6.3.3 4RX requirements

38.521-43GPPNRPart 4: PerformanceRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification

Tools: ARFCN - Frequency Conversion for 5G NR/LTE/UMTS/GSM

6.3.3.1 FDD

6.3.3.1.1 4Rx FDD FR1 Single PMI with 4TX TypeI-SinglePanel codebook for both SA and NSA

6.3.3.1.1.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.3.1.1.2 Test applicability

This test applies to all types of NR UE release 15 and forward.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC.

6.3.3.1.1.3 Minimum conformance requirements

For the parameters specified in Table 6.3.3.1.1-1, and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.3.1.1-2.

Table 6.3.3.1.1.3-1: Test parameters (single layer)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Subcarrier spacing		kHz	15
Duplex Mode			FDD
Propagation channel			TDLA30-5
Antenna configuration			High XP 4 x 4 (N1,N2) = (2,1)
Beamforming Model			As specified in Annex B.4.1
ZP CSI-RS configuration	CSI-RS resource Type		Periodic
	Number of CSI-RS ports (X)		4
	CDM Type		FD-CDM2
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k₁ )		Row 5, (4,-)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(9,-)
	CSI-RS interval and offset	slot	5/1
NZP CSI-RS for CSI acquisition	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		4
	CDM Type		FD-CDM2
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k₁ )		Row 4, (0,-)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(13,-)
	CSI-RS interval and offset	slot	Not configured
	aperiodicTriggeringOffset		0
CSI-IM configuration	CSI-IM resource Type		Aperiodic
	CSI-IM RE pattern		Pattern 0
	CSI-IM Resource Mapping (k_CSI-IM,l_CSI-IM)		(4,9)
	CSI-IM timeConfig interval and offset	slot	Not configured
ReportConfigType			Aperiodic
CQI-table			Table 1
reportQuantity			cri-RI-PMI-CQI
timeRestrictionForChannelMeasurements			Not configured
timeRestrictionForInterferenceMeasurements			Not configured
cqi-FormatIndicator			Wideband
pmi-FormatIndicator			Wideband
Sub-band Size		RB	8
csi-ReportingBand			1111111
CSI-Report interval and offset		slot	Not configured
Aperiodic Report Slot Offset			4
CSI request			1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0
reportTriggerSize			1
CSI-AperiodicTriggerStateList			One State with one Associated Report Configuration Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM
Codebook configuration	Codebook Type		typeI-SinglePanel
	Codebook Mode		1
	(CodebookConfig-N1,CodebookConfig-N2)		(2,1)
	(CodebookConfig-O1,CodebookConfig-O2)		(4,1)
	CodebookSubsetRestriction		11111111
	RI Restriction		00000001
Physical channel for CSI report			PUSCH
CQI/RI/PMI delay		ms	6
Maximum number of HARQ transmission			4
Measurement channel			R.PDSCH.1-6.1 FDD
PDSCH & PDSCH DMRS Precoding configuration for random Precoding			Single Panel Type I, Random precoder selection updated per slot, with equal probability of each applicable i₁, i₂ combination, and with Wideband granularity
Note 1: For random precoder selection, the precoder shall be updated in each slot (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#(n-3), this reported PMI cannot be applied at the eNB downlink before slot#(n+3). Note 3: Randomization of the principle beam direction shall be used as specified in Annex B.2.3.2.3.

Table 6.3.3.1.1.3-2: Minimum requirement

Parameter	Test 1
	1.3

The normative reference for this requirement is TS 38.101-4 [5] clause 6.3.3.1.1.

6.3.3.1.1.4 Test description

6.3.3.1.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies, test channel bandwidths and sub-carrier spacing based on NR operating bands specified in Table 5.3.5-1 and Table 5.3.6-1 of 38.521-1.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.1 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.3.1.1_1 and as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity NR, Connected without release On for SA or (EN-DC, DC bearer MCG and SCG, Connected without Release On) for NSA according to TS 38.508-1 [6] clause 4.5. Message content are defined in clause 6.3.3.1.1.4.3.

6.3.3.1.1.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.2.2.1.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format [1_1] for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission with an UL RMC for CP-OFDM QPSK with 5 RBs allocated according to A.2.2.6 of TS 38.521-1 [21] to carry the PUSCH CQI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. No transport block is sent in parallel to the CQI feedback. Establish and according to Annex G.3.2.

3. Set SNR to. The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 5.2.2.2.1-5 in TS 38.214 [12]) every slot regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CSI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. Measure according to Annex G.3.3.

4. Calculate. If the ratio ≥ which is specified in table 6.3.2.1.1.5-1, then the test is pass. Otherwise, the test is fail.

6.3.3.1.1.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.3.1.1.4.3.1 Message exceptions for SA

Table 6.3.3.1.1.4.3.1-1: CSI-ResourceConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-41
Information Element	Value/remark	Comment	Condition
CSI-ResourceConfig ::= SEQUENCE {
resourceType	Aperiodic
}

Table 6.3.3.1.1.4.3.1-2: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-45
Information Element	Value/remark	Comment	Condition
CSI-RS-ResourceMapping ::= SEQUENCE {
frequencyDomainAllocation CHOICE {
Row4	001
}
nrofPorts	p4
firstOFDMSymbolInTimeDomain	13
}

Table 6.3.3.1.1.4.3.1-3: CSI-RS-ResourceMapping for ZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-45
Information Element	Value/remark	Comment	Condition
CSI-RS-ResourceMapping ::= SEQUENCE {
frequencyDomainAllocation CHOICE {
Row5	000100
}
nrofPorts	p4
firstOFDMSymbolInTimeDomain	9
}

Table 6.3.3.1.1.4.3.1-4: CSI-IM-Resource

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-34
Information Element	Value/remark	Comment	Condition
csi-IM-ResourceElementPattern
pattern0 SEQUENCE {
subcarrierLocation-p0	s4
symbolLocation-p0	9
}
periodicityAndOffset	CSI-ResourcePeriodicityAndOffset

Table 6.3.3.1.1.4.3.1-5: CSI-ResourcePeriodicityAndOffset

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.2-43
Information Element	Value/remark	Comment	Condition
CSI-ResourcePeriodicityAndOffset CHOICE {
Slots5	1
}

Table 6.3.3.1.1.4.3.1-6: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-25
Information Element	Value/remark	Comment	Condition
nrOfAntennaPorts CHOICE {
moreThanTwo SEQUENCE {
n1-n2 CHOICE {
two-one-TypeI-SinglePanel-Restriction	11111111
}
}
}
typeI-SinglePanel-ri-Restriction	00000001

Table 6.3.3.1.1.4.3.1-7: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-39
Information Element	Value/remark	Comment	Condition
reportConfigType CHOICE {
aperiodic SEQUENCE {
reportSlotOffsetList	0
}

reportFreqConfiguration SEQUENCE {
csi-ReportingBand CHOICE {
subbands7	[1111111]
}
}
subbandSize	8
}

6.3.3.1.1.4.3.2 Message exceptions for NSA

Same as in clause 6.3.3.1.1.4.3.1.

6.3.3.1.1.5 Test requirement

Table 6.3.3.1.1.5-1: Test requirement

Parameter	Test 1
	1.29

6.3.3.1.2 4Rx FDD FR1 Single PMI with 8TX TypeI-SinglePanel codebook for both SA and NSA

6.3.3.1.2.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.3.1.2.2 Test applicability

This test applies to all types of NR UE release 15 and forward.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC.

6.3.3.1.2.3 Minimum conformance requirements

For the parameters specified in Table 6.3.3.1.2.3-1, and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.3.1.2.3-2.

Table 6.3.3.1.2.3-1: Test parameters (dual-layer)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Subcarrier spacing		kHz	15
Duplex Mode			FDD
Propagation channel			TDLA30-5
Antenna configuration			High XP 8 x 4 (N1,N2) = (4,1)
Beamforming Model			As specified in Section Annex B.4.1
ZP CSI-RS configuration	CSI-RS resource Type		Periodic
	Number of CSI-RS ports (X)		4
	CDM Type		FD-CDM2
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k₁ )		Row 5, (4,-)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(9,-)
	CSI-RS interval and offset	slot	5/1
NZP CSI-RS for CSI acquisition	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		8
	CDM Type		CDM4 (FD2, TD2)
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k₁)		Row 8, (4,6)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(5,-)
	CSI-RS interval and offset	slot	Not configured
	aperiodicTriggeringOffset		0
CSI-IM configuration	CSI-IM resource Type		Aperiodic
	CSI-IM RE pattern		Patten 0
	CSI-IM Resource Mapping (k_CSI-IM,l_CSI-IM)		(4,9)
	CSI-IM timeConfig interval and offset	slot	Not configured
ReportConfigType			Aperiodic
CQI-table			Table 1
reportQuantity			cri-RI-PMI-CQI
timeRestrictionForChannelMeasurements			Not configured
timeRestrictionForInterferenceMeasurements			Not configured
cqi-FormatIndicator			Wideband
pmi-FormatIndicator			Wideband
Sub-band Size		RB	8
csi-ReportingBand			1111111
CSI-Report interval and offset		slot	Not configured
Aperiodic Report Slot Offset			5
CSI request			1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0
reportTriggerSize			1
CSI-AperiodicTriggerStateList			One State with one Associated Report Configuration Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM
Codebook configuration	Codebook Type		typeI-SinglePanel
	Codebook Mode		1
	(CodebookConfig-N1,CodebookConfig-N2)		(4,1)
	(CodebookConfig-O1,CodebookConfig-O2)		(4,1)
	CodebookSubsetRestriction		0x FFFF
	RI Restriction		00000010
Physical channel for CSI report			PUSCH
CQI/RI/PMI delay		ms	8
Maximum number of HARQ transmission			4
Measurement channel			R.PDSCH.1-6.2 FDD
PDSCH & PDSCH DMRS Precoding configuration for random Precoding			Single Panel Type I, Random precoder selection updated per slot, with equal probability of each applicable i₁, i₂ combination, and with Wideband granularity
Note 1: For random precoder selection, the precoder shall be updated in each slot (1 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#[(n-4)], this reported PMI cannot be applied at the eNB downlink before slot#[(n+4)]. Note 3: Randomization of the principle beam direction shall be used as specified in Annex B.2.3.2.3

