A.4.3.9 Additional capabilities for UE declared capability

38.508-23GPP5GSPart 2: Common Implementation Conformance Statement (ICS) proformaRelease 17TSUser Equipment (UE) conformance specification

Table A.4.3.9-1: UE declared capabilities

Item

UE declared capabilities

Ref.

Release

Mnemonic

Comments

1

Enhanced Type 1 Receiver for NR

38.101-4, 5

Rel-15

pc_nr_enh_type1_receiver

Support for Enhanced Type 1 Receiver (SU-MIMO Interference Mitigation advanced receiver)

2

Vehicular UE

38.101-1, 3

Rel-15

pc_nr_vehicular_ue

Table A.4.3.9-2: UE declared multi-band peak EIRP relaxation factors for Rel-15 FR2 power class 3 UE

Item

Supported FR2 bands set

Ref.

Release

peak EIRP relaxation factor per band, MBp (dB)

(Note 1)

Maximum sum of MBp, ∑MBP (dB)

(Note 2)

Comments

n257

n258

n260

n261

1

n257, n258

38.101-2, 6.2.1.3

Rel-15

N/A

N/A

1.3

2

n257, n260

N/A

N/A

1.0

3

n258, n260

N/A

N/A

1.0

4

n258, n261

N/A

N/A

1.0

5

n260, n261

N/A

N/A

0.0

No relaxation factor allowed

6

n257, n258, n260

N/A

1.7

7

n257, n258, n261

N/A

1.7

8

n257, n260, n261

N/A

0.5

9

n258, n260, n261

N/A

1.5

10

n257, n258, n260, n261

1.7

11

n257, n261

N/A

N/A

0.0

No relaxation factor allowed

Note 1: UE vendor to fill in the needed relaxation factor per band that is ≥0 for Rel-15 UE supporting only Rel-15 FR2 bands. One row to be filled in, the one matching the supported FR2 bands of the UE as declared in Table A.4.3.1-3.

Note 2: Max allowed sum of MBp over all supported FR2 bands as defined in TS 38.521-2 clause 6.2.1.1.3.3

Table A.4.3.9-3: UE declared multi-band peak EIRP Spherical coverage relaxation factors for Rel-15 FR2 power class 3 UE

Item

Supported FR2 bands set

Ref.

Release

EIRP Spherical coverage relaxation factor per band, MBs (dB)

(Note 1)

Maximum sum of MBs, ∑MBs (dB)

(Note 2)

Comments

n257

n258

n260

n261

1

n257, n258

38.101-2, 6.2.1.3

Rel-15

N/A

N/A

1.25

2

n257, n260

N/A

N/A

0.75

Maximum 0.4 dB relaxation allowed for n260

3

n258, n260

N/A

N/A

0.75

Maximum 0.4 dB relaxation allowed for n260

4

n258, n261

N/A

N/A

1.25

5

n260, n261

N/A

N/A

0.75

No relaxation allowed for n260

6

n257, n258, n260

N/A

1.75

Maximum 0.4 dB relaxation allowed for n260

7

n257, n258, n261

N/A

1.75

8

n257, n260, n261

N/A

1.25

Maximum 0.4 dB relaxation allowed for n260

9

n258, n260, n261

N/A

1.25

Maximum 0.4 dB relaxation allowed for n260

10

n257, n258, n260, n261

1.75

Maximum 0.4 dB relaxation allowed for n260

11

n257, n261

N/A

N/A

0.0

No relaxation factor allowed

Note 1: UE vendor to fill in the needed relaxation factor per band that is ≥0 for Rel-15 UE supporting only Rel-15 FR2 bands. One row to be filled in, the one matching the supported FR2 bands of the UE as declared in Table A.4.3.1-3

Note 2: Max allowed sum of MBs over all supported FR2 bands as defined in TS 38.521-2 clause 6.2.1.1.3.3

Table A.4.3.9-4a: FDD 4 Rx antenna ports Capabilities

Item

Band

Ref.

