8.10.1 PDSCH

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8.10.1.1 FDD (Fixed Reference Channel)

The parameters specified in Table 8.10.1.1-1 are valid for all FDD tests unless otherwise stated.

Table 8.10.1.1-1: Common Test Parameters (FDD)

Parameter	Unit	Value
Inter-TTI Distance			1
Number of HARQ processes per component carrier		Processes	8
Maximum number of HARQ transmission			4
Redundancy version coding sequence			{0,1,2,3} for QPSK and 16QAM {0,0,1,2} for 64QAM, 256QAM and 1024QAM
Number of OFDM symbols for PDCCH		OFDM symbols	4 for 1.4 MHz bandwidth, 3 for 3 MHz and 5 MHz bandwidths, 2 for 10 MHz, 15 MHz and 20 MHz bandwidths unless otherwise stated
Precoder update granularity			Frequency domain: 1 PRG for Transmission modes 9 and 10 Time domain: 1 ms
Cyclic Prefix			Normal
Cell_ID			0
Cross carrier scheduling			Not configured

8.10.1.1.1 Transmit diversity performance with 2Tx Antenna Ports (Cell-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.1.1-2, with the addition of the parameters in Table 8.10.1.1.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of transmit diversity (SFBC) with 2 transmitter antennas.

Table 8.10.1.1.1-1: Test Parameters for Transmit diversity Performance (FRC) with 4 RX Antenna Ports

Parameter	Unit	Test 1
Downlink power allocation		dB	-3
		dB	-3 (NOTE 1)
	σ	dB	0
at antenna port		dBm/15kHz	-98
PDSCH transmission mode			2
NOTE 1: .

Table 8.10.1.1.1-2: Minimum performance Transmit Diversity (FRC) with 4 RX Antenna Ports

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

16QAM 1/2

R.11 FDD

OP.1 FDD

EVA5

2×4 Medium correlation A, ULA

3.9

≥2

8.10.1.1.1A Transmit diversity performance wit Enhanced Performance Requirement Type A – 2 Tx Antenna Ports with TM3 interference model

The requirements are specified in Table 8.10.1.1.1A-2, with the addition of parameters in Table 8.10.1.1.1A-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of transmit diversity (SFBC) with 2 transmit antennas when the PDSCH transmission in the serving cell is interfered by PDSCH of one dominant interfering cells applying transmission mode 3 interference model defined in clause B.5.2. In Table 8.10.1.1.1A-1, Cell 1 is the serving cell, and Cell 2 is an interfering cell. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1 and Cell 2, respectively.

Table 8.10.1.1.1A-1: Test Parameters for Transmit diversity Performance (FRC) with TM3 interference model

Parameter		Unit	Cell 1	Cell 2
Downlink power allocation		dB	-3	-3
		dB	-3 (NOTE 1)	-3
	σ	dB	0	0
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
at antenna port		dBm/15kHz	-98	N/A
DIP (NOTE 2)		dB	N/A	-2.23
BW_Channel		MHz	10	10
Cyclic Prefix			Normal	Normal
Cell Id			0	1
Number of control OFDM symbols			2	2
PDSCH transmission mode			2	N/A
Interference model			N/A	As specified in clause B.5.2
Probability of occurrence of transmission rank in interfering cells	Rank 1	%	N/A	80
	Rank 2	%	N/A	20
Reporting interval		ms	5	N/A
Reporting mode			PUCCH 1-0	N/A
Physical channel for CQI reporting			PUSCH(Note 5)	N/A
cqi-pmi-ConfigurationIndex			2	N/A
NOTE 1: NOTE 2: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1. NOTE 3: Cell 1 is the serving cell. Cell 2 is the interfering cell. NOTE 4: Cell 2 transmission is delayed with respect to Cell 1 by 0.33 ms. NOTE 5: To avoid collisions between CQI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#1 and #6 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#5 and #0.

Table 8.10.1.1.1A-2: Enhanced Performance Requirement Type A, Transmit Diversity (FRC) with TM3 interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (NOTE 3)

Reference Value

UE Category

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum Throughput (%)

SINR (dB) (NOTE 2)

R.46 FDD

OP.1 FDD

N/A

EVA70

2×4 Low

-4.4

≥1

NOTE 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

NOTE 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

NOTE 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

8.10.1.1.2 Open-loop spatial multiplexing performance with 2Tx Antenna Ports (Cell-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.1.2-2, with the addition of the parameters in Table 8.10.1.1.2-1 and the downlink physical channel setup according to Annex C.3.2.

Table 8.10.1.1.2-1: Test Parameters for Large Delay CDD (FRC) with 4 RX Antenna Ports

Parameter		Unit	Test 1
Downlink power allocation		dB	-3
		dB	-3 (NOTE 1)
	σ	dB	0
at antenna port		dBm/15kHz	-98
PDSCH transmission mode			3
NOTE 1: .

Table 8.10.1.1.2-2: Minimum performance Large Delay CDD (FRC) with 4 RX Antenna Ports

Test num

Bandwidth and MCS

Reference channel

OCNG pattern

Propa-

gation condi-tion

Correlation matrix and antenna config.

Reference value

UE category

Fraction of maximum

Throughput (%)

SNR (dB)

10 MHz

16QAM 1/2

R.11 FDD

OP.1 FDD

EVA70

2×4 Low

8.0

≥2

8.10.1.1.3 Closed-loop spatial multiplexing Enhanced Performance Requirements Type A – Single-Layer Spatial Multiplexing 2 Tx Antenna Port with TM4 interference model (Cell-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.1.3-2, with the addition of the parameters in Table 8.10.1.1.3-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the closed loop rank-one performance with wideband precoding with two transmit antennas when the PDSCH transmission in the serving cell is interfered by PDSCH of one dominant interfering cell applying transmission mode 4 interference model defined in clause B.5.3. In Table 8.10.1.1.3-1, Cell 1 is the serving cell, and Cell 2 is the interfering cell. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1 and Cell 2, respectively.

Table 8.10.1.1.3-1: Test Parameters for Single-Layer Spatial Multiplexing (FRC) with TM4 interference model and 4 RX Antenna Ports

Parameter		Unit	Cell 1	Cell 2
Downlink power allocation		dB	-3	-3
		dB	-3 (Note 1)	-3
	σ	dB	0	0
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
at antenna port		dBm/15kHz	-98	N/A
DIP (Note 2)		dB	N/A	-1.73
BW_Channel		MHz	10	10
Cell Id			0	1
PDSCH transmission mode			6	4
Interference model			N/A	As specified in clause B.5.3
Probability of occurrence of transmission rank in interfering cells	Rank 1	%	N/A	80
	Rank 2	%	N/A	20
Precoding granularity		PRB	50	6
PMI delay (Note 4)		ms	8	N/A
Reporting interval		ms	5	N/A
Reporting mode			PUCCH 1-1	N/A
CodeBookSubsetRestriction bitmap			1111	N/A
Note 1: Note 2: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1. Note 3: Cell 1 is the serving cell. Cell 2 is the interfering cell. Note 4: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 5: All cells are time-synchronous.

Table 8.10.1.1.3-2: Enhanced Performance Requirement Type A, Single-Layer Spatial Multiplexing (FRC) with TM4 interference model and 4 RX Antenna Ports

Test Number	Reference Channel and MCS	OCNG Pattern		Propagation Conditions		Correlation Matrix and Antenna Configuration (Note 3)	Reference Value		UE Category
		Cell 1	Cell 2	Cell 1	Cell 2		Fraction of Maximum Throughput (%)	SINR (dB) (Note 2)
1	R.47 FDD 16QAM	OP.1 FDD	N/A	EVA5	EVA5	2×4 Low	70	-2.3	≥1
Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent. Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1. Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

8.10.1.1.4 Closed-loop spatial multiplexing performance, Dual-Layer Spatial Multiplexing 4 Tx Antenna Port (Cell-Specific Reference Symbols)

For single carrier, the requirements are specified in Table 8.10.1.1.4-2, with the addition of the parameters in Table 8.10.1.1.4-1 and the downlink physical channel setup according to Annex C.3.2.

Table 8.10.1.1.4-1: Test Parameters for Dual-Layer Spatial Multiplexing (FRC) with 4 RX Antenna Ports

Parameter		Unit	Test 1-2	Test 3
Downlink power allocation		dB	-6	-6
		dB	-6 (Note 1)	-6 (Note 1)
	σ	dB	3	3
at antenna port		dBm/15kHz	-98	-98
Precoding granularity		PRB	6	50
PMI delay (Note 2)		ms	8	8
Reporting interval		ms	1	1
Reporting mode			PUSCH 1-2	PUSCH 3-1
CodeBookSubsetRestriction bitmap			0000000000000000000000000000000011111111111111110000000000000000	0000000000000000000000000000000011111111111111110000000000000000
PDSCH transmission mode			4	4
Note 1: . Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Table 8.10.1.1.4-2: Minimum performance Dual-Layer Spatial Multiplexing (FRC) with 4 RX Antenna Ports

Test num.	Bandwidth and MCS	Referencechannel	OCNG pattern	Propa- gation condi-tion	Correlation matrix and antenna config.	Reference value		UE cate- gory	DL UE category
Test num.	Bandwidth and MCS	Referencechannel	OCNG pattern	Propa- gation condi-tion	Correlation matrix and antenna config.	Fraction of maximum throughput (%)	SNR (dB)	UE cate- gory	DL UE category
1	10 MHz	R.36 FDD	OP.1 FDD	EPA5	4×4 Low	70	10.1	≥2	≥6
2	10 MHz 256 QAM	R.72 FDD	OP.1 FDD	EPA5	4×4 Low	70	18.0	11-12	≥11
3	10MHz 1024QAM	R.102 FDD	OP.1 FDD	EPA5	4×4 Low	70	27.7	TBD	20, ≥ 22

8.10.1.1.4A Enhanced Performance Requirement Type C – Dual-Layer Spatial Multiplexing with 2Tx Antenna Ports

The requirements are specified in Table 8.10.1.1.4A-2, with the addition of the parameters in Table 8.10.1.1.4A-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the closed loop rank-two performance with wideband precoding.

Table 8.10.1.1.4A-1: Test Parameters for Dual-Layer Spatial Multiplexing (FRC)

Parameter		Unit	Test 1
Downlink power allocation		dB	-3
		dB	-3 (Note 1)
	σ	dB	0
at antenna port		dBm/15kHz	-98
Precoding granularity		PRB	50
PMI delay (Note 2)		ms	8
Reporting interval		ms	1
Reporting mode			PUSCH 3-1
CodeBookSubsetRestriction bitmap			110000
PDSCH transmission mode			4
Note 1: . Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Table 8.10.1.1.4A-2: Enhanced Performance Requirement Type C for Dual-Layer Spatial Multiplexing with TM4 (FRC)

Test number

Band-width

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

R.11 FDD

OP.1 FDD

ETU70

2×4 Medium

16.8

≥2

8.10.1.1.5 Enhanced Performance Requirement Type A – Single-layer Spatial Multiplexing with TM9 interference model (User-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.1.5-2, with the addition of the parameters in Table 8.10.1.1.5-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify closed loop rank one performance on one of the antenna ports 7 or 8 without a simultaneous transmission on the other antenna port in the serving cell when the PDSCH transmission in the serving cell is interfered by PDSCH of one dominant interfering cell applying transmission mode 9 interference model defined in clause B.5.4. In 8.10.1.1.5-1, Cell 1 is the serving cell, and Cell 2 is the interfering cell. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1 and Cell 2, respectively.

Table 8.10.1.1.5-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with TM9 interference model and 4 RX Antenna Ports

parameter		Unit	Cell 1	Cell 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
CSI reference signals			Antenna ports 15,16	N/A
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 2	N/A
CSI reference signal configuration			0	N/A
at antenna port		dBm/15kHz	-98	N/A
DIP (Note 2)		dB	N/A	-1.73
BW_Channel		MHz	10	10
Cell Id			0	126
PDSCH transmission mode			9	9
Beamforming model			As specified in clause B.4.3 (Note 4, 5)	N/A
Interference model			N/A	As specified in clause B.5.4
Probability of occurrence of transmission rank in interfering cells	Rank 1		N/A	70
	Rank 2		N/A	30
Precoder update granularity		PRB	50	6
PMI delay (Note 5)		Ms	8	N/A
Reporting interval		Ms	5	N/A
Reporting mode			PUCCH 1-1	N/A
CodeBookSubsetRestriction bitmap			001111	N/A
Symbols for unused PRBs			OCNG (Note 6)	N/A
Simultaneous transmission			No simultaneous transmission on the other antenna port in (7 or 8) used for the input signal under test	N/A
Physical channel for CQI reporting			PUSCH(Note 8)	N/A
cqi-pmi-ConfigurationIndex			5	N/A
Note 1: Note 2: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1. Note 3: The modulation symbols of the signal under test in Cell 1 are mapped onto antenna port 7 or 8. Note 4: The precoder in clause B.4.3 follows UE recommended PMI. Note 5: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 6: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 7: All cells are time-synchronous. Note 8: To avoid collisions between CQI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#4 and #9 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#8 and #3.

