8.1 General

36.1013GPPEvolved Universal Terrestrial Radio Access (E-UTRA)Release 18TSUser Equipment (UE) radio transmission and reception

8.1.1 Receiver antenna capability

The performance requirements are based on UE(s) that utilize one or more antenna receivers.

For all test cases, the SNR is defined as

where NRX denotes the number of receiver antenna connectors and the superscript receiver antenna connector j. The above SNR definition assumes that the REs are not precoded. The SNR definition does not account for any gain which can be associated to the precoding operation. The relative power of physical channels transmitted is defined in Table C.3.2-1. The SNR requirement applies for the UE categories and CA capabilities given for each test.

For enhanced performance requirements type A, the SINR is defined as

where NRX denotes the number of reciver antenna connectors and the superscript receiver antenna connector j. The above SINR definition assumes that the REs are not precoded. The SINR definition does not account for any gain which can be associated to the precoding operation. The relative power of physical channels transmitted is defined in Table C.3.2-1. The SINR requirement applies for the UE categories given for each test.

For the performance requirements specified in this clause, it is assumed that NRX=2 unless otherwise stated.

Table 8.1.1-1: Void

8.1.1.1 Simultaneous unicast and MBMS operations

8.1.1.2 Dual-antenna receiver capability in idle mode

8.1.2 Applicability of requirements

8.1.2.1 Applicability of requirements for different channel bandwidths

In Clause 8 the test cases may be defined with different channel bandwidth to verify the same target FRC conditions with the same propagation conditions, correlation matrix and antenna configuration.

Test cases defined for 5MHz channel bandwidth that reference this clause are applicable to UEs that support only Band 31, 72, 73, 87 and/or 88.

8.1.2.2 Definition of CA capability

The definition with respect to CA capabilities for 2CCs is given as in Table 8.1.2.2-1. The definition with respect to CA capabilities for 3CCs is given in Table 8.1.2.2-3.

Table 8.1.2.2-1: Definition of CA capability with 2DL CCs

CA Capability

CA Capability Description

CA2_C

Intra-band contiguous CA

CA2_A2

Inter-band CA (two bands)

CA2_N2

Intra-band non-contiguous CA (with two sub-blocks)

NOTE 1: CA2_C corresponds to E-UTRA CA configurations and bandwidth combination sets defined in Table 5.6A.1-1 for 2 DL CCs.
CA2_A2 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in Table 5.6A.1-2 for 2 DL CCs.
CA2_N2 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in Table 5.6A.1-3 for 2 DL CCs.

The supported testable aggregated CA bandwidth combinations for 2CCs for each CA capability are listed in Table 8.1.2.2-2.

Table 8.1.2.2-2: Supported testable aggregated CA bandwidth combinations for different CA capability with 2DL CCs

CA Capability

Bandwidth combination for FDD CA

Bandwidth combination for TDD CA

Bandwidth combination for TDD-FDD CA

Bandwidth combination for CA with LAA SCell(s)

CA2_C

5+5MHz, 5+10MHz, 5+15MHz, 10+10MHz, 20+20MHz

20+20MHz, 15+20MHz

NA

NA

CA2_A2

10+10MHz, 20+5MHz, 10+15MHz, 10+20MHz, 15+20MHz, 20+20MHz

20+20MHz

10(FDD)+20(TDD)MHz, 15(FDD)+20(TDD)MHz, 20(FDD)+20(TDD)MHz

20(FDD)+20(LAA)MHz,

10(FDD)+20(LAA)MHz,

15(FDD)+20(LAA)MHz,

20(TDD)+20(LAA)MHz

CA2_N2

5+10MHz, 10+10MHz, 10+20MHz, 20+20MHz

20+20MHz

NA

NA

NOTE 1: This table is only for information and applicability and test rules of CA performance requirements are specified in 8.1.2.3 and 9.1.1.2.

Table 8.1.2.2-3: Definition of CA capability with 3 DL CCs

CA Capability

CA Capability Description

CA3_C

Intra-band contiguous CA

CA3_A2

Inter-band CA (two bands)

CA3_A3

Inter-band CA (three bands)

CA3_N2

Intra-band non-contiguous CA (with two sub-blocks)

NOTE 1: CA3_C corresponds to E-UTRA CA configurations and bandwidth combination sets defined in Table 5.6A.1-1 for 3 DL CCs.
CA3_A2 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in Table 5.6A.1-2 for 3 DL CCs.
CA3_A3 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in and Table 5.6A.1-2a for 3 DL CCs.
CA3_N2 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in Table 5.6A.1-3 for 3 DL CCs.

The supported testable largest aggregated CA bandwidth combinations for 3CCs for each CA capability are listed in Table 8.1.2.2-4.

Table 8.1.2.2-4: Supported largest aggregated CA bandwidth combinations for different CA capability with 3 CCs

CA capability

Bandwidth combination for FDD CA

Bandwidth combination for TDD CA

Bandwidth combination for TDD-FDD CA

Bandwidth combination for CA with LAA SCell(s)

CA3_C

NA

20+20+20MHz

NA

NA

CA3_A2

5+5+10MHz,

5+10+10MHz,

5+5+20MHz,

10+10+10MHz,

5+10+20MHz,

5+15+20MHz,

10+10+20MHz,

10+20+20MHz,

15+20+20MHz, 20+20+20MHz

15+20+20MHz,

20+20+20MHz

10(FDD)+20(TDD)+20(TDD)MHz

15(FDD)+20(TDD)+20(TDD)MHz, 20(FDD)+20(TDD)+20(TDD)MHz

10(FDD)+ 2×20(LAA)MHz,

15(FDD)+ 2×20(LAA)MHz,

20(FDD)+ 2×20(LAA)MHz,

20(TDD)+ 2×20(LAA)MHz

CA3_A3

10+10+20MHz, 10+15+15MHz, 10+15+20MHz, 10+20+20MHz, 15+15+20MHz, 15+20+20MHz, 20+20+20MHz

NA

2×20(FDD)+20(TDD)MHz,

20(FDD)+ 2×20(TDD)MHz, 20(FDD)+15(FDD)+20(TDD)MHz, 20(FDD)+10(FDD)+20(TDD)MHz,

2×15(FDD)+20(TDD)MHz

NA

CA3_N2

NA

20+20+20MHz

NA

NA

NOTE 1: This table is only for information and applicability and test rules of CA performance requirements are specified in 8.1.2.3 and 9.1.1.2.

Table 8.1.2.2-5: Definition of CA capability with 4 DL CCs

CA Capability

CA Capability Description

CA4_C

Intra-band contiguous CA

CA4_A2

Inter-band CA (two bands)

CA4_A3

Inter-band CA (three bands)

CA4_A4

Inter-band CA (four bands)

CA4_N2

Intra-band non-contiguous CA (with two sub-blocks)

NOTE 1: CA4_C corresponds to E-UTRA CA configurations and bandwidth combination sets defined in Table 5.6A.1-1 for 3 DL CCs.
CA4_A2 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in Table 5.6A.1-2 for 3 DL CCs.
CA4_A3 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in and Table 5.6A.1-2a for 3 DL CCs.

CA4_A4 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in and Table 5.6A.1-2b for 4 DL CCs
CA4_N2 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in Table 5.6A.1-3 for 3 DL CCs.

The supported testable largest aggregated CA bandwidth combinations for 4CCs for each CA capability are listed in Table 8.1.2.2-6.

Table 8.1.2.2-6: Supported largest aggregated CA bandwidth combinations for different CA capability with 4 CCs

CA capability

Bandwidth combination for FDD CA

Bandwidth combination for TDD CA

Bandwidth combination for TDD-FDD CA

Bandwidth combination for CA with LAA SCell(s)

CA4_C

NA

20+20+20+20MHz

NA

NA

CA4_A2

24x20MHz

10+3x20MHz

2×10+2x20MHz

210+5+2x20MHz

2×5+2x20MHz

3×10+20MHz

4x10MHz

20+20+20+20MHz

15+20+20+20MHz

20(FDD)+3×20(TDD)MHz

2×20(FDD)+2×20(TDD)MHz

10(FDD)+3×20(TDD)MHz

2×10(FDD)+2×20(TDD)MHz

2×10(FDD)+20+15(TDD)MHz

10(FDD)+ 3×20(LAA)MHz,

15(FDD)+ 3×20(LAA)MHz,

20(FDD)+ 3×20(LAA)MHz,

20(TDD)+ 3×20(LAA)MHz

CA4_A3

24x20MHz

15+3x20MHz

210+3x20MHz

2×10+2x20MHz

5+10+2x20MHz

2×5+2x20MHz

3×10+20MHz

25+2×10+20MHz

2×5+10+20MHz

NA

20(FDD)+3×20(TDD)MHz

2×20(FDD)+2×20(TDD)MHz,

3×20(FDD)+20(TDD)MHz 20(FDD)+15(FDD)+2×20(TDD)MHz, 2×15(FDD)+2×20(TDD)MHz

10(FDD)+20(FDD)+2×20(TDD)MHz

10(FDD)+3×20(TDD)MHz

10(FDD)+15(FDD)+2×20(TDD)MHz

2×10(FDD)+2×20(TDD)MHz

NA

CA4_A4

24x20MHz

15+3x20MHz

210+3x20MHz

2×15+2x20MHz

10+15+2x20MHz

22×10+2x20MHz

NA

3×20(FDD)+20(TDD)MHz

2×20(FDD)+15(FDD)+20(TDD)MHz, 2×15(FDD)+20(FDD)+20(TDD)MHz

2×20(FDD)+10(FDD)+20(TDD)MHz

10(FDD)+20(FDD)+2×20(TDD)MHz

10(FDD)+15(FDD)+20(FDD)+20(TDD)MHz

NA

CA4_N2

NA

20+20+20+20MHz

NA

NA

NOTE 1: This table is only for information and applicability and test rules of CA performance requirements are specified in 8.1.2.3 and 9.1.1.2.

Table 8.1.2.2-7: Definition of CA capability with 5 DL CCs

CA Capability

CA Capability Description

CA5_C

Intra-band contiguous CA

CA5_A2

Inter-band CA (two bands)

CA5_A3

Inter-band CA (three bands)

CA5_A4

Inter-band CA (four bands)

CA5_A5

Inter-band CA (five bands)

CA5_N2

Intra-band non-contiguous CA (with two sub-blocks)

NOTE 1: CA5_C corresponds to E-UTRA CA configurations and bandwidth combination sets defined in Table 5.6A.1-1 for 5 DL CCs.
CA5_A2 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in Table 5.6A.1-2 for 5 DL CCs.
CA5_A3 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in and Table 5.6A.1-2a for 5 DL CCs.

CA5_A4 corresponds to E-UTRA CA configurations and bandwidth

combination sets defined in and Table 5.6A.1-2b for 5 DL CCs

CA5_A5 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in and Table 5.6A.1-2c for 5 DL CCs
CA5_N2 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in Table 5.6A.1-3 for 5 DL CCs.

The supported testable largest aggregated CA bandwidth combinations for 5CCs for each CA capability are listed in Table 8.1.2.2-8.

