4 Test conditions

37.1143GPPActive Antenna System (AAS) Base Station (BS) Electromagnetic Compatibility (EMC)Release 17TS

The equipment shall be tested in normal test environment defined in base station conformance testing specification TS 37.145-1 [3], or TS 37.145-2 [10]. The test conditions shall be recorded in the test report.

For an AAS BS supporting more than one RAT, tests shall be performed with RATs activated according to the test configurations in subclause 4.4. Tests shall be performed relating to each type of port and RIB, and need not be repeated for each RAT if operating RATs are assessed simultaneously during the test.

For AAS BS supporting only single RAT operation only, tests relating to the antenna port(s) and RIBs shall be performed for each supported RAT.

For AAS BS capable of multi-band operation, the requirements in the present document apply for each supported operating band unless otherwise stated. Operating bands and RATs shall be activated according to the respective test configurations in TS 25.113 [5], TS 36.113 [6], TS 37.113 [4], or TS 38.113 [30]. Tests shall be performed relating to each type of port and RIB, and all RATs per band shall be assessed during the tests.

Requirements apply only for the declared operating band and corresponding Band Categories as per CSA and/or RCSA capability sets and manufacturer’s declarations of the AAS BS in TS 37.145-1 [3] and TS 37.145-2 [10].

The manufacturer shall declare the supported capability set(s) according to TS 37.145-1 [3] and TS 37.145-2 [10]. Tests performed on an AAS BS according to a declared capability set(s) cover all single RAT and multi-RAT configurations included in the declared capability set.

NOTE 1: TAB connector capability sets (CSA) for hybrid AAS BS are defined in TS 37.145-1 [3] and declared in D6.12 declaration.

NOTE 2: Radiated capability sets (RCSA) for hybrid AAS BS and OTA AAS BS are defined in TS 37.145-2 [10] and declared by D9.25 declaration.

Where the hybrid AAS BS has multiple TAB connectors which are declared to be equivalent then it is sufficient to perform EMC tests on a single representative TAB connector. For the definition of the TAB connector equivalence declaration (D6.70), refer to TS 37.145-1 [3].

EMC test shall not be performed with the AAS BS antenna array radiating, all TAB connectors shall be disconnected from the radio distribution network (RDN)/antenna array as specified in TS 37.105 [2] and terminated in an appropriate load impedance. For the description of the general AAS BS radio architecture and relations between the RDN/antenna array and the Transceiver Array Boundary, refer to TS 37.105 [2].

Depending on RAT capability sets supported by the AAS BS, the following test conditions shall be referred and applied for the BS test configurations:

– For AAS BS in single RAT UTRA operation the test conditions from TS 25.113 [5] apply.

– For AAS BS in single RAT E-UTRA operation the test conditions from TS 36.113 [6] apply.

– For AAS BS in single RAT NR operation the test conditions from TS 38.113 [30] apply.

– For AAS BS in MSR operation the test conditions from TS 37.113 [4] apply.

Whenever ports are considered for the emissions and immunity testing in the referred TS 25.113 [5], TS 36.113 [6] and TS 37.113 [4] specifications, special considerations shall be taken to test conditions specification for OTA AAS BS due to lack of antenna ports.

NOTE 3: The receiver exclusion bands defined in E-UTRA and MSR specifications for Band 46 operation are not applicable for AAS BS, as the Band 46 operation is not supported by AAS BS.

NOTE 4: The NB-IoT operation is not supported by AAS BS.

4.1 Exclusion bands

4.1.1 Transmitter exclusion band

The transmitter exclusion band for BS is the frequency range over which no tests of radiated immunity of a transmitter are made. The transmitter exclusion band only applies to OTA AAS BS.

The transmitter exclusion band is defined as:

FDL,low – ΔfOBUE<f < FDL,high + ΔfOBUE

Where:

The value of ΔfOBUE, FUL_low and FUL_high are defined for each operating band for NR, E-UTRA, UTRA in TS 37.105 [2].

NOTE: For BS capable of multi-band operation, the frequency ranges relating to the RF bandwidths of all supported bands apply.

4.1.2 Receiver exclusion band

An exclusion band is a band of frequencies over which no tests of radiated immunity are made.

In case the spatial exclusion (as discussed in subclause 9.2.2 and depicted in figure 9.2.2-1) is used during the EMC RI testing, the receiver exclusion band for OTA AAS BS is defined as:

FUL_low – ΔfOOB < f < FUL_high + ΔfOOB

Where:

– Values of FUL_low and FUL_high are defined for each operating band in TS 37.104 [33].

– The values of ΔfOOB are defined in table 4.1.2-1.

