6.3.2 2RX requirements

38.521-43GPPNRPart 4: PerformanceRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification

6.3.2.1 FDD

6.3.2.1.1 2Rx FDD FR1 Single PMI with 4TX TypeI-SinglePanel codebook for both SA and NSA

6.3.2.1.1.1 Test purpose

The purpose of this test is to test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.2.1.1.2 Test applicability

This test applies to all types of NR UE release 15 and forward.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC.

6.3.2.1.1.3 Minimum conformance requirements

For the parameters specified in Table 6.3.2.1.1-1, and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.2.1.1-2.

Table 6.3.2.1.1.3-1: Test parameters (single layer)

Parameter

Unit

Test 1

Bandwidth

MHz

10

Subcarrier spacing

kHz

15

Duplex Mode

FDD

Propagation channel

TDLA30-5

Antenna configuration

High XP 4 x 2

(N1,N2) = (2,1)

Beamforming Model

As specified in Annex B.4.1

ZP CSI-RS configuration

CSI-RS resource Type

Periodic

Number of CSI-RS ports (X)

4

CDM Type

FD-CDM2

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1 )

Row 5, (4,-)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(9,-)

CSI-RS

interval and offset

slot

5/1

NZP CSI-RS for CSI acquisition

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

4

CDM Type

FD-CDM2

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1 )

Row 4, (0,-)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(13,-)

CSI-RS

interval and offset

Not configured

aperiodicTriggeringOffset

0

CSI-IM configuration

CSI-IM resource Type

Aperiodic

CSI-IM RE pattern

Patten 0

CSI-IM Resource Mapping

(kCSI-IM,lCSI-IM)

(4,9)

CSI-IM timeConfig

interval and offset

slot

Not configured

ReportConfigType

Aperiodic

CQI-table

Table 1

reportQuantity

cri-RI-PMI-CQI

timeRestrictionForChannelMeasurements

Not configured

timeRestrictionForInterferenceMeasurements

Not configured

cqi-FormatIndicator

Wideband

pmi-FormatIndicator

Wideband

Sub-band Size

RB

8

csi-ReportingBand

1111111

CSI-Report interval and offset

slot

Not configured

Aperiodic Report Slot Offset

4

CSI request

1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0

reportTriggerSize

1

CSI-AperiodicTriggerStateList

One State with one Associated Report Configuration

Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM

Codebook configuration

Codebook Type

typeI-SinglePanel

Codebook Mode

1

(CodebookConfig-N1,CodebookConfig-N2)

(2,1)

(CodebookConfig-O1,CodebookConfig-O2)

(4,1)

CodebookSubsetRestriction

11111111

RI Restriction

00000001

Physical channel for CSI report

PUSCH

CQI/RI/PMI delay

ms

6

Maximum number of HARQ transmission

4

Measurement channel

R.PDSCH.1-6.1 FDD

PDSCH & PDSCH DMRS Precoding configuration for random Precoding

Single Panel Type I, Random precoder selection updated per slot, with equal probability of each applicable i1, i2 combination, and with Wideband granularity

Note 1: For random precoder selection, the precoder shall be updated in each slot (1 ms granularity).

Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#(n-3), this reported PMI cannot be applied at the eNB downlink before slot#(n+3).

Note 3: Randomization of the principle beam direction shall be used as specified in Annex B.2.3.2.3.

Table 6.3.2.1.1-2: Minimum requirement

Parameter

Test 1

1.3

6.3.2.1.1.4 Test description

6.3.2.1.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies, test channel bandwidths and sub-carrier spacing based on NR operating bands specified in Table 5.3.5-1 and Table 5.3.6-1 of 38.521-1.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.1 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.2.1.1.3_1 and as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity NR, Connected without release On for SA or (EN-DC, DC bearer MCG and SCG, Connected without Release On) for NSA according to TS 38.508-1 [6] clause 4.5. Message content are defined in clause6.3.2.1.1.4.3.

6.3.2.1.1.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.2.2.1.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format [1_1] for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission with an UL RMC for CP-OFDM QPSK with 5 RBs allocated according to A.2.2.6 of TS 38.521-1 [21] to carry the PUSCH CQI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. No transport block is sent in parallel to the CQI feedback. Establish and according to Annex G.3.2.

3. Set SNR to. The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 5.2.2.2.1-5 in TS 38.214 [12]) every slot regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CSI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. Measure according to Annex G.3.3.

4. Calculate. If the ratio ≥ which is specified in table 6.3.2.1.1.5-1, then the test is pass. Otherwise, the test is fail.

6.3.2.1.1.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.2.1.1.4.3.1 Message exceptions for SA

Table 6.3.2.1.1.4.3.1-1: CSI-ResourceConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-41

Information Element

Value/remark

Comment

Condition

CSI-ResourceConfig ::= SEQUENCE {

resourceType

Aperiodic

}

Table 6.3.2.1.1.4.3.1-2: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-45

Information Element

Value/remark

Comment

Condition

CSI-RS-ResourceMapping ::= SEQUENCE {

frequencyDomainAllocation CHOICE {

Row4

001

}

nrofPorts

p4

firstOFDMSymbolInTimeDomain

13

}

Table 6.3.2.1.1.4.3.1-3: CSI-RS-ResourceMapping for ZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-45

Information Element

Value/remark

Comment

Condition

CSI-RS-ResourceMapping ::= SEQUENCE {

frequencyDomainAllocation CHOICE {

Row5

000100

}

nrofPorts

p4

firstOFDMSymbolInTimeDomain

9

}

Table 6.3.2.1.1.4.3.1-4: CSI-IM-Resource

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-34

Information Element

Value/remark

Comment

Condition

csi-IM-ResourceElementPattern

pattern0 SEQUENCE {

subcarrierLocation-p0

s4

symbolLocation-p0

9

}

periodicityAndOffset

CSI-ResourcePeriodicityAndOffset

Table 6.3.2.1.1.4.3.1-5: CSI-ResourcePeriodicityAndOffset

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.2-43

Information Element

Value/remark

Comment

Condition

CSI-ResourcePeriodicityAndOffset CHOICE {

Slots5

1

}

Table 6.3.2.1.1.4.3.1-6: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.2, Table 4.6.3-25

Information Element

Value/remark

Comment

Condition

nrOfAntennaPorts CHOICE {

moreThanTwo SEQUENCE {

n1-n2 CHOICE {

two-one-TypeI-SinglePanel-Restriction

11111111

}

}

}

typeI-SinglePanel-ri-Restriction

00000001

Table 6.3.2.1.1.4.3.1-7: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-39

Information Element

Value/remark

Comment

Condition

reportConfigType CHOICE {

aperiodic SEQUENCE {

reportSlotOffsetList

0

}

reportFreqConfiguration SEQUENCE {

csi-ReportingBand CHOICE {

subbands7

[1111111]

}

}

subbandSize

8

}

6.3.2.1.1.4.3.2 Message exceptions for NSA

Same as in clause 6.3.2.1.1.4.3.1.

6.3.2.1.1.5 Test requirement

Table 6.3.2.1.1.5-1: Test requirement

Parameter

Test 1

1.29

6.3.2.1.2 2Rx FDD FR1 Single PMI with 8TX TypeI-SinglePanel codebook for both SA and NSA

6.3.2.1.2.1 Test purpose

The purpose of this test is to test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.2.1.2.2 Test applicability

This test applies to all types of NR UE release 15 and forward.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC.

6.3.2.1.2.3 Minimum conformance requirements

For the parameters specified in Table 6.3.2.1.2.3-1 and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.2.1.2.3-2.

Table 6.3.2.1.2.3-1: Test parameters (dual-layer)

Parameter

Unit

Test 1

Bandwidth

MHz

10

Subcarrier spacing

kHz

15

Duplex Mode

FDD

Propagation channel

TDLA30-5

Antenna configuration

High XP 8 x 2

(N1,N2) = (4,1)

Beamforming Model

As specified in Annex B.4.1

ZP CSI-RS configuration

CSI-RS resource Type

Periodic

Number of CSI-RS ports (X)

4

CDM Type

FD-CDM2

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1 )

Row 5, (4,-)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(9,-)

CSI-RS

interval and offset

slot

5/1

NZP CSI-RS for CSI acquisition

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

8

CDM Type

CDM4 (FD2, TD2)

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1 )

Row 8, (4,6)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(5,-)

CSI-RS

interval and offset

slot

Not configured

aperiodicTriggeringOffset

0

CSI-IM configuration

CSI-IM resource Type

Aperiodic

CSI-IM RE pattern

Pattern 0

CSI-IM Resource Mapping

(kCSI-IM,lCSI-IM)

(4,9)

CSI-IM timeConfig

interval and offset

slot

Not configured

ReportConfigType

Aperiodic

CQI-table

Table 1

reportQuantity

cri-RI-PMI-CQI

timeRestrictionForChannelMeasurements

Not configured

timeRestrictionForInterferenceMeasurements

Not configured

cqi-FormatIndicator

Wideband

pmi-FormatIndicator

Wideband

Sub-band Size

RB

8

csi-ReportingBand

1111111

CSI-Report interval and offset

slot

Not configured

Aperiodic Report Slot Offset

5

CSI request

1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0

reportTriggerSize

1

CSI-AperiodicTriggerStateList

One State with one Associated Report Configuration

Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM

Codebook configuration

Codebook Type

typeI-SinglePanel

Codebook Mode

1

(CodebookConfig-N1,CodebookConfig-N2)

(4,1)

(CodebookConfig-O1,CodebookConfig-O2)

(4,1)

CodebookSubsetRestriction

0x FFFF

RI Restriction

00000010

Physical channel for CSI report

PUSCH

CQI/RI/PMI delay

ms

8

Maximum number of HARQ transmission

4

Measurement channel

R.PDSCH.1-6.2

PDSCH & PDSCH DMRS Precoding configuration for random Precoding

Single Panel Type I, Random precoder selection updated per slot, with equal probability of each applicable i1, i2 combination, and with Wideband granularity

Note 1: For random precoder selection, the precoder shall be updated in each slot (1 ms granularity).

Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#(n-4), this reported PMI cannot be applied at the eNB downlink before slot#(n+4).

Note 3: Randomization of the principle beam direction shall be used as specified in Annex B.2.3.2.3.