Table 8.1.2.2-8: Supported largest aggregated CA bandwidth combinations for different CA capability with 5 CCs

CA capability

Bandwidth combination for FDD CA

Bandwidth combination for TDD CA

Bandwidth combination for TDD-FDD CA

Bandwidth combination for CA with LAA SCell(s)

CA5_C

NA

5×20MHz

NA

NA

CA5_A2

5×20MHz

3×20+2x10MHz

20+4x10MHz

5×20MHz

15+4X20MHz

2×20(FDD)+3×20(TDD)

20(FDD)+4×20(TDD)MHz

2×10(FDD)+3×20(TDD)MH

10(FDD)+ 4×20(LAA)MHz,

15(FDD)+ 4×20(LAA)MHz,

20(FDD)+ 4×20(LAA)MHz,

20(TDD)+ 4×20(LAA)MHz

CA5_A3

5×20MHz

10+4x20MHz

2×10+3x20MHz

5+10+3x20MHz

3×10+2x20MHz

4×10+20MHz

NA

3×20(FDD)+2×20(TDD)MHz

20(FDD)+4×20(TDD)MHz

2×20(FDD)+3×20(TDD)MHz

10(FDD)+4×20(TDD)MHz

NA

CA5_A4

5×20MHz

15+4x20MHz

10+4x20MHz

2×10+3x20MHz

3×10+2x20MHz

NA

3×20(FDD)+2×20(TDD)MHz

15+2×20(FDD)+2×20(TDD)MHz

0+2×20(FDD)+2×20(TDD)MHz2×15+20(FDD)+2×20(TDD)MHz

10+15+20(FDD)+2×20(TDD)MHz

10+20(FDD)+3x20MHz

NA

CA5_A5

5×20MHz

NA

4×20(FDD)+20(TDD)MHz

NA

CA5_N2

NA

5×20MHz

NA

NA

NOTE 1: This table is only for information and applicability and test rules of CA performance requirements are specified in 8.1.2.3 and 9.1.1.2.

Table 8.1.2.2-9: Definition of CA capability with 6 DL CCs

CA Capability

CA Capability Description

CA6_C

Intra-band contiguous CA

CA6_A2

Inter-band CA (two bands)

CA6_A3

Inter-band CA (three bands)

CA6_A4

Inter-band CA (four bands)

CA6_A5

Inter-band CA (five bands)

CA6_N2

Intra-band non-contiguous CA (with two sub-blocks)

NOTE 1: CA6_C corresponds to E-UTRA CA configurations and bandwidth combination sets defined in Table 5.6A.1-1 for 6 DL CCs.
CA5_A2 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in Table 5.6A.1-2 for 6 DL CCs.
CA5_A3 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in and Table 5.6A.1-2a for 6 DL CCs.

CA5_A4 corresponds to E-UTRA CA configurations and bandwidth

combination sets defined in and Table 5.6A.1-2b for 6 DL CCs

CA5_A5 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in and Table 5.6A.1-2c for 6 DL CCs
CA5_N2 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in Table 5.6A.1-3 for 6 DL CCs.

The supported testable largest aggregated CA bandwidth combinations for 6CCs for each CA capability are listed in Table 8.1.2.2-10.

Table 8.1.2.2-10: Supported largest aggregated CA bandwidth combinations for different CA capability with 6 CCs

CA capability

Bandwidth combination for FDD CA

Bandwidth combination for TDD CA

Bandwidth combination for TDD-FDD CA

Bandwidth combination for CA with LAA SCell(s)

CA6_C

NA

NA

NA

NA

CA6_A2

NA

6×20MHz

20(FDD)+5×20(TDD)MHz

2×20(FDD)+4×20(TDD)MHz

10(FDD)+ 5×20(LAA)MHz,

15(FDD)+ 5×20(LAA)MHz,

20(FDD)+ 5×20(LAA)MHz,

20(TDD)+ 5×20(LAA)MHz

CA6_A3

NA

NA

20(FDD)+5×20(TDD)MHz

2×20(FDD)+4×20(TDD)MHz

NA

CA6_A4

6×20MHz

NA

20(FDD)+5×20(TDD)MHz

2×20(FDD)+4×20(TDD)MHz

NA

CA6_A5

NA

NA

NA

NA

CA6_N2

NA

NA

NA

NA

NOTE 1: This table is only for information and applicability and test rules of CA performance requirements are specified in 8.1.2.3 and 9.1.1.2.

Table 8.1.2.2-11: Definition of CA capability with 7 DL CCs

CA Capability

CA Capability Description

CA7_C

Intra-band contiguous CA

CA7_A2

Inter-band CA (two bands)

CA7_A3

Inter-band CA (three bands)

CA7_A4

Inter-band CA (four bands)

CA7_A5

Inter-band CA (five bands)

CA7_N2

Intra-band non-contiguous CA (with two sub-blocks)

NOTE 1: CA6_C corresponds to E-UTRA CA configurations and bandwidth combination sets defined in Table 5.6A.1-1 for 7 DL CCs.
CA5_A2 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in Table 5.6A.1-2 for 7 DL CCs.
CA5_A3 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in and Table 5.6A.1-2a for 7 DL CCs.

CA5_A4 corresponds to E-UTRA CA configurations and bandwidth

combination sets defined in and Table 5.6A.1-2b for 7 DL CCs

CA5_A5 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in and Table 5.6A.1-2c for 7 DL CCs
CA5_N2 corresponds to E-UTRA CA configurations and bandwidth combination sets defined in Table 5.6A.1-3 for 7 DL CCs.

The supported testable largest aggregated CA bandwidth combinations for 7CCs for each CA capability are listed in Table 8.1.2.2-12.

Table 8.1.2.2-12: Supported largest aggregated CA bandwidth combinations for different CA capability with 7 CCs

CA capability

Bandwidth combination for FDD CA

Bandwidth combination for TDD CA

Bandwidth combination for TDD-FDD CA

Bandwidth combination for CA with LAA SCell(s)

CA7_C

NA

NA

NA

NA

CA7_A2

NA

7×20MHz

20(FDD)+6×20(TDD)MHz

2×20(FDD)+5×20(TDD)MHz

10(FDD)+ 6×20(LAA)MHz,

15(FDD)+ 6×20(LAA)MHz,

20(FDD)+ 6×20(LAA)MHz,

20(TDD)+ 6×20(LAA)MHz

CA7_A3

NA

NA

20(FDD)+6×20(TDD)MHz

2×20(FDD)+5×20(TDD)MHz

NA

CA7_A4

7×20MHz

NA

20(FDD)+6×20(TDD)MHz

2×20(FDD)+5×20(TDD)MHz

NA

CA7_A5

NA

NA

NA

NA

CA7_N2

NA

NA

NA

NA

NOTE 1: This table is only for information and applicability and test rules of CA performance requirements are specified in 8.1.2.3 and 9.1.1.2.

For test cases with more than one component carrier, "Fraction of Maximum Throughput" in the performance requirement refers to the ratio of the sum of throughput values of all component carriers to the sum of the nominal maximum throughput values of all component carriers, unless otherwise stated.

8.1.2.2A Definition of dual connectivity capability

The definition with respect to dual connectivity capabilities for configurations with 2CCs is given as in Table 8.1.2.2A-1. The definition with respect to dual connectivity capabilities for configurations with 3CCs is given as in Table 8.1.2.2A-3.

Table 8.1.2.2A-1: Definition of dual connectivity capability with 2DL CCs

Dual connectivity Capability

Dual connectivity capability Description

DC_A_2

Inter-band dual connecitivty (two bands)

NOTE 1: DC_A_2 corresponds to E-UTRA dual connectivity configurations and bandwidth combination sets defined for inter-band dual connecitivty (two bands) as specified in 5.6C .

The supported testable dual connectivity bandwidth combinations for 2CCs for each dual connectivity capability are listed in Table 8.1.2.2A-2.

Table 8.1.2.2A-2: Supported testable dual connectivity bandwidth combinations for different dual connectivitys capability with 2DL CCs

Dual connectivity capability

Bandwidth combination for FDD dual connectivity

Bandwidth combination for TDD dual connectivity

Bandwidth combination for TDD-FDD dual connectivity

DC_A_2

10+10MHz, 10+20MHz, 15+15MHz,15+20MHz, 20+20MHz,15+5MHz

20+20MHz

20(FDD)+20(TDD)MHz

NOTE 1: This table is only for information and applicability and test rules of dual connectivity performance requirements are specified in 8.1.2.3A

Table 8.1.2.2A-3: Definition of dual connectivity capability with 3DL CCs

Dual connectivity Capability

Dual connectivity capability Description

DC_A_3

Inter-band dual connecitivty (three bands)

NOTE 1: DC_A_3 corresponds to E-UTRA dual connectivity configurations and bandwidth combination sets defined for inter-band dual connecitivty (three bands) as specified in 5.6C.

The supported testable dual connectivity bandwidth combinations for 3CCs for each dual connectivity capability are listed in Table 8.1.2.2A-4.

Table 8.1.2.2A-4: Supported testable dual connectivity bandwidth combinations for different dual connectivitys capability with 3DL CCs

Dual connectivity capability

Bandwidth combination for FDD dual connectivity

Bandwidth combination for TDD dual connectivity

DC_A_3

20+20+15MHz, 20+15+15MHz

NA

NOTE 1: This table is only for information and applicability and test rules of dual connectivity performance requirements are specified in 8.1.2.3A

8.1.2.3 Applicability and test rules for different CA configurations and bandwidth combination sets

The performance requirement for CA UE demodulation tests in Clause 8 are defined independent of CA configurations and bandwidth combination sets specified in Clause 5.6A. For UEs supporting different CA configurations and bandwidth combination sets, the applicability and test rules are defined for the tests for 2 DL CCs in Table 8.1.2.3-1 and 3 or more DL CCs in Table 8.2.2.3-2. For simplicity, CA configuration below refers to combination of CA configuration and bandwidth combination set.

Table 8.1.2.3-1: Applicability and test rules for CA UE demodulation tests with 2 DL CCs

Tests

CA capability where the tests apply

CA configuration from the selected CA capbility where the tests apply

CA Bandwidth combination to be tested in priority order

CA tests with 2CCs in Clause 8.2.1.1.1, 8.2.1.4.3

Any one of the supported CA capabilities

Any one of the supported FDD CA configurations

10+10 MHz, 20+20 MHz, 5+5 MHz, 10MHz+5MHz, 15MHz+5MHz

CA tests with 2CCs in Clause 8.2.1.3.1

Each supported CA capability

Any one of the supported FDD CA configurations in each CA capability

10+10 MHz, 20+20 MHz, 5+5 MHz, 10MHz+5MHz, other combinations

CA tests with 2CCs in Clause 8.2.1.3.1A, 8.7.1, 8.2.1.9.2

Any one of the supported CA capabilities with largest aggregated CA bandwidth combination

Any one of the supported FDD CA configurations with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

CA tests with 2CCs in Clause 8.2.1.7.1

CA_C

Supported FDD intra-band contiguous CA configurations covering the lowest and highest operating bands

Largest aggregated CA bandwidth combinations

CA tests with 2CCs in Clause 8.2.2.1.1, 8.2.2.4.3, 8.2.2.9.2

Any one of the supported CA capabilities with largest aggregated CA bandwidth combination

Any one of the supported TDD CA configurations with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

CA tests with 2CCs in Clause 8.2.2.3.1

Each supported CA capability

Any one of the supported TDD CA configurations in each CA capability with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

CA tests with 2CCs in Clause 8.2.2.3.1A, 8.7.2

Any one of the supported CA capabilities with largest aggregated CA bandwidth

Any one of the supported TDD CA configurations with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

CA tests with 2CCs in 8.2.2.7.1

CA_C

Supported TDD intra-band contiguous CA configurations

covering the lowest and highest operating bands

Largest aggregated CA bandwidth combinations

CA tests with 2CCs in Clause 8.2.1.8.1

CA_N

CA_3A-3A defined in Table 5.6A.1-3

10+10 MHz

CA tests with 2CCs in Clause 8.2.2.8.1

CA2_C

CA_41C defined in Table 5.6A.1-1

20+20 MHz

CA tests in Clause 8.2.1.10.1 (NOTE 4)

CA2_C

CA_1C and CA_3C defined in Table 5.6A.1-1

Largest aggregated CA bandwidth combinations

NOTE 1: The applicability and test rules are specified in this table, unless otherwise stated.

