5.2A PDSCH demodulation requirements for CA

38.521-43GPPNRPart 4: PerformanceRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification

The parameters specified in Table 5.2-1 for PDSCH single carrier tests are reused for PDSCH CA tests unless otherwise stated.

Table 5.2A-1: Common test parameters for CA

Parameter

Unit

Value

Duplex mode

FDD and TDD

Active DL BWP index

1

PDSCH configuration

Mapping type

Type A

k0

0

Starting symbol (S)

2

Length (L)

FDD: 12

TDD: Specific to each Reference channel

PDSCH aggregation factor

1

PRB bundling type

Static

PRB bundling size

2

Resource allocation type

Type 0

RBG size

Config2

VRB-to-PRB mapping type

Non-interleaved

VRB-to-PRB mapping interleaver bundle size

N/A

PDSCH DMRS configuration

DMRS Type

Type 1

Number of additional DMRS

1

Maximum number of OFDM symbols for DL front loaded DMRS

1

Number of HARQ Processes

As defined in Table 5.2A-2

TDD UL-DL pattern

15kHz SCS: FR1.15-1

30kHz SCS: FR1.30-1

The number of slots between PDSCH and corresponding HARQ-ACK information

As defined in Table 5.2A-3

PUCCH format for HARQ-ACK feedback

PUCCH format 1 for cases with no more chan 2 DL CCs

PUCCH format 3 for cases with more than 2 DL CCs

Table 5.2A-2: Test parameters for number of HARQ processes

HARQ process number

CCs with the same duplex mode & SCS with Pcell

CCs with different duplex mode / SCS with Pcell

FDD 15 kHz +
TDD 30 kHz CA

FDD PCell

4

8

TDD PCell

8

8

FDD 15 kHz +
TDD 15 kHz CA

FDD PCell

4

4

TDD PCell

8

8

TDD 15 kHz +
TDD 30 kHz CA

15kHz PCell

8

12

30kHz PCell

8

8

FDD 15 kHz +
FDD 15 kHz CA

FDD PCell

4

N/A

TDD 30 kHz +
TDD 30 kHz CA

TDD PCell

8

N/A

Table 5.2A-3: Test parameters for K1 values

The number of slots between PDSCH and corresponding HARQ-ACK information

CCs with the same duplex mode and SCS with Pcell

CCs with different duplex mode and/or SCS with Pcell

FDD 15 kHz +
TDD 30 kHz CA

FDD PCell

{2}

{2}

TDD PCell

{8,7,6,5,5,4,3,2}

{7,5,4,11,9}

FDD 15 kHz +
TDD 15 kHz CA

FDD PCell

{2}

{2}

TDD PCell

{4,3,2,6}

{4,3,2,6,5}

TDD 15 kHz +
TDD 30 kHz CA

15kHz PCell

{4,3,2,6}

{4,4,3,3,2,2,6,6}

30kHz PCell

{8,7,6,5,5,4,3,2}

{7,5,4,11}

FDD 15 kHz +
FDD 15 kHz CA

FDD PCell

{2}

N/A

TDD 30 kHz +
TDD 30 kHz CA

TDD PCell

{8,7,6,5,5,4,3,2}

N/A

5.2A.1 1RX requirements (Void)

5.2A.2 2RX requirements

5.2A.2.1 Requirements for 2RX normal PDSCH

5.2A.2.1.0 Minimum conformance requirements for 2RX normal PDSCH

For CA with different numbers of DL component carriers, the requirements are defined in Table 5.2A.2.1.0-4 based on the single carrier requirements for different SCSs and different bandwidth specified in Table 5.2A.2.1.0-1 to Table 5.2A.2.1.0-3, with the parameters in Table 5.2A-1 to Table 5.2A-3 and the downlink physical channel setup according to Annex C.2.1. The performance requirements specified in this sub-clause do not apply for UE single carrier test.

Table 5.2A.2.1.0-1: Single carrier performance for FDD 15 kHz SCS for CA configurations

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.1-9.1 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

13.6

10

R.PDSCH.1-2.2 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

13.6

15

R.PDSCH.1-9.2 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

13.6

20

R.PDSCH.1-9.3 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

13.8

25

R.PDSCH.1-9.4 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.0

30

R.PDSCH.1-9.5 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

13.8

40

R.PDSCH.1-10.1 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.0

50

R.PDSCH.1-10.2 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.4

Table 5.2A.2.1.0-2: Single carrier performance for TDD 15 kHz SCS for CA configurations

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.1-2.1 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

13.6

10

R.PDSCH.1-2.2 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

13.8

15

R.PDSCH.1-2.3 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

13.8

20

R.PDSCH.1-2.4 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

13.9

25

R.PDSCH.1-2.5 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.0

30

R.PDSCH.1-3.1 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

13.9

40

R.PDSCH.1-3.2 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.2

50

R.PDSCH.1-3.3 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.5

Table 5.2A.2.1.0-3: Single carrier performance for TDD 30 kHz SCS for CA configurations

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.2-13.1 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

13.6

10

R.PDSCH.2-13.2 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

13.6

15

R.PDSCH.2-13.3 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

13.6

20

R.PDSCH.2-13.4 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

13.7

25

R.PDSCH.2-13.5 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

13.7

30

R.PDSCH.2-14.1 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

13.7

40

R.PDSCH.2-2.2 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

13.9

50

R.PDSCH.2-14.2 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.1

60

R.PDSCH.2-14.3 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.0

80

R.PDSCH.2-14.4 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.5

90

R.PDSCH.2-14.5 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.3

100

R.PDSCH.2-15.1 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.7

Table 5.2A.2.1.0-4: Minimum performance for multiple CA configurations

Test number

CA duplex mode

Minimum performance requirements

1

FDD 15 kHz + FDD 15 kHz

As defined in Table 5.2A.2.1.0-1

2

TDD 30 kHz + TDD 30 kHz

As defined in Table 5.2A.2.1.0-3

3

FDD 15 kHz + TDD 30 kHz

As defined in Table 5.2A.2.1.0-1 and Table 5.2A.2.1.0-3 per CC

4

FDD 15 kHz + TDD 15 kHz

As defined in Table 5.2A.2.1.0-1 and Table 5.2A.2.1.0-2 per CC

5

TDD 15 kHz + TDD 30 kHz

As defined in Table 5.2A.2.1.0-2 and Table 5.2A.2.1.0-3 per CC

Note 1: The applicability of requirements for different CA duplex modes, SCSs, CA configurations and bandwidth combination sets is defined in 5.1.1.5.

The normative reference for this requirement is TS 38.101-4 [5], clause 5.2A.2.1.

5.2A.2.1.1 2Rx Normal PDSCH Demodulation Performance for CA (2DL CA)

5.2A.2.1.1.1 Test Purpose

To verify the PDSCH mapping Type A normal performance under 2 receive antenna conditions for multiple CA configurations and with different channel models, MCSs and number of MIMO layers for a specified downlink Reference Measurement Channel (RMC) to achieve a certain throughput per CC.

5.2A.2.1.1.2 Test applicability

This test applies to all types of NR UE release 15 and forward that supports 2DL CA.

5.2A.2.1.1.3 Test description

5.2A.2.1.1.3.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies, test channel bandwidths and sub-carrier spacing based on NR operating bands specified in Table 5.3.5-1 and Table 5.3.6-1 of 38.521-1 [7].

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

Channel BW to be tested: largest aggregated bandwidth combination as per Table 5.1.1.5.2-2.

CA capability to be tested: As per table 5.1.1.5.2-1

Table 5.2A.2.1.1.3.1-1: Test point selection table

Test number

CA duplex mode

Configuration

1

FDD 15 kHz + FDD 15 kHz

As defined in Table 5.2A.2.1.0-1

2

TDD 30 kHz + TDD 30 kHz

As defined in Table 5.2A.2.1.0-3

3

FDD 15 kHz + TDD 30 kHz

As defined in Table 5.2A.2.1.0-1 and Table 5.2A.2.1.0-3 per CC

4 (note 2)

FDD 15 kHz + TDD 15 kHz

As defined in Table 5.2A.2.1.0-1 and Table 5.2A.2.1.0-2 per CC

5 (note 3)

TDD 15 kHz + TDD 30 kHz

As defined in Table 5.2A.2.1.0-2 and Table 5.2A.2.1.0-3 per CC

Note 1: For each test point, select any one of the CA configurations which contain CA bandwidth combination with the largest aggregated channel bandwidth and supported maximum data rate based on the equation

Note 2: Test point 4 can be skipped if test point 3 is verified.

Note 3: Test point 5 can be skipped if test point 3 or 4 is verified.

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.6 for TE diagram and clause A.3.2.6 for UE diagram.

2. The parameter settings for the cell are set up according to Table 5.2-1, Table 5.2A-1 to Table 5.2A-3 as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.1.

5. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity NR for SA with Connected without Release On, Test Mode On according to TS 38.508-1 [6] clause 4.5. Message contents are defined in clause 5.2A.2.1.1.3.3.

5.2A.2.1.1.3.2 Test procedure

1. Configure SCC according to Annex C.0, C.1 and C.2 for all downlink physical channels.

2. The SS shall configure SCC as per TS 38.508-1 [6] clause 5.5.1. Message contents are defined in clause 5.2 A.2.1.1.3.3.

3. SS activates SCC by sending the activation MAC-CE (Refer TS 38.321 [24], clauses 5.9, 6.1.3.10). Wait for at least 1 second (Refer TS 38.133[25], clause9.3).

4. SS transmits PDSCH via PDCCH DCI format 1_1 for C_RNTI to transmit the DL RMC according to Tables 5.2A.2.1.0-1 to 5.2A.2.1.0-4 as appropriate on both PCC and SCC. The SS sends downlink MAC padding bits on the DL RMC.

5. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Tables 5.2A.2.1.0-1 to 5.2A.2.1.0-4 as appropriate on both PCC and SCC.

6. Measure the average throughput per each component carrier for a duration sufficient to achieve statistical significance according to Annex G.1.5. Count the number of NACKs, ACKs and statDTXs on the UL and decide pass or fail according to Table G.1.5-1 in Annex G.1.5.

7. Repeat steps from 1 to 6 for each test points in Table 5.2A.2.1.0-4 as appropriate.

5.2A.2.1.1.3.3 Message contents

Message contents are according to TS 38.508-1 [6] clauses 4.6.1 and 5.4.2.

5.2A.2.1.1.4 Test Requirement

Tables 5.2A.2.1.1.4-1, 5.2A.2.1.1.4-2 and 5.2A.2.1.1.4-3 define the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A 3.2.1 and A.3.2.2 for each component carrier for throughput test point combination shall meet or exceed the specified value in Table 5.2A.2.1.1.4-1, 5.2A.2.1.1.4-2 and 5.2A.2.1.1.4-3 for the specified SNR including test tolerances for the test points listed in Table 5.2A.2.1.1.3.1-1.

