7.8B Intermodulation characteristics for DC

38.521-33GPPNRPart 3: Range 1 and Range 2 Interworking operation with other radiosRadio transmission and receptionRelease 17TSUser Equipment (UE) conformance specification

7.8B.1 General

7.8B.2 Wide band Intermodulation

7.8B.2.0 Minimum Conformance Requirements

7.8B.2.0.1 Intra-band contiguous EN-DC

Intra-band contiguous EN-DC wide band intermodulation requirement and parameters are defined in Table 7.8B.2.0.1-1.

Table 7.8B.2.0.1-1: Wide band intermodulation

EN-DC Aggregated Bandwidth, MHz

≤100

>100, ≤120

>120, ≤140

>140, ≤160

Pw in Transmission Bandwidth Configuration, perCC, dBm

PW 1

16.8

17.5

18.0

Pinterferer 1, dBm (CW)2

-46

Pinterferer 2, dBm (Modulated)2

-46

NOTE 1: PW is wanted signal power level from Table 7.8.1A-1 in TS 36.101 [5]

NOTE 2: Jammer BW and offsets is from Table 7.8.1A-1 [5] and is applied from the lowest edge of the lowest carrier and the highest edge of the highest carrier

NOTE 3: For NR carrier, the transmitter shall be set to 4dB below PCMAX_L,f,c at the minimum uplink configuration specified in Table 7.3-3 with PCMAX_L,f,c as defined in clause 6.2B.4.

NOTE 4: For E-UTRA carrier, the transmitter shall be set to 29dB below PCMAX_L,c at the minimum uplink configuration specified in Table 7.3-1-2 with PCMAX_L,c as defined in clause 6.2B.4 for single carrier.

The normative reference for this requirement is TS 38.101-3 [4] clause 7.8B.2.1.

7.8B.2.0.2 Intra-band non-contiguous EN-DC

For the E-UTRA sub-block containing one or multiple CC’s, the requirement is defined in clause 7.8.1 for single carrier operation and in clause 7.8.1A for CA in TS 36.101 [5].

For the NR sub-block, the requirement is defined in clause 7.8.2 in TS 38.101-1 [2].

The blocker configuration is defined in the general clause 7.1 and the requirement only apply for out of gap interferers.

The normative reference for this requirement is TS 38.101-3 [4] clause 7.8B.2.2.

7.8B.2.0.3 Inter-band EN-DC within FR1

Wide band Intermodulation requirement for E-UTRA single carrier and CA operation specified in clauses 7.8.1 and 7.8.1A of TS 36.101 [5] and for NR single carrier and CA operation specified in clauses 7.8.2 and 7.8A.2 of TS 38.101-1 [2] apply.

The normative reference for this requirement is TS 38.101-3 [4] clause 7.8B.2.3.

7.8B.2.0.4 Inter-band EN-DC including FR2

Wide band Intermodulation requirement for E-UTRA single carrier and CA operation specified in clauses 7.8.1 and 7.8.1A of TS 36.101 [5] apply.

The normative reference for this requirement is TS 38.101-3 [4] clause 7.8B.2.4.

7.8B.2.0.5 Inter-band EN-DC including both FR1 and FR2

Wide band Intermodulation requirement for E-UTRA single carrier and CA operation specified in clauses 7.8.1 and 7.8.1A of TS 36.101 [5] and for NR single carrier and CA operation specified in clauses 7.8.2 and 7.8A.2 of TS 38.101-1 [2] apply.

The normative reference for this requirement is TS 38.101-3 [4] clause 7.8B.2.5.

7.8B.2.1 Wideband Intermodulation for intra-band contiguous EN-DC (2 CCs)

Editor’s note: This clause is incomplete. The following aspects are either missing or not yet determined:

– UL Power configuration is TBD

7.8B.2.1.1 Test Purpose

Intermodulation response tests the UE’s ability to receive data with a given average throughput for a specified reference measurement channel, in the presence of two or more interfering signals which have a specific frequency relationship to the wanted signal, under conditions of ideal propagation and no added noise.

A UE unable to meet the throughput requirement under these conditions will decrease the coverage area when two or more interfering signals exist which have a specific frequency relationship to the wanted signal.

7.8B.2.1.2 Test Applicability

This test case applies to all types of E-UTRA UE release 15 and forward, supporting intra-band contiguous EN-DC in FR1 with 2 DL CCs.

7.8B.2.1.3 Minimum Conformance Requirements

The minimum conformance requirements are defined in clause 7.8B.2.0.1.

Exception requirements for both NR and E-UTRA are defined for this test and therefore LTE anchor agnostic approach is not applied. E-UTRA test point analysis is included and E-UTRA measurements are performed.

7.8B.2.1.4 Test Description

7.8B.2.1.4.1 Initial condition

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies and channel bandwidths based on EN-DC operating bands specified in clause 5.3B.1.2, channel bandwidths and sub-carrier spacings for the NR cell specified in TS 38.521-1 [8] clause 5.3 and channel bandwidth for the E-UTRA cell are specified in TS 36.521-1 [10] clause 5.4.2. All of these configurations shall be tested with applicable test parameters for each EN-DC configuration specified in clause 5.3B.1.2 and are shown in table 7.8B.2.1.4.1-1. The details of the uplink reference measurement channels (RMCs) are specified in Annex A.2. Configurations of PDSCH and PDCCH before measurement are specified in TS 36.521-1 [10] Annex C.2 and in TS 38.521-1 [8] Annex C.2 for E-UTRA CG and NR CG respectively.