NOTE 2: Number of the supported bandwidth combinations to be tested from each selected CA configuration is 1.

NOTE 3: A single Uplink CC is configured for all tests.

NOTE 4: For FDD carriers with minimum channel spacing, UE only supports the carriers in the following scenarios:

Inter-band CA with ≥3 CCs, where Band 1 is with 1 CC and normal spacing (PCell) and Band 2 is with 2 intra-band contiguous CCs and minimum channel spacing (SCell), or

Band 1 is configured with 1CC and normal spacing, and UE accesses the CC on Band 1, and then handed over to Band 2 with 2 intra-band contiguous CCs and minimum channel spacing.

Table 8.1.2.3-2: Applicability and test rules for CA UE demodulation tests with 3 or more DL CCs

Tests

CA capability where the tests apply

CA configuration from the selected CA capbility where the tests apply

CA Bandwidth combination to be tested in priority order

CA tests with 3 or more CCs in Clause 8.2.1.1.1, 8.2.1.4.3, 8.7.1, 8.2.1.9.1

Any one of the supported CA capabilities with largest aggregated CA bandwidth combination

Any one of the supported FDD CA configurations with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

CA tests with 3 or more CCs in Clause 8.2.1.3.1

Each supported CA capability

Any one of the supported FDD CA configurations in each CA capability with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

CA tests with 3 or more CCs in Clause 8.2.2.1.1, 8.2.2.4.3, 8.7.2, 8.2.2.9.2

Any one of the supported CA capabilities with largest aggregated CA bandwidth combination

Any one of the supported TDD CA configurations with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

CA tests with 3 or more CCs in Clause 8.2.2.3.1

Each supported CA capability

Any one of the supported TDD CA configurations in each CA capability with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

CA tests with 3CCs in Clause 8.2.2.8.1

CA3_C

CA_41D defined in Table 5.6A.1-1

20+20+20 MHz

NOTE 1: The applicability and test rules are specified in this table, unless otherwise stated.

NOTE 2: Number of the supported bandwidth combinations to be tested from each selected CA configuration is 1.

NOTE 3: A single Uplink CC is configured for all tests

8.1.2.3A Applicability and test rules for different dual connectivity configuration and bandwidth combination set

The performance requirement for dual connectivity UE demodulation tests in Clause 8 are defined independent of dual connectivity configurations and bandwidth combination sets specified in Clause 5.6C.1. For UEs supporting difrerent dual connectivity configurations and bandwidth combination sets, the applicability and test rules are defined for the tests for the configurations with 2CCs in Table 8.1.2.3A-1 and 3 DL CCs in Table 8.1.2.3A-2. For simplicity, dual connectivity configuration below refers to combination of dual connectivity configuration and bandwidth set.

Both CA performance requirements and dual connectivity performance requirements are applied for dual connectivity capable UE.

Table 8.1.2.3A-1: Applicability and test rules for dual connectivity UE demodulation tests with 2DL CCs

Tests

Dual connectivity capability where the tests apply

Dual connectivity configuration from the selected CA capbility where the tests apply

Dual connectivity Bandwidth combination to be tested in priority order

Dual connectivity test with 2CCs in Clause 8.2.1.4.3A, 8.7.6

Any one of the supported dual connectivity capabilities with largest aggregated dual connectivity bandwidth combination

Any one of the supported FDD dual connectvity configurations with the largest aggregated dual connectivity bandwidth combimation

Largest dual connectivity aggregated bandwidth combination

Dual connectivity test with 2CCs in Clause 8.2.2.4.3A, 8.7.7

Any one of the supported dual connectivity capabilities with largest aggregated dual connectivity bandwidth combination

Any one of the supported TDD dual connectvity configurations with the largest aggregated dual connectivity bandwidth combination

Largest dual connectivity aggregated bandwidth combination

Dual connectivity test with TDD FDD 2CCs in Clause 8.2.3.4, 8.7.8

Any one of the supported dual connectivity capabilities with largest aggregated dual connectivity bandwidth combination

Any one of the supported TDD FDD dual connectvity configurations with the largest aggregated dual connectivity bandwidth combination

Largest dual connectivity aggregated bandwidth combination

NOTE 1: The applicability and test rules are specified in this table, unless otherwise stated.

NOTE 2: Number of the supported bandwidth combinations to be tested from each selected DC or CA configuration is 1.

Table 8.1.2.3A-2: Applicability and test rules for dual connectivity UE demodulation tests with 3DL CCs

Tests

Dual connectivity capability where the tests apply

Dual connectivity configuration from the selected CA capbility where the tests apply

Dual connectivity Bandwidth combination to be tested in priority order

Dual connectivity test with 3CCs in Clause 8.2.1.4.3A, 8.7.6

Any one of the supported dual connectivity capabilities with largest aggregated dual connectivity bandwidth combination

Any one of the supported FDD dual connectvity configurations with the largest aggregated dual connectivity bandwidth combimation

Largest dual connectivity aggregated bandwidth combination

NOTE 1: The applicability and test rules are specified in this table, unless otherwise stated.

NOTE 2: Number of the supported bandwidth combinations to be tested from each selected DC or CA configuration is 1.

8.1.2.3B Applicability and test rules for different TDD-FDD CA configurations and bandwidth combination sets

The performance requirement for TDD-FDD CA UE demodulation tests in Clause 8 are defined independent of CA configurations and bandwidth combination sets specified in Clause 5.6A.1. For UEs supporting different CA configurations and bandwidth combination sets, the applicability and test rules are defined for the tests for 2 DL TDD-FDD CA in Table 8.1.2.3B-1 and in Table 8.1.2.3B-2 for 3 or more DL TDD-FDD CA. For simplicity, CA configuration below refers to combination of CA configuration and bandwidth combination set.

Table 8.1.2.3B-1: Applicability and test rules for CA UE demodulation tests for TDD-FDD CA with 2 DL CCs

Tests

CA capability where the tests apply

CA configuration from the selected CA capbility where the tests apply

CA Bandwidth combination to be tested in priority order

CA tests with 2CCs in Clause 8.2.3.1.1,

8.2.3.2.1A,

8.2.3.3.1, 8.7.5.1, 8.2.3.5.1

Any one of the supported CA capabilities with largest aggregated CA bandwidth combination

Any one of the supported TDD-FDD CA configurations with FDD PCell with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

CA tests with 2CCs in Clause 8.2.3.2.1

Each supported CA capability

Any one of the supported TDD-FDD CA configurations with FDD PCell in each CA capability with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

CA tests with 2CCs in Clause 8.2.3.1.2,

8.2.3.2.2A,

8.2.3.3.2, 8.7.5.2, 8.2.3.5.2

Any one of the supported CA capabilities with largest aggregated CA bandwidth combination

Any one of the supported TDD-FDD CA configurations with TDD PCell with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

CA tests with 2CCs in Clause 8.2.3.2.2

Each supported CA capability

Any one of the supported TDD-FDD CA configurations with TDD PCell in each CA capability with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

NOTE 1: The applicability and test rules are specified in this table, unless otherwise stated.

NOTE 2: Number of the supported bandwidth combinations to be tested from each selected CA configuration is 1.

NOTE 3: A single Uplink CC is configured for all tests.

Table 8.1.2.3B-2: Applicability and test rules for CA UE demodulation tests for TDD-FDD CA with 3 or more DL CCs

Tests

CA capability where the tests apply

CA configuration from the selected CA capbility where the tests apply

CA Bandwidth combination to be tested in priority order

CA tests with 3CCs, 4CCs, 5CCs in Clause 8.2.3.1.1,

8.2.3.2.1A,

8.2.3.3.1, 8.7.5.1

Any one of the supported CA capabilities with largest aggregated CA bandwidth combination

Any one of the supported TDD-FDD CA configurations with FDD PCell with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

CA tests with 3CCs, 4CCs, 5CCs in Clause 8.2.3.2.1

Each supported CA capability

Any one of the supported TDD-FDD CA configurations with FDD PCell in each CA capability with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

CA tests with 3CCs, 4CCs, 5CCs in Clause 8.2.3.1.2,

8.2.3.2.2A,

8.2.3.3.2, 8.7.5.2

Any one of the supported CA capabilities with largest aggregated CA bandwidth combination

Any one of the supported TDD-FDD CA configurations with TDD PCell with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

CA tests with 3CCs, 4CCs, 5CCs in Clause 8.2.3.2.2

Each supported CA capability

Any one of the supported TDD-FDD CA configurations with TDD PCell in each CA capability with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

NOTE 1: The applicability and test rules are specified in this table, unless otherwise stated.

NOTE 2: Number of the supported bandwidth combinations to be tested from each selected CA configuration is 1.

NOTE 3: A single Uplink CC is configured for all tests.

8.1.2.3C Applicability and test rules for SDR tests for 4Rx capable UEs

For FDD single carrier or CA, UE is required to fulfill SDR tests specified in section 8.7.9. For TDD single carrier or CA, UE is required to fulfill SDR tests specified in section 8.7.10. For TDD-FDD CA, UE is required to fulfill SDR test in section 8.7.11.

For FDD DC, UE is required to fulfill SDR tests specified in section 8.7.13. For TDD DC, UE is required to fulfill SDR tests specified in section 8.7.14. For TDD-FDD DC, UE is required to fulfill SDR test in section 8.7.15.

For single carrier or CA SDR tests, CA configuration, bandwidth combination and MIMO layer on each CC is determined by following procedure.

– Select one CA bandwidth combination among all supported CA configurations with bandwidth combination and MIMO layer on each CC that leads to largest equivalent aggregated bandwidth among all CA bandwidth combinations supported by UE. Equivalent aggregated bandwidth is defined as

where is number of CCs, and is MIMO layer and bandwidth of CC .

– When there are multiple sets of {CA configuration, bandwidth combination, MIMO layer} with same largest aggregated bandwidth, select one among sets with largest number of 4 layer CCs.

– The procedure applies also for single carrier using operating band instead of CA configuration, and bandwidth instead of bandwidth combination.

For DC SDR tests, DC configuration, bandwidth combination and MIMO layer on each CC is determined by following procedure.

– Select one DC bandwidth combination among all supported DC configurations with bandwidth combination and MIMO layer on each CC that leads to largest equivalent aggregated bandwidth among all DC bandwidth combinations supported by UE. Equivalent aggregated bandwidth is defined as

where is number of CCs, and is MIMO layer and bandwidth of CC .

– When there are multiple sets of {DC configuration, bandwidth combination, MIMO layer} with same largest aggregated bandwidth, select one among sets with largest number of 4 layer CCs.

For UEs with no supported 4Rx RF bands the applicability rule in 8.1.2.3C is not applied for SDR tests.