Table 5.2A.2.1.1.4-1: Test requirements for FDD 15 kHz SCS for CA configurations

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.1-9.1 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.6

10

R.PDSCH.1-2.2 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.6

15

R.PDSCH.1-9.2 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.6

20

R.PDSCH.1-9.3 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.8

25

R.PDSCH.1-9.4 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.0

30

R.PDSCH.1-9.5 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.8

40

R.PDSCH.1-10.1 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.0

50

R.PDSCH.1-10.2 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.4

Table 5.2A.2.1.1.4-2: Test requirements for TDD 15 kHz SCS for CA configurations

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.1-2.1 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.6

10

R.PDSCH.1-2.2 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.8

15

R.PDSCH.1-2.3 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.8

20

R.PDSCH.1-2.4 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.9

25

R.PDSCH.1-2.5 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.0

30

R.PDSCH.1-3.1 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.9

40

R.PDSCH.1-3.2 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.2

50

R.PDSCH.1-3.3 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.5

Table 5.2A.2.1.1.4-3: Test requirements for TDD 30 kHz SCS for CA configurations

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.2-13.1 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.6

10

R.PDSCH.2-13.2 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.6

15

R.PDSCH.2-13.3 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.6

20

R.PDSCH.2-13.4 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.7

25

R.PDSCH.2-13.5 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.7

30

R.PDSCH.2-14.1 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.7

40

R.PDSCH.2-2.2 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.9

50

R.PDSCH.2-14.2 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.1

60

R.PDSCH.2-14.3 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.0

80

R.PDSCH.2-14.4 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.5

90

R.PDSCH.2-14.5 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.3

100

R.PDSCH.2-15.1 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.7

5.2A.2.1.2 2Rx Normal PDSCH Demodulation Performance for CA (3DL CA)

5.2A.2.1.2.1 Test Purpose

Same as 5.2A.2.1.1

5.2A.2.1.2.2 Test applicability

This test applies to all types of NR UE release 15 and forward that supports 3DL CA.

5.2A.2.1.2.3 Test description

5.2A.2.1.2.3.1 Initial conditions

Same as 5.2A.2.1.1.3.1

5.2A.2.1.2.3.2 Test procedure

1. Configure SCC according to Annex C.0, C.1 and C.2 for all downlink physical channels.

2. The SS shall configure SCCs as per TS 38.508-1 [6] clause 5.5.1. Message contents are defined in clause 5.2 A.2.1.2.3.3.

3. SS activates SCC by sending the activation MAC-CE (Refer TS 38.321 [24], clauses 5.9, 6.1.3.10). Wait for at least 1 second (Refer TS 38.133[25], clause9.3).

4. SS transmits PDSCH via PDCCH DCI format 1_1 for C_RNTI to transmit the DL RMC according to Tables 5.2A.2.1.0-1 to 5.2A.2.1.0-4 as appropriate on both PCC and SCCs. The SS sends downlink MAC padding bits on the DL RMC.

5. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Tables 5.2A.2.1.0-1 to 5.2A.2.1.0-4 as appropriate on both PCC and SCCs.

6. Measure the average throughput per each component carrier for a duration sufficient to achieve statistical significance according to Annex G.1.5. Count the number of NACKs, ACKs and statDTXs on the UL and decide pass or fail according to Table G.1.5-1 in Annex G.1.5.

7. Repeat steps from 1 to 6 for each test points in Table 5.2A.2.1.0-4 as appropriate.

5.2A.2.1.2.3.3 Message contents

Same as 5.2A.2.1.1.3.3.

5.2A.2.1.2.4 Test Requirement

Same as 5.2A.2.1.1.4 evaluated per component carrier.

5.2A.2.1.3 2Rx Normal PDSCH Demodulation Performance for CA (4DL CA)

5.2A.2.1.3.1 Test Purpose

Same as 5.2A.2.1.1

5.2A.2.1.3.2 Test applicability

This test applies to all types of NR UE release 15 and forward that supports 4DL CA.

5.2A.2.1.3.3 Test description

5.2A.2.1.3.3.1 Initial conditions

Same as 5.2A.2.1.1.3.1

5.2A.2.1.3.3.2 Test procedure

1. Configure SCC according to Annex C.0, C.1 and C.2 for all downlink physical channels.

2. The SS shall configure SCCs as per TS 38.508-1 [6] clause 5.5.1. Message contents are defined in clause 5.2 A.2.1.3.3.3.

3. SS activates SCC by sending the activation MAC-CE (Refer TS 38.321 [24], clauses 5.9, 6.1.3.10). Wait for at least 1 second (Refer TS 38.133[25], clause9.3).

4. SS transmits PDSCH via PDCCH DCI format 1_1 for C_RNTI to transmit the DL RMC according to Tables 5.2A.2.1.0-1 to 5.2A.2.1.0-4 as appropriate on both PCC and SCCs. The SS sends downlink MAC padding bits on the DL RMC.

5. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Tables 5.2A.2.1.0-1 to 5.2A.2.1.0-4 as appropriate on both PCC and SCCs.

6. Measure the average throughput per each component carrier for a duration sufficient to achieve statistical significance according to Annex G.1.5. Count the number of NACKs, ACKs and statDTXs on the UL and decide pass or fail according to Table G.1.5-1 in Annex G.1.5.

7. Repeat steps from 1 to 6 for each test points in Table 5.2A.2.1.0-4 as appropriate.

5.2A.2.1.3.3.3 Message contents

Same as 5.2A.2.1.1.3.3.

5.2A.2.1.3.4 Test Requirement

Same as 5.2A.2.1.1.4 evaluated per component carrier.

5.2A.2.2 Requirements for 2RX PDSCH carrier aggregation with power imbalance

5.2A.2.2.0 Minimum conformance requirements for 2RX PDSCH CA with power imbalance

The performance requirements are specified in Table 5.2A.2.2.0-3 and Table 5.2A.2.2.0-4, with the addition of test parameters in Table 5.2A.2.2.0-2 and the downlink physical channel setup according to Annex C.2.1.

The test purposes are specified in Table 5.2A.2.2.0-1.

Table 5.2A.2.2.0-1: Tests purpose

Purpose

Test index

Verify the ability of an intra-band adjacent carrier aggregation UE to demodulate the signal transmitted by the PCell or SCell in the presence of a stronger SCell or PCell signal on an adjacent frequency. Throughput is measured on the PCell or SCell only

Table 5.2A.2.2.0-2: Test parameters

Parameter

Unit

Value

Duplex mode

FDD and TDD

Active DL BWP index

1

Propagation condition

Static propagation condition

No external noise sources are applied

Antenna configuration

1×2

PDSCH configuration

Length (L)

FDD: 12TDD: 12 for DL slot, 4 for special slot

PRB bundling size

WB

Modulation and code rate

64QAM, MCS 26

Number of HARQ Processes

FDD: 4

TDD: 8

Maximum number of HARQ transmission

1

Redundancy version coding sequence

{0}

TDD UL-DL pattern

30kHz SCS: FR1.30-1

The number of slots between PDSCH and corresponding HARQ-ACK information

As defined in Table A.1.2-2 for FR1.30-1

PUCCH format for HARQ-ACK feedback

PUCCH format 1

Overhead for TBS determination

0

SSB transmission

Slot#0 with periodicity 20ms

RB assignment

Full applicable test bandwidth as defined in Table 5.3.5-1 of TS 38.101-1 [2]

Table 5.2A.2.2.0-3: Minimum performance for FDD CA with 15 kHz SCS

Test Number

Bandwidth (MHz)

Reference channel

Power at antenna port (dBm/Hz)

Reference value

Fraction of Maximum

Throughput (%)

PCell

SCell

PCell

SCell

for PCell

for Scell

PCell

SCell

1

Selected Channel bandwidth as per section 5.1.1.6

Derived as per section 5.1.3.2 of TS 38.214 [12]

NA

-112

-106

85

NA

Table 5.2A.2.2.0-4: Minimum performance for TDD CA with 30 kHz SCS

Test Number

Bandwidth (MHz)

Reference channel

Power at antenna port (dBm/Hz)

Reference value

Fraction of Maximum

Throughput (%)

PCell

SCell

PCell

SCell

for PCell

for Scell

PCell

SCell

1

Selected Channel bandwidth as per section 5.1.1.6

Derived as per section 5.1.3.2 of TS 38.214 [12]

NA

-112

-106

85

NA

The normative reference for this requirement is TS 38.101-4 [5], clause 5.2A.2.2.

5.2A.2.2.1 2Rx PDSCH Demodulation Performance for CA with power imbalance (2DL CA)

5.2A.2.2.1.1 Test Purpose

To verify the ability of an intra-band adjacent carrier aggregation UE to demodulate the signal transmitted by the PCell or SCell in the presence of a stronger SCell or PCell signal on an adjacent frequency. Throughput is measured on the PCell or SCell only.

5.2A.2.2.1.2 Test applicability

This test applies to all types of NR UE release 15 and forward that supports 2DL intra-band contiguous CA.

5.2A.2.2.1.3 Test description

5.2A.2.2.1.3.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies, test channel bandwidths and sub-carrier spacing based on NR operating bands specified in Table 5.3.5-1 and Table 5.3.6-1 of 38.521-1 [7].

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

Band selection: Supported intra-band contiguous CA configurations covering the lowest and highest operating bands,

Channel BW combination to be tested: Select bandwidth combination with same bandwidth in each carrier. If not supported, select bandwidth combination with smallest bandwidth difference between the two carriers and the carrier with smaller bandwidth will be used for the test.

CA capability to be tested: Either FDD or TDD intra-band contiguous CA

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.2A for TE diagram and clause A.3.2.3 for UE diagram.

2. The parameter settings for the cell are set up according to Table 5.2-1, Table 5.2A-1 to Table 5.2A-3 as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.1.

5. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity NR for SA with Connected without Release On, Test Mode On according to TS 38.508-1 [6] clause 4.5. Message contents are defined in clause 5.2A.2.2.1.3.3.

5.2A.2.2.1.3.2 Test procedure

1. Configure SCC according to Annex C.0, C.1 and C.2 for all downlink physical channels.

2. The SS shall configure SCC as per TS 38.508-1 [6] clause 5.5.1. Message contents are defined in clause 5.2A.2.2.1.3.3.

3. SS activates SCC by sending the activation MAC-CE (Refer TS 38.321 [24], clauses 5.9, 6.1.3.10). Wait for at least 1 second (Refer TS 38.133[25], clause9.3).

4. SS transmits PDSCH via PDCCH DCI format 1_1 for C_RNTI to transmit the MCS according to Table 5.2A.2.2.0-2 on PCC. The SS sends downlink MAC padding bits on the DL RMC.

5. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix according to Tables 5.2A.2.2.0-2 to 5.2A.2.2.0-4 as appropriate on both PCC and SCC.

6. Measure the average throughput on PCC for at least 300 frames.. Count the number of NACKs, ACKs and statDTXs on the UL and decide pass or fail based on measured throughput > 85% of the maximum scheduled throughput..

5.2A.2.2.1.3.3 Message contents

Message contents are according to TS 38.508-1 [6] clauses 4.6.1 and 5.4.2.

5.2A.2.2.1.4 Test Requirement

Table 5.2A.2.2.0-2, Table 5.2A.2.2.1.4-1 and Table 5.2A.2.2.1.4-2 define the primary level settings.

The fraction of maximum throughput percentage for the MCS scheduled as specified in Table 5.2A.2.2.0-2 for the throughput test shall meet or exceed the specified value in Table 5.2A.2.2.1.4-1 or Table 5.2A.2.2.1.4-2 as applicable for the specified cell power levels.