Table 7.8B.2.1.4.1-1: Test configuration table

Initial Conditions

Test Environment as specified in TS 38.508-1 [6] clause 4.1

Normal

Test Frequencies as specified in

TS 38.508-1 [6] clause 4.3.1 for different EN-DC bandwidth classes

Mid range

Test EN-DC bandwidth combination as specified in Table 5.3B.1.2-1 across bandwidth combination sets supported by the UE

Lowest NRB_agg, Highest NRB_agg

(NOTE 3)

NR Test SCS as specified in Table 5.3.5-1 in TS 38.521-1 [8]

Highest

NR/E-UTRA Test Parameters

Downlink Configuration

Uplink Configuration

NR Modulation

NR RB allocation

E-UTRA Modulation

E-UTRA

RB allocation

NR Modulation

NR RB allocation

E-UTRA

 Modulation

E-UTRA

RB allocation

CP-OFDM QPSK

Full RB (NOTE 1)

QPSK

Full RB

DFT-s-OFDM QPSK

REFSENS

QPSK

REFSENS

NOTE 1: Full RB allocation shall be used per each SCS and channel BW as specified in Table 7.3.2.4.1-2 of TS 38.521-1 [8].

NOTE 2: Test Channel Bandwidths are checked separately for each E-UTRA band, which applicable channel bandwidths are specified in Table 5.3B.1.2-1.

NOTE 3: If the UE supports multiple CC Combinations in the EN-DC Configuration with the same NRB_agg, only the combination with the highest NRB_SCG is tested.

NOTE 4: REFSENS refers to Uplink configuration in Table 7.3.2-3 in [8] and Table 7.3.3-2 in [10] for NR and E-UTRA CC respectively.

NOTE 5: In an E-UTRA band or NR FR1 band where UE supports 4Rx, the test shall be performed only with 4Rx antennas ports connected and 4Rx REFSENS requirement (TS 38.521-1 [8] Table 7.3.2.5-2) is used in the test requirements.

1. Connect the SS to the UE antenna connectors as shown in [6] TS 38.508-1 A.3.1.2.1 for SS diagram and A.3.2 for UE diagram.

2. The parameter settings for the E-UTRA cell are set up according to TS 36.508 [11] clause 4.4.3, and the parameter settings for the NR cell are set up according to TS 38.508-1 [6] clause 4.4.3.

3. Downlink signals are initially set up according to TS 36.521-1 [10] Annex C.0 and TS 38.521-1 [8] Annex C.0 for E-UTRA CG and NR CG respectively, and uplink signals according to TS 36.521-1 [10] Annex H and TS 38.521-1 [8] Annex G for E-UTRA CG and NR CG respectively.

4. The UL Reference Measurement channels are TS 36.521-1 [10] Annex A.2 and TS 38.521-1 [8] Annex A.2 for E-UTRA CG and NR CG respectively.

5. Propagation conditions are set according to TS 36.521-1 [10] Annex B.0 and TS 38.521-1 [8] Annex B.0 for E-UTRA CG and NR CG respectively.

6. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity EN-DC, DC bearer MCG and SCG, Connected without release On according to TS 38.508-1 [6] clause 4.5. Message contents are defined in clause 6.2B.1.1.4.3.

7.8B.2.1.4.2 Test procedure

1. SS sends uplink scheduling information for each UL HARQ process via PDCCH DCI format 0 and DCI format 0_1 for C_RNTI to schedule the UL RMC according to table 7.8B.2.1.4.1-1 on E-UTRA CC and NR CC respectively. Since the UL has no payload and no loopback data to send the UE sends uplink MAC padding bits on the UL RMC.

2. Set the Downlink signal level to the value as defined in Table 7.8B.2.1.5-1. For NR CC and E-UTRA CC, send uplink power control commands to the UE using 1dB power step size to ensure that the UE output power measured by the test system is within the Uplink power control window, defined as -MU to -(MU + Uplink power control window size) dB of the target power level in Table 7.8B.2.1.5-1 for at least the duration of the Throughput measurement, where:

– MU is the test system uplink power measurement uncertainty and is specified in Table F.1.3-1 for the carrier frequency f and the channel bandwidth BW.

– For NR CC, Uplink power control window size = 1dB (UE power step size) + 0.7dB (UE power step tolerance) + (Test system relative power measurement uncertainty), where, the UE power step tolerance is specified in TS 38.101-1 [2], Table 6.3.4.3-1 and is 0.7dB for 1dB power step size. and the Test system relative power measurement uncertainty is specified in Table F.1.2-1.

– For E-UTRA CC, Uplink power control window size = 1dB (UE power step size) + 1.0dB (UE power step tolerance) + (Test system relative power measurement uncertainty), where, the UE power step tolerance is specified in TS 36.101 [5], Table 6.3.5.2.1-1 and is 1.0dB for 1dB power step size, and the Test system relative power measurement uncertainty is specified in Table F.1.2-1 of TS 36.521-1 [10].

3. Set the Interfering signal levels to the values as defined in Table 7.8B.2.1.5-1 and frequency below the wanted signal

4. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G.2.

5. Repeat steps from 2 to 4, using an interfering signal above the wanted signal at step 3.

NOTE: The purpose of the Uplink power control window is to ensure that the actual UE output power is no greater than the target power level, and as close as possible to the target power level. The relationship between the Uplink power control window, the target power level and the corresponding possible actual UE Uplink power window is illustrated in Annex F, clause F.4.

7.8B.2.1.4.3 Message contents

Message contents are according to TS 38.508-1 [5] clause 4.6 with DFT-s-OFDM condition in Table 4.6.3-118 PUSCH-Config.

7.8B.2.1.5 Test Requirement

The throughput shall be ≥ 95% of the maximum throughput of the reference measurement channels as specified in Annex A.3.2 with parameters specified in Table 7.8B.2.1.5-1 for the specified wanted signal mean power in the presence of two interfering signals.

