8.13.3 TDD-FDD (CA and DC)

36.1013GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Release 18TSUser Equipment (UE) radio transmission and reception

The parameters specified in Table 8.13.3-1 are valid for all the TDD FDD CA tests unless otherwise stated.

Table 8.13.3-1: Common Test Parameters

Parameter

Unit

Value

Uplink downlink configuration (Note 1) for TDD CC only

1

Special subframe configuration (Note 2) for TDD CC only

4

Inter-TTI Distance

1

Maximum number of HARQ processes per component carrier

FDD PCell

Processes

8 for FDD and TDD CCs

TDD PCell

Processes

11 for FDD CC; 7 for TDD CC

Maximum number of HARQ transmission

4

Redundancy version coding sequence

{0,1,2,3} for QPSK and 16QAM

{0,0,1,2} for 64QAM

Number of OFDM symbols for PDCCH per component carrier

OFDM symbols

4 for 1.4 MHz bandwidth, 3 for 3 MHz and 5 MHz bandwidths,

2 for 10 MHz, 15 MHz and 20 MHz bandwidths

Cyclic Prefix

Normal

Cell_ID

0

Cross carrier scheduling

Not configured

ACK/NACK feedback mode

PUCCH format 3

Downlink HARQ-ACK timing

FDD PCell

As specified in Clause 7.3.3 in TS36.213 [6]

TDD PCell

As specified in Clause 7.3.4 in TS36.213 [6]

Note 1: as specified in Table 4.2-2 in TS 36.211 [4].

Note 2: as specified in Table 4.2-1 in TS 36.211 [4].

The applicability of ther requirements are specified in Clause 8.1.2.6. The single carrier performance with different bandwidths for multiple CA configurations specified in Clause 8.13.3 cannot be applied for UE single carrier test.

8.13.3.1 Closed-loop spatial multiplexing performance 4Tx Antenna Port

8.13.3.1.1 Minimum Requirement for FDD PCell

The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding.

For TDD FDD CA with FDD PCell and 2DL CCs, the requirements are specified in Table 8.13.3.1.1-4 based on single carrier requirement specified in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3, with the addition of the parameters in Table 8.13.3.1.1-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with FDD PCell and 3DL CCs, the requirements are specified in Table 8.13.3.1.1-5 based on single carrier requirement specified in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3, with the addition of the parameters in Table 8.13.3.1.1-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with FDD PCell and 4DL CCs, the requirements are specified in Table 8.13.3.1.1-6 based on single carrier requirement specified in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3, with the addition of the parameters in Table 8.13.3.1.1-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with FDD PCell and 5DL CCs, the requirements are specified in Table 8.13.3.1.1-7 based on single carrier requirement specified in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3, with the addition of the parameters in Table 8.13.3.1.1-1 and the downlink physical channel setup according to Annex C.3.2.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.13.3.1.1-1: Test Parameters for Multi-Layer Spatial Multiplexing (FRC) for CA

Parameter

Unit

Value

Downlink power allocation

dB

-6

dB

-6 (Note 1)

σ

dB

3

at antenna port

dBm/15kHz

-98

Precoding granularity

PRB

Wideband precoding for 1.4MHz, 4 for 3MHz and 5MHz CCs, 6 for 10MHz CCs, 8 for 15MHz and 20MHz CCs

PMI delay (Note 2)

FDD CC

ms

8

TDD CC

ms

10 or 11

Reporting interval

FDD CC

ms

1

TDD CC

ms

1 or 4 (Note 3)

Reporting mode

PUSCH 1-2

CodeBookSubsetRestriction bitmap

0000000000000000000000000000000011111111111111110000000000000000

CSI request field (Note 3)

‘10’

PDSCH transmission mode

4

Note 1: .

Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Note 3: Multiple CC-s under test are configured as the 1st set of serving cells by higher layers.

Note 4: ACK/NACK bits are transmitted using PUSCH with PUCCH format 3.

Note 5: The same PDSCH transmission mode is applied to each component carrier.

Table 8.13.3.1.1-2: Single carrier performance with different bandwidths for multiple CA configurations for FDD PCell and SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

2Rx CC

4Rx CC

1.4MHz

R.14-4 FDD

R.14-4 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

10.4

7.5

3MHz

R.14-5 FDD

R.14-5 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

9.5

5.1

5MHz

R.14-6 FDD

R.14-6 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

9.5

5.2

10 MHz

R.14 FDD

R.14 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

10.1

5.7

15MHz

R.14-7 FDD

R.14-7 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

10.1

5.6

20MHz

R.14-3 FDD

R.14-3 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

10.3

5.6

Table 8.13.3.1.1-3: Single carrier performance with different bandwidths for multiple CA configurations for TDD SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

2Rx CC

4Rx CC

1.4MHz

R.43-1 TDD

R.43-1 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

11.0

8.1

3MHz

R.43-2 TDD

R.43-2 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

9.8

5.4

5MHz

R.43-3 TDD

R.43-3 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

10.0

5.9

10 MHz

R.43-4 TDD

R.43-4 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

10.5

6.3

15MHz

R.43-5 TDD

R.43-5 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

10.6

6.2

20MHz

R.43 TDD

R.43 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

10.7

6.4

Table 8.13.3.1.1-4: Minimum performance for multiple CA configurations with 2DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

Table 8.13.3.1.1-5: Minimum performance for multiple CA configurations with 3DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

3×20

20

2×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥5

2

20+20+15

15

2×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥5

3

20+20+10

10

2×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥5

4

3×20

2×20

20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥5

5

20+20+15

20+15

20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥5

6

20+20+10

20+10

20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥5

7

20+10+10

2×10

20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥5

8

10+15+20

10

15+20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥5

9

10+15+20

10+15

20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

Table 8.13.3.1.1-6: Minimum performance for multiple CA configurations with 4DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

4×20

20

3×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥8

2

4×20

2×20

2×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥8

3

3×20+15

20+15

2×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥8

4

2×15+2×20

2×15

2×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥8

5

3×20+15

2×20+15

20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥8

6

2×15+2×20

2×15+20

20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥8

7

3×20+10

2×20+10

20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥8

8

4×20

3×20

20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥8

9

10+3×20

10

3×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥8

10

2×10+2×20

2×10

2×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥8

11

2×10+20+15

2×10

20+15

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥8

12

10+3×20

10+20

2×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥8

13

10+15+2×20

10+15

2×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥8

14

10+15+2×20

10+15+20

20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥8

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

Table 8.13.3.1.1-7: Minimum performance for multiple CA configurations with 5DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

15+4×20

15+2×20

2×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

8, ≥11

2

2×15+3×20

2×15+20

2×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

8, ≥11

3

4×20+20

4×20

20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

8, ≥11

4

3×20+2×20

3×20

2×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

8, ≥11

5

2×20+3×20

2×20

3X20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

8, ≥11

6

20+4×20

20

4×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

8, ≥11

7

10+4×20

10

4×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

8, ≥11

8

10+20+3×20

10+20

3×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

8, ≥11

9

2×10+3×20

2×10

3×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

8, ≥11

10

10+2×20+2×20

10+2×20

2×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

8, ≥11

11

10+15+20+2×20

10+15+20

2×20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

8, ≥11

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

8.13.3.1.2 Minimum Requirement for TDD PCell

The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding.

For TDD FDD CA with TDD PCell and 2DL CCs, the requirements are specified in Table 8.13.3.1.2-4 based on single carrier requirement specified in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3, with the addition of the parameters in Table 8.13.3.1.2-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with TDD PCell and 3DL CCs, the requirements are specified in Table 8.13.3.1.2-5 based on single carrier requirement specified in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3, with the addition of the parameters in Table 8.13.3.1.2-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with TDD PCell and 4DL CCs, the requirements are specified in Table 8.13.3.1.2-6 based on single carrier requirement specified in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3, with the addition of the parameters in Table 8.13.3.1.2-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with TDD PCell and 5DL CCs, the requirements are specified in Table 8.13.3.1.2-7 based on single carrier requirement specified in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3, with the addition of the parameters in Table 8.13.3.1.2-1 and the downlink physical channel setup according to Annex C.3.2.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.13.3.1.2-1: Test Parameters for Multi-Layer Spatial Multiplexing (FRC) for CA

Parameter

Unit

Value

Downlink power allocation

dB

-6

dB

-6 (Note 1)

σ

dB

3

at antenna port

dBm/15kHz

-98

Precoding granularity

PRB

Widelband pre-coding for 1.4MHz, 4 for 3MHz and 5MHz CCs, 6 for 10MHz CCs, 8 for 15MHz and 20MHz CCs

PMI delay (Note 2)

FDD CC

ms

8

TDD CC

ms

10 or 11

Reporting interval

FDD CC

ms

1

TDD CC

ms

1 or 4 (Note 3)

Reporting mode

PUSCH 1-2

CodeBookSubsetRestriction bitmap

0000000000000000000000000000000011111111111111110000000000000000

CSI request field (Note 3)

‘10’

PDSCH transmission mode

TM4

Note 1: .

Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Note 3: Multiple CC-s under test are configured as the 1st set of serving cells by higher layers.

Note 4: ACK/NACK bits are transmitted using PUSCH with PUCCH format 3.

Note 5: The same PDSCH transmission mode is applied to each component carrier.

Table 8.13.3.1.2-2: Single carrier performance with different bandwidths for multiple CA configurations for FDD SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

2Rx CC

4Rx CC

1.4MHz

R.14-4 FDD

R.14-4 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

10.4

7.5

3MHz

R.14-5 FDD

R.14-5 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

9.5

5.1

5MHz

R.14-6 FDD

R.14-6 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

9.5

5.2

10 MHz

R.14 FDD

R.14 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

10.1

5.7

15MHz

R.14-7 FDD

R.14-7 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

10.1

5.6

20MHz

R.14-3 FDD

R.14-3 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

10.3

5.6

Table 8.13.3.1.2-3: Single carrier performance with different bandwidths for multiple CA configurations for TDD PCell and SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

2Rx CC

4Rx CC

1.4MHz

R.43-1 TDD

R.43-1 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

11.0

8.1

3MHz

R.43-2 TDD

R.43-2 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

9.8

5.4

5MHz

R.43-3 TDD

R.43-3 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

10.0

5.9

10 MHz

R.43-4 TDD

R.43-4 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

10.5

6.3

15MHz

R.43-5 TDD

R.43-5 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

10.6

6.2

20MHz

R.43 TDD

R.43 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

10.7

6.4

Table 8.13.3.1.2-4: Minimum performance for multiple CA configurations with 2DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.13.3.1.1-2 and Table 8.13.3.1.1-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

Table 8.13.3.1.2-5: Minimum performance for multiple CA configurations with 3DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

3×20

20

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥5

2

20+20+15

15

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥5

3

20+20+10

10

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥5

4

3×20

2×20

20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥5

5

20+20+15

20+15

20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥5

6

20+20+10

20+10

20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥5

7

20+10+10

2×10

20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥5

8

10+15+20

10

15+20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥5

9

10+15+20

10+15

20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

Table 8.13.3.1.2-6: Minimum performance for multiple CA configurations with 4DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

4×20

20

3×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

2

4×20

2×20

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

3

3×20+15

20+15

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

4

2×15+2×20

2×15

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

5

3×20+15

2×20+15

20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

6

2×15+2×20

2×15+20

20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

7

3×20+10

2×20+10

20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

8

4×20

3×20

20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

9

10+3×20

10

3×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

10

2×10+2×20

2×10

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

11

2×10+20+15

2×10

20+15

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

12

10+3×20

10+20

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

13

10+15+2×20

10+15

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

14

10+15+2×20

10+15+20

20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

Table 8.13.3.1.2-7: Minimum performance for multiple CA configurations with 5DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

15+4×20

15+2×20

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

8, ≥11

2

2×15+3×20

2×15+20

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

8, ≥11

3

4×20+20

4×20

20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

8, ≥11

4

3×20+2×20

3×20

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

8, ≥11

5

2×20+3×20

2×20

3X20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

8, ≥11

6

20+4×20

20

4×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

8, ≥11

7

10+4×20

10

4×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

8, ≥11

8

10+20+3×20

10+20

3×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

8, ≥11

9

2×10+3×20

2×10

3×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

8, ≥11

10

10+2×20+2×20

10+2×20

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

8, ≥11

11

10+15+20+2×20

10+15+20

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

8, ≥11

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

8.13.3.2 Dual-Layer Spatial Multiplexing (User-Specific Reference Symbols)

8.13.3.2.1 Minimum Requirement Dual-Layer Spatial Multiplexing 2 Tx Antenna Port for FDD PCell

The purpose of these tests is to verify dual-layer transmission on antenna ports 7 and 8 upon detection of a PDCCH with DCI format 2C.

For TDD FDD CA with FDD PCell and 2DL CCs, the requirements are specified in Table 8.13.3.2.1-4 based on single carrier requirement specified in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3, with the addition of the parameters in Table 8.13.3.2.1-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with FDD PCell and 3DL CCs, the requirements are specified in Table 8.13.3.2.1-5 based on single carrier requirement specified in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3, with the addition of the parameters in Table 8.13.3.2.1-1 and the downlink physical channel setup according to Annex C.3.2

For TDD FDD CA with FDD PCell and 4DL CCs, the requirements are specified in Table 8.13.3.2.1-6 based on single carrier requirement specified in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3, with the addition of the parameters in Table 8.13.3.2.1-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with FDD PCell and 5DL CCs, the requirements are specified in Table 8.13.3.2.1-7 based on single carrier requirement specified in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3, with the addition of the parameters in Table 8.13.3.2.1-1 and the downlink physical channel setup according to Annex C.3.2.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.13.3.2.1-1: Test Parameters for Multi-Layer Spatial Multiplexing (FRC) for CA

Parameter

Unit

Values

Downlink power allocation

dB

0

dB

0 (Note 1)

σ

dB

-3

Cell-specific reference signals

Antenna ports 0 and 1

Cell ID

0

CSI reference signals

Antenna ports 15,16

Beamforming model

Annex B.4.2

CSI-RS periodicity and subframe offset TCSI-RS / CSI-RS

FDD CC

Subframes

5 / 2

TDD CC

5 / 4

CSI reference signal configuration

8

Zero-power CSI-RS configuration ICSI-RS / ZeroPowerCSI-RS bitmap

FDD CC

Subframes / bitmap

3 / 0010000000000000

TDD CC

4 / 0010000000000000

at antenna port

dBm/15kHz

-98

FDD CC

Reference Value in Table 8.13.3.2.1-2

TDD CC

Reference Value in Table 8.13.3.2.1-3

Symbols for unused PRBs

OCNG (Note 2)

Number of allocated resource blocks (Note 2)

PRB

50

Simultaneous transmission

No

PDSCH transmission mode

9

Note 1:

Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Note 3: ACK/NACK bits are transmitted using PUSCH with PUCCH format 3.

Table 8.13.3.2.1-2: Single carrier performance with different bandwidths for multiple CA configurations for FDD PCell and SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

2Rx CC

4Rx CC

5MHz

R.51-2 FDD

R.51-2 FDD

OP.1 FDD

ETU5

2×2 Low

2×4 Low

70

14.2

9.0

10 MHz

R.51 FDD

R.51 FDD

OP.1 FDD

ETU5

2×2 Low

2×4 Low

70

13.7

8.8

15MHz

R.51-3 FDD

R.51-3 FDD

OP.1 FDD

ETU5

2×2 Low

2×4 Low

70

13.6

8.7

20MHz

R.51-4 FDD

R.51-4 FDD

OP.1 FDD

ETU5

2×2 Low

2×4 Low

70

14.3

8.8

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

Note 3: SNR corresponds to of Cell 1.

Table 8.13.3.2.1-3: Single carrier performance with different bandwidths for multiple CA configurations for TDD SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

2Rx CC

4Rx CC

5MHz

R.51-2 TDD

R.51-2 TDD

OP.1 TDD

ETU5

2×2 Low

2×4 Low

70

14.0

9.0

10 MHz

R.51 TDD

R.51 TDD

OP.1 TDD

ETU5

2×2 Low

2×4 Low

70

13.9

9.1

15MHz

R.51-3 TDD

R.51-3 TDD

OP.1 TDD

ETU5

2×2 Low

2×4 Low

70

13.9

9.2

20MHz

R.51-4 TDD

R.51-4 TDD

OP.1 TDD

ETU5

2×2 Low

2×4 Low

70

14.1

9.3

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

Note 3: SNR corresponds to of Cell 1.