Table 6.3.2.1.2.3-2: Minimum requirement

Parameter

Test 1

1.5

6.3.2.1.2.4 Test description

6.3.2.1.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies, test channel bandwidths and sub-carrier spacing based on NR operating bands specified in Table 5.3.5-1 and Table 5.3.6-1 of 38.521-1.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.1 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.2.1.2.3-1 and as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity NR, Connected without release On for SA or (EN-DC, DC bearer MCG and SCG, Connected without Release On) for NSA according to TS 38.508-1 [6] clause 4.5. Message content are defined in clause 6.3.2.1.2.4.3.

6.3.2.1.2.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.2.1.2.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format [1_1] for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission with an UL RMC for CP-OFDM QPSK with 5 RBs allocated according to A.2.2.6 of TS 38.521-1 [21] to carry the PUSCH CSI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. No transport block is sent in parallel to the CQI feedback. Establish and according to Annex G.3.2.

3. Set SNR to. The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 5.2.2.2.1-6 in TS 38.214 [12]) every slot regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CSI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. Measure according to Annex G.3.3.

4. Calculate. If the ratio ≥ which is specified in table 6.3.2.1.2.5-1, then the test is pass. Otherwise, the test is fail.

6.3.2.1.2.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.2.1.2.4.3.1 Message exceptions for SA

Table 6.3.2.1.2.4.3.1-1: CSI-ResourceConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-41

Information Element

Value/remark

Comment

Condition

CSI-ResourceConfig ::= SEQUENCE {

resourceType

aperiodic

}

Table 6.3.2.1.2.4.3.1-2: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2, Table5.4.2.0-15

Information Element

Value/remark

Comment

Condition

CSI-RS-ResourceMapping ::= SEQUENCE {

frequencyDomainAllocation CHOICE {

other

001100

}

nrofPorts

p8

firstOFDMSymbolInTimeDomain

5

cdm-Type

cdm4-FD2-TD2

}

Table 6.3.2.1.2.4.3.1-3: CSI-RS-ResourceMapping for ZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2, Table5.4.2.0-21

Information Element

Value/remark

Comment

Condition

CSI-RS-ResourceMapping ::= SEQUENCE {

frequencyDomainAllocation CHOICE {

other

000100

}

nrofPorts

p4

firstOFDMSymbolInTimeDomain

9

}

Table 6.3.2.1.2.4.3.1-4: CSI-IM-Resource

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-34

Information Element

Value/remark

Comment

Condition

csi-IM-ResourceElementPattern

pattern0 SEQUENCE {

subcarrierLocation-p0

s4

symbolLocation-p0

9

}

Table 6.3.2.1.2.4.3.1-5: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-25

Information Element

Value/remark

Comment

Condition

nrOfAntennaPorts CHOICE {

moreThanTwo SEQUENCE {

n1-n2 CHOICE {

four-one-TypeI-SinglePanel-Restriction

FFFF

}

}

}

typeI-SinglePanel-ri-Restriction

00000010

Table 6.3.2.1.2.4.3.1-6: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-39

Information Element

Value/remark

Comment

Condition

reportConfigType CHOICE {

aperiodic SEQUENCE {

reportSlotOffsetList

5

}

reportFreqConfiguration SEQUENCE {

csi-ReportingBand CHOICE {

subbands7

1111111

}

}

}

6.3.2.1.2.4.3.2 Message exceptions for NSA

Same as in clause 6.3.2.1.2.4.3.1.6.3.2.1.2.5 Test requirement

Table 6.3.2.1.2.5-1: Test requirement

Parameter

Test 1

1.49

6.3.2.1.3 2Rx FDD FR1 Multiple PMI with 16Tx Type I – SinglePanel Codebook for both SA and NSA

6.3.2.1.3.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.2.1.3.2 Test applicability

This test applies to all types of NR UE release 15 and forward.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC.

6.3.2.1.3.3 Minimum conformance requirements

For the parameters specified in Table 6.3.2.1.3.3-1, and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.2.1.3.3-2.

Table 6.3.2.1.3.3-1: Test parameters (dual-layer)

Parameter

Unit

Test 1

Bandwidth

MHz

10

Subcarrier spacing

kHz

15

Duplex Mode

FDD

Propagation channel

TDLC300-5

Antenna configuration

High XP 16 x 2

(N1,N2) = (4,2)

Beamforming Model

As specified in Annex B.4.1

ZP CSI-RS configuration

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

4

CDM Type

FD-CDM2

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1)

Row 5, (4,-)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(9,-)

CSI-RS

interval and offset

slot

Not configured

ZP CSI-RS trigger

1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0

NZP CSI-RS for CSI acquisition

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

16

CDM Type

CDM4 (FD2, TD2)

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1, k2, k3)

Row 12, (2, 4, 6, 8)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(5, -)

CSI-RS

interval and offset

slot

Not configured

aperiodicTriggeringOffset

0

CSI-IM configuration

CSI-IM resource Type

Aperiodic

CSI-IM RE pattern

Pattern 0

CSI-IM Resource Mapping

(kCSI-IM,lCSI-IM)

(4,9)

CSI-IM timeConfig

interval and offset

slot

Not configured

ReportConfigType

Aperiodic

CQI-table

Table 1

reportQuantity

cri-RI-PMI-CQI

timeRestrictionForChannelMeasurements

Not configured

timeRestrictionForInterferenceMeasurements

Not configured

cqi-FormatIndicator

Wideband

pmi-FormatIndicator

Subband

Sub-band Size

RB

8

csi-ReportingBand

1111111

CSI-Report interval and offset

slot

Not configured

Aperiodic Report Slot Offset

5

CSI request

1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0

reportTriggerSize

1

CSI-AperiodicTriggerStateList

One State with one Associated Report Configuration

Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM

Codebook configuration

Codebook Type

typeI-SinglePanel

Codebook Mode

1

(CodebookConfig-N1,CodebookConfig-N2)

(4,2)

(CodebookConfig-O1,CodebookConfig-O2)

(4,4)

CodebookSubsetRestriction

0x FFFF

RI Restriction

00000010

Physical channel for CSI report

PUSCH

CQI/RI/PMI delay

ms

8

Maximum number of HARQ transmission

4

Measurement channel

R.PDSCH.1-6.3 FDD

Note 1: When Throughput is measured using random precoder selection, the precoder shall be updated in each slot (1 ms granularity) with equal probability of each applicable i1, i2 combination.

Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#(n-4), this reported PMI cannot be applied at the gNB downlink before slot#(n+4).

Note 3: Randomization of the principle beam direction shall be used as specified in Annex B.2.3.2.3.

Table 6.3.2.1.3.3-2: Minimum requirement

Parameter

Test 1

2.5

The normative reference for this requirement is TS 38.101-4 [5] clause 6.3.2.1.3.

6.3.2.1.3.4 Test description

6.3.2.1.3.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies, test channel bandwidths and sub-carrier spacing based on NR operating bands specified in Table 5.3.5-1 and Table 5.3.6-1 of 38.521-1.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.10 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.2.1.3.3-1 and as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity NR, Connected without release On for SA or (EN-DC, DC bearer MCG and SCG, Connected without Release On) for NSA according to TS 38.508-1 [6] clause 4.5. Message content are defined in clause 6.3.2.1.3.4.3.

6.3.2.1.3.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.2.1.3.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format [1_1] for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission with an UL RMC for CP-OFDM QPSK with 5 RBs allocated according to A.2.2.6 of TS 38.521-1 [21] to carry the PUSCH CQI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. No transport block is sent in parallel to the CQI feedback. Establish and according to Annex G.3.2.

3. Set SNR to. The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 5.2.2.2.1-6 in TS 38.214 [12]) every slot regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CSI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. Measure according to Annex G.3.3.

4. Calculate. If the ratio ≥ which is specified in table 6.3.2.1.3.5-1, then the test is pass. Otherwise, the test is fail.

6.3.2.1.3.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.2.1.3.4.3.1 Message exceptions for SA

Table 6.3.2.1.3.4.3.1-1: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-2

Information Element

Value/remark

Comment

Condition

CSI-RS-ResourceMapping ::= SEQUENCE {

frequencyDomainAllocation CHOICE {

other

011110

}

nrofPorts

P16

firstOFDMSymbolInTimeDomain

5

cdm-Type

cdm4-FD2-TD2

}

Table 6.3.2.1.3.4.3.1-2: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-14

Information Element

Value/remark

Comment

Condition

nrOfAntennaPorts CHOICE {

moreThanTwo SEQUENCE {

n1-n2 CHOICE {

four-two-TypeI-SinglePanel-Restriction

FFFF FFFF FFFF FFFF

}

}

}

typeI-SinglePanel-ri-Restriction

00000010

Table 6.3.2.1.3.4.3.1-3: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-13

Information Element

Value/remark

Comment

Condition

reportConfigType CHOICE {

aperiodic SEQUENCE {

reportSlotOffsetList

5

}

reportFreqConfiguration SEQUENCE {

pmi-FormatIndicator

subbandPMI

}

}

6.3.2.1.3.4.3.2 Message exceptions for NSA

Same as in clause 6.3.2.1.3.4.3.1.

6.3.2.1.3.5 Test requirement

Table 6.3.2.1.3.5-1: Test requirement

Parameter

Test 1

2.49

6.3.2.1.4 2Rx FDD FR1 Single PMI with 32Tx Type1 – SinglePanel codebook for both SA and NSA

6.3.2.1.4.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.2.1.4.2 Test applicability

This test applies to all types of NR UE release 15 and forward.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC.

6.3.2.1.4.3 Minimum conformance requirements

For the parameters specified in Table 6.3.2.1.4.3-1, and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.2.1.4.3-2.