Table 7.8B.2.1.5-1: Wide band intermodulation

EN-DC Aggregated Bandwidth, MHz

≤100

>100, ≤120

>120, ≤140

>140, ≤160

Pw in Transmission Bandwidth Configuration, perCC, dBm

PW 1

16.8

17.5

18.0

Pinterferer 1, dBm (CW)2

-46

Pinterferer 2, dBm (Modulated)2

-46

NOTE 1: PW is wanted signal power level from Table 7.8.1A-1 in TS 36.101 [5]

NOTE 2: Jammer BW and offsets is from Table 7.8.1A-1 in TS 36.101 [5] and is applied from the lowest edge of the lowest carrier and the highest edge of the highest carrier

NOTE 3: For NR carrier, the transmitter shall be set to 4dB below PCMAX_L,f,c at the minimum uplink configuration specified in Table 7.3-3 with PCMAX_L,f,c as defined in clause 6.2.4 from [2].

NOTE 4: For E-UTRA carrier, the transmitter shall be set to 29dB below PCMAX_L,c at the minimum uplink configuration specified in Table 7.3-1-2 with PCMAX_L,c as defined in clause 6.2.5 for single carrier and in Table 7.3-1A-1 with PCMAX_L as defined in clause 6.2.5A for LTE-CA from TS 36.101 [5].

Table 7.8B.2.1.5-2: Void

7.8B.2.2 Wideband Intermodulation for intra-band non-contiguous EN-DC (2 CCs)

7.8B.2.2.1 Test Purpose

Same test purpose as in clause 7.8.2.1 in TS 38.521-1 [8] for the NR carrier.

7.8B.2.2.2 Test Applicability

This test case applies to all types of E-UTRA UE release 15 and forward, supporting intra-band non-contiguous EN-DC in FR1 with 2 DL CCs.

7.8B.2.2.3 Minimum Conformance Requirements

The minimum conformance requirements are defined in clause 7.8B.2.0.2.

No exception requirements applicable to NR or E-UTRA. LTE anchor agnostic approach is applied.

7.8B.2.2.4 Test Description

Same test description as in clause 7.8.2.4 in TS 38.521-1 [8] with the following exceptions:

Table 7.8B.2.2.4-1: Test Configuration Table

Initial Conditions

Test Frequencies as specified in TS 38.508-1 [6] clause 4.3.1 for different EN-DC bandwidth classes

High range with maxWGap

Test EN-DC bandwidth combination as specified in Table 5.3B.1.2-1 across bandwidth combination sets supported by the UE

Highest NRB_agg (NOTE 1)

NOTE 1: If the UE supports multiple CC Combinations in the EN-DC Configuration with the same NRB_agg, only the combination with the highest NRB_SCG is tested.

The initial test configurations for E-UTRA as specified in Table 4.6-1 except for the parameters specified in Table 7.9B.2.4-1.

For Initial conditions as in clause 7.8.2.4.1 in TS 38.521-1 [8], the following steps are added to configure E-UTRA component:

2.1. The parameter settings for E-UTRA cell are set up according to TS 36.508 [11] clause 4.4.3. The E-UTRA downlink signal level, uplink signal level are set according to Table 4.6-1 and propagation conditions are set according to Annex B.0 of TS 36.521-1 [10].7. On the E-UTRA carrier, disable periodic and aperiodic CQI reports, disable SRS, set TimeAlignmentTimerDedicated IE to infinity and disable downlink and uplink scheduling, all as per Table 4.6-1 under clause 4.6.

Step 6 of Initial conditions as in clause 7.8.2.4.2 in TS 38.521-1 [8] is replaced by:

6. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity EN-DC, DC bearer MCG and SCG, Connected without release On according to TS 38.508 [6] clause 4.5.

Step 4 of Test procedure is replaced by:

4. Set the Interfering signal levels to the values as defined in Table 7.8.2.5-1 and frequency at the out-of-gap of the sub-blocks.

Step 6 of Test procedure is removed.

7.8B.2.2.5 Test Requirement

Same test requirement as in clause 7.8.2.5 in TS 38.521-1 [8].

7.8B.2.3 Wideband Intermodulation for inter-band EN-DC within FR1 (2 CCs)

7.8B.2.3.1 Test Purpose

Same test purpose as in clause 7.8.2.1 in TS 38.521-1 [8] for the NR carrier.

7.8B.2.3.2 Test Applicability

This test case applies to all types of E-UTRA UE release 15 and forward, supporting inter-band EN-DC within FR1 with 2 DL CCs.

7.8B.2.3.3 Minimum Conformance Requirements

The minimum conformance requirements are defined in clause 7.8B.2.0.3.

No exception requirements applicable to NR or LTE. LTE anchor agnostic approach is applied.

7.8B.2.3.4 Test Description

Same test description as in clause 7.8.2.4 in TS 38.521-1 [8] for the NR carrier with the following exceptions:

The initial test configurations for E-UTRA consist of test frequency based on E-UTRA operating band and test channel bandwidth as specified in Table 4.6-1.

For Initial conditions as in clause 7.8.2.4.1 in TS 38.521-1 [8], the following steps are added to configure E-UTRA component:

2.1. The parameter settings for E-UTRA cell are set up according to TS 36.508 [11] clause 4.4.3. The E-UTRA downlink signal level, uplink signal level are set according to Table 4.6-1 and propagation conditions are set according to Annex B.0 of TS 36.521-1 [10].

7. On the E-UTRA carrier, disable periodic and aperiodic CQI reports, disable SRS, set TimeAlignmentTimerDedicated IE to infinity and disable downlink and uplink scheduling, all as per Table 4.6-1 under clause 4.6.

Step 6 of Initial conditions as in clause 7.8.2.4.2 in TS 38.521-1 [8] is replaced by:

6. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity EN-DC, DC bearer MCG and SCG, Connected without release On according to TS 38.508 [6] clause 4.5.

7.8B.2.3.5 Test Requirement

Same test requirement as in clause 7.8.2.5 in TS 38.521-1 [8].

7.8B.2.3_1 Wideband Intermodulation for EN-DC within FR1 (>2 CCs)

7.8B.2.3_1.1 Wideband Intermodulation for EN-DC within FR1 (3 CCs)

Editor’s note: The following aspects are either missing or not yet determined:

– Test configuration for DC_(n)XAA-nYA, DC_XA-(n)YAA, DC_XA-nXA-nYA, DC_XA-YA_nYA is missing in Table 7.8B.2.3_1.1.4.1-1.