Table 5.2A.2.2.1.4-1: Test Requirements for FDD CA with 15 kHz SCS

Test Number

Bandwidth (MHz)

Reference channel

Power at antenna port (dBm/Hz)

Reference value

Fraction of Maximum

Throughput (%)

PCell

SCell

PCell

SCell

for PCell

for Scell

PCell

SCell

1

Selected Channel bandwidth as per section 5.1.1.6

Derived as per section 5.1.3.2 of TS 38.214 [12]

NA

-112

-106

85

NA

Table 5.2A.2.2.1.4-2: Test Requirements for TDD CA with 30 kHz SCS

Test Number

Bandwidth (MHz)

Reference channel

Power at antenna port (dBm/Hz)

Reference value

Fraction of Maximum

Throughput (%)

PCell

SCell

PCell

SCell

for PCell

for Scell

PCell

SCell

1

Selected Channel bandwidth as per section 5.1.1.6

Derived as per section 5.1.3.2 of TS 38.214 [12]

NA

-112

-106

85

NA

5.2A.2.2.2 2Rx PDSCH Demodulation Performance for CA with power imbalance (3DL CA)

FFS

5.2A.2.2.3 2Rx PDSCH Demodulation Performance for CA with power imbalance (4DL CA)

FFS

5.2A.2.4 Requirements for 2RX HST-SFN CA

5.2A.2.4.0 Minimum conformance requirements for 2RX HST-SFN CA PDSCH

For HST-SFN CA with different numbers of DL component carriers, the requirements are defined in Table 5.2A.2.4.0-5 based on the single carrier requirements for different SCSs and different bandwidth specified in Table 5.2A.2.4.0-3 and Table 5.2A.2.4.0-4. Test parameters are specified in Table 5.2A.2.4.0-2, Table 5.2A-2, and Table 5.2A-3 with downlink physical channel setup according to Annex C.2.1. The performance requirements specified in this sub-clause do not apply for UE single carrier test.

The test purpose is specified in Table 5.2A.2.4.0-1.

Table 5.2A.2.4.0-1: Test purpose

Purpose

Test index

Verify PDSCH performance under 2 receive antenna conditions in the HST-SFN scenario defined in B.3.2 with CA

1,2,3

Table 5.2A.2.4.0-2: Test parameters

Parameter

Unit

Value

Duplex mode

FDD and TDD

Active DL BWP index

1

PDSCH configuration

Mapping type

Type A

k0

0

Starting symbol (S)

2

Length (L)

12

PDSCH aggregation factor

1

PRB bundling type

Static

PRB bundling size

2

Resource allocation type

Type 0

RBG size

Config2

VRB-to-PRB mapping type

Non-interleaved

VRB-to-PRB mapping interleaver bundle size

N/A

PDSCH DMRS configuration

DMRS Type

Type 1

Number of additional DMRS

2

Maximum number of OFDM symbols for DL front loaded DMRS

1

CSI-RS for tracking

CSI-RS periodicity

Slots

FDD: 10 for CSI-RS resource 1,2,3,4.

TDD: 20 for CSI-RS resource 1,2,3,4.

CSI-RS offset

Slots

1 for CSI-RS resource 1 and 2
2 for CSI-RS resource 3 and 4.

Number of HARQ Processes

As defined in Table 5.2A-2

TDD UL-DL pattern

15 kHz SCS: FR1.15-1

30 kHz SCS: FR1.30-1

The number of slots between PDSCH and corresponding HARQ-ACK information

As defined in Table 5.2A-3

Number of PUCCH ResourceGroups

1

PUCCH format for HARQ-ACK feedback

PUCCH format 1 for cases with no more than 2 DL CCs

PUCCH format 3 for cases with more than 2 DL CCs

Table 5.2A.2.4.0-3: Single carrier performance for FDD 15 kHz SCS for CA configurations

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.1-13.1 FDD

16QAM, 0.48

HST-SFN

2×2

70

[12.9]

10

R.PDSCH.1-8.3 FDD

16QAM, 0.48

HST-SFN

2×2

70

[13.1]

15

R.PDSCH.1-13.2 FDD

16QAM, 0.48

HST-SFN

2×2

70

[13.4]

20

R.PDSCH.1-13.3 FDD

16QAM, 0.48

HST-SFN

2×2

70

[13.9]

25

R.PDSCH.1-13.4 FDD

16QAM, 0.48

HST-SFN

2×2

70

[14.0]

30

R.PDSCH.1-13.5 FDD

16QAM, 0.48

HST-SFN

2×2

70

[13.9]

35

R.PDSCH.1-14.3 FDD

16QAM, 0.48

HST-SFN

2×2

70

TBA

40

R.PDSCH.1-14.1 FDD

16QAM, 0.48

HST-SFN

2×2

70

[14.3]

45

R.PDSCH.1-14.4 FDD

16QAM, 0.48

HST-SFN

2×2

70

TBA

50

R.PDSCH.1-14.2 FDD

16QAM, 0.48

HST-SFN

2×2

70

[14.0]

Table 5.2A.2.4.0-4: Single carrier performance for TDD 30 kHz SCS for CA configurations

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.2-19.1 TDD

16QAM, 0.48

HST-SFN

2×2

70

[13.4]

10

R.PDSCH.2-19.2 TDD

16QAM, 0.48

HST-SFN

2×2

70

[13.7]

15

R.PDSCH.2-19.3 TDD

16QAM, 0.48

HST-SFN

2×2

70

[13.8]

20

R.PDSCH.2-19.4 TDD

16QAM, 0.48

HST-SFN

2×2

70

[13.8]

25

R.PDSCH.2-19.5 TDD

16QAM, 0.48

HST-SFN

2×2

70

[14.1]

30

R.PDSCH.2-20.1 TDD

16QAM, 0.48

HST-SFN

2×2

70

[14.4]

40

R.PDSCH.2-10.4 TDD

16QAM, 0.48

HST-SFN

2×2

70

[14.6]

50

R.PDSCH.2-20.2 TDD

16QAM, 0.48

HST-SFN

2×2

70

[14.7]

60

R.PDSCH.2-20.3 TDD

16QAM, 0.48

HST-SFN

2×2

70

[14.4]

80

R.PDSCH.2-20.4 TDD

16QAM, 0.48

HST-SFN

2×2

70

[14.9]

90

R.PDSCH.2-20.5 TDD

16QAM, 0.48

HST-SFN

2×2

70

[15.4]

100

R.PDSCH.2-21.1 TDD

16QAM, 0.48

HST-SFN

2×2

70

[14.8]

Table 5.2A.2.4.0-5: Minimum performance for multiple CA configurations

Test number

CA duplex mode

Minimum performance requirements

1

FDD 15 kHz + FDD 15 kHz

As defined in Table 5.2A.2.4.0-3

2

TDD 30 kHz + TDD 30 kHz

As defined in Table 5.2A.2.4.0-4

3

FDD 15 kHz + TDD 30 kHz

As defined in Table 5.2A.2.4.0-3 and Table 5.2A.2.4.0-4 per CC

Note 1: The applicability of requirements for different CA duplex modes, SCSs, CA configurations and bandwidth combination sets is defined in 5.1.1.7

The normative reference for this requirement is TS 38.101-4 [5], clause 5.2A.2.4.

5.2A.2.4.1 2Rx Normal Demodulation Performance for HST-SFN CA

Editor’s Note: This test cases is incomplete in following aspects:

– SNR in test requirements table is within square brackets for test point 1,2 and 3.

– Test Tolerance (TT) in test requirements is to be defined.

– Message content is FFS

5.2A.2.4.1.1 Test Purpose

Verify PDSCH performance under 2 receive antenna conditions in the HST-SFN scenario defined in B.3.2 with CA.

5.2A.2.4.1.2 Test applicability

This test applies to all types of NR UE release 17 and forward that supports 2DL CA.

5.2A.2.4.1.3 Test description

5.2A.2.4.1.3.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies, test channel bandwidths and sub-carrier spacing based on NR operating bands specified in Table 5.3.5-1 and Table 5.3.6-1 of 38.521-1 [7].

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 5.2.2.

Channel BW to be tested: largest aggregated bandwidth combination as per Table 5.1.1.5.2-2.

CA capability to be tested: As per table 5.1.1.5.2-1

Table 5.2A.2.4.1.3.1-1: Test point selection table

Test number

CA duplex mode

Minimum performance requirements

1

FDD 15 kHz + FDD 15 kHz

As defined in Table 5.2A.2.4.0-3

2

TDD 30 kHz + TDD 30 kHz

As defined in Table 5.2A.2.4.0-4

3

FDD 15 kHz + TDD 30 kHz

As defined in Table 5.2A.2.4.0-3 and Table 5.2A.2.4.0-4 per CC

Note 1: The applicability of requirements for different CA duplex modes, SCSs, CA configurations and bandwidth combination sets is defined in 5.1.1.7

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.x for TE diagram and clause A.3.2.6 for UE diagram.

2. The parameter settings for the cell are set up according to Table 5.2-1, Table 5.2A-1 to Table 5.2A-3 as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.1.

5. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity NR for SA with Connected without Release On, Test Mode On according to TS 38.508-1 [6] clause 4.5. Message contents are defined in clause 5.2A.2.4.1.3.3.

5.2A.2.4.1.3.2 Test procedure

1. Configure SCC according to Annex C.0, C.1 and C.2 for all downlink physical channels.

2. The SS shall configure SCC as per TS 38.508-1 [6] clause 5.5.1. Message contents are defined in clause 5.2A.2.4.1.3.3.

3. SS activates SCC by sending the activation MAC-CE (Refer TS 38.321 [18], clauses 5.9, 6.1.3.10). Wait for at least 1 second (Refer TS 38.133[19], clause 9.3).

4. SS transmits PDSCH via PDCCH DCI format 1_1 for C_RNTI to transmit the DL RMC according to Tables 5.2A.2.4.0-2 to 5.2A.2.4.0-5 as appropriate on both PCC and SCC. The SS sends downlink MAC padding bits on the DL RMC.

5. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to 5.2A.2.4.1.3.4-1 and 5.2A.2.4.1.3.4-2 as appropriate on both PCC and SCC.

6. Measure the average throughput per each component carrier for a duration sufficient to achieve statistical significance according to Annex G.1.5. Count the number of NACKs, ACKs and statDTXs on the UL and decide pass or fail according to Table G.1.5-1 in Annex G.1.5.

7. Repeat steps from 1 to 6 for each test points in Table 5.2A.2.4.1.3.1-1 as appropriate.

5.2A.2.4.1.3.3 Message contents

FFS

5.2A.2.4.1.3.4 Test Requirement

Tables 5.2A.2.4.1.3.4-1 and 5.2A.2.4.1.3.4-2 define the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A 3.2.1 and A.3.2.2 for each component carrier for throughput test point combination shall meet or exceed the specified value in Table 5.2A.2.4.1.3.4-1 and 5.2A.2.4.1.3.4-2 for the specified SNR including test tolerances for the test points listed in Table 5.2A.2.4.1.3.1-1.