Table 8.10.1.1.5-2: Enhanced Performance Requirement Type A, CDM-multiplexed DM RS with TM9 interference model and 4 RX Antenna Ports

Test Number

Reference Channel and MCS

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 3)

Reference Value

UE Category

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum Throughput (%)

SINR (dB) (Note 2)

R. 76 FDD

QPSK

OP.1 FDD

N/A

EVA5

2×4 Low

-3.0

≥1

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

8.10.1.1.5A Single-layer Spatial Multiplexing (User-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.1.5A-2, with the addition of the parameters in Table 8.10.1.1.5A-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify closed loop rank one performance on one of the antenna ports 7 or 8 with a simultaneous transmission on the other antenna port in the serving cell, and to verify rate matching with multiple CSI reference symbol configurations with non-zero and zero transmission power.

Table 8.10.1.1.5A-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with multiple CSI-RS configurations

Parameter		Unit	Test 1
Downlink power allocation		dB	0
		dB	0 (Note 1)
	σ	dB	-3
Beamforming model			Annex B.4.1
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 2
CSI reference signal configuration			3
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	3 / 0001000000000000
at antenna port		dBm/15kHz	-98
Symbols for unused PRBs			OCNG (Note 4)
Number of allocated resource blocks (Note 2)		PRB	50
Simultaneous transmission			Yes (Note 3, 5)
PDSCH transmission mode			9
Number of MBSFN subframes		Subframes	NA
Note 1: . Note 2: The modulation symbols of the signal under test are mapped onto antenna port 7 or 8. Note 3: Modulation symbols of an interference signal is mapped onto the antenna port (7 or 8) not used for the input signal under test. Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 5: The two UEs’ scrambling identities are set to 0 for CDM-multiplexed DM RS with interfering simultaneous transmission test cases.

Table 8.10.1.1.5A-2: Minimum performance for CDM-multiplexed DM RS with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
1	10 MHz 64QAM 1/2	R.50 FDD	OP.1 FDD	EPA5	2×4 Low	70	15.8	≥2
Note 1: The reference channel applies to both the input signal under test and the interfering signal.

8.10.1.1.5B Single-layer Spatial Multiplexing (With Enhanced DMRS table configured)

For single-layer transmission on antenna port 7, 8, 11 or 13 upon detection of a PDCCH with DCI format 2C, the requirement is specified in Table 8.10.1.1.5B-2, with the addition of the parameters in Table 8.10.1.1.5B-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of the test is to verify rank-1 performance on antenna port 11 with a simultaneous transmission on the antenna port 7, 8 or 13 with DMRS enhancement table and 4 orthogonal DMRS ports (dmrs-Enhancements-r13 UE-EUTRA-Capability [7]).

Table 8.10.1.1.5B-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations with Enhanced DMRS table

Parameter		Unit	Test 1
Downlink power allocation		dB	0
		dB	0 (Note 1)
	σ	dB	-3
Beamforming model			Annex B.4.1A
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 2
CSI reference signal configuration			3
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	3 / 0001000000000000
at antenna port		dBm/15kHz	-98
Symbols for unused PRBs			OCNG (Note 4)
Number of allocated resource blocks (Note 2)		PRB	50
Simultaneous transmission			Yes (Note 3, 5)
dmrs-Enhancements-r13			Enable
PDSCH transmission mode			9
Note 1: . Note 2: The modulation symbols of the signal under test are mapped onto antenna port 11. Note 3: Modulation symbols of an interference signal are random mapped onto one antenna port among antenna port 7, 8 and 13. The upadate granularity for randomized mapping antenna port is 1 PRG in frequency domain and 1ms in time domain. Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 5: The two UEs’ scrambling identities are set to 0 with OCC =4.

Table 8.10.1.1.5B-2: Minimum performance for CDM-multiplexed DM RS with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations with Enhanced DMRS table

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
1	10 MHz 64QAM 1/2	R.50 FDD	OP.1 FDD	EPA5	2×4 Low	70	15.8	≥2
Note 1: The reference channel applies to both the input signal under test and the interfering signal.

8.10.1.1.6 Dual-Layer Spatial Multiplexing (User-Specific Reference Symbols)

For dual-layer transmission on antenna ports 7 and 8 upon detection of a PDCCH with DCI format 2C, the requirements are specified in Table 8.10.1.1.6-2, with the addition of the parameters in Table 8.10.1.1.6-1 where Cell 1 is the serving cell and Cell 2 is the interfering cell. The downlink physical channel setup is set according to Annex C.3.2. The purpose of these tests is to verify the rank-2 performance for full RB allocation, to verify rate matching with multiple CSI reference symbol configurations with non-zero and zero transmission power, and to verify that the UE correctly estimate SNR.

Table 8.10.1.1.6-1: Test Parameters for Testing CDM-multiplexed DM RS (dual layer) with multiple CSI-RS configurations with 4 RX Antenna Ports

Parameter		Unit	Test 1
Parameter		Unit	Cell 1	Cell 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
	PDSCH_RA	dB	4	NA
	PDSCH_RB	dB	4	NA
Cell-specific reference signals			Antenna ports 0 and 1	Antenna ports 0 and 1
Cell ID			0	126
CSI reference signals			Antenna ports 15,16	NA
Beamforming model			Annex B.4.2	NA
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 2	NA
CSI reference signal configuration			8	NA
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	3 / 0010000000000000	NA
at antenna port		dBm/15kHz	-98	NA
			Reference Value in Table 8.10.1.1.6-2	7.25dB
Symbols for unused PRBs			OCNG (Note 2)	NA
Number of allocated resource blocks (Note 2)		PRB	50	NA
Simultaneous transmission			No	NA
PDSCH transmission mode			9	Blanked
Note 1: Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.10.1.1.6-2: Minimum performance for CDM-multiplexed DM RS (FRC) with multiple CSI-RS configurations and 4 RX Antenna Ports

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern		Propagation Condition		Correlation Matrix and Antenna Configuration	Reference value		UE Category
			Cell1	Cell 2	Cell 1	Cell 2		Fraction of Maximum Throughput (%)	SNR (dB)
1	10 MHz 16QAM 1/2	R.51 FDD	OP.1 FDD	N/A	ETU5	ETU5	2×4 Low	70	9.2	≥2
Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent. Note 2: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2. Note 3: SNR corresponds to of Cell 1.

8.10.1.1.6A Enhanced Performance Requirement Type C – Dual-Layer Spatial Multiplexing

The requirements are specified in 8.10.1.1.6A-2, with the addition of the parameters in 8.10.1.1.6A-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of this test is to verify rank-two performance for full RB allocation upon antenna ports 7 and 8.

8.10.1.1.6A-1: Test Parameters for Testing CDM-multiplexed DM RS (dual layer) with multiple CSI-RS configurations

parameter		Unit	Test 1
Downlink power allocation		dB	0
		dB	0 (Note 1)
	σ	dB	-3
Cell-specific reference signals			Antenna ports 0 and 1
CSI reference signals			Antenna ports 15,16
Beamforming model			Annex B.4.3
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 2
CSI reference signal configuration			8
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	3 / 0010000000000000
at antenna port		dBm/15kHz	-98
Symbols for unused PRBs			OCNG (Note 2)
Number of allocated resource blocks (Note 2)		PRB	50
Simultaneous transmission			No
Reporting mode			PUSCH 3-1
PDSCH transmission mode			9
Note 1: Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

8.10.1.1.6A-2: Enhanced Performance Requirement Type C for CDM-multiplexed DM RS (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

16QAM 1/2

R.51 FDD

OP.1 FDD

EPA5

2×4 Medium

16.2

≥2

8.10.1.1.6B Dual-Layer Spatial Multiplexing with altCQI-Table-1024QAM configured (User-Specific Reference Symbols)

The requirements are specified in 8.10.1.1.6B-2, with the addition of the parameters in 8.10.1.1.6B-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of this test is to verify rank-two performance for full RB allocation upon antenna ports 7 and 8.

8.10.1.1.6B-1: Test Parameters for Testing CDM-multiplexed DM RS (dual layer) with multiple CSI-RS configurations

parameter		Unit	Test 1
Downlink power allocation		dB	0
		dB	0 (Note 1)
	σ	dB	-3
Cell-specific reference signals			Antenna ports 0 and 1
CSI reference signals			Antenna ports 15,16, 17, 18
Beamforming model			Annex B.4.3
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 2
CSI reference signal configuration			3
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	N/A
at antenna port		dBm/15kHz	-98
Symbols for unused PRBs			OCNG (Note 2)
Number of allocated resource blocks (Note 2)		PRB	50
Simultaneous transmission			No
Reporting mode			PUSCH 3-1
PDSCH transmission mode			9
Note 1: Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

8.10.1.1.6B-2: Minimum performance Dual-Layer Spatial Multiplexing with altCQI-Table-1024QAM

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE DL Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

1024QAM

R.102 FDD

OP.1 FDD

EPA5

4×4 Low

29.4

20, ≥ 22

8.10.1.1.7 Open-loop spatial multiplexing, 3 Layer Multiplexing with 4 Tx Antenna Ports (Cell-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.1.7-2, with the addition of the parameters in Table 8.10.1.1.7-1 and the downlink physical channel setup according to Annex C.3.2.

Table 8.10.1.1.7-1: Test parameters for Open Loop spatial multiplexing, 3 Layers with 4 Tx ports and 4 Rx ports

Parameter		Unit	Test 1
Downlink power allocation		dB	-6
		dB	-6 (Note 1)
	σ	dB	0
Cell-specific reference signals			Antenna ports 0,1,2,3
at antenna port		dBm/15kHz	-98
PDSCH transmission mode			3
PDSCH rank			3
CodeBookSubsetRestriction bitmap			0100
Note 1: .

Table 8.10.1.1.7-2: Minimum performance Open Loop spatial multiplexing, 3 Layers with 4 Tx ports and 4 Rx ports

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

64QAM

R.73 FDD

OP.1 FDD

EVA70

4×4 Low

15.1

≥5

8.10.1.1.7A Enhanced Performance Requirement Type C – Open-loop spatial multiplexing, 3 Layer Multiplexing with 4 Tx Antenna Ports (Cell-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.1.7A-2, with the addition of the parameters in Table 8.10.1.1.7A-1 and the downlink physical channel setup according to Annex C.3.2.

Table 8.10.1.1.7A-1: Test parameters for Open Loop spatial multiplexing, 3 Layers with 4 Tx ports and 4 Rx ports

Parameter		Unit	Test 1
Downlink power allocation		dB	-6
		dB	-6 (Note 1)
	σ	dB	0
Cell-specific reference signals			Antenna ports 1,2,3,4
at antenna port		dBm/15kHz	-98
PDSCH transmission mode			3
PDSCH rank			3
CodeBookSubsetRestriction bitmap			0100
Note 1: .

Table 8.10.1.1.7A-2: Enhanced Performance Requirement Type C for Open Loop spatial multiplexing, 3 Layers with 4 Tx ports

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

16QAM

R.73-1 FDD

OP.1 FDD

EVA70

4×4 Medium A

22.2

≥5

8.10.1.1.8 Closed-loop spatial multiplexing performance, 4 Layers spatial multiplexing 4 Tx antennas (Cell-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.1.8-2, with the addition of the parameters in Table 8.10.1.1.8-1 and the downlink physical channel setup according to Annex C.3.2.

