6.5B.4 Additional Spurious Emissions for EN-DC

38.521-33GPPNRPart 3: Range 1 and Range 2 Interworking operation with other radiosRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification

6.5B.4.1 Additional Spurious Emissions for Intra-band contiguous EN-DC

6.5B.4.1.1 Test purpose

To verify that UE transmitter does not cause unacceptable interference to other channels or other systems in terms of transmitter spurious emissions under the deployment scenarios where additional requirements are specified.

6.5B.4.1.2 Test applicability

This test case applies to all types of E-UTRA UE release 15 and forward supporting intra-band contiguous EN-DC.

6.5B.4.1.3 Minimum conformance requirements

These requirements are specified in terms of an additional spectrum emission requirement. Additional spurious emission requirements are signalled by the network to indicate that the UE shall meet an additional requirement for a specific deployment scenario as part of the cell handover/broadcast message.

NOTE: For measurement conditions at the edge of each frequency range, the lowest frequency of the measurement position in each frequency range should be set at the lowest boundary of the frequency range plus MBW/2. The highest frequency of the measurement position in each frequency range should be set at the highest boundary of the frequency range minus MBW/2. MBW denotes the measurement bandwidth defined for the protected band.

6.5B.4.1.3.1 Minimum requirement (network signalled value "NS_04")

When "NS 04" is indicated in the cell, the power of any UE emission shall not exceed the levels specified in Table 6.5B.4.1.3.1-1. This requirement also applies for the frequency ranges that are less than FOOB (MHz) in Table 6.5.3.1.3-1 of TS 38.521-1 [8] from the edge of the channel bandwidth.

Table 6.5B.4.1.3.1-1: Additional requirements

Frequency band

(MHz)

Channel bandwidth / Spectrum emission limit (dBm)

Measurement bandwidth

2495 ≤ f < 2496

-13

1% of Channel BW for contiguous BW up to 100 MHz,

1 MHz for contiguous BW > 100 MHz

2490.5 ≤ f < 2495

-13

1 MHz

0 < f < 2490.5

-25

1 MHz

The normative reference for this requirement is TS 38.101-3 [4] clause 6.5B.4.1.1.

Exception requirements for both NR and E-UTRA are defined for this test. LTE anchor agnostic approach is not applied. E-UTRA test point analysis is included, and E-UTRA measurements are performed.

6.5B.4.1.4 Test description

6.5B.4.1.4.1 Initial conditions

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies, test channel bandwidths and sub-carrier spacing based on EN-DC operating bands specified in 5.3B.1.2. All of these configurations shall be tested with applicable test parameters for each combination of test channel bandwidth and sub-carrier spacing are shown in Table 6.5B.4.1.4.1-1 for both E-UTRA and NR. The details of the uplink reference measurement channels (RMCs) are specified in Annex A.2 for NR. Configurations of PDSCH and PDCCH before measurement are specified in TS 36.521-1 [10] Annex C and in TS 38.521-1 [8] Annex C2 for LTE link and NR link respectively.

Table 6.5B.4.1.4.1-1: EN-DC test configuration table for NS_04

Initial Conditions

Test Environment

as specified in TS 38.508-1 [6] clause 4.1

Normal

Test Frequencies

as specified in TS 38.508-1 [6] clause 4.3.1

Low range, High range

Test EN-DC bandwidth combination as specified in Table 5.3B.1.2-1

Lowest NRB_agg, Highest NRB_agg

(Note 2)

Test SCS for the NR cell as specified in TS 38.521-1 [8] Table 5.3.5-1

Lowest SCS per Channel Bandwidth

Test Parameters

Test ID

Freq

Downlink Configuration

EN-DC Uplink Configuration

E-UTRA Cell

NR Cell

Common

Modulation

RB allocation
(Note 5)

Modulation

RB allocation (Note 1)

Power config (Note 6)

1

Default

16QAM

Outer_Full

DFT-s-OFDM QPSK

Outer_Full

B

2 (Note 3)

Default

16QAM

Outer_1RB_Left

DFT-s-OFDM QPSK

Edge_1RB_Right

B

3 (Note 3)

Low

16QAM

Outer_1RB_Left

DFT-s-OFDM QPSK

N/A

A

4 (Note 3)

High

16QAM

N/A

DFT-s-OFDM QPSK

Edge_1RB_Right

A

5 (Note 4)

Default

16QAM

Outer_1RB_Right

DFT-s-OFDM QPSK

Edge_1RB_Left

B

6 (Note 4)

Low

16QAM

N/A

DFT-s-OFDM QPSK

Edge_1RB_Left

A

7 (Note 4)

High

16QAM

Outer_1RB_Right

DFT-s-OFDM QPSK

N/A

A

8

Default

16QAM

Outer_Full

CP-OFDM 256QAM

Outer_Full

B

9 (Note 3)

Low

16QAM

Outer_1RB_Left

CP-OFDM 256QAM

Edge_1RB_Right

B

10 (Note 4)

High

16QAM

Outer_1RB_Right

CP-OFDM 256QAM

Edge_1RB_Left

B

11 (Note 4)

Default

16QAM

Edge_Full_Right

CP-OFDM 256QAM

Edge_Full_Left

B

NOTE 1: The specific configuration of each RB allocation is defined in Table 6.1-1 in TS 38.521-1 [8].