Release

Comments

1

FDD Band n1

38.101-1, 7.3.2

Rel-15

2

FDD Band n2

38.101-1, 7.3.2

Rel-15

3

FDD Band n3

38.101-1, 7.3.2

Rel-15

…

7

FDD Band n7

38.101-1, 7.3.2

Rel-15

NOTE 2

8

FDD Band n8

38.101-1.7.3.2

Rel-17

4 Rx operation is targeted for FWA form factor

…

28

FDD Band n28

38.101-1, 7.3.2

Rel-16

4 Rx operation is targeted for FWA form factor

…

30

FDD Band n30

38.101-1, 7.3.2

Rel-16

…

66

FDD Band n66

38.101-1, 7.3.2

Rel-15

…

70

FDD Band n70

38.101-1, 7.3.2

Rel-15

71

FDD Band n71

38.101-1, 7.3.2

Rel-16

4 Rx operation is targeted for FWA form factor

NOTE 1: At least one band from those listed in the present table needs to be supported if UE has indicated support of the capability defined in Table A.4.3.1-7a/2.

NOTE 2: Support of 4 Rx for this band is mandatory for non-vehicular UEs i.e. if support has NOT been indicated to the capability specified in Table A.4.3.9-1/2.

Table A.4.3.9-4b: TDD 4 Rx antenna ports Capabilities

Item

Band

Ref.

Release

Comments

34

TDD Band n34

38.101-1, 7.3.2

Rel-15

…

38

TDD Band n38

38.101-1, 7.3.2

Rel-15

NOTE 2

39

TDD Band n39

38.101-1, 7.3.2

Rel-15

…

40

TDD Band n40

38.101-1, 7.3.2

Rel-15

41

TDD Band n41

38.101-1, 7.3.2

Rel-15

NOTE 2

…

48

TDD Band n48

38.101-1, 7.3.2

Rel-16

NOTE 2

…

77

TDD Band n77

38.101-1, 7.3.2

Rel-15

NOTE 2

78

TDD Band n78

38.101-1, 7.3.2

Rel-15

NOTE 2

79

TDD Band n79

38.101-1, 7.3.2

Rel-15

NOTE 2

NOTE 1: At least one band from those listed in the present table needs to be supported if UE has indicated support of the capability defined in Table A.4.3.1-7a/3.

NOTE 2: Support of 4 Rx for this band is mandatory for non-vehicular UEs i.e. if support has NOT been indicated to the capability specified in Table A.4.3.9-1/2.

Table A.4.3.9-4c: 2 Rx antenna ports Capabilities

Item

Band

Ref.

Comments

1

FDD Band n1

38.101-1, 7.3.2

2

FDD Band n2

38.101-1, 7.3.2

3

FDD Band n3

38.101-1, 7.3.2

4

FDD Band n5

38.101-1, 7.3.2

5

FDD Band n7

38.101-1, 7.3.2

NOTE 2

6

FDD Band n8

38.101-1, 7.3.2

7

FDD Band n12

38.101-1, 7.3.2

7b

FDD Band n14

38.101-1, 7.3.2

8

FDD Band n20

38.101-1, 7.3.2

8d

FDD Band n24

38.101-1, 7.3.2

9

FDD Band n25

38.101-1, 7.3.2

9a

FDD Band n26

38.101-1, 7.3.2

10

FDD Band n28

38.101-1, 7.3.2

10a

SDL Band n29

38.101-1, 7.3.2

10b

FDD Band n30

38.101-1, 7.3.2

11

TDD Band n34

38.101-1, 7.3.2

12

TDD Band n38

38.101-1, 7.3.2

NOTE 2

13

TDD Band n39

38.101-1, 7.3.2

14

TDD Band n40

38.101-1, 7.3.2

15

TDD Band n41

38.101-1, 7.3.2

NOTE 2

16

TDD Band n48

38.101-1, 7.3.2

17

TDD Band n50

38.101-1, 7.3.2

18

TDD Band n51

38.101-1, 7.3.2

18a

Reserved

18b

TDD Band n53

38.101-1, 7.3.2

19

FDD Band n65

38.101-1, 7.3.2

20

FDD Band n66

38.101-1, 7.3.2

21

FDD Band n70

38.101-1, 7.3.2

22

FDD Band n71

38.101-1, 7.3.2

23

FDD Band n74

38.101-1, 7.3.2

24

TDD Band n77

38.101-1, 7.3.2

NOTE 2

25

TDD Band n78

38.101-1, 7.3.2

NOTE 2

26

TDD Band n79

38.101-1, 7.3.2

NOTE 2

NOTE 1: At least one band from those listed in the present table needs to be supported if UE has indicated support of the capability defined in Table A.4.3.1-7a/1.

NOTE 2: Support of 2 Rx for this band is allowed only for vehicular UEs i.e. if support has been indicated to the capability specified in Table A.4.3.9-1/2.