7.8B.2.3_1.1.1 Test Purpose

Intermodulation response tests the UE’s ability to receive data with a given average throughput for a specified reference measurement channel, in the presence of two or more interfering signals which have a specific frequency relationship to the wanted signal, under conditions of ideal propagation and no added noise.

A UE unable to meet the throughput requirement under these conditions will decrease the coverage area when two or more interfering signals exist which have a specific frequency relationship to the wanted signal.

7.8B.2.3_1.1.2 Test Applicability

This test case applies to all types of E-UTRA UE release 15 and forward, supporting EN-DC within FR1 (3 CCs).

7.8B.2.3_1.1.3 Minimum Conformance Requirements

The minimum conformance requirements are defined in clause 7.8B.2.0.

7.8B.2.3_1.1.4 Test Description

7.8B.2.3_1.1.4.1 Initial condition

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies and channel bandwidths based on EN-DC operating bands specified in clause 5.5B.2, 5.5B.3, and 5.5B.4, channel bandwidths and sub-carrier spacings for the NR cell specified in TS 38.521-1 [8] clause 5.3 and channel bandwidth for the E-UTRA cell are specified in TS 36.521-1 [10] clause 5.4.2. All of these configurations shall be tested with applicable test parameters for each EN-DC configuration specified in clause 5.5B.2, 5.5B.3, and 5.5B.4 and are shown in table 7.8B.2.3_1.1.4.1-1. The details of the uplink reference measurement channels (RMCs) are specified in Annex A.2. Configurations of PDSCH and PDCCH before measurement are specified in TS 36.521-1 [10] Annex C.2 and in TS 38.521-1 [8] Annex C.2 for E-UTRA CG and NR CG respectively.

Table 7.8B.2.3_1.1.4.1-1: Test configuration table

Initial Conditions

Test Environment as specified in TS 38.508-1 [6] clause 4.1

Normal

Test Frequencies as specified in TS 38.508-1 [6] clause 4.3.1 for different EN-DC bandwidth classes

Mid range

Test EN-DC bandwidth combination as specified in Table 5.3B.1.2-1 across bandwidth combination sets supported by the UE

Highest NRB_agg

NR Test SCS as specified in Table 5.3.5-1 in TS 38.521-1 [8]

Highest

Network signalling value

NS_01 by default

Test Parameters for EN-DC Configurations

EN-DC Configurations

Environment

Frequency

Bandwidth Combination

SCS

Other Parameter Settings

DC_(n)XCA

Default

Default

Default

Default

As per DC_(n)XCA in Table 7.3B.2.3_1.1.4.1-0

DC_XC-nXA

No test required (LTE 1CC fallback is tested in 7.8B.2.2)

DC_XA_XA-nXA

No test required (LTE 1CC fallback is tested in 7.8B.2.2)

DC_XA_nYC

Default

Default

Default

Default

As per DC_XA-nYC in Table 7.3B.2.3_1.14.1-0

DC_XA_nY(2A)

Default

Default

Default

Default

As per DC_XA_nY(2A) in Table 7.3B.2.3_1.14.1-0

DC_XA_nYA-nZA

Default

Default

Default

Default

As per DC_XA_nYA-nZA in Table 7.3B.2.3_1.14.1-0

DC_XC_nYA

No test required (LTE 1CC fallback is tested in 7.8B.2.3)

DC_XA-XA_nYA

No test required (LTE 1CC fallback is tested in 7.8B.2.3)

DC_XA-YA_nZA

No test required (LTE 1CC fallback is tested in 7.8B.2.3)

NOTE 1: Void

NOTE 2: Void

NOTE 3: Void

NOTE 4: X, Y and Z in this table correspond to different bands i.e. X != Y != Z

NOTE 5: The band combinations with difference appearance order of bands/sub-blocks in the band combination string are not distinguished. E.g. DC_YA-(n)XAA represents the set of DC_YA-(n)XAA and DC_(n)XAA-YA

NOTE 6: In a FR1 band where UE supports 4Rx, the test shall be performed only with 4Rx antennas ports connected and 4Rx REFSENS requirement (TS 38.521-1 [8] Table 7.3.2.5-2) is used in the test requirements.

1. Connect the SS to the UE antenna connectors as shown in [6] TS 38.508-1 A.3.1.2.1 for SS diagram and A.3.2 for UE diagram.

2. The parameter settings for the E-UTRA cell are set up according to TS 36.508 [11] clause 4.4.3, and the parameter settings for the NR cell are set up according to TS 38.508-1 [6] clause 4.4.3.

3. Downlink signals are initially set up according to TS 36.521-1 [10] Annex C.0 and TS 38.521-1 [8] Annex C.0 for E-UTRA CG and NR CG respectively, and uplink signals according to TS 36.521-1 [10] Annex H and TS 38.521-1 [8] Annex G for E-UTRA CG and NR CG respectively.

4. The UL Reference Measurement channels are TS 36.521-1 [10] Annex A.2 and TS 38.521-1 [8] Annex A.2 for E-UTRA CG and NR CG respectively.

5. Propagation conditions are set according to TS 36.521-1 [10] Annex B.0 and TS 38.521-1 [8] Annex B.0 for E-UTRA CG and NR CG respectively.

6. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity EN-DC, DC bearer MCG and SCG, Connected without release On according to TS 38.508-1 [6] clause 4.5. Message contents are defined in clause 6.2B.1.1.4.3.

7. For the E-UTRA CC(s) where anchor agnostic apply according to NOTE 1 in Table 7.3B.2.3_1.1.4.1-0, downlink signal level and uplink signal level are set according to Table 4.6-1 and propagation conditions are set according to Annex B, clause B.0 of TS 36.521-1 [10]. Disable periodic and aperiodic CQI reports, disable SRS, set TimeAlignmentTimerDedicated IE to infinity and disable downlink and uplink scheduling, all as per Table 4.6-1 under clause 4.6.