Table 6.3.2.1.4.3-1: Test parameters (dual-layer)

Parameter

Unit

Test 1

Bandwidth

MHz

10

Subcarrier spacing

kHz

15

Duplex Mode

FDD

Propagation channel

TDLA30-5

Antenna configuration

High XP 32 x 2

(N1,N2) = (4,4)

Beamforming Model

As specified in Annex B.4.1

ZP CSI-RS configuration

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

4

CDM Type

FD-CDM2

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1)

Row 5, (4,-)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(9,-)

CSI-RS

interval and offset

slot

Not configured

ZP CSI-RS trigger

1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0

NZP CSI-RS for CSI acquisition

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

32

CDM Type

CDM4 (FD2, TD2)

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1, k2, k3)

Row 17, (2, 4, 6, 8)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(5, 12)

CSI-RS

interval and offset

slot

Not configured

aperiodicTriggeringOffset

0

CSI-IM configuration

CSI-IM resource Type

Aperiodic

CSI-IM RE pattern

Pattern 0

CSI-IM Resource Mapping

(kCSI-IM,lCSI-IM)

(4,9)

CSI-IM timeConfig

interval and offset

slot

Not configured

ReportConfigType

Aperiodic

CQI-table

Table 1

reportQuantity

cri-RI-PMI-CQI

timeRestrictionForChannelMeasurements

Not configured

timeRestrictionForInterferenceMeasurements

Not configured

cqi-FormatIndicator

Wideband

pmi-FormatIndicator

Wideband

Sub-band Size

RB

8

csi-ReportingBand

1111111

CSI-Report interval and offset

slot

Not configured

Aperiodic Report Slot Offset

5

CSI request

1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0

reportTriggerSize

1

CSI-AperiodicTriggerStateList

One State with one Associated Report Configuration

Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM

Codebook configuration

Codebook Type

typeI-SinglePanel

Codebook Mode

1

(CodebookConfig-N1,CodebookConfig-N2)

(4,4)

(CodebookConfig-O1,CodebookConfig-O2)

(4,4)

CodebookSubsetRestriction

0x FFFF

RI Restriction

00000010

Physical channel for CSI report

PUSCH

CQI/RI/PMI delay

ms

8

Maximum number of HARQ transmission

4

Measurement channel

R.PDSCH.1-6.3 FDD

PDSCH & PDSCH DMRS Precoding configuration for random Precoding

Single Panel Type I, Random precoder selection updated per slot, with equal probability of each applicable i1, i2 combination, and with Wideband granularity

Note 1: When Throughput is measured using random precoder selection, the precoder shall be updated in each slot (1 ms granularity) with equal probability of each applicable i1, i2 combination.

Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#(n-4), this reported PMI cannot be applied at the gNB downlink before slot#(n+4).

Note 3: Randomization of the principle beam direction shall be used as specified in Annex B.2.3.2.3.

Table 6.3.2.1.4.3-2: Minimum requirement

Parameter

Test 1

5.0

The normative reference for this requirement is TS 38.101-4 [5] clause 6.3.2.1.4.

6.3.2.1.4.4 Test description

6.3.2.1.4.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies, test channel bandwidths and sub-carrier spacing based on NR operating bands specified in Table 5.3.5-1 and Table 5.3.6-1 of 38.521-1.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.10 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.2.1.4.3-1 and as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity NR, Connected without release On for SA or (EN-DC, DC bearer MCG and SCG, Connected without Release On) for NSA according to TS 38.508-1 [6] clause 4.5. Message content are defined in clause 6.3.2.1.4.4.3.

6.3.2.1.4.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.2.1.4.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format [1_1] for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission with an UL RMC for CP-OFDM QPSK with 5 RBs allocated according to A.2.2.6 of TS 38.521-1 [21] to carry the PUSCH CQI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. No transport block is sent in parallel to the CQI feedback. Establish and according to Annex G.3.2.

3. Set SNR to. The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 5.2.2.2.1-6 in TS 38.214 [12]) every slot regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CSI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. Measure according to Annex G.3.3.

4. Calculate. If the ratio ≥ which is specified in table 6.3.2.1.4.5-1, then the test is pass. Otherwise, the test is fail.

6.3.2.1.4.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.2.1.4.4.3.1 Message exceptions for SA

Table 6.3.2.1.4.4.3.1-1: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-2

Information Element

Value/remark

Comment

Condition

CSI-RS-ResourceMapping ::= SEQUENCE {

frequencyDomainAllocation CHOICE {

other

011110

}

nrofPorts

P32

firstOFDMSymbolInTimeDomain

5

cdm-Type

cdm4-FD2-TD2

}

Table 6.3.2.1.4.4.3.1-2: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-14

Information Element

Value/remark

Comment

Condition

nrOfAntennaPorts CHOICE {

moreThanTwo SEQUENCE {

n1-n2 CHOICE {

four-four-TypeI-SinglePanel-Restriction

FFFF FFFF FFFF FFFF

FFFF FFFF FFFF FFFF

FFFF FFFF FFFF FFFF

FFFF FFFF FFFF FFFF

}

}

}

typeI-SinglePanel-ri-Restriction

00000010

Table 6.3.2.1.4.4.3.1-3: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-13

Information Element

Value/remark

Comment

Condition

reportConfigType CHOICE {

aperiodic SEQUENCE {

reportSlotOffsetList

5

}

}

6.3.2.1.4.4.3.2 Message exceptions for NSA

Same as in clause 6.3.2.1.4.4.3.1.

6.3.2.1.4.5 Test requirement

Table 6.3.2.1.4.5-1: Test requirement

Parameter

Test 1

4.99

6.3.2.1.5 2Rx FDD FR1 Multiple PMI with 16Tx TypeII codebook for both SA and NSA

6.3.2.1.5.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.2.1.5.2 Test applicability

This test applies to all types of NR UE release 15 and forward.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC.

6.3.2.1.5.3 Minimum conformance requirements

For the parameters specified in Table 6.3.2.1.5.3-1, and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.2.1.5.3-2.

Table 6.3.2.1.5.3-1: Test parameters (dual-layer)

Parameter

Unit

Test 1

Bandwidth

MHz

10

Subcarrier spacing

kHz

15

Duplex Mode

FDD

Propagation channel

TDLA30-5

Antenna configuration

XP Medium 16 x 2

(N1,N2) = (4,2)

Beamforming Model

As specified in Annex B.4.1

ZP CSI-RS configuration

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

4

CDM Type

FD-CDM2

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1)

Row 5, (4,-)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(9,-)

CSI-RS

interval and offset

slot

Not configured

ZP CSI-RS trigger

1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0

NZP CSI-RS for CSI acquisition

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

16

CDM Type

CDM4 (FD2, TD2)

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1, k2, k3)

Row 12, (2, 4, 6, 8)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(5, -)

CSI-RS

interval and offset

slot

Not configured

aperiodicTriggeringOffset

0

CSI-IM configuration

CSI-IM resource Type

Aperiodic

CSI-IM RE pattern

Pattern 0

CSI-IM Resource Mapping

(kCSI-IM,lCSI-IM)

(4,9)

CSI-IM timeConfig

interval and offset

slot

Not configured

ReportConfigType

Aperiodic

CQI-table

Table 1

reportQuantity

cri-RI-PMI-CQI

timeRestrictionForChannelMeasurements

Not configured

timeRestrictionForInterferenceMeasurements

Not configured

cqi-FormatIndicator

Wideband

pmi-FormatIndicator

Subband

Sub-band Size

RB

8

csi-ReportingBand

1111111

CSI-Report interval and offset

slot

Not configured

Aperiodic Report Slot Offset

5

CSI request

1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0

reportTriggerSize

1

CSI-AperiodicTriggerStateList

One State with one Associated Report Configuration

Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM

Codebook configuration

Codebook Type

typeII

L (numberOfBeams)

2

NPSK (phaseAlphabetSize)

8

subbandAmplitude

True

(CodebookConfig-N1,CodebookConfig-N2)

(4,2)

(CodebookConfig-O1,CodebookConfig-O2)

(4,4)

CodebookSubsetRestriction

0x 7FF

FFFF FFFF FFFF FFFF

RI Restriction (typeII-RI-Restriction)

10

Physical channel for CSI report

PUSCH

CQI/RI/PMI delay

ms

8

Maximum number of HARQ transmission

4

Measurement channel

R.PDSCH.1-6.3 FDD

Note 1: When Throughput is measured using random precoder selection, the precoder shall be updated in each slot (1 ms granularity) with equal probability of each applicable i1, i2 combination. The random precoder generation shall follow ‘typeI-SinglePanel’ codebook configuration as specified in table 6.3.2.1.3-1.

Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#(n-4), this reported PMI cannot be applied at the gNB downlink before slot#(n+4).

Note 3: Randomization of the dual-cluster beam directions shall be used as specified in Annex B.2.3.2.3A. The value of relative power ratio (p) shall be fixed as 1 during the test.

Table 6.3.2.1.5.3-2: Minimum requirement

Parameter

Test 1

1.9

The normative reference for this requirement is TS 38.101-4 [5] clause 6.3.2.1.5.

6.3.2.1.5.4 Test description

6.3.2.1.5.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies, test channel bandwidths and sub-carrier spacing based on NR operating bands specified in Table 5.3.5-1 and Table 5.3.6-1 of 38.521-1.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.10 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.2.1.5.3-1 and as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity NR, Connected without release On for SA or (EN-DC, DC bearer MCG and SCG, Connected without Release On) for NSA according to TS 38.508-1 [6] clause 4.5. Message content are defined in clause 6.3.2.1.4.4.3.

6.3.2.1.5.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.2.1.5.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format [1_1] for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission with an UL RMC for CP-OFDM QPSK with 5 RBs allocated according to A.2.2.6 of TS 38.521-1 [21] to carry the PUSCH CQI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. No transport block is sent in parallel to the CQI feedback. Establish and according to Annex G.3.2.

3. Set SNR to. The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 5.2.2.2.1-6 in TS 38.214 [12]) every slot regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities, and the random precoder generation shall follow the codebook configuration as specified in Table 6.3.2.1.3.3-1. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CSI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. Measure according to Annex G.3.3.

4. Calculate. If the ratio ≥ which is specified in table 6.3.2.1.5.5-1, then the test is pass. Otherwise, the test is fail.