NOTE 2: If the UE supports multiple CC combinations in the EN-DC configuration with the same NRB_agg, select the combination to test as follows:

– Lowest ENBW: NR component with lowest NRB is tested.

– Highest ENBW: NR component with highest NRB is tested.

NOTE 3: Applicable when E-UTRA cell carrier frequency is lower than NR cell carrier.

NOTE 4: Applicable when NR cell carrier frequency is lower than E-UTRA cell carrier.

NOTE 5: Outer_Full defined as the transmission bandwidth configuration NRB per channel bandwidth for the E-UTRA component as indicated in TS 36.521-1 [10] Table 5.4.2-1. Outer_1RB_Left defined as 1 RB allocated at the left edge of the E-UTRA component. Outer_1RB_Right defined as 1 RB allocated at the right edge of the E-UTRA component.

NOTE 6: Power config as specified in Table 6.2B.3.1.4.3-1 to 6.2B.3.1.4.3-2 (PC3) or Table 6.2B.3.1.4.3-3 to 6.2B.3.1.4.3-4 (PC2).

NOTE 7: Test IDs with simultaneous E-UTRA and NR UL transmission only apply for UEs indicating dualPA-Architecture.

1. Connect the SS to the UE antenna connectors as shown in TS 38.508-1 [6] Annex A, Figure A.3.1.1.1 for SS diagram and clause A.3.2.1 for UE diagram.

2. The parameter settings for NR cell are set up according to TS 38.508-1 [6] clause 4.4.3.

3. The parameter settings for E-UTRA cell are set up according to TS 36.508 [11] clause 4.4.3.

4. E-UTRA downlink signals are initially set up according to Annex C0, C.1 and C.3.0, and uplink signals according to Annex H.1 and H.3.0 of TS 36.521-1 [10].

5. NR downlink signals are initially set up according to Annex C.0, C.1 and C.2, and uplink signals according to Annex G.0, G.1, G.2, G.3.0 of TS 38.521-1 [8].

6. The UL Reference Measurement channels are set according to Table 6.5B.4.1.4.1-1.

7. NR propagation conditions are set according to B.0 of TS 38.521-1 [8]. E-UTRA propagation conditions are set according to B.0 of TS 36.521-1 [10].

8. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity EN-DC, DC bearer MCG and SCG, Connected without release On according to TS 38.508-1 [6] clause 4.5. Message contents are defined in clause 6.5B.4.1.4.3.

6.5B.4.1.4.2 Test Procedure

1. E-UTRA SS sends uplink scheduling information for each UL HARQ process via PDCCH DCI format 0 for C_RNTI to schedule the UL RMC according to Table 6.5B.4.1.4.1-1. Since the UE has no payload data to send, the UE transmits uplink MAC padding bits on the UL RMC.

2. NR SS sends uplink scheduling information for each UL HARQ process via PDCCH DCI format 0_1 for C_RNTI to schedule the UL RMC according to Table 6.5B.4.1.4.1-1. Since the UE has no payload data to send, the UE transmits uplink MAC padding bits on the UL RMC.

3. Send continuously uplink power control "up" commands to the UE for both NR and E-UTRA carriers until the UE transmits at its PUMAX level; allow at least 200 ms starting from the first TPC command in this step for the UE to reach PUMAX level.

4. Measure the mean power of each component carriers for the EN-DC configuration, which shall meet the requirements described in 6.2B.3.1.5.2 depending on NS-values. The period of the measurement shall be at least the continuous duration of one sub-frame.

5. Measure the power of the transmitted signal with a measurement filter of bandwidths according to Table 6.5B.4.1.3.1-1. The centre frequency of the filter shall be stepped in contiguous steps according to the same table. The measured power shall be recorded for each step. The measurement period shall capture the active time slots.

6.5B.4.1.4.3 Message Contents

Message contents are according to TS 38.508-1 [6] clause 4.6 with the following exceptions for each network signalled value.

6.5B.4.1.4.3.1 Message contents exceptions for network signalled value "NS_04"

1. Information element additionalSpectrumEmission is set to NS_04. This can be set in SIB1 as part of the cell broadcast message. This exception indicates that the UE shall meet the additional spurious emission requirement for a specific deployment scenario.

Table 6.5B.4.1.4.3.1-1: AdditionalSpectrumEmission: Additional spurious emissions test requirement for "NS_04"

Derivation Path: TS 38.508-1 [6] clause 4.6.3, Table 4.6.3-1

Information Element

Value/remark

Comment

Condition

additionalSpectrumEmission

1 (NS_04)

Table 6.5B.4.1.4.3.1-2: RRCConnectionReconfiguration: nr-Config-r15

Derivation Path: TS 36.508 [11], Table 4.6.1-8

Information Element

Value/remark

Comment

Condition

p-MaxEUTRA-r15

23

Power Class 2 UE AND simultaneous E-UTRA and NR transmission

20

Power Class 3 UE AND simultaneous E-UTRA and NR transmission

Table 6.5B.4.1.4.3.1-3: PhysicalCellGroupConfig

Derivation Path: TS 38.508-1 [6] Table 4.6.3-106

Information Element

Value/remark

Comment

Condition

p-NR-FR1

23

Power Class 2 UE AND simultaneous E-UTRA and NR transmission

20

Power Class 3 UE AND simultaneous E-UTRA and NR transmission

6.5B.4.1.5 Test Requirement

Test requirements for additional spurious emissions for intra-band contiguous EN-DC are the same as the minimum requirements described in clause 6.5B.4.1.3 and are not repeated in this clause.