Table 8.10.1.1.8-1: Test parameters for Closed Loop spatial multiplexing, 4 Layers spatial multiplexing with 4 Tx ports and 4 Rx ports

Parameter		Unit	Test 1
Downlink power allocation		dB	-6
		dB	-6 (Note 1)
	σ	dB	0
at antenna port		dBm/15kHz	-98
Cell-specific reference signals			Antenna Ports 0,1,2,3
PDSCH transmission mode			4
PDSCH rank			4
Precoding granularity		PRB	50
PMI delay		ms	8
Reporting interval		ms	1
Reporting mode			PUSCH 3-1
CodeBookSubsetRestriction bitmap			0xFFFF000000000000
Note 1: .

Table 8.10.1.1.8-2: Minimum performance for Closed Loop spatial multiplexing, 4 Layers spatial multiplexing with 4 Tx ports and 4 Rx ports

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

16QAM 1/2

R.74 FDD

OP.1 FDD

EPA5

4×4 Low

14.9

≥5

8.10.1.1.9 4 Layer Spatial Multiplexing (User-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.1.9-2, with the addition of the parameters in Table 8.10.1.1.9-1 and the downlink physical channel setup according to Annex C.3.2.

Table 8.10.1.1.9-1: Minimum performance for 4 Layer Spatial Multiplexing (User-Specific Reference Symbols)

Parameter		Unit	Test 1	Test 1a
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0 (Note 1)
	σ	dB	-3	-3
Beamforming model			4 layer precoding based on WB PMI feedback	4 layer precoding based on WB PMI feedback
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18	Antenna ports 15,…,18
Beamforming model			Annex B.4.3	Annex B.4.3
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 2	5 / 2
CSI reference signal configuration			3	3
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	3 / 0001000000000000	3 / 0001000000000000
at antenna port		dBm/15kHz	-98	-98
Symbols for unused PRBs			OCNG (Note 3)	OCNG (Note 3)
Number of allocated resource blocks (Note 2)		PRB	50	50
Simultaneous transmission			No	No
PDSCH transmission mode			9	9
Precoding granularity			50	50
PMI delay			8	8
Reporting interval			1	1
Reporting mode			PUSCH 3-1	PUSCH 3-1
alternativeCodeBookEnabledFor4TX-r12			False	False
CodeBookSubsetRestriction bitmap			0xFFFF000000000000	0xFFFF000000000000
DMRS OCC length per port			2	4
Note 1: . Note 2: 50 resource blocks are allocated in sub-frames 1,2,3,4,6,7,8,9 and 41 resource blocks (RB0–RB20 and RB30–RB49) are allocated in sub-frame 0. Note 3: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.10.1.1.9-2: Minimum performance for for 4 Layer Spatial Multiplexing (User-Specific Reference Symbols)

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
1	10 MHz 16QAM	R.75 FDD	OP.1 FDD	EPA5	4×4 Low	70	18.4	≥5
1a	10MHz 16QAM	R.75A FDD	OP.1 FDD	EPA5	4×4 Low	70	[17.4]	≥5
NOTE: For a UE supporting TM9 rank3/4 transmission based on DMRS OCC length 4, Test 1a will be run and Test 1 will be skipped. Otherwise, Test 1a is not applicable and only Test 1 will be run.

8.10.1.1.9A Enhanced Performance Requirement Type C – 4 Layer Spatial Multiplexing (User-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.1.9A-2, with the addition of the parameters in Table 8.10.1.1.9A-1 and the downlink physical channel setup according to Annex C.3.2.

Table 8.10.1.1.9A-1: Minimum performance for 4 Layer Spatial Multiplexing (User-Specific Reference Symbols)

Parameter		Unit	Test 1
Downlink power allocation		dB	0
		dB	0 (Note 1)
	σ	dB	-3
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
Beamforming model			Annex B.4.3(Note 4, 5)
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 2
CSI reference signal configuration			3
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	3 / 0001000000000000
at antenna port		dBm/15kHz	-98
Symbols for unused PRBs			OCNG (Note 3)
Number of allocated resource blocks (Note 2)		PRB	50
Simultaneous transmission			No
PDSCH transmission mode			9
Precoding granularity			50
PMI delay			8
Reporting interval			1
Reporting mode			PUSCH 3-1
alternativeCodeBookEnabledFor4TX-r12			False
CodeBookSubsetRestriction bitmap			0xFFFF000000000000
Note 1: . Note 2: 50 resource blocks are allocated in sub-frames 1,2,3,4,6,7,8,9 and 41 resource blocks (RB0–RB20 and RB30–RB49) are allocated in sub-frame 0. Note 3: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 4: The precoder in clause B.4.3 follows UE recommended PMI. Note 5: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Table 8.10.1.1.9A-2: Minimum performance for 4 Layer Spatial Multiplexing (User-Specific Reference Symbols)

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

16QAM

R.75 FDD

OP.1 FDD

EPA5

4×4 Medium A Xpol

18.2

≥5

8.10.1.1.10 Closed loop spatial multiplexing performance – Single-Layer Spatial Multiplexing 2 Tx Antenna Port with CRS assistance information (Cell-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.1.10-2, with the addition of parameters in Table 8.10.1.1.10-1. In Table 8.10.1.1.10-1, Cell 1 is the serving cell, and Cell 2 and Cell 3 are the aggressor cells. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1, Cell 2 and Cell 3, respectively. The CRS assistance information [7] is provided to the UE and includes information on Cell 2 and Cell 3.

The purpose of the test is to verify the closed loop single layer TM4 performance under assumption that UE applies CRS interference mitigation in the scenario with 2 CRS antenna ports in the serving and aggressor cells.

Table 8.10.1.1.10-1: Test Parameters

Parameter			Unit	Cell 1	Cell 2	Cell 3
Downlink power allocation			dB	-3	-3	-3
			dB	-3 (Note 1)	-3 (Note 1)	-3 (Note 1)
		σ	dB	0	0	0
at antenna port			dBm/15kHz	-98	N/A	N/A
			dB	Reference Value in Table 8.10.1.1.10-2	10.45	4.6
BW_Channel			MHz	10	10	10
Cyclic prefix				Normal	Normal	Normal
Subframe Configuration				Non-MBSFN	Non-MBSFN	Non-MBSFN
Cell ID				0	1	6
Cell-specific reference signals				Antenna ports 0,1
Number of control OFDM symbols (CFI)				2	2	2
PDSCH transmission mode				4	N/A	N/A
Precoding granularity			PRB	50	N/A	N/A
PMI delay (Note 2)			ms	8	N/A	N/A
Reporting interval			ms	1	N/A	N/A
Reporting mode				PUSCH 3-1	N/A	N/A
CodeBookSubsetRestriction bitmap				001111	N/A	N/A
Time Offset relative to Cell 1			μs	N/A	3	-1
Frequency shift relative to Cell 1			Hz	N/A	300	-100
Interference model				N/A	As specified in clause B.5.3	As specified in clause B.5.3
Probability of occurrence of transmission in interference cells			%	N/A	20	20
Probability of occurrence of transmission rank in interfering cells	Rank 1		%	N/A	80	80
	Rank 2		%	N/A	20	20
Note 1: . Note 2: If the UE reports in an available uplink reporting instance at subrame SF #n based on PMI estimation at a downlink SF not later than SF #(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Table 8.10.1.1.10-2: Minimum Performance for PDSCH

Test Number	Reference Channel	OCNG Pattern			Propagation Conditions (Note1)			Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
Test Number	Reference Channel	Cell 1	Cell 2	Cell 3	Cell 1	Cell 2	Cell 3	Correlation Matrix and Antenna Configuration (Note 2)	Fraction of Maximum Throughput (%)	SNR (dB) (Note 3)	UE Category
1	R.35 FDD	OP.1FDD	N/A	N/A	EVA5	EVA5	EVA5	2×4 low	70	11.1	≥2
Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent. Note 2: The correlation matrix and antenna configuration apply for Cell 1, Cell 2 and Cell 3. Note 3: SNR corresponds to of cell 1.

8.10.1.1.11 Closed loop spatial multiplexing performance – Single-Layer Spatial Multiplexing 4 Tx Antenna Port with CRS assistance information (Cell-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.1.11-2, with the addition of parameters in Table 8.10.1.1.11-1. In Table 8.10.1.1.11-1, Cell 1 is the serving cell, and Cell 2 is the aggressor cell. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1 and Cell 2, respectively. The CRS assistance information [7] is provided to the UE and includes information on Cell 2.

The purpose of the test is to verify the closed loop single layer TM4 performance under assumption that UE applies CRS interference mitigation in the scenario with 4 CRS antenna ports in the serving and aggressor cell.

Table 8.10.1.1.11-1: Test Parameters

Parameter			Unit	Cell 1	Cell 2
Downlink power allocation			dB	-6	-6
			dB	-6 (Note 1)	-6 (Note 1)
		σ	dB	3	3
at antenna port			dBm/15kHz	-98	N/A
			dB	Reference Value in Table 8.10.1.1.11-2	10.45
BW_Channel			MHz	10	10
Cyclic prefix				Normal	Normal
Subframe Configuration				Non-MBSFN	Non-MBSFN
Cell ID				0	1
Cell-specific reference signals				Antenna ports 0,1,2,3
Number of control OFDM symbols (CFI)				2	2
PDSCH transmission mode				4	N/A
Precoding granularity			PRB	50	N/A
PMI delay (Note 2)			ms	8	N/A
Reporting interval			ms	1	N/A
Reporting mode				PUSCH 3-1	N/A
CodeBookSubsetRestriction bitmap				000000000000FFFF	N/A
Time Offset relative to Cell 1			μs	N/A	3
Frequency shift relative to Cell 1			Hz	N/A	300
Interference model				N/A	As specified in clause B.5.3
Probability of occurrence of transmission in interference cells			%	N/A	20
Probability of occurrence of transmission rank in interfering cells	Rank 1		%	N/A	80
	Rank 2		%	N/A	20
Note 1: . Note 2: If the UE reports in an available uplink reporting instance at subrame SF #n based on PMI estimation at a downlink SF not later than SF #(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Table 8.10.1.1.11-2: Minimum Performance for PDSCH

Test Number	Reference Channel	OCNG Pattern		Propagation Conditions (Note1)		Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
		Cell 1	Cell 2	Cell 1	Cell 2		Fraction of Maximum Throughput (%)	SNR (dB) (Note 3)
1	R.36-1 FDD	OP.1 FDD	N/A	EVA5	EVA5	4×4 low	70	9.3	≥2
Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent. Note 2: The correlation matrix and antenna configuration apply for Cell 1 and Cell 2. Note 3: SNR corresponds to of cell 1.

8.10.1.1.12 Closed loop spatial multiplexing performance – Single-Layer Spatial Multiplexing with CRS assistance information (User-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.1.12-2, with the addition of parameters in Table 8.10.1.1.12-1. In Table 8.10.1.1.12-1, Cell 1 is the serving cell, and Cell 2 and Cell 3 are the aggressor cells. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1, Cell 2 and Cell 3, respectively. The CRS assistance information [7] is provided to the UE and includes information on Cell 2 and Cell 3.

The purpose of the test is to verify the closed loop single layer TM9 performance under assumption that UE applies CRS interference mitigation in the scenario with 2 CRS antenna ports in the serving and aggressor cells.

Table 8.10.1.1.12-1: Test Parameters

Parameter			Unit	Cell 1	Cell 2	Cell 3
Downlink power allocation			dB	0	0	0
			dB	0 (Note 1)	0 (Note 1)	0 (Note 1)
		σ	dB	-3	-3	-3
at antenna port			dBm/15kHz	-98	N/A	N/A
			dB	Reference Value in Table 8.10.1.1.12-2	10.45	4.6
BW_Channel			MHz	10	10	10
Cyclic prefix				Normal	Normal	Normal
Subframe Configuration				Non-MBSFN	Non-MBSFN	Non-MBSFN
Cell ID				0	1	6
Cell-specific reference signals				Antenna ports 0,1
CSI reference signals				Antenna ports 15,16	N/A	N/A
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			Subframes	5 / 2	N/A	N/A
CSI reference signal configuration				8	N/A	N/A
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap			Subframes / bitmap	3 / 0010000000000000	N/A	N/A
Number of control OFDM symbols (CFI)				2	2	2
PDSCH transmission mode				9	N/A	N/A
Precoding granularity			PRB	Frequency domain: 50 PRB Time domain: 1 ms	N/A	N/A
Beamforming model				Annex B.4.1
Time Offset relative to Cell 1			μs	N/A	3	-1
Frequency shift relative to Cell 1			Hz	N/A	300	-100
Interference model				N/A	As specified in clause B.5.4	As specified in clause B.5.4
Probability of occurrence of transmission in interference cells			%	N/A	20	20
Probability of occurrence of transmission rank in interfering cells	Rank 1		%	N/A	80	80
	Rank 2		%	N/A	20	20
Note 1: .