Table 8.13.3.2.1-4: Minimum performance for multiple CA configurations with 2DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

Table 8.13.3.2.1-5: Minimum performance for multiple CA configurations with 3DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

3×20

20

2×20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥5

2

20+20+15

15

2×20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥5

3

20+20+10

10

2×20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥5

4

3×20

2×20

20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥5

5

20+20+15

20+15

20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥5

6

20+20+10

20+10

20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥5

7

20+10+10

2×10

20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥5

8

10+15+20

10

15+20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥5

9

10+15+20

10+15

20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

Table 8.13.3.2.1-6: Minimum performance for multiple CA configurations with 4DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

4×20

20

3×20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥8

2

4×20

2×20

2×20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥8

3

3×20+15

20+15

2×20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥8

4

2×15+2×20

2×15

2×20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥8

5

3×20+15

2×20+15

20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥8

6

2×15+2×20

2×15+20

20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥8

7

3×20+10

2×20+10

20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥8

8

4×20

3×20

20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

9

10+3×20

10

3×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

10

2×10+2×20

2×10

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

11

2×10+20+15

2×10

20+15

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

12

10+3×20

10+20

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

13

10+15+2×20

10+15

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

14

10+15+2×20

10+15+20

20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

Table 8.13.3.2.1-7: Minimum performance for multiple CA configurations with 5DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

15+4×20

15+2×20

2×20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

8, ≥11

2

2×15+3×20

2×15+20

2×20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

8, ≥11

3

4×20+20

4×20

20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

8, ≥11

4

3×20+2×20

3×20

2×20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

8, ≥11

5

2×20+3×20

2×20

3X20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

8, ≥11

6

20+4×20

20

4×20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

8, ≥11

7

10+4×20

10

4×20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

8, ≥11

8

10+20+3×20

10+20

3×20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

8, ≥11

9

2×10+3×20

2×10

3×20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

8, ≥11

10

10+2×20+2×20

10+2×20

2×20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

8, ≥11

11

10+15+20+2×20

10+15+20

2×20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

8, ≥11

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

8.13.3.2.2 Minimum Requirement Dual-Layer Spatial Multiplexing 2 Tx Antenna Port for TDD PCell

The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding.

For TDD FDD CA with TDD PCell and 2DL CCs, the requirements are specified in Table 8.13.3.2.2-4 based on single carrier requirement specified in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3, with the addition of the parameters in Table 8.13.3.2.2-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with TDD PCell and 3DL CCs, the requirements are specified in Table 8.13.3.2.2-5 based on single carrier requirement specified in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3, with the addition of the parameters in Table 8.13.3.2.2-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with TDD PCell and 4DL CCs, the requirements are specified in Table 8.13.3.2.2-6 based on single carrier requirement specified in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3, with the addition of the parameters in Table 8.13.3.2.2-1 and the downlink physical channel setup according to Annex C.3.2.

For TDD FDD CA with TDD PCell and 5DL CCs, the requirements are specified in Table 8.13.3.2.2-7 based on single carrier requirement specified in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3, with the addition of the parameters in Table 8.13.3.2.2-1 and the downlink physical channel setup according to Annex C.3.2.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.13.3.2.2-1: Test Parameters for Multi-Layer Spatial Multiplexing (FRC) for CA

Parameter

Unit

Values

Downlink power allocation

dB

0

dB

0 (Note 1)

σ

dB

-3

Cell-specific reference signals

Antenna ports 0 and 1

Cell ID

0

CSI reference signals

Antenna ports 15,16

Beamforming model

Annex B.4.2

CSI-RS periodicity and subframe offset TCSI-RS / CSI-RS

FDD CC

Subframes

5 / 2

TDD CC

5 / 4

CSI reference signal configuration

8

Zero-power CSI-RS configuration ICSI-RS / ZeroPowerCSI-RS bitmap

FDD CC

Subframes / bitmap

3 / 0010000000000000

TDD CC

4 / 0010000000000000

at antenna port

dBm/15kHz

-98

FDD CC

Reference Value in Table 8.13.3.2.2-2

TDD CC

Reference Value in Table 8.13.3.2.2-3

Symbols for unused PRBs

OCNG (Note 2)

Number of allocated resource blocks (Note 2)

PRB

50

Simultaneous transmission

No

PDSCH transmission mode

9

Note 1:

Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Note 3: ACK/NACK bits are transmitted using PUSCH with PUCCH format 3.

Table 8.13.3.2.2-2: Single carrier performance with different bandwidths for multiple CA configurations for FDD SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

2Rx CC

4Rx CC

5MHz

R.51-2 FDD

R.51-2 FDD

OP.1 FDD

ETU5

2×2 Low

2×4 Low

70

14.2

9.0

10 MHz

R.51 FDD

R.51 FDD

OP.1 FDD

ETU5

2×2 Low

2×4 Low

70

13.7

8.8

15MHz

R.51-3 FDD

R.51-3 FDD

OP.1 FDD

ETU5

2×2 Low

2×4 Low

70

13.6

8.7

20MHz

R.51-4 FDD

R.51-4 FDD

OP.1 FDD

ETU5

2×2 Low

2×4 Low

70

14.3

8.8

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

Note 3: SNR corresponds to of Cell 1.

Table 8.13.3.2.2-3: Single carrier performance with different bandwidths for multiple CA configurations for TDD PCell and SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

2Rx CC

4Rx CC

5MHz

R.51-2 TDD

R.51-2 TDD

OP.1 TDD

ETU5

2×2 Low

2×4 Low

70

14.0

9.0

10 MHz

R.51 TDD

R.51 TDD

OP.1 TDD

ETU5

2×2 Low

2×4 Low

70

13.9

9.1

15MHz

R.51-3 TDD

R.51-3 TDD

OP.1 TDD

ETU5

2×2 Low

2×4 Low

70

13.9

9.2

20MHz

R.51-4 TDD

R.51-4 TDD

OP.1 TDD

ETU5

2×2 Low

2×4 Low

70

14.1

9.3

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

Note 3: SNR corresponds to of Cell 1.

Table 8.13.3.2.2-4: Minimum performance for multiple CA configurations with 2DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

Table 8.13.3.2.2-5: Minimum performance for multiple CA configurations with 3DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

3×20

20

2×20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

≥5

2

20+20+15

15

2×20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

≥5

3

20+20+10

10

2×20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

≥5

4

3×20

2×20

20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

≥5

5

20+20+15

20+15

20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

≥5

6

20+20+10

20+10

20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

≥5

7

20+10+10

2×10

20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

≥5

8

10+15+20

10

15+20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥5

9

10+15+20

10+15

20

As defined in Table 8.13.3.2.1-2 and Table 8.13.3.2.1-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

Table 8.13.3.2.2-6: Minimum performance for multiple CA configurations with 4DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

4×20

20

3×20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

≥8

2

4×20

2×20

2×20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

≥8

3

3×20+15

20+15

2×20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

≥8

4

2×15+2×20

2×15

2×20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

≥8

5

3×20+15

2×20+15

20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

≥8

6

2×15+2×20

2×15+20

20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

≥8

7

3×20+10

2×20+10

20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

≥8

8

4×20

3×20

20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

9

10+3×20

10

3×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

10

2×10+2×20

2×10

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

11

2×10+20+15

2×10

20+15

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

12

10+3×20

10+20

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

13

10+15+2×20

10+15

2×20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

14

10+15+2×20

10+15+20

20

As defined in Table 8.13.3.1.2-2 and Table 8.13.3.1.2-3 per CC

≥8

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

Table 8.13.3.2.2-7: Minimum performance for multiple CA configurations with 5DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

15+4×20

15+2×20

2×20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

8, ≥11

2

2×15+3×20

2×15+20

2×20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

8, ≥11

3

4×20+20

4×20

20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

8, ≥11

4

3×20+2×20

3×20

2×20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

8, ≥11

5

2×20+3×20

2×20

3X20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

8, ≥11

6

20+4×20

20

4×20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

8, ≥11

7

10+4×20

10

4×20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

8, ≥11

8

10+20+3×20

10+20

3×20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

8, ≥11

9

2×10+3×20

2×10

3×20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

8, ≥11

10

10+2×20+2×20

10+2×20

2×20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

8, ≥11

11

10+15+20+2×20

10+15+20

2×20

As defined in Table 8.13.3.2.2-2 and Table 8.13.3.2.2-3 per CC

8, ≥11

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

8.13.3.3 Enhanced Performance Requirements Type A Closed-loop spatial multiplexing

8.13.3.3.1 Minimum Requirement Single-Layer Spatial Multiplexing 2 Tx Antenna Port with TM4 interference model (Cell-Specific Reference Symbols) for FDD PCell

The purpose of these tests is to verify the closed loop rank-one performance with wideband precoding with two transmit antennas when the PDSCH transmission in the serving cell is interfered by PDSCH of one dominant interfering cell applying transmission mode 4 interference model defined in clause B.5.3. In Table 8.13.3.3.1-1, Cell 1 is the serving cell, and Cell 2 is the interfering cell. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1 and Cell 2, respectively.