Table 5.2A.2.4.1.3.4-1: Single carrier performance for FDD 15 kHz SCS for CA configurations

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.1-13.1 FDD

16QAM, 0.48

HST-SFN

2×2

70

[12.9] + TT

10

R.PDSCH.1-8.3 FDD

16QAM, 0.48

HST-SFN

2×2

70

[13.1] + TT

15

R.PDSCH.1-13.2 FDD

16QAM, 0.48

HST-SFN

2×2

70

[13.4] + TT

20

R.PDSCH.1-13.3 FDD

16QAM, 0.48

HST-SFN

2×2

70

[13.9] + TT

25

R.PDSCH.1-13.4 FDD

16QAM, 0.48

HST-SFN

2×2

70

[14.0] + TT

30

R.PDSCH.1-13.5 FDD

16QAM, 0.48

HST-SFN

2×2

70

[13.9] + TT

35

R.PDSCH.1-14.3 FDD

16QAM, 0.48

HST-SFN

2×2

70

TBA

40

R.PDSCH.1-14.1 FDD

16QAM, 0.48

HST-SFN

2×2

70

[14.3] + TT

45

R.PDSCH.1-14.4 FDD

16QAM, 0.48

HST-SFN

2×2

70

TBA

50

R.PDSCH.1-14.2 FDD

16QAM, 0.48

HST-SFN

2×2

70

[14.0] + TT

Table 5.2A.2.4.1.3.4.1-2: Single carrier performance for TDD 30 kHz SCS for CA configurations

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.2-19.1 TDD

16QAM, 0.48

HST-SFN

2×2

70

[13.4] + TT

10

R.PDSCH.2-19.2 TDD

16QAM, 0.48

HST-SFN

2×2

70

[13.7] + TT

15

R.PDSCH.2-19.3 TDD

16QAM, 0.48

HST-SFN

2×2

70

[13.8] + TT

20

R.PDSCH.2-19.4 TDD

16QAM, 0.48

HST-SFN

2×2

70

[13.8] + TT

25

R.PDSCH.2-19.5 TDD

16QAM, 0.48

HST-SFN

2×2

70

[14.1] + TT

30

R.PDSCH.2-20.1 TDD

16QAM, 0.48

HST-SFN

2×2

70

[14.4] + TT

40

R.PDSCH.2-10.4 TDD

16QAM, 0.48

HST-SFN

2×2

70

[14.6] + TT

50

R.PDSCH.2-20.2 TDD

16QAM, 0.48

HST-SFN

2×2

70

[14.7] + TT

60

R.PDSCH.2-20.3 TDD

16QAM, 0.48

HST-SFN

2×2

70

[14.4] + TT

80

R.PDSCH.2-20.4 TDD

16QAM, 0.48

HST-SFN

2×2

70

[14.9] + TT

90

R.PDSCH.2-20.5 TDD

16QAM, 0.48

HST-SFN

2×2

70

[15.4] + TT

100

R.PDSCH.2-21.1 TDD

16QAM, 0.48

HST-SFN

2×2

70

[14.8] + TT

5.2A.2.5 Requirements for 2RX PDSCH HST-DPS CA PDSCH

5.2A.2.5.0 Minimum conformance requirements for 2RX HST-DPS CA PDSCH

For HST-DPS CA with different numbers of DL component carriers, the requirements are defined in Table 5.2A.2.5.0-7 and Table 5.2A.2.5.0-8 based on the single carrier requirements for different SCSs and different bandwidth specified in Table 5.2A.2.5.0-3 ~ Table 5.2A.2.5.0-6, with the parameters in Table 5.2A.2.5.0-2, Table 5.2A-2 and Table 5.2A-3 and the downlink physical channel setup according to Annex C.2.1. The performance requirements specified in this sub-clause do not apply for UE single carrier test.

The test purpose is specified in Table 5.2A.2.5.0-1.

Table 5.2A.2.5.0-1: Test purpose

Purpose

Test index

Verify UE performance in the HST-DPS scenario defined in B.3.3 with CA with 1 active PDSCH TCI states

1-1, 1-2, 1-3

Verify UE performance in the HST-DPS scenario defined in B.3.3 with CA with 2 active PDSCH TCI states

2-1, 2-2, 2-3

Table 5.2A.2.5.0-2: Test parameters

Parameter

Unit

Value

Duplex mode

FDD and TDD

Active DL BWP index

1

PDCCH configuration

TCI state

Note 1

PDSCH configuration

Mapping type

Type A

k0

0

Starting symbol (S)

2

Length (L)

FDD: 12

TDD: Specific to each Reference channel

PDSCH aggregation factor

1

PRB bundling type

Static

PRB bundling size

2

Resource allocation type

Type 0

RBG size

Config2

VRB-to-PRB mapping type

Non-interleaved

VRB-to-PRB mapping interleaver bundle size

N/A

TCI state

Note 1

PDSCH DMRS configuration

DMRS Type

Type 1

Number of additional DMRS

2

Maximum number of OFDM symbols for DL front loaded DMRS

1

CSI-RS for tracking

Resource set #1

First OFDM symbol in the PRB used for CSI-RS

l0 = 5 for CSI-RS resource 1 and 3

l0 = 9 for CSI-RS resource 2 and 4

CSI-RS periodicity

Slots

15kHz SCS: 10 for CSI-RS resource 1,2,3,4.

30kHz SCS: 20 for CSI-RS resource 1,2,3,4

CSI-RS offset

Slots

1 for CSI-RS resource 1 and 2
2 for CSI-RS resource 3 and 4

QCL info

TCI state #2

Frequency Occupation

Start PRB 0

Number of PRB = min(52, ceil(BWP size/4)*4)

Resource set #2

First OFDM symbol in the PRB used for CSI-RS

l0 = 6 for CSI-RS resource 5 and 6

l0 = 10 for CSI-RS resource 7 and 8

CSI-RS periodicity

Slots

15kHz SCS: 10 for CSI-RS resource 5,6,7,8.

30kHz SCS: 20 for CSI-RS resource 5,6,7,8.

CSI-RS offset

Slots

1 for CSI-RS resource 5 and 6
2 for CSI-RS resource 7 and 8

QCL info

TCI state #3

Frequency Occupation

Start PRB 0

Number of PRB = min(52, ceil(BWP size/4)*4)

NZP CSI-RS for CSI acquisition

Resource set #3

First OFDM symbol in the PRB used for CSI-RS

l0 = 12

CSI-RS periodicity

Slots

15kHz SCS:20

30kHz SCS: 40

CSI-RS offset

Slots

0

QCL info

TCI state #0

Resource set #4

First OFDM symbol in the PRB used for CSI-RS

l0 = 13

CSI-RS periodicity

Slots

15kHz SCS:20

30kHz SCS: 40

CSI-RS offset

Slots

0

QCL info

TCI state #1

TCI state #0

Type 1 QCL information

CSI-RS resource

CSI-RS resource 1 from ‘CSI-RS for tracking Resource set #1’ configuration

QCL Type

Type A

Type 2 QCL information

CSI-RS resource

N/A

QCL Type

N/A

TCI state #1

Type 1 QCL information

CSI-RS resource

CSI-RS resource 5 from ‘CSI-RS for tracking Resource set #2’ configuration

QCL Type

Type A

Type 2 QCL information

CSI-RS resource

N/A

QCL Type

N/A

TCI state #2

Type 1 QCL information

SSB index

SSB #0

QCL Type

Type C

Type 2 QCL information

SSB index

N/A

QCL Type

N/A

TCI state #3

Type 1 QCL information

SSB index

SSB #1

QCL Type

Type C

Type 2 QCL information

SSB index

N/A

QCL Type

N/A

Number of HARQ Processes

As defined in Table 5.2A-2

TDD UL-DL pattern

15kHz SCS: FR1.15-1

30kHz SCS: FR1.30-1

The number of slots between PDSCH and corresponding HARQ-ACK information

As defined in Table 5.2A-3

Number of PUCCH ResourceGroups

1

PUCCH format for HARQ-ACK feedback

PUCCH format 1 for cases with no more chan 2 DL CCs

PUCCH format 3 for cases with more than 2 DL CCs

Note 1: SSB # (k mod 2), CSI-RS (for tracking) resource set # ((k mod 2) + 1) and CSI-RS (for CSI acquisition) resource set # ((k mod 2) + 3) are transmitted by kth RRH.

For Test 1-1, TCI state switching command scheduled by MAC CE with MCS 4 is transmitted in slot #i that satisfy. PDCCH and PDSCH associated with TCI # (k mod 2) is transmitted by kth RRH from slot#

to slot#

,

PDCCH and PDSCH are DTXed in other slots in which throughput statistics are not considered.

For Test 1-2, TCI state switching command scheduled by MAC CE with MCS 4 is transmitted in slot #i that satisfy. PDCCH and PDSCH associated with TCI # (k mod 2) is transmitted by kth RRH from slot#

to slot#

Where k=0, 1, 2… is the RRH number, n = 2520 is half of the number of slots between two RRH, = 2 is the number of slots between PDSCH and corresponding HARQ-ACK information, = 3 is the number of slots for MAC CE processing, = 6 is the number of slots to first TRS transmission occasion after MAC CE command is decoded by the UE, = 2 is the number of slots for TRS processing.

Table 5.2A.2.5.0-3: Single carrier performance for FDD 15 kHz SCS for HST-DPS CA configurations with 1 active PDSCH TCI states

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Number of active PDSCH TCI states

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.1-15.1

64QAM, 0.43

HST-DPS

1

2×2

70

13.2

10

R.PDSCH.1-8.4 FDD

64QAM, 0.43

HST-DPS

1

2×2

70

13.6

15

R.PDSCH.1-15.2

64QAM, 0.43

HST-DPS

1

2×2

70

13.6

20

R.PDSCH.1-15.3

64QAM, 0.43

HST-DPS

1

2×2

70

13.4

25

R.PDSCH.1-15.4

64QAM, 0.43

HST-DPS

1

2×2

70

13.6

30

R.PDSCH.1-15.5

64QAM, 0.43

HST-DPS

1

2×2

70

13.6

35

[R.PDSCH.1-16.3]

64QAM, 0.43

HST-DPS

1

2×2

70

13.4

40

R.PDSCH.1-16.1

64QAM, 0.43

HST-DPS

1

2×2

70

13.6

45

[R.PDSCH.1-16.4]

64QAM, 0.43

HST-DPS

1

2×2

70

13.4

50

R.PDSCH.1-16.2

64QAM, 0.43

HST-DPS

1

2×2

70

13.7

Table 5.2A.2.5.0-4: Single carrier performance for FDD 15 kHz SCS for HST-DPS CA configurations with 2 active PDSCH TCI states

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Number of active PDSCH TCI states

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.1-15.1

64QAM, 0.43

HST-DPS

2

2×2

70

13.2

10

R.PDSCH.1-8.4 FDD

64QAM, 0.43

HST-DPS

2

2×2

70

13.6

15

R.PDSCH.1-15.2

64QAM, 0.43

HST-DPS

2

2×2

70

13.6

20

R.PDSCH.1-15.3

64QAM, 0.43

HST-DPS

2

2×2

70

13.4

25

R.PDSCH.1-15.4

64QAM, 0.43

HST-DPS

2

2×2

70

13.6

30

R.PDSCH.1-15.5

64QAM, 0.43

HST-DPS

2

2×2

70

13.6

35

[R.PDSCH.1-16.3]

64QAM, 0.43

HST-DPS

2

2×2

70

13.4

40

R.PDSCH.1-16.1

64QAM, 0.43

HST-DPS

2

2×2

70

13.6

45

[R.PDSCH.1-16.4]

64QAM, 0.43

HST-DPS

2

2×2

70

13.4

50

R.PDSCH.1-16.2

64QAM, 0.43

HST-DPS

2

2×2

70

13.7

Table 5.2A.2.5.0-5: Single carrier performance for TDD 30 kHz SCS for HST-DPS CA configurations with 1 active PDSCH TCI states