Table 6.3.3.1.2.3-2: Minimum requirement

Parameter	Test 1
	1.5

The normative reference for this requirement is TS 38.101-4 [5] clause 6.3.3.1.2.

6.3.3.1.2.4 Test description

6.3.3.1.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.1 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.3.1.2.3-1and as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

6.3.3.1.2.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.3.1.2.3-1 as appropriate.

4. Calculate. If the ratio ≥ which is specified in table 6.3.3.1.2.5-1, then the test is pass. Otherwise, the test is fail.

6.3.3.1.2.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.3.1.2.4.3.1 Message exceptions for SA

Table 6.3.3.1.2.4.3.1-1: CSI-ResourceConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-41
Information Element	Value/remark	Comment	Condition
CSI-ResourceConfig ::= SEQUENCE {
resourceType	aperiodic
}

Table 6.3.3.1.2.4.3.1-2: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2, Table5.4.2.0-15
Information Element	Value/remark	Comment	Condition
CSI-RS-ResourceMapping ::= SEQUENCE {
frequencyDomainAllocation CHOICE {
other	001100
}
nrofPorts	p8
firstOFDMSymbolInTimeDomain	5
cdm-Type	cdm4-FD2-TD2
}

Table 6.3.3.1.2.4.3.1-3: CSI-RS-ResourceMapping for ZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2, Table5.4.2.0-21
Information Element	Value/remark	Comment	Condition
CSI-RS-ResourceMapping ::= SEQUENCE {
frequencyDomainAllocation CHOICE {
other	000100
}
nrofPorts	p4
firstOFDMSymbolInTimeDomain	9
}

Table 6.3.3.1.2.4.3.1-4: CSI-IM-Resource

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-34
Information Element	Value/remark	Comment	Condition
csi-IM-ResourceElementPattern
pattern0 SEQUENCE {
subcarrierLocation-p0	s4
symbolLocation-p0	9
}

Table 6.3.3.1.2.4.3.1-5: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-25
Information Element	Value/remark	Comment	Condition
nrOfAntennaPorts CHOICE {
moreThanTwo SEQUENCE {
n1-n2 CHOICE {
four-one-TypeI-SinglePanel-Restriction	FFFF
}
}
}
typeI-SinglePanel-ri-Restriction	00000010

Table 6.3.3.1.2.4.3.1-6: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-39
Information Element	Value/remark	Comment	Condition
reportConfigType CHOICE {
aperiodic SEQUENCE {
reportSlotOffsetList	5
}

reportFreqConfiguration SEQUENCE {
csi-ReportingBand CHOICE {
subbands7	1111111
}
}

}

6.3.3.1.2.4.3.2 Message exceptions for NSA

Same as in clause 6.3.3.1.2.4.3.

6.3.3.1.2.5 Test requirement

Table 6.3.3.1.2.5-1: Test requirement

Parameter	Test 1
	1.49

6.3.3.1.3 4Rx FDD FR1 Multiple PMI with 16Tx Type I – SinglePanel Codebook for both SA and NSA

6.3.3.1.3.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.3.1.3.2 Test applicability

This test applies to all types of NR UE release 15 and forward.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC.

6.3.3.1.3.3 Minimum conformance requirements

For the parameters specified in Table 6.3.3.1.3.3-1, and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.3.1.3.3-2.

Table 6.3.3.1.3.3-1: Test parameters (dual-layer)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Subcarrier spacing		kHz	15
Duplex Mode			FDD
Propagation channel			TDLC300-5
Antenna configuration			High XP 16 x 4 (N1,N2) = (4,2)
Beamforming Model			As specified in Annex B.4.1
ZP CSI-RS configuration	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		4
	CDM Type		FD-CDM2
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k₁)		Row 5, (4,-)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(9,-)
	CSI-RS interval and offset	slot	Not configured
	ZP CSI-RS trigger		1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0
NZP CSI-RS for CSI acquisition	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		16
	CDM Type		CDM4 (FD2, TD2)
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k_1, k₂, k₃)		Row 12, (2, 4, 6, 8)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(5, -)
	CSI-RS interval and offset	slot	Not configured
	aperiodicTriggeringOffset		0
CSI-IM configuration	CSI-IM resource Type		Aperiodic
	CSI-IM RE pattern		Pattern 0
	CSI-IM Resource Mapping (k_CSI-IM,l_CSI-IM)		(4,9)
	CSI-IM timeConfig interval and offset	slot	Not configured
ReportConfigType			Aperiodic
CQI-table			Table 1
reportQuantity			cri-RI-PMI-CQI
timeRestrictionForChannelMeasurements			Not configured
timeRestrictionForInterferenceMeasurements			Not configured
cqi-FormatIndicator			Wideband
pmi-FormatIndicator			Subband
Sub-band Size		RB	8
csi-ReportingBand			1111111
CSI-Report interval and offset		slot	Not configured
Aperiodic Report Slot Offset			5
CSI request			1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0
reportTriggerSize			1
CSI-AperiodicTriggerStateList			One State with one Associated Report Configuration Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM
Codebook configuration	Codebook Type		typeI-SinglePanel
	Codebook Mode		1
	(CodebookConfig-N1,CodebookConfig-N2)		(4,2)
	(CodebookConfig-O1,CodebookConfig-O2)		(4,4)
	CodebookSubsetRestriction		0x FFFF
	RI Restriction		00000010
Physical channel for CSI report			PUSCH
CQI/RI/PMI delay		ms	8
Maximum number of HARQ transmission			4
Measurement channel			R.PDSCH.1-6.3 FDD
Note 1: When Throughput is measured using random precoder selection, the precoder shall be updated in each slot (1 ms granularity) with equal probability of each applicable i₁, i₂ combination. Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#(n-4), this reported PMI cannot be applied at the gNB downlink before slot#(n+4). Note 3: Randomization of the principle beam direction shall be used as specified in Annex B.2.3.2.3.

Table 6.3.3.1.3.3-2: Minimum requirement

Parameter	Test 1
	3.0

The normative reference for this requirement is TS 38.101-4 [5] clause 6.3.3.1.3.

6.3.3.1.3.4 Test description

6.3.3.1.3.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.10 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.3.1.3.3-1 and as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

6.3.3.1.3.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.3.1.3.3-1 as appropriate.

4. Calculate. If the ratio ≥ which is specified in table 6.3.3.1.3.5-1, then the test is pass. Otherwise, the test is fail.

6.3.3.1.3.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.3.1.3.4.3.1 Message exceptions for SA

Table 6.3.3.1.3.4.3.1-1: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-2
Information Element	Value/remark	Comment	Condition
CSI-RS-ResourceMapping ::= SEQUENCE {
frequencyDomainAllocation CHOICE {
other	011110
}
nrofPorts	P16
firstOFDMSymbolInTimeDomain	5
cdm-Type	cdm4-FD2-TD2
}

Table 6.3.3.1.3.4.3.1-2: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-14
Information Element	Value/remark	Comment	Condition
nrOfAntennaPorts CHOICE {
moreThanTwo SEQUENCE {
n1-n2 CHOICE {
four-two-TypeI-SinglePanel-Restriction	FFFF FFFF FFFF FFFF
}
}
}
typeI-SinglePanel-ri-Restriction	00000010

Table 6.3.3.1.3.4.3.1-3: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-13
Information Element	Value/remark	Comment	Condition
reportConfigType CHOICE {
aperiodic SEQUENCE {
reportSlotOffsetList	5
}

reportFreqConfiguration SEQUENCE {
pmi-FormatIndicator	subbandPMI
}

}

6.3.3.1.3.4.3.2 Message exceptions for NSA

Same as in clause 6.3.3.1.3.4.3.1.