8.1.2.3D Applicability and test rules for different CA with LAA SCell(s) configurations and bandwidth combination sets

The performance requirement for CA with LAA SCell(s) UE demodulation tests in Clause 8 are defined independent of CA configurations and bandwidth combination sets specified in Clause 5.6A.1. For UEs supporting different CA with LAA SCell(s) configurations and bandwidth combination sets, the applicability and test rules are defined for the tests for 2 DL CA with LAA SCell(s) in Table 8.1.2.3D-1 and in Table 8.1.2.3D-2 for 3 or more DL CA with LAA SCell(s). For simplicity, CA configuration below refers to combination of CA with LAA SCell(s) configuration and bandwidth combination set.

Table 8.1.2.3D-1: Applicability and test rules for CA UE demodulation tests for CA with LAA SCell(s) with 2 DL CCs

Tests

CA capability where the tests apply

CA configuration from the selected CA capbility where the tests apply

CA Bandwidth combination to be tested in priority order

CA tests with 2CCs in Clause 8.2.4.1.1,

8.3.3.1.1

Any one of the supported CA capabilities with largest aggregated CA bandwidth combination

Any one of the supported CA with LAA SCell(s) configurations with FDD PCell with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

CA tests with 2CCs in Clause 8.2.4.1.2,

8.3.3.1.2

Any one of the supported CA capabilities with largest aggregated CA bandwidth combination

Any one of the supported CA with LAA SCell(s) configurations with TDD PCell with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

NOTE 1: The applicability and test rules are specified in this table, unless otherwise stated.

NOTE 2: Number of the supported bandwidth combinations to be tested from each selected CA configuration is 1.

NOTE 3: A single Uplink CC is configured for all tests.

Table 8.1.2.3D-2: Applicability and test rules for CA UE demodulation tests for CA with LAA SCell(s) with 3 or more DL CCs

Tests

CA capability where the tests apply

CA configuration from the selected CA capbility where the tests apply

CA Bandwidth combination to be tested in priority order

CA tests with 2CCs in Clause 8.2.4.1.1,

8.3.3.1.1

Any one of the supported CA capabilities with largest aggregated CA bandwidth combination

Any one of the supported CA with LAA SCell(s) configurations with FDD PCell with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

CA tests with 2CCs in Clause 8.2.4.1.2,

8.3.3.1.2

Any one of the supported CA capabilities with largest aggregated CA bandwidth combination

Any one of the supported CA with LAA SCell(s) configurations with TDD PCell with largest aggregated CA bandwidth combination

Largest aggregated CA bandwidth combination

NOTE 1: The applicability and test rules are specified in this table, unless otherwise stated.

NOTE 2: Number of the supported bandwidth combinations to be tested from each selected CA configuration is 1.

NOTE 3: A single Uplink CC is configured for all tests.

8.1.2.3E Applicability and test rules for SDR tests for 8Rx capable UEs

UE with support of 8Rx RF bands is required to fulfill the specified SDR tests for 8Rx test in section 8.7.17.

For single carrier or CA SDR tests, CA configuration, bandwidth combination and MIMO layer on each CC is determined by following procedure.

  • Select the set(s) of {CA configuration, bandwidth combination, MIMO layer} among all the supported CA configurations that leads to the largest equivalent aggregated bandwidth which does not cause the transport block bits within a TTI to exceed the capability of the category of UE under test when the defined reference channel applies on each CC. The equivalent aggregated bandwidth is defined as

where is the number of CCs, and are MIMO layer and bandwidth of CC , and for and for

– The procedure applies also for single carrier using operating band instead of CA configuration, and bandwidth instead of bandwidth combination.

8.1.2.4 Test coverage for different number of component carriers

For FDD tests specified in 8.2.1.1.1, 8.2.1.3.1, 8.2.1.4.3, and 8.7.1, if corresponding CA tests are tested, the test coverage can be considered fulfilled without executing single carrier tests.

For TDD tests specified in 8.2.2.1.1, 8.2.2.3.1, 8.2.2.4.3, and 8.7.2, if corresponding CA tests are tested, the test coverage can be considered fulfilled without executing single carrier tests.

For TDD FDD tests specified in 8.2.3.1, 8.2.3.2, 8.2.3.3, 8.2.3.5, and 8.7.5, if corresponding TDD FDD CA tests are tested, the test coverage can be considered fulfilled without executing both FDD and TDD single carrier tests.

For FDD CA tests specified in 8.2.1.1.1, 8.2.1.4.3, 8.7.1, 8.13.1.1.1 and 8.13.1.2.1, among all supported CA capabilities, if corresponding CA tests with the largest number of CCs supported by the UE are tested, the test coverage can be considered fulfilled without executing the CA tests with less than the largest number of CCs supported by the UE.

For FDD CA tests specified in 8.2.1.3.1, for each supported CA capability, if corresponding CA tests with the largest number of CCs supported by the UE are tested, the test coverage can be considered fulfilled without executing the CA tests with less than the largest number of CCs supported by the UE.

For TDD CA tests specified in 8.2.2.1.1, 8.2.2.4.3, 8.7.2, 8.13.2.1.1 and 8.13.2.2.1, among all supported CA capabilities, if corresponding CA tests with the largest number of CCs supported by the UE are tested, the test coverage can be considered fulfilled without executing the CA tests with less than the largest number of CCs supported by the UE.

For TDD CA tests specified in 8.2.2.3.1, for each supported CA capability, if corresponding CA tests with the largest number of CCs supported by the UE are tested, the test coverage can be considered fulfilled without executing the CA tests with less than the largest number of CCs supported by the UE.

For TDD FDD CA tests specified in 8.2.3.1, 8.2.3.3, 8.7.5, 8.13.3.1 and 8.13.3.2, among all supported CA capabilities, if corresponding CA tests with the largest number of CCs supported by the UE are tested, the test coverage can be considered fulfilled without executing the TDD FDD CA tests with less than the largest number of CCs supported by the UE.

For TDD FDD CA tests specified in 8.2.3.2 and 8.2.3.5, for each supported CA capability, if corresponding CA tests with the largest number of CCs supported by the UE are tested, the test coverage can be considered fulfilled without executing the TDD FDD CA tests with less than the largest number of CCs supported by the UE.

For FDD CA power imbalance tests specified in 8.2.1.7.1, if they are are tested with FDD intra-band contiguous CA configurations with 2 DL CCs, the test coverage can be considered fulfilled with FDD intra-band contiguous CA configurations with 3 or more DL CCs supported by the UE.

For TDD CA power imbalance tests specified in 8.2.2.7.1, if they are are tested with TDD intra-band contiguous CA configurations with 2 DL CCs, the test coverage can be considered fulfilled with TDD intra-band contiguous CA configurations with 3 or more DL CCs supported by the UE.

For FDD DC tests specified in 8.2.1.4.3A, 8.7.6 and 8.13.1.1.2, among all supported DC capabilities, if corresponding DC tests with the largest number of CCs supported by the UE are tested, the test coverage can be considered fulfilled without executing the DC tests with less than the largest number of CCs supported by the UE.

For TDD DC tests specified in 8.2.2.4.3A, 8.7.7 and 8.13.2.1.2, among all supported DC capabilities, if corresponding DC tests with the largest number of CCs supported by the UE are tested, the test coverage can be considered fulfilled without executing the DC tests with less than the largest number of CCs supported by the UE.

For TDD FDD DC tests specified in 8.2.3.4, 8.7.8 and 8.13.3.5, among all supported DC capabilities, if corresponding DC tests with the largest number of CCs supported by the UE are tested, the test coverage can be considered fulfilled without executing the DC tests with less than the largest number of CCs supported by the UE.

For LAA SCell(s) with FDD PCell tests specified in 8.2.4.1.1 and 8.3.3.1.1, for each supported CA capability, if corresponding CA with LAA SCell(s) tests with the largest number of CCs supported by the UE are tested, the test coverage can be considered fulfilled without executing the CA with LAA SCell(s) tests with less than the largest number of CCs supported by the UE.

For LAA SCell(s) with TDD PCell tests specified in 8.2.4.1.2 and 8.3.3.1.2, for each supported CA capability, if corresponding CA with LAA SCell(s) tests with the largest number of CCs supported by the UE are tested, the test coverage can be considered fulfilled without executing the CA with LAA SCell(s) tests with less than the largest number of CCs supported by the UE.

8.1.2.5 Applicability of performance requirements for Type B receiver

For TM10 capable UE, if corresponding tests specified in 8.3.1.1F, 8.3.2.1G, 9.3.8.3 are tested, the test coverage can be considered fulfilled without executing the tests specified in 8.3.1.1C, 8.3.2.1D, 9.3.8.2. For a UE which does not have TM10 capability, the tests specified in sections 8.3.1.1C, 8.3.2.1D, 9.3.8.2 should be used.

8.1.2.6 Applicability of performance requirements for 4Rx capable UEs

For 4Rx capable UEs, the 2Rx supported RF bands and 4Rx supported RF bands are up to UE’s declaration.

8.1.2.6.1 Applicability rule and antenna connection for single carrier tests with 2Rx

For 4Rx capable UEs all single carrier tests specified in 8.2 to 8.8 with 2Rx are tested on any of the 2 Rx supported RF bands by connecting 2 out of the 4Rx with data source from system simulator, and the other 2 Rx are connected with zero input, depending on UE’s declaration and AP configuration. Same requirements specified with 2Rx should be applied.

For 4Rx capable UEs without any 2Rx RF bands, all single carrier tests specified in 8.2 to 8.8 with 2Rx are tested on any of the 4Rx supported RF bands by duplicating the fading channel from each Tx antenna and add independent noise for each Rx antenna. Figure 8.1.2.6.1-1 shows an example of antenna connection for 4Rx UE in any one 4Rx supported RF band to perform a 2Rx performance test with antenna configuration as 2×2 without interference for information. The SNR requirements should be applied with 1.5 dB less than the number specified with 2Rx for test configuration with CRS-based TM and with 1.5 dB less than the number specified with 2Rx for test configuration with DMRS-based TM.

Figure 8.1.2.6.1-1 Antenna connection example for 2Rx tests with antenna configuration as 2×2 without interference (informative)

For 4Rx capable UEs without any 2Rx supported RF bands, for all single carrier tests listed in Table 8.1.2.6.1-0 specified from 8.2 to 8.8 with 2Rx can be skipped.

Table 8.1.2.6.1-0: Requirement lists for 4Rx capable UEs

Requirement lists

Enhanced downlink control channel performance requirements type A

Enhanced downlink control channel performance requirements type B

Enhanced performance requirements type B

Enhanced performance requirements type C

Requirements with demodulation subframe overlaps with aggressor cell ABS

Requirements with demodulation subframe overlaps with aggressor cell ABS and CRS assistance information are configured

Requirements with CRS assistance information configured

For 4Rx capable UEs, if corresponding tests listed from the 4Rx test lists from Table 8.1.2.6.1-1 are tested, the test coverage can be considered fulfilled without executing the corresponding tests listed from the 2Rx test lists from Table 8.1.2.6.1-1.