7.8B.2.3_1.1.4.2 Test procedure

1. SS sends uplink scheduling information for each UL HARQ process via PDCCH DCI format 0 and DCI format 0_1 for C_RNTI to schedule the UL RMC according to table 7.8B.2.3_1.1.4.2-1 on E-UTRA CC and NR CC respectively. Since the UL has no payload and no loopback data to send the UE sends uplink MAC padding bits on the UL RMC.

2. Set the Downlink signal level to the value as defined in Table 7.8B.2.3_1.1.4.2-1. For E-UTRA CC and NR CC where uplink is allocated according to Table 7.8B.2.3_1.1.4.1-1, send uplink power control commands to the UE using 1dB power step size to ensure that the UE output power measured by the test system is within the Uplink power control window, defined as -MU to – (MU + Uplink power control window size) dB of the 4dB below PCMAX_L with PCMAX_L as defined in clause 6.2B.4 for at least the duration of the Throughput measurement.

– MU is the test system uplink power measurement uncertainty and is specified in Table F.1.3-1 for the carrier frequency f and the channel bandwidth BW.

– For NR CC, Uplink power control window size = 1dB (UE power step size) + 0.7dB (UE power step tolerance) + (Test system relative power measurement uncertainty), where, the UE power step tolerance is specified in TS 38.101-1 [2], Table 6.3.4.3-1 and is 0.7dB for 1dB power step size, and the Test system relative power measurement uncertainty is specified in Table F.1.2-1.

– For E-UTRA CC, Uplink power control window size = 1dB (UE power step size) + 1.0dB (UE power step tolerance) + (Test system relative power measurement uncertainty), where, the UE power step tolerance is specified in TS 36.101 [5], Table 6.3.5.2.1-1 and is 1.0dB for 1dB power step size, and the Test system relative power measurement uncertainty is specified in Table F.1.2-1 of TS 36.521-1 [10].

NOTE: The purpose of the Uplink power control window is to ensure that the actual UE output power is no greater than, or no less than the target power level, and as close as possible to the target power level. The relationship between the Uplink power control window, the target power level and the corresponding possible actual UE Uplink power window is illustrated in Annex F, clause F.4.

3. Set the Interfering signal levels to the values as defined in Table 7.8B.2.3_1.1.4.2-1 and frequency below the wanted signal.

4. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G, clause G.2.

5. Repeat steps from 2 to 4, using an interfering signal above the wanted signal at step 3.

6. Repeat steps 2 to 5 for component carriers listed in Table 7.8B.2.3_1.1.4.2-1.

Table 7.8B.2.3_1.1.4.2-1: Test repetition and measurement configuration

DC configuration

Test parameters to select (NOTE 2)

DC_(n)XCA

7.8B.2.1.5

DC_XA_nYC

7.8B.2.3.5

DC_XA_nY(2A)

DC_XA_nYA-nZA

NOTE 1: Void

NOTE 2: The reference for the placement of the interferer signals is the centre frequency of the carrier closest to the interferer among the carriers throughput is measured on.

NOTE 3: Measure throughput on DL allocated CC. Where there are multiple rows for a single Test point ID, the test is repeated for each row.

7.8B.2.3_1.1.4.3 Message contents

Message contents are according to TS 38.508-1 [5] clause 4.6 with DFT-s-OFDM condition in Table 4.6.3-118 PUSCH-Config.

7.8B.2.3_1.1.5 Test Requirement

The throughput shall be ≥ 95% of the maximum throughput of the reference measurement channels as specified in Annex A, clause A.3.2 with parameters specified in Table 7.8B.2.3_1.1.4.2-1 for the specified wanted signal mean power in the presence of two interfering signals.

7.8B.2.3_1.2 Wideband Intermodulation for EN-DC within FR1 (4 CCs)

7.8B.2.3_1.2.1 Test Purpose

Intermodulation response tests the UE’s ability to receive data with a given average throughput for a specified reference measurement channel, in the presence of two or more interfering signals which have a specific frequency relationship to the wanted signal, under conditions of ideal propagation and no added noise.

A UE unable to meet the throughput requirement under these conditions will decrease the coverage area when two or more interfering signals exist which have a specific frequency relationship to the wanted signal.

7.8B.2.3_1.2.2 Test Applicability

This test case applies to all types of E-UTRA UE release 15 and forward, supporting EN-DC within FR1 (4 CCs).

7.8B.2.3_1.2.3 Minimum Conformance Requirements

The minimum conformance requirements are defined in clause 7.8B.2.0.

7.8B.2.3_1.2.4 Test Description

7.8B.2.3_1.2.4.1 Initial condition

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies and channel bandwidths based on EN-DC operating bands specified in clause 5.5B.2, 5.5B.3, and 5.5B.4, channel bandwidths and sub-carrier spacings for the NR cell specified in TS 38.521-1 [8] clause 5.3 and channel bandwidth for the E-UTRA cell are specified in TS 36.521-1 [10] clause 5.4.2. All of these configurations shall be tested with applicable test parameters for each EN-DC configuration specified in clause 5.3B.1.2 and are shown in table 7.8B.2.3_1.2.4.1-1. The details of the uplink reference measurement channels (RMCs) are specified in Annex A.2. Configurations of PDSCH and PDCCH before measurement are specified in TS 36.521-1 [10] Annex C.2 and in TS 38.521-1 [8] Annex C.2 for E-UTRA CG and NR CG respectively.