6.3.2.1.5.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.2.1.5.4.3.1 Message exceptions for SA

Table 6.3.2.1.5.4.3.1-1: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-2

Information Element

Value/remark

Comment

Condition

CSI-RS-ResourceMapping ::= SEQUENCE {

frequencyDomainAllocation CHOICE {

other

‘011110’B

}

nrofPorts

P16

firstOFDMSymbolInTimeDomain

5

cdm-Type

cdm4-FD2-TD2

}

Table 6.3.2.1.5.4.3.1-2: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-14

Information Element

Value/remark

Comment

Condition

CodebookConfig ::= SEQUENCE {

codebookType CHOICE {

type2 SEQUENCE {

subType CHOICE {

typeII SEQUENCE {

n1-n2-codebookSubsetRestriction CHOICE {

four-two

0x 7FF FFFF

FFFF FFFF FFFF

}

typeII-RI-Restriction

‘10’B

}

}

phaseAlphabetSize

8

subbandAmplitude

TRUE

numberOfBeams

2

}

}

}

Table 6.3.2.1.5.4.3.1-3: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-13

Information Element

Value/remark

Comment

Condition

reportConfigType CHOICE {

aperiodic SEQUENCE {

reportSlotOffsetList

5

}

reportFreqConfiguration SEQUENCE {

pmi-FormatIndicator

subbandPMI

}

}

6.3.2.1.5.4.3.2 Message exceptions for NSA

Same as in clause 6.3.2.1.5.4.3.1.

6.3.2.1.5.5 Test requirement

Table 6.3.2.1.5.5-1: Test requirement

Parameter

Test 1

1.89

6.3.2.1.6 2Rx FDD FR1 Multiple PMI with 16Tx Enhanced TypeII codebook for both SA and NSA

6.3.2.1.6.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.2.1.6.2 Test applicability

This test applies to all types of NR UE release 16 and forward supporting Enhanced Type II codebook with at least 16 ports per CSI-RS resource.

This test also applies to all types of EUTRA UE release 16 and forward supporting EN-DC and Enhanced Type II codebook with at least 16 ports per CSI-RS resource.

6.3.2.1.6.3 Minimum conformance requirements

For the parameters specified in Table 6.3.2.1.6.3-1, and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.2.1.6.3-2.

Table 6.3.2.1.6.3-1: Test parameters (dual-layer)

Parameter

Unit

Test 1

Bandwidth

MHz

10

Subcarrier spacing

kHz

15

Duplex Mode

FDD

Propagation channel

TDLA30-5

Antenna configuration

XP Medium 16 x 2

(N1,N2) = (4,2)

Beamforming Model

As specified in Annex B.4.1

ZP CSI-RS configuration

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

4

CDM Type

FD-CDM2

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1)

Row 5, (4,-)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(9,-)

CSI-RS

interval and offset

slot

Not configured

ZP CSI-RS trigger

1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0

NZP CSI-RS for CSI acquisition

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

16

CDM Type

CDM4 (FD2, TD2)

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1, k2, k3)

Row 12, (2, 4, 6, 8)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(5, -)

CSI-RS

interval and offset

slot

Not configured

aperiodicTriggeringOffset

0

CSI-IM configuration

CSI-IM resource Type

Aperiodic

CSI-IM RE pattern

Pattern 0

CSI-IM Resource Mapping

(kCSI-IM,lCSI-IM)

(4,9)

CSI-IM timeConfig

interval and offset

slot

Not configured

ReportConfigType

Aperiodic

CQI-table

Table 1

reportQuantity

cri-RI-PMI-CQI

timeRestrictionForChannelMeasurements

Not configured

timeRestrictionForInterferenceMeasurements

Not configured

cqi-FormatIndicator

Wideband

pmi-FormatIndicator

Not configured

Sub-band Size

RB

4

csi-ReportingBand

1111111

CSI-Report interval and offset

slot

Not configured

Aperiodic Report Slot Offset

5

CSI request

1 in slots i, where mod(i, 5) = 1, otherwise it is equal to 0

reportTriggerSize

1

CSI-AperiodicTriggerStateList

One State with one Associated Report Configuration

Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM

Codebook configuration

Codebook Type

typeII-r16

paramCombination-r16

6

(L =4, pν =1/2, β=1/2 )

R(numberOfPMISubbandsPerCQISubband-r16)

1

(CodebookConfig-N1,CodebookConfig-N2)

(4,2)

(CodebookConfig-O1,CodebookConfig-O2)

(4,4)

CodebookSubsetRestriction

0x 7FF

FFFF FFFF FFFF FFFF

RI Restriction (typeII-RI-Restriction-r16)

0010

Physical channel for CSI report

PUSCH

CQI/RI/PMI delay

ms

8

Maximum number of HARQ transmission

4

Measurement channel

R.PDSCH.1-6.3

Note 1: When Throughput is measured using random precoder selection, the precoder shall be updated in each slot (1 ms granularity) with equal probability of each applicable i1, i2 combination. The random precoder generation shall follow ‘typeI-SinglePanel’ codebook configuration as specified in table 6.3.2.1.3-1.

Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#(n-4), this reported PMI cannot be applied at the gNB downlink before slot#(n+4).

Note 3: Randomization of the dual-cluster beam directions shall be used as specified in AnnexB.2.3.2.3A. The value of relative power ratio (p) shall be fixed as 1 during the test.

Table 6.3.2.1.6.3-2: Minimum requirement

Parameter

Test 1

2.2

The normative reference for this requirement is TS 38.101-4 [5], clause 6.3.2.1.6.

6.3.2.1.6.4 Test description

6.3.2.1.6.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies, test channel bandwidths and sub-carrier spacing based on NR operating bands specified in Table 5.3.5-1 and Table 5.3.6-1 of 38.521-1.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.10 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.2.1.6.3-1 as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity NR, Connected without release On for SA or (EN-DC, DC bearer MCG and SCG, Connected without Release On) for NSA according to TS 38.508-1 [6] clause 4.5. Message content are defined in clause 6.3.2.1.6.4.3.

6.3.2.1.6.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.2.1.6.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 1_1 for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission with an UL RMC for CP-OFDM QPSK with 5 RBs allocated according to A.2.2.6 of TS 38.521-1 [21] to carry the PUSCH CQI feedback via PDCCH DCI format 0_1 with aperiodic CSI request triggered. No transport block is sent in parallel to the CQI feedback. Establish and according to Annex G.3.2.

3. Set SNR to. The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 5.2.2.2.1-6 in TS 38.214 [12]) every slot regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CSI feedback via PDCCH DCI format 0_1 with aperiodic CSI request triggered. Measure according to Annex G.3.3.

4. Calculate. If the ratio ≥ which is specified in table 6.3.2.1.6.5-1, then the test is pass. Otherwise, the test is fail.

6.3.2.1.6.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 5.4.2.

6.3.2.1.6.4.3.1 Message exceptions for SA

Table 6.3.2.1.6.4.3.1-1: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-13

Information Element

Value/remark

Comment

Condition

CSI-ReportConfig ::= SEQUENCE {

reportFreqConfiguration SEQUENCE {

pmi-FormatIndicator

Not present

}

codebookConfig

Not present

subbandSize

Value1

codebookConfig-r16

CodebookConfig-r16

}

Table 6.3.2.1.6.4.3.1-2: CodebookConfig-r16 (Table 6.3.2.1.6.4.3.1-1)

Derivation Path: TS 38.331 [6], clause 6.3.2

Information Element

Value/remark

Comment

Condition

CodebookConfig-r16 ::= SEQUENCE {

codebookType CHOICE {

type2 SEQUENCE {

subType CHOICE {

typeII-r16 SEQUENCE {

N1-n2-codebookSubsetRestriction-r16

Four-two

0x 7FF

FFFF FFFF FFFF FFFF

}

typeII-RI-Restriction-r16

0010

}

}

numberOfPMI-SubbandsPerCQI-Subband-r16

1

paramCombinatin-r16

6

(L =4, pν =1/2, β=1/2 )

}

}

}

6.3.2.1.6.4.3.2 Message exceptions for NSA

Same as in clause 6.3.2.1.6.4.3.1.

6.3.2.1.6.5 Test requirement

Table 6.3.2.1.6.5-1: Test requirement

Parameter

Test 1

2.19

6.3.2.2 TDD

6.3.2.2.1 2Rx TDD FR1 Single PMI with 4TX TypeI-SinglePanel codebook for both SA and NSA

6.3.2.2.1.1 Test Purpose

The purpose of this test is to test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.2.2.1.2 Test applicability

This test applies to all types of NR UE release 15 and forward.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC.

6.3.2.2.1.3 Minimum Conformance Requirements

For the parameters specified in Table 6.3.2.2.1.3-1, and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.2.2.1.3-2.

Table 6.3.2.2.1.3-1: Test parameters (single layer)

Parameter

Unit

Test 1

Bandwidth

MHz

40

Subcarrier spacing

kHz

30

Duplex Mode

TDD

TDD DL-UL configuration

FR1.30-1 as specified in Annex A

DL BWP configuration #1

First PRB

0

Number of contiguous PRB

106

Subcarrier spacing

kHz

30

Propagation channel

TDLA30-5

Antenna configuration

High XP 4 x 2

(N1,N2) = (2,1)

Beamforming Model

As specified in Annex B.4.1

ZP CSI-RS configuration

CSI-RS resource Type

Periodic

Number of CSI-RS ports (X)

4

CDM Type

FD-CDM2

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1 )

Row 5, (4,-)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(9,-)

CSI-RS

interval and offset

slot

10/1

NZP CSI-RS for CSI acquisition

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

4

CDM Type

FD-CDM2

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1 )

Row 4, (0,-)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(13,-)

CSI-RS

interval and offset

slot

Not configured

aperiodicTriggeringOffset

0

CSI-IM configuration

CSI-IM resource Type

Aperiodic

CSI-IM RE pattern

Patten 0

CSI-IM Resource Mapping

(kCSI-IM, lCSI-IM)

(4,9)

CSI-IM timeConfig

interval and offset

slot

Not configured

ReportConfigType

Aperiodic

CQI-table

Table 1

reportQuantity

cri-RI-PMI-CQI

timeRestrictionForChannelMeasurements

Not configured

timeRestrictionForInterferenceMeasurements

Not configured

cqi-FormatIndicator

Wideband

pmi-FormatIndicator

Wideband

Sub-band Size

RB

16

csi-ReportingBand

1111111

CSI-Report interval and offset

slot

Not configured

Aperiodic Report Slot Offset

8

CSI request

1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0

reportTriggerSize

1

CSI-AperiodicTriggerStateList

One State with one Associated Report Configuration

Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM

Codebook configuration

Codebook Type

typeI-SinglePanel

Codebook Mode

1

(CodebookConfig-N1,CodebookConfig-N2)

(2,1)

(CodebookConfig-O1,CodebookConfig-O2)

(4,1)

CodebookSubsetRestriction

11111111

RI Restriction

00000001

Physical channel for CSI report

PUSCH

CQI/RI/PMI delay

ms

5.5

Maximum number of HARQ transmission

4

Measurement channel

R.PDSCH.2-8.1 TDD

PDSCH & PDSCH DMRS Precoding configuration for random Precoding

Single Panel Type I, Random precoder selection updated per slot, with equal probability of each applicable i1, i2 combination, and with Wideband granularity

Note 1: For random precoder selection, the precoder shall be updated in each slot (0.5 ms granularity).