Table 8.10.1.1.12-2: Minimum Performance for PDSCH

Test Number	Reference Channel	OCNG Pattern			Propagation Conditions (Note1)			Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
Test Number	Reference Channel	Cell 1	Cell 2	Cell 3	Cell 1	Cell 2	Cell 3	Correlation Matrix and Antenna Configuration (Note 2)	Fraction of Maximum Throughput (%)	SNR (dB) (Note 3)	UE Category
1	R.X FDD	OP.1FDD	N/A	N/A	EVA5	EVA5	EVA5	2×4 low	70	12.3	≥2
Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent. Note 2: The correlation matrix and antenna configuration apply for Cell 1, Cell 2 and Cell 3. Note 3: SNR corresponds to of cell 1.

8.10.1.1.13 Performance requirements for DCI format 2D and non Quasi Co-located Antenna Ports

8.10.1.1.13.1 Minimum requirements for QCL Type C and 3 Layers Spatial Multiplexing

The requirements are specified in Table 8.10.1.1.13.1-3, with the additional parameters in Table 8.10.1.1.13.1-1 and Table 8.10.1.1.13.1-2. The purpose of this test is to verify the UE capability of supporting non quasi-colocated antenna ports when the UE receives DCI format 2D in a scenario with non-coherent joint transmission from two transmission points. The test verifies that the UE configured with quasi co-location type C performs correct tracking and compensation of the frequency and time difference between two transmission points, channel parameters estimation, channel estimation and rate matching behaviour according to the ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’ signalling defined in [6]. In Table 8.10.1.1.13.1-1, transmission point 1 (TP 1) is the serving cell transmitting PDCCH, synchronization signals, PBCH and PDSCH, and transmission point 2 (TP 2) has different Cell ID and transmits PDSCH. In the test the PDSCH is transmitted from TP 1 and TP 2. The downlink physical channel setup for TP 1 is according to Annex C.3.2 and for TP 2 according to Annex C.3.2.

Table 8.10.1.1.13.1-1: Test Parameters

Parameter		Unit	TP 1	TP 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
Beamforming model			Random beamforming (rank 2)	Random beamforming (rank 1)
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
CSI reference signals 0			Antenna ports {15,16,17,18}	N/A
CSI-RS 0 periodicity and subframe offset T_CSI-RS/ ∆_CSI-RS		Subframes	5 / 2
CSI reference signal 0 configuration			0
CSI reference signals 1			N/A	Antenna ports {15,16,17,18}
CSI-RS 1 periodicity and subframe offset T_CSI-RS/ ∆_CSI-RS		Subframes		5 / 2
CSI reference signal 1 configuration				8
Zero-power CSI-RS 0 configuration I_CSI-RS/ ZeroPower CSI-RS bitmap		Subframes/bitmap	2/ 0010000000000000	N/A
Zero-power CSI-RS1 configuration I_CSI-RS / ZeroPower CSI-RS bitmap		Subframes/bitmap	N/A	2/ 0010000000000000
		dB	SNR1	SNR2 = SNR1-3dB
at antenna port		dBm/15kHz	-98	-98
BW_Channel		MHz	10	10
Cyclic Prefix			Normal	Normal
Cell ID			0	126
Number of control OFDM symbols / PDSCH start			2	2
Timing offset relative to TP 1		us	N/A	2
Frequency offset relative to TP 1		Hz	N/A	200
qcl-Operation, ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’			Type C, ‘00’
PDSCH transmission mode (Note 2)			10	10
Number of allocated resource block			50	50
Note 1: Note 2: PDSCH transmission is done from both TPs (CW2 is transmitted from TP 1 and CW1 is transmitted from TP 2)

Table 8.10.1.1.13.1-2: Configurations of PQI and DL transmission hypothesis for each PQI set

PQI set index	Parameters in each PQI set		DL transmission hypothesis for each PQI Set
PQI set index	NZP CSI-RS Index (For quasi co-location)	ZP CSI-RS configuration	TP 1	TP 2
PQI set 0	CSI-RS 0 for CW2 CSI-RS 1 for CW1	ZP CSI-RS 0	PDSCH	PDSCH

Table 8.10.1.1.13.1-3: Performance Requirements

Test Number	Reference Channel		OCNG Pattern		Propagation Conditions (Note1)		Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
Test Number	TP 1	TP 2	TP 1	TP 2	TP 1	TP 2	Correlation Matrix and Antenna Configuration (Note 2)	Fraction of Maximum Throughput (%)	SNR1 (dB) (Note 3)	UE Category
1	R.98 FDD	R.99 FDD	OP.1FDD	OP.1FDD	EPA5	EPA5	4×4 Low	70	11.0	≥2
Note 1: The propagation conditions for TP 1 and TP 2 are statistically independent. Note 2: Correlation matrix and antenna configuration parameters apply for each of TP 1 and TP 2. Note 3: SNR corresponds to of TP 1 and TP 2 as defined in clause 8.1.1.

8.10.1.1.13.2 Minimum requirements for QCL Type C and 4 Layers Spatial Multiplexing

The requirements are specified in Table 8.10.1.1.13.2-3, with the additional parameters in Table 8.10.1.1.13.2-1 and Table 8.10.1.1.13.2-2. The purpose of this test is to verify the UE capability of supporting non quasi-colocated antenna ports when the UE receives DCI format 2D in a scenario with non-coherent joint transmission from two transmission points. The test verifies that the UE configured with quasi co-location type C performs correct tracking and compensation of the frequency and time difference between two transmission points, channel parameters estimation, channel estimation and rate matching behaviour according to the ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’ signalling defined in [6]. In Table 8.10.1.1.13.2-1, transmission point 1 (TP 1) is the serving cell transmitting PDCCH, synchronization signals, PBCH and PDSCH, and transmission point 2 (TP 2) has different Cell ID and transmits PDSCH. In the test the PDSCH is transmitted from TP 1 and TP 2. The downlink physical channel setup for TP 1 is according to Annex C.3.2 and for TP 2 according to Annex C.3.2.

Table 8.10.1.1.13.2-1: Test Parameters

Parameter		Unit	TP 1	TP 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
Beamforming model			Random beamforming (rank 2)	Random beamforming (rank 2)
Cell-specific reference signals			Antenna ports 0,1,2,3	Antenna ports 0,1,2,3
CSI reference signals 0			Antenna ports {15,16,17,18}	N/A
CSI-RS 0 periodicity and subframe offset T_CSI-RS/ ∆_CSI-RS		Subframes	5 / 2
CSI reference signal 0 configuration			0
CSI reference signals 1			N/A	Antenna ports {15,16,17,18}
CSI-RS 1 periodicity and subframe offset T_CSI-RS/ ∆_CSI-RS		Subframes		5 / 2
CSI reference signal 1 configuration				8
Zero-power CSI-RS 0 configuration I_CSI-RS/ ZeroPower CSI-RS bitmap		Subframes/bitmap	2/ 0010000000000000	N/A
Zero-power CSI-RS1 configuration I_CSI-RS / ZeroPower CSI-RS bitmap		Subframes/bitmap	N/A	2/ 0010000000000000
		dB	SNR1	SNR2 = SNR1
at antenna port		dBm/15kHz	-98	-98
BW_Channel		MHz	10	10
Cyclic Prefix			Normal	Normal
Cell ID			0	126
Number of control OFDM symbols / PDSCH start			2	2
Timing offset relative to TP 1		us	N/A	2
Frequency offset relative to TP 1		Hz	N/A	200
qcl-Operation, ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’			Type C, ‘00’
PDSCH transmission mode (Note 2)			10	10
Number of allocated resource block			50	50
Note 1: Note 2: PDSCH transmission is done from both TPs (CW1 is transmitted from TP 1 and CW2 is transmitted from TP 2)

Table 8.10.1.1.13.2-2: Configurations of PQI and DL transmission hypothesis for each PQI set

PQI set index	Parameters in each PQI set		DL transmission hypothesis for each PQI Set
PQI set index	NZP CSI-RS Index (For quasi co-location)	ZP CSI-RS configuration	TP 1	TP 2
PQI set 0	CSI-RS 0 for CW1 CSI-RS 1 for CW2	ZP CSI-RS 0	PDSCH	PDSCH

Table 8.10.1.1.13.2-3: Performance Requirements

Test Number	Reference Channel		OCNG Pattern		Propagation Conditions (Note1)		Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
Test Number	TP 1	TP 2	TP 1	TP 2	TP 1	TP 2	Correlation Matrix and Antenna Configuration (Note 2)	Fraction of Maximum Throughput (%)	SNR1 (dB) (Note 3)	UE Category
1	R.100 FDD	R.100 FDD	OP.1FDD	OP.1FDD	EPA5	EPA5	4×4 Low	70	14.8	≥2
Note 1: The propagation conditions for TP 1 and TP 2 are statistically independent. Note 2: Correlation matrix and antenna configuration parameters apply for each of TP 1 and TP 2. Note 3: SNR corresponds to of TP 1 and TP 2 as defined in clause 8.1.1.

8.10.1.1.14 HST-SFN performance

8.10.1.1.14.1 Minimum Requirement for Rel-16 further enhanced HST

The requirements are specified in Table 8.10.1.1.14.1-2, with the addition of the parameters in Table 8.10.1.1.14.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of this test is to verify UE performance in the HST-SFN-500 scenario. The test for HST-SFN-500 scenario defined in B.3B is applied when highSpeedEnhDemodFlag2-r16 [7] is received.

Table 8.10.1.1.14.1-1: Test Parameters for UE performance in HST-SFN-500 scenario (FRC)

Parameter	Unit	Test 1
Downlink power allocation		dB	-3
		dB	-3 (NOTE 1)
	σ	dB	0
at antenna port		dBm/15kHz	-98
PDSCH transmission mode			3
NOTE 1: .

Table 8.10.1.1.14.1-2: Minimum performance UE in HST-SFN-500 scenario (FRC)

Test number	Band-width	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
1^{NOTE 2}	10 MHz	R.87-1 FDD	OP.1 FDD	HST-SFN-500	2×4	70	6.8	≥ 1
NOTE 1: Test case applicability is defined in 8.1.2.6. NOTE 2: The requirement defined is based on the normarliazed channel model, i.e.the power of each tap is normalized to the instantaneous total received power from four taps.

8.10.1.2 TDD (Fixed Reference Channel)

The parameters specified in Table 8.10.1.2-1 are valid for all TDD tests unless otherwise stated.

Table 8.10.1.2-1: Common Test Parameters (TDD)

Parameter	Unit	Value
Uplink downlink configuration (Note 1)			1
Special subframe configuration (Note 2)			4
Cyclic prefix			Normal
Cell ID			0
Inter-TTI Distance			1
Number of HARQ processes per component carrier		Processes	7
Maximum number of HARQ transmission			4
Redundancy version coding sequence			{0,1,2,3} for QPSK and 16QAM {0,0,1,2} for 64QAM, 256QAM and 1024QAM
Number of OFDM symbols for PDCCH		OFDM symbols	4 for 1.4 MHz bandwidth, 3 for 3 MHz and 5 MHz bandwidths, 2 for 10 MHz, 15 MHz and 20 MHz bandwidths unless otherwise stated
Cross carrier scheduling			Not configured
Precoder update granularity			Frequency domain: 1 PRG for Transmission modes 9 and 10 Time domain: 1 ms
ACK/NACK feedback mode			Multiplexing
Note 1: as specified in Table 4.2-2 in TS 36.211 [4]. Note 2: as specified in Table 4.2-1 in TS 36.211 [4].

8.10.1.2.1 Transmit diversity performance with 2Tx Antenna Ports (Cell-Specific Reference Symbols)

The requirements are specified in Table 8. 10.1.2.1-2, with the addition of the parameters in Table 8. 10.1.2.1-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of transmit diversity (SFBC) with 2 transmitter antennas.