Table A.4.3.9-4d: Enhanced transient capabilities

Item

Band

Ref

Release

enhanced transient capability per band

Comments

2us

4us

7us

1

FDD Band n1

38.101-1, 6.4.2.1a

Rel-16

2

FDD Band n2

38.101-1, 6.4.2.1a

Rel-16

3

FDD Band n3

38.101-1, 6.4.2.1a

Rel-16

4

FDD Band n5

38.101-1, 6.4.2.1a

Rel-16

5

FDD Band n7

38.101-1, 6.4.2.1a

Rel-16

6

FDD Band n8

38.101-1, 6.4.2.1a

Rel-16

7

FDD Band n12

38.101-1, 6.4.2.1a

Rel-16

8

FDD Band n14

38.101-1, 6.4.2.1a

Rel-16

9

FDD Band n20

38.101-1, 6.4.2.1a

Rel-16

10

FDD Band n24

38.101-1, 6.4.2.1a

Rel-16

11

FDD Band n25

38.101-1, 6.4.2.1a

Rel-16

12

FDD Band n26

38.101-1, 6.4.2.1a

Rel-16

13

FDD Band n28

38.101-1, 6.4.2.1a

Rel-16

14

FDD Band n30

38.101-1, 6.4.2.1a

Rel-16

15

TDD Band n34

38.101-1, 6.4.2.1a

Rel-16

16

TDD Band n38

38.101-1, 6.4.2.1a

Rel-16

17

TDD Band n39

38.101-1, 6.4.2.1a

Rel-16

18

TDD Band n40

38.101-1, 6.4.2.1a

Rel-16

19

TDD Band n41

38.101-1, 6.4.2.1a

Rel-16

20

TDD Band n46

38.101-1, 6.4.2.1a

Rel-16

21

TDD Band n48

38.101-1, 6.4.2.1a

Rel-16

22

TDD Band n50

38.101-1, 6.4.2.1a

Rel-16

23

TDD Band n51

38.101-1, 6.4.2.1a

Rel-16

24

TDD Band n53

38.101-1, 6.4.2.1a

Rel-16

25

TDD Band n65

38.101-1, 6.4.2.1a

Rel-16

26

TDD Band n66

38.101-1, 6.4.2.1a

Rel-16

27

FDD Band n70

38.101-1, 6.4.2.1a

Rel-16

28

FDD Band n71

38.101-1, 6.4.2.1a

Rel-16

29

FDD Band n74

38.101-1, 6.4.2.1a

Rel-16

30

TDD Band n77

38.101-1, 6.4.2.1a

Rel-16

31

TDD Band n78

38.101-1, 6.4.2.1a

Rel-16

32

TDD Band n79

38.101-1, 6.4.2.1a

Rel-16

33

TDD Band n96

38.101-1, 6.4.2.1a

Rel-16

NOTE 1: At least one band from those listed in the present table needs to be supported with enhanced transient capability of 2us, 4us or 7us if UE has indicated support of the capability defined in Table A.4.3.2-1/79.

NOTE 2: Indicate transient capability for each band by ticking the cell corresponding to the smallest enhanced transient capability that the UE supports for that band.

Table A.4.3.9-5: Beam Peak Search Vendor Declarations with respect to test frequency range for single CC

Item

Band

Intent

Ref.

Release

Comments

1

n257

n257 single CC beam peak is leveraged from mid to low and high channels

38.521-2, K.1.1 & K.1.2

Rel-15

NOTE 1

2

n258

n258 single CC beam peak is leveraged from mid to low and high channels

38.521-2, K.1.1 & K.1.2

Rel-15

NOTE 1.

3

n260

n260 single CC beam peak is leveraged from mid to low and high channels

38.521-2, K.1.1 & K.1.2

Rel-15

NOTE 1

4

n261

n261 single CC beam peak is leveraged from mid to low and high channels

38.521-2, K.1.1 & K.1.2

Rel-15

NOTE 1

5

n261

n261 single CC beam peak is leveraged from n257 single CC mid channel to n261 low, mid and high channels

38.521-2, K.1.1 & K.1.2

Rel-15

NOTE 2

NOTE 1: The beam peak searches shall be performed for every test frequency range by default unless the device manufacturer explicitly declares that the beam peak at the mid test frequency range is applicable for the remaining (low, high) test frequency ranges.

NOTE 2: Beam peak search results can be re-used from bands that completely contain the target bands if explicitly declared by the manufacturer.

Table A.4.3.9-6: Beam Peak Search Vendor Declarations with respect to test frequency range for different CA BW classes

Item

Bands

NR CA bandwidth class

Intent

Ref.