6.3.3.1.3.5 Test requirement

Table 6.3.3.1.3.5-1: Test requirement

Parameter	Test 1
	2.99

6.3.3.1.4 4Rx FDD FR1 Single PMI with 32Tx Type1 – SinglePanel codebook for both SA and NSA

6.3.3.1.4.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.3.1.4.2 Test applicability

This test applies to all types of NR UE release 15 and forward.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC.

6.3.3.1.4.3 Minimum conformance requirements

For the parameters specified in Table 6.3.3.1.4.3-1, and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.3.1.4.3-2.

Table 6.3.3.1.4.3-1: Test parameters (dual-layer)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Subcarrier spacing		kHz	15
Duplex Mode			FDD
Propagation channel			TDLA30-5
Antenna configuration			High XP 32 x 4 (N1,N2) = (4,4)
Beamforming Model			As specified in Annex B.4.1
ZP CSI-RS configuration	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		4
	CDM Type		FD-CDM2
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k₁)		Row 5, (4,-)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(9,-)
	CSI-RS interval and offset	slot	Not configured
	ZP CSI-RS trigger		1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0
NZP CSI-RS for CSI acquisition	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		32
	CDM Type		CDM4 (FD2, TD2)
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k_1, k₂, k₃)		Row 17, (2, 4, 6, 8)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(5, 12)
	CSI-RS interval and offset	slot	Not configured
	aperiodicTriggeringOffset		0
CSI-IM configuration	CSI-IM resource Type		Aperiodic
	CSI-IM RE pattern		Pattern 0
	CSI-IM Resource Mapping (k_CSI-IM,l_CSI-IM)		(4,9)
	CSI-IM timeConfig interval and offset	slot	Not configured
ReportConfigType			Aperiodic
CQI-table			Table 1
reportQuantity			cri-RI-PMI-CQI
timeRestrictionForChannelMeasurements			Not configured
timeRestrictionForInterferenceMeasurements			Not configured
cqi-FormatIndicator			Wideband
pmi-FormatIndicator			Wideband
Sub-band Size		RB	8
csi-ReportingBand			1111111
CSI-Report interval and offset		slot	Not configured
Aperiodic Report Slot Offset			5
CSI request			1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0
reportTriggerSize			1
CSI-AperiodicTriggerStateList			One State with one Associated Report Configuration Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM
Codebook configuration	Codebook Type		typeI-SinglePanel
	Codebook Mode		1
	(CodebookConfig-N1,CodebookConfig-N2)		(4,4)
	(CodebookConfig-O1,CodebookConfig-O2)		(4,4)
	CodebookSubsetRestriction		0x FFFF
	RI Restriction		00000010
Physical channel for CSI report			PUSCH
CQI/RI/PMI delay		ms	8
Maximum number of HARQ transmission			4
Measurement channel			R.PDSCH.1-6.3 FDD
PDSCH & PDSCH DMRS Precoding configuration for random Precoding			Single Panel Type I, Random precoder selection updated per slot, with equal probability of each applicable i₁, i₂ combination, and with Wideband granularity
Note 1: When Throughput is measured using random precoder selection, the precoder shall be updated in each slot (1 ms granularity) with equal probability of each applicable i₁, i₂ combination. Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#(n-4), this reported PMI cannot be applied at the gNB downlink before slot#(n+4). Note 3: Randomization of the principle beam direction shall be used as specified in Annex B.2.3.2.3.

Table 6.3.3.1.4.3-2: Minimum requirement

Parameter	Test 1
	7.0

The normative reference for this requirement is TS 38.101-4 [5] clause 6.3.3.1.4.

6.3.3.1.4.4 Test description

6.3.3.1.4.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.10 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.3.1.4.3-1 and as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

6.3.3.1.4.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.3.1.4.3-1 as appropriate.

4. Calculate. If the ratio ≥ which is specified in table 6.3.3.1.4.5-1, then the test is pass. Otherwise, the test is fail.

6.3.3.1.4.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.3.1.4.4.3.1 Message exceptions for SA

Table 6.3.3.1.4.4.3.1-1: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-2
Information Element	Value/remark	Comment	Condition
CSI-RS-ResourceMapping:: = SEQUENCE {
frequencyDomainAllocation CHOICE {
other	011110
}
nrofPorts	P32
firstOFDMSymbolInTimeDomain	5
cdm-Type	cdm4-FD2-TD2
}

Table 6.3.3.1.4.4.3.1-2: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-14
Information Element	Value/remark	Comment	Condition
nrOfAntennaPorts CHOICE {
moreThanTwo SEQUENCE {
n1-n2 CHOICE {
four-four-TypeI-SinglePanel-Restriction	FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF
}
}
}
typeI-SinglePanel-ri-Restriction	00000010

Table 6.3.3.1.4.4.3.1-3: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-13
Information Element	Value/remark	Comment	Condition
reportConfigType CHOICE {
aperiodic SEQUENCE {
reportSlotOffsetList	5
}
}

6.3.3.1.4.4.3.2 Message exceptions for NSA

Same as in clause 6.3.3.1.4.4.3.1.

6.3.3.1.4.5 Test requirement

Table 6.3.3.1.4.5-1: Test requirement

Parameter	Test 1
	6.99

6.3.3.1.5 4Rx FDD FR1 Multiple PMI with 16Tx TypeII codebook for both SA and NSA

6.3.3.1.5.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.3.1.5.2 Test applicability

This test applies to all types of NR UE release 15 and forward.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC.

6.3.3.1.5.3 Minimum conformance requirements

For the parameters specified in Table 6.3.3.1.5.3-1, and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.3.1.5.3-2.

Table 6.3.3.1.5.3-1: Test parameters (dual-layer)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Subcarrier spacing		kHz	15
Duplex Mode			FDD
Propagation channel			TDLA30-5
Antenna configuration			XP Medium 16 x 4 (N1,N2) = (4,2)
Beamforming Model			As specified in Annex B.4.1
ZP CSI-RS configuration	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		4
	CDM Type		FD-CDM2
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k₁)		Row 5, (4,-)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(9,-)
	CSI-RS interval and offset	slot	Not configured
	ZP CSI-RS trigger		1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0
NZP CSI-RS for CSI acquisition	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		16
	CDM Type		CDM4 (FD2, TD2)
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k_1, k₂, k₃)		Row 12, (2, 4, 6, 8)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(5, -)
	CSI-RS interval and offset	slot	Not configured
	aperiodicTriggeringOffset		0
CSI-IM configuration	CSI-IM resource Type		Aperiodic
	CSI-IM RE pattern		Pattern 0
	CSI-IM Resource Mapping (k_CSI-IM,l_CSI-IM)		(4,9)
	CSI-IM timeConfig interval and offset	slot	Not configured
ReportConfigType			Aperiodic
CQI-table			Table 1
reportQuantity			cri-RI-PMI-CQI
timeRestrictionForChannelMeasurements			Not configured
timeRestrictionForInterferenceMeasurements			Not configured
cqi-FormatIndicator			Wideband
pmi-FormatIndicator			Subband
Sub-band Size		RB	8
csi-ReportingBand			1111111
CSI-Report interval and offset		slot	Not configured
Aperiodic Report Slot Offset			5
CSI request			1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0
reportTriggerSize			1
CSI-AperiodicTriggerStateList			One State with one Associated Report Configuration Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM
Codebook configuration	Codebook Type		typeII
	L (numberOfBeams)		2
	N_PSK (phaseAlphabetSize)		8
	subbandAmplitude		True
	(CodebookConfig-N1,CodebookConfig-N2)		(4,2)
	(CodebookConfig-O1,CodebookConfig-O2)		(4,4)
	CodebookSubsetRestriction		0x 7FF FFFF FFFF FFFF FFFF
	RI Restriction (typeII-RI-Restriction)		10
Physical channel for CSI report			PUSCH
CQI/RI/PMI delay		ms	8
Maximum number of HARQ transmission			4
Measurement channel			R.PDSCH.1-6.3 FDD
Note 1: When Throughput is measured using random precoder selection, the precoder shall be updated in each slot (1 ms granularity) with equal probability of each applicable i₁, i₂ combination. The random precoder generation shall follow ‘typeI-SinglePanel’ codebook configuration as specified in table 6.3.3.1.3-1. Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#(n-4), this reported PMI cannot be applied at the gNB downlink before slot#(n+4). Note 3: Randomization of the dual-cluster beam directions shall be used as specified in Annex B.2.3.2.3A. The value of relative power ratio (p) shall be fixed as 1 during the test.

Table 6.3.3.1.5.3-2: Minimum requirement

Parameter	Test 1
	1.9

The normative reference for this requirement is TS 38.101-4 [5] clause 6.3.3.1.5.

6.3.3.1.5.4 Test description

6.3.3.1.5.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.10 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.3.1.5.3-1 and as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

6.3.3.1.5.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.3.1.5.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format [1_1] for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. Establish and according to Annex G.3.2.