Table 7.8B.2.3_1.2.4.1-1: Test configuration table

Initial Conditions

Test Environment as specified in TS 38.508-1 [6] clause 4.1

Normal

Test Frequencies as specified in TS 38.508-1 [6] clause 4.3.1 for different EN-DC bandwidth classes

Mid range

Test EN-DC bandwidth combination as specified in Table 5.3B.1.2-1 across bandwidth combination sets supported by the UE

Highest NRB_agg

NR Test SCS as specified in Table 5.3.5-1 in TS 38.521-1 [8]

Highest

Network signalling value

NS_01 by default

Test Parameters for EN-DC Configurations

EN-DC Configurations

Environment

Frequency

Bandwidth Combination

SCS

Other Parameter Settings

DC_(n)XDA

Default

Default

Default

Default

As per DC_(n)XDA in Table 7.3B.2.3_1.2.4.1-1

DC_XD_nXA

No test required (LTE 2CC fallback is tested in 7.8B.2.2)

DC_XA-XC_nXA

No test required (LTE 2CC fallback is tested in 7.8B.2.2)

DC_XA_nY(2A)-nZA

Default

Default

Default

Default

As per DC_XA_nY(2A)-nZA in Table 7.3B.2.3_1.2.4.1-1

DC_XA_nYA-nZC

Default

Default

Default

Default

As per DC_XA_nYA-nZC in Table 7.3B.2.3_1.2.4.1-1

DC_XD_nYA

DC_XA-YC_nZA

DC_XA-XA-YA_nZA

DC_XA-YA-ZA_nRA

No test required (LTE 2CC fallback is tested in 7.8B.2.2)

DC_XC_nYC

DC_XA-XA_nYC

DC_XA-YA_nYC

No test required (LTE 1CC fallback is tested in 7.8B.2.3_1.1)

DC_XC_nY(2A)

DC_XA-XA_nY(2A)

DC_XA-YA_nY(2A)

No test required (LTE 1CC fallback is tested in 7.8B.2.3_1.1)

DC_XC_nYA-nZA

DC_XA-XA_nYA-nZA

DC_XA-YA_nZA-nRA

No test required (LTE 1CC fallback is tested in 7.8B.2.3_1.1)

DC_XA-YA_(n)ZAA

DC_XC_(n)YAA

No test required (LTE 2CC fallback is tested in 7.8B.2.2)

DC_(n)XCA-nYA

No test required (LTE 1CC fallback is tested in 7.8B.2.3_1.1)

DC_XA-YA-ZA_nZA

No test required (LTE 2CC fallback is tested in 7.8B.2.2)

DC_XA-YA_nYA-nZA

No test required (LTE 1CC fallback is tested in 7.8B.2.3_1.1)

NOTE 1: X, Y, Z and R in this table correspond to different bands i.e. X != Y != Z != R

NOTE 2: The band combinations with difference appearance order of bands/sub-blocks in the band combination string are not distinguished. E.g. DC_YA-(n)XAA represents the set of DC_YA-(n)XAA and DC_(n)XAA-YA

NOTE 3: In a FR1 band where UE supports 4Rx, the test shall be performed only with 4Rx antennas ports connected and 4Rx REFSENS requirement (TS 38.521-1 [8] Table 7.3.2.5-2) is used in the test requirements.

1. Connect the SS to the UE antenna connectors as shown in [6] TS 38.508-1 A.3.1.2.1 for SS diagram and A.3.2 for UE diagram.

2. The parameter settings for the E-UTRA cell are set up according to TS 36.508 [11] clause 4.4.3, and the parameter settings for the NR cell are set up according to TS 38.508-1 [6] clause 4.4.3.

3. Downlink signals are initially set up according to TS 36.521-1 [10] Annex C.0 and TS 38.521-1 [8] Annex C.0 for E-UTRA CG and NR CG respectively, and uplink signals according to TS 36.521-1 [10] Annex H and TS 38.521-1 [8] Annex G for E-UTRA CG and NR CG respectively.

4. The UL Reference Measurement channels are TS 36.521-1 [10] Annex A.2 and TS 38.521-1 [8] Annex A.2 for E-UTRA CG and NR CG respectively.

5. Propagation conditions are set according to TS 36.521-1 [10] Annex B.0 and TS 38.521-1 [8] Annex B.0 for E-UTRA CG and NR CG respectively.

6. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity EN-DC, DC bearer MCG and SCG, Connected without release On according to TS 38.508-1 [6] clause 4.5. Message contents are defined in clause 6.2B.1.1.4.3.

7. For the E-UTRA CC(s) where anchor agnostic apply according to NOTE 4 in Table 7.3B.2.3_1.2.4.1-1, downlink signal level and uplink signal level are set according to Table 4.6-1 and propagation conditions are set according to Annex B, clause B.0 of TS 36.521-1 [10]. Disable periodic and aperiodic CQI reports, disable SRS, set TimeAlignmentTimerDedicated IE to infinity and disable downlink and uplink scheduling, all as per Table 4.6-1 under clause 4.6.

7.8B.2.3_1.2.4.2 Test procedure

1. SS sends uplink scheduling information for each UL HARQ process via PDCCH DCI format 0 and DCI format 0_1 for C_RNTI to schedule the UL RMC according to table 7.8B.2.3_1.2.4.2-1 on E-UTRA CC and NR CC respectively. Since the UL has no payload and no loopback data to send the UE sends uplink MAC padding bits on the UL RMC.

2. Set the Downlink signal level to the value as defined in Table 7.8B.2.3_1.2.4.2-1. For E-UTRA CC and NR CC where uplink is allocated according to Table 7.8B.2.3_1.2.4.1-1, send uplink power control commands to the UE using 1dB power step size to ensure that the UE output power measured by the test system is within the Uplink power control window, defined as -MU to – (MU + Uplink power control window size) dB of the 4dB below PCMAX_L with PCMAX_L as defined in clause 6.2B.4 for at least the duration of the Throughput measurement.

– MU is the test system uplink power measurement uncertainty and is specified in Table F.1.3-1 for the carrier frequency f and the channel bandwidth BW.