Note 2: If the UE reports in an available uplink reporting instance at slot #n based on PMI estimation at a downlink slot not later than slot#[(n-4)], this reported PMI cannot be applied at the eNB downlink before slot#[(n+4)].

Note 3: Randomization of the principle beam direction shall be used as specified inAnnex B.2.3.2.3.

Table 6.3.2.2.1.3-2: Minimum requirement

Parameter

Test 1

1.3

6.3.2.2.1.4 Test Description

6.3.2.2.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies, test channel bandwidths and sub-carrier spacing based on NR operating bands specified in Table 5.3.5-1 and Table 5.3.6-1 of TS 38.521-1.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.1 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.2.2.1.3-1 as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity NR, connected without release On for SA or (EN-DC, DC bearer MCG and SCG, Connected without Release On) for NSA according to TS 38.508-1 [6] clause 4.5. Message content are defined in clause 6.3.2.2.1.4.3.

6.3.2.2.1.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.2.2.1.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format [1_1] for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission with an UL RMC for CP-OFDM QPSK with 5 RBs allocated according to A.2.2.6 of TS 38.521-1 [21] to carry the PUSCH CQI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. No transport block is sent in parallel to the CQI feedback. Establish and according to Annex G.3.2.

3. Set SNR to. The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 5.2.2.2.1-5 in TS 38.214 [12]) every slot regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CSI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. Measure according to Annex G.3.3.

4. Calculate. If the ratio ≥ which is specified in table 6.3.2.2.1.5-1, then the test is pass. Otherwise, the test is fail.

6.3.2.2.1.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.2.2.1.4.3_1 Message exceptions for SA

Table 6.3.2.2.1.4.3_1-1: CSI-ResourceConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-41

Information Element

Value/remark

Comment

Condition

CSI-ResourceConfig ::= SEQUENCE {

resourceType

aperiodic

}

Table 6.3.2.2.1.4.3_1-2: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause5.4.2, Table 5.4.2.0-15

Information Element

Value/remark

Comment

Condition

CSI-RS-ResourceMapping ::= SEQUENCE {

frequencyDomainAllocation CHOICE {

Row4

001

}

nrofPorts

p4

firstOFDMSymbolInTimeDomain

13

}

Table 6.3.2.2.1.4.3_1-3: CSI-RS-ResourceMapping for ZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause5.4.2, Table5.4.2.0-21

Information Element

Value/remark

Comment

Condition

CSI-RS-ResourceMapping ::= SEQUENCE {

frequencyDomainAllocation CHOICE {

other

000100

}

nrofPorts

p4

firstOFDMSymbolInTimeDomain

9

}

Table 6.3.2.2.1.4.3_1-4: CSI-IM-Resource

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-34

Information Element

Value/remark

Comment

Condition

csi-IM-ResourceElementPattern

pattern0 SEQUENCE {

subcarrierLocation-p0

s4

symbolLocation-p0

9

}

Table 6.3.2.2.1.4.3_1-5: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.2, Table 4.6.3-25

Information Element

Value/remark

Comment

Condition

nrOfAntennaPorts CHOICE {

moreThanTwo SEQUENCE {

n1-n2 CHOICE {

two-one-TypeI-SinglePanel-Restriction

11111111

}

}

}

typeI-SinglePanel-ri-Restriction

00000001

Table 6.3.2.2.1.4.3_1-6: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-39

Information Element

Value/remark

Comment

Condition

reportConfigType CHOICE {

aperiodic SEQUENCE {

reportSlotOffsetList

0

}

reportFreqConfiguration SEQUENCE {

csi-ReportingBand CHOICE {

subbands7

1111111

}

}

subbandSize

value2

}

6.3.2.2.1.4.3_2 Message exceptions for NSA

Same as in clause 6.2.2.1.2.1.4.3_1.

6.3.2.2.1.5 Test Requirements

Table 6.3.2.2.1.5-1: Test requirement (TDD)

Parameter

Test 1



1.29

6.3.2.2.2 2Rx TDD FR1 Single PMI with 8TX TypeI-SinglePanel codebook for both SA and NSA

6.3.2.2.2.1 Test purpose

The purpose of this test is to test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.2.2.2.2 Test applicability

This test applies to all types of NR UE release 15 and forward.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC.

6.3.2.2.2.3 Minimum conformance requirements

For the parameters specified in Table 6.3.2.2.2.3-1, and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.2.2.2.3-2.

Table 6.3.2.2.2.3-1: Test parameters (dual-layer)

Parameter

Unit

Test 1

Bandwidth

MHz

40

Subcarrier spacing

kHz

30

Duplex Mode

TDD

TDD DL-UL configurations

FR1.30-1 as specified in Annex A

DL BWP configuration #1

First PRB

0

Number of contiguous PRB

106

Subcarrier spacing

kHz

30

Propagation channel

TDLA30-5

Antenna configuration

High XP 8 x 2

(N1,N2) = (4,1)

Beamforming Model

As specified in Annex B.4.1

ZP CSI-RS configuration

CSI-RS resource Type

Periodic

Number of CSI-RS ports (X)

4

CDM Type

FD-CDM2

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1 )

Row 5, (4,-)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(9,-)

CSI-RS

interval and offset

slot

10/1

NZP CSI-RS for CSI acquisition

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

8

CDM Type

CDM4 (FD2, TD2)

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1 )

Row 8, (4,6)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(5,-)

CSI-RS

interval and offset

slot

Not configured

aperiodicTriggeringOffset

0

CSI-IM configuration

CSI-IM resource Type

Aperiodic

CSI-IM RE pattern

Patten 0

CSI-IM Resource Mapping

(kCSI-IM,lCSI-IM)

(4,9)

CSI-IM timeConfig

interval and offset

slot

Not configured

ReportConfigType

Aperiodic

CQI-table

Table 1

reportQuantity

cri-RI-PMI-CQI

timeRestrictionForIChannelMeasurements

Not configured

timeRestrictionForInterferenceMeasurements

Not configured

cqi-FormatIndicator

Wideband

pmi-FormatIndicator

Wideband

Sub-band Size

RB

16

csi-ReportingBand

1111111

CSI-Report interval and offset

slot

Not configured

Aperiodic Report Slot Offset

8

CSI request

1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0

reportTriggerSize

1

CSI-AperiodicTriggerStateList

One State with one Associated Report Configuration

Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM

Codebook configuration

Codebook Type

typeI-SinglePanel

Codebook Mode

1

(CodebookConfig-N1,CodebookConfig-N2)

(4,1)

(CodebookConfig-O1,CodebookConfig-O2)

(4,1)

CodebookSubsetRestriction

0x FFFF

RI Restriction

00000010

Physical channel for CSI report

PUSCH

CQI/RI/PMI delay

ms

6.5

Maximum number of HARQ transmission

4

Measurement channel

R.PDSCH.2-8.2 TDD

PDSCH & PDSCH DMRS Precoding configuration for random Precoding

Single Panel Type I, Random precoder selection updated per slot, with equal probability of each applicable i1, i2 combination, and with Wideband granularity

Note 1: For random precoder selection, the precoder shall be updated in each slot (0.5 ms granularity).

Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#[(n-6)], this reported PMI cannot be applied at the eNB downlink before slot#[(n+6)].

Note 3: Randomization of the principle beam direction shall be used as specified inAnnex B.2.3.2.3.

Table 6.3.2.2.2.3-2: Minimum requirement

Parameter

Test 1

1.5

6.3.2.2.2.4 Test description

6.3.2.2.2.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies, test channel bandwidths and sub-carrier spacing based on NR operating bands specified in Table 5.3.5-1 and Table 5.3.6-1 of 38.521-1.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.1 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.2.2.2.3-1 as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity NR, connected without release On for SA or (EN-DC, DC bearer MCG and SCG, Connected without Release On) for NSA according to TS 38.508-1 [6] clause 4.5. Message content are defined in clause 6.3.2.2.2.4.3.

6.3.2.2.2.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.2.2.2.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format [1_1] for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission with an UL RMC for CP-OFDM QPSK with 5 RBs allocated according to A.2.2.6 of TS 38.521-1 [21] to carry the PUSCH CSI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. No transport block is sent in parallel to the CQI feedback. Establish and according to Annex G.3.2.

3. Set SNR to. The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 5.2.2.2.1-6 in TS 38.214 [12]) every slot regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CSI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. Measure according to Annex G.3.3.

4. Calculate. If the ratio ≥ which is specified in table 6.3.2.2.2.5-1, then the test is pass. Otherwise, the test is fail.