3. Set SNR to. The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 5.2.2.2.1-6 in TS 38.214 [12]) every slot regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities, and the random precoder generation shall follow the codebook configuration as specified in Table 6.3.3.1.3.3-1. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission with an UL RMC for CP-OFDM QPSK with 5 RBs allocated according to A.2.2.6 of TS 38.521-1 [21] to carry the PUSCH CSI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. No transport block is sent in parallel to the CQI feedback. Measure according to Annex G.3.3.

4. Calculate. If the ratio ≥ which is specified in table 6.3.3.1.5.5-1, then the test is pass. Otherwise, the test is fail.

6.3.3.1.5.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.3.1.5.4.3.1 Message exceptions for SA

Table 6.3.3.1.5.4.3.1-1: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-2
Information Element	Value/remark	Comment	Condition
CSI-RS-ResourceMapping ::= SEQUENCE {
frequencyDomainAllocation CHOICE {
other	‘011110’B
}
nrofPorts	P16
firstOFDMSymbolInTimeDomain	5
cdm-Type	cdm4-FD2-TD2
}

Table 6.3.3.1.5.4.3.1-2: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-14
Information Element	Value/remark	Comment	Condition
CodebookConfig ::= SEQUENCE {
codebookType CHOICE {
type2 SEQUENCE {
subType CHOICE {
typeII SEQUENCE {
n1-n2-codebookSubsetRestriction CHOICE {
four-two	0x 7FF FFFF FFFF FFFF FFFF
}
typeII-RI-Restriction	‘10’B
}
}
phaseAlphabetSize	8
subbandAmplitude	TRUE
numberOfBeams	2
}
}
}

Table 6.3.3.1.5.4.3.1-3: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-13
Information Element	Value/remark	Comment	Condition
reportConfigType CHOICE {
aperiodic SEQUENCE {
reportSlotOffsetList	5
}

reportFreqConfiguration SEQUENCE {
pmi-FormatIndicator	subbandPMI
}
}

6.3.3.1.5.4.3.2 Message exceptions for NSA

Same as in clause 6.3.3.1.5.4.3.1.

6.3.3.1.5.5 Test requirement

Table 6.3.3.1.5.5-1: Test requirement

Parameter	Test 1
	1.89

6.3.3.1.6 4Rx FDD FR1 Multiple PMI with 16Tx Enhanced TypeII codebook for both SA and NSA

6.3.3.1.6.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.3.1.6.2 Test applicability

This test applies to all types of NR UE release 16 and forward supporting Enhanced Type II codebook with at least 16 ports per CSI-RS resource.

This test also applies to all types of EUTRA UE release 16 and forward supporting EN-DC and Enhanced Type II codebook with at least 16 ports per CSI-RS resource.

6.3.3.1.6.3 Minimum conformance requirements

For the parameters specified in Table 6.3.3.1.6.3-1, and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.3.1.6.3-2.

Table 6.3.3.1.6.3-1: Test parameters (dual-layer)

Parameter		Unit	Test 1
Bandwidth		MHz	10
Subcarrier spacing		kHz	15
Duplex Mode			FDD
Propagation channel			TDLA30-5
Antenna configuration			XP Medium 16 x 2 (N1,N2) = (4,2)
Beamforming Model			As specified in Annex B.4.1
ZP CSI-RS configuration	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		4
	CDM Type		FD-CDM2
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k₁)		Row 5, (4,-)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(9,-)
	CSI-RS interval and offset	slot	Not configured
	ZP CSI-RS trigger		1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0
NZP CSI-RS for CSI acquisition	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		16
	CDM Type		CDM4 (FD2, TD2)
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k_1, k₂, k₃)		Row 12, (2, 4, 6, 8)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(5, -)
	CSI-RS interval and offset	slot	Not configured
	aperiodicTriggeringOffset		0
CSI-IM configuration	CSI-IM resource Type		Aperiodic
	CSI-IM RE pattern		Pattern 0
	CSI-IM Resource Mapping (k_CSI-IM,l_CSI-IM)		(4,9)
	CSI-IM timeConfig interval and offset	slot	Not configured
ReportConfigType			Aperiodic
CQI-table			Table 1
reportQuantity			cri-RI-PMI-CQI
timeRestrictionForChannelMeasurements			Not configured
timeRestrictionForInterferenceMeasurements			Not configured
cqi-FormatIndicator			Wideband
pmi-FormatIndicator			Not configured
Sub-band Size		RB	4
csi-ReportingBand			1111111
CSI-Report interval and offset		slot	Not configured
Aperiodic Report Slot Offset			5
CSI request			1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0
reportTriggerSize			1
CSI-AperiodicTriggerStateList			One State with one Associated Report Configuration Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM
Codebook configuration	Codebook Type		typeII-r16
	paramCombination-r16		6 (L =4, p_ν =1/2, β=1/2 )
	R(numberOfPMISubbandsPerCQISubband-r16)		1
	(CodebookConfig-N1,CodebookConfig-N2)		(4,2)
	(CodebookConfig-O1,CodebookConfig-O2)		(4,4)
	CodebookSubsetRestriction		0x 7FF FFFF FFFF FFFF FFFF
	RI Restriction (typeII-RI-Restriction-r16)		0010
Physical channel for CSI report			PUSCH
CQI/RI/PMI delay		ms	8
Maximum number of HARQ transmission			4
Measurement channel			R.PDSCH.1-6.3
Note 1: When Throughput is measured using random precoder selection, the precoder shall be updated in each slot (1 ms granularity) with equal probability of each applicable i₁, i₂ combination. The random precoder generation shall follow ‘typeI-SinglePanel’ codebook configuration as specified in table 6.3.3.1.3-1. Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#(n-4), this reported PMI cannot be applied at the gNB downlink before slot#(n+4). Note 3: Randomization of the dual-cluster beam directions shall be used as specified in AnnexB.2.3.2.3A. The value of relative power ratio (p) shall be fixed as 1 during the test.

Table 6.3.3.1.6.3-2: Minimum requirement

Parameter	Test 1
	2.2

The normative reference for this requirement is TS 38.101-4 [5], clause 6.3.3.1.6.

6.3.3.1.6.4 Test description

6.3.3.1.6.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.10 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.3.1.6.3-1 and as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

6.3.3.1.6.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.3.1.6.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 1_1 for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission with an UL RMC for CP-OFDM QPSK with 5 RBs allocated according to A.2.2.6 of TS 38.521-1 [21] to carry the PUSCH CQI feedback via PDCCH DCI format 0_1 with aperiodic CSI request triggered. No transport block is sent in parallel to the CQI feedback. Establish and according to Annex G.3.2.

4. Calculate. If the ratio ≥ which is specified in table 6.3.3.1.6.5-1, then the test is pass. Otherwise, the test is fail.

6.3.3.1.6.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.3.1.6.4.3.1 Message exceptions for SA

Table 6.3.3.1.6.4.3.1-1: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-13
Information Element	Value/remark	Comment	Condition
CSI-ReportConfig ::= SEQUENCE {
reportFreqConfiguration SEQUENCE {
pmi-FormatIndicator	subbandPMI
}
codebookConfig	Not present
subbandSize	Value1
codebookConfig-r16	CodebookConfig-r16
}

Table 6.3.3.1.6.4.3.1-2: CodebookConfig-r16 (Table 6.3.3.1.6.4.3.1-1)

Derivation Path: TS 38.331 [6], clause 6.3.2
Information Element	Value/remark	Comment	Condition
CodebookConfig-r16 ::= SEQUENCE {
codebookType CHOICE {
type2 SEQUENCE {
subType CHOICE {
typeII-r16 SEQUENCE {
N1-n2-codebookSubsetRestriction-r16
Four-two	0x 7FF FFFF FFFF FFFF FFFF
}
typeII-RI-Restriction-r16	0010
}
}
numberOfPMI-SubbandsPerCQI-Subband-r16	1
paramCombinatin-r16	6	(L =4, p_ν =1/2, β=1/2 )
}
}
}

6.3.3.1.6.4.3.2 Message exceptions for NSA

Same as in clause 6.3.3.1.6.4.3.1.

6.3.3.1.6.5 Test requirement

Table 6.3.3.1.6.5-1: Test requirement

Parameter	Test 1
	2.19

6.3.3.2 TDD

6.3.3.2.1 4Rx TDD FR1 Single PMI with 4TX TypeI-SinglePanel codebook for both SA and NSA

6.3.3.2.1.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.3.2.1.2 Test applicability

This test applies to all types of NR UE release 15 and forward.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC.

6.3.3.2.1.3 Minimum conformance requirements

For the parameters specified in Table 6.3.3.2.1.3-1 and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.3.2.1.3-2.

