20MHz

R.14-3 FDD

OP.1 FDD

EVA5

4×2 Low

70

10.3

Table 8.2.3.3.2-3: Single carrier performance with different bandwidths for multiple CA configurations for TDD PCell and SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

Fraction of Maximum

Throughput (%)

SNR (dB)

1.4 MHz

R.43-1 TDD

OP.1 TDD

EVA5

4×2 Low

70

11.0

3 MHz

R.43-2 TDD

OP.1 TDD

EVA5

4×2 Low

70

9.8

5MHz

R.43-3 TDD

OP.1 TDD

EVA5

4×2 Low

70

10.0

10MHz

R.43-4 TDD

OP.1 TDD

EVA5

4×2 Low

70

10.5

15MHz

R.43-5 TDD

OP.1 TDD

EVA5

4×2 Low

70

10.6

20MHz

R.43 TDD

OP.1 TDD

EVA5

4×2 Low

70

10.7

Table 8.2.3.3.2-4: Minimum performance for multiple CA configurations with 2DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B

Table 8.2.3.3.2-5: Minimum performance for multiple CA configurations with 3DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

3×20

20

2×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥5

2

20+20+15

15

2×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥5

3

20+20+10

10

2×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥5

4

3×20

2×20

20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥5

5

20+20+15

20+15

20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥5

6

20+20+10

20+10

20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥5

7

20+10+10

2×10

20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥5

8

10+15+20

10

15+20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥5

9

10+15+20

10+15

20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B.

Table 8.2.3.3.2-6: Minimum performance for multiple CA configurations with 4DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

4×20

20

3×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥8

2

4×20

2×20

2×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥8

3

3×20+15

20+15

2×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥8

4

2×15+2×20

2×15

2×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥8

5

3×20+15

2×20+15

20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥8

6

2×15+2×20

2×15+20

20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥8

7

3×20+10

2×20+10

20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥8

8

4×20

3×20

20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥8

9

10+3×20

10

3×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥8

10

2×10+2×20

2×10

2×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥8

11

2×10+20+15

2×10

20+15

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥8

12

10+3×20

10+20

2×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥8

13

10+15+2×20

10+15

2×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥8

14

10+15+2×20

10+15+20

20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

≥8

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B.

Table 8.2.3.3.2-7: Minimum performance for multiple CA configurations with 5DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

15+4×20

15+2×20

2×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

8, ≥11

2

2×15+3×20

2×15+20

2×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

8, ≥11

3

4×20+20

4×20

20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

8, ≥11

4

3×20+2×20

3×20

2×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

8, ≥11

5

2×20+3×20

2×20

3X20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

8, ≥11

6

20+4×20

20

4×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

8, ≥11

7

10+4×20

10

4×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

8, ≥11

8

10+20+3×20

10+20

3×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

8, ≥11

9

2×10+3×20

2×10

3×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

8, ≥11

10

10+2×20+2×20

10+2×20

2×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

8, ≥11

11

10+15+20+2×20

10+15+20

2×20

As defined in Table 8.2.3.3.2-2 and Table 8.2.3.3.2-3 per CC

8, ≥11

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.3B.

Table 8.2.3.3.2-8: Minimum performance for multiple CA configurations with 6DL CCs (FRC)

Test number

CA Bandwidth combination (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

1×20+5×20

1×20

5×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

2

2×20+4×20

2×20

4×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

Table 8.2.3.3.2-9: Minimum performance for multiple CA configurations with 7DL CCs (FRC)

Test number

CA Bandwidth combination (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

1×20+6×20

1×20

6×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

2

2×20+5×20

2×20

5×20

As defined in Table 8.2.3.1.1-2 and Table 8.2.3.1.1-3 per CC

8, ≥11

8.2.3.4 Minimum Requirement for Closed-loop spatial multiplexing performance 4Tx Antenna Port for dual connectivity

For dual connectivity the requirements are specified in Table 8.2.3.4-4, based on single carrier requirement specified in Table 8.2.3.4-2 and Table 8.2.3.4-3, with the addition of the parameters in Table 8.2.3.4-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding by using dual connectivity transmission.