Table 4.1.2-1: Maximum ΔfOOB offset outside the uplink operating band

Operating band characteristics

ΔfOOB (MHz)

100 MHz ≥ FUL_high – FUL_low

20

100 MHz < FUL_high – FUL_low ≤ 900 MHz

60

In case the spatial exclusion zone (as discussed in subclause 9.2.2 and depicted in figure 9.2.2-1) is not used during the EMC RI testing, the receiver exclusion band for OTA AAS BS and BS type 1-O is defined as:

FUL_low – ΔfRIexclusion < f < FUL_high + ΔfRIexclusion

Where the values of ΔfRIexclusion are defined in table 4.1.2-2.

Table 4.1.2-2: Maximum ΔfRIexclusion offset outside the uplink operating band

Operating band characteristics

ΔfRIexclusion (MHz)

100 MHz ≥ FUL_high – FUL_low

60

100 MHz < FUL_high – FUL_low

200

For BS capable of multi-band operation, the total receiver exclusion band shall be the combination of the exclusion bands for each operating band supported by AAS BS.

NOTE 1: The receiver exclusion bands do not apply for SDL bands.

NOTE 2: Void

4.2 Arrangements for establishing a communication link

Depending on RAT capability sets supported by the AAS BS, the following arrangements for establishing a communication link shall be referred and applied:

– For AAS BS in single RAT UTRA operation, the arrangements for establishing a communication link from TS 25.113 [5] apply.

– For AAS BS in single RAT E-UTRA operation, the arrangements for establishing a communication link from TS 36.113 [6] apply.

– For AAS BS in MSR operation, the arrangements for establishing a communication link from TS 37.113 [4] apply.

– For AAS BS in single RAT NR operation, the arrangements for establishing a communication link from TS 38.113 [30] apply.

4.3 Narrow band responses on receivers

Depending on RAT capability sets supported by the AAS BS, the following narrow band responses on receivers shall be referred and applied:

– For AAS BS in single RAT UTRA operation, the narrow band responses on receivers from TS 25.113 [5] apply.

– For AAS BS in single RAT E-UTRA operation, the narrow band responses on receivers from TS 36.113 [6] apply.

– For AAS BS in MSR operation the arrangements for narrow band responses on receivers from TS 37.113 [4] apply.

– For AAS BS in single RAT NR operation, the arrangements for narrow band responses on receivers from TS 38.113 [30] apply.

4.4 BS test configurations

The present document specifies the applicable test conditions, performance assessment and performance criteria for base stations in the following categories:

– AAS BS for UTRA TDD, UTRA FDD, E-UTRA, NR and MSR meeting the conducted requirements of TS 37.105 [2], with conformance demonstrated by compliance to TS 37.145-1 [3]. In this case, the EMC test configuration are listed in tables 4.4-1, 4.4-3, 4.4-5, 4.4-7, 4.4-9, 4.4-11 respectively.

– AAS BS for UTRA FDD, E-UTRA, NR and MSR meeting the OTA requirements of TS 37.105 [2], with conformance demonstrated by compliance to TS 37.145-2 [10]. In this case, the EMC test configuration are listed in table 4.4-2, 4.4-4, 4.4-6, 4.4-8, 4.4-10, 4.4-12 respectively.

The test configurations apply according to the declared RAT capability sets (i.e. CSA or RCSA) of the AAS BS according to subclause 4.9 of TS 37.145-1 [3] and TS 37.145-2 [10] and the Band Category of the declared operating band (i.e. BC1, BC2 or BC3).

The AAS BS test configurations are defined as ATCx in TS 37.145-1 [3] and ATCRx in TS 37.145-2[10], subclause 4.11.

– For AAS BS declared to be capable of contiguous operation only, the test configuration(s) in tables 4.4-1, 4.4-2 and 4.4-3, 4.4-4 denoted by a "C" shall be used for testing.

– For AAS BS declared to be capable of contiguous and non-contiguous operation and where the parameters in the manufacture’s declaration according to subclause 4.10 of TS 37.145-1 [3] and TS 37.145-2 [10] are identical for contiguous and non-contiguous operation, the test configurations denoted by "CNC" shall be used.

– For AAS BS declared to be capable of contiguous and non-contiguous operation and where the parameters in the manufacture’s declaration according to subclause 4.10 of TS 37.145-1 [3] and TS 37.145-2 [10] are not identical for contiguous and non-contiguous operation, the test configurations denoted by "C/NC" shall be used for testing.

For immunity tests:

– The communication link for the RAT(s) listed in the table shall be established according to subclause 4.2.

– Tests for ports relating to the RAT(s) supported shall be performed according to subclause 4.1.