For TDD FDD CA with FDD PCell and with 2 DL CCs, the requirements are specified in Table 8.13.3.3.1-4, based on single carrier requirement specified in Table 8.13.3.3.1-2 and Table 8.13.3.3.1-3, with the addition of the parameters in Table 8.13.3.3.1-1 and the downlink physical channel setup according to Annex C.3.2.

Table 8.13.3.3.1-1: Test Parameters for Single-Layer Spatial Multiplexing (FRC) with TM4 interference model for CA

Parameter

Unit

Cell 1

Cell 2

Downlink power allocation

dB

-3

-3

dB

-3 (Note 1)

-3

σ

dB

0

0

Cell-specific reference signals

Antenna ports 0,1

Antenna ports 0,1

at antenna port

dBm/15kHz

-98

N/A

DIP (Note 2)

dB

N/A

-1.73

Cell Id

0

1

PDSCH transmission mode

6

4

Interference model

N/A

As specified in clause B.5.3

Probability of occurrence of transmission rank in interfering cells

Rank 1

%

N/A

80

Rank 2

%

N/A

20

Precoding granularity

PRB

25 for 5MHz CCs, 50 for 10MHz CCs, 75 for 15MHz and 100 for 20MHz CCs

4 for 5MHz CCs, 6 for 10MHz CCs, 8 for 15MHz and 20MHz CCs

PMI delay (Note 4)

FDD CC

ms

8

N/A

TDD CC

ms

10 or 11

N/A

Reporting interval

ms

5

N/A

Reporting mode

PUCCH 1-1

N/A

CodeBookSubsetRestriction bitmap

1111

N/A

Physical channel for CQI reporting

PUSCH (Note 7)

N/A

cqi-pmi-ConfigurationIndex

FDD PCC

4

N/A

TDD SCC

5

N/A

Note 1:

Note 2: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1.

Note 3: Cell 1 is the serving cell. Cell 2 is the interfering cell.

Note 4: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Note 5: All cells are time-synchronous.

Note 6: ACK/NACK bits are transmitted using PUSCH with PUCCH format 1b with channel selection configured for tests with 2 CCs.

Note 7: To avoid collisions between CQI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#4 and #9 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#8 and #3 for TDD CCs, and PDCCH DCI format 0 shall be transmitted in downlink SF#3 and #8 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#7 and #2 for FDD CCs.

Table 8.13.3.3.1-2: Single carrier performance for Enhanced Performance Requirement Type A for FDD PCell and SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 3)

Reference Value

2Rx CC

4Rx CC

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum Throughput (%)

SINR (dB) (Note 2)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

5MHz

R.47-1 FDD

R.47-1 FDD

OP.1 FDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

0.8

-3.0

10 MHz

R.47 FDD

R.47 FDD

OP.1 FDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

1.0

-2.7

15MHz

R.47-2 FDD

R.47-2 FDD

OP.1 FDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

0.8

-2.9

20MHz

R.47-3 FDD

R.47-3 FDD

OP.1 FDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

1.1

-2.8

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

Table 8.13.3.3.1-3: Single carrier performance for Enhanced Performance Requirement Type A for TDD SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 3)

Reference Value

2Rx CC

4Rx CC

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum Throughput (%)

SINR (dB) (Note 2)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

5MHz

R.47-1 TDD

R.47-1 TDD

OP.1 TDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

0.8

-2.8

10 MHz

R.47 TDD

R.47 TDD

OP.1 TDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

1.3

-2.5

15MHz

R.47-2 TDD

R.47-2 TDD

OP.1 TDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

1.0

-2.7

20MHz

R.47-3 TDD

R.47-3 TDD

OP.1 TDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

1.3

-2.3

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

Table 8.13.3.3.1-4: Minimum performance for multiple CA configurations with 2DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.13.3.3.1-2 and Table 8.13.3.3.1-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.13.3.3.1-2 and Table 8.13.3.3.1-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.13.3.3.1-2 and Table 8.13.3.3.1-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

8.13.3.3.2 Minimum Requirement Single-Layer Spatial Multiplexing 2 Tx Antenna Port with TM4 interference model (Cell-Specific Reference Symbols) for TDD PCell

The purpose of these tests is to verify the closed loop rank-one performance with wideband precoding with two transmit antennas when the PDSCH transmission in the serving cell is interfered by PDSCH of one dominant interfering cell applying transmission mode 4 interference model defined in clause B.5.3. In Table 8.13.3.3.2-1, Cell 1 is the serving cell, and Cell 2 is the interfering cell. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1 and Cell 2, respectively.

For TDD FDD CA with TDD PCell with 2 DL CCs, the requirements are specified in Table 8.13.3.3.2-4, based on single carrier requirement specified in Table 8.13.3.3.2-2 and Table 8.13.3.3.2-3, with the addition of the parameters in Table 8.13.3.3.2-1 and the downlink physical channel setup according to Annex C.3.2.

Table 8.13.3.3.2-1: Test Parameters for Single-Layer Spatial Multiplexing (FRC) with TM4 interference model for CA

Parameter

Unit

Cell 1

Cell 2

Downlink power allocation

dB

-3

-3

dB

-3 (Note 1)

-3

σ

dB

0

0

Cell-specific reference signals

Antenna ports 0,1

Antenna ports 0,1

at antenna port

dBm/15kHz

-98

N/A

DIP (Note 2)

dB

N/A

-1.73

Cell Id

0

1

PDSCH transmission mode

6

4

Interference model

N/A

As specified in clause B.5.3

Probability of occurrence of transmission rank in interfering cells

Rank 1

%

N/A

80

Rank 2

%

N/A

20

Precoding granularity

PRB

25 for 5MHz CCs, 50 for 10MHz CCs, 75 for 15MHz and 100 for 20MHz CCs

4 for 5MHz CCs, 6 for 10MHz CCs, 8 for 15MHz and 20MHz CCs

PMI delay (Note 4)

FDD CC

ms

8

N/A

TDD CC

ms

10 or 11

N/A

Reporting interval

ms

5

N/A

Reporting mode

PUCCH 1-1

N/A

CodeBookSubsetRestriction bitmap

1111

N/A

Note 1:

Note 2: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1.

Note 3: Cell 1 is the serving cell. Cell 2 is the interfering cell.

Note 4: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Note 5: All cells are time-synchronous.

Note 6: ACK/NACK bits are transmitted using PUSCH with PUCCH format 1b with channel selection configured for tests with 2 CCs.