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Number of active PDSCH TCI states

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.2-22.1

64QAM, 0.43

HST-DPS

1

2×2

70

13.3

10

R.PDSCH.2-22.2

64QAM, 0.43

HST-DPS

1

2×2

70

13.3

15

R.PDSCH.2-22.3

64QAM, 0.43

HST-DPS

1

2×2

70

13.2

20

R.PDSCH.2-22.4

64QAM, 0.43

HST-DPS

1

2×2

70

13.3

25

R.PDSCH.2-22.5

64QAM, 0.43

HST-DPS

1

2×2

70

13.4

30

R.PDSCH.2-23.1

64QAM, 0.43

HST-DPS

1

2×2

70

13.4

40

R.PDSCH.2-10.5 TDD

64QAM, 0.43

HST-DPS

1

2×2

70

13.3

50

R.PDSCH.2-23.2

64QAM, 0.43

HST-DPS

1

2×2

70

13.5

60

R.PDSCH.2-23.3

64QAM, 0.43

HST-DPS

1

2×2

70

13.5

80

R.PDSCH.2-23.4

64QAM, 0.43

HST-DPS

1

2×2

70

13.4

90

R.PDSCH.2-23.5

64QAM, 0.43

HST-DPS

1

2×2

70

13.6

100

R.PDSCH.2-24.1

64QAM, 0.43

HST-DPS

1

2×2

70

13.5

Table 5.2A.2.5.0-6: Single carrier performance for TDD 30 kHz SCS for HST-DPS CA configurations with 2 active PDSCH TCI states

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Number of active PDSCH TCI states

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.2-22.1

64QAM, 0.43

HST-DPS

2

2×2

70

13.3

10

R.PDSCH.2-22.2

64QAM, 0.43

HST-DPS

2

2×2

70

13.3

15

R.PDSCH.2-22.3

64QAM, 0.43

HST-DPS

2

2×2

70

13.2

20

R.PDSCH.2-22.4

64QAM, 0.43

HST-DPS

2

2×2

70

13.3

25

R.PDSCH.2-22.5

64QAM, 0.43

HST-DPS

2

2×2

70

13.4

30

R.PDSCH.2-23.1

64QAM, 0.43

HST-DPS

2

2×2

70

13.4

40

R.PDSCH.2-10.5 TDD

64QAM, 0.43

HST-DPS

2

2×2

70

13.3

50

R.PDSCH.2-23.2

64QAM, 0.43

HST-DPS

2

2×2

70

13.5

60

R.PDSCH.2-23.3

64QAM, 0.43

HST-DPS

2

2×2

70

13.5

80

R.PDSCH.2-23.4

64QAM, 0.43

HST-DPS

2

2×2

70

13.4

90

R.PDSCH.2-23.5

64QAM, 0.43

HST-DPS

2

2×2

70

13.6

100

R.PDSCH.2-24.1

64QAM, 0.43

HST-DPS

2

2×2

70

13.5

Table 5.2A.2.5.0-7: Minimum performance for HST-DPS CA configurations with 1 active PDSCH TCI states

Test number

CA duplex mode

Minimum performance requirements

1-1

FDD 15 kHz + FDD 15 kHz

As defined in Table 5.2A.2.5.0-3

1-2

TDD 30 kHz + TDD 30 kHz

As defined in Table 5.2A.2.5.0-5

1-3

FDD 15 kHz + TDD 30 kHz

As defined in Table 5.2A.2.5.0-3 and Table 5.2A.2.5.0-5 per CC

Note 1: The applicability of requirements for different CA duplex modes, SCSs, CA configurations and bandwidth combination sets is defined in 5.1.1.7.4.

Table 5.2A.2.5.0-8: Minimum performance for HST-DPS CA configurations with 2 active PDSCH TCI states

Test number

CA duplex mode

Minimum performance requirements

2-1

FDD 15 kHz + FDD 15 kHz

As defined in Table 5.2A.2.5.0-4

2-2

TDD 30 kHz + TDD 30 kHz

As defined in Table 5.2A.2.5.0-6

2-3

FDD 15 kHz + TDD 30 kHz

As defined in Table 5.2A.2.5.0-4 and Table 5.2A.2.5.0-6 per CC

Note 1: The applicability of requirements for different CA duplex modes, SCSs, CA configurations and bandwidth combination sets is defined in 5.1.1.7.4.

The normative reference for this requirement is TS 38.101-4 [5], clause 5.2A.2.5.

5.2A.2.5.1 2RX PDSCH Demodulation Performance for HST-DPS CA

Editor’s Note: This test cases is incomplete in following aspects:

– Message content is FFS

5.2A.2.5.1.1 Test Purpose

To verify the PDSCH mapping Type A normal performance under 2 receive antenna conditions in the HST-DPS scenario for multiple CA configurations and with different channel models, MCSs and SCS for a specified downlink Reference Measurement Channel (RMC) to achieve a certain throughput per CC.

5.2A.2.5.1.2 Test applicability

This test applies to all types of NR UE release 17 and forward supporting 2DL CA.

5.2A.2.5.1.3 Test description

5.2A.2.5.1.3.1 Initial conditions

Same initial conditions as specified in clause 5.2A.2.1.1.3.1 with the following exception

Channel BW to be tested: largest aggregated bandwidth combination as per Table 5.1.1.5.2-2.

CA capability to be tested: As per table 5.1.1.5.2-1

Table 5.2A.2.5.1.3.1-1: Test point selection table

Test number

CA duplex mode

Minimum performance requirements

1

FDD 15 kHz + FDD 15 kHz

As defined in Table 5.2A.3.1.0-1

2

TDD 30 kHz + TDD 30 kHz

As defined in Table 5.2A.3.1.0-3

3

FDD 15 kHz + TDD 30 kHz

As defined in Table 5.2A.3.1.0-1 and Table 5.2A.3.1.0-3 per CC

4 (note 2)

FDD 15 kHz + TDD 15 kHz

As defined in Table 5.2A.3.1.0-1 and Table 5.2A.3.1.0-2 per CC

5 (note 3)

TDD 15 kHz + TDD 30 kHz

As defined in Table 5.2A.3.1.0-2 and Table 5.2A.3.1.0-3 per CC

Note 1: For each test point, select any one of the CA configurations which contain CA bandwidth combination with the largest aggregated channel bandwidth and supported maximum data rate based on the equation

Note 2: Test point 4 can be skipped if test point 3 is verified.

Note 3: Test point 5 can be skipped if test point 3 or 4 is verified.

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.1 for TE diagram and clause A.3.2.5 for UE diagram.

2. The parameter settings for the cell are set up according to Table 5.2-1, Table 5.2A-1 to Table 5.2A-3 as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.1.

5. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity NR for SA with Connected without Release On, Test Mode On according to TS 38.508-1 [6] clause 4.5. Message contents are defined in clause 5.2A.2.5.1.3.3.

5.2A.2.5.1.3.2 Test procedure

1. Configure SCC according to Annex C.0, C.1 and C.2 for all downlink physical channels.

2. The SS shall configure SCCs as per TS 38.508-1 [6] clause 5.5.1. Message contents are defined in clause 5.2A.2.5.1.3.3.

3. SS activates SCC by sending the activation MAC-CE (Refer TS 38.321 [18], clauses 5.9, 6.1.3.10). Wait for at least 1 second (Refer TS 38.133[19], clause 9.3).

4. SS transmits PDSCH via PDCCH DCI format 1_1 for C_RNTI to transmit the DL RMC according to Tables 5.2A.2.5.0-2 as appropriate on both PCC and SCCs. The SS sends downlink MAC padding bits on the DL RMC.

5. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to 5.2A.2.5.1.3.4-1 to 5.2A.2.5.1.3.4-4 as appropriate on both PCC and SCCs.

6. Measure the average throughput per each component carrier for a duration sufficient to achieve statistical significance according to Annex G.1.5. Count the number of NACKs, ACKs and statDTXs on the UL and decide pass or fail according to Table G.1.5-1 in Annex G.1.5.

7. Repeat steps from 1 to 6 for each test points in Table 5.2A.2.5.1.3.1-1 as appropriate.

5.2A.2.5.1.3.3 Message contents

FFS

5.2A.2.5.1.3.4 Test Requirement

Tables 5.2A.2.5.1.3.4-1, 5.2A.2.5.1.3.4-2 and 5.2A.2.5.1.3.4-3 define the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A 3.2.1 and A.3.2.2 for each component carrier for throughput test point combination shall meet or exceed the specified value in Table 5.2A.2.5.1.3.4-1, 5.2A.2.5.1.3.4-2 and 5.2A.2.5.1.3.4-3 for the specified SNR including test tolerances for the combination selected following the test rules outlined in 5.1.1.5.2-2.

Table 5.2A.2.5.1.3.4-1: Test requirements for Single carrier performance for FDD 15 kHz SCS for HST-DPS CA configurations with 1 active PDSCH TCI states

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Number of active PDSCH TCI states

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.1-15.1

64QAM, 0.43

HST-DPS

1

2×2

70

13.8

10

R.PDSCH.1-8.4 FDD

64QAM, 0.43

HST-DPS

1

2×2

70

14.2

15

R.PDSCH.1-15.2

64QAM, 0.43

HST-DPS

1

2×2

70

14.2

20

R.PDSCH.1-15.3

64QAM, 0.43

HST-DPS

1

2×2

70

14.0

25

R.PDSCH.1-15.4

64QAM, 0.43

HST-DPS

1

2×2

70

14.2

30

R.PDSCH.1-15.5

64QAM, 0.43

HST-DPS

1

2×2

70

14.2

35

[R.PDSCH.1-16.3]

64QAM, 0.43

HST-DPS

1

2×2

70

14.0

40

R.PDSCH.1-16.1

64QAM, 0.43

HST-DPS

1

2×2

70

14.2

45

[R.PDSCH.1-16.4]

64QAM, 0.43

HST-DPS

1

2×2

70

14.0

50

R.PDSCH.1-16.2

64QAM, 0.43

HST-DPS

1

2×2

70

14.3

Table 5.2A.2.5.1.3.4-2: Test requirements for Single carrier performance for FDD 15 kHz SCS for HST-DPS CA configurations with 2 active PDSCH TCI states

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Number of active PDSCH TCI states

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.1-15.1

64QAM, 0.43

HST-DPS

2

2×2

70

13.8

10

R.PDSCH.1-8.4 FDD

64QAM, 0.43

HST-DPS

2

2×2

70

14.2

15

R.PDSCH.1-15.2

64QAM, 0.43

HST-DPS

2

2×2

70

14.2

20

R.PDSCH.1-15.3

64QAM, 0.43

HST-DPS

2

2×2

70

14.0

25

R.PDSCH.1-15.4

64QAM, 0.43

HST-DPS

2

2×2

70

14.2

30

R.PDSCH.1-15.5

64QAM, 0.43

HST-DPS

2

2×2

70

14.2

35

[R.PDSCH.1-16.3]

64QAM, 0.43

HST-DPS

2

2×2

70

14.0

40

R.PDSCH.1-16.1

64QAM, 0.43

HST-DPS

2

2×2

70

14.2

45

[R.PDSCH.1-16.4]