6.3.2.2.2.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.2.2.2.4.3_1 Message exceptions for SA

Table 6.3.2.2.2.4.3_1-1: CSI-ResourceConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-41

Information Element

Value/remark

Comment

Condition

CSI-ResourceConfig ::= SEQUENCE {

resourceType

aperiodic

}

Table 6.3.2.2.2.4.3_1-2: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2, Table5.4.2.0-15

Information Element

Value/remark

Comment

Condition

CSI-RS-ResourceMapping ::= SEQUENCE {

frequencyDomainAllocation CHOICE {

other

001100

}

nrofPorts

p8

firstOFDMSymbolInTimeDomain

5

cdm-Type

cdm4-FD2-TD2

}

Table 6.3.2.2.2.4.3_1-3: CSI-RS-ResourceMapping for ZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2, Table5.4.2.0-21

Information Element

Value/remark

Comment

Condition

CSI-RS-ResourceMapping ::= SEQUENCE {

frequencyDomainAllocation CHOICE {

other

000100

}

nrofPorts

p4

firstOFDMSymbolInTimeDomain

9

}

Table 6.3.2.2.2.4.3_1-4: CSI-IM-Resource

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-34

Information Element

Value/remark

Comment

Condition

csi-IM-ResourceElementPattern

pattern0 SEQUENCE {

subcarrierLocation-p0

s4

symbolLocation-p0

9

}

Table 6.3.2.2.2.4.3_1-5: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.2, Table 4.6.3-25

Information Element

Value/remark

Comment

Condition

nrOfAntennaPorts CHOICE {

moreThanTwo SEQUENCE {

n1-n2 CHOICE {

four-one-TypeI-SinglePanel-Restriction

FFFF

}

}

}

typeI-SinglePanel-ri-Restriction

00000010

Table 6.3.2.2.2.4.3_1-6: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-39

Information Element

Value/remark

Comment

Condition

reportConfigType CHOICE {

aperiodic SEQUENCE {

reportSlotOffsetList

8

}

reportFreqConfiguration SEQUENCE {

csi-ReportingBand CHOICE {

subbands7

1111111

}

}

}

6.3.2.2.2.4.3_2 Message exceptions for NSA

Same as in clause 6.3.2.2.2.4.3_1.

6.3.2.2.2.5 Test requirement

Table 6.3.2.2.2.5-1: Test requirement (TDD)

Parameter

Test 1



1.49

6.3.2.2.3 2Rx TDD FR1 Multiple PMI with 16Tx Type1 – SinglePanel codebook for both SA and NSA

6.3.2.2.3.1 Test purpose

The purpose of this test is to test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.2.2.3.2 Test applicability

This test applies to all types of NR UE release 15 and forward.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC.

6.3.2.2.3.3 Minimum conformance requirements

For the parameters specified in Table 6.3.2.2.3.3-1 and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.2.2.3.3-2.

Table 6.3.2.2.3.3-1: Test parameters (dual-layer)

Parameter

Unit

Test 1

Bandwidth

MHz

40

Subcarrier spacing

kHz

30

Duplex Mode

TDD

TDD DL-UL configurations

FR1.30-1 as specified in Annex A

Propagation channel

TDLC300-5

Antenna configuration

High XP 16 x 2

(N1,N2) = (4,2)

Beamforming Model

As specified in Annex B.4.1

ZP CSI-RS configuration

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

4

CDM Type

FD-CDM2

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1)

Row 5, (4,-)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(9,-)

CSI-RS

interval and offset

slot

Not configured

ZP CSI-RS trigger

1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0

NZP CSI-RS for CSI acquisition

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

16

CDM Type

CDM4 (FD2, TD2)

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1, k2, k3)

Row 12, (2, 4, 6, 8)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(5, -)

CSI-RS

interval and offset

slot

Not configured

aperiodicTriggeringOffset

0

CSI-IM configuration

CSI-IM resource Type

Aperiodic

CSI-IM RE pattern

Pattern 0

CSI-IM Resource Mapping

(kCSI-IM,lCSI-IM)

(4,9)

CSI-IM timeConfig

interval and offset

slot

Not configured

ReportConfigType

Aperiodic

CQI-table

Table 1

reportQuantity

cri-RI-PMI-CQI

timeRestrictionForIChannelMeasurements

Not configured

timeRestrictionForInterferenceMeasurements

Not configured

cqi-FormatIndicator

Wideband

pmi-FormatIndicator

Subband

Sub-band Size

RB

16

csi-ReportingBand

1111111

CSI-Report interval and offset

slot

Not configured

Aperiodic Report Slot Offset

8

CSI request

1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0

reportTriggerSize

1

CSI-AperiodicTriggerStateList

One State with one Associated Report Configuration

Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM

Codebook configuration

Codebook Type

typeI-SinglePanel

Codebook Mode

1

(CodebookConfig-N1,CodebookConfig-N2)

(4,2)

(CodebookConfig-O1,CodebookConfig-O2)

(4,4)

CodebookSubsetRestriction

0x FFFF

RI Restriction

00000010

Physical channel for CSI report

PUSCH

CQI/RI/PMI delay

ms

6.5

Maximum number of HARQ transmission

4

Measurement channel

R.PDSCH.2-8.3 TDD

Note 1: When Throughput is measured using random precoder selection, the precoder shall be updated in each slot (0.5 ms granularity) with equal probability of each applicable i1, i2 combination.

Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#(n-6), this reported PMI cannot be applied at the gNB downlink before slot#(n+6).

Note 3: Randomization of the principle beam direction shall be used as specified in Annex B.2.3.2.3.

Table 6.3.2.2.3.3-2: Minimum requirement

Parameter

Test 1

2.5

The normative reference for this requirement is TS 38.101-4 [5], clause 6.3.2.2.3.

6.3.2.2.3.4 Test description

6.3.2.2.3.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies, test channel bandwidths and sub-carrier spacing based on NR operating bands specified in Table 5.3.5-1 and Table 5.3.6-1 of 38.521-1.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.10 for TE diagram and section A.3.2.3 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.2.2.3.3-1 as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity NR, connected without release On for SA or (EN-DC, DC bearer MCG and SCG, Connected without Release On) for NSA according to TS 38.508-1 [6] clause 4.5. Message content are defined in clause 6.3.2.2.3.4.3.

6.3.2.2.3.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.2.2.3.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format [1_1] for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission with an UL RMC for CP-OFDM QPSK with 5 RBs allocated according to A.2.2.6 of TS 38.521-1 [21] to carry the PUSCH CSI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. No transport block is sent in parallel to the CQI feedback. Establish and according to Annex G.3.2.

3. Set SNR to. The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 5.2.2.2.1-6 in TS 38.214 [12]) every slot regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CSI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. Measure according to Annex G.3.3.

4. Calculate. If the ratio ≥ which is specified in table 6.3.2.2.3.5-1, then the test is pass. Otherwise, the test is fail.

6.3.2.2.3.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.2.2.3.4.3_1 Message exceptions for SA

Table 6.3.2.2.3.4.3_1-1: CSI-ResourceConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-41

Information Element

Value/remark

Comment

Condition

CSI-ResourceConfig ::= SEQUENCE {

resourceType

aperiodic

}

Table 6.3.2.2.3.4.3_1-2: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2, Table 5.4.2.0-15

Information Element

Value/remark

Comment

Condition

CSI-RS-ResourceMapping ::= SEQUENCE {

frequencyDomainAllocation CHOICE {

other

011110

}

nrofPorts

p16

firstOFDMSymbolInTimeDomain

5

cdm-Type

cdm4-FD2-TD2

}

Table 6.3.2.2.3.4.3_1-3: CSI-RS-ResourceMapping for ZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2, Table 5.4.2.0-21

Information Element

Value/remark

Comment

Condition

CSI-RS-ResourceMapping ::= SEQUENCE {

frequencyDomainAllocation CHOICE {

other

000100

}

nrofPorts

p4

firstOFDMSymbolInTimeDomain

9

}

Table 6.3.2.2.3.4.3_1-4: CSI-IM-Resource

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-34

Information Element

Value/remark

Comment

Condition

csi-IM-ResourceElementPattern

pattern0 SEQUENCE {

subcarrierLocation-p0

s4

symbolLocation-p0

9

}

Table 6.3.2.2.3.4.3_1-5: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.2, Table 4.6.3-25

Information Element

Value/remark

Comment

Condition

nrOfAntennaPorts CHOICE {

moreThanTwo SEQUENCE {

n1-n2 CHOICE {

four-one-TypeI-SinglePanel-Restriction

FFFF

}

}

}

typeI-SinglePanel-ri-Restriction

00000010

Table 6.3.2.2.3.4.3_1-6: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-39

Information Element

Value/remark

Comment

Condition

reportConfigType CHOICE {

aperiodic SEQUENCE {

reportSlotOffsetList

8

}

reportFreqConfiguration SEQUENCE {

csi-ReportingBand CHOICE {

subbands7

1111111

}

}

}

6.3.2.2.3.4.3_2 Message exceptions for NSA

Same as in clause 6.3.2.2.3.4.3_1.

6.3.2.2.3.5 Test requirement

Table 6.3.2.2.3.5-1: Test requirement (TDD)

Parameter

Test 1



2.49

6.3.2.2.4 2Rx TDD FR1 Single PMI with 32Tx Type1 – SinglePanel codebook for both SA and NSA

6.3.2.2.4.1 Test purpose

The purpose of this test is to test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.2.2.4.2 Test applicability

This test applies to all types of NR UE release 15 and forward.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC.

6.3.2.2.4.3 Minimum conformance requirements

For the parameters specified in Table 6.3.2.2.4.3-1 and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.2.2.4.3-2.