Table 8.1.2.6.1-1: Applicability rules for single carrier tests with 2Rx

4Rx test lists

2Rx test lists

8.10.1.1.1 Test 1

8.2.1.2.1 Test 1

8.10.1.1.2 Test 1

8.2.1.3.1 Test 1

8.10.1.1.3 Test 1

8.2.1.4.1B Test 1

8.10.1.1.4 Test 1

8.2.1.4.2 Test 1

8.10.1.1.4 Test 2

8.2.1.4.2 Test 3

8.10.1.1.5 Test 1

8.3.1.1A Test 1

8.10.1.1.5A Test 1

8.3.1.1 Test 2

8.10.1.1.5B Test 1

8.3.1.1H Test 1

8.10.1.1.6 Test 1

8.3.1.2 Test 1

8.10.1.1.14 Test 1

8.2.1.9.2 Test 1

8.10.1.2.1 Test 1

8.2.2.2.1 Test 1

8.10.1.2.2 Test 1

8.2.2.3.1 Test 1

8.10.1.2.3 Test 1

8.2.2.4.1B Test 1

8.10.1.2.4 Test 1

8.2.2.4.2 Test 1

8.10.1.2.4 Test 2

8.2.2.4.2 Test 3

8.10.1.2.5 Test 1

8.3.2.1B Test 1

8.10.1.2.5A Test 1

8.3.2.1A Test 2

8.10.1.2.5B Test 1

8.3.1.1I Test 1

8.10.1.2.6 Test 1

8.3.2.2 Test 2

8.10.1.2.14 Test 1

8.2.2.9.2 Test 1

8.10.2.1.1 Test 1

8.4.1.1 Test 1

8.10.2.1.2 Test 1

8.4.1.2.1 Test 1

8.10.2.1.3 Test 1

8.4.1.2.2 Test 1

8.10.2.2.1 Test 1

8.4.2.1 Test 1

8.10.2.2.2 Test 1

8.4.2.2.1 Test 1

8.10.2.2.3 Test 1

8.4.2.2.2 Test 1

8.10.3.1.1 Test 1

8.5.1.1 Test 1

8.10.3.1.2 Test 1

8.5.1.2.1 Test 1

8.10.3.1.3 Test 1

8.5.1.2.2 Test 1

8.10.3.2.1 Test 1

8.5.2.1 Test 1

8.10.3.2.2 Test 1

8.5.2.2.1 Test 1

8.10.3.2.3 Test 1

8.5.2.2.2 Test 1

8.10.4.1.1 Test 1

8.8.1.1 Test 1

8.10.4.1.1 Test 2

8.8.1.1 Test 2

8.10.4.1.2 Test 1

8.8.1.2 Test 1

8.10.4.1.2 Test 2

8.8.1.2 Test 2

8.10.4.2.1 Test 1

8.8.2.1 Test 1

8.10.4.2.1 Test 2

8.8.2.1 Test 2

8.10.4.2.2 Test 1

8.8.2.2 Test 1

8.10.4.2.2 Test 2

8.8.2.2 Test 2

8.1.2.6.2 Applicability rule and antenna connection for CA and DC tests with 2Rx

All tests specified in 8.2 to 8.8 with 2Rx with CA, TDD-FDD CA and DC are tested with 4 Rx capable UEs.

Within the CA/DC configuration if any of the PCell and/or the SCells and/or PSCells is a 2Rx supported RF band, the antenna connection should follow the same method as defined in 8.1.2.6.1 for single carrier tests on any of the 2Rx supported RF bands, with same requirements specified with 2Rx applied. Within the CA configuration if any of the PCell and/or the SCells and/or PSCells is a 4Rx supported RF band, the antenna connection should follow the same as defined in 8.1.2.6.1 for single carrier tests on any of the 4 Rx supported RF bands, with the SNR requirements applied with 1.5 dB less than the number specified with 2Rx.

Same applicability rules defined in 8.1.2.3, 8.1.2.3A, and 8.1.2.3B for CA, TDD-FDD CA and DC applied for different CA and DC configurations and bandwidth combination sets should be applied for 4 Rx capable UEs.

8.1.2.6.3 Applicability rule and antenna connection for single carrier tests with 4Rx

For 4Rx capable UEs all single carrier tests specified in 8.10 with 4Rx are tested on any of the 4Rx supported RF bands by connecting all 4Rx with data source from system simulator.

8.1.2.6.4 Applicability rule for 256QAM tests

For 256QAM capable UE, if corresponding tests specified in 8.10.1.1.4 Test 2 and 8.10.1.2.4 Test 2 are tested, the test coverage can be considered fulfilled without executing the tests specified in 8.10.1.1.4 Test 1 and 8.10.1.2.4 Test 1. For a UE which does not have 256QAM capability, the test specified in 8.10.1.1.4 Test 1 and 8.10.1.2.4 Test 1 should be used.

8.1.2.6.5 Applicability rule and antenna connection for CA and DC tests with 4Rx

All tests specified in 8.13 with FDD CA/DC, TDD CA/DC and TDD-FDD CA/DC are tested with 4 Rx capable UEs.

Within the CA/DC configuration if any of the PCell and/or the SCells/PSCell is a 2Rx supported RF band, 2 out of the 4Rx should be connected with data source from system simulator, and the other 2Rx are connected with zero input, depending on UE’s declaration and AP configuration. Within the CA/DC configuration if any of the PCell and/or the SCells is a 4Rx supported RF band, all 4Rx should be connected with data source from system simulator.

For 4Rx capable UEs supporting different CA/DC configurations and bandwidth combination sets, the applicability and test rules are defined in Table 8.1.2.6.5-1 for FDD CA/DC, TDD CA/DC and TDD-FDD CA/DC. For simplicity, CA/DC configuration below refers to combination of CA/DC configuration and bandwidth combination set.

Table 8.1.2.6.5-1: Applicability and test rules for CA/DC/TDD-FDD CA UE demodulation tests

Tests

Step 1

Step 2

Step 3

Step 4

CA tests in Clause 8.13.1.1.1, 8.13.1.2.1

Select FDD CA configurations with the maximum number of CCs excluding the 2Rx only CA configuration among all supported FDD CA configurations with any CA capability

Select FDD CA configurations with maximum number of 4Rx CCs among all the selected FDD CA configurations from Step 1

Select any one of the FDD CA configuration with the largest aggregated CA bandwidth combination among all the selected FDD CA configurations from Step 2

NA

DC tests in Clause 8.13.1.1.2

Select FDD DC configurations with the maximum number of CCs excluding the 2Rx only DC configuration among all supported FDD DC configurations with any DC capability

Select FDD DC configurations with maximum number of 4Rx CCs among all the selected FDD DC configurations from Step 1

Select any one of the FDD DC configuration with the largest aggregated DC bandwidth combination among all the selected FDD DC configurations from Step 2

NA

CA tests in Clause 8.13.2.1.1, 8.13.2.2.1

Select TDD CA configurations with the maximum number of CCs excluding the 2Rx only CA configuration among all supported TDD CA configurations with any CA capability

Select TDD CA configurations with maximum number of 4Rx CCs among all the selected TDD CA configurations from Step 1

Select any one of the TDD CA configuration with the largest aggregated CA bandwidth combination among all the selected TDD CA configurations from Step 2

NA

DC tests in Clause 8.13.2.1.2

Select TDD DC configurations with the maximum number of CCs excluding the 2Rx only DC configuration among all supported TDD DC configurations with any DC capability

Select TDD DC configurations with maximum number of 4Rx CCs among all the selected TDD DC configurations from Step 1

Select any one of the TDD DC configuration with the largest aggregated DC bandwidth combination among all the selected TDD DC configurations from Step 2

NA

CA tests in Clause 8.13.3.1.1, 8.13.3.1.2, 8.13.3.2.1, 8.13.3.2.2

Select TDD-FDD CA configurations with the maximum number of CCs excluding the 2Rx only CA configuration among all supported TDD-FDD CA configurations with any CA capability

Select TDD-FDD CA configurations with maximum number of 4Rx CCs among all the selected TDD-FDD CA configurations from Step 1

Select any one of the TDD-FDD CA configuration with the largest aggregated CA bandwidth combination among all the selected TDD-FDD CA configurations from Step 2

NA

DC tests in Clause 8.13.3.5.1, 8.13.3.5.2

Select TDD-FDD DC configurations with the maximum number of CCs excluding the 2Rx only DC configuration among all supported TDD-FDD DC configurations with any DC capability

Select TDD-FDD DC configurations with maximum number of 4Rx CCs among all the selected TDD-FDD DC configurations from Step 1

Select any one of the TDD-FDD DC configuration with the largest aggregated DC bandwidth combination among all the selected TDD-FDD DC configurations from Step 2

NA

CA tests in Clause 8.13.1.3.1, 8.13.1.4.1, 8.13.1.1.3

Select FDD CA configurations with the maximum number of CCs excluding the 2Rx only CA configuration among all supported FDD CA configurations with any CA capability

Select FDD CA configurations with maximum number of 4Rx CCs among all the selected FDD CA configurations from Step 1

Select any one of the FDD CA configuration with the largest aggregated CA bandwidth combination among all the selected FDD CA configurations from Step 2

Select 2CCs with maximum number of 4Rx CCs with the largest aggregated CA bandwidth combination among the selected FDD CA configuration from Step 3

CA tests in Clause 8.13.2.3.1, 8.13.2.4.1, 8.13.2.1.3

Select TDD CA configurations with the maximum number of CCs excluding the 2Rx only CA configuration among all supported TDD CA configurations with any CA capability

Select TDD CA configurations with maximum number of 4Rx CCs among all the selected TDD CA configurations from Step 1

Select any one of the TDD CA configuration with the largest aggregated CA bandwidth combination among all the selected TDD CA configurations from Step 2

Select 2CCs with maximum number of 4Rx CCs with the largest aggregated CA bandwidth combination among the selected TDD CA configuration from Step 3

CA tests in Clause 8.13.3.3.1, 8.13.3.3.2, 8.13.3.4.1, 8.13.3.4.2, 8.13.3.6.1, 8.13.3.6.2

Select TDD-FDD CA configurations with the maximum number of CCs excluding the 2Rx only CA configuration among all supported TDD-FDD CA configurations with any CA capability

Select TDD-FDD CA configurations with maximum number of 4Rx CCs among all the selected TDD-FDD CA configurations from Step 1

Select any one of the TDD-FDD CA configuration with the largest aggregated CA bandwidth combination among all the selected TDD CA configurations from Step 2

Select 2CCs with maximum number of 4Rx CCs with the largest aggregated CA bandwidth combination among the selected TDD-FDD CA configuration from Step 3

CA tests in Clause 8.13.1.1.4

Select FDD CA configurations with the maximum number of CCs supporting 4 layers MIMO among all supported FDD CA configurations with any CA capability

Select any one of the FDD CA configuration with the largest aggregated CA bandwidth combinations on any 2CCs among all the CCs among all the slected FDD CA configuration from Step 1

NA

NA

CA tests in Clause 8.13.2.1.4

Select TDD CA configurations with the maximum number of CCs supporting 4 layers MIMO among all supported TDD CA configurations with any CA capability

Select any one of the TDD CA configuration with the largest aggregated CA bandwidth combinations on any 2CCs among all the CCs among all the slected TDD CA configuration from Step 1

NA

NA

CA tests in Clause 8.13.3.7.1, 8.13.3.7.2

Select TDD-FDD CA configurations with the maximum number of CCs supporting 4 layers MIMO among all supported TDD-FDD CA configurations with any CA capability

Select any one of the TDD-FDD CA configuration with the largest aggregated CA bandwidth combinations on any 2CCs among all the CCs among all the slected TDD-FDD CA configuration from Step 1

NA

NA

NOTE 1: The applicability and test rules are specified in this table, unless otherwise stated.

NOTE 2: Number of the supported bandwidth combinations to be tested from each selected CA configuration is 1.