Table 6.3.3.2.1.3-1: Test parameters (single layer)

Parameter		Unit	Test 1
Bandwidth		MHz	40
Subcarrier spacing		kHz	30
Duplex Mode			TDD
TDD DL-UL configuration			FR1.30-1 as specified in Annex A
Propagation channel			TDLA30-5
Antenna configuration			High XP 4 x 4 (N1,N2) = (2,1)
Beamforming Model			As specified in Section Annex B.4.1
ZP CSI-RS configuration	CSI-RS resource Type		Periodic
	Number of CSI-RS ports (X)		4
	CDM Type		FD-CDM2
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k₁ )		Row 5, (4,-)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(9,-)
	CSI-RS interval and offset	slot	10/1
NZP CSI-RS for CSI acquisition	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		4
	CDM Type		FD-CDM2
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k₁ )		Row 4, (0,-)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(13,-)
	CSI-RS interval and offset		Not configured
	aperiodicTriggeringOffset		0
CSI-IM configuration	CSI-IM resource Type		Aperiodic
	CSI-IM RE pattern		Patten 0
	CSI-IM Resource Mapping (k_CSI-IM,l_CSI-IM)		(4,9)
	CSI-IM timeConfig interval and offset	slot	Not configured
ReportConfigType			Aperiodic
CQI-table			Table 1
reportQuantity			cri-RI-PMI-CQI
timeRestrictionForChannelMeasurements			Not configured
timeRestrictionForInterferenceMeasurements			Not configured
cqi-FormatIndicator			Wideband
pmi-FormatIndicator			Wideband
Sub-band Size		RB	16
csi-ReportingBand			1111111
CSI-Report interval and offset		slot	Not configured
Aperiodic Report Slot Offset			8
CSI request			1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0
reportTriggerSize			1
CSI-AperiodicTriggerStateList			One State with one Associated Report Configuration Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM
Codebook configuration	Codebook Type		typeI-SinglePanel
	Codebook Mode		1
	(CodebookConfig-N1,CodebookConfig-N2)		(2,1)
	(CodebookConfig-O1,CodebookConfig-O2)		(4,1)
	CodebookSubsetRestriction		11111111
	RI Restriction		00000001
Physical channel for CSI report			PUSCH
CQI/RI/PMI delay		ms	5.5
Maximum number of HARQ transmission			4
Measurement channel			R.PDSCH.2-8.1 TDD
PDSCH & PDSCH DMRS Precoding configuration for random Precoding			Single Panel Type I, Random precoder selection updated per slot, with equal probability of each applicable i₁, i₂ combination, and with Wideband granularity
Note 1: For random precoder selection, the precoder shall be updated in each slot (0.5 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#[(n-4)], this reported PMI cannot be applied at the eNB downlink before slot#[(n+4)]. Note 3: Randomization of the principle beam direction shall be used as specified in Annex B.2.3.2.3

Table 6.3.3.2.1.3-2: Minimum requirement

Parameter	Test 1
	1.3

6.3.3.2.1.4 Test description

6.3.3.2.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.1 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.3.2.1.3-1 and as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity NR, Connected without release On for SA or (EN-DC, DC bearer MCG and SCG, Connected without Release On) for NSA according to TS 38.508-1 [6] clause 4.5. Message content are defined in clause 6.3.3.2.1.4.3.

6.3.3.2.1.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.3.2.1.3-1 as appropriate.

4. Calculate. If the ratio ≥ which is specified in table 6.3.3.1.1.5-1, then the test is pass. Otherwise, the test is fail.

6.3.3.2.1.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.3.2.1.4.3.1 Message exceptions for SA

Table 6.3.3.2.1.4.3.1-1: CSI-ResourceConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-41
Information Element	Value/remark	Comment	Condition
CSI-ResourceConfig ::= SEQUENCE {
resourceType	Aperiodic
}

Table 6.3.3.2.1.4.3.1-2: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause5.4.2, Table5.4.2.0-15
Information Element	Value/remark	Comment	Condition
CSI-RS-ResourceMapping ::= SEQUENCE {
frequencyDomainAllocation CHOICE {
Row4	001
}
nrofPorts	p4
firstOFDMSymbolInTimeDomain	13
}

Table 6.3.3.2.1.4.3.1-3: CSI-RS-ResourceMapping for ZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2, Table5.4.2.0-21
Information Element	Value/remark	Comment	Condition
CSI-RS-ResourceMapping ::= SEQUENCE {
frequencyDomainAllocation CHOICE {
Row5	000100
}
nrofPorts	p4
firstOFDMSymbolInTimeDomain	9
}

Table 6.3.3.2.1.4.3.1-4: CSI-IM-Resource

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-34
Information Element	Value/remark	Comment	Condition
csi-IM-ResourceElementPattern
pattern0 SEQUENCE {
subcarrierLocation-p0	s4
symbolLocation-p0	9
}

Table 6.3.3.2.1.4.3.1-5: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-25
Information Element	Value/remark	Comment	Condition
nrOfAntennaPorts CHOICE {
moreThanTwo SEQUENCE {
n1-n2 CHOICE {
two-one-TypeI-SinglePanel-Restriction	11111111
}
}
}
typeI-SinglePanel-ri-Restriction	00000001

Table 6.3.3.2.1.4.3.1-6: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-39
Information Element	Value/remark	Comment	Condition
reportConfigType CHOICE {
aperiodic SEQUENCE {
reportSlotOffsetList	0
}
reportFreqConfiguration SEQUENCE {
csi-ReportingBand CHOICE {
subbands7	[1111111]
}
}
subbandSize	value2
}

6.3.3.2.1.4.3.2 Message exception for NSA

Same as in 6.3.3.2.1.4.3.1.

6.3.3.2.1.5 Test requirement

Table 6.3.3.2.1.5-1: Test requirement

Parameter	Test 1
	1.29

6.3.3.2.2 4Rx TDD FR1 Single PMI with 8TX TypeI-SinglePanel codebook for both SA and NSA

6.3.3.2.2.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.3.2.2.2 Test applicability

This test applies to all types of NR UE release 15 and forward.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC.

6.3.3.2.2.3 Minimum conformance requirements

For the parameters specified in Table 6.3.3.2.2.3-1, and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.3.2.2.3-2.

Table 6.3.3.2.2.3-1: Test parameters (dual-layer)

Parameter		Unit	Test 1
Bandwidth		MHz	40
Subcarrier spacing		kHz	30
Duplex Mode			TDD
TDD DL-UL configurations			FR1.30-1 as specified in Annex A
Propagation channel			TDLA30-5
Antenna configuration			High XP 8 x 4 (N1,N2) = (4,1)
Beamforming Model			As specified in Section Annex B.4.1
ZP CSI-RS configuration	CSI-RS resource Type		Periodic
	Number of CSI-RS ports (X)		4
	CDM Type		FD-CDM2
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k₁ )		Row 5, (4,-)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(9,-)
	CSI-RS interval and offset	slot	10/1
NZP CSI-RS for CSI acquisition	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		8
	CDM Type		CDM4 (FD2, TD2)
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k₁ )		Row 8, (4,6)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(5,-)
	CSI-RS interval and offset	slot	Not configured
	aperiodicTriggeringOffset		0
CSI-IM configuration	CSI-IM resource Type		Aperiodic
	CSI-IM RE pattern		Patten 0
	CSI-IM Resource Mapping (k_CSI-IM,l_CSI-IM)		(4,9)
	CSI-IM timeConfig interval and offset	slot	Not configured
ReportConfigType			Aperiodic
CQI-table			Table 1
reportQuantity			cri-RI-PMI-CQI
timeRestrictionForChannnelMeasurements			Not configured
timeRestrictionForInterferenceMeasurements			Not configured
cqi-FormatIndicator			Wideband
pmi-FormatIndicator			Wideband
Sub-band Size		RB	16
csi-ReportingBand			1111111
CSI-Report interval and offset		slot	Not configured
Aperiodic Report Slot Offset			8
CSI request			1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0
reportTriggerSize			1
CSI-AperiodicTriggerStateList			One State with one Associated Report Configuration Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM
Codebook configuration	Codebook Type		typeI-SinglePanel
	Codebook Mode		1
	(CodebookConfig-N1,CodebookConfig-N2)		(4,1)
	(CodebookConfig-O1,CodebookConfig-O2)		(4,1)
	CodebookSubsetRestriction		0x FFFF
	RI Restriction		00000010
Physical channel for CSI report			PUSCH
CQI/RI/PMI delay		ms	6.5
Maximum number of HARQ transmission			4
Measurement channel			R.PDSCH.2-8.2 TDD
PDSCH & PDSCH DMRS Precoding configuration for random Precoding			Single Panel Type I, Random precoder selection updated per slot, with equal probability of each applicable i₁, i₂ combination, and with Wideband granularity
Note 1: For random precoder selection, the precoder shall be updated in each slot (0.5 ms granularity). Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#[(n-6)], this reported PMI cannot be applied at the eNB downlink before slot#[(n+6)]. Note 3: Randomization of the principle beam direction shall be used as specified in Annex B.2.3.2.3

Table 6.3.3.2.2.3-2: Minimum requirement

Parameter	Test 1
	1.5

6.3.3.2.2.4 Test description

6.3.3.2.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.2.1-2 and Table 6.3.3.2.2.3-1and as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

6.3.3.2.2.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.3.2.2.3-1 as appropriate.

4. Calculate. If the ratio ≥ which is specified in table 6.3.3.2.2.5-1, then the test is pass. Otherwise, the test is fail.