Table 4.4-1: Test configuration applicability to requirements and capability sets for TAB connectors supporting MSR operation

TAB connector test case 

UTRA + E-UTRA (CSA3)

E-UTRA + NR (CSA3A)

BC1

BC2

BC3

BC1

BC2

BC3

Emission tests

C: ATC3a CNC: ANTC3a C/NC: ATC3a, ANTC3a

C: ATC3a CNC: ANTC3a C/NC: ATC3a, ANTC3a

C: ATC3b

C: ATC6

CNC: ANTC6 C/NC: ATC6, ANTC6

C: ATC6 CNC: ANTC6 C/NC: ATC6, ANTC6

C: ATC6

CNC: ANTC6 C/NC: ATC6, ANTC6

Immunity tests

C: ATC3a CNC: ANTC3a C/NC: ATC3a, ANTC3a

C: ATC3a CNC: ANTC3a C/NC: ATC3a, ANTC3a

C: ATC3b

C: ATC6

CNC: ANTC6 C/NC: ATC6, ANTC6

C: ATC6 CNC: ANTC6 C/NC: ATC6, ANTC6

C: ATC6

CNC: ANTC6 C/NC: ATC6, ANTC6

Table 4.4-2: Test configuration applicability to requirements and capability sets for AAS BS supporting MSR operation

Test case

UTRA + E-UTRA (RCSA 3)

E-UTRA + NR (RCSA 3A)

BC1

BC2

BC3

BC1

BC2

BC3

Emission tests

C: ATCR3a CNC: ANTCR3a C/NC: ATCR3a, ANTCR3a

C: ATCR3a CNC: ANTCR3a C/NC: ATCR3a, ANTCR3a

N/A

C: ATCR7 CNC: ANTCR7 C/NC: ATCR7, ANTCR7

C: ATCR7 CNC: ANTCR7 C/NC: ATCR7, ANTCR7

C: ATCR7

CNC: ANTCR7 C/NC: ATCR7, ANTCR7

Immunity tests

C: ATCR3a CNC: ANTCR3a C/NC: ATCR3a, ANTCR3a

C: ATCR3a CNC: ANTCR3a C/NC: ATCR3a, ANTCR3a

N/A

C: ATCR7 CNC: ANTCR7 C/NC: ATCR7, ANTCR7

C: ATCR7 CNC: ANTCR7 C/NC: ATCR7, ANTCR7

C: ATCR7

CNC: ANTCR7 C/NC: ATCR7, ANTCR7

Table 4.4-3: Test configuration applicability to requirements and capability sets for TAB connectors supporting one RAT only MSR operation

Capability set

UTRA (MC) capable BS (CSA1)

E-UTRA (MC) capable BS (CSA2)

TAB connector test case

BC1

BC2

BC3

BC1

BC2

BC3

Emission tests

C: ATC1a CNC: ANTC1a C/NC: ATC1a, ANTC1a

C: ATC1a CNC: ANTC1a C/NC: ATC1a, ANTC1a

C: ATC1b

C: ATC2a CNC: ANTC2 C/NC: ATC2a, ANTC2

C: ATC2a CNC: ANTC2 C/NC: ATC2a, ANTC2

C: ATC2a CNC: ANTC2 C/NC: ATC2a, ANTC2

Immunity tests

C: ATC1a CNC: ANTC1a C/NC: ATC1a, ANTC1a

C: ATC1a CNC: ANTC1a C/NC: ATC1a, ANTC1a

C: ATC1b

C: ATC2a CNC: ANTC2 C/NC: ATC2a, ANTC2

C: ATC2a CNC: ANTC2 C/NC: ATC2a, ANTC2

C: ATC2a CNC: ANTC2 C/NC: ATC2a, ANTC2

Table 4.4-4: Test configuration applicability to requirements and capability sets for operating bands supporting one RAT only MSR operation

Capability set

UTRA (MC) capable BS (RCSA1)

E-UTRA (MC) capable BS (RCSA2)

Test case

BC1

BC2

BC3

BC1

BC2

BC3

Emission tests

C: ATCR1a CNC: ATCR1a C/NC: ATCR1a, ANTCR1a

C: ATCR1a CNC: ATCR1a C/NC: ATCR1a, ANTCR1a

N/A

C: ATCR2a CNC: ATCR2a C/NC: ATCR2a, ANTCR2

C: ATCR2a CNC: ATCR2a C/NC: ATCR2a, ANTCR2

C: ATCR2a CNC: ATCR2a C/NC: ATCR2a, ANTCR2

Immunity tests

C: ATCR1a CNC: ANTCR1a C/NC: ATCR1a, ANTCR1a

C: ATCR1a CNC: ANTCR1a C/NC: ATCR1a, ANTCR1a

N/A

C: ATCR2a CNC: ANTCR2 C/NC: ATCR2a, ANTCR2

C: ATCR2a CNC: ANTCR2 C/NC: ATCR2a, ANTCR2

C: ATCR2a CNC: ANTCR2 C/NC: ATCR2a, ANTCR2

Table 4.4-5: Test configurations for a TAB connector supporting single-RAT UTRA operation