Release

Comments

1

n257, n258, n260, n261

A, B, C, D, E, F, G, H, I, J, K, L, M, O, P, Q

The beam peak is leveraged from a reference (frequency band, CBW) or (frequency band combination, CA BW class) to a group of other intra-band contiguous combinations and CA BW classes

38.521-2, K.1.1 & K.1.2

Rel-15

A beam peak search shall be performed for every intra-band contiguous combination and CA BW class by default unless the device manufacturer explicitly declares that the beam peak for a reference (frequency band, CBW) or (frequency band combination, CA BW class) is applicable for a group of other intra-band contiguous combinations and CA BW classes.

Table A.4.3.9-7: Beam Peak Search Vendor Declarations with respect to modulation for single CC

Item

Band

Intent

Ref.

Release

Comments

1

n257

n257 single CC beam peak is leveraged from QPSK modulation to 16QAM and 64QAM

38.521-2, K.1.1 & K.1.2

Rel-15

NOTE 1

2

n258

n258 single CC beam peak is leveraged from QPSK modulation to 16QAM and 64QAM

38.521-2, K.1.1 & K.1.2

Rel-15

NOTE 1

3

n260

n260 single CC beam peak is leveraged from QPSK modulation to 16QAM and 64QAM

38.521-2, K.1.1 & K.1.2

Rel-15

NOTE 1

4

n261

n261 single CC beam peak is leveraged from QPSK modulation to 16QAM and 64QAM

38.521-2, K.1.1 & K.1.2

Rel-15

NOTE 1

NOTE 1: The beam peak searches shall be performed for every modulation by default unless the device manufacturer explicitly declares that the beam peak at the QPSK modulation is applicable for the remaining 16QAM and 64QAM modulations.

Table A.4.3.9-8: Beam Peak Search Vendor Declarations with respect to waveform for single CC

Item

Band

Intent

Reference Waveform

Ref.

Release

Comments

1

n257

n257 single CC beam peak is leveraged from the reference waveform to the other waveform

CP-OFDM or DFT-s-OFDM

38.521-2, K.1.1

Rel-15

NOTE 1

2

n258

n258 single CC beam peak is leveraged from the reference waveform to the other waveform

CP-OFDM or DFT-s-OFDM

38.521-2, K.1.1

Rel-15

NOTE 1

3

n260

n260 single CC beam peak is leveraged from the reference waveform to the other waveform

CP-OFDM or DFT-s-OFDM

38.521-2, K.1.1

Rel-15

NOTE 1

4

n261

n261 single CC beam peak is leveraged from the reference waveform to the other waveform

CP-OFDM or DFT-s-OFDM

38.521-2, K.1.1

Rel-15

NOTE 1

NOTE 1: The beam peak searches shall be performed for every waveform by default unless the device manufacturer explicitly declares that the beam peak from one waveform is applicable for the other waveform.

Table A.4.3.9-9: Reference Point Vendor Declaration for grey-box test approach

Item

Band

Positioning Reference Point: Offset (x/y/z) from geometric centre of DUT [cm]

Minimum QZ required to contain all active antennas within the quiet zone

Ref.

Release

1

n257

38.508-1, B.2.2.2

Rel-15

2

n258

38.508-1, B.2.2.2

Rel-15

3

n260

38.508-1, B.2.2.2

Rel-15

4

n261

38.508-1, B.2.2.2

Rel-15

NOTE: The available QZ sizes are defined in TS 38.508-1, Clause B.2.2.2, i.e., 20cm, 30cm, 40cm, and 55cm

Table A.4.3.9-10: Vendor Declarations with respect to PC3 antenna configuration

Item

Band

Intent

Ref.

Release

Comments

1

n257

n257 PC3 measurement grids can be relaxed based on 4×2 worst case antenna array configuration

38.521-2, M.2 – M.4

Rel-15

NOTE 1

2

n258

n258 PC3 measurement grids can be relaxed based on 4×2 worst case antenna array configuration

38.521-2, M.2 – M.4

Rel-15

NOTE 1

3

n260

n260 PC3 measurement grids can be relaxed based on 4×2 worst case antenna array configuration

38.521-2, M.2 – M.4

Rel-15

NOTE 1

4

n261

n261 PC3 measurement grids can be relaxed based on 4×2 worst case antenna array configuration

38.521-2, M.2 – M.4

Rel-15

NOTE 1

NOTE 1: The fine PC3 measurement grids based on the 8×2 worst case configuration shall be applied by default unless the device manufacturer explicitly declares that all antenna arrays with M x N (M ≥ N) comply with M ≤ 4 and N ≤ 2 for each band.