NOTE 3: A single Uplink CC is configured for all CA tests and 2 Uplink CCs are configured for all DC tests.

For 4Rx capable UEs, if corresponding tests listed from the 4Rx CA/DC test lists from Table 8.1.2.6.5-2 are tested, the test coverage can be considered fulfilled without executing the corresponding tests listed from the 2Rx CA/DC test lists from Table 8.1.2.6.5-2.

Table 8.1.2.6.5-2: Test lists for applicability rules for CA/DC/TDD-FDD CA tests with 4Rx

4Rx test lists

2Rx test lists

8.13.1.1.1 CA tests

8.2.1.4.3 CA tests

8.13.1.1.2 DC tests

8.2.1.4.3A DC tests

8.13.1.2.1 CA tests

8.2.1.1.1 CA tests

8.13.2.1.1 CA tests

8.2.2.4.3 CA tests

8.13.2.1.2 DC tests

8.2.2.4.3A DC tests

8.13.2.2.1 CA tests

8.2.2.1.1 CA tests

8.13.3.1.1 CA tests

8.2.3.3.1 CA tests

8.13.3.1.2 CA tests

8.2.3.3.2 CA tests

8.13.3.2.1 CA tests

8.2.3.1.1 CA tests

8.13.3.2.2 CA tests

8.2.3.1.2 CA tests

8.13.1.1.3 CA tests

8.2.1.4.2 test 3 and 8.10.1.1.4 test 2

8.13.1.1.4 CA tests

8.10.1.1.8 test 1

8.13.1.3.1 CA tests

8.2.1.4.1B test 1 and 8.10.1.1.3 test 1

8.13.1.4.1 CA tests

8.3.1.1A test 1 and 8.10.1.1.5 test 1

8.13.2.1.3 CA tests

8.2.2.4.2 test 3 and 8.10.1.2.4 test 2

8.13.2.1.4 CA tests

8.10.1.2.8 test 1

8.13.2.3.1 CA tests

8.2.2.4.1B test 1 and 8.10.1.2.3 test 1

8.13.2.4.1 CA tests

8.3.2.1B test 1 and 8.10.1.2.5 test 1

8.1.2.6.6 Applicability rule for Type C with 4Rx

For Type C with 4Rx capable UEs, if the tests from the 4Rx test lists are tested from Table 8.1.2.6.6-1, the test coverage can be considered fulfilled without executing the corresponding test from 2Rx test lists from Table 8.1.2.6.6-1.

Table 8.1.2.6.6-1: Applicability rules for Type C with 4Rx

Test category

Type C with 2Rx test lists

Type C with 4Rx test lists

FDD Tests

8.2.1.3.1B

8.2.1.3.1B

8.2.1.3.1C

8.2.1.3.1C

8.2.1.4.2A

8.10.1.1.4A

8.3.1.2A

8.10.1.1.6A

TDD Tests

8.2.2.3.1B

8.2.2.3.1B

8.2.2.3.1C

8.2.2.3.1C

8.2.2.4.2A

8.10.1.2.4A

8.3.2.2A

8.10.1.2.6A

8.1.2.6.7 Applicability rule for 1024QAM tests

For 1024QAM capable UE, if corresponding tests specified in 8.10.1.1.4 Test 3, 8.10.1.2.4 Test 3, 8.10.1.1.6B Test 1, and 8.10.1.2.6B Test 1 are tested, the test coverage can be considered fulfilled without executing the tests specified in 8.10.1.1.4 Test 1-2, 8.10.1.2.4 Test 1-2, 8.2.1.4.1A Test2, 8.2.2.4.1A Test 2, 8.3.1.1 Test 5, and 8.3.2.1A Test 5.

8.1.2.7 Applicability of Enhanced Downlink Control Channel Performance Requirements

For UE which supports downlink control channel Type A or Type B interference mitigation capabilities the tests from Table 8.1.2.7-1 rows corresponding should be applied in accordance to the supported UE-EUTRA-Capability [7].

Table 8.1.2.7-1: Applicability rules for enhanced downlink control channel performance requirements

Test set

UE-EUTRA-Capability [7]

Test category

Test list

Applicability notes

1

cch-InterfMitigation-RefRecTypeA-r13 (Enhanced downlink control channel interference mitigation Type A receiver for 2 CRS antenna ports for UEs with 2 receiver antenna ports)

FDD

PDCCH/PCFICH

8.4.1.2.5 Test 1

8.4.1.2.6 Test 1

PHICH

8.5.1.2.5 Test 1

8.5.1.2.6 Test 1

EPDCCH

8.8.4.1 Test 1

8.8.6.1 Test 1

TDD

PDCCH/PCFICH

8.4.2.2.5 Test 1

8.4.2.2.6 Test 1

PHICH

8.5.2.2.5 Test 1

8.5.2.2.6 Test 1

EPDCCH

8.8.4.2 Test 1

8.8.5.1 Test 1

2

cch-InterfMitigation-RefRecTypeA-r13 (Enhanced downlink control channel interference mitigation Type A receiver for 4 CRS antenna ports for UEs with 2 receiver antenna ports)

FDD

PDCCH/PCFICH

8.4.1.2.9 Test 1

UE may skip the tests 8.4.1.2.6 and 8.4.2.2.6 defined for test set 1

TDD

PDCCH/PCFICH

8.4.2.2.9 Test 1

3

cch-InterfMitigation-RefRecTypeB-r13

FDD

PDCCH/PCFICH

8.4.1.2.5 Test 1

8.4.1.2.7 Test 1

8.4.1.2.8 Test 1

UE may skip the tests defined for test set 1

PHICH

8.5.1.2.5 Test 1

8.5.1.2.7 Test 1

8.5.1.2.8 Test 1

EPDCCH

8.8.4.1 Test 1

8.8.6.1 Test 1

TDD

PDCCH/PCFICH

8.4.2.2.7 Test 1

8.4.2.2.8 Test 1

PHICH

8.5.2.2.7 Test 1

8.5.2.2.8 Test 1

EPDCCH

8.8.4.2 Test 1

8.8.5.1 Test 1

4

MMSE-IRC DL Control Channel interference mitigation receiver for UEs with 4 receiver antenna ports [TS 36.306 Section 6.6.5]

FDD

PDCCH/PCFICH

8.10.2.1.4 Test 1

TDD

PDCCH/PCFICH

8.10.2.2.4 Test 1

5

[Enhanced downlink control channel interference mitigation Type A receiver for 2 CRS antenna ports for UEs with 1 receiver antenna ports and Category 1bis]

FDD

PDCCH/PCFICH

8.9.4.1.1 Test 1

TDD

PDCCH/PCFICH

[8.9.4.2.1 Test 1]

6

[Enhanced downlink control channel interference mitigation Type A receiver for 4 CRS antenna ports for UEs with 1 receiver antenna ports and Category 1bis]

FDD

PDCCH/PCFICH

8.9.4.1.2 Test 1

UE may skip the tests defined for test set 5

TDD

PDCCH/PCFICH

[8.9.4.2.2 Test 1]

7

[Enhanced downlink control channel interference mitigation Type A receiver for 2 CRS antenna ports for UEs with 1 receiver antenna ports and Category M2]

FDD

MPDCCH

8.11.2.1.3 Test 1

8.11.2.1.4 Test 1

TDD

MPDCCH

8.11.2.2.3 Test 1

8.11.2.2.4 Test 1

8.1.2.8 Applicability of performance requirements for CDM-multiplexed DM RS with interfering simultaneous transmission (FRC) with multiple CSI-RS configurations

For a UE which supports DMRS enhancement (dmrs-Enhancements-r13 UE-EUTRA-Capability [7]), if corresponding tests specified in 8.3.1.1H Test 1 and 8.3.2.1I Test 1 are tested, the test coverage can be considered fulfilled without executing the tests specified in 8.3.1.1 Test 2 and 8.3.2.1A Test 2. For a UE which does not have DMRS enhancement capability, the test specified in in 8.3.1.1 Test 2 and 8.3.2.1A Test 2 should be used.

8.1.2.8A Applicability of performance requirements for UE supporting coverage enhancement

The applicability and test rules are defined for the tests for UE supporting coverage enhancement with narrowband transmission in Table 8.1.2.8A-1 and 8.1.2.8A-2.

Table 8.1.2.8A-1: Applicability rules for PDSCH requirements (FDD)

ue-Category or UE-CategoryDL

UE-EUTRA-Capability

M1, Cat-0, 1bis

>=1 (Note 1)

ce-ModeA-r13

8.11.1.1.1.1 Test 1
8.11.1.1.2.1 Test 1
8.11.1.1.3.1 Test 2

8.11.1.1.2.1 Test 2
8.11.1.1.2.1 Test 3

ce-ModeB-r13

8.11.1.1.1.1 Test 1
8.11.1.1.2.1 Test 1
8.11.1.1.3.1 Test 1

8.11.1.1.2.1 Test 2
8.11.1.1.2.1 Test 3
8.11.1.1.3.1 Test 3
8.11.1.1.3.1 Test 4

Note 1: Which test case applies to the UE depends on the supported receiver antenna number.

Table 8.1.2.8A-2: Applicability rules for PDSCH requirements (TDD)

ue-Category or UE-CategoryDL

UE-EUTRA-Capability

M1, Cat-0, 1bis

>=1 (Note 1)

ce-ModeA-r13

8.11.1.2.1.1 Test 1
8.11.1.2.2.1 Test 1
8.11.1.2.3.1 Test 2

8.11.1.2.2.1 Test 2
8.11.1.2.2.1 Test 3

ce-ModeB-r13

8.11.1.2.1.1 Test 1
8.11.1.2.2.1 Test 1
8.11.1.2.3.1 Test 1

8.11.1.2.2.1 Test 2
8.11.1.2.2.1 Test 3
8.11.1.2.3.1 Test 3
8.11.1.2.3.1 Test 4

Note 1: Which test case applies to the UE depends on the supported receiver antenna number.

The applicability and test rules are defined for the tests for UE supporting coverage enhancement with wideband transmission in Table 8.1.2.8A-3 and 8.1.2.8A-4.

Table 8.1.2.8A-3: Applicability rules for PDSCH requirements (FDD)

ue-Category or UE-CategoryDL

UE-EUTRA-Capability

M2, Cat-0, 1bis

≥1 (Note 1)

ce-PDSCH-PUSCH-MaxBandwidth-r14

5MHz

5MHz

20MHz

ce-ModeA-r13

8.11.1.1.1.1 Test 1
8.11.1.1.2.1 Test 1
8.11.1.1.3.2 Test 1

8.11.1.1.2.1 Test 2
8.11.1.1.2.1 Test 3

8.11.1.1.2.1 Test 2
8.11.1.1.2.1 Test 3
8.11.1.1.3.2 Test 3
8.11.1.1.3.2 Test 4

ce-ModeB-r13

8.11.1.1.1.1 Test 1
8.11.1.1.2.1 Test 1
8.11.1.1.3.2 Test 2

8.11.1.1.2.1 Test 2
8.11.1.1.2.1 Test 3

8.11.1.1.3.1 Test 3
8.11.1.1.3.1 Test 4

8.11.1.1.2.1 Test 2
8.11.1.1.2.1 Test 3

8.11.1.1.3.1 Test 3
8.11.1.1.3.1 Test 4

Note 1: Which test case applies to the UE depends on the supported receiver antenna number.