Table 8.10.1.2.1-1: Test Parameters for Transmit diversity Performance (FRC) with 4Rx Antenna Ports

Parameter	Unit	Test 1
Downlink power allocation		dB	-3
		dB	-3 (Note 1)
	σ	dB	0
at antenna port		dBm/15kHz	-98
PDSCH transmission mode			2
Note 1:

Table 8.10.1.2.1-2: Minimum performance Transmit Diversity (FRC) with 4Rx Antenna Ports

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

16QAM 1/2

R.11 TDD

OP.1 TDD

EVA5

2×4 Medium correlation A, ULA

3.9

≥2

8.10.1.2.1A Transmit diversity performance with Enhanced Performance Requirement Type A – 2 Tx Antenna Ports with TM3 interference model

The requirements are specified in Table 8.10.1.2.1A-2, with the addition of parameters in Table 8.10.1.2.1A-1 and the downlink physical channel setup according to Annex C.3.2. The purpose is to verify the performance of transmit diversity (SFBC) with 2 transmit antennas when the PDSCH transmission in the serving cell is interfered by PDSCH of one dominant interfering cells applying transmission mode 3 interference model defined in clause B.5.2. In Table 8.10.1.2.1A-1, Cell 1 is the serving cell, and Cell 2, 3 are interfering cells. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1, Cell 2 and Cell 3, respectively.

Table 8.10.1.2.1A-1: Test Parameters for Transmit diversity Performance (FRC) with TM3 interference model

Parameter		Unit	Cell 1	Cell 2
Downlink power allocation		dB	-3	-3
		dB	-3 (Note 1)	-3
	σ	dB	0	0
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
at antenna port		dBm/15kHz	-98	N/A
DIP (Note 2)		dB	N/A	-1.73
BW_Channel		MHz	10	10
Cyclic Prefix			Normal	Normal
Cell Id			0	1
Number of control OFDM symbols			2	2
PDSCH transmission mode			2	N/A
Interference model			N/A	As specified in clause B.5.2
Probability of occurrence of transmission rank in interfering cells	Rank 1	%	N/A	80
	Rank 2	%	N/A	20
Reporting interval		ms	5	N/A
Reporting mode			PUCCH 1-0	N/A
ACK/NACK feedback mode			Multiplexing	N/A
Physical channel for CQI reporting			PUSCH(Note 5)	N/A
cqi-pmi-ConfigurationIndex			4	N/A
Note 1: Note 2: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1. Note 3: Cell 1 is the serving cell. Cell 2 is the interfering cell. Note 4: The cells are time-synchronous. Note 5: To avoid collisions between CQI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#4 and #9 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#8 and #3.

Table 8.10.1.2.1A-2: Enhanced Performance Requirement Type A, Transmit Diversity (FRC) with TM3 interference model

Test Number

Reference Channel

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 3)

Reference Value

UE Category

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum Throughput (%)

SINR (dB) (Note 2)

R.46 TDD

OP.1 TDD

N/A

EVA70

2×4 Low

-4.9

≥1

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

8.10.1.2.2 Open-loop spatial multiplexing performance with 2Tx Antenna Ports (Cell-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.2.2-2, with the addition of the parameters in Table 8.10.1.2.2-1 and the downlink physical channel setup according to Annex C.3.2.

Table 8.10.1.2.2-1: Test Parameters for Large Delay CDD (FRC) with 4Rx Antenna Ports

Parameter		Unit	Test 1
Downlink power allocation		dB	-3
		dB	-3 (Note 1)
	σ	dB	0
at antenna port		dBm/15kHz	-98
ACK/NACK feedback mode			Bundling
PDSCH transmission mode			3
Note 1:

Table 8.10.1.2.2-2: Minimum performance Large Delay CDD (FRC) with 4Rx Antenna Ports

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

16QAM 1/2

R.11-1 TDD

OP.1 TDD

EVA70

2×4 Low

7.7

≥2

8.10.1.2.3 Closed-loop spatial multiplexing Enhanced Performance Requirements Type A – Single-Layer Spatial Multiplexing 2 Tx Antenna Port with TM4 interference model (Cell-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.2.3-2, with the addition of the parameters in Table 8.10.1.2.3-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the closed loop rank-one performance with wideband precoding with two transmit antennas when the PDSCH transmission in the serving cell is interfered by PDSCH of one dominant interfering cell applying transmission mode 4 interference model defined in clause B.5.3. In Table 8.10.1.2.3-1, Cell 1 is the serving cell, and Cell 2 is the interfering cells. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1 and Cell 2, respectively.

Table 8.10.1.2.3-1: Test Parameters for Single-Layer Spatial Multiplexing (FRC) with TM4 interference model and 4Rx Antenna Ports

Parameter		Unit	Cell 1	Cell 2
Downlink power allocation		dB	-3	-3
		dB	-3 (Note 1)	-3
	σ	dB	0	0
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
at antenna port		dBm/15kHz	-98	N/A
DIP (Note 2)		dB	N/A	-1.73
BW_Channel		MHz	10	10
Cell Id			0	1
PDSCH transmission mode			6	N/A
Interference model			N/A	As specified in clause B.5.3
Probability of occurrence of transmission rank in interfering cells	Rank 1	%	N/A	80
	Rank 2	%	N/A	20
Precoding granularity		PRB	50	6
PMI delay (Note 4)		ms	10 or 11	N/A
Reporting interval		ms	5	N/A
Reporting mode			PUCCH 1-1	N/A
CodeBookSubsetRestriction bitmap			1111	N/A
Note 1: Note 2: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1. Note 3: Cell 1 is the serving cell. Cell 2, 3 are the interfering cells. Note 4: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 5: All cells are time-synchronous.

Table 8.10.1.2.3-2: Enhanced Performance Requirement Type A, Single-Layer Spatial Multiplexing (FRC) with TM4 interference model and 4Rx Antenna Ports

Test Number	Reference Channel and MCS	OCNG Pattern		Propagation Conditions		Correlation Matrix and Antenna Configuration (Note 3)	Reference Value		UE Category
		Cell 1	Cell 2	Cell 1	Cell 2		Fraction of Maximum Throughput (%)	SINR (dB) (Note 2)
1	R.47 TDD 16QAM	OP.1 TDD	N/A	EVA5	EVA5	2×4 Low	70	-1.9	≥1
Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent. Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1. Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

8.10.1.2.4 Closed-loop spatial multiplexing performance, Dual-Layer Spatial Multiplexing 4 Tx Antenna Ports (Cell-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.2.4-2, with the addition of the parameters in Table 8.10.1.2.4-1 and the downlink physical channel setup according to Annex C.3.2.

Table 8.10.1.2.4-1: Test Parameters for Dual-Layer Spatial Multiplexing (FRC) with 4Rx Antenna Ports

Parameter		Unit	Test 1-2	Test 3
Downlink power allocation		dB	-6	-6
		dB	-6 (Note 1)	-6 (Note 1)
	σ	dB	3	3
at antenna port		dBm/15kHz	-98	-98
Precoding granularity		PRB	6	6
PMI delay (Note 2)		ms	10 or 11	10 or 11
Reporting interval		ms	1 or 4 (Note 3)	1 or 4 (Note 3)
Reporting mode			PUSCH 1-2	PUSCH 3-1
ACK/NACK feedback mode			Bundling	Bundling
CodeBookSubsetRestriction bitmap			0000000000000000000000000000000011111111111111110000000000000000	0000000000000000000000000000000011111111111111110000000000000000
PDSCH transmission mode			4	4
Note 1: . Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4) Note 3: For Uplink – downlink configuration 1 the reporting interval will alternate between 1ms and 4ms.

Table 8.10.1.2.4-2: Minimum performance Dual-Layer Spatial Multiplexing (FRC) with 4Rx Antenna Ports

	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category	DL UE category
	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Fraction of Maximum Throughput (%)	SNR (dB)	UE Category	DL UE category
1	10 MHz 64 QAM	R.36 TDD	OP.1 TDD	EPA5	4×4 Low	70	10.4	≥2	≥6
2	10 MHz 256QAM	R.72 TDD	OP.1 TDD	EPA5	4×4 Low	70	17.5	11-12	≥11
3	10MHz 1024QAM	R.102 TDD	OP.1 TDD	EPA5	4×4 Low	70	28.6	TBD	20, ≥ 22

8.10.1.2.4A Enhanced Performance Requirement Type C – Dual-Layer Spatial Multiplexing with 2Tx Antenna Ports

The requirements are specified in Table 8.10.1.2.4A-2, with the addition of the parameters in Table 8.10.1.2.4A-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the closed loop rank-two performance with wideband precoding.

Table 8.10.1.2.4A-1: Test Parameters for Dual-Layer Spatial Multiplexing (FRC)

Parameter		Unit	Test 1
Downlink power allocation		dB	-3
		dB	-3 (Note 1)
	σ	dB	0
at antenna port		dBm/15kHz	-98
Precoding granularity		PRB	50
PMI delay (Note 2)		ms	10 or 11
Reporting interval		ms	1 or 4 (Note 3)
Reporting mode			PUSCH 3-1
ACK/NACK feedback mode			Bundling
CodeBookSubsetRestriction bitmap			110000
PDSCH transmission mode			4
Note 1: . Note 2: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: For Uplink – downlink configuration 1 the reporting interval will alternate between 1ms and 4ms.

Table 8.10.1.2.4A-2: Enhanced Performance Requirement Type C for Dual-Layer Spatial Multiplexing (FRC)

Test number

Band-width

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

R.11-1 TDD

OP.1 TDD

ETU70

2×4 Medium

16.9

≥2

8.10.1.2.5 Enhanced Performance Requirement Type A – Single-layer Spatial Multiplexing with TM9 interference model (User-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.2.5-2, with the addition of the parameters in Table 8.10.1.2.5-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify closed-loop rank one performance on one of the antenna ports 7 or 8 without a simultaneous transmission on the other antenna port in the serving cell when the PDSCH transmission in the serving cell is interfered by PDSCH of one dominant interfering cell applying transmission mode 9 interference model defined in clause B.5.4. In 8.10.1.2.5-1, Cell 1 is the serving cell, and Cell 2 is the interfering cell. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1and Cell 2, respectively.

Table 8.10.1.2.5-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with TM9 interference model and 4Rx Antenna Ports

parameter		Unit	Cell 1	Cell 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
CSI reference signals			Antenna ports 15,16	N/A
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 4	N/A
CSI reference signal configuration			0	N/A
at antenna port		dBm/15kHz	-98	N/A
DIP (Note 2)		dB	N/A	-1.73
BW_Channel		MHz	10	10
Cell Id			0	126
PDSCH transmission mode			9	9
Beamforming model			As specified in clause B.4.3 (Note 4, 5)	N/A
Interference model			N/A	As specified in clause B.5.4
Probability of occurrence of transmission rank in interfering cells	Rank 1		N/A	70
	Rank 2		N/A	30
Precoder update granularity		PRB	50	6
PMI delay (Note 5)		ms	10 or 11	N/A
Reporting interval		ms	5	N/A
Reporting mode			PUCCH 1-1	N/A
CodeBookSubsetRestriction bitmap			001111	N/A
Symbols for unused PRBs			OCNG (Note 6)	N/A
Simultaneous transmission			No simultaneous transmission on the other antenna port in (7 or 8) not used for the input signal under test	N/A
Physical channel for CQI reporting			PUSCH(Note 8)	N/A
cqi-pmi-ConfigurationIndex			4	N/A
Note 1: Note 2: The respective received power spectral density of each interfering cell relative to is defined by its associated DIP value as specified in clause B.5.1. Note 3: The modulation symbols of the signal under test in Cell 1 are mapped onto antenna port 7 or 8. Note 4: The precoder in clause B.4.3 follows UE recommended PMI. Note 5: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 6: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 7: All cells are time-synchronous. Note 8: To avoid collisions between CQI reports and HARQ-ACK it is necessary to report both on PUSCH instead of PUCCH. PDCCH DCI format 0 shall be transmitted in downlink SF#4 and #9 to allow periodic CQI to multiplex with the HARQ-ACK on PUSCH in uplink subframe SF#8 and #3.

Table 8.10.1.2.5-2: Enhanced Performance Requirement Type A, CDM-multiplexed DM RS with TM9 interference model and 4Rx Antenna Ports

Test Number

Reference Channel and MCS

OCNG Pattern

Propagation Conditions

Correlation Matrix and Antenna Configuration (Note 3)

Reference Value

UE Category

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum Throughput (%)

SINR (dB) (Note 2)

R.76 TDD

QPSK

OP.1 TDD

N/A

EVA5

2×4 Low

-3.3

≥1

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: SINR corresponds to of Cell 1 as defined in clause 8.1.1.