64QAM, 0.43

HST-DPS

2

2×2

70

14.0

50

R.PDSCH.1-16.2

64QAM, 0.43

HST-DPS

2

2×2

70

14.3

Table 5.2A.2.5.1.3.4-3: Test requirements for Single carrier performance for TDD 30 kHz SCS for HST-DPS CA configurations with 1 active PDSCH TCI states

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Number of active PDSCH TCI states

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.2-22.1

64QAM, 0.43

HST-DPS

1

2×2

70

13.9

10

R.PDSCH.2-22.2

64QAM, 0.43

HST-DPS

1

2×2

70

13.9

15

R.PDSCH.2-22.3

64QAM, 0.43

HST-DPS

1

2×2

70

13.8

20

R.PDSCH.2-22.4

64QAM, 0.43

HST-DPS

1

2×2

70

13.9

25

R.PDSCH.2-22.5

64QAM, 0.43

HST-DPS

1

2×2

70

14.0

30

R.PDSCH.2-23.1

64QAM, 0.43

HST-DPS

1

2×2

70

14.0

40

R.PDSCH.2-10.5 TDD

64QAM, 0.43

HST-DPS

1

2×2

70

13.9

50

R.PDSCH.2-23.2

64QAM, 0.43

HST-DPS

1

2×2

70

14.1

60

R.PDSCH.2-23.3

64QAM, 0.43

HST-DPS

1

2×2

70

14.1

80

R.PDSCH.2-23.4

64QAM, 0.43

HST-DPS

1

2×2

70

14.0

90

R.PDSCH.2-23.5

64QAM, 0.43

HST-DPS

1

2×2

70

14.2

100

R.PDSCH.2-24.1

64QAM, 0.43

HST-DPS

1

2×2

70

14.1

Table 5.2A.2.5.1.3.4-4: Test requirements for Single carrier performance for TDD 30 kHz SCS for HST-DPS CA configurations with 2 active PDSCH TCI states

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Number of active PDSCH TCI states

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.2-22.1

64QAM, 0.43

HST-DPS

2

2×2

70

13.9

10

R.PDSCH.2-22.2

64QAM, 0.43

HST-DPS

2

2×2

70

13.9

15

R.PDSCH.2-22.3

64QAM, 0.43

HST-DPS

2

2×2

70

13.8

20

R.PDSCH.2-22.4

64QAM, 0.43

HST-DPS

2

2×2

70

13.9

25

R.PDSCH.2-22.5

64QAM, 0.43

HST-DPS

2

2×2

70

14.0

30

R.PDSCH.2-23.1

64QAM, 0.43

HST-DPS

2

2×2

70

14.0

40

R.PDSCH.2-10.5 TDD

64QAM, 0.43

HST-DPS

2

2×2

70

13.9

50

R.PDSCH.2-23.2

64QAM, 0.43

HST-DPS

2

2×2

70

14.1

60

R.PDSCH.2-23.3

64QAM, 0.43

HST-DPS

2

2×2

70

14.1

80

R.PDSCH.2-23.4

64QAM, 0.43

HST-DPS

2

2×2

70

14.0

90

R.PDSCH.2-23.5

64QAM, 0.43

HST-DPS

2

2×2

70

14.2

100

R.PDSCH.2-24.1

64QAM, 0.43

HST-DPS

2

2×2

70

14.1

5.2A.3 4RX requirements

5.2A.3.1 Requirements for 4RX normal PDSCH

5.2A.3.1.0 Minimum conformance requirements for 4RX normal PDSCH

For CA with different numbers of DL component carriers, the requirements are defined in Table 5.2A.3.1.0-4 based on the single carrier requirements for different SCSs and different bandwidth specified in Table 5.2A.3.1.0-1 to Table 5.2A.3.1.0-3, with the parameters in Table 5.2A-1 to Table 5.2A-3 and the downlink physical channel setup according to Annex C.2.1. The performance requirements specified in this sub-clause do not apply for UE single carrier test.

Table 5.2A.3.1.0-1: Single carrier performance for FDD 15 kHz SCS for CA configurations

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.1-9.1 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.5

10

R.PDSCH.1-2.2 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.5

15

R.PDSCH.1-9.2 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.6

20

R.PDSCH.1-9.3 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.6

25

R.PDSCH.1-9.4 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.7

30

R.PDSCH.1-9.5 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.6

40

R.PDSCH.1-10.1 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.7

50

R.PDSCH.1-10.2 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.9

Table 5.2A.3.1.0-2: Single carrier performance for TDD 15 kHz SCS for CA configurations

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.1-2.1 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.5

10

R.PDSCH.1-2.2 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.6

15

R.PDSCH.1-2.3 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.7

20

R.PDSCH.1-2.4 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.6

25

R.PDSCH.1-2.5 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.8

30

R.PDSCH.1-3.1 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.6

40

R.PDSCH.1-3.2 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.8

50

R.PDSCH.1-3.3 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.0

Table 5.2A.3.1.0-3: Single carrier performance for TDD 30 kHz SCS for CA configurations

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.2-13.1 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.5

10

R.PDSCH.2-13.2 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.5

15

R.PDSCH.2-13.3 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.5

20

R.PDSCH.2-13.4 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.6

25

R.PDSCH.2-13.5 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.6

30

R.PDSCH.2-14.1 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.6

40

R.PDSCH.2-2.2 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.7

50

R.PDSCH.2-14.2 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.9

60

R.PDSCH.2-14.3 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

8.8

80

R.PDSCH.2-14.4 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.1

90

R.PDSCH.2-14.5 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.0

100

R.PDSCH.2-15.1 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.3

Table 5.2A.3.1.0-4: Minimum performance for multiple CA configurations

Test number

CA duplex mode

Minimum performance requirements

1

FDD 15 kHz + FDD 15 kHz

As defined in Table 5.2A.3.1.0-1

2

TDD 30 kHz + TDD 30 kHz

As defined in Table 5.2A.3.1.0-3

3

FDD 15 kHz + TDD 30 kHz

As defined in Table 5.2A.3.1.0-1 and Table 5.2A.3.1.0-3 per CC

4

FDD 15 kHz + TDD 15 kHz

As defined in Table 5.2A.3.1.0-1 and Table 5.2A.3.1.0-2 per CC

5

TDD 15 kHz + TDD 30 kHz

As defined in Table 5.2A.3.1.0-2 and Table 5.2A.3.1.0-3 per CC

Note 1: The applicability of requirements for different CA duplex modes, SCSs, CA configurations and bandwidth combination sets is defined in 5.1.1.5.

The normative reference for this requirement is TS 38.101-4 [5], clause 5.2A.3.1.

5.2A.3.1.1 4Rx Normal PDSCH Demodulation Performance for CA (2DL CA)

5.2A.3.1.1.1 Test Purpose

To verify the PDSCH mapping Type A normal performance under 4 receive antenna conditions for multiple CA configurations and with different channel models, MCSs and number of MIMO layers for a specified downlink Reference Measurement Channel (RMC) to achieve a certain throughput per CC.

5.2A.3.1.1.2 Test applicability

This test applies to all types of NR UE release 15 and forward supporting 2DL CA and 4Rx antenna ports on each CC.

5.2A.3.1.1.3 Test description

5.2A.3.1.1.3.1 Initial conditions

Same initial conditions as specified in clause 5.2A.2.1.1.3.1 with the following exception

Channel BW to be tested: largest aggregated bandwidth combination as per Table 5.1.1.5.2-2.

CA capability to be tested: As per table 5.1.1.5.2-1

Table 5.2A.3.1.1.3.1-1: Test point selection table

Test number

CA duplex mode

Minimum performance requirements

1

FDD 15 kHz + FDD 15 kHz

As defined in Table 5.2A.3.1.0-1

2

TDD 30 kHz + TDD 30 kHz

As defined in Table 5.2A.3.1.0-3

3

FDD 15 kHz + TDD 30 kHz

As defined in Table 5.2A.3.1.0-1 and Table 5.2A.3.1.0-3 per CC

4 (note 2)

FDD 15 kHz + TDD 15 kHz

As defined in Table 5.2A.3.1.0-1 and Table 5.2A.3.1.0-2 per CC

5 (note 3)

TDD 15 kHz + TDD 30 kHz

As defined in Table 5.2A.3.1.0-2 and Table 5.2A.3.1.0-3 per CC

Note 1: For each test point, select any one of the CA configurations which contain CA bandwidth combination with the largest aggregated channel bandwidth and supported maximum data rate based on the equation

Note 2: Test point 4 can be skipped if test point 3 is verified.

Note 3: Test point 5 can be skipped if test point 3 or 4 is verified.

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.7 for TE diagram and clause A.3.2.6 for UE diagram.

5.2A.3.1.1.3.2 Test procedure

1. Configure SCC according to Annex C.0, C.1 and C.2 for all downlink physical channels.

2. The SS shall configure SCCs as per TS 38.508-1 [6] clause 5.5.1. Message contents are defined in clause 5.2 A.3.1.1.3.3.

3. SS activates SCC by sending the activation MAC-CE (Refer TS 38.321 [24], clauses 5.9, 6.1.3.10). Wait for at least 1 second (Refer TS 38.133[25], clause9.3).

4. SS transmits PDSCH via PDCCH DCI format 1_1 for C_RNTI to transmit the DL RMC according to Tables 5.2A.3.1.0-1 to 5.2A.3.1.0-4 as appropriate on both PCC and SCCs. The SS sends downlink MAC padding bits on the DL RMC.

5. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Tables 5.2A.3.1.0-1 to 5.2A.3.1.0-4 as appropriate on both PCC and SCCs.

6. Measure the average throughput per each component carrier for a duration sufficient to achieve statistical significance according to Annex G.1.5. Count the number of NACKs, ACKs and statDTXs on the UL and decide pass or fail according to Table G.1.5-1 in Annex G.1.5.

7. Repeat steps from 1 to 6 for each test points in Table 5.2A.3.1.0-4 as appropriate.

5.2A.3.1.1.3.3 Message contents

Message contents are according to TS 38.508-1 [6] clauses 4.6.1 and 5.4.2.

5.2A.3.1.1.4 Test Requirement

Tables 5.2A.3.1.1.4-1, 5.2A.3.1.1.4-2 and 5.2A.3.1.1.4-3 define the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A 3.2.1 and A.3.2.2 for each component carrier for throughput test point combination shall meet or exceed the specified value in Table 5.2A.3.1.1.4-1, 5.2A.3.1.1.4-2 and 5.2A.3.1.1.4-3 for the specified SNR including test tolerances for the combination selected following the test rules outlined in 5.1.1.5.2-2.

