6.1 General

38.3313GPPNRProtocol specificationRadio Resource Control (RRC)Release 17TS

Tools: ARFCN - Frequency Conversion for 5G NR/LTE/UMTS/GSM

6.1.1 Introduction

The contents of each RRC message is specified in clause 6.2 using ASN.1 to specify the message syntax and using tables when needed to provide further detailed information about the fields specified in the message syntax. The syntax of the information elements that are defined as stand-alone abstract types is further specified in a similar manner in clause 6.3.

Usage of the text "Network always configures the UE with a value for this field" in the field description indicates that the network has to provide a value for the field in this or in a previous message based on delta configuration (for an optional field with Need M). It does not imply a mandatory presence of the field.

6.1.2 Need codes and conditions for optional fields

The need for fields to be present in a message or an abstract type, i.e., the ASN.1 fields that are specified as OPTIONAL in the abstract notation (ASN.1), is specified by means of comment text tags attached to the OPTIONAL statement in the abstract syntax. All comment text tags are available for use in the downlink direction for RRC message and in the sidelink for PC5 RRC message. The meaning of each tag is specified in table 6.1.2-1.

If conditions are used, a conditional presence table is provided for the message or information element specifying the need of the field for each condition case. The table also specifies whether UE maintains or releases the value in case the field is absent. The conditions clarify what the UE may expect regarding the setting of the message by the network for the RRC message or by the peer UE in the sidelink RRC message. Violation of conditions is regarded as invalid network behaviour when transmitting downlink RRC message or invalid UE behavior when transmitting PC5 RRC message, which the UE is not required to cope with. Hence the general error handling defined in 10.4 does not apply in case a field is absent although it is mandatory according to the CondC or CondM condition.

For guidelines on the use of need codes and conditions, see Annex A.6 and A.7.

Table 6.1.2-1: Meaning of abbreviations used to specify the need for fields to be present

Abbreviation	Meaning
Cond conditionTag	Conditionally present Presence of the field is specified in a tabular form following the ASN.1 segment.
CondC conditionTag	Configuration condition Presence of the field is conditional to other configuration settings.
CondM conditionTag	Message condition Presence of the field is conditional to other fields included in the message.
Need S	Specified Used for (configuration) fields, whose field description or procedure specifies the UE behavior performed upon receiving a message with the field absent (and not if field description or procedure specifies the UE behavior when field is not configured).
Need M	Maintain Used for (configuration) fields that are stored by the UE i.e. not one-shot. Upon receiving a message with the field absent, the UE maintains the current value.
Need N	No action (one-shot configuration that is not maintained) Used for (configuration) fields that are not stored and whose presence causes a one-time action by the UE. Upon receiving message with the field absent, the UE takes no action.
Need R	Release Used for (configuration) fields that are stored by the UE i.e. not one-shot. Upon receiving a message with the field absent, the UE releases the current value.

NOTE: In this version of the specification, the condition tags CondC and CondM are not used.

Any field with Need M or Need N in system information shall be interpreted as Need R.

The need code used within a CondX definition only applies for the case (part of the condition) where it is defined: A condition may have different need codes for different parts of the condition. In particular, the CondX definition may contain the following "otherwise the field is absent" parts:

– "Otherwise, the field is absent": The field is not relevant or should not be configured when this part of the condition applies. In particular, the UE behaviour is not defined when the field is configured via another part of the condition and is reconfigured to this part of the condition. A need code is not provided when the transition from another part of the condition to this part of the condition is not supported, when the field clearly is a one-shot or there is no difference whether UE maintains or releases the value (e.g., in case the field is mandatory present according to the other part of the condition).

– "Otherwise, the field is absent, Need R": The field is released if absent when this part of the condition applies. This handles UE behaviour in case the field is configured via another part of the condition and this part of the condition applies (which means that network when transmitting downlink RRC message or peer UE transmitting PC5 RRC message can assume UE releases the field if this part of the condition is valid).

– "Otherwise, the field is absent, Need M": The UE retains the field if it was already configured when this part of the condition applies. This means the network when transmitting downlink RRC message or the peer UE when transmitting PC5 RRC message cannot release the field, but UE retains the previously configured value.

Use of different Need codes in different parts of a condition should be avoided.

For downlink RRC message and sidelink PC5 RRC messages, the need codes, conditions and ASN.1 defaults specified for a particular (child) field only apply in case the (parent) field including the particular field is present. Thus, if the parent is absent the UE shall not release the field unless the absence of the parent field implies that.

For (parent) fields without need codes in downlink RRC messages or sidelink PC5 RRC message, if the parent field is absent, UE shall follow the need codes of the child fields. Thus, if parent field is absent, the need code of each child field is followed (i.e. Need R child fields are released, Need M child fields are not modified and the actions for Need S child fields depend on the specified conditions of each field). Examples of (parent) fields in downlink RRC messages and sidelink PC5 RRC message without need codes where this rule applies are:

– nonCriticalExtension fields at the end of a message using empty SEQUENCE extension mechanism,

– groups of non-critical extensions using double brackets (referred to as extension groups), and

– non-critical extensions at the end of a message or at the end of a structure, contained in a BIT STRING or OCTET STRING (referred to as parent extension fields).

The handling of need codes as specified in the previous is illustrated by means of an example, as shown in the following ASN.1.

— /example/ ASN1START

RRCMessage-IEs ::= SEQUENCE {

field1 InformationElement1 OPTIONAL, — Need M

field2 InformationElement2 OPTIONAL, — Need R

nonCriticalExtension RRCMessage-v1570-IEs OPTIONAL

}

RRCMessage-1570-IEs ::= SEQUENCE {

field3 InformationElement3 OPTIONAL, — Need M

nonCriticalExtension RRCMessage-v1640-IEs OPTIONAL

}

RRCMessage-v1640-IEs ::= SEQUENCE {

field4 InformationElement4 OPTIONAL, — Need R

nonCriticalExtension SEQUENCE {} OPTIONAL

}

InformationElement1 ::= SEQUENCE {

field11 InformationElement11 OPTIONAL, — Need M

field12 InformationElement12 OPTIONAL, — Need R

…,

[[

field13 InformationElement13 OPTIONAL, — Need R

field14 InformationElement14 OPTIONAL — Need M

]]

}

InformationElement2 ::= SEQUENCE {

field21 InformationElement11 OPTIONAL, — Need M

…

}

— ASN1STOP

The handling of need codes as specified in the previous implies that:

– if field1 in RRCMessage-IEs is absent, UE does not modify any child fields configured within field1 (regardless of their need codes);

– if field2 in RRCMessage-IEs is absent, UE releases the field2 (and also its child field field21);

– if field1 or field2 in RRCMessage-IEs is present, UE retains or releases their child fields according to the child field presence conditions;

– if field1 in RRCMessage-IEs is present but the extension group containing field13 and field14 is absent, the UE releases field13 but does not modify field14;

– if nonCriticalExtension defined by IE RRCMessage-v1570-IEs is absent, the UE does not modify field3 but releases field4;

6.1.3 General rules

In the ASN.1 of this specification, the first bit of a bit string refers to the leftmost bit, unless stated otherwise.

Upon reception of a list not using ToAddModList and ToReleaseList structure, the UE shall delete all entries of the list currently in the UE configuration before applying the received list and shall consider each entry as newly created. This applies also to lists whose size is extended (i.e. with a second list structure in the ASN.1 comprising additional entries), unless otherwise specified. This implies that Need M should not be used for fields in the entries of these lists; if used, UE will handle such fields equivalent to a Need R.