Table 6.3.2.2.4.3-1: Test parameters (dual-layer)

Parameter

Unit

Test 1

Bandwidth

MHz

40

Subcarrier spacing

kHz

30

Duplex Mode

TDD

TDD DL-UL configurations

FR1.30-1 as specified in Annex A

Propagation channel

TDLA30-5

Antenna configuration

High XP 32 x 2

(N1,N2) = (4,4)

Beamforming Model

As specified in Annex B.4.1

ZP CSI-RS configuration

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

4

CDM Type

FD-CDM2

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1)

Row 5, (4,-)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(9,-)

CSI-RS

interval and offset

slot

Not configured

ZP CSI-RS trigger

1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0

NZP CSI-RS for CSI acquisition

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

32

CDM Type

CDM4 (FD2, TD2)

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1, k2, k3)

Row 17, (2, 4, 6, 8)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(5, 12)

CSI-RS

interval and offset

slot

Not configured

aperiodicTriggeringOffset

0

CSI-IM configuration

CSI-IM resource Type

Aperiodic

CSI-IM RE pattern

Pattern 0

CSI-IM Resource Mapping

(kCSI-IM,lCSI-IM)

(4,9)

CSI-IM timeConfig

interval and offset

slot

Not configured

ReportConfigType

Aperiodic

CQI-table

Table 1

reportQuantity

cri-RI-PMI-CQI

timeRestrictionForIChannelMeasurements

Not configured

timeRestrictionForInterferenceMeasurements

Not configured

cqi-FormatIndicator

Wideband

pmi-FormatIndicator

Wideband

Sub-band Size

RB

16

csi-ReportingBand

1111111

CSI-Report interval and offset

slot

Not configured

Aperiodic Report Slot Offset

8

CSI request

1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0

reportTriggerSize

1

CSI-AperiodicTriggerStateList

One State with one Associated Report Configuration

Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM

Codebook configuration

Codebook Type

typeI-SinglePanel

Codebook Mode

1

(CodebookConfig-N1,CodebookConfig-N2)

(4,4)

(CodebookConfig-O1,CodebookConfig-O2)

(4,4)

CodebookSubsetRestriction

0x FFFF

RI Restriction

00000010

Physical channel for CSI report

PUSCH

CQI/RI/PMI delay

ms

6.5

Maximum number of HARQ transmission

4

Measurement channel

R.PDSCH.2-8.3 TDD

PDSCH & PDSCH DMRS Precoding configuration for random Precoding

Single Panel Type I, Random precoder selection updated per slot, with equal probability of each applicable i1, i2 combination, and with Wideband granularity

Note 1: When Throughput is measured using random precoder selection, the precoder shall be updated in each slot (0.5 ms granularity) with equal probability of each applicable i1, i2 combination.

Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#(n-6), this reported PMI cannot be applied at the gNB downlink before slot#(n+6).

Note 3: Randomization of the principle beam direction shall be used as specified in Annex B.2.3.2.3.

Table 6.3.2.2.4.3-2: Minimum requirement

Parameter

Test 1

5.0

The normative reference for this requirement is TS 38.101-4 [5], clause 6.3.2.2.4.

6.3.2.2.4.4 Test description

6.3.2.2.4.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies, test channel bandwidths and sub-carrier spacing based on NR operating bands specified in Table 5.3.5-1 and Table 5.3.6-1 of 38.521-1.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.10TBD for TE diagram and section A.3.2.3 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.2.2.4.3-1 as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity NR, connected without release On for SA or (EN-DC, DC bearer MCG and SCG, Connected without Release On) for NSA according to TS 38.508-1 [6] clause 4.5. Message content are defined in clause 6.3.2.2.4.4.3.

6.3.2.2.4.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.2.2.4.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format [1_1] for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission with an UL RMC for CP-OFDM QPSK with 5 RBs allocated according to A.2.2.6 of TS 38.521-1 [21] to carry the PUSCH CSI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. No transport block is sent in parallel to the CQI feedback. Establish and according to Annex G.3.2.

3. Set SNR to. The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 5.2.2.2.1-6 in TS 38.214 [12]) every slot regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CSI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. Measure according to Annex G.3.3.

4. Calculate. If the ratio ≥ which is specified in table 6.3.2.2.4.5-1, then the test is pass. Otherwise, the test is fail.

6.3.2.2.4.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.2.2.4.4.3_1 Message exceptions for SA

Table 6.3.2.2.4.4.3_1-1: CSI-ResourceConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-41

Information Element

Value/remark

Comment

Condition

CSI-ResourceConfig ::= SEQUENCE {

resourceType

aperiodic

}

Table 6.3.2.2.4.4.3_1-2: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2, Table 5.4.2.0-15

Information Element

Value/remark

Comment

Condition

CSI-RS-ResourceMapping ::= SEQUENCE {

frequencyDomainAllocation CHOICE {

other

011110

}

nrofPorts

p32

firstOFDMSymbolInTimeDomain

5

cdm-Type

cdm4-FD2-TD2

}

Table 6.3.2.2.4.4.3_1-3: CSI-RS-ResourceMapping for ZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2, Table 5.4.2.0-21

Information Element

Value/remark

Comment

Condition

CSI-RS-ResourceMapping ::= SEQUENCE {

frequencyDomainAllocation CHOICE {

other

000100

}

nrofPorts

p4

firstOFDMSymbolInTimeDomain

9

}

Table 6.3.2.2.4.4.3_1-4: CSI-IM-Resource

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-34

Information Element

Value/remark

Comment

Condition

csi-IM-ResourceElementPattern

pattern0 SEQUENCE {

subcarrierLocation-p0

s4

symbolLocation-p0

9

}

Table 6.3.2.2.4.4.3_1-5: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.2, Table 4.6.3-25

Information Element

Value/remark

Comment

Condition

nrOfAntennaPorts CHOICE {

moreThanTwo SEQUENCE {

n1-n2 CHOICE {

four-one-TypeI-SinglePanel-Restriction

FFFF

}

}

}

typeI-SinglePanel-ri-Restriction

00000010

Table 6.3.2.2.4.4.3_1-6: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 4.6.3, Table 4.6.3-39

Information Element

Value/remark

Comment

Condition

reportConfigType CHOICE {

aperiodic SEQUENCE {

reportSlotOffsetList

8

}

reportFreqConfiguration SEQUENCE {

csi-ReportingBand CHOICE {

subbands7

1111111

}

}

}

6.3.2.2.4.4.3_2 Message exceptions for NSA

Same as in clause 6.3.2.2.4.4.3_1.

6.3.2.2.4.5 Test requirement

Table 6.3.2.2.4.5-1: Test requirement (TDD)

Parameter

Test 1



4.99

6.3.2.2.5 2Rx TDD FR1 Multiple PMI with 16Tx TypeII codebook for both SA and NSA

6.3.2.2.5.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.2.2.5.2 Test applicability

This test applies to all types of NR UE release 15 and forward.

This test also applies to all types of EUTRA UE release 15 and forward supporting EN-DC.

6.3.2.2.5.3 Minimum conformance requirements

For the parameters specified in Table 6.3.2.2.5.3-1, and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.2.2.5.3-2.

Table 6.3.2.2.5.3-1: Test parameters (dual-layer)

Parameter

Unit

Test 1

Bandwidth

MHz

40

Subcarrier spacing

kHz

30

Duplex Mode

TDD

TDD DL-UL configurations

FR1.30-1 as specified in Annex A

Propagation channel

TDLA30-5

Antenna configuration

XP Medium 16 x 2

(N1,N2) = (4,2)

Beamforming Model

As specified in Annex B.4.1

ZP CSI-RS configuration

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

4

CDM Type

FD-CDM2

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1)

Row 5, (4,-)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(9,-)

CSI-RS

interval and offset

slot

Not configured

ZP CSI-RS trigger

1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0

NZP CSI-RS for CSI acquisition

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

16

CDM Type

CDM4 (FD2, TD2)

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1, k2, k3)

Row 12, (2, 4, 6, 8)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(5, -)

CSI-RS

interval and offset

slot

Not configured

aperiodicTriggeringOffset

0

CSI-IM configuration

CSI-IM resource Type

Aperiodic

CSI-IM RE pattern

Pattern 0

CSI-IM Resource Mapping

(kCSI-IM,lCSI-IM)

(4,9)

CSI-IM timeConfig

interval and offset

slot

Not configured

ReportConfigType

Aperiodic

CQI-table

Table 1

reportQuantity

cri-RI-PMI-CQI

timeRestrictionForIChannelMeasurements

Not configured

timeRestrictionForInterferenceMeasurements

Not configured

cqi-FormatIndicator

Wideband

pmi-FormatIndicator

Subband

Sub-band Size

RB

16

csi-ReportingBand

1111111

CSI-Report interval and offset

slot

Not configured

Aperiodic Report Slot Offset

8

CSI request

1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0

reportTriggerSize

1

CSI-AperiodicTriggerStateList

One State with one Associated Report Configuration

Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM

Codebook configuration

Codebook Type

typeII

L (numberOfBeams)

2

NPSK (phaseAlphabetSize)

8

subbandAmplitude

True

(CodebookConfig-N1,CodebookConfig-N2)

(4,2)

(CodebookConfig-O1,CodebookConfig-O2)

(4,4)

CodebookSubsetRestriction

0x 7FF

FFFF FFFF FFFF FFFF

RI Restriction (typeII-RI-Restriction)

10

Physical channel for CSI report

PUSCH

CQI/RI/PMI delay

ms

6.5

Maximum number of HARQ transmission

4

Measurement channel

R.PDSCH.2-8.3 TDD

Note 1: When Throughput is measured using random precoder selection, the precoder shall be updated in each slot (0.5 ms granularity) with equal probability of each applicable i1, i2 combination. The random precoder generation shall follow ‘typeI-SinglePanel’ codebook configuration as specified in table 6.3.2.2.3-1.

Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#(n-6), this reported PMI cannot be applied at the gNB downlink before slot#(n+6).

Note 3: Randomization of the dual-cluster beam directions shall be used as specified in Annex B.2.3.2.3A. The value of relative power ratio (p) shall be fixed as 1 during the test.

Table 6.3.2.2.5.3-2: Minimum requirement

Parameter

Test 1

1.9

The normative reference for this requirement is TS 38.101-4 [5] clause 6.3.2.2.5.

6.3.2.2.5.4 Test description

6.3.2.2.5.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies, test channel bandwidths and sub-carrier spacing based on NR operating bands specified in Table 5.3.5-1 and Table 5.3.6-1 of 38.521-1.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.10 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.2.2.5.3-1 and as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity NR, Connected without release On for SA or (EN-DC, DC bearer MCG and SCG, Connected without Release On) for NSA according to TS 38.508-1 [6] clause 4.5. Message content are defined in clause 6.3.2.1.4.4.3.

6.3.2.2.5.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.2.2.5.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format [1_1] for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission with an UL RMC for CP-OFDM QPSK with 5 RBs allocated according to A.2.2.6 of TS 38.521-1 [21] to carry the PUSCH CQI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. No transport block is sent in parallel to the CQI feedback. Establish and according to Annex G.3.2.

3. Set SNR to. The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 5.2.2.2.1-6 in TS 38.214 [12]) every slot regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities, and the random precoder generation shall follow the codebook configuration as specified in Table 6.3.2.2.3.3-1. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CSI feedback via PDCCH DCI format [0_1] with aperiodic CSI request triggered. Measure according to Annex G.3.3.