– For NR CC, Uplink power control window size = 1dB (UE power step size) + 0.7dB (UE power step tolerance) + (Test system relative power measurement uncertainty), where, the UE power step tolerance is specified in TS 38.101-1 [2], Table 6.3.4.3-1 and is 0.7dB for 1dB power step size, and the Test system relative power measurement uncertainty is specified in Table F.1.2-1.

– For E-UTRA CC, Uplink power control window size = 1dB (UE power step size) + 1.0dB (UE power step tolerance) + (Test system relative power measurement uncertainty), where, the UE power step tolerance is specified in TS 36.101 [5], Table 6.3.5.2.1-1 and is 1.0dB for 1dB power step size, and the Test system relative power measurement uncertainty is specified in Table F.1.2-1 of TS 36.521-1 [10].

NOTE: The purpose of the Uplink power control window is to ensure that the actual UE output power is no greater than, or no less than the target power level, and as close as possible to the target power level. The relationship between the Uplink power control window, the target power level and the corresponding possible actual UE Uplink power window is illustrated in Annex F, clause F.4.

3. Set the Interfering signal levels to the values as defined in Table 7.8B.2.3_1.2.4.2-1 and frequency below the wanted signal.

4. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G, clause G.2.

5. Repeat steps from 2 to 4, using an interfering signal above the wanted signal at step 3.

6. Repeat steps 2 to 5 for component carriers listed in Table 7.8B.2.3_1.2.4.2-1.

Table 7.8B.2.3_1.2.4.2-1: Test repetition and measurement configuration

DC configuration

Test parameters to select (NOTE 1)

DC_(n)XDA

7.8B.2.1.5

DC_XA_nY(2A)-nZA

7.8B.2.3.5

DC_XA_nYA-nZC

NOTE 1: The reference for the placement of the interferer signals is the centre frequency of the carrier closest to the interferer among the carriers throughput is measured on.

NOTE 2: Measure throughput on DL allocated CC. Where there are multiple rows for a single Test point ID, the test is repeated for each row.

7.8B.2.3_1.2.4.3 Message contents

Message contents are according to TS 38.508-1 [5] clause 4.6 with DFT-s-OFDM condition in Table 4.6.3-118 PUSCH-Config.

7.8B.2.3_1.2.5 Test Requirement

The throughput shall be ≥ 95% of the maximum throughput of the reference measurement channels as specified in Annex A, clause A.3.2 with parameters specified in Table 7.8B.2.3_1.2.4.2-1 for the specified wanted signal mean power in the presence of two interfering signals.

7.8B.2.3_1.3 Wideband Intermodulation for EN-DC within FR1 (5 CCs)

Editor’s note: The Table 7.8B.2.3_1.3.4.2-1 are either missing or not yet determined.

7.8B.2.3_1.3.1 Test Purpose

Intermodulation response tests the UE’s ability to receive data with a given average throughput for a specified reference measurement channel, in the presence of two or more interfering signals which have a specific frequency relationship to the wanted signal, under conditions of ideal propagation and no added noise.

A UE unable to meet the throughput requirement under these conditions will decrease the coverage area when two or more interfering signals exist which have a specific frequency relationship to the wanted signal.

7.8B.2.3_1.3.2 Test Applicability

This test case applies to all types of E-UTRA UE release 15 and forward, supporting EN-DC within FR1 (5 CCs).

7.8B.2.3_1.3.3 Minimum Conformance Requirements

The minimum conformance requirements are defined in clause 7.8B.2.0.

7.8B.2.3_1.3.4 Test Description

7.8B.2.3_1.3.4.1 Initial condition

Initial conditions are a set of test configurations the UE needs to be tested in and the steps for the SS to take with the UE to reach the correct measurement state.

The initial test configurations consist of environmental conditions, test frequencies and channel bandwidths based on EN-DC operating bands specified in clause 5.5B.2, 5.5B.3, and 5.5B.4, channel bandwidths and sub-carrier spacings for the NR cell specified in TS 38.521-1 [8] clause 5.3 and channel bandwidth for the E-UTRA cell are specified in TS 36.521-1 [10] clause 5.4.2. All of these configurations shall be tested with applicable test parameters for each EN-DC configuration specified in clause 5.3B.1.2 and are shown in table 7.8B.2.3_1.3.4.1-1. The details of the uplink reference measurement channels (RMCs) are specified in Annex A.2. Configurations of PDSCH and PDCCH before measurement are specified in TS 36.521-1 [10] Annex C.2 and in TS 38.521-1 [8] Annex C.2 for E-UTRA CG and NR CG respectively.

Table 7.8B.2.3_1.3.4.1-1: Test configuration table

Initial Conditions

Test Environment as specified in TS 38.508-1 [6] clause 4.1

Normal

Test Frequencies as specified in TS 38.508-1 [6] clause 4.3.1 for different EN-DC bandwidth classes

Mid range

Test EN-DC bandwidth combination as specified in Table 5.3B.1.2-1 across bandwidth combination sets supported by the UE

Highest NRB_agg

NR Test SCS as specified in Table 5.3.5-1 in TS 38.521-1 [8]

Highest

Network signalling value

NS_01 by default

Test Parameters for EN-DC Configurations

EN-DC Configurations

Environment

Frequency

Bandwidth Combination

SCS

Other Parameter Settings

DC_XA-XA-YC_nZA

No test required (LTE 1CC fallback is tested in 7.8B.2.3_1.2)

DC_XA-YC_nZ(2A)

No test required (LTE 1CC fallback is tested in 7.8B.2.3_1.2)

NOTE 1: X, Y, Z and R in this table correspond to different bands i.e. X != Y != Z != R

NOTE 2: The band combinations with difference appearance order of bands/sub-blocks in the band combination string are not distinguished. E.g. DC_YA-(n)XAA represents the set of DC_YA-(n)XAA and DC_(n)XAA-YA

NOTE 3: In a FR1 band where UE supports 4Rx, the test shall be performed only with 4Rx antennas ports connected and 4Rx REFSENS requirement (TS 38.521-1 [8] Table 7.3.2.5-2) is used in the test requirements.