Note 3: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

8.10.1.2.5A Single-layer Spatial Multiplexing (with multiple CSI-RS configurations)

The requirements are specified in Table 8.10.1.2.5A-2, with the addition of the parameters in Table 8.10.1.2.5A-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify closed loop rank one performance on one of the antenna ports 7 or 8 with a simultaneous transmission on the other antenna port in the serving cell, and to verify rate matching with multiple CSI reference symbol configurations with non-zero and zero transmission power.

Table 8.10.1.2.5A-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with multiple CSI-RS configurations

Parameter		Unit	Test 1
Downlink power allocation		dB	0
		dB	0 (Note 1)
	σ	dB	-3
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
Beamforming model			Annex B.4.1
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 4
CSI reference signal configuration			3
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	4 / 0010000000000000
at antenna port		dBm/15kHz	-98
Symbols for unused PRBs			OCNG (Note 4)
Number of allocated resource blocks (Note 2)		PRB	50
Simultaneous transmission			Yes (Note 3, 5)
PDSCH transmission mode			9
Number of MBSFN subframes		Subframes	NA
Note 1: . Note 2: The modulation symbols of the signal under test are mapped onto antenna port 7 or 8. Note 3: Modulation symbols of an interference signal is mapped onto the antenna port (7 or 8) not used for the input signal under test. Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 5: The two UEs’ scrambling identities are set to 0 for CDM-multiplexed DM RS with interfering simultaneous transmission test cases.

Table 8.10.1.2.5A-2: Minimum performance for CDM-multiplexed DM RS with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
1	10 MHz 64QAM 1/2	R.44 TDD	OP.1 TDD	EPA5	2×4 Low	70	15.8	≥2
Note 1: The reference channel applies to both the input signal under test and the interfering signal.

Table 8.10.1.2.5A-3: Void

8.10.1.2.5B Single-layer Spatial Multiplexing (With Enhanced DMRS table configured)

For single-layer transmission on antenna port 7, 8, 11 or 13 upon detection of a PDCCH with DCI format 2C, the requirement is specified in Table 8.10.1.2.5B -2, with the addition of the parameters in Table 8.10.1.2.5B -1 and the downlink physical channel setup according to Annex C.3.2. The purpose of the test is to verify rank-1 performance on antenna port 11 with a simultaneous transmission on the antenna port 7, 8 or 13 with DMRS enhancement table and 4 orthogonal DMRS ports (dmrs-Enhancements-r13 UE-EUTRA-Capability [7]).

Table 8.10.1.2.5B-1: Test Parameters for Testing CDM-multiplexed DM RS (single layer) with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations with Enhanced DMRS table

Parameter		Unit	Test 1
Downlink power allocation		dB	0
		dB	0 (Note 1)
	σ	dB	-3
Beamforming model			Annex B.4.1A
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 4
CSI reference signal configuration			3
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	4 / 0010000000000000
at antenna port		dBm/15kHz	-98
Symbols for unused PRBs			OCNG (Note 4)
Number of allocated resource blocks (Note 2)		PRB	50
Simultaneous transmission			Yes (Note 3, 5)
dmrs-Enhancements-r13			Enable
PDSCH transmission mode			9
Note 1: . Note 2: The modulation symbols of the signal under test are mapped onto antenna port 11. Note 3: Modulation symbols of an interference signal are random mapped onto one antenna port among antenna port 7, 8 and 13. The upadate granularity for randomized mapping antenna port is 1 PRG in frequency domain and 1ms in time domain. Note 4: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 5: The two UEs’ scrambling identities are set to 0 with OCC =4.

Table 8.10.1.2.5B-2: Minimum performance for CDM-multiplexed DM RS with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations with Enhanced DMRS table

Test number	Bandwidth and MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
1	10 MHz 64QAM 1/2	R.44 TDD	OP.1 TDD	EPA5	2×4 Low	70	15.8	≥2
Note 1: The reference channel applies to both the input signal under test and the interfering signal.

8.10.1.2.6 Dual-Layer Spatial Multiplexing (User-Specific Reference Symbols)

For dual-layer transmission on antenna ports 7 and 8 upon detection of a PDCCH with DCI format 2C, the requirements are specified in Table 8.10.1.2.6-2, with the addition of the parameters in Table 8.10.1.2.6-1 where Cell 1 is the serving cell and Cell 2 is the interfering cell. The downlink physical channel setup is set according to Annex C.3.2. The purpose of these tests is to verify the rank-2 performance for full RB allocation, to verify rate matching with multiple CSI reference symbol configurations with non-zero and zero transmission power, and to verify that the UE correctly estimate SNR.

Table 8.10.1.2.6-1: Test Parameters for Testing CDM-multiplexed DM RS (dual layer) with multiple CSI-RS configurations and 4Rx Antenna Ports

Parameter		Unit	Test 1
Parameter		Unit	Cell 1	Cell 2
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
	PDSCH_RA	dB	4	NA
	PDSCH_RB	dB	4	NA
Cell-specific reference signals			Antenna ports 0 and 1	Antenna ports 0 and 1
Cell ID			0	126
CSI reference signals			Antenna ports 15,16	NA
Beamforming model			Annex B.4.2	NA
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 4	NA
CSI reference signal configuration			8	NA
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	4 / 0010000000000000	NA
at antenna port		dBm/15kHz	-98	NA
			Reference Value in Table 8.10.1.2.6-2	7.25dB
Symbols for unused PRBs			OCNG (Note 2)	NA
Number of allocated resource blocks (Note 2)		PRB	50	NA
Simultaneous transmission			No	NA
PDSCH transmission mode			9	Blanked
Note 1: Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.10.1.2.6-2: Minimum performance for CDM-multiplexed DM RS (FRC) with multiple CSI-RS configurations

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Cell 1

Cell 2

Cell 1

Cell 2

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

16QAM 1/2

R.51 TDD

OP.1 TDD

N/A

ETU5

2×4 Low

9.5

≥2

Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent.

Note 2: Correlation matrix and antenna configuration parameters apply for each of Cell 1 and Cell 2.

Note 3: SNR corresponds to of Cell 1.

8.10.1.2.6A Enhanced Performance Requirement Type C – Dual-Layer Spatial Multiplexing

The requirements are specified in Table 8.10.1.2.6A-2, with the addition of the parameters in Table 8.10.1.2.6A-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the rank-two performance for full RB allocation upon antenna ports 7 and 8.

Table 8.10.1.2.6A-1: Test Parameters for Testing CDM-multiplexed DM RS (dual layer)

Parameter		Unit	Test 1
Downlink power allocation		dB	0
		dB	0 (Note 1)
	σ	dB	-3
Cell-specific reference symbols			Antenna port 0 and antenna port 1
Beamforming model			Annex B.4.3
at antenna port		dBm/15kHz	-98
Symbols for unused PRBs			OCNG (Note 2)
Number of allocated resource blocks		PRB	50
Reporting mode			PUSCH 3-1
PDSCH transmission mode			9
Note 1: . Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.10.1.2.6A-2: Enhanced Performance Requirement Type C for CDM-multiplexed DM RS (FRC)

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

16QAM 1/2

R.32 TDD

OP.1 TDD

EPA5

2×4 Medium

15.8

≥2

8.10.1.2.6B Dual-Layer Spatial Multiplexing with altCQI-Table-1024QAM configured (User-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.2.6B-2, with the addition of the parameters in Table 8.10.1.2.6B-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of these tests is to verify the rank-two performance for full RB allocation upon antenna ports 7 and 8.

Table 8.10.1.2.6B-1: Test Parameters for Testing CDM-multiplexed DM RS (dual layer) with multiple CSI-RS configurations

Parameter		Unit	Test 1
Downlink power allocation		dB	0
		dB	0 (Note 1)
	σ	dB	-3
Cell-specific reference symbols			Antenna port 0 and antenna port 1
CSI reference signals			Antenna ports 15,16, 17, 18
Beamforming model			Annex B.4.3
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 4
CSI reference signal configuration			3
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	N/A
at antenna port		dBm/15kHz	-98
Symbols for unused PRBs			OCNG (Note 2)
Number of allocated resource blocks		PRB	50
Reporting mode			PUSCH 3-1
PDSCH transmission mode			9
Note 1: . Note 2: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.10.1.2.6B-2: Minimum performance Dual-Layer Spatial Multiplexing with altCQI-Table-1024QAM

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE DL Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

1024QAM

R.102 TDD

OP.1 TDD

EPA5

4×4 Low

29.0

20, ≥ 22

8.10.1.2.7 Open-loop spatial multiplexing, 3 Layer Multiplexing with 4 Tx Antenna Ports (Cell-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.2.7-2, with the addition of the parameters in Table 8.10.1.2.7-1 and the downlink physical channel setup according to Annex C.3.2.

Table 8.10.1.2.7-1: Test parameters for Open Loop spatial multiplexing, 3 Layers with 4 Tx ports and 4 Rx ports

Parameter		Unit
Downlink power allocation		dB	-6
		dB	-6 (Note 1)
	σ	dB	0
at antenna port		dBm/15kHz	-98
Cell-specific reference signals			Antenna Ports 0,1,2,3
PDSCH transmission mode			3
PDSCH rank			3
CodeBookSubsetRestriction bitmap			0100
Note 1: .

Table 8.10.1.2.7-2: Minimum performance Open Loop spatial multiplexing, 3 Layers with 4 Tx ports and 4 Rx ports

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

64QAM

R.73 TDD

OP.1 TDD

EVA70

4×4 Low

14.9

≥5

8.10.1.2.7A Enhanced Performance Requirement Type C – Open-loop spatial multiplexing, 3 Layer Multiplexing with 4 Tx Antenna Ports (Cell-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.2.7A-2, with the addition of the parameters in Table 8.10.1.2.7A-1 and the downlink physical channel setup according to Annex C.3.2.

Table 8.10.1.2.7A-1: Test parameters for Open Loop spatial multiplexing, 3 Layers with 4 Tx ports and 4 Rx ports

Parameter		Unit
Downlink power allocation		dB	-6
		dB	-6 (Note 1)
	σ	dB	0
at antenna port		dBm/15kHz	-98
Cell-specific reference signals			Antenna Ports 0,1,2,3
PDSCH transmission mode			3
PDSCH rank			3
CodeBookSubsetRestriction bitmap			0100
Note 1: .

Table 8.10.1.2.7A-2: Enhanced Performance Requirement Type C for Open Loop spatial multiplexing, 3 Layers with 4 Tx ports

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

16QAM

R.73-1 TDD

OP.1 TDD

EVA70

4×4 medium A

22.2

≥5

8.10.1.2.8 Closed-loop spatial multiplexing performance, 4 Layers spatial multiplexing 4 Tx antennas

The requirements are specified in Table 8.10.1.2.8-2, with the addition of the parameters in Table 8.10.1.2.8-1 and the downlink physical channel setup according to Annex C.3.2.

Table 8.10.1.2.8-1: Test parameters for Closed Loop spatial multiplexing, 4 Layers spatial multiplexing with 4 Tx ports and 4 Rx ports

Parameter		Unit	Test 1
Downlink power allocation		dB	-6
		dB	-6 (Note 1)
	σ	dB	0
at antenna port		dBm/15kHz	-98
Cell-specific reference signals			Antenna ports 0,1,2,3
PDSCH transmission mode			4
PDSCH rank			4
Precoding granularity		PRB	50
PMI delay		ms	10 or 11
Reporting interval		ms	1 or 4
Reporting mode			PUSCH 3-1
CodeBookSubsetRestriction bitmap			0xFFFF000000000000
Uplink-Downlink Configuration			1
Special subframe configuration			4
Note 1: .

Table 8.10.1.2.8-2: Minimum performance for Closed Loop spatial multiplexing, 4 Layers spatial multiplexing with 4 Tx ports and 4 Rx ports

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

16QAM 1/2

R.74 TDD

OP.1 TDD

EPA5

4×4 Low

14.4

≥5

8.10.1.2.9 4 Layer Spatial Multiplexing (User-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.2.9-2, with the addition of the parameters in Table 8.10.1.2.9-1 and the downlink physical channel setup according to Annex C.3.2.