6.5B.4.2 Additional Spurious Emissions for Intra-band non-contiguous EN-DC

6.5B.4.2.1 Test purpose

Same minimum conformance requirements as in clause 6.5B.4.1.1.

6.5B.4.2.2 Test applicability

This test case applies to all types of E-UTRA UE release 15 and forward, supporting intra-band non-contiguous EN-DC.

6.5B.4.2.3 Minimum conformance requirements

Same minimum conformance requirements as in clause 6.5B.4.1.3.

6.5B.4.2.4 Test description

6.5B.4.2.4.1 Initial conditions

Same initial conditions as described in clause 6.5B.4.1.4.1 for both E-UTRA and NR carriers with the following exception:

1. For each EN-DC combination specified in Table 5.3B.1.3-1, channel spacing between NR and E-UTRA is specified according to clause 5.4B.1.

2. Set up the NR and E-UTRA test frequencies so that NR carrier is located at the lower frequency side as specified in Table 5.3B.1.3-1. Repeat each testing with E-UTRA carrier frequency is located at the lower side as specified in Table 5.3B.1.3-1.

6.5B.4.2.4.2 Test Procedure

Same test procedure as described in clause 6.5B.4.1.4.2.

6.5B.4.2.4.3 Message Contents

Message contents are according to TS 38.508-1 [6] clause 4.6 with the following exceptions for each network signalled value.

6.5B.4.2.4.3.1 Message contents exceptions for network signalled value "NS_04"

1. Information element additionalSpectrumEmission is set to NS_04. This can be set in SIB1 as part of the cell broadcast message. This exception indicates that the UE shall meet the additional spurious emission requirement for a specific deployment scenario.

Table 6.5B.4.2.4.3.1-1: AdditionalSpectrumEmission: Additional spurious emissions test requirement for "NS_04"

Derivation Path: TS 38.508-1 [6] clause 4.6.3, Table 4.6.3-1

Information Element

Value/remark

Comment

Condition

additionalSpectrumEmission

1 (NS_04)

6.5B.4.2.5 Test Requirement

Test requirements for Spurious Emissions for intra-band non-contiguous EN-DC are the same as the minimum requirements described in 6.5B.4.2.3 and are not repeated in this clause.

6.5B.4.3 Additional Spurious Emissions for Inter-band EN-DC within FR1 (1 NR CC)

6.5B.4.3.1 Test purpose

Same test purpose as in clause 6.5.3.3.1 in TS 38.521-1 [8] for the NR carrier.

6.5B.4.3.2 Test applicability

This test case applies to all types of E-UTRA UE release 15 and forward supporting inter-band EN-DC within FR1 with 1 NR UL.

6.5B.4.3.3 Minimum conformance requirements

Same minimum conformance requirements as in clause 6.5.3.3.3 in TS 38.521-1 [8] for the NR carrier.

The normative reference for this requirement is TS 38.101-3 [4] clause 6.5B.4.

No exception requirements applicable to NR or E-UTRA. LTE anchor agnostic approach is applied.

6.5B.4.3.4 Test description

Same test description as in clause 6.5.3.3.4 in TS 38.521-1 [8] for the NR carrier with the following exception:

The initial test configurations for E-UTRA band consist of environmental conditions, test frequencies, and channel bandwidths based on E-UTRA bands specified in Table 4.6-1. For Initial conditions as in clause 6.5.3.3.4.1 in TS 38.521-1 [8], the following steps will be added to configure E-UTRA component:

2.1. The parameter settings for E-UTRA cell are set up according to TS 36.508 [11] clause 4.4.3.

3.1. The E-UTRA downlink signal level, uplink signal level are set according to Table 4.6-1 and propagation conditions are set according to Annex B.0 of TS 36.521-1 [10].

Step 6 of Initial conditions as in clause 6.5.3.3.4.1 in TS 38.521-1 [8] is replaced by the following two steps:

6. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity EN-DC, DC bearer MCG and SCG, Connected without release On according to TS 38.508-1 [6] clause 4.5.

7. On the E-UTRA carrier, disable periodic and aperiodic CQI reports, disable SRS, set TimeAlignmentTimerDedicated IE to infinity and disable downlink and uplink scheduling, all as per Table 4.6-1 under clause 4.6.

Same test procedure as in clause 6.5.3.3.4.2 in TS 38.521-1 [8].

6.5B.4.3.5 Test Requirement

Same test requirement as in clause 6.5.3.3.5 in TS 38.521-1 [8] for the NR carrier.