TAB connector test case 

Single-RAT UTRA FDD MC capable TAB connector (CSA4)
C capable only

Single-RAT UTRA FDD MC capable TAB connector (CSA4)
C and NC capable with identical parameters

Single-RAT UTRA FDD MC capable TAB connector (CSA4)
C and NC capable with different parameters

Single-RAT UTRA TDD MC capable TAB connector (CSA4)
C capable only

Emission tests

ATC1a

ANTC1

ATC1a, ANTC1

ATC1b

Immunity tests

ATC1a

ANTC1

ATC1a, ANTC1

ATC1b

Table 4.4-6: Test configurations for an AAS BS supporting single-RAT UTRA operation

Test case 

Single-RAT UTRA FDD MC capable AAS BS operating band (RCSA4)
C capable only

Single-RAT UTRA FDD MC capable AAS BS operating band (RCSA4)
C and NC capable with identical parameters

Single-RAT UTRA FDD MC capable AAS BS operating band (RCSA4)
C and NC capable with different parameters

Single-RAT UTRA TDD MC AAS BS operating band (RCSA4)
C capable only

Emission tests

ATC1a

ANTC1

ATC1a, ANTC1

 N/A 

Immunity tests

ATCR1a

ANTCR1

ATCR1a, ANTCR1

 N/A  

Table 4.4-7: Test configurations for a TAB connector supporting single-RAT E-UTRA operation capable of both contiguous and non-contiguous spectrum in multi-carrier and/or CA operation in single band

TAB connector test case 

Single-RAT E-UTRA MC capable TAB connector (CSA5)

C capable only

 

Single-RAT E-UTRA MC capable TAB connector (CSA5)

C and NC capable BS with identical parameters

(CNC)

Single-RAT E-UTRA MC capable TAB connector (CSA5)

C and NC capable BS with different parameters

(CNC)

Emission tests

ATC2a

ANTC2

ATC2a, ANTC2

Immunity tests

ATC2a

ANTC2

ATC2a, ANTC2

Table 4.4-8: Test configurations for an AAS BS supporting single-RAT E-UTRA operation capable of
both contiguous and non-contiguous spectrum in multi-carrier and/or CA operation in single band

Test case 

Single-RAT E-UTRA MC capable AAS BS operating band (RCSA5)

C capable only

Single-RAT E-UTRA MC capable AAS BS operating band (RCSA5)

C and NC capable BS with identical parameters

Single-RAT E-UTRA MC capable AAS BS operating band (RCSA5)

C and NC capable BS with different parameters 

Emission tests

ATCR2a

ANTCR2

ATCR2a, ANTCR2

Immunity tests

ATCR2a

ANTCR2

ATCR2a, ANTCR2

Table 4.4-9: Test configuration for multi-band TAB connectors supporting MSR operation

TAB connector test case 

Test configuration for MBT

BC1/BC2

BC3

Emission tests

ATC5b

ATC5b

Immunity tests

ATC5b

ATC5b

Table 4.4-10: Test configuration for AAS BS operating bands containing beams with multi-band dependencies supporting MSR operation

TAB connector test case 

Test configuration for MBT

BC1/BC2

BC3

Emission tests

ATCR5b

ATCR5b

Immunity tests

ATCR5b

ATCR5b

Table 4.4-11: Test configuration for multi-band TAB connectors supporting Single-RAT only

TAB connector test case

UTRA FDD CSA4

UTRA TDD CSA4

E-UTRA Test CSA5

Emission test

ATC1a/ANTC1 (note 1) ATC5b

ATC1b (note 2), ATC5a

ATC2a/ANTC2 (note 3), ATC5b

Immunity test

ATC5b

ATC5a

ATC5b

NOTE 1: ATC1a and/or ANTC1 shall be applied in each supported operating band according to table 4.4-3a.

NOTE 2: ATC1b shall be applied in each supported operating band according to table 4.4-3a.

NOTE 3: ATC2 and/or ANTC2 shall be applied in each supported operating band according to table 4.4-4a.

Table 4.4-12: Test configuration for AAS BS operating bands with multi-band dependencies supporting single-RAT only

TAB connector test case

UTRA FDD CSA4

UTRA TDD CSA4

E-UTRA Test CSA5

Emission test

ATCR1a/ANTCR1 (note 1) ATCR5b

N/A

ATCR2a/ANTCR2 (note 2), ATCR5b

Immunity test

ATCR5b

N/A

ATCR5b

NOTE 1: ATCR1a and/or ANTCR1 shall be applied in each supported operating band according to table 4.4-3b.

NOTE 2: ATCR2 and/or ANTCR2 shall be applied in each supported operating band according to table 4.4-4b.