Table A.4.3.9-11: Antenna Aperture Vendor Declaration

Item

Band

Antenna Aperture Declaration

Ref.

Release

1

n257

Maximum radiating aperture of any of the panels integrated in the DUTs is ≤5cm

38.508-1, B.2

Rel-15

2

n258

Maximum radiating aperture of any of the panels integrated in the DUTs is ≤5cm

38.508-1, B.2

Rel-15

3

n260

Maximum radiating aperture of any of the panels integrated in the DUTs is ≤5cm

38.508-1, B.2

Rel-15

4

n261

Maximum radiating aperture of any of the panels integrated in the DUTs is ≤5cm

38.508-1, B.2

Rel-15

Table A.4.3.9-12: NR FR1 UL MIMO Capabilities

Item

RF Baseline Implementation Capabilities

Ref.

Comments

1

NR Frequency band: 1920-1980 MHz, 2110-2170 MHz

38.101-1, 5.2D

NR FDD FR1 Band 1

2

NR Frequency band: 1850-1910 MHz, 1930-1990 MHz

38.101-1, 5.2D

NR FDD FR1 Band 2

3

NR Frequency band: 1710-1785 MHz, 1805-1880 MHz

38.101-1, 5.2D

NR FDD FR1 Band 3

…

7

NR Frequency band: 832-862 MHz, 791-821 MHz

38.101-1, 5.2D

NR FDD FR1 Band 7

…

25

NR Frequency band: 1850-1915 MHz, 1930-1995 MHz

38.101-1, 5.2D

NR FDD FR1 Band 25

…

301

NR Frequency band: 2305-2315 MHz, 2350-2360 MHz

38.101-1, 5.2D

NR FDD FR1 Band 30

…

34

NR Frequency band: 2010-2025 MHz

38.101-1, 5.2D

NR TDD FR1 Band 34

…

38

NR Frequency band: 2570-2620 MHz

38.101-1, 5.2D

NR TDD FR1 Band 38

39

NR Frequency band: 1880-1920 MHz

38.101-1, 5.2D

NR TDD FR1 Band 39

40

NR Frequency band: 2300-2400 MHz

38.101-1, 5.2D

NR TDD FR1 Band 40

41

NR Frequency band: 2496-2690 MHz

38.101-1, 5.2D

NR TDD FR1 Band 41

…

46

NR Frequency band: 5150-5925 MHz

38.101-1, 5.2D

NR TDD FR1 Band 46

…

48

NR Frequency band: 3550-3700 MHz

38.101-1, 5.2D

NR TDD FR1 Band 48

…

66

NR Frequency band: 1710-1780, 2110-2200 MHz

38.101-1, 5.2D

NR FDD FR1 Band 66

…

70

NR Frequency band: 1695-1710, 1995-2020 MHz

38.101-1, 5.2D

NR FDD FR1 Band 70

712

NR Frequency band: 663-698 MHz, 617-652 MHz

38.101-1, 5.2D

NR FDD FR1 Band 71

…

77

NR Frequency band: 3300–4200 MHz

38.101-1, 5.2D

NR TDD FR1 Band 77

78

NR Frequency band: 3300–3800 MHz

38.101-1, 5.2D

NR TDD FR1 Band 78

79

NR Frequency band: 4400–5000 MHz

38.101-1, 5.2D

NR TDD FR1 Band 79

NOTE 1: Uplink transmission is not allowed at this band for UE with external vehicle-mounted antennas.

NOTE 2: UL MIMO is targeted for FWA form factor.

Table A.4.3.9-13: NR FR2 UL MIMO Capabilities

Item

RF Baseline Implementation Capabilities

Ref.

Comments

257

NR Frequency band: 26500-29500 MHz

38.101-2, 5.2D

NR TDD FR2 Band 257

258

NR Frequency band: 24250-27500 MHz

38.101-2, 5.2D

NR TDD FR2 Band 258

259

NR Frequency band: 39500-43500 MHz

38.101-2, 5.2D

NR TDD FR2 Band 259

260

NR Frequency band: 37000–40000 MHz

38.101-2, 5.2D

NR TDD FR2 Band 260

261

NR Frequency band: 27500–28350 MHz

38.101-2, 5.2D

NR TDD FR2 Band 261