Table 8.13.3.3.2-2: Single carrier performance for Enhanced Performance Requirement Type A for FDD SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 3)

Reference Value

2Rx CC

4Rx CC

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum Throughput (%)

SINR (dB) (Note 2)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

5MHz

R.47-1 FDD

R.47-1 FDD

OP.1 FDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

0.8

-3.0

10 MHz

R.47 FDD

R.47 FDD

OP.1 FDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

1.0

-2.7

15MHz

R.47-2 FDD

R.47-2 FDD

OP.1 FDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

0.8

-2.9

20MHz

R.47-3 FDD

R.47-3 FDD

OP.1 FDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

1.1

-2.8

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

Table 8.13.3.3.2-3: Single carrier performance for Enhanced Performance Requirement Type A for TDD PCell and SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 3)

Reference Value

2Rx CC

4Rx CC

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum Throughput (%)

SINR (dB) (Note 2)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

5MHz

R.47-1 TDD

R.47-1 TDD

OP.1 TDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

0.8

-2.8

10 MHz

R.47 TDD

R.47 TDD

OP.1 TDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

1.3

-2.5

15MHz

R.47-2 TDD

R.47-2 TDD

OP.1 TDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

1.0

-2.7

20MHz

R.47-3 TDD

R.47-3 TDD

OP.1 TDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

1.3

-2.3

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

Table 8.13.3.3.2-4: Minimum performance for multiple CA configurations with 2DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.13.3.3.2-2 and Table 8.13.3.3.2-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.13.3.3.2-2 and Table 8.13.3.3.2-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.13.3.3.2-2 and Table 8.13.3.3.2-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6

8.13.3.4 Enhanced Performance Requirement Type A – Single-layer Spatial Multiplexing (User-Specific Reference Symbols)

8.13.3.4.1 Minimum Requirement Enhanced Performance Requirement Type A – Single-layer Spatial Multiplexing with TM9 interference model (User-Specific Reference Symbols) for FDD PCell

The purpose of these tests is to verify closed loop rank one performance on one of the antenna ports 7 or 8 without a simultaneous transmission on the other antenna port in the serving cell when the PDSCH transmission in the serving cell is interfered by PDSCH of one dominant interfering cell applying transmission mode 9 interference model defined in clause B.5.4. In 8.13.3.4.1-1, Cell 1 is the serving cell, and Cell 2 is the interfering cell. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1 and Cell 2, respectively.

For TDD FDD CA with FDD PCell with 2 DL CCs, the requirements are specified in Table 8.13.3.4.1-4, based on single carrier requirement specified in Table 8.13.3.4.1-2 and Table 8.13.3.4.1-3, with the addition of the parameters in Table 8.13.3.4.1-1 and the downlink physical channel setup according to Annex C.3.2.

Table 8.13.3.4.1-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with TM9 interference model for CA

parameter

Unit

Cell 1

Cell 2

Downlink power allocation

dB

0

0

dB

0 (Note 1)

0

σ

dB

-3

-3

Cell-specific reference signals

Antenna ports 0,1

Antenna ports 0,1

CSI reference signals

Antenna ports 15,16

N/A

CSI-RS periodicity and subframe offset TCSI-RS / CSI-RS

FDD CC

Subframes

5 / 2

N/A

TDD CC

5 / 4

N/A

CSI reference signal configuration

0

N/A

at antenna port

dBm/15kHz

-98

N/A

DIP (Note 2)

dB

N/A

-1.73

Cell Id

0

126

PDSCH transmission mode

9

9

Beamforming model

As specified in clause B.4.3

(Note 4, 5)

N/A

Interference model

N/A

As specified in clause B.5.4

Probability of occurrence of transmission rank in interfering cells

Rank 1

N/A

70

Rank 2

N/A

30

Precoder update granularity

PRB

25 for 5MHz CCs, 50 for 10MHz CCs, 75 for 15MHz and 100 for 20MHz CCs

4 for 5MHz CCs, 6 for 10MHz CCs, 8 for 15MHz and 20MHz CCs

PMI delay (Note 5)

FDD CC

Ms

8

N/A

TDD CC

10 or 11

N/A

Reporting interval

Ms

5

N/A

Reporting mode

PUCCH 1-1

N/A

CodeBookSubsetRestriction bitmap

001111

N/A

Symbols for unused PRBs

OCNG (Note 6)

N/A

Simultaneous transmission

No simultaneous transmission on the other antenna port in (7 or 8) used for the input signal under test

N/A

Physical channel for CQI reporting

PUSCH(Note 8)

N/A

cqi-pmi-ConfigurationIndex

FDD PCC

4

N/A

TDD SCC

5

N/A

Note 1:

Note 2: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1.

Note 3: The modulation symbols of the signal under test in Cell 1 are mapped onto antenna port 7 or 8.

Note 4: The precoder in clause B.4.3 follows UE recommended PMI.

Note 5: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Note 6: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Note 7: All cells are time-synchronous.

Note 8: To avoid collisions between CQI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#4 and #9 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#8 and #3 for TDD CCs, and PDCCH DCI format 0 shall be transmitted in downlink SF#3 and #8 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#7 and #2 for FDD CCs.

Note 9: ACK/NACK bits are transmitted using PUSCH with PUCCH format 1b with channel selection configured for tests with 2 CCs.

Table 8.13.3.4.1-2: Single carrier performance for Enhanced Performance Requirement Type A, CDM-multiplexed DM RS for FDD PCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 3)

Reference Value

2Rx CC

4Rx CC

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum Throughput (%)

SINR (dB) (Note 2)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

5MHz

R.76-1 FDD

R.76-4 FDD

OP.1 FDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

-0.4

-2.0

10 MHz

R.76 FDD

R.76-5 FDD

OP.1 FDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

0.1

-1.8

15MHz

R.76-2 FDD

R.76-6 FDD

OP.1 FDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

-0.2

-1.9

20MHz

R.76-3 FDD

R.76-7 FDD

OP.1 FDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

-0.4

-1.7

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

Table 8.13.3.4.1-3: Single carrier performance for Enhanced Performance Requirement Type A, CDM-multiplexed DM RS for TDD SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 3)

Reference Value

2Rx CC

4Rx CC

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum Throughput (%)

SINR (dB) (Note 2)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

5MHz

R.76-1 TDD

R.76-4 TDD

OP.1 TDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

-0.6

-2.4

10 MHz

R.76 TDD

R.76-5 TDD

OP.1 TDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

-0.1

-2.1

15MHz

R.76-2 TDD

R.76-6 TDD

OP.1 TDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

-0.2

-2.1

20MHz

R.76-3 TDD

R.76-7 TDD

OP.1 TDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

-0.4

-2.1

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

Table 8.13.3.4.1-4: Minimum performance (FRC) based on single carrier performance for CA with 2 DL CCs

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.13.3.4.1-2 and Table 8.13.3.4.1-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.13.3.4.1-2 and Table 8.13.3.4.1-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.13.3.4.1-2 and Table 8.13.3.4.1-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

8.13.3.4.2 Minimum Requirement Enhanced Performance Requirement Type A – Single-layer Spatial Multiplexing with TM9 interference model (User-Specific Reference Symbols) for TDD PCell

The purpose of these tests is to verify closed loop rank one performance on one of the antenna ports 7 or 8 without a simultaneous transmission on the other antenna port in the serving cell when the PDSCH transmission in the serving cell is interfered by PDSCH of one dominant interfering cell applying transmission mode 9 interference model defined in clause B.5.4. In 8.13.3.4.2-1, Cell 1 is the serving cell, and Cell 2 is the interfering cell. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1 and Cell 2, respectively.

For TDD FDD CA with TDD PCell with 2 DL CCs, the requirements are specified in Table 8.13.3.4.2-4, based on single carrier requirement specified in Table 8.13.3.4.2-2 and Table 8.13.3.4.2-3, with the addition of the parameters in Table 8.13.3.4.2-1 and the downlink physical channel setup according to Annex C.3.2.