Table 8.10.1.2.9-1: Minimum performance for 4 Layer Spatial Multiplexing (User-Specific Reference Symbols)

Parameter		Unit	Test 1	Test 1a
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0 (Note 1)
	σ	dB	-3	-3
Beamforming model			4 layer precoding based on WB PMI feedback	4 layer precoding based on WB PMI feedback
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18	Antenna ports 15,…,18
Beamforming model			Annex B.4.3	Annex B.4.3
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 4	5 / 4
CSI reference signal configuration			3	3
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	4 / 0010000000000000	4 / 0010000000000000
at antenna port		dBm/15kHz	-98	-98
Symbols for unused PRBs			OCNG (Note 3)	OCNG (Note 3)
Number of allocated resource blocks (Note 2)		PRB	50	50
Simultaneous transmission			No	No
PDSCH transmission mode			9	9
Precoding granularity			50	50
PMI delay			10 or 11	10 or 11
Reporting interval			1 or 4	1 or 4
Reporting mode			PUSCH 3-1	PUSCH 3-1
alternativeCodeBookEnabledFor4TX-r12			False	False
CodeBookSubsetRestriction bitmap			0xFFFF000000000000	0xFFFF000000000000
DMRS OCC length per port			2	4
Note 1: . Note 2: 50 resource blocks are allocated in sub-frames 4, 9 and 41 resource blocks (RB0–RB20 and RB30–RB49) are allocated in sub-frame 0,1 and 6. Note 3: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated.

Table 8.10.1.2.9-2: Minimum performance for for 4 Layer Spatial Multiplexing (User-Specific Reference Symbols)

Test number	Bandwidth amd MCS	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
1	10 MHz 16QAM	R.75 TDD	OP.1 TDD	EPA5	4×4 Low	70	19.0	≥5
1a	10MHz 16QAM	R.75A TDD	OP.1 TDD	EPA5	4×4 Low	70	[18.0]	≥5
NOTE: For a UE supporting TM9 rank3/4 transmission based on DMRS OCC length 4, Test 1a will be run and Test 1 will be skipped. Otherwise, Test 1a is not applicable and only Test 1 will be run.

8.10.1.2.9A Enhanced Performance Requirement Type C – 4 Layer Spatial Multiplexing (User-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.2.9A-2, with the addition of the parameters in Table 8.10.1.2.9A-1 and the downlink physical channel setup according to Annex C.3.2.

Table 8.10.1.2.9A-1: Minimum performance for 4 Layer Spatial Multiplexing (User-Specific Reference Symbols)

Parameter		Unit	Test 1
Downlink power allocation		dB	0
		dB	0 (Note 1)
	σ	dB	-3
Cell-specific reference signals			Antenna ports 0,1
CSI reference signals			Antenna ports 15,…,18
Beamforming model			Annex B.4.3 (Note 4, 5)
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS		Subframes	5 / 4
CSI reference signal configuration			3
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap		Subframes / bitmap	4 / 0010000000000000
at antenna port		dBm/15kHz	-98
Symbols for unused PRBs			OCNG (Note 3)
Number of allocated resource blocks (Note 2)		PRB	50
Simultaneous transmission			No
PDSCH transmission mode			9
Precoding granularity			50
PMI delay			10 or 11
Reporting interval			1 or 4
Reporting mode			PUSCH 3-1
alternativeCodeBookEnabledFor4TX-r12			False
CodeBookSubsetRestriction bitmap			0xFFFF000000000000
Note 1: . Note 2: 50 resource blocks are allocated in sub-frames 4, 9 and 41 resource blocks (RB0–RB20 and RB30–RB49) are allocated in sub-frame 0,1 and 6. Note 3: These physical resource blocks are assigned to an arbitrary number of virtual UEs with one PDSCH per virtual UE; the data transmitted over the OCNG PDSCHs shall be uncorrelated pseudo random data, which is QPSK modulated. Note 4: The precoder in clause B.4.3 follows UE recommended PMI. Note 5: If the UE reports in an available uplink reporting instance at subrame SF#n based on PMI estimation at a downlink SF not later than SF#(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4).

Table 8.10.1.2.9A-2: Minimum performance for 4 Layer Spatial Multiplexing (User-Specific Reference Symbols)

Test number

Bandwidth and MCS

Reference Channel

OCNG Pattern

Propagation Condition

Correlation Matrix and Antenna Configuration

Reference value

UE Category

Fraction of Maximum

Throughput (%)

SNR (dB)

10 MHz

16QAM

R.75 TDD

OP.1 TDD

EPA5

4×4 Medium A Xpol

18.1

≥5

8.10.1.2.10 Closed loop spatial multiplexing performance – Single-Layer Spatial Multiplexing 2 Tx Antenna Port with CRS assistance information (Cell-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.2.10-2, with the addition of parameters in Table 8.10.1.2.10-1. In Table 8.10.1.2.10-1, Cell 1 is the serving cell, and Cell 2 and Cell 3 are the aggressor cells. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1, Cell 2 and Cell 3, respectively. The CRS assistance information [7] is provided to the UE and includes information on Cell 2 and Cell 3.

Table 8.10.1.2.10-1: Test Parameters

Parameter			Unit	Cell 1	Cell 2	Cell 3
Uplink downlink configuration				1	1	1
Special subframe configuration				4	4	4
Downlink power allocation			dB	-3	-3	-3
			dB	-3 (Note 1)	-3 (Note 1)	-3 (Note 1)
		σ	dB	0	0	0
at antenna port			dBm/15kHz	-98	N/A	N/A
			dB	Reference Value in Table 8.10.1.2.10-2	10.45	4.6
BW_Channel			MHz	10	10	10
Cyclic prefix				Normal	Normal	Normal
Subframe Configuration				Non-MBSFN	Non-MBSFN	Non-MBSFN
Cell ID				0	1	6
Cell-specific reference signals				Antenna ports 0,1
Number of control OFDM symbols (CFI)				2	2	2
PDSCH transmission mode				4	N/A	N/A
Precoding granularity			PRB	50	N/A	N/A
PMI delay (Note 2)			ms	8	N/A	N/A
Reporting interval			ms	1 or 4 (Note 3)	N/A	N/A
Reporting mode				PUSCH 3-1	N/A	N/A
CodeBookSubsetRestriction bitmap				001111	N/A	N/A
ACK/NACK feedback mode				Multiplexing	N/A	N/A
Time Offset relative to Cell 1			μs	N/A	3	-1
Frequency shift relative to Cell 1			Hz	N/A	300	-100
Interference model				N/A	As specified in clause B.5.3	As specified in clause B.5.3
Probability of occurrence of transmission in interference cells			%	N/A	20	20
Probability of occurrence of transmission rank in interfering cells	Rank 1		%	N/A	80	80
	Rank 2		%	N/A	20	20
Note 1: . Note 2: If the UE reports in an available uplink reporting instance at subrame SF #n based on PMI estimation at a downlink SF not later than SF #(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: For Uplink – downlink configuration 1 the reporting interval will alternate between 1ms and 4ms.

Table 8.10.1.2.10-2: Minimum Performance for PDSCH

Test Number	Reference Channel	OCNG Pattern			Propagation Conditions (Note1)			Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
Test Number	Reference Channel	Cell 1	Cell 2	Cell 3	Cell 1	Cell 2	Cell 3	Correlation Matrix and Antenna Configuration (Note 2)	Fraction of Maximum Throughput (%)	SNR (dB) (Note 3)	UE Category
1	R.35 TDD	OP.1TDD	N/A	N/A	EVA5	EVA5	EVA5	2×4 low	70	11.2	≥2
Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent. Note 2: The correlation matrix and antenna configuration apply for Cell 1, Cell 2 and Cell 3. Note 3: SNR corresponds to of cell 1.

8.10.1.2.11 Closed loop spatial multiplexing performance – Single-Layer Spatial Multiplexing 4 Tx Antenna Port with CRS assistance information (Cell-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.2.11-2, with the addition of parameters in Table 8.10.1.2.11-1. In Table 8.10.1.2.11-1, Cell 1 is the serving cell, and Cell 2 is the aggressor cell. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1 and Cell 2, respectively. The CRS assistance information [7] is provided to the UE and includes information on Cell 2.

Table 8.10.1.2.11-1: Test Parameters

Parameter			Unit	Cell 1	Cell 2
Uplink downlink configuration				1	1
Special subframe configuration				4	4
Downlink power allocation			dB	-6	-6
			dB	-6 (Note 1)	-6 (Note 1)
		σ	dB	3	3
at antenna port			dBm/15kHz	-98	N/A
			dB	Reference Value in Table 8.10.1.2.11-2	10.45
BW_Channel			MHz	10	10
Cyclic prefix				Normal	Normal
Subframe Configuration				Non-MBSFN	Non-MBSFN
Cell ID				0	1
Cell-specific reference signals				Antenna ports 0,1,2,3
Number of control OFDM symbols (CFI)				2	2
PDSCH transmission mode				4	N/A
Precoding granularity			PRB	50	N/A
PMI delay (Note 2)			ms	8	N/A
Reporting interval			ms	1 or 4 (Note 3)	N/A
Reporting mode				PUSCH 3-1	N/A
CodeBookSubsetRestriction bitmap				000000000000FFFF	N/A
ACK/NACK feedback mode				Multiplexing	N/A
Time Offset relative to Cell 1			μs	N/A	3
Frequency shift relative to Cell 1			Hz	N/A	300
Interference model				N/A	As specified in clause B.5.3
Probability of occurrence of transmission in interference cells			%	N/A	20
Probability of occurrence of transmission rank in interfering cells	Rank 1		%	N/A	80
	Rank 2		%	N/A	20
Note 1: . Note 2: If the UE reports in an available uplink reporting instance at subrame SF #n based on PMI estimation at a downlink SF not later than SF #(n-4), this reported PMI cannot be applied at the eNB downlink before SF#(n+4). Note 3: For Uplink – downlink configuration 1 the reporting interval will alternate between 1ms and 4ms.

Table 8.10.1.2.11-2: Minimum Performance for PDSCH

Test Number	Reference Channel	OCNG Pattern		Propagation Conditions (Note1)		Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
		Cell 1	Cell 2	Cell 1	Cell 2		Fraction of Maximum Throughput (%)	SNR (dB) (Note 3)
1	R.36-1 TDD	OP.1 TDD	N/A	EVA5	EVA5	4×4 low	70	9.8	≥2
Note 1: The propagation conditions for Cell 1 and Cell 2 are statistically independent. Note 2: The correlation matrix and antenna configuration apply for Cell 1 and Cell 2. Note 3: SNR corresponds to of cell 1.

8.10.1.2.12 Closed loop spatial multiplexing performance – Single-Layer Spatial Multiplexing with CRS assistance information (User-Specific Reference Symbols)

The requirements are specified in Table 8.10.1.2.12-2, with the addition of parameters in Table 8.10.1.2.12-1. In Table 8.10.1.2.12-1, Cell 1 is the serving cell, and Cell 2 and Cell 3 are the aggressor cells. The downlink physical channel setup is according to Annex C.3.2 for each of Cell 1, Cell 2 and Cell 3, respectively. The CRS assistance information [7] is provided to the UE and includes information on Cell 2 and Cell 3.

Table 8.10.1.2.12-1: Test Parameters

Parameter			Unit	Cell 1	Cell 2	Cell 3
Uplink downlink configuration				1	1	1
Special subframe configuration				4	4	4
Downlink power allocation			dB	0	0	0
			dB	0 (Note 1)	0 (Note 1)	0 (Note 1)
		σ	dB	-3	-3	-3
at antenna port			dBm/15kHz	-98	N/A	N/A
			dB	Reference Value in Table 8.10.1.2.12-2	10.45	4.6
BW_Channel			MHz	10	10	10
Cyclic prefix				Normal	Normal	Normal
Subframe Configuration				Non-MBSFN	Non-MBSFN	Non-MBSFN
Cell ID				0	1	6
Cell-specific reference signals				Antenna ports 0,1
CSI reference signals				Antenna ports 15,16	N/A	N/A
CSI-RS periodicity and subframe offset T_CSI-RS / ∆_CSI-RS			Subframes	5 / 4	N/A	N/A
CSI reference signal configuration				8	N/A	N/A
Zero-power CSI-RS configuration I_CSI-RS / ZeroPowerCSI-RS bitmap			Subframes / bitmap	4 /0010000000000000	N/A	N/A
Number of control OFDM symbols (CFI)				2	2	2
PDSCH transmission mode				9	N/A	N/A
Precoding granularity			PRB	Frequency domain: 50 PRB Time domain: 1 ms	N/A	N/A
Beamforming model				Annex B.4.1
ACK/NACK feedback mode				Multiplexing	N/A	N/A
Time Offset relative to Cell 1			μs	N/A	3	-1
Frequency shift relative to Cell 1			Hz	N/A	300	-100
Interference model				N/A	As specified in clause B.5.4	As specified in clause B.5.4
Probability of occurrence of transmission in interference cells			%	N/A	20	20
Probability of occurrence of transmission rank in interfering cells	Rank 1		%	N/A	80	80
	Rank 2		%	N/A	20	20
Note 1: .