Table 8.1.2.8A-4: Applicability rules for PDSCH requirements (TDD)

ue-Category or UE-CategoryDL

UE-EUTRA-Capability

M2, Cat-0, 1bis

≥1 (Note 1)

ce-PDSCH-PUSCH-MaxBandwidth-r14

5MHz

5MHz

20MHz

ce-ModeA-r13

8.11.1.2.1.1 Test 1
8.11.1.2.2.1 Test 1
8.11.1.2.3.2 Test 1

8.11.1.2.2.1 Test 2
8.11.1.2.2.1 Test 3

8.11.1.2.2.1 Test 2
8.11.1.2.2.1 Test 3
8.11.1.2.3.2 Test 3
8.11.1.2.3.2 Test 4

ce-ModeB-r13

8.11.1.2.1.1 Test 1
8.11.1.2.2.1 Test 1
8.11.1.2.3.2 Test 2

8.11.1.2.2.1 Test 2
8.11.1.2.2.1 Test 3

8.11.1.2.3.1 Test 3
8.11.1.2.3.1 Test 4

8.11.1.2.2.1 Test 2
8.11.1.2.2.1 Test 3

8.11.1.2.3.1 Test 3
8.11.1.2.3.1 Test 4

Note 1: Which test case applies to the UE depends on the supported receiver antenna number.

The applicability and test rules are defined for the tests for UE supporting coverage enhancement in Tables 8.1.2.8A-5 and 8.1.2.8A-6.

Table 8.1.2.8A-5: Applicability rules for PDSCH requirements (FDD)

ue-Category or UE-CategoryDL

UE-EUTRA-Capability

M1

M2

ce-ModeA-r13

8.11.1.1.3.1 Test 2a

8.11.1.1.3.1 Test 5

8.11.1.1.3.1 Test 6

8.11.1.1.3.1 Test 5

8.11.1.1.3.1 Test 6

ce-ModeB-r13

8.11.1.1.3.2 Test 2a

Table 8.1.2.8A-6: Applicability rules for PDSCH requirements (TDD)

ue-Category or UE-CategoryDL

UE-EUTRA-Capability

M1

M2

ce-ModeA-r13

8.11.1.2.3.1 Test 2a

8.11.1.2.3.1 Test 5

8.11.1.2.3.1 Test 6

8.11.1.2.3.1 Test 5

8.11.1.2.3.1 Test 6

ce-ModeB-r13

8.11.1.2.3.2 Test 2a

8.1.2.9 Applicability of SDR requirements for CA and LAA

For UE supporting both CA and LAA, UE selects the corresponding SDR tests between CA and LAA as per the following applicab1ility rules:

– Select one CA bandwidth combination among all supported CA configurations with bandwidth combination and MIMO layer on each CC following the equation that leads to largest equivalent aggregated bandwidth among all CA bandwidth combinations supported by UE. Equivalent aggregated bandwidth is defined as

where is number of CCs, and is MIMO layer and bandwidth of CC .

– When there are LAA and non-LAA CA configurations with the same largest aggregated bandwidth, select non-LAA CA configuration.

8.1.2.10 Applicability of performance requirements for Multi-user Superposed Transmission

For a UE which does not supports DMRS enhancement table (dmrs-Enhancements-r13 UE-EUTRA-Capability [7]), if corresponding tests specified in 8.3.1.1I Test 1, 8.3.2.1J Test 1 are tested, the test coverage can be considered fulfilled without executing other tests specified in 8.3.1.1I and 8.3.2.1J.

For a UE which supports DMRS enhancement table (dmrs-Enhancements-r13 UE-EUTRA-Capability [7]) and enahcned performance Type D in TM8/9 or TM10 with assistance information for up to 1 interfering layer, if corresponding tests specified in 8.3.1.1I Test 2, 8.3.2.1J Test 2 are tested, the test coverage can be considered fulfilled without executing other tests specified in 8.3.1.1I and 8.3.2.1J.

For a UE which supports DMRS enhancement table (dmrs-Enhancements-r13 UE-EUTRA-Capability [7]) and enahcned performance Type D in TM8/9 or TM10 with assistance information for up to 3 interfering layer, if corresponding tests specified in 8.3.1.1I Test 3, 8.3.2.1J Test 3 are tested, the test coverage can be considered fulfilled without executing other tests specified in 8.3.1.1I and 8.3.2.1J.

8.1.2.11 Applicability CRS interference mitigation receivers performance requirements

For UE which supports CRS interference mitigation capabilities the tests from Table 8.1.2.11-1 should be applied in accordance to the support UE capabilities (UE-EUTRA-Capability [7]).

Table 8.1.2.11-1: Applicability rules for CRS interference mitigation performance requirements

Test set

UE-EUTRA-Capability [7]

Test list

Notes

FDD

TDD

1

crs-InterfMitigationTM1toTM9-r13

(CRS-IM with 2 CRS antenna ports for PDSCH for UEs with 2 receiver antenna ports)

8.2.1.4.1E Test 1

8.3.1.1G Test 1

8.2.2.4.1E Test 1

8.3.2.1H Test 1

2

crs-InterfMitigationTM10-r13

8.3.1.3.4 Test 1

8.3.1.3.5 Test 1

8.3.2.3.4 Test 1

8.3.2.3.5 Test 1

3

crs-InterfMitigationTM1toTM9-r13
(CRS-IM with 4 CRS antenna ports for PDSCH for UEs with 2 receiver antenna ports)

8.2.1.4.1F Test 1

8.3.1.1G Test 1

8.2.2.4.1F Test 1

8.3.2.1H Test 1

UE may skip the tests defined for test set 1

4

crs-InterfMitigationTM1toTM9-r13
(CRS-IM with 2 CRS antenna ports for PDSCH for UEs with 4 receiver antenna ports)

8.10.1.1.10 Test 1

8.10.1.1.12 Test 1

8.10.1.2.10 Test 1

8.10.1.2.12 Test 1

UE may skip the tests defined for test set 1

5

crs-InterfMitigationTM1toTM9-r13
(CRS-IM with 4 CRS antenna ports for PDSCH for UEs with 4 receiver antenna ports)

8.10.1.1.11 Test 1

8.10.1.1.12 Test 1

8.10.1.2.11 Test 1

8.10.1.2.12 Test 1

UE may skip the tests defined for test sets 1,3 and 4

6

[CRS-IM with 2 CRS antenna ports for PDSCH for UEs with 1 receiver antenna port and Category 1bis]

8.9.1.1.3.2 Test 1

8.9.1.2.3.2 Test 1

7

[CRS-IM with 4 CRS antenna ports for PDSCH for UEs with 1 receiver antenna port and Category 1bis]

8.9.1.1.2.3 Test 1

8.9.1.2.2.3 Test 1

UE may skip the tests defined for test set 6

8

[CRS-IM with 2 CRS antenna ports for PDSCH for UEs with 1 receiver antenna port and Category M2]

8.11.1.1.1.2 Test 1

8.11.1.1.2.2 Test 1

9

[CRS-IM with 4 CRS antenna ports for PDSCH for UEs with 1 receiver antenna port and Category M2]

8.11.1.1.1.3 Test 1

8.11.1.1.2.3 Test 1

UE may skip the tests defined for test set 8

8.1.2.12 Applicability of performance requirements for 8Rx capable UEs

For 8Rx capable UEs, the 2Rx supported RF bands, 4Rx supported RF bands and 8Rx supported RF bands are up to UE’s declaration.

For any demodulation tests and CSI tests conducted in the 8Rx supported RF band, four receive antenna ports that UE may use for control channel demodulation are clarified via UE declaration. When testing an N-Rx (N = 2,4) demodulation or CSI test on the 8Rx supported band, the fading duplication and antenna mapping should guarantee that the four receive antennas UE declares for the control channel demodulation collectively receives at least 4/N duplicated version of the fading channel seen at each receive antenna of the N-Rx test, i.e., the connection diagrams in Figure 8.1.2.12.1-1 to Figure 8.1.2.12.1-4 are valid under the condition that Rx1, Rx3, Rx5 and Rx7 are the four receive antennas declared by UE for the control channel demodulation.

8.1.2.12.1 Applicability rule and antenna connection for single carrier PDSCH tests

8.1.2.12.1.1 Applicability rule and antenna connection for single carrier PDSCH tests with 2Rx and 4Rx

For 8Rx capable UEs, all single carrier tests specified in 8.2 to 8.8 with 2Rx are tested on any of the 2Rx supported RF bands by connecting 2 out of the 8Rx with data source from system simulator, and the other 6 Rx are connected with zero input, depending on UE’s declaration and AP configuration. Same requirements specified with 2Rx should be applied.

For 8Rx capable UEs, all single carrier test cases specified in 8.10 with 4Rx are tested on any of the 4Rx supported RF bands by connecting 4 out of 8 Rx with data source from system simulator, and the other 4 Rx are connected with zero input, depending on UE’s declaration and AP configuration. Same requirements specified with 4Rx should be applied.

For 8Rx capable UEs without support of any 4Rx RF bands, all single carrier tests specified in 8.10 with 4Rx are tested on any of the 8Rx supported RF bands by duplicating the fading channel from each Tx antenna and add independent noise for each Rx antenna. The SNR requirements should be applied with 1.5 dB less than the number specified for 4Rx tests.

For 8Rx capable UEs without support of any 2Rx and 4Rx RF bands, all single carrier tests specified in 8.2 to 8.8 with 2Rx are tested on any of the 8Rx supported RF bands by duplicating the fading channel from each Tx antenna and add independent noise for each Rx antenna. The SNR requirements should be applied with 3 dB less than the number specified for 2Rx tests.

For 8Rx capable UEs without support of any 2Rx RF bands but with support of 4Rx RF bands, all single carrier tests specified in 8.2 to 8.8 with 2Rx are tested on any of the 4Rx supported RF bands by duplicating the fading channel from each Tx antenna and add independent noise for each Rx antenna. 4 out of 8 Rx are connected with data source from system simulator, and the other 4 Rx are connected with zero input, depending on UE’s declaration and AP configuration. SNR requirements should be applied with 1.5 dB less than the number specified for 2Rx tests.

Figure 8.1.2.12.1-1 ~ Figure 8.1.2.12.1-4 show examples of antenna connection for 8Rx capable UE in any one 8Rx supported RF band to perform a 2Rx or 4Rx performance test with antenna configuration as 2×2 or 4×2 for 2Rx tests and 2×4 or 4×4 for 4Rx tests without interference for information.

Figure 8.1.2.12.1-1: Antenna connection example for 2Rx tests with antenna configuration as 2×2 without interference (informative)

Figure 8.1.2.12.1-2: Antenna connection example for 2Rx tests with antenna configuration as 4×2 without interference (informative)

Figure 8.1.2.12.1-3: Antenna connection example for 4Rx tests with antenna configuration as 2×4 without interference (informative)

Figure 8.1.2.12.1-4: Antenna connection example for 4Rx tests with antenna configuration as 4×4 without interference (informative)

For 8Rx capable UEs without any 2Rx supported RF bands, for all single carrier tests listed in Table 8.1.2.12.1-1 specified from 8.2 to 8.8 with 2Rx can be skipped.

Table 8.1.2.12.1-1: Requirement lists with 2Rx not applicable to 8Rx capable UEs

Requirement lists

Enhanced downlink control channel performance requirements type A

Enhanced downlink control channel performance requirements type B

Enhanced performance requirements type A

Enhanced performance requirements type B

Enhanced performance requirements type C

Requirements with demodulation subframe overlaps with aggressor cell ABS

Requirements with demodulation subframe overlaps with aggressor cell ABS and CRS assistance information are configured

Requirements with CRS assistance information configured

For 8Rx capable UEs without any 4Rx supported RF bands, for all single carrier tests listed in Table 8.1.2.12.1-2 specified in 8.10 with 4Rx can be skipped.