Table 8.2.3.4-1: Test Parameters for Multi-Layer Spatial Multiplexing (FRC) for TDD-FDD dual connectivity

Parameter

Unit

Values

Downlink power allocation

dB

-6

dB

-6 (Note 1)

σ

dB

-3

at antenna port

dBm/15kHz

-98

Precoding granularity

PRB

6 for 1.4MHz, 4 for 3MHz and 5MHz CCs, 6 for 10MHz CCs, and 8 for 15MHz CCs and 20MHz CCs

PMI delay (Note 2)

ms

8 for FDD CC

10 or 11 for TDD CC

Reporting interval

ms

1 for FDD CC

1 or 4 for TDD CC (Note 3)

Reporting mode

PUSCH 1-2

CodeBookSubsetRestriction bitmap

0000000000000000000000000000000011111111111111110000000000000000

PDSCH transmission mode

4

ACK/NACK transmission

Separate ACK/NACK feedbacks with PUCCH format 1b on the MCG and SCG

CSI feedback

Separate PUSCH feedbacks on the MCG and SCG

Time offset between MCG CC and SCG CC

μs

0 for UE under test supporting synchronous dual connectivity;

334 for UE under test supporting both asynchronous and synchrounous dual connectivity (Note 5)

Note 1: .

Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Note 3: For Uplink – downlink configuration 1 the reporting interval will alternate between 1ms and 4ms.

Note 4: The same PDSCH transmission mode is applied to each component carrier.

Note 5: As defined in TS36.300 [11].

Note 6: If the UE supports both SCG bearer and Split bearer, the SCG bearer is configured.

Table 8.2.3.4-2: FDD single carrier performance for multiple dual connectivity configurations

Bandwidth

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

1.4MHz

R.14-4 FDD

OP. 1 FDD

EVA5

4×2 Low

70

10.36

3MHz

R.14-5 FDD

OP. 1 FDD

EVA5

4×2 Low

70

9.5

5MHz

R.14-6 FDD

OP. 1 FDD

EVA5

4×2 Low

70

9.5

10 MHz

R.14 FDD

OP. 1 FDD

EVA5

4×2 Low

70

10.1

15MHz

R.14-7 FDD

OP. 1 FDD

EVA5

4×2 Low

70

10.1

20MHz

R.14-3 FDD

OP. 1 FDD

EVA5

4×2 Low

70

10.3

Table 8.2.3.4-3: TDD single carrier performance for multiple dual connectivity configurations

Bandwidth

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

1.4MHz

R.43-1 TDD

OP.1 TDD

EVA5

4×2 Low

70

11.0

3MHz

R.43-2 TDD

OP.1 TDD

EVA5

4×2 Low

70

9.8

5MHz

R.43-3 TDD

OP.1 TDD

EVA5

4×2 Low

70

10.0

10 MHz

R.43-4 TDD

OP.1 TDD

EVA5

4×2 Low

70

10.5

15MHz

R.43-5 TDD

OP.1 TDD

EVA5

4×2 Low

70

10.6

20MHz

R.43 TDD

OP. 1 TDD

EVA5

4×2 Low

70

10.7

Table 8.2.3.4-4: Minimum performance Multi-Layer Spatial Multiplexing (FRC) for dual connectivity

Test num.

Bandwidth combination

Requirement

UE category

1

2×20 MHz

As specified in Table 8.2.3.4-2 and Table 8.2.3.4-3 per CC

≥5

Note 1: The OCNG pattern applies for each CC.

Note 2: The applicability of requirements for different dual connectvity configurations and bandwidth combination sets is defined in 8.1.2.3A.

8.2.3.5 HST-SFN performance

8.2.3.5.0 General

The purpose of this test is to verify UE performance in the HST-SFN scenario defined in B.3A when highSpeedEnhancedDemodulationFlag [7] is received.

8.2.3.5.1 Minimum Requirement for FDD PCell

For TDD FDD CA with FDD PCell and 2DL CCs, the requirements are specified in Table 8.2.3.5.1-4 based on single carrier requirement specified in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3, with the addition of the parameters in Table 8.2.3.5.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

For TDD FDD CA with FDD PCell and 3DL CCs, the requirements are specified in Table 8.2.3.5.1-5 based on single carrier requirement specified in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3, with the addition of the parameters in Table 8.2.3.5.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

For TDD FDD CA with FDD PCell and 4DL CCs, the requirements are specified in Table 8.2.3.5.1-6 based on single carrier requirement specified in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3, with the addition of the parameters in Table 8.2.3.5.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

For TDD FDD CA with FDD PCell and 5DL CCs, the requirements are specified in Table 8.2.3.5.1-7 based on single carrier requirement specified in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3, with the addition of the parameters in Table 8.2.3.5.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.2.3.5.1-1: Test Parameters for Large Delay CDD (FRC) for CA

Parameter

Unit

Value

Downlink power allocation

dB

-3

dB

-3 (Note 1)

σ

dB

0

at antenna port

dBm/15kHz

-98

PDSCH transmission mode

3

NOTE 1: .