6.3.3.2.2.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.3.2.2.4.3.1 Message contents for SA

Table 6.3.3.2.2.4.3.1-1: CSI-ResourceConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-41
Information Element	Value/remark	Comment	Condition
CSI-ResourceConfig ::= SEQUENCE {
resourceType	Aperiodic
}

Table 6.3.3.2.2.4.3.1-2: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause5.4.2, Table5.4.2.0-15
Information Element	Value/remark	Comment	Condition
CSI-RS-ResourceMapping ::= SEQUENCE {
frequencyDomainAllocation CHOICE {
other	001100
}
nrofPorts	p8
firstOFDMSymbolInTimeDomain	5
cdm-Type	cdm4-FD2-TD2
}

Table 6.3.3.2.2.4.3.1-3: CSI-RS-ResourceMapping for ZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2, Table5.4.2.0-21
Information Element	Value/remark	Comment	Condition
CSI-RS-ResourceMapping ::= SEQUENCE {
frequencyDomainAllocation CHOICE {
other	000100
}
nrofPorts	p4
firstOFDMSymbolInTimeDomain	9
}

Table 6.3.3.2.2.4.3.1-4: CSI-IM-Resource

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-34
Information Element	Value/remark	Comment	Condition
csi-IM-ResourceElementPattern
pattern0 SEQUENCE {
subcarrierLocation-p0	s4
symbolLocation-p0	9
}

Table 6.3.3.2.2.4.3.1-5: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-25
Information Element	Value/remark	Comment	Condition
nrOfAntennaPorts CHOICE {
moreThanTwo SEQUENCE {
n1-n2 CHOICE {
four-one-TypeI-SinglePanel-Restriction	FFFF
}
}
}
typeI-SinglePanel-ri-Restriction	00000010

Table 6.3.3.2.2.4.3.1-6: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-39
Information Element	Value/remark	Comment	Condition
reportConfigType CHOICE {
aperiodic SEQUENCE {
reportSlotOffsetList	8
}
reportFreqConfiguration SEQUENCE {
csi-ReportingBand CHOICE {
subbands7	1111111
}
}

}

6.3.3.2.2.4.3.2 Message contents for NSA

Same as in clause 6.3.3.2.2.4.3.1.

6.3.3.2.2.5 Test requirement

Table 6.3.3.2.2.5-1: Test requirement

Parameter	Test 1
	1.49

6.3.3.2.3 4Rx TDD FR1 Multiple PMI with 16Tx Type1 – SinglePanel codebook for both SA and NSA

6.3.3.2.3.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.3.2.3.2 Test applicability

This test applies to all types of NR UE release 15 and forward supporting 4 Rx antenna ports.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC and 4 Rx antenna ports.

6.3.3.2.3.3 Minimum conformance requirements

For the parameters specified in Table 6.3.3.2.3.3-1 and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.3.2.3.3-2.

Table 6.3.3.2.3.3-1: Test parameters (dual-layer)

Parameter		Unit	Test 1
Bandwidth		MHz	40
Subcarrier spacing		kHz	30
Duplex Mode			TDD
TDD DL-UL configurations			FR1.30-1 as specified in Annex A
Propagation channel			TDLC300-5
Antenna configuration			High XP 16 x 4 (N1,N2) = (4,2)
Beamforming Model			As specified in Annex B.4.1
ZP CSI-RS configuration	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		4
	CDM Type		FD-CDM2
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k₁)		Row 5, (4,-)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(9,-)
	CSI-RS interval and offset	slot	Not configured
	ZP CSI-RS trigger		1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0
NZP CSI-RS for CSI acquisition	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		16
	CDM Type		CDM4 (FD2, TD2)
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k_1, k₂, k₃)		Row 12, (2, 4, 6, 8)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(5, -)
	CSI-RS interval and offset	slot	Not configured
	aperiodicTriggeringOffset		0
CSI-IM configuration	CSI-IM resource Type		Aperiodic
	CSI-IM RE pattern		Pattern 0
	CSI-IM Resource Mapping (k_CSI-IM,l_CSI-IM)		(4,9)
	CSI-IM timeConfig interval and offset	slot	Not configured
ReportConfigType			Aperiodic
CQI-table			Table 1
reportQuantity			cri-RI-PMI-CQI
timeRestrictionForChannnelMeasurements			Not configured
timeRestrictionForInterferenceMeasurements			Not configured
cqi-FormatIndicator			Wideband
pmi-FormatIndicator			Subband
Sub-band Size		RB	16
csi-ReportingBand			1111111
CSI-Report interval and offset		slot	Not configured
Aperiodic Report Slot Offset			8
CSI request			1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0
reportTriggerSize			1
CSI-AperiodicTriggerStateList			One State with one Associated Report Configuration Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM
Codebook configuration	Codebook Type		typeI-SinglePanel
	Codebook Mode		1
	(CodebookConfig-N1,CodebookConfig-N2)		(4,2)
	(CodebookConfig-O1,CodebookConfig-O2)		(4,4)
	CodebookSubsetRestriction		0x FFFF
	RI Restriction		00000010
Physical channel for CSI report			PUSCH
CQI/RI/PMI delay		ms	6.5
Maximum number of HARQ transmission			4
Measurement channel			R.PDSCH.2-8.3 TDD
Note 1: When Throughput is measured using random precoder selection, the precoder shall be updated in each slot (0.5 ms granularity) with equal probability of each applicable i₁, i₂ combination. Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#(n-6), this reported PMI cannot be applied at the gNB downlink before slot#(n+6). Note 3: Randomization of the principle beam direction shall be used as specified in Annex B.2.3.2.3.

Table 6.3.3.2.3.3-2: Minimum requirement

Parameter	Test 1
	3.0

The normative reference for this requirement is TS 38.101-4 [5], clause 6.3.3.2.3.

6.3.3.2.3.4 Test description

6.3.3.2.3.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.10 for TE diagram and section A.3.2.5 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.2.1-2 and Table 6.3.3.2.3.3-1and as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

6.3.3.2.3.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.3.2.3.3-1 as appropriate.

4. Calculate. If the ratio ≥ which is specified in table 6.3.3.2.3.5-1, then the test is pass. Otherwise, the test is fail.

6.3.3.2.3.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.3.2.3.4.3.1 Message contents for SA

Table 6.3.3.2.3.4.3.1-1: CSI-ResourceConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-41
Information Element	Value/remark	Comment	Condition
CSI-ResourceConfig ::= SEQUENCE {
resourceType	Aperiodic
}

Table 6.3.3.2.3.4.3.1-2: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause5.4.2, Table 5.4.2.0-15
Information Element	Value/remark	Comment	Condition
CSI-RS-ResourceMapping ::= SEQUENCE {
frequencyDomainAllocation CHOICE {
other	011110
}
nrofPorts	p16
firstOFDMSymbolInTimeDomain	5
cdm-Type	cdm4-FD2-TD2
}

Table 6.3.3.2.3.4.3.1-3: CSI-RS-ResourceMapping for ZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2, Table 5.4.2.0-21
Information Element	Value/remark	Comment	Condition
CSI-RS-ResourceMapping ::= SEQUENCE {
frequencyDomainAllocation CHOICE {
other	000100
}
nrofPorts	p4
firstOFDMSymbolInTimeDomain	9
}

Table 6.3.3.2.3.4.3.1-4: CSI-IM-Resource

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-34
Information Element	Value/remark	Comment	Condition
csi-IM-ResourceElementPattern
pattern0 SEQUENCE {
subcarrierLocation-p0	s4
symbolLocation-p0	9
}

Table 6.3.3.2.3.4.3.1-5: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-25
Information Element	Value/remark	Comment	Condition
nrOfAntennaPorts CHOICE {
moreThanTwo SEQUENCE {
n1-n2 CHOICE {
four-two-TypeI-SinglePanel-Restriction	FFFF FFFF FFFF FFFF
}
}
}
typeI-SinglePanel-ri-Restriction	00000010

Table 6.3.3.2.3.4.3.1-6: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-39
Information Element	Value/remark	Comment	Condition
reportConfigType CHOICE {
aperiodic SEQUENCE {
reportSlotOffsetList	8
}
reportFreqConfiguration SEQUENCE {
pmi-FormatIndicator	subbandPMI
csi-ReportingBand CHOICE {
subbands7	1111111
}
}

}

6.3.3.2.3.4.3.2 Message contents for NSA

Same as in clause 6.3.3.2.3.4.3.1.

6.3.3.2.3.5 Test requirement

Table 6.3.3.2.3.5-1: Test requirement

Parameter	Test 1
	2.99

6.3.3.2.4 4Rx TDD FR1 Single PMI with 32Tx Type1 – SinglePanel codebook for both SA and NSA

6.3.3.2.4.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.3.2.4.2 Test applicability

This test applies to all types of NR UE release 15 and forward supporting 4 Rx antenna ports.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC and 4 Rx antenna ports.

6.3.3.2.4.3 Minimum conformance requirements

For the parameters specified in Table 6.3.3.2.4.3-1 and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.3.2.4.3-2.