1. Connect the SS to the UE antenna connectors as shown in [6] TS 38.508-1 A.3.1.2.1 for SS diagram and A.3.2 for UE diagram.

2. The parameter settings for the E-UTRA cell are set up according to TS 36.508 [11] clause 4.4.3, and the parameter settings for the NR cell are set up according to TS 38.508-1 [6] clause 4.4.3.

3. Downlink signals are initially set up according to TS 36.521-1 [10] Annex C.0 and TS 38.521-1 [8] Annex C.0 for E-UTRA CG and NR CG respectively, and uplink signals according to TS 36.521-1 [10] Annex H and TS 38.521-1 [8] Annex G for E-UTRA CG and NR CG respectively.

4. The UL Reference Measurement channels are TS 36.521-1 [10] Annex A.2 and TS 38.521-1 [8] Annex A.2 for E-UTRA CG and NR CG respectively.

5. Propagation conditions are set according to TS 36.521-1 [10] Annex B.0 and TS 38.521-1 [8] Annex B.0 for E-UTRA CG and NR CG respectively.

6. Ensure the UE is in state RRC_CONNECTED with generic procedure parameters Connectivity EN-DC, DC bearer MCG and SCG, Connected without release On according to TS 38.508-1 [6] clause 4.5. Message contents are defined in clause 6.2B.1.1.4.3.

7. For the E-UTRA CC(s) where anchor agnostic apply according to NOTE 4 in Table 7.3B.2.3_1.2.4.1-1, downlink signal level and uplink signal level are set according to Table 4.6-1 and propagation conditions are set according to Annex B, clause B.0 of TS 36.521-1 [10]. Disable periodic and aperiodic CQI reports, disable SRS, set TimeAlignmentTimerDedicated IE to infinity and disable downlink and uplink scheduling, all as per Table 4.6-1 under clause 4.6.

7.8B.2.3_1.3.4.2 Test procedure

1. SS sends uplink scheduling information for each UL HARQ process via PDCCH DCI format 0 and DCI format 0_1 for C_RNTI to schedule the UL RMC according to table 7.8B.2.3_1.3.4.2-1 on E-UTRA CC and NR CC respectively. Since the UL has no payload and no loopback data to send the UE sends uplink MAC padding bits on the UL RMC.

2. Set the Downlink signal level to the value as defined in Table 7.8B.2.3_1.3.4.2-1. For E-UTRA CC and NR CC where uplink is allocated according to Table 7.8B.2.3_1.3.4.1-1, send uplink power control commands to the UE using 1dB power step size to ensure that the UE output power measured by the test system is within the Uplink power control window, defined as -MU to – (MU + Uplink power control window size) dB of the 4dB below PCMAX_L with PCMAX_L as defined in clause 6.2B.4 for at least the duration of the Throughput measurement.

– MU is the test system uplink power measurement uncertainty and is specified in Table F.1.3-1 for the carrier frequency f and the channel bandwidth BW.

– For NR CC, Uplink power control window size = 1dB (UE power step size) + 0.7dB (UE power step tolerance) + (Test system relative power measurement uncertainty), where, the UE power step tolerance is specified in TS 38.101-1 [2], Table 6.3.4.3-1 and is 0.7dB for 1dB power step size, and the Test system relative power measurement uncertainty is specified in Table F.1.2-1.

– For E-UTRA CC, Uplink power control window size = 1dB (UE power step size) + 1.0dB (UE power step tolerance) + (Test system relative power measurement uncertainty), where, the UE power step tolerance is specified in TS 36.101 [5], Table 6.3.5.2.1-1 and is 1.0dB for 1dB power step size, and the Test system relative power measurement uncertainty is specified in Table F.1.2-1 of TS 36.521-1 [10].

NOTE: The purpose of the Uplink power control window is to ensure that the actual UE output power is no greater than, or no less than the target power level, and as close as possible to the target power level. The relationship between the Uplink power control window, the target power level and the corresponding possible actual UE Uplink power window is illustrated in Annex F, clause F.4.

3. Set the Interfering signal levels to the values as defined in Table 7.8B.2.3_1.3.4.2-1 and frequency below the wanted signal.

4. Measure the average throughput for a duration sufficient to achieve statistical significance according to Annex G, clause G.2.

5. Repeat steps from 2 to 4, using an interfering signal above the wanted signal at step 3.

6. Repeat steps 2 to 5 for component carriers listed in Table 7.8B.2.3_1.3.4.2-1.

Table 7.8B.2.3_1.3.4.2-1: Test repetition and measurement configuration

FFS

7.8B.2.3_1.3.4.3 Message contents

Message contents are according to TS 38.508-1 [5] clause 4.6 with DFT-s-OFDM condition in Table 4.6.3-118 PUSCH-Config.

7.8B.2.3_1.3.5 Test Requirement

The throughput shall be ≥ 95% of the maximum throughput of the reference measurement channels as specified in Annex A, clause A.3.2 with parameters specified in Table 7.8B.2.3_1.3.4.2-1 for the specified wanted signal mean power in the presence of two interfering signals.

7.8B.2.3_1.4 Wideband Intermodulation for EN-DC within FR1 (6 CCs)

TBD

7.8B.2.3a Wideband Intermodulation for inter-band NE-DC within FR1 (2 CCs)

No exception requirements applicable to NR or E-UTRA.

No test case details are specified. The requirements for NR carrier(s) in this test case are tested in 7.8.2 and 7.8A.2 of TS 38.521-1 [8], and the requirements for LTE carrier(s) in this test case are tested in 7.8.1 and 7.8.1A of TS 36.521-1 [10]. Neither NR carrier(s) nor LTE carrier(s) needs to be tested again.

7.8B.2.4 to 7.8B.2.9 Void