Table 5.2A.3.1.1.4-1: Test requirements for FDD 15 kHz SCS for CA configurations

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.1-9.1 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.4

10

R.PDSCH.1-2.2 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.4

15

R.PDSCH.1-9.2 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.5

20

R.PDSCH.1-9.3 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.5

25

R.PDSCH.1-9.4 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.6

30

R.PDSCH.1-9.5 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.5

40

R.PDSCH.1-10.1 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.6

50

R.PDSCH.1-10.2 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.8

Table 5.2A.3.1.1.4-2: Test requirements for TDD 15 kHz SCS for CA configurations

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.1-2.1 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.4

10

R.PDSCH.1-2.2 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.5

15

R.PDSCH.1-2.3 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.6

20

R.PDSCH.1-2.4 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.5

25

R.PDSCH.1-2.5 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.7

30

R.PDSCH.1-3.1 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.5

40

R.PDSCH.1-3.2 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.7

50

R.PDSCH.1-3.3 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.9

Table 5.2A.3.1.1.4-3: Test requirements for TDD 30 kHz SCS for CA configurations

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.2-13.1 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.4

10

R.PDSCH.2-13.2 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.4

15

R.PDSCH.2-13.3 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.4

20

R.PDSCH.2-13.4 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.5

25

R.PDSCH.2-13.5 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.5

30

R.PDSCH.2-14.1 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.5

40

R.PDSCH.2-2.2 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.6

50

R.PDSCH.2-14.2 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.8

60

R.PDSCH.2-14.3 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.7

80

R.PDSCH.2-14.4 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

10.0

90

R.PDSCH.2-14.5 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.9

100

R.PDSCH.2-15.1 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

10.2

5.2A.3.1.2 4Rx Normal PDSCH Demodulation Performance for CA (3DL CA)

5.2A.3.1.2.1 Test Purpose

Same as 5.2A.3.1.1.1

5.2A.3.1.2.2 Test applicability

This test applies to all types of NR UE release 15 and forward supporting 3DL CA and 4Rx antenna ports on each CC.

5.2A.3.1.2.3 Test description

5.2A.3.1.2.3.1 Initial conditions

Same as 5.2A.3.1.1.3.1

5.2A.3.1.2.3.2 Test procedure

1. Configure SCC according to Annex C.0, C.1 and C.2 for all downlink physical channels.

2. The SS shall configure SCCs as per TS 38.508-1 [6] clause 5.5.1. Message contents are defined in clause 5.2 A.3.1.2.3.3.

3. SS activates SCC by sending the activation MAC-CE (Refer TS 38.321 [24], clauses 5.9, 6.1.3.10). Wait for at least 1 second (Refer TS 38.133[25], clause9.3).

4. SS transmits PDSCH via PDCCH DCI format 1_1 for C_RNTI to transmit the DL RMC according to Tables 5.2A.3.1.0-1 to 5.2A.3.1.0-4 as appropriate on both PCC and SCCs. The SS sends downlink MAC padding bits on the DL RMC.

5. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Tables 5.2A.3.1.0-1 to 5.2A.3.1.0-4 as appropriate on both PCC and SCCs.

6. Measure the average throughput per each component carrier for a duration sufficient to achieve statistical significance according to Annex G.1.5. Count the number of NACKs, ACKs and statDTXs on the UL and decide pass or fail according to Table G.1.5-1 in Annex G.1.5.

7. Repeat steps from 1 to 6 for each test points in Table 5.2A.3.1.0-4 as appropriate.

5.2A.3.1.2.3.3 Message contents

Same as 5.2A.3.1.1.3.3

5.2A.3.1.2.4 Test Requirement

Same as 5.2A.3.1.1.4 evaluated per component carrier.

5.2A.3.1.3 4Rx Normal PDSCH Demodulation Performance for CA (4DL CA)

5.2A.3.1.3.1 Test Purpose

Same as 5.2A.3.1.1.1

5.2A.3.1.3.2 Test applicability

This test applies to all types of NR UE release 15 and forward supporting 4DL CA and 4Rx antenna ports on each CC.

5.2A.3.1.3.3 Test description

5.2A.3.1.3.3.1 Initial conditions

Same as 5.2A.3.1.1.3.1

5.2A.3.1.3.3.2 Test procedure

1. Configure SCC according to Annex C.0, C.1 and C.2 for all downlink physical channels.

2. The SS shall configure SCCs as per TS 38.508-1 [6] clause 5.5.1. Message contents are defined in clause 5.2 A.3.1.3.3.3.

3. SS activates SCC by sending the activation MAC-CE (Refer TS 38.321 [24], clauses 5.9, 6.1.3.10). Wait for at least 1 second (Refer TS 38.133[25], clause9.3).

4. SS transmits PDSCH via PDCCH DCI format 1_1 for C_RNTI to transmit the DL RMC according to Tables 5.2A.3.1.0-1 to 5.2A.3.1.0-4 as appropriate on both PCC and SCCs. The SS sends downlink MAC padding bits on the DL RMC.

5. Set the parameters of the bandwidth, MCS, reference channel, the propagation condition, the correlation matrix and the SNR according to Tables 5.2A.3.1.0-1 to 5.2A.3.1.0-4 as appropriate on both PCC and SCCs.

6. Measure the average throughput per each component carrier for a duration sufficient to achieve statistical significance according to Annex G.1.5. Count the number of NACKs, ACKs and statDTXs on the UL and decide pass or fail according to Table G.1.5-1 in Annex G.1.5.

7. Repeat steps from 1 to 6 for each test points in Table 5.2A.3.1.0-4 as appropriate.

5.2A.3.1.3.3.3 Message contents

Same as 5.2A.3.1.1.3.3

5.2A.3.1.3.4 Test Requirement

Same as 5.2A.3.1.1.3.4 evaluated per component carrier.

5.2A.3.2 Requirements for 4RX PDSCH carrier aggregation with power imbalance

5.2A.3.2.0 Minimum requirements for carrier aggregation with power imbalance

The performance requirements are specified in Table 5.2A.3.2.0-3 and Table 5.2A.3.2.0-4, with the addition of test parameters in Table 5.2A.3.2.0-2 and the downlink physical channel setup according to Annex C.2.1.

The test purposes are specified in Table 5.2A.3.2.0-1.

Table 5.2A.3.2.0-1: Tests purpose

Purpose

Test index

Verify the ability of an intra-band adjacent carrier aggregation UE to demodulate the signal transmitted by the PCell or SCell in the presence of a stronger SCell or PCell signal on an adjacent frequency. Throughput is measured on the PCell or SCell only

Table 5.2A.3.2.0-2: Test parameters

Parameter

Unit

Value

Duplex mode

FDD and TDD

Active DL BWP index

1

Propagation condition

Static propagation condition

No external noise sources are applied

Antenna configuration

1×4

PDSCH configuration

Length (L)

FDD: 12TDD: 12 for DL slot, 4 for special slot

PRB bundling size

WB

Modulation and code rate

64QAM, MCS 27

Number of HARQ Processes

FDD: 4

TDD: 8

Maximum number of HARQ transmission

1

Redundancy version coding sequence

{0}

TDD UL-DL pattern

30kHz SCS: FR1.30-1

The number of slots between PDSCH and corresponding HARQ-ACK information

As defined in Table A.1.2-2 for FR1.30-1

PUCCH format for HARQ-ACK feedback

PUCCH format 1

Overhead for TBS determination

0

SSB transmission

Slot#0 with periodicity 20ms

RB assignment

Full applicable test bandwidth as defined in Table 5.3.5-1 of TS 38.101-1 [2]

Table 5.2A.3.2.0-3: Minimum performance for FDD CA with 15 kHz SCS

Test Number

Bandwidth (MHz)

Reference channel

Power at antenna port (dBm/Hz)

Reference value

Fraction of Maximum

Throughput (%)

PCell

SCell

PCell

SCell

for PCell

for Scell

PCell

SCell

1

Selected Channel bandwidth as per section 5.1.1.6

Derived as per section 5.1.3.2 of TS 38.214 [12]

NA

-112

-106

85

NA

Table 5.2A.3.2.0-4: Minimum performance for TDD CA with 30 kHz SCS

Test Number

Bandwidth (MHz)

Reference channel

Power at antenna port (dBm/Hz)

Reference value

Fraction of Maximum

Throughput (%)

PCell

SCell

PCell

SCell

for PCell

for Scell

PCell

SCell

1

Selected Channel bandwidth as per section 5.1.1.6

Derived as per section 5.1.3.2 of TS 38.214 [12]

NA

-112

-106

85

NA

The normative reference for this requirement is TS 38.101-4 [5], clause 5.2A.3.2.

5.2A.3.2.1 4Rx PDSCH Demodulation Performance for CA with power imbalance (2DL CA)

5.2A.3.2.1.1 Test Purpose

To verify the ability of an intra-band adjacent carrier aggregation UE to demodulate the signal transmitted by the PCell or SCell in the presence of a stronger SCell or PCell signal on an adjacent frequency. Throughput is measured on the PCell or SCell only.

5.2A.3.2.1.2 Test applicability

This test applies to all types of NR UE release 15 and forward that supports 2DL intra-band contiguous CA and 4Rx antenna ports.

5.2A.3.2.1.3 Test description

5.2A.3.2.1.3.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies, test channel bandwidths and sub-carrier spacing based on NR operating bands specified in Table 5.3.5-1 and Table 5.3.6-1 of 38.521-1 [7].

Configurations of PDSCH and PDCCH before measurement are specified in Annex C.

Test Environment: Normal, as defined in TS 38.508-1 [6] clause 4.1.

Frequencies to be tested: Mid Range, as defined in TS 38.508-1 [6] clause 4.3.1.1.

Band selection: Supported intra-band contiguous CA configurations covering the lowest and highest operating bands,

Channel BW combination to be tested: Select bandwidth combination with same bandwidth in each carrier. If not supported, select bandwidth combination with smallest bandwidth difference between the two carriers and the carrier with smaller bandwidth will be used for the test.

CA capability to be tested: Either FDD or TDD intra-band contiguous CA

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.2A for TE diagram and clause A.3.2.5 for UE diagram.

2. The parameter settings for the cell are set up according to Table 5.2-1, Table 5.2A-1 to Table 5.2A-3 as appropriate.

3. Downlink signals for NR cell are initially set up according to Annexes C.0, C.1, C.2 and uplink signals according to Annexes G.0, G.1, G.2, G.3.1 of TS 38.521-1 [7].

4. Propagation conditions are set according to Annex B.1.

5. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity NR for SA with Connected without Release On, Test Mode On according to TS 38.508-1 [6] clause 4.5. Message contents are defined in clause 5.2A.3.2.1.3.3.

5.2A.3.2.1.3.2 Test procedure

Same test procedure as specified in clause 5.2A.2.2.1.3.2 with the following exception.

Instead of Table 5.2A.2.2.1.3.3 🡪 5.2A.3.2.1.3.3

Instead of Table 5.2A.2.2.0-2 🡪 5.2A.3.2.0-2

Instead of Table 5.2A.2.2.0-4 🡪 5.2A.3.2.0-4

5.2A.3.2.1.3.3 Message contents

Message contents are according to TS 38.508-1 [6] clauses 4.6.1 and 5.4.2.

5.2A.3.2.1.4 Test Requirement

Table 5.2A.3.2.0-2, Table 5.2A.3.2.1.4-1 and Table 5.2A.3.2.1.4-2 define the primary level settings.

The fraction of maximum throughput percentage for the MCS scheduled as specified in Table 5.2A.3.2.0-2 for the throughput test shall meet or exceed the specified value in Table 5.2A.3.2.1.4-1 or Table 5.2A.3.2.1.4-2 as applicable for the specified cell power levels.