Table 8.13.3.4.2-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with TM9 interference model for CA

parameter

Unit

Cell 1

Cell 2

Downlink power allocation

dB

0

0

dB

0 (Note 1)

0

σ

dB

-3

-3

Cell-specific reference signals

Antenna ports 0,1

Antenna ports 0,1

CSI reference signals

Antenna ports 15,16

N/A

CSI-RS periodicity and subframe offset TCSI-RS / CSI-RS

FDD CC

Subframes

5 / 2

N/A

TDD CC

5 / 4

N/A

CSI reference signal configuration

0

N/A

at antenna port

dBm/15kHz

-98

N/A

DIP (Note 2)

dB

N/A

-1.73

Cell Id

0

126

PDSCH transmission mode

9

9

Beamforming model

As specified in clause B.4.3

(Note 4, 5)

N/A

Interference model

N/A

As specified in clause B.5.4

Probability of occurrence of transmission rank in interfering cells

Rank 1

N/A

70

Rank 2

N/A

30

Precoder update granularity

PRB

25 for 5MHz CCs, 50 for 10MHz CCs, 75 for 15MHz and 100 for 20MHz CCs

4 for 5MHz CCs, 6 for 10MHz CCs, 8 for 15MHz and 20MHz CCs

PMI delay (Note 5)

FDD CC

Ms

8

N/A

TDD CC

10 or 11

N/A

Reporting interval

Ms

5

N/A

Reporting mode

PUCCH 1-1

N/A

CodeBookSubsetRestriction bitmap

001111

N/A

Symbols for unused PRBs

OCNG (Note 6)

N/A

Simultaneous transmission

No simultaneous transmission on the other antenna port in (7 or 8) used for the input signal under test

N/A

Physical channel for CQI reporting

PUSCH(Note 8)

N/A

cqi-pmi-ConfigurationIndex

FDD CC

3

N/A

TDD CC

4

N/A

Note 1:

Note 2: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1.

Note 3: The modulation symbols of the signal under test in Cell 1 are mapped onto antenna port 7 or 8.

Note 4: The precoder in clause B.4.3 follows UE recommended PMI.

Note 5: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Note 6: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Note 7: All cells are time-synchronous.

Note 8: To avoid collisions between CQI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#4 and #9 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#8 and #3 for TDD CCs, and PDCCH DCI format 0 shall be transmitted in downlink SF#3 and #8 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#7 and #2 for FDD CCs.

Note 9: ACK/NACK bits are transmitted using PUSCH with PUCCH format 1b with channel selection configured for tests with 2 CCs.

Table 8.13.3.4.2-2: Single carrier performance for Enhanced Performance Requirement Type A, CDM-multiplexed DM RS for FDD SCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 3)

Reference Value

2Rx CC

4Rx CC

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum Throughput (%)

SINR (dB) (Note 2)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

5MHz

R.76-1 FDD

R.76-4 FDD

OP.1 FDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

-0.4

-2.0

10 MHz

R.76 FDD

R.76-5 FDD

OP.1 FDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

0.1

-1.8

15MHz

R.76-2 FDD

R.76-6 FDD

OP.1 FDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

-0.2

-1.9

20MHz

R.76-3 FDD

R.76-7 FDD

OP.1 FDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

-0.4

-1.7

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

Table 8.13.3.4.2-3: Single carrier performance for Enhanced Performance Requirement Type A, CDM-multiplexed DM RS for TDD PCell (FRC)

Band-width

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 3)

Reference Value

2Rx CC

4Rx CC

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum Throughput (%)

SINR (dB) (Note 2)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

5MHz

R.76-1 TDD

R.76-4 TDD

OP.1 TDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

-0.6

-2.4

10 MHz

R.76 TDD

R.76-5 TDD

OP.1 TDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

-0.1

-2.1

15MHz

R.76-2 TDD

R.76-6 TDD

OP.1 TDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

-0.2

-2.1

20MHz

R.76-3 TDD

R.76-7 TDD

OP.1 TDD

N/A

EVA5

EVA5

2×2 Low

2×4 Low

70

-0.4

-2.1

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

Table 8.13.3.4.2-4: Minimum performance (FRC) based on single carrier performance for CA with 2 DL CCs

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.13.3.4.2-2 and Table 8.13.3.4.2-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.13.3.4.2-2 and Table 8.13.3.4.2-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.13.3.4.2-2 and Table 8.13.3.4.2-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

8.13.3.5 Closed-loop spatial multiplexing performance 4Tx Antenna Port for DC

8.13.3.5.1 Minimum Requirement for FDD PCell

The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding.

For TDD FDD DC with FDD PCell and 2DL CCs, the requirements are specified in Table 8.13.3.5.1-4 based on single carrier requirement specified in Table 8.13.3.5.1-2 and Table 8.13.3.5.1-3, with the addition of the parameters in Table 8.13.3.5.1-1 and the downlink physical channel setup according to Annex C.3.2.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.13.3.5.1-1: Test Parameters for Multi-Layer Spatial Multiplexing (FRC) for DC

Parameter

Unit

Value

Downlink power allocation

dB

-6

dB

-6 (Note 1)

σ

dB

3

at antenna port

dBm/15kHz

-98

Precoding granularity

PRB

Wideband precoding for 1.4MHz, 4 for 3MHz and 5MHz CCs, 6 for 10MHz CCs, 8 for 15MHz and 20MHz CCs

PMI delay (Note 2)

FDD CC

ms

8

TDD CC

ms

10 or 11

Reporting interval

FDD CC

ms

1

TDD CC

ms

1 or 4 (Note 3)

Reporting mode

PUSCH 1-2

CodeBookSubsetRestriction bitmap

0000000000000000000000000000000011111111111111110000000000000000

CSI request field (Note 3)

‘10’

PDSCH transmission mode

4

ACK/NACK transmission

Separate ACK/NACK feedbacks with PUCCH format 1b on the MCG and SCG

CSI feedback

Separate PUSCH feedbacks on the MCG and SCG

Time offset between MCG CC and SCG CC

μs

0 for UE under test supporting synchronous dual connectivity;

334 for UE under test supporting both asynchronous and synchrounous dual connectivity (Note 6)

Note 1: .

Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Note 3: Multiple CC-s under test are configured as the 1st set of serving cells by higher layers.

Note 4: ACK/NACK bits are transmitted using PUSCH with PUCCH format 3.

Note 5: The same PDSCH transmission mode is applied to each component carrier.

Note 6: As defined in TS36.300 [11].

Note 7: If the UE supports both SCG bearer and Split bearer, the SCG bearer is configured.

Table 8.13.3.5.1-2: Single carrier performance with different bandwidths for multiple DC configurations for FDD PCell and SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

2Rx CC

4Rx CC

1.4MHz

R.14-4 FDD

R.14-4 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

10.4

7.5

3MHz

R.14-5 FDD

R.14-5 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

9.5

5.1

5MHz

R.14-6 FDD

R.14-6 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

9.5

5.2

10 MHz

R.14 FDD

R.14 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

10.1

5.7

15MHz

R.14-7 FDD

R.14-7 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

10.1

5.6

20MHz

R.14-3 FDD

R.14-3 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

10.3

5.6

Table 8.13.3.5.1-3: Single carrier performance with different bandwidths for multiple DC configurations for TDD SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

2Rx CC

4Rx CC

1.4MHz

R.43-1 TDD

R.43-1 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

11.0

8.1

3MHz

R.43-2 TDD

R.43-2 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

9.8

5.4

5MHz

R.43-3 TDD

R.43-3 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

10.0

5.9

10 MHz

R.43-4 TDD

R.43-4 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

10.5

6.3

15MHz

R.43-5 TDD

R.43-5 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

10.6

6.2

20MHz

R.43 TDD

R.43 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

10.7

6.4

Table 8.13.3.5.1-4: Minimum performance for multiple DC configurations with 2DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.13.3.5.1-2 and Table 8.13.3.5.1-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

8.13.3.5.2 Minimum Requirement for TDD PCell

The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding.

For TDD FDD DC with TDD PCell and 2DL CCs, the requirements are specified in Table 8.13.3.5.2-4 based on single carrier requirement specified in Table 8.13.3.5.2-2 and Table 8.13.3.5.2-3, with the addition of the parameters in Table 8.13.3.5.2-1 and the downlink physical channel setup according to Annex C.3.2.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.13.3.5.2-1: Test Parameters for Multi-Layer Spatial Multiplexing (FRC) for DC

Parameter

Unit

Value

Downlink power allocation

dB

-6

dB

-6 (Note 1)

σ

dB

3

at antenna port

dBm/15kHz

-98

Precoding granularity

PRB

Wideband precoding for 1.4MHz, 4 for 3MHz and 5MHz CCs, 6 for 10MHz CCs, 8 for 15MHz and 20MHz CCs

PMI delay (Note 2)

FDD CC

ms

8

TDD CC

ms

10 or 11

Reporting interval

FDD CC

ms

1

TDD CC

ms

1 or 4 (Note 3)

Reporting mode

PUSCH 1-2

CodeBookSubsetRestriction bitmap

0000000000000000000000000000000011111111111111110000000000000000

CSI request field (Note 3)

‘10’

PDSCH transmission mode

4

ACK/NACK transmission

Separate ACK/NACK feedbacks with PUCCH format 1b on the MCG and SCG

CSI feedback

Separate PUSCH feedbacks on the MCG and SCG

Time offset between MCG CC and SCG CC

μs

0 for UE under test supporting synchronous dual connectivity;

334 for UE under test supporting both asynchronous and synchrounous dual connectivity (Note 6)

Note 1: .

Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Note 3: Multiple CC-s under test are configured as the 1st set of serving cells by higher layers.

Note 4: ACK/NACK bits are transmitted using PUSCH with PUCCH format 3.

Note 5: The same PDSCH transmission mode is applied to each component carrier.

Note 6: As defined in TS36.300 [11].

Note 7: If the UE supports both SCG bearer and Split bearer, the SCG bearer is configured.

Table 8.13.3.5.2-2: Single carrier performance with different bandwidths for multiple DC configurations for FDD SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

2Rx CC

4Rx CC

1.4MHz

R.14-4 FDD

R.14-4 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

10.4

7.5

3MHz

R.14-5 FDD

R.14-5 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

9.5

5.1

5MHz

R.14-6 FDD

R.14-6 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

9.5

5.2

10 MHz

R.14 FDD

R.14 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

10.1

5.7

15MHz

R.14-7 FDD

R.14-7 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

10.1

5.6

20MHz

R.14-3 FDD

R.14-3 FDD

OP.1 FDD

EVA5

4×2 Low

4×4 Low

70

10.3

5.6

Table 8.13.3.5.2-3: Single carrier performance with different bandwidths for multiple DC configurations for TDD PCell and SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

2Rx CC

4Rx CC

1.4MHz

R.43-1 TDD

R.43-1 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

11.0

8.1

3MHz

R.43-2 TDD

R.43-2 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

9.8

5.4

5MHz

R.43-3 TDD

R.43-3 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

10.0

5.9

10 MHz

R.43-4 TDD

R.43-4 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

10.5

6.3

15MHz

R.43-5 TDD

R.43-5 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

10.6

6.2

20MHz

R.43 TDD

R.43 TDD

OP.1 TDD

EVA5

4×2 Low

4×4 Low

70

10.7

6.4

Table 8.13.3.5.2-4: Minimum performance for multiple DC configurations with 2DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.13.3.5.2-2 and Table 8.13.3.5.2-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

8.13.3.6 Closed-loop spatial multiplexing performance 4Tx Antenna Port with 256QAM

8.13.3.6.1 Minimum Requirement for FDD PCell

The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding.

For TDD FDD CA with FDD PCell and 2DL CCs, the requirements are specified in Table 8.13.3.6.1-4 based on single carrier requirement specified in Table 8.13.3.6.1-2 and Table 8.13.3.6.1-3, with the addition of the parameters in Table 8.13.3.6.1-1 and the downlink physical channel setup according to Annex C.3.2.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.13.3.6.1-1: Test Parameters for Multi-Layer Spatial Multiplexing (FRC) for CA

Parameter

Unit

Value

Downlink power allocation

dB

-6

dB

-6 (Note 1)

σ

dB

3

at antenna port

dBm/15kHz

-98

Precoding granularity

PRB

Wideband precoding for 1.4MHz, 4 for 3MHz and 5MHz CCs, 6 for 10MHz CCs, 8 for 15MHz and 20MHz CCs

PMI delay (Note 2)

FDD CC

ms

8

TDD CC

ms

10 or 11

Reporting interval

FDD CC

ms

1

TDD CC

ms

1 or 4 (Note 3)

Reporting mode

PUSCH 1-2

CodeBookSubsetRestriction bitmap

0000000000000000000000000000000011111111111111110000000000000000

CSI request field (Note 3)

‘10’

PDSCH transmission mode

4

Note 1: .

Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Note 3: Multiple CC-s under test are configured as the 1st set of serving cells by higher layers.

Note 4: ACK/NACK bits are transmitted using PUSCH with PUCCH format 3.

Note 5: The same PDSCH transmission mode is applied to each component carrier.

Table 8.13.3.6.1-2: Single carrier performance with different bandwidths for multiple CA configurations for FDD PCell and SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

2Rx CC

4Rx CC

5MHz

R.72-1 FDD

R.72-1 FDD

OP.1 FDD

EPA5

4×2 Low

4×4 Low

70

23.4

19.3

10 MHz

R.72 FDD

R.72 FDD

OP.1 FDD

EPA5

4×2 Low

4×4 Low

70

21.6

18.0

15MHz

R.72-2 FDD

R.72-2 FDD

OP.1 FDD

EPA5

4×2 Low

4×4 Low

70

21.7

17.4

20MHz

R.72-3 FDD

R.72-3 FDD

OP.1 FDD

EPA5

4×2 Low

4×4 Low

70

21.8

17.5

Table 8.13.3.6.1-3: Single carrier performance with different bandwidths for multiple CA configurations for TDD SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

2Rx CC

4Rx CC

5MHz

R.72-1 TDD

R.72-1 TDD

OP.1 TDD

EPA5

4×2 Low

4×4 Low

70

22.4

18.0

10 MHz

R.72 TDD

R.72 TDD

OP.1 TDD

EPA5

4×2 Low

4×4 Low

70

21.4

17.5

15MHz

R.72-2 TDD

R.72-2 TDD

OP.1 TDD

EPA5

4×2 Low

4×4 Low

70

21.5

17.1

20MHz

R.72-3 TDD

R.72-3 TDD

OP.1 TDD

EPA5

4×2 Low

4×4 Low

70

21.6

17.2

Table 8.13.3.6.1-4: Minimum performance for multiple CA configurations with 2DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.13.3.6.1-2 and Table 8.13.3.6.1-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.13.3.6.1-2 and Table 8.13.3.6.1-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.13.3.6.1-2 and Table 8.13.3.6.1-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

8.13.3.6.2 Minimum Requirement for TDD PCell

The purpose of these tests is to verify the closed loop rank-two performance with wideband and frequency selective precoding.

For TDD FDD CA with TDD PCell and 2DL CCs, the requirements are specified in Table 8.13.3.6.2-4 based on single carrier requirement specified in Table 8.13.3.6.2-2 and Table 8.13.3.6.2-3, with the addition of the parameters in Table 8.13.3.6.2-1 and the downlink physical channel setup according to Annex C.3.2.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.13.3.6.2-1: Test Parameters for Multi-Layer Spatial Multiplexing (FRC) for CA

Parameter

Unit

Value

Downlink power allocation

dB

-6

dB

-6 (Note 1)

σ

dB

3

at antenna port

dBm/15kHz

-98

Precoding granularity

PRB

Widelband pre-coding for 1.4MHz, 4 for 3MHz and 5MHz CCs, 6 for 10MHz CCs, 8 for 15MHz and 20MHz CCs

PMI delay (Note 2)

FDD CC

ms

8

TDD CC

ms

10 or 11

Reporting interval

FDD CC

ms

1

TDD CC

ms

1 or 4 (Note 3)

Reporting mode

PUSCH 1-2

CodeBookSubsetRestriction bitmap

0000000000000000000000000000000011111111111111110000000000000000

CSI request field (Note 3)

‘10’

PDSCH transmission mode

4

Note 1: .

Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Note 3: Multiple CC-s under test are configured as the 1st set of serving cells by higher layers.

Note 4: ACK/NACK bits are transmitted using PUSCH with PUCCH format 3.

Note 5: The same PDSCH transmission mode is applied to each component carrier.

Table 8.13.3.6.2-2: Single carrier performance with different bandwidths for multiple CA configurations for FDD SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

2Rx CC

4Rx CC

5MHz

R.72-1 FDD

R.72-1 FDD

OP.1 FDD

EPA5

4×2 Low

4×4 Low

70

23.4

19.3

10 MHz

R.72 FDD

R.72 FDD

OP.1 FDD

EPA5

4×2 Low

4×4 Low

70

21.6

18.0

15MHz

R.72-2 FDD

R.72-2 FDD

OP.1 FDD

EPA5

4×2 Low

4×4 Low

70

21.7

17.4

20MHz

R.72-3 FDD

R.72-3 FDD

OP.1 FDD

EPA5

4×2 Low

4×4 Low

70

21.8

17.5

Table 8.13.3.6.2-3: Single carrier performance with different bandwidths for multiple CA configurations for TDD PCell and SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config.