Table 8.1.2.12.1-2: Requirement lists with 4Rx not applicable to 8Rx capable UEs

Requirement lists

Enhanced downlink control channel performance requirements type A

Enhanced performance requirements type A

Enhanced performance requirements type C

Requirements with CRS assistance information configured

For 8Rx capable UEs, if corresponding tests listed from the 8Rx test lists from Table 8.1.2.12.1-3 are tested, the test coverage can be considered fulfilled without executing the corresponding tests listed from botht the 4Rx test lists and the 2Rx test lists from Table 8.1.2.12.1-3.

For 8Rx capable UEs, if corresponding tests listed from the 4Rx test lists from Table 8.1.2.12.1-3 are tested, the test coverage can be considered fulfilled without executing the corresponding tests listed from the 2Rx test lists from Table 8.1.2.12.1-3.

Table 8.1.2.12.1-3: Applicability rules for single carrier tests with 2Rx

8Rx test lists

4Rx test lists

2Rx test lists

8.10.1.1.1 Test 1

8.2.1.2.1 Test 1

8.10.1.1.2 Test 1

8.2.1.3.1 Test 1

8.10.1.1.3 Test 1

8.2.1.4.1B Test 1

8.10.1.1.4 Test 1

8.2.1.4.2 Test 1

8.10.1.1.4 Test 2

8.2.1.4.2 Test 3

8.10.1.1.5 Test 1

8.3.1.1A Test 1

8.10.1.1.5A Test 1

8.3.1.1 Test 2

8.10.1.1.5B Test 1

8.3.1.1H Test 1

8.10.1.1.6 Test 1

8.3.1.2 Test 1

8.14.1.2.1 Test 1

8.10.1.2.1 Test 1

8.2.2.2.1 Test 1

8.14.1.2.2 Test 1

8.10.1.2.2 Test 1

8.2.2.3.1 Test 1

8.10.1.2.3 Test 1

8.2.2.4.1B Test 1

8.10.1.2.4 Test 1

8.2.2.4.2 Test 1

8.10.1.2.4 Test 2

8.2.2.4.2 Test 3

8.10.1.2.5 Test 1

8.3.2.1B Test 1

8.10.1.2.5A Test 1

8.3.2.1A Test 2

8.10.1.2.5B Test 1

8.3.1.1I Test 1

8.10.1.2.6 Test 1

8.3.2.2 Test 2

8.10.2.1.1 Test 1

8.4.1.1 Test 1

8.10.2.1.2 Test 1

8.4.1.2.1 Test 1

8.10.2.1.3 Test 1

8.4.1.2.2 Test 1

8.10.2.2.1 Test 1

8.4.2.1 Test 1

8.10.2.2.2 Test 1

8.4.2.2.1 Test 1

8.10.2.2.3 Test 1

8.4.2.2.2 Test 1

8.10.3.1.1 Test 1

8.5.1.1 Test 1

8.10.3.1.2 Test 1

8.5.1.2.1 Test 1

8.10.3.1.3 Test 1

8.5.1.2.2 Test 1

8.10.3.2.1 Test 1

8.5.2.1 Test 1

8.10.3.2.2 Test 1

8.5.2.2.1 Test 1

8.10.3.2.3 Test 1

8.5.2.2.2 Test 1

8.10.4.1.1 Test 1

8.8.1.1 Test 1

8.10.4.1.1 Test 2

8.8.1.1 Test 2

8.10.4.1.2 Test 1

8.8.1.2 Test 1

8.10.4.1.2 Test 2

8.8.1.2 Test 2

8.10.4.2.1 Test 1

8.8.2.1 Test 1

8.10.4.2.1 Test 2

8.8.2.1 Test 2

8.10.4.2.2 Test 1

8.8.2.2 Test 1

8.10.4.2.2 Test 2

8.8.2.2 Test 2

8.1.2.12.1.2 Applicability rule and antenna connection for single carrier PDSCH tests with 8Rx

For 8Rx capable UEs all single carrier tests specified in 8.14 with 8Rx are tested on any of the 8Rx supported RF bands by connecting all 8Rx with data source from system simulator.

8.1.2.12.2 Applicability rule and antenna connection for control channel tests

8.1.2.12.2.1 Applicability rule and antenna connection for control channel tests with 2Rx

For 8Rx capable UEs, all single carrier tests specified in 8.2 to 8.8 for control channel with 2Rx are tested on any of the 2Rx supported RF bands by connecting 2 out of the 8Rx with data source from system simulator, and the other 6 Rx are connected with zero input, depending on UE’s declaration and AP configuration. Same requirements specified with 2Rx should be applied.

For 8Rx capable UEs without any 2Rx supported RF bands and with 4Rx supported RF bands, all single carrier tests specified in 8.2 to 8.8 for control channel with 2Rx are tested on any of the 4Rx supported RF bands by duplicating the fading channel from each Tx antenna and add independent noise for each Rx antenna. The SNR requirements should be applied with 1.5 dB less than the number specified for 2Rx tests.

For 8Rx capable UEs without any 2Rx and without 4Rx supported RF bands, all single carrier tests specified in 8.2 to 8.8 for control channel with 2Rx are tested on any of the 8Rx supported RF bands by duplicating the fading channel from each Tx antenna and add independent noise for each Rx antenna, as illustrated in Figure 8.1.2.12.1-1 and Figure 8.1.2.12.1-2. The SNR requirements should be applied with 1.5 dB less than the number specified for 2Rx tests.

8.1.2.12.2.2 Applicability rule and antenna connection for control channel tests with 4Rx

For 8Rx capable UEs, all single carrier tests specified in 8.10 for control channel with 4Rx are tested on any of the 4Rx supported RF bands by connecting 4 out of the 8Rx with data source from system simulator, and the other 4 Rx are connected with zero input, depending on UE’s declaration and AP configuration. Same requirements specified with 4Rx should be applied.

For 8Rx capable UEs without any 4Rx supported RF bands, all single carrier tests specified in 8.10 for control channel with 4Rx are tested on any of the 8Rx supported RF bands by duplicating the fading channel from each Tx antenna and add independent noise for each Rx antenna, as illustrated in Figure 8.1.2.12.1-3 and Figure 8.1.2.12.1-4. Same requirements specified with 4Rx should be applied.

8.1.2.12.3 Applicability rule and antenna connection for CA and DC tests

8.1.2.12.3.1 Applicability rule and antenna connection for CA and DC tests with 2Rx

All tests specified in 8.2 to 8.8 with 2Rx with CA, TDD-FDD CA and DC are tested with 8 Rx capable UEs.

Within the CA/DC configuration if any of the PCell and/or the SCells and/or PSCells is a 2Rx supported RF band, the antenna connection should follow the same method as defined in 8.1.2.12.1 and 8.1.2.12.2 for single carrier tests on any of the 2Rx supported RF bands, with the same requirements specified with 2Rx applied.

Within the CA configuration if any of the PCell and/or the SCells and/or PSCells is a 4Rx supported RF band, the antenna connection should follow the same as illustrated in Figure 8.1.2.12.1-1 and Figure 8.1.2.12.1-2 for single carrier tests on any of the 4 Rx supported RF bands, with the SNR requirements applied with 1.5dB less than the number specified with 2Rx.

Within the CA configuration if any of the PCell and/or the SCells and/or PSCells is an 8Rx supported RF band, the antenna connection should follow the same as illustrated in Figure 8.1.2.12.1-1 and Figure 8.1.2.12.1-2 for single carrier tests on any of the 8Rx supported RF bands, with the SNR requirements applied with 3.0dB less than the number specified with 2Rx for PDSCH tests and 1.5dB less than the number specified with 2Rx for control channel tests.

Same applicability rules defined in 8.1.2.3, 8.1.2.3A, and 8.1.2.3B for CA, TDD-FDD CA and DC applied for different CA and DC configurations and bandwidth combination sets should be applied for 8 Rx capable UEs.

8.1.2.12.3.2 Applicability rule and antenna connection for CA tests with 4Rx

All tests specified in 8.13 with 4Rx with FDD CA/DC, TDD CA/DC and TDD-FDD CA/DC are tested with 8 Rx capable UEs.

Within the CA/DC configuration if any of the PCell and/or the SCells and/or PSCells is a 4Rx supported RF band, the antenna connection should follow the same method as defined in 8.1.2.12.1 and 8.1.2.12.2 for single carrier tests on any of the 4Rx supported RF bands, with the same requirements specified with 4Rx applied.

Within the CA configuration if any of the PCell and/or the SCells and/or PSCells is an 8Rx supported RF band, the antenna connection should follow the same as illustrated in Figure 8.1.2.12.1-3 and Figure 8.1.2.12.1-4 for single carrier PDSCH tests on any of the 8Rx supported RF bands, with the SNR requirements applied with 1.5dB less than the number specified with 4Rx for PDSCH tests, and with the same SNR requirements as specified with 4Rx applied for control channel test.

Same applicability rules defined in 8.1.2.6.5 for CA, TDD-FDD CA and DC applied for different CA and DC configurations and bandwidth combination sets should be applied for 8 Rx capable UEs.

8.1.2.12.3.3 Applicability rule and antenna connection for CA tests with 8Rx

All tests specified in 8.14.2 with 8Rx with TDD CA are tested with 8 Rx capable UEs.

Within the CA configuration if any of the PCell and/or the SCells and/or PSCells is an 8Rx supported RF band, the antenna connection should follow the same method as defined in 8.1.2.12.1 for single carrier PDSCH tests on any of the 8Rx supported RF bands, with the same requirements specified with 8Rx applied.

For 8Rx capable UEs supporting different CA configurations and bandwidth combination sets, the applicability and test rules are defined in Table 8.1.2.12.3-1 for TDD CA. For simplicity, CA configuration below refers to combination of CA configuration and bandwidth combination set.

Table 8.1.2.12.3-1: Applicability and test rules for CA UE demodulation tests

Tests

Step 1

Step 2

Step 3

Step 4

CA tests in Clause 8.14.2.2.1

Select TDD CA configurations with the maximum number of CCs supporting 8 layers MIMO among all supported TDD CA configurations with any CA capability

Select any one of the TDD CA configuration with the largest aggregated CA bandwidth combinations on any 2CCs among all the CCs among all the slected TDD CA configuration from Step 1

NA

NA

NOTE 1: The applicability and test rules are specified in this table, unless otherwise stated.

NOTE 2: Number of the supported bandwidth combinations to be tested from each selected CA configuration is 1.

NOTE 3: A single Uplink CC is configured for all CA tests.

8.1.3 UE category and UE DL category

UE category and UE DL category refer to ue-Category and ue-CategoryDL define in 4.1 and 4.1A from [12]. A UE that belongs to either a UE category or a UE DL category indicated in UE performance requirements in subclause 8, 9, 10 shall fulfil the corresponding requirements.

A UE indicating DL category 13 may indicate category 9 or 10 and shall thereby fulfil all requirements in subclause 8, 9, 10 that are indicated for either cat 9 or DL Cat 13 UEs. For SDR tests in section 8.7 both cat 9 and cat 13 test shall be used for this UE while for the other test only Cat 13 tests needs to be done.