Table 8.10.1.2.12-2: Minimum Performance for PDSCH

Test Number	Reference Channel	OCNG Pattern			Propagation Conditions (Note1)			Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
Test Number	Reference Channel	Cell 1	Cell 2	Cell 3	Cell 1	Cell 2	Cell 3	Correlation Matrix and Antenna Configuration (Note 2)	Fraction of Maximum Throughput (%)	SNR (dB) (Note 3)	UE Category
1	R.X TDD	OP.1TDD	N/A	N/A	EVA5	EVA5	EVA5	2×4 low	70	12.0	≥2
Note 1: The propagation conditions for Cell 1, Cell 2 and Cell 3 are statistically independent. Note 2: The correlation matrix and antenna configuration apply for Cell 1, Cell 2 and Cell 3. Note 3: SNR corresponds to of cell 1.

8.10.1.2.13 Performance requirements for DCI format 2D and non Quasi Co-located Antenna Ports

8.10.1.2.13.1 Minimum requirements for QCL Type C and 3 Layers Spatial Multiplexing

The requirements are specified in Table 8.10.1.2.13.1-3, with the additional parameters in Table 8.10.1.2.13.1-1 and Table 8.10.1.2.13.1-2. The purpose of this test is to verify the UE capability of supporting non quasi-colocated antenna ports when the UE receives DCI format 2D in a scenario with non-coherent joint transmission from two transmission points. The test verifies that the UE configured with quasi co-location type C performs correct tracking and compensation of the frequency and time difference between two transmission points, channel parameters estimation, channel estimation and rate matching behaviour according to the ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’ signalling defined in [6]. In Table 8.10.1.2.13.1-1, transmission point 1 (TP 1) is the serving cell transmitting PDCCH, synchronization signals, PBCH and PDSCH, and transmission point 2 (TP 2) has different Cell ID and transmits PDSCH. In the test the PDSCH is transmitted from TP 1 and TP 2. The downlink physical channel setup for TP 1 is according to Annex C.3.2 and for TP 2 according to Annex C.3.2.

Table 8.10.1.2.13.1-1: Test Parameters

Parameter		Unit	TP 1	TP 2
Uplink downlink configuration			1	1
Special subframe configuration			4	4
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
Beamforming model			Random beamforming (rank 2)	Random beamforming (rank 1)
Cell-specific reference signals			Antenna ports 0,1	Antenna ports 0,1
CSI reference signals 0			Antenna ports {15,16,17,18}	N/A
CSI-RS 0 periodicity and subframe offset T_CSI-RS/ ∆_CSI-RS		Subframes	5 / 4
CSI reference signal 0 configuration			0
CSI reference signals 1			N/A	Antenna ports {15,16,17,18}
CSI-RS 1 periodicity and subframe offset T_CSI-RS/ ∆_CSI-RS		Subframes		5 / 4
CSI reference signal 1 configuration				8
Zero-power CSI-RS 0 configuration I_CSI-RS/ ZeroPower CSI-RS bitmap		Subframes/bitmap	4/ 0010000000000000	N/A
Zero-power CSI-RS1 configuration I_CSI-RS / ZeroPower CSI-RS bitmap		Subframes/bitmap	N/A	4/ 0010000000000000
		dB	SNR1	SNR2 = SNR1-3dB
at antenna port		dBm/15kHz	-98	-98
BW_Channel		MHz	10	10
Cyclic Prefix			Normal	Normal
Cell ID			0	126
Number of control OFDM symbols / PDSCH start			2	2
Timing offset relative to TP 1		us	N/A	2
Frequency offset relative to TP 1		Hz	N/A	200
qcl-Operation, ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’			Type C, ‘00’
PDSCH transmission mode (Note 2)			10	10
Number of allocated resource block			50	50
Note 1: Note 2: PDSCH transmission is done from both TPs (CW2 is transmitted from TP 1 and CW1 is transmitted from TP 2)

Table 8.10.1.2.13.1-2: Configurations of PQI and DL transmission hypothesis for each PQI set

PQI set index	Parameters in each PQI set		DL transmission hypothesis for each PQI Set
PQI set index	NZP CSI-RS Index (For quasi co-location)	ZP CSI-RS configuration	TP 1	TP 2
PQI set 0	CSI-RS 0 for CW2 CSI-RS 1 for CW1	ZP CSI-RS 0	PDSCH	PDSCH

Table 8.10.1.2.13.1-3: Performance Requirements

Test Number	Reference Channel		OCNG Pattern		Propagation Conditions (Note1)		Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
Test Number	TP 1	TP 2	TP 1	TP 2	TP 1	TP 2	Correlation Matrix and Antenna Configuration (Note 2)	Fraction of Maximum Throughput (%)	SNR1 (dB) (Note 3)	UE Category
1	R.98 TDD	R.99 TDD	OP.1TDD	OP.1TDD	EPA5	EPA5	4×4 Low	70	11.1	≥2
Note 1: The propagation conditions for TP 1 and TP 2 are statistically independent. Note 2: Correlation matrix and antenna configuration parameters apply for each of TP 1 and TP 2. Note 3: SNR corresponds to of TP 1 and TP 2 as defined in clause 8.1.1.

8.10.1.2.13.2 Minimum requirements for QCL Type C and 4 Layers Spatial Multiplexing

The requirements are specified in Table 8.10.1.2.13.2-3, with the additional parameters in Table 8.10.1.2.13.2-1 and Table 8.10.1.2.13.2-2. The purpose of this test is to verify the UE capability of supporting non quasi-colocated antenna ports when the UE receives DCI format 2D in a scenario with non-coherent joint transmission from two transmission points. The test verifies that the UE configured with quasi co-location type C performs correct tracking and compensation of the frequency and time difference between two transmission points, channel parameters estimation, channel estimation and rate matching behaviour according to the ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’ signalling defined in [6]. In Table 8.10.1.2.13.2-1, transmission point 1 (TP 1) is the serving cell transmitting PDCCH, synchronization signals, PBCH and PDSCH, and transmission point 2 (TP 2) has different Cell ID and transmits PDSCH. In the test the PDSCH is transmitted from TP 1 and TP 2. The downlink physical channel setup for TP 1 is according to Annex C.3.2 and for TP 2 according to Annex C.3.2.

Table 8.10.1.2.13.2-1: Test Parameters

Parameter		Unit	TP 1	TP 2
Uplink downlink configuration			1	1
Special subframe configuration			4	4
Downlink power allocation		dB	0	0
		dB	0 (Note 1)	0
	σ	dB	-3	-3
Beamforming model			Random beamforming (rank 2)	Random beamforming (rank 2)
Cell-specific reference signals			Antenna ports 0,1,2,3	Antenna ports 0,1,2,3
CSI reference signals 0			Antenna ports {15,16,17,18}	N/A
CSI-RS 0 periodicity and subframe offset T_CSI-RS/ ∆_CSI-RS		Subframes	5 / 4
CSI reference signal 0 configuration			0
CSI reference signals 1			N/A	Antenna ports {15,16,17,18}
CSI-RS 1 periodicity and subframe offset T_CSI-RS/ ∆_CSI-RS		Subframes		5 / 4
CSI reference signal 1 configuration				8
Zero-power CSI-RS 0 configuration I_CSI-RS/ ZeroPower CSI-RS bitmap		Subframes/bitmap	4/ 0010000000000000	N/A
Zero-power CSI-RS1 configuration I_CSI-RS / ZeroPower CSI-RS bitmap		Subframes/bitmap	N/A	4/ 0010000000000000
		dB	SNR1	SNR2 = SNR1
at antenna port		dBm/15kHz	-98	-98
BW_Channel		MHz	10	10
Cyclic Prefix			Normal	Normal
Cell ID			0	126
Number of control OFDM symbols / PDSCH start			2	2
Timing offset relative to TP 1		us	N/A	2
Frequency offset relative to TP 1		Hz	N/A	200
qcl-Operation, ‘PDSCH RE Mapping and Quasi-Co-Location Indicator’			Type C, ‘00’
PDSCH transmission mode (Note 2)			10	10
Number of allocated resource block			50	50
Note 1: Note 2: PDSCH transmission is done from both TPs (CW1 is transmitted from TP 1 and CW2 is transmitted from TP 2)

Table 8.10.1.2.13.2-2: Configurations of PQI and DL transmission hypothesis for each PQI set

PQI set index	Parameters in each PQI set		DL transmission hypothesis for each PQI Set
PQI set index	NZP CSI-RS Index (For quasi co-location)	ZP CSI-RS configuration	TP 1	TP 2
PQI set 0	CSI-RS 0 for CW1 CSI-RS 1 for CW2	ZP CSI-RS 0	PDSCH	PDSCH

Table 8.10.1.2.13.2-3: Performance Requirements

Test Number	Reference Channel		OCNG Pattern		Propagation Conditions (Note1)		Correlation Matrix and Antenna Configuration (Note 2)	Reference Value		UE Category
Test Number	TP 1	TP 2	TP 1	TP 2	TP 1	TP 2	Correlation Matrix and Antenna Configuration (Note 2)	Fraction of Maximum Throughput (%)	SNR1 (dB) (Note 3)	UE Category
1	R.100 TDD	R.100 TDD	OP.1TDD	OP.1TDD	EPA5	EPA5	4×4 Low	70	15.4	≥2
Note 1: The propagation conditions for TP 1 and TP 2 are statistically independent. Note 2: Correlation matrix and antenna configuration parameters apply for each of TP 1 and TP 2. Note 3: SNR corresponds to of TP 1 and TP 2 as defined in clause 8.1.1.

8.10.1.2.14 HST-SFN performance

8.10.1.2.14.1 Minimum Requirement for Rel-16 further enhanced HST

The requirements are specified in Table 8.10.1.2.14-2, with the addition of the parameters in Table 8.10.1.2.14-1 and the downlink physical channel setup according to Annex C.3.2. The purpose of this test is to verify UE performance in the HST-SFN-500 scenario. The test for HST-SFN-500 scenario defined in B.3B is applied when highSpeedEnhDemodFlag2-r16 [7] is received.

Table 8.10.1.2.14-1: Void

Table 8.10.1.2.14-2: Void

NOTE: Table 8.10.1.2.14-1 and Table 8.10.1.2.14-2 are moved to subclause 8.10.1.2.14.1 as Table 8.10.1.2.14.1-1 and Table 8.10.1.2.14.1-2.

Table 8.10.1.2.14.1-1: Test Parameters for UE performance in HST-SFN-500 scenario (FRC)

Parameter	Unit	Test 1
Downlink power allocation		dB	-3
		dB	-3 (NOTE 1)
	σ	dB	0
at antenna port		dBm/15kHz	-98
ACK/NACK feedback mode			Multiplexing
PDSCH transmission mode			3
NOTE 1: .

Table 8.10.1.2.14.1-2: Minimum performance UE in HST-SFN-500 scenario (FRC)

Test number	Band-width	Reference Channel	OCNG Pattern	Propagation Condition	Correlation Matrix and Antenna Configuration	Reference value		UE Category
						Fraction of Maximum Throughput (%)	SNR (dB)
1^{NOTE 2}	10 MHz	R.87-1 TDD	OP.1 TDD	HST-SFN-500	2×4	70	6.8	≥ 1
NOTE 1: Test case applicability is defined in 8.1.2.1 and 8.1.2.6. NOTE 2: The requirement defined is based on the normarliazed channel model, i.e.the power of each tap is normalized to the instantaneous total received power from four taps.