Reference value

Fraction of maximum throughput (%)

SNR (dB)

2Rx CC

4Rx CC

2Rx CC

4Rx CC

2Rx CC

4Rx CC

5MHz

R.72-1 TDD

R.72-1 TDD

OP.1 TDD

EPA5

4×2 Low

4×4 Low

70

22.4

18.0

10 MHz

R.72 TDD

R.72 TDD

OP.1 TDD

EPA5

4×2 Low

4×4 Low

70

21.4

17.5

15MHz

R.72-2 TDD

R.72-2 TDD

OP.1 TDD

EPA5

4×2 Low

4×4 Low

70

21.5

17.1

20MHz

R.72-3 TDD

R.72-3 TDD

OP.1 TDD

EPA5

4×2 Low

4×4 Low

70

21.6

17.2

Table 8.13.3.6.2-4: Minimum performance for multiple CA configurations with 2DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.13.3.6.2-2 and Table 8.13.3.6.2-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.13.3.6.2-2 and Table 8.13.3.6.2-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.13.3.6.1-2 and Table 8.13.3.6.1-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

8.13.3.7 Closed-loop spatial multiplexing performance 4Tx Antenna Port with Four layers

8.13.3.7.1 Minimum Requirement for FDD PCell

The purpose of these tests is to verify the closed loop rank-four performance with wideband precoding with 4Tx and 4Rx under CA.

For TDD FDD CA with FDD PCell and 2DL CCs, the requirements are specified in Table 8.13.3.7.1-4 based on single carrier requirement specified in Table 8.13.3.7.1-2 and Table 8.13.3.7.1-3, with the addition of the parameters in Table 8.13.3.7.1-1 and the downlink physical channel setup according to Annex C.3.2.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.13.3.7.1-1: Test Parameters for Multi-Layer Spatial Multiplexing (FRC) for CA

Parameter

Unit

Value

Downlink power allocation

dB

-6

dB

-6 (Note 1)

σ

dB

0

at antenna port

dBm/15kHz

-98

Cell-specific reference signals

Antenna Ports 0,1,2,3

Precoding granularity

PRB

25 for 5MHz CCs, 50 for 10MHz CCs, 75 for 15MHz and 100 for 20MHz CCs

PMI delay (Note 2)

FDD CC

ms

8

TDD CC

ms

10 or 11

Reporting interval

FDD CC

ms

1

TDD CC

ms

1 or 4 (Note 3)

Reporting mode

PUSCH 3-1

CodeBookSubsetRestriction bitmap

0xFFFF000000000000

CSI request field (Note 3)

‘10’

PDSCH transmission mode

4

PDSCH rank

4

Note 1: .

Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Note 3: Multiple CC-s under test are configured as the 1st set of serving cells by higher layers.

Note 4: ACK/NACK bits are transmitted using PUSCH with PUCCH format 1b with channel selection

Note 5: The same PDSCH transmission mode is applied to each component carrier.

Table 8.13.3.7.1-2: Single carrier performance with different bandwidths for multiple CA configurations for FDD PCell and SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5MHz

R.74-1 FDD

OP.1 FDD

EPA5

4×4 Low

70

14.1

10MHz

R.74 FDD

OP.1 FDD

EPA5

4×4 Low

70

14.9

15MHz

R.74-2 FDD

OP.1 FDD

EPA5

4×4 Low

70

14.3

20MHz

R.74-3 FDD

OP.1 FDD

EPA5

4×4 Low

70

14.4

Table 8.13.3.7.1-3: Single carrier performance with different bandwidths for multiple CA configurations for TDD SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5MHz

R.74-1 TDD

OP.1 TDD

EPA5

4×4 Low

70

14.5

10MHz

R.74 TDD

OP.1 TDD

EPA5

4×4 Low

70

14.4

15MHz

R.74-2 TDD

OP.1 TDD

EPA5

4×4 Low

70

14.6

20MHz

R.74-3 TDD

OP.1 TDD

EPA5

4×4 Low

70

14.8

Table 8.13.3.7.1-4: Minimum performance for multiple CA configurations with 2DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.13.3.7.1-2 and Table 8.13.3.7.1-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.13.3.7.1-2 and Table 8.13.3.7.1-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.13.3.7.1-2 and Table 8.13.3.7.1-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.

8.13.3.7.2 Minimum Requirement for TDD PCell

The purpose of these tests is to verify the closed loop rank-four performance with wideband precoding with 4Tx and 4Rx under CA.

For TDD FDD CA with TDD PCell and 2DL CCs, the requirements are specified in Table 8.13.3.7.2-4 based on single carrier requirement specified in Table 8.13.3.7.2-2 and Table 8.13.3.7.2-3, with the addition of the parameters in Table 8.13.3.7.2-1 and the downlink physical channel setup according to Annex C.3.2.

The test coverage for different number of component carriers is defined in 8.1.2.4.

Table 8.13.3.7.2-1: Test Parameters for Multi-Layer Spatial Multiplexing (FRC) for CA

Parameter

Unit

Value

Downlink power allocation

dB

-6

dB

-6 (Note 1)

σ

dB

0

at antenna port

dBm/15kHz

-98

Cell-specific reference signals

Antenna Ports 0,1,2,3

Precoding granularity

PRB

25 for 5MHz CCs, 50 for 10MHz CCs, 75 for 15MHz and 100 for 20MHz CCs

PMI delay (Note 2)

FDD CC

ms

8

TDD CC

ms

10 or 11

Reporting interval

FDD CC

ms

1

TDD CC

ms

1 or 4 (Note 3)

Reporting mode

PUSCH 3-1

CodeBookSubsetRestriction bitmap

0xFFFF000000000000

CSI request field (Note 3)

‘10’

PDSCH transmission mode

4

PDSCH rank

4

Note 1: .

Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Note 3: Multiple CC-s under test are configured as the 1st set of serving cells by higher layers.

Note 4: ACK/NACK bits are transmitted using PUSCH with PUCCH format 1b with channel selection

Note 5: The same PDSCH transmission mode is applied to each component carrier.

Table 8.13.3.7.2-2: Single carrier performance with different bandwidths for multiple CA configurations for FDD SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5MHz

R.74-1 FDD

OP.1 FDD

EPA5

4×4 Low

70

14.1

10MHz

R.74 FDD

OP.1 FDD

EPA5

4×4 Low

70

14.9

15MHz

R.74-2 FDD

OP.1 FDD

EPA5

4×4 Low

70

14.3

20MHz

R.74-3 FDD

OP.1 FDD

EPA5

4×4 Low

70

14.4

Table 8.13.3.7.2-3: Single carrier performance with different bandwidths for multiple CA configurations for TDD PCell and SCell (FRC)

Band-width

Reference channel

OCNG pattern

Propa-gation condi-tion

Correlation matrix and antenna config

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5MHz

R.74-1 TDD

OP.1 TDD

EPA5

4×4 Low

70

14.5

10MHz

R.74 TDD

OP.1 TDD

EPA5

4×4 Low

70

14.4

15MHz

R.74-2 TDD

OP.1 TDD

EPA5

4×4 Low

70

14.6

20MHz

R.74-3 TDD

OP.1 TDD

EPA5

4×4 Low

70

14.8

Table 8.13.3.7.2-4: Minimum performance for multiple CA configurations with 2DL CCs (FRC)

Test number

Aggregated Bandwidth (MHz)

Minimum performance requirement

UE Category

Total

FDD CC

TDD CC

1

2×20

20

20

As defined in Table 8.13.3.7.2-2 and Table 8.13.3.7.2-3 per CC

≥5

2

20+10

10

20

As defined in Table 8.13.3.7.2-2 and Table 8.13.3.7.2-3 per CC

≥5

3

20+15

15

20

As defined in Table 8.13.3.7.2-2 and Table 8.13.3.7.2-3 per CC

≥5

Note 1: The applicability of requirements for different CA configurations and bandwidth combination sets is defined in 8.1.2.6.