NOTE 2: The same PDSCH transmission mode is applied to each component carrier.

Table 8.2.3.5.1-2: Single carrier performance for multiple CA configurations for FDD PCell and SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condition

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5 MHz

R.87-2 FDD

OP. 1 FDD

HST-SFN

2×2 Low

70

[13.9]

10 MHz

R.87 FDD

OP. 1 FDD

HST-SFN

2×2 Low

70

[13.3]

15 MHz

R.87-3 FDD

OP. 1 FDD

HST-SFN

2×2 Low

70

[13.9]

20 MHz

R.87-4 FDD

OP. 1 FDD

HST-SFN

2×2 Low

70

[14.1]

Table 8.2.3.5.1-3: Single carrier performance for multiple CA configurations for TDD SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5 MHz

R.87-2 TDD

OP.1 TDD

HST-SFN

2×2 Low

70

[13.1]

10 MHz

R.87 TDD

OP.1 TDD

HST-SFN

2×2 Low

70

[13.2]

15 MHz

R.87-3 TDD

OP.1 TDD

HST-SFN

2×2 Low

70

[13.4]

20 MHz

R.87-4 TDD

OP. 1 TDD

HST-SFN

2×2 Low

70

[13.6]

Table 8.2.3.5.1-4: Minimum performance for multiple CA configurations with 2DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥5

NOTE: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in clause 8.1.2.3B

Table 8.2.3.5.1-5: Minimum performance for multiple CA configurations with 3DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

3×20

20

2×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥5

2

20+20+15

15

2×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥5

3

20+20+10

10

2×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥5

4

3×20

2×20

20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥5

5

20+20+15

20+15

20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥5

6

20+20+10

20+10

20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥5

7

20+10+10

2×10

20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥5

8

10+15+20

10

15+20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥5

9

10+15+20

10+15

20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥5

NOTE: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in clause 8.1.2.3B.

Table 8.2.3.5.1-6: Minimum performance for multiple CA configurations with 4DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

4×20

20

3×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥8

2

4×20

2×20

2×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥8

3

3×20+15

20+15

2×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥8

4

2×15+2×20

2×15

2×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥8

5

3×20+15

2×20+15

20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥8

6

2×15+2×20

2×15+20

20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥8

7

3×20+10

2×20+10

20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥8

8

4×20

3×20

20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥8

9

10+3×20

10

3×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥8

10

2×10+2×20

2×10

2×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥8

11

2×10+20+15

2×10

20+15

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥8

12

10+3×20

10+20

2×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥8

13

10+15+2×20

10+15

2×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥8

14

10+15+2×20

10+15+20

20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

≥8

NOTE: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in clause 8.1.2.3B.

Table 8.2.3.5.1-7: Minimum performance for multiple CA configurations with 5DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

15+4×20

15+2×20

2×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

8, ≥11

2

2×15+3×20

2×15+20

2×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

8, ≥11

3

4×20+20

4×20

20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

8, ≥11

4

3×20+2×20

3×20

2×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

8, ≥11

5

2×20+3×20

2×20

3X20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

8, ≥11

6

20+4×20

20

4×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

8, ≥11

7

10+4×20

10

4×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

8, ≥11

8

10+20+3×20

10+20

3×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

8, ≥11

9

2×10+3×20

2×10

3×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

8, ≥11

10

10+2×20+2×20

10+2×20

2×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

8, ≥11

11

10+15+20+2×20

10+15+20

2×20

As defined in Table 8.2.3.5.1-2 and Table 8.2.3.5.1-3 per CC

8, ≥11

NOTE: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in clause 8.1.2.3B.