Table 6.3.3.2.4.3-1: Test parameters (dual-layer)

Parameter		Unit	Test 1
Bandwidth		MHz	40
Subcarrier spacing		kHz	30
Duplex Mode			TDD
TDD DL-UL configurations			FR1.30-1 as specified in Annex A
Propagation channel			TDLA30-5
Antenna configuration			High XP 32 x 4 (N1,N2) = (4,4)
Beamforming Model			As specified in Annex B.4.1
ZP CSI-RS configuration	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		4
	CDM Type		FD-CDM2
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k₁)		Row 5, (4,-)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(9,-)
	CSI-RS interval and offset	slot	Not configured
	ZP CSI-RS trigger		1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0
NZP CSI-RS for CSI acquisition	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		32
	CDM Type		CDM4 (FD2, TD2)
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k_1, k₂, k₃)		Row 17, (2, 4, 6, 8)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(5, 12)
	CSI-RS interval and offset	slot	Not configured
	aperiodicTriggeringOffset		0
CSI-IM configuration	CSI-IM resource Type		Aperiodic
	CSI-IM RE pattern		Pattern 0
	CSI-IM Resource Mapping (k_CSI-IM,l_CSI-IM)		(4,9)
	CSI-IM timeConfig interval and offset	slot	Not configured
ReportConfigType			Aperiodic
CQI-table			Table 1
reportQuantity			cri-RI-PMI-CQI
timeRestrictionForChannnelMeasurements			Not configured
timeRestrictionForInterferenceMeasurements			Not configured
cqi-FormatIndicator			Wideband
pmi-FormatIndicator			Wideband
Sub-band Size		RB	16
csi-ReportingBand			1111111
CSI-Report interval and offset		slot	Not configured
Aperiodic Report Slot Offset			8
CSI request			1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0
reportTriggerSize			1
CSI-AperiodicTriggerStateList			One State with one Associated Report Configuration Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM
Codebook configuration	Codebook Type		typeI-SinglePanel
	Codebook Mode		1
	(CodebookConfig-N1,CodebookConfig-N2)		(4,4)
	(CodebookConfig-O1,CodebookConfig-O2)		(4,4)
	CodebookSubsetRestriction		0x FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF
	RI Restriction		00000010
Physical channel for CSI report			PUSCH
CQI/RI/PMI delay		ms	6.5
Maximum number of HARQ transmission			4
Measurement channel			R.PDSCH.2-8.3 TDD
PDSCH & PDSCH DMRS Precoding configuration for random Precoding			Single Panel Type I, Random precoder selection updated per slot, with equal probability of each applicable i₁, i₂ combination, and with Wideband granularity
Note 1: When Throughput is measured using random precoder selection, the precoder shall be updated in each slot (0.5 ms granularity) with equal probability of each applicable i₁, i₂ combination. Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#(n-6), this reported PMI cannot be applied at the gNB downlink before slot#(n+6). Note 3: Randomization of the principle beam direction shall be used as specified in Annex B.2.3.2.3.

Table 6.3.3.2.4.3-2: Minimum requirement

Parameter	Test 1
	7.0

The normative reference for this requirement is TS 38.101-4 [5], clause 6.3.3.2.4.

6.3.3.2.4.4 Test description

6.3.3.2.4.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 4.3.1.1.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.10 for TE diagram and section A.3.2.5 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.2.1-2 and Table 6.3.3.2.4.3-1and as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

6.3.3.2.4.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.3.2.4.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format [1_1] for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CQI feedback via PDCCH DCI format 0_1 with aperiodic CSI request triggered. Establish and according to Annex G.3.2.

4. Calculate. If the ratio ≥ which is specified in table 6.3.3.2.4.5-1, then the test is pass. Otherwise, the test is fail.

6.3.3.2.4.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.3.2.4.4.3.1 Message contents for SA

Table 6.3.3.2.4.4.3.1-1: CSI-ResourceConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-41
Information Element	Value/remark	Comment	Condition
CSI-ResourceConfig ::= SEQUENCE {
resourceType	Aperiodic
}

Table 6.3.3.2.4.4.3.1-2: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause5.4.2, Table 5.4.2.0-15
Information Element	Value/remark	Comment	Condition
CSI-RS-ResourceMapping ::= SEQUENCE {
frequencyDomainAllocation CHOICE {
other	011110
}
nrofPorts	p32
firstOFDMSymbolInTimeDomain	5
cdm-Type	cdm4-FD2-TD2
}

Table 6.3.3.2.4.4.3.1-3: CSI-RS-ResourceMapping for ZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2, Table 5.4.2.0-21
Information Element	Value/remark	Comment	Condition
CSI-RS-ResourceMapping ::= SEQUENCE {
frequencyDomainAllocation CHOICE {
other	000100
}
nrofPorts	p4
firstOFDMSymbolInTimeDomain	9
}

Table 6.3.3.2.4.4.3.1-4: CSI-IM-Resource

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-34
Information Element	Value/remark	Comment	Condition
csi-IM-ResourceElementPattern
pattern0 SEQUENCE {
subcarrierLocation-p0	s4
symbolLocation-p0	9
}

Table 6.3.3.2.4.4.3.1-5: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-25
Information Element	Value/remark	Comment	Condition
nrOfAntennaPorts CHOICE {
moreThanTwo SEQUENCE {
n1-n2 CHOICE {
four-four-TypeI-SinglePanel-Restriction	FFFF FFFF FFFF FFFF FFFF FFFF FFFF FFFF
}
}
}
typeI-SinglePanel-ri-Restriction	00000010

Table 6.3.3.2.4.4.3.1-6: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-39
Information Element	Value/remark	Comment	Condition
reportConfigType CHOICE {
aperiodic SEQUENCE {
reportSlotOffsetList	8
}
reportFreqConfiguration SEQUENCE {
pmi-FormatIndicator	subbandPMI
csi-ReportingBand CHOICE {
subbands7	1111111
}
}

}

6.3.3.2.4.4.3.2 Message contents for NSA

Same as in clause 6.3.3.2.4.4.3.1.

6.3.3.2.4.5 Test requirement

Table 6.3.3.2.4.5-1: Test requirement

Parameter	Test 1
	6.99

6.3.3.2.5 4Rx TDD FR1 Multiple PMI with 16Tx TypeII codebook for both SA and NSA

6.3.3.2.5.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.3.2.5.2 Test applicability

This test applies to all types of NR UE release 15 and forward.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC.

6.3.3.2.5.3 Minimum conformance requirements

For the parameters specified in Table 6.3.3.2.5.3-1, and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.3.2.5.3-2.

Table 6.3.3.2.5.3-1: Test parameters (dual-layer)

Parameter		Unit	Test 1
Bandwidth		MHz	40
Subcarrier spacing		kHz	30
Duplex Mode			TDD
TDD DL-UL configurations			FR1.30-1 as specified in Annex A
Propagation channel			TDLA30-5
Antenna configuration			XP Medium 16 x 4 (N1,N2) = (4,2)
Beamforming Model			As specified in Annex B.4.1
ZP CSI-RS configuration	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		4
	CDM Type		FD-CDM2
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k₁)		Row 5, (4,-)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(9,-)
	CSI-RS interval and offset	slot	Not configured
	ZP CSI-RS trigger		1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0
NZP CSI-RS for CSI acquisition	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		16
	CDM Type		CDM4 (FD2, TD2)
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k_1, k₂, k₃)		Row 12, (2, 4, 6, 8)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(5, -)
	CSI-RS interval and offset	slot	Not configured
	aperiodicTriggeringOffset		0
CSI-IM configuration	CSI-IM resource Type		Aperiodic
	CSI-IM RE pattern		Pattern 0
	CSI-IM Resource Mapping (k_CSI-IM,l_CSI-IM)		(4,9)
	CSI-IM timeConfig interval and offset	slot	Not configured
ReportConfigType			Aperiodic
CQI-table			Table 1
reportQuantity			cri-RI-PMI-CQI
timeRestrictionForIChannelMeasurements			Not configured
timeRestrictionForInterferenceMeasurements			Not configured
cqi-FormatIndicator			Wideband
pmi-FormatIndicator			Subband
Sub-band Size		RB	16
csi-ReportingBand			1111111
CSI-Report interval and offset		slot	Not configured
Aperiodic Report Slot Offset			8
CSI request			1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0
reportTriggerSize			1
CSI-AperiodicTriggerStateList			One State with one Associated Report Configuration Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM
Codebook configuration	Codebook Type		typeII
	L (numberOfBeams)		2
	N_PSK (phaseAlphabetSize)		8
	subbandAmplitude		True
	(CodebookConfig-N1,CodebookConfig-N2)		(4,2)
	(CodebookConfig-O1,CodebookConfig-O2)		(4,4)
	CodebookSubsetRestriction		0x 7FF FFFF FFFF FFFF FFFF
	RI Restriction (typeII-RI-Restriction)		10
Physical channel for CSI report			PUSCH
CQI/RI/PMI delay		ms	6.5
Maximum number of HARQ transmission			4
Measurement channel			R.PDSCH.2-8.3 TDD
Note 1: When Throughput is measured using random precoder selection, the precoder shall be updated in each slot (0.5 ms granularity) with equal probability of each applicable i₁, i₂ combination. The random precoder generation shall follow ‘typeI-SinglePanel’ codebook configuration as specified in table 6.3.3.2.3-1. Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#(n-6), this reported PMI cannot be applied at the gNB downlink before slot#(n+6). Note 3: Randomization of the dual-cluster beam directions shall be used as specified in Annex B.2.3.2.3A. The value of relative power ratio (p) shall be fixed as 1 during the test.