4. Calculate. If the ratio ≥ which is specified in table 6.3.2.2.5.5-1, then the test is pass. Otherwise, the test is fail.

6.3.2.2.5.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 4.6.1.

6.3.2.2.5.4.3.1 Message exceptions for SA

Table 6.3.2.2.5.4.3.1-1: CSI-RS-ResourceMapping for NZP-CSI-RS

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-2

Information Element

Value/remark

Comment

Condition

CSI-RS-ResourceMapping ::= SEQUENCE {

frequencyDomainAllocation CHOICE {

other

‘011110’B

}

nrofPorts

P16

firstOFDMSymbolInTimeDomain

5

cdm-Type

cdm4-FD2-TD2

}

Table 6.3.2.2.5.4.3.1-2: CodebookConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-14

Information Element

Value/remark

Comment

Condition

CodebookConfig ::= SEQUENCE {

codebookType CHOICE {

type2 SEQUENCE {

subType CHOICE {

typeII SEQUENCE {

n1-n2-codebookSubsetRestriction CHOICE {

four-two

0x 7FF FFFF

FFFF FFFF FFFF

}

typeII-RI-Restriction

‘10’B

}

}

phaseAlphabetSize

8

subbandAmplitude

TRUE

numberOfBeams

2

}

}

}

Table 6.3.2.2.5.4.3.1-3: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-13

Information Element

Value/remark

Comment

Condition

reportConfigType CHOICE {

aperiodic SEQUENCE {

reportSlotOffsetList

5

}

reportFreqConfiguration SEQUENCE {

pmi-FormatIndicator

subbandPMI

}

}

6.3.2.2.5.4.3.2 Message exceptions for NSA

Same as in clause 6.3.2.2.5.4.3.1.

6.3.2.2.5.5 Test requirement

Table 6.3.2.2.5.5-1: Test requirement

Parameter

Test 1

1.89

6.3.2.2.6 2Rx TDD FR1 Multiple PMI with 16Tx Enhanced TypeII codebook for both SA and NSA

6.3.2.2.6.1 Test purpose

To test the accuracy of the Precoding Matrix Indicator (PMI) reporting such that the system throughput is maximized based on the precoders configured according to the UE reports.

6.3.2.2.6.2 Test applicability

This test applies to all types of NR UE release 16 and forward supporting Enhanced Type II codebook with at least 16 ports per CSI-RS resource.

This test also applies to all types of EUTRA UE release 16 and forward supporting EN-DC and Enhanced Type II codebook with at least 16 ports per CSI-RS resource.

6.3.2.2.6.3 Minimum conformance requirements

For the parameters specified in Table 6.3.2.2.6.3-1, and using the downlink physical channels specified in Annex C.3.1, the minimum requirements are specified in Table 6.3.2.2.6.3-2.

Table 6.3.2.2.6.3-1: Test parameters (dual-layer)

Parameter

Unit

Test 1

Bandwidth

MHz

40

Subcarrier spacing

kHz

30

Duplex Mode

TDD

TDD DL-UL configurations

FR1.30-1 as specified in Annex A

Propagation channel

TDLA30-5

Antenna configuration

XP Medium 16 x 2

(N1,N2) = (4,2)

Beamforming Model

As specified in Annex B.4.1

ZP CSI-RS configuration

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

4

CDM Type

FD-CDM2

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1)

Row 5, (4,-)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(9,-)

CSI-RS

interval and offset

slot

Not configured

ZP CSI-RS trigger

1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0

NZP CSI-RS for CSI acquisition

CSI-RS resource Type

Aperiodic

Number of CSI-RS ports (X)

16

CDM Type

CDM4 (FD2, TD2)

Density (ρ)

1

First subcarrier index in the PRB used for CSI-RS (k0, k1, k2, k3)

Row 12, (2, 4, 6, 8)

First OFDM symbol in the PRB used for CSI-RS (l0, l1)

(5, -)

CSI-RS

interval and offset

slot

Not configured

aperiodicTriggeringOffset

0

CSI-IM configuration

CSI-IM resource Type

Aperiodic

CSI-IM RE pattern

Pattern 0

CSI-IM Resource Mapping

(kCSI-IM,lCSI-IM)

(4,9)

CSI-IM timeConfig

interval and offset

slot

Not configured

ReportConfigType

Aperiodic

CQI-table

Table 1

reportQuantity

cri-RI-PMI-CQI

timeRestrictionForIChannelMeasurements

Not configured

timeRestrictionForInterferenceMeasurements

Not configured

cqi-FormatIndicator

Wideband

pmi-FormatIndicator

Not configured

Sub-band Size

RB

8

csi-ReportingBand

1111111

CSI-Report interval and offset

slot

Not configured

Aperiodic Report Slot Offset

8

CSI request

1 in slots i, where mod(i, 10) = 1, otherwise it is equal to 0

reportTriggerSize

1

CSI-AperiodicTriggerStateList

One State with one Associated Report Configuration

Associated Report Configuration contains pointers to NZP CSI-RS and CSI-IM

Codebook configuration

Codebook Type

typeII-r16

paramCombination-r16

6

(L =4, pν =1/2, β=1/2 )

R(numberOfPMISubbandsPerCQISubband-r16)

1

(CodebookConfig-N1,CodebookConfig-N2)

(4,2)

(CodebookConfig-O1,CodebookConfig-O2)

(4,4)

CodebookSubsetRestriction

0x 7FF

FFFF FFFF FFFF FFFF

RI Restriction (typeII-RI-Restriction-r16)

0010

Physical channel for CSI report

PUSCH

CQI/RI/PMI delay

ms

6.5

Maximum number of HARQ transmission

4

Measurement channel

R.PDSCH.2-8.3 TDD

Note 1: When Throughput is measured using random precoder selection, the precoder shall be updated in each slot (0.5 ms granularity) with equal probability of each applicable i1, i2 combination. The random precoder generation shall follow ‘typeI-SinglePanel’ codebook configuration as specified in table 6.3.2.2.3-1.

Note 2: If the UE reports in an available uplink reporting instance at slot#n based on PMI estimation at a downlink slot not later than slot#(n-6), this reported PMI cannot be applied at the gNB downlink before slot#(n+6).

Note 3: Randomization of the dual-cluster beam directions shall be used as specified in Annex B.2.3.2.3A. The value of relative power ratio (p) shall be fixed as 1 during the test.

Table 6.3.2.2.6.3-2: Minimum requirement

Parameter

Test 1

2.2

The normative reference for this requirement is TS 38.101-4 [5], clause 6.3.2.2.6.

6.3.2.2.6.4 Test description

6.3.2.2.6.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies, test channel bandwidths and sub-carrier spacing based on NR operating bands specified in Table 5.3.5-1 and Table 5.3.6-1 of 38.521-1.

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

For EN-DC within FR1 operation, setup the LTE link according to Annex D

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.10 for TE diagram and section A.3.2.2 for UE diagram.

2. The parameter settings for the cell are set up according to Table 6.1.2-1 and Table 6.3.2.2.6.3-1 as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2, C.3.1 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.0.

5. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity NR, Connected without release On for SA or (EN-DC, DC bearer MCG and SCG, Connected without Release On) for NSA according to TS 38.508-1 [6] clause 4.5. Message content are defined in clause 6.3.2.2.6.4.3.

6.3.2.2.6.4.2 Test procedure

1. Set the parameters of bandwidth, the propagation condition, antenna configuration and measurement channel according to Table 6.3.2.2.6.3-1 as appropriate.

2. The SS shall transmit PDSCH via PDCCH DCI format 1_1 for C_RNTI to transmit the DL RMC with precoding matrix according to PMI report from the UE. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission with an UL RMC for CP-OFDM QPSK with 5 RBs allocated according to A.2.2.6 of TS 38.521-1 [21] to carry the PUSCH CQI feedback via PDCCH DCI format 0_1 with aperiodic CSI request triggered. No transport block is sent in parallel to the CQI feedback. Establish and according to Annex G.3.2.

3. Set SNR to. The SS shall transmit PDSCH with randomly selected precoding matrix from codebook (Table 5.2.2.2.1-6 in TS 38.214 [12]) every slot regardless of PMI reports from the UE. Note that each precoding matrix shall be selected in equal probabilities. The SS sends downlink MAC padding bits on the DL RMC. SS schedules the UL transmission to carry the PUSCH CSI feedback via PDCCH DCI format 0_1 with aperiodic CSI request triggered. Measure according to Annex G.3.3.

4. Calculate. If the ratio ≥ which is specified in table 6.3.2.2.6.5-1, then the test is pass. Otherwise, the test is fail.

6.3.2.2.6.4.3 Message contents

Message contents are according to TS 38.508-1 [6] clause 5.4.2.

6.3.2.2.6.4.3.1 Message exceptions for SA

Table 6.3.2.2.6.4.3.1-1: CSI-ReportConfig

Derivation Path: TS 38.508-1 [6], clause 5.4.2.5, Table 5.4.2.5-13

Information Element

Value/remark

Comment

Condition

CSI-ReportConfig ::= SEQUENCE {

reportFreqConfiguration SEQUENCE {

pmi-FormatIndicator

Not present

}

codebookConfig

Not present

subbandSize

Value1

codebookConfig-r16

CodebookConfig-r16

}

Table 6.3.2.2.6.4.3.1-2: CodebookConfig-r16 (Table 6.3.2.2.6.4.3.1-1)

Derivation Path: TS 38.331 [6], clause 6.3.2

Information Element

Value/remark

Comment

Condition

CodebookConfig-r16 ::= SEQUENCE {

codebookType CHOICE {

type2 SEQUENCE {

subType CHOICE {

typeII-r16 SEQUENCE {

N1-n2-codebookSubsetRestriction-r16

Four-two

0x 7FF

FFFF FFFF FFFF FFFF

}

typeII-RI-Restriction-r16

0010

}

}

numberOfPMI-SubbandsPerCQI-Subband-r16

1

paramCombinatin-r16

6

(L =4, pν =1/2, β=1/2 )

}

}

}

6.3.2.2.6.4.3.2 Message exceptions for NSA

Same as in clause 6.3.2.2.6.4.3.1.

6.3.2.2.6.5 Test requirement

Table 6.3.2.2.6.5-1: Test requirement

Parameter

Test 1

2.19