8.2.3.5.2 Minimum Requirement for TDD PCell

For TDD FDD CA with TDD PCell and 2DL CCs, the requirements are specified in Table 8.2.3.5.2-4 based on single carrier requirement specified in Table 8.2.5.2.2-2 and Table 8.2.3.5.2-3, with the addition of the parameters in Table 8.2.3.5.2-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

For TDD FDD CA with TDD PCell and 3DL CCs, the requirements are specified in Table 8.2.3.5.2-5 based on single carrier requirement specified in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3, with the addition of the parameters in Table 8.2.3.5.2-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

For TDD FDD CA with TDD PCell and 4DL CCs, the requirements are specified in Table 8.2.3.5.2-6 based on single carrier requirement specified in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3, with the addition of the parameters in Table 8.2.3.5.2-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

For TDD FDD CA with TDD PCell and 5DL CCs, the requirements are specified in Table 8.2.3.5.2-7 based on single carrier requirement specified in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3, with the addition of the parameters in Table 8.2.3.5.2-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of large delay CDD with 2 transmitter antennas.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.2.3.5.2-1: Test Parameters for Large Delay CDD (FRC) for CA

Parameter

Unit

Value

Downlink power allocation

dB

-3

dB

-3 (Note 1)

σ

dB

0

at antenna port

dBm/15kHz

-98

PDSCH transmission mode

3

NOTE 1: .

NOTE 2: The same PDSCH transmission mode is applied to each component carrier.

Table 8.2.3.5.2-2: Single carrier performance with different bandwidths for multiple CA configurations for FDD SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

Fraction of Maximum

Throughput (%)

SNR (dB)

5 MHz

R.87-2 FDD

OP.1 FDD

HST-SFN

2×2 Low

70

[13,9]

10 MHz

R.87 FDD

OP.1 FDD

HST-SFN

2×2 Low

70

[13.3]

15 MHz

R.87-3 FDD

OP.1 FDD

HST-SFN

2×2 Low

70

[13.9]

20 MHz

R.87-4 FDD

OP.1 FDD

HST-SFN

2×2 Low

70

[14.1]

Table 8.2.3.5.2-3: Single carrier performance with different bandwidths for multiple CA configurations for TDD PCell and SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

Fraction of Maximum

Throughput (%)

SNR (dB)

5 MHz

R.87-2 TDD

OP.1 TDD

HST-SFN

2×2 Low

70

[13.1]

10 MHz

R.87 TDD

OP.1 TDD

HST-SFN

2×2 Low

70

[13.2]

15 MHz

R.87-3 TDD

OP.1 TDD

HST-SFN

2×2 Low

70

[13.4]

20 MHz

R.87-4 TDD

OP.1 TDD

HST-SFN

2×2 Low

70

[13.6]

Table 8.2.3.5.2-4: Minimum performance for multiple CA configurations with 2DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥5

NOTE: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in clause 8.1.2.3B

Table 8.2.3.5.2-5: Minimum performance for multiple CA configurations with 3DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

3×20

20

2×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥5

2

20+20+15

15

2×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥5

3

20+20+10

10

2×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥5

4

3×20

2×20

20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥5

5

20+20+15

20+15

20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥5

6

20+20+10

20+10

20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥5

7

20+10+10

2×10

20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥5

8

10+15+20

10

15+20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥5

9

10+15+20

10+15

20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥5

NOTE: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in clause 8.1.2.3B.

Table 8.2.3.5.2-6: Minimum performance for multiple CA configurations with 4DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

4×20

20

3×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥8

2

4×20

2×20

2×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥8

3

3×20+15

20+15

2×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥8

4

2×15+2×20

2×15

2×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥8

5

3×20+15

2×20+15

20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥8

6

2×15+2×20

2×15+20

20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥8

7

3×20+10

2×20+10

20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥8

8

4×20

3×20

20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥8

9

10+3×20

10

3×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥8

10

2×10+2×20

2×10

2×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥8

11

2×10+20+15

2×10

20+15

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥8

12

10+3×20

10+20

2×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥8

13

10+15+2×20

10+15

2×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥8

14

10+15+2×20

10+15+20

20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

≥8

NOTE: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in clause 8.1.2.3B.

Table 8.2.3.5.2-7: Minimum performance for multiple CA configurations with 5DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

15+4×20

15+2×20

2×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

8, ≥11

2

2×15+3×20

2×15+20

2×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

8, ≥11

3

4×20+20

4×20

20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

8, ≥11

4

3×20+2×20

3×20

2×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

8, ≥11

5

2×20+3×20

2×20

3X20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

8, ≥11

6

20+4×20

20

4×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

8, ≥11

7

10+4×20

10

4×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

8, ≥11

8

10+20+3×20

10+20

3×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

8, ≥11

9

2×10+3×20

2×10

3×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

8, ≥11

10

10+2×20+2×20

10+2×20

2×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

8, ≥11

11

10+15+20+2×20

10+15+20

2×20

As defined in Table 8.2.3.5.2-2 and Table 8.2.3.5.2-3 per CC

8, ≥11

NOTE: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in clause 8.1.2.3B.