Table 5.2A.3.2.1.4-1: Test Requirements for FDD CA with 15 kHz SCS

Test Number

Bandwidth (MHz)

Reference channel

Power at antenna port (dBm/Hz)

Reference value

Fraction of Maximum

Throughput (%)

PCell

SCell

PCell

SCell

for PCell

for Scell

PCell

SCell

1

Selected Channel bandwidth as per section 5.1.1.6

Derived as per section 5.1.3.2 of TS 38.214 [12]

NA

-112

-106

85

NA

Table 5.2A.3.2.1.4-2: Test Requirements for TDD CA with 30 kHz SCS

Test Number

Bandwidth (MHz)

Reference channel

Power at antenna port (dBm/Hz)

Reference value

Fraction of Maximum

Throughput (%)

PCell

SCell

PCell

SCell

for PCell

for Scell

PCell

SCell

1

Selected Channel bandwidth as per section 5.1.1.6

Derived as per section 5.1.3.2 of TS 38.214 [12]

NA

-112

-106

85

NA

5.2A.3A 2Rx-4RX requirements

5.2A.3A.1 Requirements for 2Rx-4RX normal PDSCH

5.2A.3A.1.0 Minimum conformance requirements for 2Rx-4RX normal PDSCH

For UE supporting a combination of 2Rx and 4Rx antenna port per component carrier,

The 2Rx requirements are defined in Table 5.2A.2.1.0-4 based on the single carrier requirements for different SCSs and different bandwidth specified in Table 5.2A.2.1.0-1 to Table 5.2A.2.1.0-3.

The 4Rx requirements are defined in Table 5.2A.3.1.0-4 based on the single carrier requirements for different SCSs and different bandwidth specified in Table 5.2A.3.1.0-1 to Table 5.2A.3.1.0-3.

Parameters are specified in Table 5.2A-1 to Table 5.2A-3 and the downlink physical channel setup according to Annex C.2.1.

5.2A.3A.1.1 2Rx-4Rx Normal PDSCH Demodulation Performance for CA (2DL CA)

5.2A.3A.1.1.1 Test Purpose

To verify the PDSCH mapping Type A normal performance under combination of 2 and 4 receive antenna conditions for multiple CA configurations and with different channel models, MCSs and number of MIMO layers for a specified downlink Reference Measurement Channel (RMC) to achieve a certain throughput per CC.

5.2A.3A.1.1.2 Test applicability

This test applies to all types of NR UE release 15 and forward supporting 2DL CA and 4Rx antenna ports on some of the CC.

5.2A.3A.1.1.3 Test description

5.2A.3A.1.1.3.1 Initial conditions

Same initial conditions as specified in clause 5.2A.2.1.1.3.1 with the following exception

Channel BW to be tested: largest aggregated bandwidth combination as per Table 5.1.1.5.2-2.

CA capability to be tested: As per table 5.1.1.5.2-1

Table 5.2A.3A.1.1.3.1-1: Test point selection table

Test number

CA duplex mode

Configuration

1

FDD 15 kHz + FDD 15 kHz

For 2Rx CC, As defined in Table 5.2A.2.1.0-1

For 4Rx CC, as defined in Table 5.2A.3.1.0-1

2

TDD 30 kHz + TDD 30 kHz

For 2Rx CC, As defined in Table 5.2A.2.1.0-3

For 4Rx CC, as defined in Table 5.2A.3.1.0-3

3

FDD 15 kHz + TDD 30 kHz

For 2Rx CC, As defined in Table 5.2A.2.1.0-1 and Table 5.2A.2.1.0-3 per CC

For 4Rx CC, as defined in Table 5.2A.3.1.0-1 and Table 5.2A.3.1.0-3 per CC

4 (note 2)

FDD 15 kHz + TDD 15 kHz

For 2Rx CC, As defined in Table 5.2A.2.1.0-1 and Table 5.2A.2.1.0-2 per CC

For 4Rx CC, as defined in Table 5.2A.3.1.0-1 and Table 5.2A.3.1.0-2 per CC

5 (note 3)

TDD 15 kHz + TDD 30 kHz

For 2Rx CC, As defined in Table 5.2A.2.1.0-2 and Table 5.2A.2.1.0-3 per CC

For 4Rx CC, as defined in Table 5.2A.3.1.0-2 and Table 5.2A.3.1.0-3 per CC

Note 1: For each test point, select any one of the CA configurations which contain CA bandwidth combination with the largest aggregated channel bandwidth and supported maximum data rate based on the equation

Note 2: Test point 4 can be skipped if test point 3 is verified.

Note 3: Test point 5 can be skipped if test point 3 or 4 is verified.

1. Connect the SS, the faders and AWGN noise source to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, in Figure A.3.1.7.6 and A.3.1.7.7 for TE diagram for 2Rx and 4Rx CC respectively and clause A.3.2.6 for UE diagram

5.2A.3A.1.1.3.2 Test procedure

Same test procedure as specified in clause 5.2A.2.1.1.3.2 for 2Rx CC and with the following exception for 4Rx CC

Instead of Table 5.2A.2.1.0-1 🡪 5.2A.3.1.0-1 for 4Rx CC

Instead of Table 5.2A.2.1.0-4 🡪 5.2A.3.1.0-4 for 4Rx CC

Instead of Table 5.2A.2.1.1.3.3 🡪 5.2A.3.1.1.3.3 for 4Rx CC

5.2A.3A.1.1.3.3 Message contents

Message contents are according to TS 38.508-1 [6] clauses 4.6.1 and 5.4.2.

5.2A.3A.1.1.3.4 Test Requirement

Tables 5.2A.3A.1.1.4-1, 5.2A.3A.1.1.4-2, 5.2A.3A.1.1.4-3, 5.2A.3A.1.1.4-4, 5.2A.3A.1.1.4-5, 5.2A.3A.1.1.4-6 define the primary level settings.

The fraction of maximum throughput percentage for the downlink reference measurement channels specified in Annex A 3.2.1 and A.3.2.2 for each component carrier for throughput test point combination shall meet or exceed the specified value in Table 5.2A.3A.1.1.4-1, 5.2A.3A.1.1.4-2, 5.2A.3A.1.1.4-3, 5.2A.3A.1.1.4-4, 5.2A.3A.1.1.4-5, 5.2A.3A.1.1.4-6 for the specified SNR including test tolerances for the combination selected following the test rules outlined in 5.1.1.5.2-2.

Table 5.2A.3A.1.1.4-1: Test requirements for FDD 15 kHz SCS for CA configurations (2Rx CC)

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.1-9.1 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.6

10

R.PDSCH.1-2.2 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.6

15

R.PDSCH.1-9.2 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.6

20

R.PDSCH.1-9.3 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.8

25

R.PDSCH.1-9.4 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.0

30

R.PDSCH.1-9.5 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.8

40

R.PDSCH.1-10.1 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.0

50

R.PDSCH.1-10.2 FDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.4

Table 5.2A.3A.1.1.4-2: Test requirements for TDD 15 kHz SCS for CA configurations (2Rx CC)

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.1-2.1 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.6

10

R.PDSCH.1-2.2 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.8

15

R.PDSCH.1-2.3 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.8

20

R.PDSCH.1-2.4 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.9

25

R.PDSCH.1-2.5 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.0

30

R.PDSCH.1-3.1 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.9

40

R.PDSCH.1-3.2 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.2

50

R.PDSCH.1-3.3 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.5

Table 5.2A.3A.1.1.4-3: Test requirements for TDD 30 kHz SCS for CA configurations (2Rx CC)

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.2-13.1 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.6

10

R.PDSCH.2-13.2 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.6

15

R.PDSCH.2-13.3 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.6

20

R.PDSCH.2-13.4 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.7

25

R.PDSCH.2-13.5 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.7

30

R.PDSCH.2-14.1 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.7

40

R.PDSCH.2-2.2 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

14.9

50

R.PDSCH.2-14.2 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.1

60

R.PDSCH.2-14.3 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.0

80

R.PDSCH.2-14.4 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.5

90

R.PDSCH.2-14.5 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.3

100

R.PDSCH.2-15.1 TDD

16QAM, 0.48

TDLA30-10

2×2, ULA Low

70

15.7

Table 5.2A.3A.1.1.4-4: Test requirements for FDD 15 kHz SCS for CA configurations (4Rx CC)

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.1-9.1 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.4 [

10

R.PDSCH.1-2.2 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.4

15

R.PDSCH.1-9.2 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.5

20

R.PDSCH.1-9.3 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.5

25

R.PDSCH.1-9.4 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.6

30

R.PDSCH.1-9.5 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.5

40

R.PDSCH.1-10.1 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.6

50

R.PDSCH.1-10.2 FDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.8

Table 5.2A.3A.1.1.4-5: Test requirements for TDD 15 kHz SCS for CA configurations (4Rx CC)

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.1-2.1 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.4

10

R.PDSCH.1-2.2 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.5

15

R.PDSCH.1-2.3 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.6

20

R.PDSCH.1-2.4 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.5

25

R.PDSCH.1-2.5 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.7

30

R.PDSCH.1-3.1 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.5

40

R.PDSCH.1-3.2 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.7

50

R.PDSCH.1-3.3 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.9

Table 5.2A.3A.1.1.4-6: Test requirements for TDD 30 kHz SCS for CA configurations (4Rx CC)

Bandwidth (MHz)

Reference channel

Modulation format and code rate

Propagation condition

Correlation matrix and antenna configuration

Reference value

Fraction of maximum throughput (%)

SNR (dB)

5

R.PDSCH.2-13.1 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.4

10

R.PDSCH.2-13.2 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.4

15

R.PDSCH.2-13.3 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.4

20

R.PDSCH.2-13.4 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.5

25

R.PDSCH.2-13.5 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.5

30

R.PDSCH.2-14.1 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.5

40

R.PDSCH.2-2.2 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.6

50

R.PDSCH.2-14.2 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.8

60

R.PDSCH.2-14.3 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.7

80

R.PDSCH.2-14.4 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

10.0

90

R.PDSCH.2-14.5 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

9.9

100

R.PDSCH.2-15.1 TDD

16QAM, 0.48

TDLA30-10

2×4, ULA Low

70

10.2

5.2A.3A.1.2 2Rx-4Rx Normal PDSCH Demodulation Performance for CA (3DL CA)

5.2A.3A.1.2.1 Test Purpose

Same as 5.2A.3A.1.1.1

5.2A.3A.1.2.2 Test applicability

This test applies to all types of NR UE release 15 and forward supporting 3DL CA and 4Rx antenna ports on some of the CC.

5.2A.3A.1.2.3 Test description

5.2A.3A.1.2.3.1 Initial conditions

Same as 5.2A.3A.1.1.3.1

5.2A.3A.1.2.3.2 Test procedure

Same as 5.2A.3A.1.1.3.2

5.2A.3A.1.1.3.3 Message contents

Same as 5.2A.3A.1.1.3.3

5.2A.3A.1.1.3.4 Test Requirement

Same as 5.2A.3A.1.1.4 evaluated per component carrier.

5.2A.3A.1.3 2Rx-4Rx Normal PDSCH Demodulation Performance for CA (4DL CA)

5.2A.3A.1.3.1 Test Purpose

Same as 5.2A.3A.1.1.1

5.2A.3A.1.3.2 Test applicability

This test applies to all types of NR UE release 15 and forward supporting 4DL CA and 4Rx antenna ports on some of the CC.

5.2A.3A.1.3.3 Test description

5.2A.3A.1.3.3.1 Initial conditions

Same as 5.2A.3A.1.1.3.1

5.2A.3A.1.3.3.2 Test procedure

Same as 5.2A.3A.1.1.3.2

5.2A.3A.1.3.3.3 Message contents

Same as 5.2A.3A.1.1.3.3

5.2A.3A.1.3.3.4 Test Requirement

Same as 5.2A.3A.1.1.4 evaluated per component carrier