Table 6.3.3.2.5.3-2: Minimum requirement

Parameter	Test 1
	1.8

The normative reference for this requirement is TS 38.101-4 [5] clause 6.3.3.2.5.

6.3.3.2.5.4 Test description

6.3.3.2.5.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.10 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.3.2.5.3-1 and as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

6.3.3.2.5.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.3.2.5.3-1 as appropriate.

3. Set SNR to. The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 5.2.2.2.1-6 in TS 38.214 [12]) every slot regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities, and the random precoder generation shall follow the codebook configuration as specified in Table 6.3.3.2.3.3-1. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CSI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. Measure according to Annex G.3.3.

4. Calculate. If the ratio ≥ which is specified in table 6.3.3.2.5.5-1, then the test is pass. Otherwise, the test is fail.

6.3.3.2.5.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.3.2.5.4.3.1 Message exceptions for SA

Table 6.3.3.2.5.4.3.1-1: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-2
Information Element	Value/remark	Comment	Condition
CSI-RS-ResourceMapping ::= SEQUENCE {
frequencyDomainAllocation CHOICE {
other	‘011110’B
}
nrofPorts	P16
firstOFDMSymbolInTimeDomain	5
cdm-Type	cdm4-FD2-TD2
}

Table 6.3.3.2.5.4.3.1-2: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-14
Information Element	Value/remark	Comment	Condition
CodebookConfig ::= SEQUENCE {
codebookType CHOICE {
type2 SEQUENCE {
subType CHOICE {
typeII SEQUENCE {
n1-n2-codebookSubsetRestriction CHOICE {
four-two	0x 7FF FFFF FFFF FFFF FFFF
}
typeII-RI-Restriction	‘10’B
}
}
phaseAlphabetSize	8
subbandAmplitude	TRUE
numberOfBeams	2
}
}
}

Table 6.3.3.2.5.4.3.1-3: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-13
Information Element	Value/remark	Comment	Condition
reportConfigType CHOICE {
aperiodic SEQUENCE {
reportSlotOffsetList	5
}

reportFreqConfiguration SEQUENCE {
pmi-FormatIndicator	subbandPMI
}
}

6.3.3.2.5.4.3.2 Message exceptions for NSA

Same as in clause 6.3.3.2.5.4.3.1.

6.3.3.2.5.5 Test requirement

Table 6.3.3.2.5.5-1: Test requirement

Parameter	Test 1
	1.79

6.3.3.2.6 4Rx TDD FR1 Multiple PMI with 16Tx Enhanced TypeII codebook for both SA and NSA

6.3.3.2.6.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.3.2.6.2 Test applicability

This test applies to all types of NR UE release 16 and forward supporting Enhanced Type II codebook with at least 16 ports per CSI-RS resource.

This test also applies to all types of EUTRA UE release 16 and forward supporting EN-DC and Enhanced Type II codebook with at least 16 ports per CSI-RS resource.

6.3.3.2.6.3 Minimum conformance requirements

For the parameters specified in Table 6.3.3.2.6.3-1, and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.3.2.6.3-2.

Table 6.3.3.2.6.3-1: Test parameters (dual-layer)

Parameter		Unit	Test 1
Bandwidth		MHz	40
Subcarrier spacing		kHz	30
Duplex Mode			TDD
TDD DL-UL configurations			FR1.30-1 as specified in Annex A
Propagation channel			TDLA30-5
Antenna configuration			XP Medium 16 x 2 (N1,N2) = (4,2)
Beamforming Model			As specified in Annex B.4.1
ZP CSI-RS configuration	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		4
	CDM Type		FD-CDM2
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k₁)		Row 5, (4,-)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(9,-)
	CSI-RS interval and offset	slot	Not configured
	ZP CSI-RS trigger		1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0
NZP CSI-RS for CSI acquisition	CSI-RS resource Type		Aperiodic
	Number of CSI-RS ports (X)		16
	CDM Type		CDM4 (FD2, TD2)
	Density (ρ)		1
	First subcarrier index in the PRB used for CSI-RS (k₀, k_1, k₂, k₃)		Row 12, (2, 4, 6, 8)
	First OFDM symbol in the PRB used for CSI-RS (l₀, l₁)		(5, -)
	CSI-RS interval and offset	slot	Not configured
	aperiodicTriggeringOffset		0
CSI-IM configuration	CSI-IM resource Type		Aperiodic
	CSI-IM RE pattern		Pattern 0
	CSI-IM Resource Mapping (k_CSI-IM,l_CSI-IM)		(4,9)
	CSI-IM timeConfig interval and offset	slot	Not configured
ReportConfigType			Aperiodic
CQI-table			Table 1
reportQuantity			cri-RI-PMI-CQI
timeRestrictionForIChannelMeasurements			Not configured
timeRestrictionForInterferenceMeasurements			Not configured
cqi-FormatIndicator			Wideband
pmi-FormatIndicator			Not configured
Sub-band Size		RB	8
csi-ReportingBand			1111111
CSI-Report interval and offset		slot	Not configured
Aperiodic Report Slot Offset			8
CSI request			1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0
reportTriggerSize			1
CSI-AperiodicTriggerStateList			One State with one Associated Report Configuration Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM
Codebook configuration	Codebook Type		typeII-r16
	paramCombination-r16		6 (L =4, p_ν =1/2, β=1/2 )
	R(numberOfPMISubbandsPerCQISubband-r16)		1
	(CodebookConfig-N1,CodebookConfig-N2)		(4,2)
	(CodebookConfig-O1,CodebookConfig-O2)		(4,4)
	CodebookSubsetRestriction		0x 7FF FFFF FFFF FFFF FFFF
	RI Restriction (typeII-RI-Restriction-r16)		0010
Physical channel for CSI report			PUSCH
CQI/RI/PMI delay		ms	6.5
Maximum number of HARQ transmission			4
Measurement channel			R.PDSCH.2-8.3 TDD
Note 1: When Throughput is measured using random precoder selection, the precoder shall be updated in each slot (0.5 ms granularity) with equal probability of each applicable i₁, i₂ combination. The random precoder generation shall follow ‘typeI-SinglePanel’ codebook configuration as specified in table 6.3.3.2.3-1. Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#(n-6), this reported PMI cannot be applied at the gNB downlink before slot#(n+6). Note 3: Randomization of the dual-cluster beam directions shall be used as specified in Annex B.2.3.2.3A. The value of relative power ratio (p) shall be fixed as 1 during the test.

Table 6.3.3.2.6.3-2: Minimum requirement

Parameter	Test 1
	2.2

The normative reference for this requirement is TS 38.101-4 [5], clause 6.3.3.2.6.

6.3.3.2.6.4 Test description

6.3.3.2.6.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.10 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.3.2.6.3-1 as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

6.3.3.2.6.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.3.2.6.3-1 as appropriate.

4. Calculate. If the ratio ≥ which is specified in table 6.3.3.2.6.5-1, then the test is pass. Otherwise, the test is fail.

6.3.3.2.6.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 5.4.2.

6.3.3.2.6.4.3.1 Message exceptions for SA

Table 6.3.3.2.6.4.3.1-1: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-13
Information Element	Value/remark	Comment	Condition
CSI-ReportConfig ::= SEQUENCE {
reportFreqConfiguration SEQUENCE {
pmi-FormatIndicator	Not present
}
codebookConfig	Not present
subbandSize	Value1
codebookConfig-r16	CodebookConfig-r16
}

Table 6.3.3.2.6.4.3.1-2: CodebookConfig-r16 (Table 6.3.3.2.6.4.3.1-1)

Derivation Path: TS 38.331 [6], clause 6.3.2
Information Element	Value/remark	Comment	Condition
CodebookConfig-r16 ::= SEQUENCE {
codebookType CHOICE {
type2 SEQUENCE {
subType CHOICE {
typeII-r16 SEQUENCE {
N1-n2-codebookSubsetRestriction-r16
Four-two	0x 7FF FFFF FFFF FFFF FFFF
}
typeII-RI-Restriction-r16	0010
}
}
numberOfPMI-SubbandsPerCQI-Subband-r16	1
paramCombinatin-r16	6	(L =4, p_ν =1/2, β=1/2 )
}
}
}

6.3.3.2.6.4.3.2 Message exceptions for NSA

Same as in clause 6.3.3.2.6.4.3.1.

6.3.3.2.6.5 Test requirement

Table 6.3.3.2.6.5-1: Test requirement

Parameter	Test 1
	2.19